journal multidisciplinary soe ut · hidalguense by diaz-batalla luis, perez-viveros denhy,...
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UTSOE-Journal Multidisciplinary Science,
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Directory
ROSILES-Luis Ignacio, MsC. Universidad Tecnólogica del Suroeste de Guanajuato
Co-Editors
MARÍN SÁNCHEZ- Juan, BsC.
Design
RODRIGUEZ ANGELES- Mario, cPhD.
ACOSTA NAVARRETE- María, cPhD.
ESPINOZA ZAMORA- Jesús,MsC.
CRISTOBAL CASTAÑEDA- José,MsC.
MORALES FELIX- Verónica,MsC.
RAMIREZ BARAJAS- Alejandro,MsC.
LEDESMA JAIME- Reynaldo,MsC.
AVILES FERRERA- José,MsC.
Style
Rector
RIVAS García-Olimpia Liliana, MsC.
Journal Director
GORDILLO SOSA- Jose, cPhD.
Editor in Chief
BARRON ADAME- Jose, PhD.
RODRIGUEZ MUÑOZ- Jose, cPhD. QUINTANILLA DOMINGUEZ –Joel, PhD.
III
Editorial Board
OJEDA MAGAÑA- Benjamin, PhD. (CUCEI-Universidad de Guadalajara), Mexico.
VEGA CORONA- Antonio, PhD.
(Universidad de Guanajuato), Mexico.
ANDINA DE LA FUENTE- Diego, PhD.
(Universidad Politecnica de Madrid), Spain.
CORTINA JANUCHS- Maria, PhD. (Universidad Politecnica de Madrid), Spain.
GARCIA MENDOZA- Ruben, PhD.
(Universidad Tecnologica Corregidora),
Mexico.
MINA ROSALES- Alejandra, cPhD.
(Universidad Politecnica de Madrid), Spain.
ROSTRO GONZALES- Horacio, PhD.
(Universidad de Guanajuato), Mexico.
MARCANO CEDEÑO- Alexis, PhD.
(Universidad Politecnica de Madrid), Spain.
RUIZ FERNANDEZ– Daniel, PhD.
(Universidad Politecnica de Madrid), Spain.
RUELAS LEPE- Ruben, PhD.
(CUCEI Universidad de Guadalajara), Mexico.
TARQUIS- Ana, PhD.
(Universidad Politecnica de Madrid), Spain.
GOMEZ ROMERO– Jose, PhD. (Universidad Autonoma Metropolitana), Mexico.
GIRET-Adriana ,PhD
(Universidad Politécnica de Valencia), Spain.
BOTTI –Vicente, PhD
(Universidad Politécnica de Valencia), Spain.
IV
Arbitration Committee
RAMIREZ LEMUS-Lidia, PhD Universidad Tecnologica del Suroeste de Guanajuato
Business Development - Marketing Area
ROSALES GARCIA-Juan, PhD
Universidad de Guanajuato
Electrical Engineering
THOMSON LOPEZ-Reynaldo, PhD
Universidad de Guanajuato
Management
GOMEZ AGUILAR- Jose, PhD
Universidad Autonoma de Mexico
Materials
CORDOVA FRAGA- Teodoro, PhD
Universidad de Guanajuato
Medical Physicist
RUIZ PINALES- Jose, PhD
Universidad de Guanajuato
Eletronic
GONZALEZ PARADA- Adrian, PhD
Universidad de Guanajuato
Electrical Engineering
GUZMAN CABRERA- Rafael, PhD
Universidad de Guanajuato
Electrical Engineering
IRETA MORENO- Fernando, PhD
Universidad de Guanajuato
Electrical Engineering
ARROYO FIGUEROA- Gabriela, PhD
Universidad de Guanajuato
Agroindustrial processes
MERCADO FLORES- Juan, PhD
Universidad de Guanajuato
Food Biochemistry
LOPEZ OROZCO- Melva, PhD
Universidad de Guanajuato
Food Biochemistry
AGUILAR MORENO-Antonio, cPhD Universidad Tecnologica del Suroeste de Guanajuato
Mechanical - Industrial Area
AGUIRRE PUENTE- Jose Alfredo, MsC Universidad Tecnologica del Suroeste de Guanajuato
Information Technology and Communication
HUERTA MASCOTE- Eduardo, MsC Universidad Tecnologica del Suroeste de Guanajuato
Information Technology and Communication
RICO MORENO- Jose, MsC Universidad Tecnologica del Suroeste de Guanajuato
Information Technology and Communication
CANO CONTRERAS-Martin, MsC Universidad Tecnologica del Suroeste de Guanajuato
Information Technology and Communication
FERRER ALMARAZ-Miguel, MsC Universidad Tecnologica del Suroeste de Guanajuato
Mechanical -Industrial Area
ARREGUIN CERVANTES-Antonio, MsC Universidad Tecnologica del Suroeste de Guanajuato
Mechanical- Industrial Area
MENDOZA GARCIA- Patricia, MsC Universidad Tecnologica del Suroeste de Guanajuato
Business Development - Marketing Area
ALMANZA SERRANO-Leticia, MsC Universidad Tecnologica del Suroeste de Guanajuato
Business Development - Marketing Area
URIBE PLAZA- Guadalupe, MsC Universidad Tecnologica del Suroeste de Guanajuato
Business Engineering and Management
SILVA CONTRERAS-Juan, MsC Universidad Tecnologica del Suroeste de Guanajuato
Accounting
V
ANDRADE OSEGUERA-Miguel, MsC Universidad Tecnologica del Suroeste de Guanajuato
Accounting
AMBRIZ COLIN-Fernando, MsC Universidad Tecnologica del Suroeste de Guanajuato
Industrial -Maintenance Area
CANO RAMIREZ-Jaime, MsC Universidad Tecnologica del Suroeste de Guanajuato
Industrial- Maintenance Area
CASTAÑEDA RAMIREZ-Jose, MsC Universidad Tecnologica del Suroeste de Guanajuato
Food Processes
LOPEZ RAMIREZ-Maria, MsC Universidad Tecnologica del Suroeste de Guanajuato
Sustainable Agriculture and Protected
GUZMAN SEPULVEDA-Jose, MsC
Universidad Autonoma de Tamaulipas
Mechatronics
TAPIA ORTEGA- Jose, MsC
Universidad de Guanajuato
Electrical Engineering
HERNANDEZ FUSILIER- Donato, MsC
Universidad de Guanajuato
Electrical Engineering
MOSQUEDA SERRANO- Fatima, MsC Universidad Tecnológica del Norte de Guanajuato
Gastronomy
RODRIGUEZ VARGAS- Maria, BsC Universidad Tecnologica del Suroeste de Guanajuato
Information Technology and Communication
CARMONA GARCIA-Nelida, BsC Universidad Tecnologica del Suroeste de Guanajuato
Business Development - Marketing Area
NUÑEZ LEDESMA- Marcela, BsC Universidad Tecnologica del Suroeste de Guanajuato
Industrial Design and Fashion- Production Area
RODRIGUEZ SANCHEZ-Marcos, BsC Universidad Tecnologica del Suroeste de Guanajuato
Industrial -Maintenance Area
MACIEL BARAJAS-Gloria, BsC Universidad Tecnologica del Suroeste de Guanajuato
Food Processes
VI
Presentation
In the first number there are six sections included: in the section of Agricultural Sciences the article Lipid
and Protein content and Antioxidant Activity of Pithecellobium dulce seeds Collected in the Huasteca
Hidalguense by DIAZ-BATALLA Luis, PEREZ-VIVEROS Denhy, AGUILAR-ARTEAGA Karina,
HERNANDEZ-MARTINEZ Victoriano affiliated to Universidad Politécnica Francisco I. Madero,
Tepatepec, Hgo, in the Section of Exact Sciences the article The paradox of a fair play in a round-robin
tournament by GARCÍA-ZAMBRANO José,GARCÍA José and RAMOS-ESCAMILLA María, the first
two affiliated to Instituto Politécnico Nacional-Superior School of Commerce and Administration, and
to Universidad Tecnólogica del Suroeste de Guanajuato and Universidad Iberoamericana the latter
author; in the Section of Engineering Sciences the article Mechanistic Characterization of Two-
Component Materials Obtained by Semicontinuous Seeded Emulsion Polymerization by F. J. Aranda-
García, Francisco A. Núñez-Pérez affiliated to Universidad de Guadalajara the former and Universidad
Politécnica de Lázaro Cárdenas Michoacán the latter ; in the section of Technology Sciences the article
Development of a Petit Robot Suitable For Building Robotic Systems by FERNÁNDEZ-Arnoldo ,
CUAN-Enrique, GARCÍA-Roxana, and URQUIZO- Elisa affiliated to Instituto Tecnológico de Nuevo
León and Instituto Tecnológico de la Laguna, respectively; in the Section of Social Sciences the article
A proposal for a postgraduate education program in Tourism based on an integrated curriculum model
by VALLEJO Víctor, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ María Elena, in
the Section of Administrative Sciences the articles Public Administration in the conservation of a
protected area: Biosphere Reserve Sierra del Abra Tanchipa by MALDONADO MIRANDA-Juan José,
Carranza Alvarez Candy, Hernández Morales Alejandro, Cappello García Hector Manuel, affiliated to
Universidad Autónoma de San Luis Potosí and Universidad Autónoma de Tamaulipas, respectively, and
LGAC. Management and development of MIPYMES in the state of Guanajuato by ARRIAGA-
NORMA, RAMOS-ANTONIETA, REYES-CESAR, GARNICA-JUAN affiliated to SABES.
Content
Article
Page
Lipid and Protein content and Antioxidant Activity of Pithecellobium dulce seeds
Collected in the Huasteca Hidalguense.
DIAZ-BATALLA, Luis, PEREZ-VIVEROS, Denhy, AGUILAR-ARTEAGA, Karina,
HERNANDEZ-MARTINEZ, Victoriano
Universidad Politécnica Francisco I. Madero
1-5
The paradox of a fair play in a round-robin tournament (An experiment on teams work
behavior)
GARCÍA ZAMBRANO, José Antonio, GARCÍA, José, RAMOS ESCAMILLA, María
Instituto Politécnico Nacional-Superior
6-16
Mechanistic Characterization of two-Component Materials Obtained by
Semicontinuous Seeded Emulsion Polymerization
ARANDA GARCÍA, F., NÚÑEZ-PÉREZ, Francisco A.
Universidad de Guadalajara, Centro Universitario de Ciencias Exactas e Ingenierías
17-21
Development of a Petit Robot Suitable For Building Robotic Systems
FERNÁNDEZ- Arnoldo, CUAN- Enrique, GARCÍA- Roxana, URQUIZO- Elisa
Instituto Tecnológico de Nuevo León
22-28
A proposal for a postgraduate education program in Tourism based on an integrated
curriculum model
VALLEJO Víctor, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ María
Elena
Benemérita Universidad Autónoma de Puebla
29-40
Public Administration in the conservation of a protected area: Biosphere Reserve Sierra
del Abra Tanchipa
MALDONADO MIRANDA-Juan José1, Carranza Alvarez Candy, Hernández Morales
Alejandro, Cappello García Hector Manuel
Unidad Académica Multidisciplinaria Zona Huasteca de la Universidad Autónoma de
San Luis Potosí
41-52
LGAC. Management and development of MIPYMES in the state of Guanajuato
ARRIAGA,Norma, RAMOS, Antonieta, REYES, Cesar, GARNICA, Juan
53-61
Instructions for Authors
Originality Format
Authorization Form
1
Article Agricultural Sciences
January-june 2015 Vol.2 No.3 1-5
Lipid and Protein content and Antioxidant Activity of Pithecellobium dulce seeds
Collected in the Huasteca Hidalguense.
DIAZ-BATALLA LUIS †, PEREZ-VIVEROS DENHY, AGUILAR-ARTEAGA KARINA,
HERNANDEZ-MARTINEZ VICTORIANO.
Universidad Politécnica Francisco I. Madero, Tepatepec, Hgo., México
Received May 3rd, 2015. Accepted June 17th, 2015
___________________________________________________________________________________________________
Abstract
Biodiversity is a determinant element in the
strategies developed to reach food security and
sovereignty. In this scheme legume foods as
Pithecellobium dulce can contribute to develop
sustainable alimentary systems. In the present work
the content of lipids and protein and the antioxidant
activity of Pithecellobium dulce seed flour collected
in the huasteca Hidalguense were analysed. The lipid
and protein in the flour of seeds was 8.6% and 28%
respectively. The antioxidant activity was higher in
the extract of ethanol 40% than in the 60% and 80%,
the visible absorption spectra of the extracts cannot
define the chemical compounds associated to the
antioxidant activity. Pithecellobium dulce can be an
alternative for the sustainable production of food
resources and to obtain products or subproducts with
high added value. Is important to continue the studies
toward a better description of this specie and to
generate information for it sustainable utilization.
Keywords: Biodiversity, legume food, Pithecellobium
dulce.
___________________________________________________________________________________________________
Cita: DIAZ-BATALLA LUIS†, PEREZ-VIVEROS DENHY, AGUILAR-ARTEAGA KARINA, HERNANDEZ-
MARTINEZ VICTORIANO. Contenido de Lípidos y Proteína y Actividad Antioxidante de Semillas de Pithecellobium dulce
Colectadas en la Huesteca Hidalguense. UTSOE-Journal Multidisciplinary Science. 2015, 2-4:207-217
___________________________________________________________________________________________________
___________________________________________________________________________________________________
* Correspondence to Author ([email protected])
† Researcher contributing first author.
© UTSOE Journal Multidisciplinary Science www.utsoe-journal.mx
2
Article Agricultural Sciences
January-june 2015 Vol.2 No.3 1-5
ISSN-On line: 2395-860X
UTSOE® All rights reserved. DIAZ-BATALLA LUIS. Contenido de Lípidos y Proteína y
Actividad Antioxidante de Semillas de Pithecellobium dulce
Colectadas en la Huesteca Hidalguense. Revista de Ciencias
Naturales y Agropecuarias. 2015
Introduction
Between 2010 and 2050 a world population
growth of about 2,300 millions is expected, a
demanding condition for actual food production
of 70%. This increment on production must be
formulated in a sustainable system that allows
food security and sustainability to the countries,
keeping at the same time a low environmental
impact. On the last 50 years, the agriculture
production has been largely incremented based
on a serious abuse of nonrenewable supplies and
high impact natural resources on the biodiversity
and degradation in the ecosystems. This system
has allowed disponibility of carbohidrates,
proteins and refined lipids and simplification of
diet based on a limited number of crops. This
low variation and high calories diet, has
contributed to increase the incidence of chronic
and noninfectious diseases and obesity, which
can be found coexisting with nutritional
problems in a same region. Dependency on some
few crops for food production has generated
genetic erosion that increments the risk on
dispersion of diseases when some variety is
susceptible. This phenomenon stimulates food
insecurity (FAO, 2010).
More than 195,000 plants species are edible and
usable for humans; however, only 0.1%, less
than 300 species are used for food production.
Approximately 17 species contribute with 90%
of the food for world population, from which
eight cereals: wheat, corn, rice, barley, sorghum,
oats, rye and millet constitute 60% of the calories
and proteins consumed by world population and
only three cereals: wheat, corn and rice represent
70% of the total grain production. From the
evolutive perspective, the utilization of these
grains in human feeding is a relatively recent
phenomenon, since its beginnings date back to
6,000 to 11,000 years. Cereals represent a new
food for mankind in the context of their
evolution. The deficiency in vitamins and
minerals may represent some discordance in this
food group and the diet to which the human body
is genetically adapted, given their evolution as
hominid in the tropical forests, where
dicotyledonae plants dominated. Human
physiology doesn’t involve significant evolutive
experience in regard to monocotyledonae plant
grains, like the cereals aforementioned, which
represents the main food source (Cordain, 1999).
Numerous global challenges are determining the
actual and future way of food production.
Among these challenges we can found
population growth, urbanization, unavailability
and contamination of water, soil erosion and
contamination and environment degradation.
Any change in food production systems to
ensure enough supply must involve a correct use
of biodiversity.
The change in food production systems ensuring
enough supply must involve the right use of
biodiversity, which has been severely damaged
by the recent intensive agriculture practices, can
contribute on reaching sustainability and food
security. Most of the people without food supply
security live and work in rural zones in little
agriculture production systems associated to a
big portion of the underutilized or tamed
biological diversity. One of the strategies for
facing challenges and finally reaching food
supply security and sufficiency, is for the rural
zones inhabitants to use biodiversity on hand
into sustainable schemes allowing to improve
their life quality. (FAO, 2010).
On this context, legumes have been
acknowledged as a groups of crops capable of
reduce poverty, improve food security, nutrition
and health, generating a productive scheme
sustainable within the environment, particularly
on regions with limited animal origin products.
Legume plants produce nutrimentally dense and
high quality grains, aimed for direct ingestion,
processed in formulations or destined to higher
3
Article Agricultural Sciences
January-june 2015 Vol.2 No.3 1-5
ISSN-On line: 2395-860X
UTSOE® All rights reserved. DIAZ-BATALLA LUIS. Contenido de Lípidos y Proteína y
Actividad Antioxidante de Semillas de Pithecellobium dulce
Colectadas en la Huesteca Hidalguense. Revista de Ciencias
Naturales y Agropecuarias. 2015
added value industrialization as it could be cattle
feeding. When harvested in crop rotation, they
can reduce plague and undergrowth presence,
while enriching soil with nitrogen, due to its
capacity for fixing atmospheric nitrogen. Their
seed are of high palatability and rich in proteins,
lipids, minerals, active compounds and
antioxidants, associated to reduction and
prevention of chronic degenerative diseases
(CGIAR, 2012).
Pithecellobium dulce, also known as chucum
blanco, umuh or guamúchil is a tree or bush
belonging to leguminosae family, native from
México and nitrogen-fixing, distributed on
tropical zones in the country including
Tamaulipas, San Luis Potosí, Hidalgo,
Querétaro and north Veracruz states; and a drier
part from Yucatán Peninsula; in the Pacific:
from Baja California and Sonora, to Chiapas,
including Cuenca del Balsas. Is a thorny,
evergreen tree, from 15 to 20 mts high, with
pyramidal or enlarged top, wide and extended
(30 mts diameter), very leafy, produces thin pods
from up to 20cm long and 10 to 15 mm wide,
open on both sides to liberate numerous seeds
ranging from 7 to 12 mm long, ovoid flattened,
brown (CONABIO, 2001).
Pithecellobium dulce has been described as a
multiple use species: edible, timber, medicinal,
shadow, forage, fertilizer, craft and ornament
(Monroy and Colín, 2004). The traditional
medicinal properties inherent to this species,
have been explored in diverse researches, on
which the antioxidant activity has been studied
(Sugumaran and col., 2008), antidiabetic
(Sugumaran and col., 2009), larvicide
(Govindarajan and col., 2013), antimicrobial
(Kumar and col, 2013) from its leaves and
general characterization of its aryl (Narsing and
col., 2011).
Given the relevance of biodiversity in
development of rural zones and particularly from
the important role of legumesin the development
of sustainable systems of food production in a
model ruled by cereals. On this research, food
and antioxidant characteristics of Pithecellobium
dulce seeds are partially analyzed. These seeds
are produced in the huasteca region of the state
of Hidalgo, with the main purpose of contribute
to generate added value food alternatives
allowing a good administration on regional
biodiversity.
Materials and methods
The seeds of ithecellobium dulce were collected
on may 2015 in huasteca hidalguense, after
selected, dehidrated on a stove to 60o C, milled,
and sieved, the obtained flour was used to
quantify lipids, protein and antioxidant capacity.
Quantificaction was done in a triple basis using
the AOAC method (1990) and ethanol extracts
were prepared to 80%, 60% and 40% for
estimation of the antioxidant capacity using the
DPPH method (Thaipong and col., 2006), with
the purpose of estimate the type of active
compunds present, the absortion spectrum of
extracts was obtained between 330 a 430 nm.
Results and discussion
The weight of 100 seeds of Pithecellobium dulce
was 14.3 g, the protein and lipids content in the
seed flour of Pithecellobium dulce was 28.4%
and 8.6% respectively. Capacity was expressed
in terms of abatement percentage of the DPPH
radical measuring 56% for ethanol extract at
40% (E40-Et), 28% for etanol extract at 60%
(E60-Et) and 11% for ethanol extract at 80%
(E80-Et) (Figure 1).
4
Article Agricultural Sciences
January-june 2015 Vol.2 No.3 1-5
ISSN-On line: 2395-860X
UTSOE® All rights reserved. DIAZ-BATALLA LUIS. Contenido de Lípidos y Proteína y
Actividad Antioxidante de Semillas de Pithecellobium dulce
Colectadas en la Huesteca Hidalguense. Revista de Ciencias
Naturales y Agropecuarias. 2015
Figure 1. Anitoxidant capacity of the extracts
expressed as % of abatement of the DPPH radical.
The visible absortion sprectrum of the three
extracts doesn´t allow to evidence the presence
of máximum values of absortion characteristics
of some group of active compunds; however, it
is possible to find an inverse relation between
absorbence to 335 nm and the percentage of
ethanol from the extracts, in a way that the
bigger the ethanol percentage the lesser the
found absorbance (Figure 2).
Figure 2. Absortion spectrums of the extracts.
Discussion.
The weight of 100 seeds of Pithecellobium dulce
was 14.3 g, the content of protein found in the
seed of Pithecellobium dulce in this research was
28%, a bigger value than the one reported by
Monroy and Colín (2004) that was 20%, while
the lipid content (8.6%) is lesser than the one
previously reported ( 26%). There are no
previous studies estimating the antioxidant
capacity of ethanolic extracts of the
Pithecellobium dulce flour seed; however, the
evidence is clear about antioxidant activity using
the DPPH in vitro method, the extracts with most
polarity (40% ethanol) present more antioxidant
activity in comparison with the less polarity
extracts (80% ethanol) and this activity is
correlated with a larger absorbance at 335 nm,
which suggests the presence in a larger
concentration in the ethanol extract at 40%
within a group of polar compounds, whose
absortium spectrum can´t be clearly described on
the wavelength from the visible spectrum and
presenting an important antioxidant activity.
Conclusions
This research confirms the potential food value
of the Pithecellobium dulce seeds and their role
as a source of active compunds. These attributes
incentivate the continuity of their description
with the purpose of contributing to a better use
of native biodiversity from the rural zones in the
huasteca Hidalguense.
References
AOAC, 1990. Official Methods of Analysis of
the Association of Official Analytical Chemist.
Arlington, Virginia. USA.
CGIAR, 2012. Research program on grain
legumes.
CONABIO, 2001. Pithecellobium dulce.
México.
Cordain, L. 1999. Cereal Grains: Humanity’s
Double-Edged Sword. World Rev Nutr Diet. 84;
19–73.
0
10
20
30
40
50
60
E80-Et E60-Et E40-Et
% DPPH Abatement
5
Article Agricultural Sciences
January-june 2015 Vol.2 No.3 1-5
ISSN-On line: 2395-860X
UTSOE® All rights reserved. DIAZ-BATALLA LUIS. Contenido de Lípidos y Proteína y
Actividad Antioxidante de Semillas de Pithecellobium dulce
Colectadas en la Huesteca Hidalguense. Revista de Ciencias
Naturales y Agropecuarias. 2015
FAO, 2010. Biodiversity for Food and
Agriculture Contributing to food security and
sustainability in a changing world. Rome, Italy.
Govindarajan y col., 2013. Larvicidal & ovicidal
efficacy of Pithecellobium dulce (Roxb.) Benth.
(Fabaceae) against Anopheles stephensi Liston
& Aedes aegypti Linn. Indian J Med Res
138:129-134.
Kumar and col, 2013. Phytochemical analysis
and antimicrobial efficacy of leaf extracts of
Pithecellobium dulce. Asian Journal of
Pharmaceutical and Clinical Research. 6:1.
Monroy and Colín, 2004. El guamúchil
Pithecellobium dulce (Roxb.) Benth, un ejemplo
de uso múltiple. Madera y Bosques. 10(1),
2004:35-53.
Narsing and col., 2011. Preparation, chemical
composition and storage studies of quamachil
(Pithecellobium dulce L.) aril powder. J Food
Sci Technol. 48(1):90–95.
Sugumaran y col., 2008. Free Radical
Scavenging Activity of Folklore: Pithecellobium
dulce Benth. Leaves. Ethnobotanical Leaflets.
12: 446-451.
Sugumaran and col., 2009. Antidiabetic
potential of aqueous and alcoholic leaf extracts
of Pithecellobium dulce. Asian J. Research
Chem. 2(1): Jan-Mar.
Thaipong and col., 2006. Comparison of ABTS,
DPPH, FRAP, and ORAC assays for estimating
antioxidant activity from guava fruit extracts.
Journal of Food Composition and Analysis.
19:669–675.
6
Article Exact Sciences January-june 2015 Vol.2 No.3 6-16
The paradox of a fair play in a round-robin tournament (An experiment on teams
work behavior)
GARCÍA ZAMBRANO, José Antonio†, GARCÍA, José, RAMOS ESCAMILLA, María
Instituto Politécnico Nacional-Superior School of Commerce and Administration Tepepan, México City;
Universidad Tecnológica del Suroeste de Guanajuato. [email protected]; Universidad
Iberoamericana .Distinguished Academic [email protected]
Received may 3rd, 2015. Accepted june 17th, 2015
___________________________________________________________________________________________________
Under a round robin tournament between teams
work, fair play could be considered a non-
rational strategy when identifying the real
winner depends on subjective decisions. The
problem may seem trivial, however in real life
the formation of teams usually comes from
natural or formal decisions, and the interest of
them may be put above the correspondent public
or private organizations to which belong. Unlike
some sports competitions between teams, where
members openly know that everyone play
strategically to gain depending on the physical
effort and that jointly could achieve a higher
score, in the area of business and government
organizations, teams may or not openly play for
the best alternative, according to the alignment
of their own incentives. Cases like these abound
in society, for example to decide between
launching a new product or service from a
number of alternatives, or for a proposed
investment, the purchase of supplies, the hiring
and firing of personnel, the provision of special
bonuses, the decision on the best employee, the
allocation of grants, determining the winner in
artistic, cultural, and other related skills.
Keywords: Strategic action, strategic-behaving, juries, round robin tournaments, financial
management, public goods, experimental economics, behavioral economics, sports league.
___________________________________________________________________________________________________
Citation: GARCÍA ZAMBRANO, José Antonio, GARCÍA, José, RAMOS ESCAMILLA, María. The paradox of a fair
play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science.
2015, 2-4:207-217
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Correspondence to Author ([email protected])
† Researcher contributing first author.
UTSOE Journal Multidisciplinary Sciences www.utsoe-journal.mx
Introduction
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Article Exact Sciences January-june 2015 Vol.2 No.3 6-16
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
Introduction
The objectives within organizations can pose
formidable challenges, when they should be
achieved through the participation of teams
accompanied by strategic decisions that can have
a major impact, where things do not go as
expected (Vagadia 2013). This may seem simple
if were not considered that the creation of work
teams often given considering formal or
informal causes in the workplace and them
usually have their own interests, and that they
may not coincide with those of shareholders in a
private firms or with the taxpaying at public
sector (public goods). Examples like this are
common in many areas of daily life, whether in
public or private organizations, but also in
educational, sporting institutions and elsewhere.
With regard to sports contests, teams are
integrated by individuals seeking to achieve a
specific objective as it is winning. It is clear in
theoretical terms that in these circumstances the
members openly made strategic efforts to
succeed against other teams, however in practice
the performance can have different implications
when involved external elements of interest as
suggested (Steven Levitt 2006) at his reference
to sumo wrestlers.
Within a soccer team (HV Ribeiro et al 2010),
baseball, American football league, and others,
the members know that the opponents, taking
advantage of their skills will do everything they
can to get the triumph in a competition, hence it
is transparent to the participants that everyone
play against each other, in other words at the end
of the race is recognized as winner to the team
that generates the highest score taking the
circumstances of each sport, with exceptions
such as the contest of diving. The sports games
have a number of complications in practice
(Bregie et al 2011), starting with the selection of
the best players (Lipton 2013) to participate in a
tournament taking into consideration the target
to win a contest.
The race can become a tournament of strategies
where besides sports skills, experience, and
knowledge of the opponent is required, but the
important point is that the participants know that
adversaries will seek to make an open team
effort to beat the opponent.
However in the academic, cultural, professional
and business life situation seems is far to be so
simple, considering that in this case, the
determination of a winner may depend on
subjective considerations.
For example there is a problem in academic life
when diverse teams of student, decide to
participate collectively or individually in
tournaments either, artistic, cultural and other
various school projects, where the creative
effort, dedication and technical skills are put to
test.
The problem arises when determining the winner
relies on subjective judgments that come from
hold individuals as jurors.
The situation might seem simple, however,
considering that education must focus on the
transmission of positive values, the idea that a
successful student according to rules previously
established should receive a recognition, given
the process of educational training as a public
good.
The problem is also present within public and
private organizations, when should be taken
collegial, grouped or collective decisions to
define between on the launch of a new product
or service decisions, the hiring and firing of staff,
choosing a new investment project, scholarships,
and allocation of prizes or incentives among
others.
This seems to have matches to determine a
winner in a sport competition tournaments, but
when it depends on votes exercised
discretionally and not on objective records, may
represent substantial differences. Arguably,
theoretically that in a sporting contest between
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Article Exact Sciences January-june 2015 Vol.2 No.3 6-16
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UTSOE® All rights reserved. .
GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
teams, all members play on the same side, which
does not necessarily occur for example between
groups within a company, in relation to the
objectives of the latter.
It is far from being trivial when considering a
disconnection of the interests of the
organizations with one or more groups of
individuals within them, could lead to resistance,
for example to increase the productivity of the
same, considering that it would jeopardizing
their jobs, for the purchase of new technologies
or another strategies to boost economic
development. In which case it might be expected
that internal decisions arising from subjective
processes, they would be inclined to favor the
retention of employees including costs beyond
acceptable levels average for a given sector.
The formation of groups in organizations, it is
often the consequence of the conjunction of
common interests, but also for requirements of
the activity performed by its members from
more formal processes, such as usually happen
within companies, inside the department to
which they belong or in an educational
institution for example into a classroom.
What matters in this case is that formal or
informal groups tend to generate synergies
aimed at a specific purpose, and that many
economic, social and political environments
many could be described by contest (Dechenaux
2014), the results can yield certain benefits to the
participant agents.
This study therefore proposes to make an
exploration of the behavior of work groups,
where competing against everyone looking to
1 Step 1. To consider if the following condition 𝑠 ��⁄ ≥ 1 4⁄ is
is fulfilled.
Step 2. The mode ��𝑛 is obtained from the set n(x).
Step 3 . A lower and upper limit is determined as a basis
for discard the strategic votes.
identify a winning team, removing that come
from strategic voting behavior from an
algorithmic process.
Unlike the approach made in (Garcia 2014) to
determine the "real winner" in which juries
rotary performed subjective ratings, as regards
(Hedden 2012), and considering that the latter,
may depend not only on how it is perceived the
world is but as it thinks it should be to evaluate
the performance of the participants in a contest,
all viewed from an individual perspective. In this
case is referred to teams that compete against
others, and where each of them can vote for the
efforts of his opponents, but also the one made
by themselves, creating new challenges and
complications as regards (Csató 2012).
It is hoped that this study may have practical
application in the business life such as in the
sporting environment, in which the behavior or
performance measurement, may be useful in
decisions made by coaches, about the strength
and weaknesses of players (Suliman et al 2014),
in seeking to win a competition.
1. Conditions of the experiment
The experiment aims to analyze development of
problem behavior in the laboratory (Brañas
2011). The experimental design builds on the
implementation of the algorithm referred to in
the "real winner" (Garcia 2014), which
synthetically presents the development of certain
critical steps1.
However, the upper and lower limits are taken considering
the least of them, from both the �� (media), and the ��1
(mode), again in both adding or subtracting cases applying
“s” as applicable.
Thereupon having ��1 it is obtained:
Upper limit �� + 𝑠 < ��1 + 𝑠 ⇒ ��1 + 𝑠
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
The experimental process aims to make clear the
existence of strategies votes, which derived from
subjective considerations related to the self-
interest above the collective.
Thus a tournament with 48 participants of which
11 are men and 37 women was performed. As
part of the procedure were invited to join freely
in a 10 teams, having a variable composition of
3, 4, 5 and 6 members.
It was decided to accept the establishment
serving the consideration that in real life,
working groups may not necessarily be uniform,
plus members may prefer to do so in the
company of those, with whom they can find
elements of identification or affinity.
Of course being a tournament between teams the
least number of members could lead
disadvantage, considering that in the tournament
would win the team that obtain the highest
record, even supposing that this will be done
with strategic votes mainly, where juries or
"voters" would not decide to assign the
appropriate quality of product value, but putting
their own interests above that corresponds to
other teams as seen below.
��1 + 𝑠 < �� + 𝑠 ⇒ �� + 𝑠
Lower limit �� − 𝑠 < ��𝑛 − 𝑠 ⇒ �� − 𝑠
��1 − 𝑠 < �� − 𝑠 ⇒ ��1 − 𝑠
With ��1,��2 …��𝑛
When inside the date there is found a multimodal result,
the higher mode is taken for purposes of calculating the
upper limit and the smaller to get the lower limit is taken,
replacing the mode shown in the case of a unimodal
observation discussed above.
��1 < ��𝑛 ⇒��𝑛
��1 > ��𝑛 ⇒��1
Participants in the experimental protocol were
students of the National Polytechnic Institute in
Mexico City, who were in the third year of the
bachelor of Commercial Relations, it is
considered that his participation in the
tournament was voluntary and the winning team
would get as an incentive a further weighting in
his assessment.
From the foregoing, the present experimental
research addresses human behavior faced with
the dilemma of acting in an "objective" or a
"subjective" way, considering that the latter can
be more profitable for participants. However the
ethical impacts immersed in this dilemma can be
part of another research from the perspective of
being taken into account or not when making
decisions (Jackson 2012), without forgetting
that, they also may be molded from personal
visions or as a result of usage and custom, since
it is difficult to find consistency in the relation to
the values that characterize society as argued in
(Besio 2014).
This being so, they were asked all equipment to
investigate inputs used in the production of
When it has a second mode ��𝑛−1 and that this is higher
than the first, when both are located above the ��, then ��𝑛−1
is taken as basis for the calculation of the upper limit and
conversely, when it is below the �� and the second mode it
is smaller than the first, the latter is used to calculate the
lower limit, then applying this mode to comparative limits
discussed above when only unimodal result be had.
However, the second mode is valid for these purposes if it
is different from the first mode for the difference of 1 repeat
and meets the condition of being in the range of the first
mode, thus above or below the media ��.
��𝑛−1 ⇔ ��𝑛 < ��𝑛−1 ⇔ ��𝑛 ��𝑛−1 > ��
��𝑛−1 ⇔ ��𝑛 > ��𝑛−1 ⇔ ��𝑛 ��𝑛−1 < ��
11
Article Exact Sciences January-june 2015 Vol.2 No.3 6-16
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
tortillas made of nopal and amaranth (Opuntia
Ficus and Amaranthus).
Each team had to produce hygienically 5 tortillas
of nopal (Product 1) and 5 with amaranth
(product 2) and must present them wrapped in
plastic bag and labeled with a proposed brand
name, which voluntarily submitted for tasting in
group. Hence when participants were freely to
taste or not the products at the tournament that is
why there were 48 participants instead of 50 that
originally had intended to compete.
The process on how to develop the product was
part of a research conducted each of the teams on
their own, it should be noted that the tortilla is a
product widely consumed in Mexico, not
necessarily when they contain nopal or
amaranth, but the basis for its production are for
ready access given the knowledge of it at
multiple economic units throughout the country.
Of course, the participants were not familiar with
the production, because it looked so they could
face the normal complications that follow the
entrepreneurs to create a product and face a
competitive environment, having to respond to
the challenges that can occur in work teams, in
this case with voluntary integration as indicated,
where people are often grouped by common
interests or affinities, as an effort attached to
reality.
Was also raised that should produce tortillas
because it implies an effort of research
achievable with some moderate complexity for
teams, because they were unaware the
production process thoroughly, and it were made
as well with nopal and amaranth in order to
inhibit some way the attempting to going
directly to a shop and buy the product, in any
case would be difficult to prevent this
occurrence, however, the search and production
involve solving, shortcuts or ways to have them
ready at the time of competition, as also happens
in the real world.
The aim was that from a common starting point,
the teams would be organized as if they were
different companies, which have to submit two
separate tasting products.
The teams had to research and produce both
types of tortillas in two weeks.
After the time of submission arrived, the
products were extended along a horizontal table,
appearing from left to right first package the
tortillas of nopal and then the ones made of
amaranth for team 1, then 2 and so on until the
10.
Below each product were placed lists with the
name of each of the participants. It was then
required to identify the best product from each
of the 10 alternatives and of course the winner
would be the one who obtained the highest
number in voting.
After starting the tournament each of the
participants were formed in line to keep testing
the products one by one. As such, each
participant could cast a vote on a range of values
between the number 0 and 6.
Note that each of the participants could taste and
vote for the products created by his team as much
as for the rest, this in order to induce in the
experiment a dilemma in the process of decision
making, under which each participant to voting
objectively, may be negatively affecting the
result on his own record and vice versa, hence,
during each round they faced the paradox
between exercise strategic or not strategic
voting.
Of course the purpose of the tournament was
precisely analyzing the strategic behavior of
participants, acting in the game to protect his
own interests, given a set of alternatives,
participants must take their decisions based on
rational actions (Vallbé 2014), and in doing so,
has an adverse impact on fair play, in which each
member of the team should vote for the product
with the best taste and perhaps presentation,
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Article Exact Sciences January-june 2015 Vol.2 No.3 6-16
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UTSOE® All rights reserved. .
GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
however, to act in that way, they would be
exercising a vote against his own interests, and
what they really wanted was to win the game.
Conclusions
Once the experiment through the tournament
competition concluded, the records obtained
were analyzed following four processes.
Process 1.
A direct sum of the votes obtained by the teams
of the 10 samples of tortilla made with nopal and
10 of amaranth, resulting in the following
strategic winners.
Tortilla of nopal: First place ⇒ Team 1
Second place ⇒ Team 8
Tortilla of amaranth:
First place ⇒ Team 7
Second place ⇒ Team 10
Process 2.
It was applied the algorithm referred to "the real
winner" of (Garcia 2014), and considering the
results obtained were withdrawn strategic votes,
and take into account the non-strategic votes,
resulting in the following winners:
Tortilla of nopal: First place ⇒ Team 2
Second place ⇒ Team 1
Tortilla of amaranth:
First place ⇒ Team 7
Second place ⇒ Team 10
According to this, the team that qualifies as a
"real winner" or “not strategic”, is different from
the process 1 in relation to the tortilla of nopal.
In this case, as can be seen team 1 takes second
place, and first is taken by team 2.
Regarding the product "tortilla of amaranth",
result indicates that the "strategic winners" of the
1st and 2nd place are both "real winners",
confirming the result obtained in the process 1.
Process 3.
The votes cast by participants regarding their
own work teams (self-assessment) were
analyzed.
The voting record indicates that members of 9 of
the 10 teams made strategic votes for
themselves, but not necessarily for the 2
products.
It should be noted however, that 3 of the teams
in which no strategic votes were found, members
assigned the highest ratings "6" mainly and only
"5" in 1 case.
Hence the intention could be probably strategic
or not, however, considering the coincident of
this with the non-strategic votes of other
participants the result is diluted, as consequence
were registered as votes without bias.
In addition to the results noted above, it is
interesting to consider the fact that some teams
are self-assessed with the highest score and this
Team
N A N A N A N A N A
100% SE 100% NE
40% SE, 60%
NE 100% NE 100% NE 100% NE
50% SE, 50%
NE
25% SE, 75%
NE
75% SE, 25%
NE
60% SE, 40%
NE
40% SE, 60%
NE
60% SE, 40%
NE 100% SE 100% NE
60% SE, 40%
NE
80% SE, 20%
NE
80% SE, 20%
NE
50% SE, 50%
NE 100% SE 100% NE
N = Tortilla of nopal, A = Tortilla of amaranto, SE = Strategic vote, NE = Non strategic vote
9 10
4 5
6 7 8
1 2 3
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
seems to match the rest of the voters, which
would suggest that indeed in these cases,
products positively appreciated were really
competitive, as happened with teams 1, 7 and 10
with respect of the tortilla of amaranth. The same
teams were agree to give a strategic vote for the
tortilla of nopal (the product 1).
Recall that the existence of strategic and non-
strategic votes are the purpose of this study,
taking into consideration that them are given
because participants can do it, in this way, as it
happens in real life regardless of the ethical
implications that this might entail.
Additionally it should be noted that the contest
was made in an openly way, hence the
participants could visualize at least for some
seconds the way they were behaving the votes,
under a scenario of public information.
Process 4.
All votes cast strategically (process 2) were
discarded, but also the ones exercised by the
teams about themselves (self-assessment in
process 3), have been strategic or not in order to
leave the plane field for all participants.
This is then an acid test, which discard the
differences between the number of participants
by team, that could favor the direct cause, in
other words to his own team. Taking into
account that the exercise has the purpose of
evaluate the behavior in front of a contest
between teams, considering the responses
measured as strategic and non-strategic votes.
Hence the following results were obtained:
Tortilla of nopal: First place ⇒ Team 2
Second place ⇒ Team 1
Amaranth tortilla:
First place ⇒ Team 7
Second place ⇒ Team 10
It is noteworthy in this case that the winners in
this analysis are consistent with process 2.
After considering the 4 processes the data were
analyzed, after which it was observed the
following results:
That 100% of participants, exercised at least one
strategic voting during the tournament. The 23%
of participants use 5% of their votes strategically
and 17% at least 10% of them.
It is worth adding as reference that only one
individual strategically use 45% of their votes.
Moreover, about 19% of the participants used
30% or more of their votes strategically.
Additionally, 63% of individuals used more than
10% of their votes strategically, this means that
them not only tried to benefit to their teams, but
also sought to influence the vote allocated to
others.
It could be said that on average about 1 in 5 votes
were exercised strategically.
This exercise is of great interest to evaluate the
subjective behavior according to gender of
participants (Matthew R. Kelly 2013) in a
competition, however, considering that in the
present study the involvement of women (37)
and men (11) is uneven, left open the possibility
to go further in future research, still some
considerations were extracted. For example, the
average strategic votes exerted by men is 20%
and 17% of women. Similarly 45% of men and
68% of women used more than 10% of their
votes strategically.
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Article Exact Sciences January-june 2015 Vol.2 No.3 6-16
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
1. Concluding remarks
Once applied the algorithmic process, were
extracted strategic votes and non-strategic,
recorded from the participation of a group of 48
individuals integrated into 10 teams, they had
previously submitted 1 package of tortillas of
nopal and other of amaranth, as part of a
competition type tournament.
The experimental design was intended to make
clear the strategic behavior of the individuals
involved, to submit to the paradox of having to
vote fairly on behalf of an opposing team, but in
doing so would be negatively affected.
At the end of the tournament would be
considered winner the product of the team that
had got more votes. Thus even if the stated goal
to the competition, consisted on find the best
product within 10 alternatives of product 1, the
tortilla of nopal and product 2 the tortilla of
amaranth, however by depending the final
decision of the winner on getting the highest
score, hence within teams naturally the target
was changed to accumulate as many votes as
possible beyond finding the true winner, in other
words the one with the best physical qualities in
terms of presentation and taste should be chosen.
This is of paramount importance, considering
that in real life tend to settle groups of people
whether formal or not, but that may have
common interests, which clearly can impact the
performance expected by shareholders in private
companies, but also on the administrative
efficiency of public enterprises, while they may
have an own interest above any other.
In developing the experimental exercise,
objectively and theoretically, individuals should
have voted for the products with the best
qualities compared to the rest, however,
considering that the incentives were aligned to
the purpose of generating a higher score it was
expected that the teams acted strategically as
actually happened, not necessarily focused on
addressing the objective of the tournament
which was focused to identify the best products.
Derived from the experiment, it was observed
that the total of participants acted on at least one
occasion strategically, also, as explained above
for the 10 teams only 1 failed to support their
own team.
To be more precise, objectively everyone should
have voted for the best product, however,
rationality and subjectivity played a significant
role in this process.
It is relevant to emphasize that the winner at
process 1 over the tortilla of nopal, got de second
place after running the process 2, once that the
strategic votes were removed.
However in the case of product 2, related to the
tortilla of amaranth, strategic winners were the
same of the non-strategic sum, considering the
processes 1 and 2.
Moreover, analyzing separately the behavior of
teams as might be expected, most of the
members decided to assign the highest scores in
the ratings, leaving clear evidence of strategic
behavior. It also was possible to identify the
allocation of high voting results that were
marked as non-strategic in some records, this
result taking into account that, even if in the
event that the team members had attempted to
exercise their votes strategically, this action was
diluted after have coincided with the trend of
other voters.
It seems interesting to consider how after applied
an acid test, in other words having removed the
strategic votes, in addition to those votes which
members of the teams have made to themselves,
the results of processes 2 and 4 were coincident.
This result opens the possibility for future
research applicable to various fields both in the
economic, labor, politics, academics, and others
to analyze the behavior of teams working.
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
The present paper is related to a contest between
teams, however should be considered in future to
research the role played by members of these,
inside them in order to going deeply in the
analysis, as in the case of situations referred in
(Yin 2013) with respect of tournaments held by
financial analyst inside or outside companies.
It would be also interesting for future research to
go further in analyzing the way in how the prizes
(Akerlof 2010), can influence the behavior of
participants, under competitive conditions.
Besides the above, research possibilities are
opened to respond why working groups have an
inconsistent behavior, for example they can put
strategic and non-strategic votes within a same
contest. Yet the answer may lie in the fact that
the teams act non-strategically when the chances
of being overcome by other team are small, or
for other reasons related to their subjective
nature as sympathy, empathy, preferences and
the contrary of each just to mention some
possibilities, in addition to emotional (Tam
2010) considerations. It should considered
moreover the inclusion of a separate section for
analyzing the ethical elements that come into
play in circumstances which arise in the present
experiment.
This study opens the possibility to expand into
new lines of research in experimental
economics, the behavior of teams in
organizations and certainly in the complex
situation of achieving align the interests of
public and private organizations corresponding
to those individuals within them.
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GARCIA ZAMBRANO, José Antonio GARCÍA, José, RAMOS ESCAMILLA, María.
The paradox of a fair play in a round-robin tournament (An experiment on teams work behavior). UTSOE-Journal Multidisciplinary Science. 2015.
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comparisons for Swiss-system tournaments”,
Central European Journal of Operations
Research, December 2013, Volume 21, Issue 4,
pp 783-803.
Matthew R. Kelley, Robert J. Lemke, “Gender
differences when subjective probabilities affect
risky decisions: an analysis from the television
game show Cash Cab”, Theory and Decision,
July 2013.
Norasrudin Sulaiman, Rahmat Adnan, Shariman
Ismadi “Differences in Game Statistics Between
Winning and Losing Teams in Inter-University
Elite Male Sepak Takraw Tournament: A Pilot
Study” Proceedings of the International
Colloquium on Sports Science, Exercise,
Engineering and Technology 2014 (ICoSSEET
2014), pp 143-148.
Ralph W. Jackson, Charles M. Wood, James J.
Zboja, “The Dissolution of Ethical Decision-
Making in Organizations: A Comprehensive
Review and Model”, Journal of Business Ethics,
August 2013, Volume 116, Issue 2, pp 233-250.
Richard J. Lipton, Kenneth W. Regan, “Virginia
Vassilevska: Fixing Tournaments”, People,
Problems, and Proofs 2013, pp 319-323.
Robert J. Akerlof, Richard T. Holden, “The
nature of tournaments” , Economic Theory,
October 2012, Volume 51, Issue 2, pp 289-313.
17
Article Engineering Sciences January-june 2015 Vol.2 No. 3 17-21
Mechanistic Characterization of two-Component Materials Obtained by
Semicontinuous Seeded Emulsion Polymerization
ARANDA GARCÍA, F.J.*†, NÚÑEZ-PÉREZ, Francisco A.
1. Universidad de Guadalajara, Centro Universitario de Ciencias Exactas e Ingenierías,
Blvd. Marcelino García Barragán 1451, CP. 44430, Guadalajara, Jalisco, Mexico.
2. Universidad Politécnica de Lázaro Cárdenas Michoacán, Avenid Galeanas SN, Las 600 casas, CP. 60950,
Lázaro Cárdenas Michoacán.
Received may 3rd, 2015. Accepted june 17th, 2015
___________________________________________________________________________________________________
Trying to improve mechanical properties of two-
component materials, in this work, a
semicontinuous seeded emulsion process was
used, varying feed composition throughout the
copolymerization reaction. Polystyrene seed size
(dp ~50 or, ~300 nm), total feeding time (2 or, 8
h) and, global polymer composition (S/BA:
85/15, 70/30, 50/50 or, 30/70) were varied to
examine mechanostatic properties performance
(stress-strain and flexural properties). To support
explanations related to the mechanical behavior
of different samples, GPC, 1H-NMR and TEM
results were additionally considered.
___________________________________________________________________________________________________
Citation: ARANDA-GARCÍA, F.J., NÚÑEZ-PÉREZ, Francisco A. Mechanistic Characterization of two-Component
Materials Obtained by Semicontinuous Seeded Emulsion Polymerization. UTSOE-Journal Multidisciplinary Science. 2015,
2-4:224-235 ___________________________________________________________________________________________________
___________________________________________________________________________________________________
*Correspondence to Author ([email protected])
† Researcher contributing first author.
© UTSOE Journal Multidisciplinary Science www.utsoe-journal.mx
18
Article Engineering Sciences January-june 2015 Vol.2 No. 3 17-21
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
ARANDA-GARCÍA, F.J., NÚÑEZ PÉREZ Francisco A. Mechanistic
Characterization of two-Component Materials Obtained by Semicontinuous Seeded
Emulsion Polymerization. UTSOE-Journal Multidisciplinary Science. 2015.
Introduction
Pursuing properties combination, the seeded
emulsion polymerizations (SEPs) have been
used to prepare two-component materials, using
two- stage processes. In such processes, as a
consequence of the incompatibility between
polymeric components, two-phase particles have
been usually obtained. Unfortunately, due to the
many variables involved in such polymerization
process, materials with different particle
morphologies and final mechanical properties
may be obtained (1). It has been reported that,
changes in the monomer/seed ratio, type and
amount of emulsifier, and feed mode of
emulsion components, are just some of the
different process parameters controlling the
development of particle morphology throughout
a SEP (2), which is, in fact, the result of the
balance between several kinetic and
thermodynamic factors (3). Besides, for a given
chemical system, the mechanical behavior of the
polymer bulk obtained through of a two-
component SEP depends (3-6), among other
factors, on the morphology of particles used to
prepare such bulk, the thermomechanical
treatment suffered by the material to obtain the
bulk (that could even modify its morphology),
the system composition, the molecular weight
distribution of linear polymer chains and, the
amount and structural characteristics of
branched polymer chains that could be produced
throughout the polymerization reactions.
Regarding to semicontinuous seeded emulsion
copolymerization, it can be mentioned that, such
experimental procedure has been focused on the
production of copolymers with constant
composition (7). However, based on the
favourable mechanical behaviour shown on
systems of variable composition synthesized
through sequential bulk polymerizations (8), it
can be expected a priori that, a synergistic effect
could also be obtained when the polymeric
material is synthesized by means of such
semicontinuous processes, provided that the
particles contain copolymer chains within a wide
range of compositions. One way to favour that
scheme, is to favour that, in the polymerization
locus (e.g. polymer particle), the monomer
1/monomer 2 ratio changes throughout the
reaction, covering a wide range of ratios.
Recently (9), the above ideas have been
considered, proposing a general procedure to
add the reaction components to a seed latex, in a
semicontinuous way, obtaining materials with
improved properties, as compared with the
obtained with traditional two-stage SEPs. At
those circumstances, in this work a two-
component monomer system (styrene and butyl
acrylate) is added to polystyrene seed latex, and
polymerized in a semicontinuous process,
varying feed composition throughout the
reaction. Besides, looking for the improvement
of final mechanical properties of polymer, in this
work, the seed particle diameter, the total
feeding time and the monomer 1/monomer 2
ratio were used as variables, producing 16
different polymeric materials, which were
mechanically characterized. Moreover, to obtain
additional information supporting the proposed
mechanistic explanations, measurements of
MWD (by GPC), particle morphology (using
TEM) and cumulative composition (by 1H-
NMR) were carried out.
EXPERIMENTAL. Seed latex.
By means of batch emulsion polymerizations,
they were synthesized two PS seed latexes; the
first (PSS1; dp~50 nm) used as surfactant
sodium dodecyl sulfate (SDS), and the other one
(PSS2; dp~300 nm) used Tween 20; additional
details about polymerization recipes are shown
in Table 1. Reaction was carried out in a 4 L
reactor, thermostatized at 70oC and stirred at
500 rpm; previous to start the reaction, a gas
nitrogen flow was fed to reactor during 1 h. To
promote a high final conversion, which was
19
Article Engineering Sciences January-june 2015 Vol.2 No. 3 17-21
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
ARANDA-GARCÍA, F.J., NÚÑEZ PÉREZ Francisco A. Mechanistic
Characterization of two-Component Materials Obtained by Semicontinuous Seeded
Emulsion Polymerization. UTSOE-Journal Multidisciplinary Science. 2015.
followed gravimetrically, reaction times > 12 h
were used.
Two-component materials. For each one of the
seed latexes, were prepared 8 two-component
materials with some of the following S/BA ratios
(w/w): 30/70, 50/50, 70/30 y, 85/15; for each
S/BA ratio, two equivalent latexes were
prepared, considering, respectively, two
different total feeding times (2 h, or 8 h).
Previous to start each reaction, a gas nitrogen
flow was fed to reactor during 1 h and, during
reaction, the reacting system was thermostatized
at 70oC, and stirred at 400 rpm. For each
reaction, an initial batch of components (1300 g
of distillated water and 250 g of seed latex) was
added to reactor. After it, 10 sequential “addition
stages” were carried out; the time elapsed in each
stage was the same. To start each “addition
stage”, an aqueous solution containing
potassium persulfate (KPS), SDS and sodium
bicarbonate was added to reactor; the amount
used of each salt, was the one corresponding to
the 2% of the total mass of comonomers to be
added in the stage. In each stage, the
comonomers were pumped to reactor, at a
constant flow rate; the feeding flow was only
changed to start each stage. The mass of each
comonomer to be added to reactor in each stage,
varied linearly with the number of stage; the S
monomer follows a decreasing profile, and the
BA monomer follows an increasing one. At the
end of each reaction, the solid content was of
20%.
Mechanistic Characterization. Each one of
latexes was dried by evaporation, and the
obtained solid material was processed by
compression molding to obtain the sheets to be
mechanically characterized; for it, a Universal
Testing Machine (SFM10) was used, and the
ASTM procedure was followed.
Table 1. Polymerization recipe used to
synthesize the polystyrene seed latexes.
COMPONENT AMOUNT
ADDED, g
Destilled water 2000
Styrene 500
KPS 10
Surfactant 10
Results
To explain the global composition effect on
mechanical properties of the materials
synthesized here, some of the results are shown
in Figures 1 and 2. Figure 1 shows the results
corresponding to the two-component materials
prepared with the PSS1, while Figure 2 shows
the mechanostatic characterization
corresponding to the samples prepared with the
other seed latex (PSS2). In such figures, it can be
clearly seen the mechanical superiority of the
samples prepared with an S/BA ratio of 70/30.
On the other hand, the effect of the process
conditions (seed particle diameter or total
feeding time) on mechanical behavior of S/BA
materials with a 70/30 ratio can be seen in the
Figure 3. There, it can be clearly observed that
the total feeding time is the most important
variable among the ones considered here,
obtaining the best mechanical properties when a
feeding time of 2 h was used. Besides, it can be
noticed that, at least for this S/BA ratio, the seed
particle diameter did not produce important
changes in the mechanical behavior of samples.
20
Article Engineering Sciences January-june 2015 Vol.2 No. 3 17-21
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
ARANDA-GARCÍA, F.J., NÚÑEZ PÉREZ Francisco A. Mechanistic
Characterization of two-Component Materials Obtained by Semicontinuous Seeded
Emulsion Polymerization. UTSOE-Journal Multidisciplinary Science. 2015.
Figure 1. Stress-strain behavior of materials
prepared with the PSS1, and that used a total
feeding time of 2 h. S/BA ratios (w/w): 30/70
(__), 50/50 (__) and, 70/30 (__).
Figure 2. Stress-strain behavior of materials
prepared with the PSS2, and that used a total
feeding time of 2 h. S/BA ratios (w/w): 30/70
(__), 50/50 (__) and, 70/30 (__).
Figure 3. Stress-strain behavior of two-
component materials (S/BA ratio -w/w-: 70/30).
Seed latex/total feeding time: PSS1/2h (__),
PSS1/8h (__), PSS2/2h (__) and, PSS2/8h (__).
Conclusions
From this work results, it can be concluded that,
to look for the mechanical behavior
optimization, the total feeding time is a process
parameter more important that the seed particle
diameter. Besides, regarding to the composition
effect, it can be affirmed that, a synergistic
behavior could be obtained by using an S/BA
ratio of 70/30.
References
1. Chen, Y.-C; Dimonie, V.; El-Aasser, M.
S. Macromolecules 1991, 24.3779.
2. Jönsson, J.-E. L.; Hassander, H.;
Hansson, L. H.; Törnell, B.
Macromolecules 1991, 24, 126.
3. González-Ortiz L. J.; Asua, J. M
Macromolecules 1996, 29, 4520.
21
Article Engineering Sciences January-june 2015 Vol.2 No. 3 17-21
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
ARANDA-GARCÍA, F.J., NÚÑEZ PÉREZ Francisco A. Mechanistic
Characterization of two-Component Materials Obtained by Semicontinuous Seeded
Emulsion Polymerization. UTSOE-Journal Multidisciplinary Science. 2015.
4. Nielsen, L. E.; Landen, R. F. Mechanical
Properties of Polymers and Composites,
2nd ed.; Marcel Dekker: New York,
1994; Chap. 2.
5. Martin, J. R.; Johnson, J. F.; Cooper, A.
R. J Macromol Sci Rev Macromol Chem
1972, C8, 57.
6. Day, R. J.; Lovell, P. A.; Pierre, D.
Polym Int 1997, 44, 288.
7. Vega J. R., Gugliotta, L. M.; Meira, G.
R. Polym React Eng Comun 2002, 10,
59.
8. Jasso, C. F., Martínez, J. J., Mendizábal,
E. Laguna, O. J Appl Polym Sci 1995, 58,
2207.
9. Jasso, C. F., Reyes-González, I., López-
Ureta, L. C., González-Ortiz, L. J., Manero-
Brito, O., Int. J Polym Anal Charac 2006, 11,
383.
22
Article Engineering Sciences January-june 2015 Vol.2 No. 3 22-28
Development of a Petit Robot Suitable For Building Robotic Systems.
FERNÁNDEZ- Arnoldo †, CUAN- Enrique, GARCÍA- Roxana, URQUIZO- Elisa.
Instituto Tecnológico de Nuevo León, Ave. Eloy Cavazos 2001 Col. Tolteca, Guadalupe, Nuevo León
C.P. 67170.Instituto Tecnológico de la Laguna ,Blvd. Revolución y Czda. Cuauhtemóc s/n, Torreón,
Coahuila.C.P. 27000
Received may 3rd, 2015. Accepted june 17th, 2015
___________________________________________________________________________________
In this paper the modeling, design and
construction of an anthropomorphic four degrees
of freedom petit robot is presented. The main
objective of this petit robot is to emulate the
movements of flexion and extension of a human
finger, motorized by servomotors. Forward and
inverse kinematic mathematical models are
obtained. This petit robot is controlled by a
graphical user interface (GUI) programmed in
MATLAB.
With respect to the inverse kinematic position,
concisely equations and considerations made for
its resolution are presented. Petit robot´s
individual elements, designed in a computer
aided design (CAD) software that is used to
assemble it in simulation, are showed.
Moreover, some gestures of the petit robot
already assembled are simulated in SolidWorks
and executed.
Keywords: petit robot, robotic system, modeling, design, interface, simulation
___________________________________________________________________________________
Cita: FERNÁNDEZ- Arnoldo †, CUAN- Enrique, GARCÍA- Roxana, URQUIZO- Elisa. Development of a Petit Robot
Suitable For Building Robotic Systems. UTSOE-Journal Multidisciplinary Science. 2015, 2-4:224-235 ___________________________________________________________________________________________________
___________________________________________________________________________________________________
*Correspondence to Author ()
† Researcher contributing first author.
© UTSOE Journal Multidisciplinary Science www.utsoe-journal.mx
23
Article Technology Sciences
January-june 2015 Vol.2 No.3 22-28
FERNÁNDEZ, Arnoldo, CUAN, Enrique, GARCÍA, Roxana, URQUIZO, Elisa.
Development of a Petit Robot Suitable For Building Robotic Systems UTSOE-
Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
Abstract
One of the main challenges of robotics is to
imitate human hand, because it is an important
tool in the daily activities of human beings. This
is the body part with the greater skill with
movements of great precision and very complex
manipulation of force, so that it has been the
subject of several researches in different parts of
the world.
In this development, modeling, design and
construction of the prototype of an
anthropomorphic four degrees of freedom petit
robot is performed. The main objectives are, on
one hand to emulate the three flexion-extension
with three degrees of freedom and on the other
hand the fourth grade freedom to emulate the
abduction-adduction movement of a human
finger. Finger joints are actuated by
servomotors. Forward and inverse kinematic
mathematical models are presented. It is
commanded through a graphical user interface
implemented using a high-level language and
interactive environment for numerical
computing and simulation, MATLAB.
Methodology
In Jiménez Villalobos (2005), building a robotic
arm three DOF (Degrees of Freedom) type
PUMA (Programmable Universal Manipulator
for Assembly) is presented.
Equations both direct kinematic model and
the inverse kinematic model are presented.
Using the Lagrange equations of motion,
equations of the dynamic model are developed.
In this robot architecture, a pair of joints
with parallel axes is observed.
Attempts to produce artificially some
humanlike limbs either for medical or industrial
purposes are mentioned in Cimadevilla (2006).
Especially hand, because of its importance for
everyday activities, has become the subject of
numerous researches. Robotic hands have been
built but until today human dexterity has not
been achieved.
Direct kinematic model is shown, geometric
representation of the elements of the kinematic
chain of the effector are related to a fixed
reference system, using the methodology of
Denavit-Hartenberg DH. A 4 dof robot is
modeled, Aguilar (2011).
In the section of the inverse kinematics, it is
critical to transform movement specifications
assigned to the robot in its operating space, into
joint movements that allow such movement.
The inverse kinematics solution is reduced
to a 3 DOF planar motion, which has a redundant
degree of mobility with respect to the position of
the end point of the robot, because the final
orientation is not considered.
Considering the existence of at least one
element that specifies the robot extreme
orientation, a solution in closed form from a
geometric analysis of the robot is obtained.
A project that involves the design,
construction and control of a manipulator arm 4
degrees of freedom is described in Cuevas
(2012). The project is divided into three stages,
the first is the design and mechanical
construction of the robot manipulator, the
second is the implementation and deployment of
the control system and the third is for the
adaptation of the manipulator arm to a mobile
robot to have a robot exploration and security.
A description of the mechanical hand called
MA-I (Artificial Intelligent Hand) as part of an
integrated experimentation and testing strategies
apprehension and object manipulation system is
24
Article Technology Sciences
January-june 2015 Vol.2 No.3 22-28
FERNÁNDEZ, Arnoldo, CUAN, Enrique, GARCÍA, Roxana, URQUIZO, Elisa.
Development of a Petit Robot Suitable For Building Robotic Systems UTSOE-
Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
presented in Suarez (2003). The basic
configuration of the hand is 4 fingers with 4
degrees of freedom (DOF) each one of them.
Modelado
Forward kinematics
The direct kinematic model is the relationship
that determines the vector x of operational
coordinates corresponding to a given robot
configuration q.
This model is expressed as:
x = f (q) (1)
In table 1, DH parameters of the petit robot are
shown.
Link i 𝜶𝒊 𝒅𝒊 𝜽𝒊 𝒓𝒊
1 0 0 𝜃1 0
2 90o 0 𝜃2 0
3 0 D3 𝜃3 0
4 0 D4 𝜃4 0
5 0 D5 0o 0
Table 1: DH parameters for the petit robot.
Corresponding homogeneous transformation
matrix T for every link of the petit robot, with 1
= 2 = 3 = 4 = 5 = 0°, D3 = 4 mm, D4 = 4
mm and D5 = 3.5 mm, are:
0T1 =(
1 0 0 00 1 0 00 0 1 00 0 0 1
) (2)
1T2 =(
0 −1 0 00 0 −1 01 0 0 00 0 0 1
) (3)
2T3 =(
1 0 0 40 1 0 00 0 1 00 0 0 1
) (4)
3T4 =(
1 0 0 40 1 0 00 0 1 00 0 0 1
) (5)
4T5 =(
1 0 0 3.50 1 0 00 0 1 00 0 0 1
) (6)
Inverse kinematics
The inverse kinematic model allows for all
possible solution configurations of a robot
corresponding at a given effector location
(operational coordinates). This model is usually
called the closed form of the inverse kinematic
model. There is not a general solution for this
model:
q = f -1(x) (7)
For the solution of inverse kinematics problem,
in this paper, a geometric approach is used. A
fixed relationship of dependency or coupling
between the third and fourth joint is supposed, as
mentioned in Cimadevilla (2006), the
relationship that is used is as follows:
𝑞4 = (2
3) 𝑞3 (8)
25
Article Technology Sciences
January-june 2015 Vol.2 No.3 22-28
FERNÁNDEZ, Arnoldo, CUAN, Enrique, GARCÍA, Roxana, URQUIZO, Elisa.
Development of a Petit Robot Suitable For Building Robotic Systems UTSOE-
Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
This relation allowed to reduce the problem of
inverse kinematics to calculate intersections
between two pairs of circumferences.
Design and assembly
Petit robot modeling was performed using
design 3D a computer aided design software,
SolidWorks. In Figure 1, all elements or
components which were used to completely
assemble the petit robot in SolidWorks are
shown.
Para realizar el ensamble final de mini-robot
se utilizaron falanges de aluminio, ya que este
material resulta ser ligero y fácil de mecanizar.
La base con el cual se sostiene al mini-robot fue
realizada de madera.
For petit robot real assembly, aluminum
phalanges were used, because this material is
light and easy to be bent. The base which holds
the petit robot was made of wood.
Figure 1. Components for assembly.
The assembly procedure was performed
easily; phalanges from the rotor of the
servomotor assembly hole of next servomotor
were used. The virtual and real petit robot
assembly are shown in figure 2.
Figure 2. Petit robot assembly in simulation and real.
26
Article Technology Sciences
January-june 2015 Vol.2 No.3 22-28
FERNÁNDEZ, Arnoldo, CUAN, Enrique, GARCÍA, Roxana, URQUIZO, Elisa.
Development of a Petit Robot Suitable For Building Robotic Systems UTSOE-
Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
Graphical user interface
The graphical interface was programmed using
MATLAB software. To represent phalanges and
joints of the petit robot, lines and cylinders were
used to represent them, respectively.
To interact with the interface sliders were
used, every one of them can change the value
each robot joint variables. The value of each
variable articulate can be seen in the
corresponding edit box (Figure 3). Every time
that user is interacting with this element, the
forward or direct kinematic problem of the petit
robot is resolved.
User can also interact via the edit boxes, in
this case, first petit robot configuration and on
second the position of the slider are updated.
Besides petit robot direct kinematics is solved.
In addition, GUI has edit boxes to display
numerically, the position of the end of the petit
robot, using Cartesian coordinates.
The interface has buttons with the "+" and
labels "-", which allow to solve the problem of
inverse kinematics.
a) Graphical User Interface
b) Petit robot.
Figure 3. Configuration q = [0o, 90o, 90o, 60o].
Software deployed to Arduino Uno to
control the petit robot through the graphical user
interface developed in MATLAB, can read all
the time so the interface type in the serial port of
the computer. This allows that communication
between Arduino Uno and the graphical user
interface is made using the serial port, the
configuration data that is sent, has the following
form:
q = [0 90 90 60].
This setpoint is read by Arduino one and
sent to each of the respective servomotors,
namely to reference example, the servomotor 1
is positioned at zero degrees, the servomotors
two and three are positioned at 90 ° and the
fourth servomotor 60 °.
Algorithm
Next application´s pseudo code is presented s to
briefly illustrate the operation of the GUI.
01 Start Application
02 Initial Configuration q = [0 0 0 0]
03 Updating the plot and resolution of the
forward kinematics
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Article Technology Sciences
January-june 2015 Vol.2 No.3 22-28
FERNÁNDEZ, Arnoldo, CUAN, Enrique, GARCÍA, Roxana, URQUIZO, Elisa.
Development of a Petit Robot Suitable For Building Robotic Systems UTSOE-
Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
04 Opening the serial port
05 Writing the initial configuration on the
serial port
06 Close the serial port
07 Wait user action
08 If value change in articular variable
(slider or edit box)
09 Then update plot and solving the
forward kinematics
10 Open serial port
11 Writing current configuration on the
serial port
12 Close the serial port
13 If you click on "+" or "-"
14 Then solving inverse kinematics
15 Checking the validity of the solution
and update plot representation
16 Opening the serial port
17 Writing current settings to the serial
port
18 Close the serial port
Results
First, the petit robot prototype was designed and
simulated in SolidWorks, secondly the
phalanges and the other elements were built, and
thirdly the assembly of petit robot was done. At
this point, the movements between phalanges of
petit robot were evaluated. Mobility
impairments were detected and solved.
Once that kinematics model was solved and
electrical false contacts avoided, the final step,
which was the petit robot command through the
graphical user interface in MATLAB was done.
With petit robot assembly, movement of each
joint was compared with correspondent joint of
petit robot model on the graphical user interface
of MATLAB. Joint´s angle has a limit of
movement, its mobility range. In the last test, no
adjustments were needed.
The result of this work, a petit robot with four
degrees of freedom can produce the movements
of a human hand finger was obtained. This petit
robot is highly suitable to build more complex
robotic systems, due to a minimally mechanical
design, a simply command and communication
through arduino board, and a fast MATLAB
GUI development.
Conclusions
In developing this petit robot, information and
experiences very important to improve it, the
following is recommended:
In the mechanical:
• Reducing the size of the petit robot elements,
using smaller servomotors for building it.
• Adapting more petit robots to a more complex
system and obtain, for example, a gripping
system able to hold objects.
• Using lighter material for building phalanges
and a better gripping surface on fingertip and get
a better inverse kinematic solution.
• Make a design consideration for example,
aesthetics, for the petit robot visually look like,
for instance, as a robotic finger.
In the control software:
• Adding force sensors at the tip of the finger to
get feedback.
In electronics:
• Working with other electronic boards that
provide more power to petit robot´s motors.
References
1. Jiménez Villalobos D., Ramírez de la Cruz J.
(2005). Construcción de un brazo robótico
de tres gdl. y su control mediante el núcleo
híbrido de transición de estados. Centro
Nacional de Investigación y Desarrollo
Tecnológico, Cenidet.
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Article Technology Sciences
January-june 2015 Vol.2 No.3 22-28
FERNÁNDEZ, Arnoldo, CUAN, Enrique, GARCÍA, Roxana, URQUIZO, Elisa.
Development of a Petit Robot Suitable For Building Robotic Systems UTSOE-
Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
2. Cimadevilla Lajud H., Herrera Pérez J.
(2006). Diseño de un sistema articulado
emulando el movimiento de una mano.
Centro nacional de investigación y
desarrollo tecnológico, Cenidet.
3. Aguilar Acevedo F., Ruiz González R.
(2011). Redundancia cinemática en un dedo
antropomórfico de 4 gdl. Memorias del xvii
congreso internacional anual de la SOMIM.
ISBN: 978-607-95309-5-2 pp. 1037-1042.
4. Cuevas Ramírez L., Ramírez Vargas I., Cruz
Hernández F. (2012). Análisis y
construcción de un manipulador de cuatro
grados de libertad. Memorias del xviii
congreso internacional anual de la SOMIM.
ISBN 978-607-95309-6-9 pp. 1046-1056.
5. Suárez R., Grosch P. (2003). Mano mecánica
MA-I. XXIV Jornadas de automática. CEA-
IFAC. ISBN 84-931846-7-5.
29
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
A proposal for a postgraduate education program in Tourism based on an integrated
curriculum model
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ María Elena
Benemérita Universidad Autónoma de Puebla, Facultad de Administración, Puebla, México
Received May 3rd, 2015. Accepted June 17th, 2015
___________________________________________________________________________________________________
The present research paper offers the criteria
required by an education program for a new
postgraduate degree in tourism, according to the
requirements of the National Council for Science
and Technology (CONACYT, for its
abbreviation in Spanish) to be evaluated affiliate
to the National Quality Postgraduate Program
(PNPC, for its abbreviation in Spanish) within
the Programs with Professional Orientation. The
central purpose of the research is to compare the
evaluation model of CONACYT’s PNPC (2015)
professional orientation postgraduate programs
with the curriculum model of Diaz-Barriga et al.
(2013) to organize new postgraduate programs at
public universities. An analysis of the elements
that integrate the curriculum design is carried
out. In this proposal of curriculum design, the
elements that integrate it will be adapted to the
area of tourism.
Keywords: education program, curriculum design, postgraduate, tourism, Mexico
___________________________________________________________________________________________________
Citation: VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ María Elena. A proposal for
a postgraduate education program in Tourism based on an integrated curriculum mode. UTSOE-Journal Multidisciplinary
Science. 2015, 2-4:224-235
___________________________________________________________________________________________________
___________________________________________________________________________________________________
*Correspondence to Author ([email protected])
† Researcher contributing first author.
©UTSOE Journal Multidisciplinary Science www.utsoe-journal.mx
31
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
Introduction
Today tourism is one of the fastest
growing economic sectors globally. Not only in
industrialized first world countries, but also,
there has been a large increase in tourist arrivals
in developing and transitioning countries. For
about a third part of developing countries,
tourism is now the main source of foreign
investment and foreign currency earnings
(World Tourism Organization, 2014). A study
made by the World Tourism Organization
(UNWTO) in 2014 showed that in Mexico
tourism is the third source of money income at a
national level and that Mexico has the thirteenth
position of tourist arrivals at an international
level and the twenty-fourth position in terms of
income.
Data from the Integral System of
Information of Tourism Markets (SIIMT for its
abbreviation in Spanish) of the Tourism
Promotion Council of Mexico shows that the
tourism industry in Mexico has generated more
than 2 million direct jobs (SIIMT, 2014, p. 14).
As the source for these jobs, the tourism industry
not only demands operational and technical
personnel. It is more frequent the demand of
trained personnel in professional and scientific
areas, suitable to do research on the tourism
field. In the Mexican education system, Higher
Education Institutions (HEI) have meant that
more men and women acquire a degree in
tourism, increasing the demand for jobs.
However, structural economic conditions and
low academic quality of the studies usually
offered by the HEI, prevent the incorporation of
university postgraduates with adequate level of
training into the labor market, to meet its
demands (Gómez Nieves y Social, 2005, pp. 39-
54)
As for the training of professionals in
tourism in Higher Education Institutions (HEI)
in Mexico, the major factor that stands out is the
weak link between companies and universities,
which leads to postgraduates with competitive
disadvantages in these globalized economic
activities. Coupled with this, if they lack of solid
professional training they end up unskilled for
conducting scientific research, and consequently
they are unable to meet the demands of their
profession. They will only be able to get
operative and underpaid positions. (Gómez
Nieves & Social, 2005, p.p. 39-54)
With the current need that presents
tourism, as a discipline, to have people with a
professional, scientific and technological
research oriented training, it is more frequent to
support public and private education institutions
in Mexico that offer postgraduate programs
through the PNPC of CONACYT (2015)
together with the Sub-secretary of Higher
Education of the Secretary of Public Education
is more frequent CONACYT (2015, p. 6).
In that sense, the proposal of this research
paper is the creation of a methodology for
Curriculum Design in Higher Education to
strengthen the training of professionals on
research at a national and International level in
the tourism field.
Background and Theoretical Foundations
The history of tourism research in Mexico has its
beginnings in the post-war period until the mid-
seventies, with the first analysis characterized by
the predominance of studies that take an
economic approach. In the next stage, although
the research with an economic approach
dominated, it began to incorporate other
perspectives ranging from social to political and
international aspects. At the eighties, there is a
concern of researchers for conducting studies in
a more comprehensive and diverse perspective.
Starting in the nineties, they added an
environmental and critical view; and there is an
expansion and diversification of tourism studies
(Espinosa Castillo, 2007).
32
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
Throughout the development process of
tourism research, there have been a series of
initiatives aimed at the training of people
employed in the tourism sector, but the current
need for professionals with scientific sense, that
make additional proposals, ideas and knowledge
to abate environmental damage, poverty and
social inequalities, is more obvious. Training
professionals in a postgraduate program in
tourism not only for development, management
and entrepreneurship, but oriented to do
research, can help shape individuals oriented to
generation, building and transformation of
knowledge in this sector, besides expanding the
possibility of competitiveness and increase of
their income. Although in the beginning
professional training and tourism research in
Mexico were promoted and financed by public
and financial institutions, today is concentrated
mostly in public and private universities.
The needs of the tourism industry on the
research area are still insufficient, there is a need
for the integration of interdisciplinary and
transdisciplinary groups that do research work
not only nationally, but also integrate
international cooperation research groups to
resolve common needs and problems that may
offer positive results for the countries involed
(Vidaurri Aréchiga, 2014).
A proposed curriculum methodology
aimed at training professionals with a scientific
sense, that bring new proposals, ideas and
knowledge to abate environmental damage,
poverty and social inequality, answers to the
need to boost scientific research of tourism in
Mexico (Peral, Picazo and Moreno Gil, 2013, p.
36).
Under the proposal of a Curriculum
Design Methodology with desirable
characteristics to enter the PNPC in Postgraduate
Programs with Professional Orientation in the
recently created education program by
CONACYT and according to curriculum models
applied in higher education in Mexico, it is
intended to use the curriculum model by Diaz-
Barriga et al. (2013), because this proposal is
closely related to the PNPC’s Evaluation Model
formulated in the "Framework for the evaluation
and monitoring of mandatory presence
postgraduate programs" by CONACYT (2015).
There are as much curriculum models as
theoretical fundaments that allow organizing and
orienting the teaching process. The most
representative curriculum models for the
curriculum design that have influenced the
curriculum proposals of the Mexican Education
System at the higher education level, according
to Vélez and Terán (2010, p. 56), are the Tyler
(1973), Taba (1974), Glazman e Ibarrola (1978),
Pansza (1981), Arredondo (1981), Arnaz (1981)
and Díaz-Barriga et al. (1981) models, and it
should be pointed out that each one of them has
an specific theoretical orientation.
The Díaz-Barriga et al. (2013) model
presents some advantages such as: the
theoretical foundations; Possibilities of
participation in the building and evaluation; and
the use of globalization and interdisciplinary in
its many varieties.
The Díaz-Barriga et al. (2013, p. 50)
methodology is done parting from a developed
and established professional profile, which
provides the basis for deciding what will be the
content to be included in the curriculum plan,
and under what organization and structure such
plan will be designed. Diaz - Barriga et al. (2013,
p.119) mentions that there are different ways to
organize and structure a curriculum according to
the type of curriculum plan adopted by the
design team. Among the most common
curriculum plans are: a). the linear plan, b). the
modular plan, c). the mixed plan.
After choosing the type of plan to be
adopted by the institution, the next step is to
develop the entire curriculum plan. For this
purposes the contents, which were disaggregated
earlier in materials or in modules, are organized
33
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
according to the type of plan adopted. Then the
subjects or modules are structured in a complete
curriculum plan. This step corresponds to the
establishment of the "horizontal sequence"
(planned courses for each school year) and the
"vertical sequence” (series of courses planned
throughout the different school cycles). Finally,
the "curriculum map" is established, where the
formal elements and details of the curriculum
(number of courses on each school year, which
will be mandatory and optional, optional routes,
number of credits, etc.) are determined (Diaz -
Barriga et al., 2013, p. 112).
Once the curriculum plan is structured, the
last step of this stage consists on developing a
detailed studying program for each course (class
or module) that make up the total plan.
Methodology
To perform the description and analysis of
the model for the postgraduate education
program, a research supported on electronic
documents and web sites from tourism
postgraduate programs from other educative
institutions in México, recognized by the PNPC
of CONACYT was conducted; this with the
purposes of not duplicating efforts. Along with
the possibility of making a proposal for a
multidisciplinary education program, shared
research and academic exchange.
Discussion
A comparison is made between the
professional orientation postgraduate programs
of the PNCP of CONACYT (2015, p. 7) and the
Díaz-Barriga et al. (2013) model. According to
PNCP of CONACYT (2015, p. 7) it is
established that a professional postgraduate
study is that “on which the field of study is a
professional discipline and it differentiates from
the research oriented postgraduate study because
of the obtaining of a degree related to that
profession”.
Characteristics of the professional
postgraduate studies according to the PNCP of
CONACYT (2015, p. 8):
Were conceived to train specialized
professionals
Most of them are part time.
Some are fundamentally `presence
required’ while others are mainly
based on field research.
Some have major focus on practicing
and others are oriented to professionals
with experience that require new skills
and knowledge.
In some programs the class work is
evaluated, in others it is evaluated a
series of works (portfolio) and in
others it is a combination of class work
and a research project and thesis.
They offer to the universities a way to
consolidate links with society sectors.
From the student’s perspective, they
offer new opportunities.
They are a solution to the companies’
concerns about postgraduate students
oriented to do research lacking
practical experience and not
specialized or general skills at their
jobs.
They combine the courses with
research projects oriented to a specific
field.
The structure of these programs tends
to be more formal (obligatory results,
attendance needed periods, deadlines)
Usually, they are taught based on the
cohort, which allows working on
collaboration on which there is an
experiences exchange.
The contents use to be of applied
nature and have a closer relation to
jobs.
34
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
The programs are relevant for
development and progress of the
professional career.
A lot of the research projects that form
part of the programs are done at
working places, sometimes supervised
by an employer representative.
Table 1 shows a comparison between the
characteristics of the professional orientation
postgraduate programs of the PNPC of
CONACYT (2015) and the elements that form
the curriculum model by Díaz-Barriga et al.
(2013). The comparison is made parting from the
criteria established on the framework for the
evaluation and following up of the mandatory
presence postgraduate programs of the PNPC of
CONACYT (2015, p.p. 9-12).
On this comparison it is understood as
“characteristics” and “elements” the attributes
that every compared criterion has.
Criteria Characteristi
cs of the
professional
oriented
postgraduate
studies of
PNCP of
CONACYT
Elements of
the Díaz
Barriga et al.
curriculum
model
Contrasts
Students
admission
The graduate
study program has a
rigorous
admission process that
guarantees
that the candidates
have the
previously needed
knowledge.
(p. 9)
On stage one,
Díaz-Barriga et al (2013, p.
78 – 79)
propose to make an
analysis of the
pertinent university’s
principles and
guidelines, according to
the
requirements that the
institution
demands to the students to be
accepted into
the program.
Criterion is met
in both cases. In the BUAP
case, the
postgraduate study’s
admission
requirements are established
in the “General
guidelines for the creation,
modification
and register of study plans and
programs” of
the VIEP, (BUAP, 2015,
p. 13)
Time
dedicated by
students
Most of the professional
graduate students
attend partial
time and the academic
activities are
On stage three the times and
academic activities are
established
according to the kind of
curriculum
Criterion is met in both cases.
Due the characteristics
of the graduate
study proposal it is suggested
to be a mixed
center around a determined
period of
time.
plan selected (Díaz-Barriga
et al., 2013, p.
124 – 125)
plan. (Cfr. Díaz-Barriga et
al., 2013, p.
125 – 126)
Graduate
profile
The program
aims to
deepen the skills and
competencies
of a professional
field to meet
the potential demand of the
labor market
and of immediate
impact of the
professional sector.
On stage two,
Díaz-Barriga
et al. (2013, p. 91) take into
consideration
the proposal made by
Amaz, (1981)
about the minimum
components
that must contain the
graduate
profile. Arnaz, (1981)
cited in Díaz-
Barriga et al. (2013, p. 99),
creates a series
of guidelines to elaborate
the graduate
profile.
Criterion is met
in both cases.
In the “General guidelines for
the creation,
modification and register of
study plans and
programs” by the VIEP
BUAP, the
requirements to complete the
graduate
studies are established
(BUAP, 2015,
p. 13).
Syllabus The graduate
study
program has a well-
structured
syllabus which is
oriented to
satisfy the professional
requirements
of society sectors. (p.
10)
On the stage 3,
Diaz-Barriga
et al. (2013, p. 114-127),
presents on an
thorough way the elements
that must be
taken into account when
it comes to
organize and give structure
to a curriculum
plan, alongside the specific
activities.
Díaz-Barriga et al. (2013),
propose that
“… the curricular plan
and the
syllabus must be done by a
multidisciplina
ry team of experts on the
discipline or
disciplines involved in the
profession, alongside with
educational
psychologists, pedagogues,
managers,
etc.” (p. 114)
Criterion is met
in both cases.
According to the thesis work
it is proposed
the curriculum plan to be a
mixed plan
(Cfr. Díaz-Barriga et. al.
2013, p. 125 –
126).
Professors
and students
mobility
The graduate study
program
promotes the mobility of
Díaz-Barriga et al. (2013, p.
79), propose
on the upstage 1.4. “research
The Díaz- Barriga et al.
(2013) model
does not make a clear mention
35
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
students and professors as
well as the
cooperation between
professional
groups belonging to
different institutions
and countries
(p. 10).
on the national and/or
foreigner
institutions that offer
programs
related to the proposal”
about students and professors
mobility, but
when it comes to the research
of the upstage
1.4, it is possible to find
out how to make inter-
institutional
agreements to make possible
the mobility of
students and professors
according to
the guidelines about
generation
and/or application of
knowledge
(LGAC) contained in the
syllabus.
Basic
academic
core
The graduate
study program is
developed
within the basic
academic core
(p. 10)
Díaz-Barriga
et al. (2013), propose in
“General
concepts and considerations
” of the stage 3
that “…the curricular plan
and the study programs must
be done by a
multidisciplinary group of
experts on the
discipline or disciplines
involved in the
profession, alongside with
educational
psychologists,
pedagogues,
managers,
etc.” (p. 14)
Even when the
Díaz-Barriga et al. (2013) does
not mention
explicitly the basic academic
core, it does
make recommendatio
ns about who must be
involved on
planning the curricular plan
and the
syllabus. According to
the thesis
proposal it is quit relevant
take into
consideration
the PNPC of
CONACYT
criteria and add it to the Díaz-
Barriga et al.
model, even from the first
stage, on which
it is made clear the information
about the basic
academic core responsible of
the curricular
plan and the study
programs. It is
feasible to specify that this
group is the
responsible for the graduate
study support
and that “… it has a
recognized
academic productivity
and a common
professional interest about
the base on which they
share LGAC,
clearly planned and that are
professionally
active and have a quality
production
with enough numbers,
considering the
goals of the program”
(CONACYT,
2015, p. 10)
Lines of
generation
and/or
application
of
knowledge
(LGAC for
its
abbreviatio
n in
Spanish)
Existence of LGAC
associated to
professional work
consistent
with the area of knowledge
according to
the syllabus and that are
part of real spaces of
proximity to
the professional
activity.
According to the thesis
proposal and
the PNPC of CONACYT
criteria, it is
proposed to add it to the Díaz-
Barriga et al.
model, from the first stage,
on which it is made clear the
information
about the basic academic core
and that the
lines of generation
and/or
application of knowledge
must cover the
characteristics
according to
PNPC,
(CONACYT, 2015, p.10)
curricular plan
and the study programs.
Infrastructu
re
The program
ensures the
availability of physical
infrastructure and resources
needed for the
development of the thesis
work to be
performed by the student.
Díaz-Barriga
et al. (2013, p.
153) propose in one of the
activities from upstage 4.1,
the “analysis
of the viability of the
curriculum
parting from the human
resources and
existing material”
according to
Criterion is met
in both cases.
From a prior analysis of the
current infrastructure
and resources
available to the school the
viability of the
curriculum is determined by
an internal
evaluation as proposed by
Díaz-Barriga et
36
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
the proposition.
al. (2013, p. 153)
Structure of
the final
work
The graduate
program ensures that
the terminal
associated work makes a
contribution
to the professional
field.
Díaz-Barriga
et al. (2013) emphasize in
all stages of
their methodology
that work must
be carried out at all times in
accordance
with the potential areas
and tasks
where the practitioner
may intervene
regarding the curricular
plan.
Criterion is met
in both cases. It is
recommended
on this proposal that the student
does their final
work to get the degree, through
a thesis,
documented professional
work or
professional portfolio
according to
the LGAC chosen and to
the General
Regulation of Graduate
Studies of the
BUAP (2015)
Contributio
n to
knowledge
Results and
products of
the postgraduate
study
program.
Díaz-Barriga
et al. (2013, p.
153-154) propose on
stage 4 that a
continuous evaluation of
the
curriculum, through intern
and extern
evaluations. This would
lead to a
restructuring of the syllabus
according to
the needs, real problems and
potential tasks
to attend to.
Criterion is met
in both cases.
It is proposed that on the
thesis proposal
both evaluation models are
taken into
account. On one hand the
Díaz-Barriga
et. al. (2013) model, on stage
four,
establishes the upstages,
activities and
means to make a continuous
evaluation of
the curriculum and on the
other hand, the
PNPC of CONACYT
evaluation
model is the referendum to
be a recognized
to be a quality postgraduate
program.
Relevance of
the program
Performance of graduates
in an
employment activity
related to their
training.
The stages 2, 3, and 4 of the
Díaz-Barriga
et al. (2013) model
establish
guidelines for a graduate to
perform in an
employment activity
according to
their training.
Criterion is met in both cases.
To achieve that
graduates reach this goal it is
advisable to
continually pay attention to the
curriculum
plan to be relevant to the
needs of
society and trends of
Mexican higher education; to
strengthen this
relevance is recommended
that the
syllabus be carried out by a
multidisciplinary knowledge
work.
Graduate’s
satisfaction
Value
provided by the program
to its
graduates and recognized by
them
(satisfaction surveys for
graduates) (p.
12)
On stage 4,
Díaz-Barriga et al. (2013, p.
154) propose
as a tool for theses means
"the
monitoring system of
graduates "
Criterion is met
in both cases. The proposal of
a graduates
following system by
Díaz-Barriga et
al. (2013) may contain as
much
information as required and
established by
the institution.
Table I. Comparison between the characteristics of the
postgraduate studies with professional orientation of the
PNPC of CONACYT (2015) and the elements of the
Díaz-Barriga et al. 2013 curriculum model.
Results
The results of the analysis of the stage four
of the curriculum model by Díaz-Barriga et al.
(2013) and the evaluation model of the national
program for quality postgraduate studies of
CONACYT (2015) are presented next.
The stage four (continuous evaluation of
the curriculum) of the curriculum model by
Díaz-Barriga et al. (2013) centers on the
continuous curriculum evaluation to
permanently update the curriculum plan
accordingly.
Díaz-Barriga et al. (2013, p. 136) points
out that
“…generally the preferred method to
evaluate plans and syllabus is limited to
analyze the sequence and organization of
the titles of the subjects and thematic units,
which leads to obtain only a descriptive
and incomplete information, because the
real performance of the students is not
indicated, nor if after graduating from
37
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
program they meet the needs for which
they were trained”.
Díaz-Barriga et al. (2013, p.137) affirm
that
“…if a theoretical framework is not
established, as well as the methodological
aspects, the mistake of focusing the
curriculum evaluation on the efficientist
and internal aspects of the curriculum can
be made, and the original plans and social
aspects“.
Díaz-Barriga et al. (2013, p. 137) proposes
that to avoid problems on the process of
curriculum evaluation
“…a participatory evaluation model is
established, in which there must be an
active participation of the agents involved
in the curriculum (teachers, students,
managers, evaluators, beneficiaries, etc.)
and that they are the true directors”.
The curriculum evaluation model
proposed by Díaz-Barriga et al. (2013)
establishes two kinds of evaluations:
Internal evaluation: it refers to the
academic achievement of the established goals
of the professional profile, this is, an evaluation
of the study plan, its elements and its
organization.
External evaluation: it refers to the social
repercussions that the postgraduate’s work can
have, ergo, their capacity to solve problems and
satisfy the social environment needs (p. 50)
The result of both evaluations will lead to
the elaboration of a program for the curriculum
rebuilding. Figure 1 shows the upstages that
make up the continuous curriculum evaluation.
Figure 1. Upstages of the continuous curriculum
evaluation. Source: Díaz-Barriga et al., (2013, p.52)
On the other hand, the evaluation model by
PNPC of CONACYT (2015) is based on a
results-oriented model. This model integrates the
main elements that can provide quality training
for students.
4. Continuous curriculum evaluation
4.1.
External evaluation
program
design
4.1.
Internal
evaluation program
design
4.3.
Curriculum restructuration
program based on the
results of previous evaluations
38
Article Social Sciences
January-june 2015 Vol.2 No.3 29-40
VALLEJO Víctor†, SANTIESTEBAN-LÓPEZ Angélica, ACLE Ramón and PÉREZ
María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
Figure 2. Elements of the evaluation model by PNPC
(CONACYT, 2015, p. 16).
The elements that make up the evaluation
model by PNPC of CONACYT (2015, p.p. 16–
17) are:
1. Institutional commitment
2. The categories and criteria of the
model, and
3. The program improvement plan
Analysis
The evaluation model by PNPC of
CONACYT (2015) is a much more complete
model, not only because it evaluates the
elements of the curriculum, but because it
establishes the mandatory requirements the
institution must fulfill since the moment it
attempts to join a PNPC’s postgraduate program,
plus every certain period must comply with an
improvement plan.
The Díaz-Barriga et al. (2013) curriculum
model sets the theoretical and methodology
foundation of the postgraduate curriculum
model, which can support and help fulfill de
requirements established by CONACYT.
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María Elena. A proposal for a postgraduate education program in Tourism based on
an integrated curriculum mode.. UTSOE-Journal Multidisciplinary Science. 2015.
ISSN-On line: 2395-860X
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Turismo y Patrimonio(8), 1-184.
41
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
Public Administration in the conservation of a protected area: Biosphere Reserve
Sierra del Abra Tanchipa
MALDONADO MIRANDA-Juan José1
†, Carranza Alvarez Candy1, Hernández Morales Alejandro1,
Cappello García Hector Manuel2 [email protected],[email protected], [email protected],[email protected] 1Unidad Académica Multidisciplinaria Zona Huasteca de la Universidad Autónoma de San Luis Potosí, Romualdo del Campo
501, Fracc. Rafael Curiel, Cd. Valles, S.L.P., 2Universidad Autónoma de Tamaulipas y la Unidad Académica de Derecho y
Ciencias Sociales, Cordinación de Posgrado e Investigación
Received may 3rd, 2015. Accepted june 17th, 2015
___________________________________________________________________________________________________
Mexico's Protected Natural Areas are 158
designated "Protected Natural Areas (PNA)" in
Mexico, representing 11% of the nation's surface
area, and are protected and administrated by the
National Commission of Protected Natural
Areas (Comisión Nacional de Áreas Naturales
Protegidas, or CONANP). In San Luis Potosi,
there are 19 PNA, within which there is a
biosphere reserve: The Biosphere Reserve of the
Sierra del Abra Tanchipa (RBSAT), declared as
a priority area for the conservation of natural
resources in 1994. However, due to the lack of
integrated policies for sustainable planning of
natural resources, the reserve presents social and
environmental effects. Therefore, an analysis of
the current situation and the functionality of
public programs in the conservation of the area
was conducted, finding that the main areas of
intervention are lack of management programs,
the lack of financial incentives and support
organizations public to perform community
service for the benefit of the RBSAT. These
results were the support to develop some
proposals of strategic planning for the
conservation of this protected area.
Public administration, strategic planning,
Protected Natural Area
___________________________________________________________________________________________________
Citation: MALDONADO-MIRANDO Juan José. La Administración Pública en la conservación de un área natural protegida:
Reserva de la Biosfera Sierra del Abra Tanchipa. Revista Administracion & Finanzas 2015
___________________________________________________________________________________________________
___________________________________________________________________________________________________
*Correspondence to Author ([email protected])
† Researcher contributing first author.
©UTSOE Journal Multidisciplinary Science www.utsoe-journal.mx
42
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
MALDONADO-MIRANDA, Juan José, CARRANZA ALVAREZ, Candy,
HERNÁNDEZ MORALES, Alejandro, CAPPELLO GARCÍA, Hector Manuel. Public
Administration in the conservation of a protected area: Biosphere Reserve Sierra del
Abra Tanchipa. UTSOE-Journal Multidisciplinary Science. 2015.
Introduction
The Biosphere Reserve of the Sierra del Abra
Tanchipa is one of the youngest reserves of the
country and one of the least extensive; it consists
of national and private commons.
Approximately 80% of the land is the core area
and is intended for research activities
(Management Program Sierra del Abra
Tanchipa, 2007). It covers an area of 21,464 ha,
with a core area of 16.758 ha. Within the
protected natural area are the Laguna del Mante,
Los Sabinos and palms suburbs
The common Launa Laguna del Mante has
the largest population and has a bigger extention
of land area in the Sierra del Abra Tanchipa.
Communities with territory within the Sierra del
Abra Tanchipa as well as those found in its area
of influence, are the ones that have a high level
of marginalization and a large population, those
are the ones that cause the greatest impact on the
Sierra del Abra Tanchipa (Mergold Vargas,
2010).
In this area, there is tension because of the
interests in the land use and the need to open new
areas for agriculture. There is no proper
information, but it is known of the opening of the
land for logging. As for the land use in the
catchment area, it has 56% of livestock use, 32%
of forest use, 9% agricultural use and 3% for
other activities (Sanchez-Ramos et al., 1993).
Furthermore, there are administrative problems
because of the lack of interagency collaboration,
in addition to lack of knowledge and
enforcement of environmental legislation.
In this sense, it is essential to analyze from
the perspective of public administration, the role
played by public servants in the creation and
monitoring of the protection of natural protected
areas. In Mexico, the problem of protected areas
such as Biosphere Reserve Sierra del Abra
Tanchipa does not lie on the management of its
creation, but rather in the creation of
management plans, regulations, standards and
legislation for the conservation of long-term
resources.
In the case of the professionals, these rules
determine the minimally required duties of the
professionals in the course of their work. Every
worker of the public administration has or
should develop a set of professional or labor
principles that guide what to do in relation to his
work in the administration that performs, the
user population, his profession, his institution
and his coworkers (Rodriguez-Arroyo, 2007).
Planning is an activity aimed at achieving
a possible and desirable future, from an
explanation of a problematic situation that exists
in the present and has a history of facts that
involved social actors that behave and respond
creatively to definite and well-defined interests
(Jarrin, 2011). Planning is ongoing and its
actions must interpret reality for the better.
On this research, the current status of a
protected natural area such as the Sierra del Abra
Tanchipa was analyzed to propose the planning
for its conservation.
Based on the information, the objective of this
research was to analyze the current situation of
the Biosphere Reserve Sierra del Abra Tanchipa,
and propose planning strategies for its
conservation.
Literature review
Huasteca description
The Huasteca is located in the eastern part of the
state of San Luis Potosi. It limits the Sierra
Madre Oriental in the west, the state of
Tamaulipas in the north, Veracruz and Hidalgo
in the east and Queretaro in the south (INEGI,
1981). The Huasteca is divided economically in
the north subregion, central and southern.
43
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
MALDONADO-MIRANDA, Juan José, CARRANZA ALVAREZ, Candy,
HERNÁNDEZ MORALES, Alejandro, CAPPELLO GARCÍA, Hector Manuel. Public
Administration in the conservation of a protected area: Biosphere Reserve Sierra del
Abra Tanchipa. UTSOE-Journal Multidisciplinary Science. 2015.
The northern region includes the municipalities
of Ciudad Valles, Ébano, El Naranjo, San
Vicente Tancuayalab, Tamasopo, Tamuín y
Tanquián de Escobedo. The central region
includes Aquismón, Huehuetlán, San Antonio,
Tampamolón, Tancahuitz y Tanlajás, y la región
sur, Axtla de Terrazas, Coxcatlán, Matlapa, San
Martín Chalchicuautla, Tamazunchale,
Tampacán y Xilitla. In this last region Teenek
and Nahua people live here. The Nahua
represents 60% of the indigenous population in
the region (INEGI, 1981).
For its ecological diversity, the Huasteca is
divided into three areas: a) tropical warm humid
with an annual precipitation of 2000-5000 mm
and an average annual temperature of 21 ° C; b)
sub-humid with warm tropical land of transition
between the humid tropics and c) dry zone with
rainfall between 600 and 1500 mm, above 20 °
C average temperatures and a dry period of 5-9
months, which allows the vegetation to be
constituted by low and medium height jungle
with great biotic diversity (Toledo et al., 2002).
This region has rainforests and humid
(coniferous forests), high forest and
subperenifolia perenifolia also high and medium
deciduous forests and deciduous desert scrub
and rosetophilous as well as large areas of
grassland.
Today forest resources and agriculture in the
Huasteca have received little attention and the
lack of appropriate measures, the various
meteorological phenomenas, explosions caused
during the search for oil deposits, the ecological
impact of surrounding industries, illegal logging,
the archaeological looting and uncontrolled
forest fires have led to low productivity, poor
performance of cash crops and the complete
deforestation in some rich areas in native
species. (SAGAR, State Government SLP, INI
and BM, 1995 ).
Change of the land use in the Huasteca
The coverage and land use are two of the
elements that best demonstrate the
transformation of the earth's surface by human
action over time. The ground cover is defined as
the biophysical cover on the earth's surface,
while land use is characterized by arrangement,
activity and production that human groups make
to produce, change or maintain soil cover.
Through the use of the land, the necessary for the
survival of humanity is obtained. However, this
process usually is related to the deforestation and
fragmentation of ecosystems, desertification,
and alteration of hydrological cycles, loss of
biodiversity and the increase of vulnerability of
human groups (Reyes-Hernández, 2006).
In the Huasteca it is common the median
deforestation of the evergreen forest and
secondary vegetation (acahuales) for agricultural
purposes, mainly for growing corn, under the
system of slash and burn. This practice has led to
the loss of fertility and soil erosion, declining
species of flora and fauna, lower productivity,
and as result, lower profitability of crops and
land abandonment (Cruz-Fernandez, 2006).
Until 1973, in the Huasteca, forests occupied
32% of the area (98.270 ha), grassland 21%
(66,700 ha), secondary vegetation 20% (61 513
ha), cultivated areas 14% (44.960 ha) and bodies
of water (ponds and marshes) 1.8% (5,430 ha)
(Figure 1A).
By 1985, the forest area was 73,100 ha and the
water bodies’ area was 2,300 ha. The cultivated
and covered with secondary vegetation areas
expanded in 25,900 ha., and 41,800 ha,
respectively. By 2000, forests were reduced to
less than 4% of the initial surface, and
agricultural and secondary vegetation areas
registered a decrease of 28% compared to 1985.
The surface of the prairies increased to 80,000
has (Figure 1B)
The main changes occurred in the north and
southwest of Tamuín, northwest of Ebano and
north of San Vicente. In 2000 there were only
44
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
MALDONADO-MIRANDA, Juan José, CARRANZA ALVAREZ, Candy,
HERNÁNDEZ MORALES, Alejandro, CAPPELLO GARCÍA, Hector Manuel. Public
Administration in the conservation of a protected area: Biosphere Reserve Sierra del
Abra Tanchipa. UTSOE-Journal Multidisciplinary Science. 2015.
10,200 ha. of fragmented forests with varying
degrees of disruption. 44 remnants of older
forest of 10 ha. were located corresponding to
forest, scattered in the central and northern
Tamuín, west of San Vicente Tancuayalab and
south of Ebano. On the other hand, 27 fragments
scattered tree-with more than 20 years of
existence in northern and eastern Tamuín San
Vicente Tancuayalab (Reyes-Hernández et al.,
2006) were detected.
Figure 1. Coverage and land use in the
Huasteca Zone, San Luis Potosi, Mexico, A)
1973, B) 2000 Figure taken from Reyes-
Hernández et al., 2006.
A recommendation to stop the change of land
use in agroforestry systems is the establishment
of mixed plantations of timber species, which
consists in establishing in combination slow
growing timber species with fast growth. Under
this scheme, it is possible the planting of annual
crops in the first two or three years and then
under the canopy plants that require shade for
their development, such as parlor palm and other
ornamental.
The establishment of forest plantations mixed
with the combination of annual crops at the
beginning of the system, serves to protect and
restore deforested areas, improve the ecological
environment, maximize the use of soil resources
and make profits in the short, medium and long
term (Cruz Fernandez, 2006).
Creation of natural protected areas: Sierra
del Abra Tanchipa
In order to conserve forest resources, in recent
years the creation of several protected areas
(Map 3) was enacted. In the micro-region of the
South Huasteca, the national forest reserve of
Sierra Alta de Xilitla was created; in the Sótano
de las Golondrinas, la Hoya de las Huahuas y las
Cuevas de Xomokonko; in the North Huasteca
the in state reserves of Laguna de patitos, la
Cienega de Tamasopo and the biosphere of the
Sierra de Abra Tanchipa (SLP State
Government, 2001).
The Biosphere Reserve of the Sierra del Abra
Tanchipa (RBSAT) is one of the youngest
reserves of the country and one of the least
extensive, its conformed by national and private
common lands. Approximately 80% of the land
is the core area and is intended for research
activities. It covers an area of 21,464 ha, with a
core area of 16.758 ha.
The importance of the Sierra del Abra
Tanchipa
The Sierra del Abra Tanchipa, is an
important factor for regional climatic conditions,
because it acts as a weather barrier between the
coast plain of the Gulf and the highland. There,
the marine humid winds that go up, are cooled as
soon as they have contact with the land, and the
humidity condenses and produces abundant
rainfalls. The Sierra del Abra Tanchipa presents
variations of up to 10 ° C between the warmest
and the coldest months, with an annualized
average of 24.5 ° C, which is classified as
slightly extremist (García, 1988). The average
rainfall is 1070 mm, which places it within the
classification of sub-humid region with a
45
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
MALDONADO-MIRANDA, Juan José, CARRANZA ALVAREZ, Candy,
HERNÁNDEZ MORALES, Alejandro, CAPPELLO GARCÍA, Hector Manuel. Public
Administration in the conservation of a protected area: Biosphere Reserve Sierra del
Abra Tanchipa. UTSOE-Journal Multidisciplinary Science. 2015.
concentration of rainfall in the months of July
and September. The rate of frosts varies from 0-
5 times per year, and it happens3-5 years
(Ministry of Social Development, 1994).
The Sierra del Abra Tanchipa is
considered by the National Commission for the
Knowledge and Use of Biodiversity
(CONABIO) as a priority region for
conservation. This mountain range forms an
important biological corridor that shares the
Nearctic and neotropical biotic provinces, also
endemic species of flora and fauna, many of
them threatened or endangered (Puig, 1991).
Currently, there have been registered 419
species of birds, of which 14 are endemic, 11
quasi-endemic and 7 semi-endemic.
The highest parts of the Sierra, between
650 and 700 meters, are covered by tropical
forest subperenifolia, which extends to the
maximum height of 850 meters. In the remaining
area there are low evergreen forest, deciduous
forest and lowland deciduous thorny, tropical
oak and palmar ( INEGI, 1990; Puig, Rzedowski
1991, 1978).
Given its biological importance for the
region and its rich biodiversity in flora and fauna
it is important to address the problems that the
reserve Sierra del Abra Tanchipa is facing.
These problems can be grouped into
environmental and social problems. Among the
environmental problems we can mention the
forest type which is associated with the
explotation, plundering of plant and animal
species, and logging. Artisanal gold mining is
an important activity developed by locals from
the region of SAT, species threatened or
endangered (Rzedowski, 1978; Mora-Olivo et
al., 1992). However, the large-scale exploitation
significantly will affect the natural balance. The
excessive extraction of forest resources is a
problem that affects not only the ecological
environment, but also reduces the availability of
the resource for the natives. This problem brings
the expansion of the agricultural frontier,
pressure on the reserve area; situations that cause
an increase in poverty levels of the populations
that lives there.
Las comunidades aledañas a la Reserva de
la Biosfera Sierra del Abra Tanchipa: Laguna del
Mante, Los Sabinos y las Palmas, presentan altos
grados de marginación debido a la extensión de
su población, siendo éestos los que mayor
impacto ocasionan a la reserva por los conflictos
sociales y de intereses entre sus habitantes.
Communities located near the Biosphere
Reserve Sierra del Abra Tanchipa are: Laguna
del Mante, Los Sabinos and Las Palmas, these
communities have high levels of
marginalization, due to the extension of its
population, being these the ones that cause the
greatest impact to the reservation because of the
social conflicts and different interests among its
population.
Public Administration in the
Conservation of the Biosphere Reserve Sierra
del Abra Tanchipa (RBSAT)
Planning is an area of public
administration aimed at achieving a possible and
desirable future, from an explanation of a
problematic situation that exists in the present
and has a history of facts that involves social
actors that behave creatively and responding to
specific and well defined interests (Jarrin, 2011).
Planning is permanent and its actions must
interpret reality to make it better.
The creation of protected areas such as the
Biosphere Reserve Sierra del Abra Tanchipa
(RBSAT) in the state of San Luis Potosi,
represent the first step in a culture of caring for
natural resources. However, there is still a large
backlog in the Huasteca, to achieve the
functionality of these protected areas. The status
of the Biosphere Reserve Sierra del Abra
Tanchipa in the state of San Luis Potosi,
reflectes a lack of interangency collaboration by
46
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
ISSN-On line: 2395-860X
UTSOE® All rights reserved.
MALDONADO-MIRANDA, Juan José, CARRANZA ALVAREZ, Candy,
HERNÁNDEZ MORALES, Alejandro, CAPPELLO GARCÍA, Hector Manuel. Public
Administration in the conservation of a protected area: Biosphere Reserve Sierra del
Abra Tanchipa. UTSOE-Journal Multidisciplinary Science. 2015.
the Mexican government, in addition to lack of
knowledge and enforcement of environmental
legislation. In addition, there is interest tension
in land use and the need to open new areas for
agriculture. There is no proper information, but
it is known that there is an opening of land in the
Biosphere Reserve Sierra del Abra Tanchipa for
logging. As for the land use in the catchment
area of the reserve, it has a 56% for livestock use,
32% of forest use, 9% of agricultural use and 3%
for other activities (Sanchez-Ramos et al, 1993).
Therefore, it is of very importance to identify
areas of intervention in the Biosphere Reserve
Sierra del Abra Tanchipa, identify problems,
propose plans of action to address the causes of
the problem through public management
operations, as well as analyze the viability
planning, and attack the problem in practice,
performing the operations planned for the
prevention and conservation of natural resources
within protected areas.
The planning in the conservation of the
RBSAT
The planning involves the projection of goals,
based on appropriate methods. It helps to make
decisions and becomes a means to something
and is not an end itself, it is permanent and its
actions must interpret reality for the better
(Jarrin, 2011).
The strategic planning, unlike traditional
planning, includes not only the short term and
the long term but it emphasizes logical answers
to the needs of an unknown future, complex and
constantly changes. Strategic planning seeks to
prevent future events, and with them the
possibility to describe the future of present
decisions. Therefore, it is a useful tool for
organizations, because without it, they could not
prevent risks, knows the strengths and
weaknesses, and threats from the environment.
On the other side, the traditional
planning has the characteristics of being a
process consisting of three stages: ex-ante,
recurrent and y ex-post. The first, which includes
diagnosis to understand the causes of a problem
and determine the elements that stimulate their
reproduction, it also includes the forecasting
step, through which possible alternative
solutions and scenarios are defined. In the ex-
ante phase, defines the objectives, policies,
strategies and priority actions (preventive or
corrective planning) (Mintzberg, 1993).
Today, this traditional view of the
planning has been attached to intense
questioning by its responsiveness to major
problems, and stiffness for control and
correction during the development process.
Therefore, it was considered implementing a
new technical management and administration,
and strategic planning. Strategic planning was
initiated by Ansoff (1980), in the 1960s and he
associates it to changes in the pulse and strategic
capabilities. For others, strategic planning and
management system emerges formally in the
seventies as a natural result of the evolution of
the concept planning. Strategic planning is a
diagnostic tool, analysis, reflection and
collective decision making, about what to do
today and the way they should go in the future of
communities, organizations and institutions
(Mintzberg, 1993).
Classical planning policies
The Mexican government has acknowledged the
failure of classical economic planning policies,
characterized by the absence of articulated
strategies of management and conservation of
natural resources, ensuring environmental
sustainability. Such is the case of Wirikuta
Sacred Site. The term of Wirikuta is the name
that the Huichol or Wizarika region has given to
the sacred site located in the quadrant of the
Chihuahuan Desert in northern Potosi highland.
In June 2001, the Government of San Luis Potosi
declared that region as "Natural Sacred Site"
where there is explicit prohibition of actions that
promote the involvement of the water, soil and
47
Article Administrative Sciences
January-june 2015 Vol.2 No.3 41-52
ISSN-On line: 2395-860X
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MALDONADO-MIRANDA, Juan José, CARRANZA ALVAREZ, Candy,
HERNÁNDEZ MORALES, Alejandro, CAPPELLO GARCÍA, Hector Manuel. Public
Administration in the conservation of a protected area: Biosphere Reserve Sierra del
Abra Tanchipa. UTSOE-Journal Multidisciplinary Science. 2015.
vegetation of the site (Management Plan of the
Natural sacred Wirikuta, 2008). However, in
November 2011, the government granted 22
mining concessions to the company First
Majestic, which won 6,326 hectares including
70% of the surface of Wirikuta. This reflects the
ineffectiveness of protected natural areas even
though they have a management plan.
In the National Development Plan 2007-2012,
the Mexican State committed to make
environmental sustainability the center of public
policies and the sustainable human development
in the guiding principle of the National
Development Plan (NDP 2007 2012). The
national target 9 of Chapter Five of the National
Development Plan 2007-12 "Environmental
Sustainability" provides that it is essential to
identify and exploit the vocation and the
productive potential of the country through the
creation of preserved areas and adequate
territorial ecological planning, through
harmonious actiones with the environment, to
ensure sustainable use of natural resources
(National Development Plan 2007-2012)
In the state of San Luis Potosi, the Ministry of
Ecology and Environmental Management
(SEGAM by the Spanish nomenclature) has
incorporated as state policy the ecological
planning, in order to ensure sustainable
operation of the Potosi society through
conservation, restoration and rational use of
ecosystems that provide natural support base.
This great task will be performed by the
application of an instrument of environmental
policy established in federal and state laws on
the subject, called Ecological Ordinance.
In the state of San Luis Potosi, building a
framework for planning, will facilitate the
orientation of the efforts of the various orders of
government in the following actions: a) for the
protection of the priority areas (defined by
sustainability criteria) b) for the conservation
and restoration of ecosystems that produce
natural resources, c) to stop the environmental
crisis, d) to identify the various territorial
vocations for each region, and e) to tie the goals
of environmental preservation and the economic
and social development, which will regulate the
sustainable use of resources, by controlling the
different land uses and production activities
according to the different vocations and skills of
each landscape, maximizing the consensus and
minimizing conflict in the Company (Ecological
Management, 2006).
53
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Methodology
In this research a qualitative method of data
collection (surveys, interviews) was used for the
purpose of exploring social relations and
describe reality as experienced by those involved
in the object of study (Reserva de la Biosfera
Sierra del Abra Tanchipa). Qualitative research
requires an understanding of human behavior
and the reasons that governs it, based on small
samples and small population groups (Curcio
Barrera, 2005).
The focus of this investigation public
administration is about the planning and
sustainability for the protection of conservation
within protected areas. Figure 2, shows the
stages of qualitative methodology that was
followed for this project
Figure 2.Stages of qualitative methodology to
analyze the current situation of the Sierra del
Abra Tanchipa.
With the aim of selecting a sample for
conducting surveys and interviews, we worked
with the Ejido El Abra and Laguna del Mante
Ciudad Valles, SLP, as these communities are
the closest to the Biosphere Reserve Sierra de
Abra Tanchipa (RBSAT). The number of
inhabitants of these localities was consulted on
the statistical data on population and housing
census of INEGI, 2010. The number of people
surveyed was obtained from this data.The
sample size was determined using the statistical
formula of standardized normal distribution
(Beenson Lenine, 2003):
Where,
Z = Confidence level
N = Universe
P = Probability for
q = Probability against
e = estimation error
n = sample size
Substituting the values of the number of
inhabitants (1250 inhabitants) from the ejido El
Abra, Cd Valles, we get the following:
n = (1.96) 2 (0.5) (0.5) (1250) = 294 respondents
Inhabitants (1250) (0.05) 2+ (1.96) 2 (.5) (. 5)
According to the equation, you must apply 294
surveys in the Ejido El Abra de Cd Valles. The
same equation was applied to calculate the
number of surveys to be applied in the Laguna
del Mante, Cd Valles, SLP, taking a number of
4500 inhabitants.
Feasibility, integration and significance
analysis
As instruments of this study, oral and written
communication, concept mapping and surveys
we were used. For the analysis of the viability of
the selected object conservation, key attributes
Z2pqN n =
Ne2 + Z2pq
Limitatio
ns of the
study
area
Viability,
integration and
significance
analysis
Analysis of
threats and opportuniti
es
Analysis of
actors and
situations Strategies Measuring success
Selección
of conservatio
n objects.
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were considered, including ecological processes
that must be maintained to ensure the integrity
and health (viability) of objects in the long term,
and the problems that could impede conservation
site lasting
Analysis of actors and situations
Actor assessments were performed during the
development of strategies to derive effective
actions for the conservation strategies with
highest priority The situation analysis aims to
help develop conservation strategies more
robust, help to articulate and test the logic of our
thinking, evaluate the strategic importance of
factors that cause threats (eg Root causes) or
which affect the ecological attributes, identifies
key players. It is important to probe
opportunities not only causes, we can do it
through conceptual maps, some experts prefer
diagrams with arrows, and others prefer critical
questions
Results
Analysis of the degree of conservation from
the environmental and social approach of
RBSAT
Field visits to the surrounding municipalities of
the RBSAT and research cabinet in the main
municipal and state management agencies of the
RBSAT both the state capital as Cd. Valles and
the municipality of Tamuin SLP, allowed a
knowledge of environmental and social issues on
how the population perceives the importance of
the Biosphere Reserve Sierra del Abra. The
Environmental analysis indicated that 100% of
the respondents know the RBSAT, 90% know
the existence of plants with medicinal properties
within the area, 100% said they have never
hunted animals in the reserve or have plundered
plants, but 10% said that they have heard
isolated cases of looting of plants in the RBSAT
. Finally, 98% of people said the RBSAT
provides environmental services on and all
regulation services (climate regulation, disease
control, regulation of the water cycle and water
purification) cultural (aesthetic, inspiration,
education and cultural heritage).
As for the social aspect, the residents indicated
that 60% of respondents, the RBSAT has a
cultural value, and although 100% are aware of
the existence of the RBSAT, only 10% know the
decree of the RBSAT, 17% know some
regulation governing the management of the
reserve and 88% receives training on the
management of the RBSAT Finally, when we
mentioned the possibility of creating a
conservation program with guards, 72%
indicated they would be interested in being
vigilant of the RBSAT
Analysis of actors and situations
The results of the analysis of actors and
situations, as well as strategies to improve
programs of conservation of protected natural
areas, is presented in Figure 3
Limiting
the study area:
Laguna
del Mante
Commu
nity near to the
RBSAT
Feasibilit
y analysis
of the conservat
ion
program of the
RBSAT
Analysis
of threats and
opportun
ities, setting
goals
Analysis of
actors and
situations: land hold
commissary,
common committee
members,
Members of the environmental
committee,
environmental trainers
Housewives
Strategies: Promote
community
participation, community
organization
Measurin
g the
success of the
program
for the preservati
on of
conservati
on
Surveys
for the
selection of
conserva
tion
objects
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Figure 3. Analysis of actors and situations in
the Reserva de la Biosfera Sierra del Abra
Tanchipa
Analysis of public administration for the
conservation of RBSAT
In this research we found that there are plans to
create a management plan for the conservation
of the RBSAT, but is not yet operating, since
there are no programs for reproduction of
biological species, or a regulation that moderates
the proper operation of the area and lifeguards in
the area with a log of observations and views.
It will be difficult to develop a program if they
have not previously removed obstacles, and this
is only possible with an initial diagnostic
assessment of the context of implementation. In
addition, this initial assessment behaves and also
enables the accommodation of the program to
the situation itself, the characteristics of the
target group to own resources, physical and
psychosocial characteristics of the institution,
etc., since it is not always susceptible to develop
a program according to specific conditions and
variables that were taken into account in their
planning. Contextualization of it is a task of
paramount importance in order to respond to
those demands and conditions of the context
where it is to be implemented.
Finally, the measure of success should be
evaluated once having established regulations
results on the established regulations or on the
program. The program results will be obtained
once completed this. For this investigation, we
are only analyzing the current situation of the
RBSAT conservation, planning and proposing
strategies for the conservation of the area
Analysis of potential areas of intervention and
proposals for conservation of the RBSAT
The decision of the areas of intervention is a
difficult process to define because it involves
many factors and interests. The main areas for
intervention are those that have some degree of
involvement or natural modifications, especially
those areas that present the greatest RBSAT
settlements or that arefound next to farmland.To
do this, the degree and type of involvement,
reduction of natural resources have to be
considered, the benefit for the population, the
rehabilitation of areas requiring reforestation. To
achieve this, there must be participation of all
major actors and they must do a very hard work
in raising awareness to the villagers
The information obtained from field visits to Cd
Valles (Ejido El Abra and Laguna del Mante)
and Tamuín, SLP, and the interviews,
determined the potential topics to intervene. The
results indicate that the main problems
encountered in the area are of environmental
type (looting of flora and fauna), social problems
(lack of organization for the administration of
the area), ineffectiveness of the Management
Plan of the RBSAT, no protection targets, a lack
of economic incentives to perform community
service for the benefit of the reservation,
dissemination of information and the lack of
training of the people on priority issues RBSAT.
Although there are other priority issues to define,
it was noted that organizational systems are the
standard for achieving conservation and the
proper functioning of the reserve, mainly the
organized labor from surrounding communities
can set the future course of the RBSAT
To achieve the functioning of the rules that
regulate the conservation targets within the
RBSAT we need to involve all actors and
everyone that is interested in the subject. No
actor has its own policies, economic and
administrative measures to carry out the
comprehensive management of natural and
cultural resources of the reserve capacities,
techniques. For this, besides the participation of
all actors, it is necessary to ensure the
participation and commitment of key actors,
from community leaders, scientists and
politicians in the conservation area, as in
maintaining attitudes of cooperation, inter-
institutional arrangements between civil
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associations, academic institutions, local
institutions and municipalities surrounding the
RBSAT.
Planning proposalsof the RBSAT in benefit of
the surrounding communities
Proposals for planning conservation targets in
RBSAT should consider appropriate legislation
and policies of the NPAs, plans for the systems,
the design of individual areas and plans for
administration. In individual areas it can be
considered the design in relation to the integrity
and status of resources. At the level of systems,
the problems of representativeness and
ecological connectivity will be particularly
important; the planning approach of individual
RBSAT will be on its shape, size, location,
management objectives and administrative
programs.
The evaluations of the systems management
plans should consider, for example, if ANP
systems consider certain types of landscapes and
if they have the representation they deserve; and
assessments of the sites should consider
questions like; for example, if the size of the
ANP is enough to make viable the conservation
of biodiversity in the long term, enough to
provide other environmental goods and services
(PROARCA / APM, 2006).
Conclusions
This research presented a qualitative analysis of
the current state of the Biosphere Reserve Sierra
del Abra Tanchipa and the importance of some
tools of public administration in the conservation
of this protected area. This research analyzes the
current situation of the Biosphere Reserve Sierra
de Abra Tanchipa (RBSAT), which has a social
impact based on social and environmental
criteria and procedures of participatory planning.
Field observations allowed to know the current
management of economic activities and land
uses, identifying the most vulnerable areas and
functional importance.
Planning is the first step in the administrative
process by which the problem is defined, past
experiences are analyzed and outlined plans and
programsare defined. Planning the principles is
very important to apply each of the elements that
comforms it. A principle is a proposition that is
formulated to serve as a guide to action. In the
field study, several important points were
observed in the investigation, as irregularities by
federal agencies in the delivery of environmental
culture, problems in crops and livestock
communals and also a successful integration by
part of common committees and civil society
was observed.
In this aspect it was found that the conservation
of ANP is linked to a planning process of current
change or development,because to achieve this,
it is necesary the interdisciplinary joint for the
development of plans and programs, together
with rules, regulations to prevent clandestine
looting. However this system is enough to
protect the environment for the ANP.
Acknowledgements
This project was carried out with part of the
financing of the 2015 Research Founding
Support (FAI) from UASLP
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JUAN. Factores de consolidación para MIPYMES en el estado de Guanajuato. UTSOE-Journal Multidisciplinary Science. 2015.
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ISSN-On line:2395-860X
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JUAN. Factores de consolidación para MIPYMES en el estado de Guanajuato. UTSOE-Journal Multidisciplinary Science. 2015.
LGAC. Management and development of MIPYMES in the state of Guanajuato.
ARRIAGA, Norma†, RAMOS, Antonieta, REYES, Cesar and GARNICA, Juan
SABES
Received January 13, 2015; Accepted March 20, 2015
This study of empirical application, presents the preliminary advance of the analysis that one tries to
realize to owners of mike, small and medium companies, with the intention of compiling his experiences
by means of the validation of an instrument, to determine the factors of consolidation for the
micro,small,and medium companies (MIPYMES as defined in Spanish) and to offer recommendations
for every factor that tools allow to the leaders of these companies to have for a management directed to
his constant development, as well as the permanency on the market, not alone place. The intention is a
direct approximation with owners of this type of companies to gather from them the factors in those who
have had favorable results, to complement with the existing theory and to offer a range of factors that it
could apply the leaders of the companies independently of his economic branch or I turn.
MIPYMES Consolidation Management Development
Citation: ARRIAGA, Norma, RAMOS, Antonieta, REYES, Cesar and GARNICA, Juan. LGAC. Management and
development of MSMEs in the state of Guanajuato. Online research: Factors of consolidation for MSMEs in the state of
Guanajuato. UTSOE-Journal Multidisciplinary Science. 2015, 2-3:192-201
† Researcher contributing first author.
___________________________________________________________________________________________________
*Correspondence to Author ([email protected])
† Researcher contributing first author.
©UTSOE Journal Multidisciplinary Science www.utsoe-journal.m
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Introduction
One of the most important and rewarding
activities for people is to initiate their own
company and become successful on it. Besides
their initiative, the owners need to have the
capacity to confront the arised problems on
managing the company towards consolidation,
since they enter the lifecycle when conceived by
their owners (Espinosa and Arroyo, 2010).
Figure 1: Lifecycle of the companies. Source: Espinosa
and Arroyo (2010).
Figure 1 shows a normal lifecycle inside a
company as a curve with four contiguous phases.
The lifecycle is the basic driving force, making
important the comprehension of the
development of a company, being this the one
that increments the value of the owners when
they are positioned in the growing phase into the
lifecycle; 16 out of 420 economic units don´t
know in which stage of the cycle they are
involved (Espinosa and Arroyo, 2010).
In Mexico, for every 200 companies starting
activities, only 20% accomplish two years of
existence, while the rest can´t manage to be
maintained in operation, for instance, in the
Celaya case on Figures 2 and 3, the number of
companies in the growing phase and how they
decrease in the development phase is
shown.(Espinosa and Arroyo, 2010).
Figure 2: Lifecycle of companies in Celaya in the
growing phase. Source: Espinosa and Arroyo (2010).
Figure 3: Lifecycle in companies in Celaya in the
development or maturity phase o madurez. Source:
Espinosa and Arroyo (2010).
From the 420 companies in the initial phase,
only 119 keep growing to the next phase. This
information includes the positive peculiarity that
development implies growing from a micro to a
small company, and therefore the owner
confronts new problems (Espinosa and Arroyo,
2010).
Given the actual changing turbulences where
products and services must change rapidly, as
observed by Espinosa and Arroyo (2010), the
added value our study intends to offer to the
company owners is the diverse factors and base
activities that must be carried on in order to
achieve development and consequently a long
lifecycle.
One indicator for company growing is
consolidation (Fernández, 2001).
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For Global Entrepreneurship Monitor (2011)
consolidated entrepeneurs are owner managers
with enterprise activities established for more
than 42 months (Álvarez-Herranz, Valencia de
Lara and Martínez-Ruíz, 2011). The manager
is that person that channels the productive effort
of a company or organization, this is why is
convenient to remark management training as a
main element inside a company (Quero, 2008).
Carrasco (2004) stablishes the management
training as a critical success factor to evaluate
internal and external variables of the company in
order to take efficient and effective competitive
advantages over the actors of another companies
(Quero, 2008).
The competitive strategy is a key development
factor for any big or small organization for
maintaning long-term success in the market
(Quero, 2008).
Competitivity goes beyond productivity,
representing a process centered on generating
and strengthening the productivity and
organizational capacities to confront
successfully the environmental changes,
transforming the comparative advantages into
competitive ones, providing sustainability for
reaching high development levels (Quero, 2008)
From the above approach, competitivity is
related with cost indicators, attractive pricing,
amount, offering quality products and services,
timely delivery, presence in the market,
flexibility and adaptability to changes, breking
paradigms, capacity for satisfying the
environmental needs, keeping permanent
interchange with the environment, capcity for
developing and locate adequately all available
resources, structure, organize and redesign the
companies and feedback the strategies (Quero,
2008).
The new path that our societies are incorporating
means a revalorization for new companies in the
production and services sectors, on this context:
“the appliciation of public policies oriented to
strenghten the little companies, acquires a new
meaning and a substantial scope, since those
companies face a certain possibility to become
the core of the productive mesh” (Añez, 2007).
It is necessary to mention that nowadays,
competitiveness is generally analyzed from two
interrelated scopes: the macroeconomic
corresponding to the nation and the
microeconomic corresponding to the company;
in both spheres the main concerns are: first,
identify the determinant factors for a favorable
competitive position and second, establish a
conducting strategy (Villarreal, 2012).
Figure 4: Dynamic process for achieving competitive
advantages. Source: Villarreal (2012).
Figure 4 shows a process towards competitive
advantage in the new context of global economy,
companies producing goods or services must
observe a proactive attitude by instrumenting
collaboration allowing the increment of value
creation in bussiness (Villarreal, 2012).
Acording to Zorrilla (2006), management
training is oriented to stablish very effective
strategies towards competitive improvement;
therefore, professionally capable people is
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needed, mastering marketing techniques, quality
of services, new technology knowledge, among
others, in order to achieve success (Quero,
2008).
Carrasco (2004) infers management training as a
critical success factor to evaluate criteria and
internal and external variables of the company,
valuable for taking efficient and effective
decisions aiming to obtain competitive
advantages among the actors of other companies
(Quero, 2008).
Importance of planning is contained in the
phrase of Horacio Krell: “The one who fails
planning, is planning on fail” (Nuño de León,
2012).
Planning inside the company is an administrative
function allowing decision making to determine
what is needed, how, and when is to be achieved
(Nuño de León, 2012).
It is true that planning has evolved from a simple
function to a systemic, collaborative and
participative process seeking company success,
a process that combines human capital, methods,
tolos, machinery, financing,etc. all of them
needed for transforming information into
planning products facilitating decision-making
(Nuño de León, 2012).
A fundamental element on planning is the
definition of a strategy, defined as an action plan,
a planification that takes into account every
possible option MIPYMES can face to (Nuño de
León, 2012).
Analogically, strategic planning is the process
setting the route to arrive safely to the desired
harbor, through mission, vission and objectives,
diagnosing internal and external environment in
order to determine and evaluate positive and
negative elements and the factors to be faced
externally for the company; permanently
visualizing future scenarios, clarifyng
successful factors, designing action strategies for
facing the threats and oportunities of the
environment, asigning resources analitically to
achieve the goals of the competitive organization
(Nuño de León, 2012).
When the process of planning strategically and
achieving planned objectives is met every time,
analogically, it can be assured that the little
company can navigate in different seas and
climate conditions (Nuño de León, 2012).
The standardized statistics of CEPAL, an UNO
dependent organization, refer that on the first
year approximately 50% of PYME dissapear,
adding another 25% during the second year, and
before the fifth year another 15% vanishes,
surviving and maturing as little company only
the 10% out of the initial population (Nuño de
León, 2012).
Those numbers confirm that the main problem
resides during the birth of the little companies
towards their first anniversary; thus, is important
to clarify the causes, comprehend them and
structure strategies to support them, minimize,
eliminate or avoid them, achieving the objective
of growing, development and achieve maturity
(Nuño de León, 2012).
The inherent weaknesses of the organization that
provoke its consequent failure are:
Planification problems
Inadequate planning for the absence of a
strategic and systematic vission
Absence of bussiness and development
planning before starting operations
Incapacity of transforming a previous
bussiness plan into an operation plan
Lack of moral personality or ignorance
of what it implies, those are the so-called
informal companies
Design of a deficient organizational
structure
Serious deficiencies for stablishing
strategies
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JUAN. Factores de consolidación para MIPYMES en el estado de Guanajuato. UTSOE-Journal Multidisciplinary Science. 2015.
Inexistance of alternative plans
Unrealistic definition of objectives and
expectations.
Lack of foresight
Absence of pre-investment and similar
studies (Nuño de León, 2012).
Management problems
Manager incompetence
Not enough experience in the field
Insufficient administrative experience
Incapacity for integrate a competitive
work team
Excessive investment on fixed assets
Deficiency on personal policies
Absence of policies for continuous
improvement
Lack of capacitation of the manager
(Nuño de León, 2012).
Problems to control
Fraud
Inadequate handling of credit
Ignorance of the real financial status of
the company
Inecessary expenses
Serious mistakes on security
Poor inventory management
Serious flaws on internal controls
Deficiency on budget and management
control
Inadequate management on debts
Inadequate management on funds and
similar
Natural disaster (Nuño de León, 2012).
The low-budget company must be maintained
active, in a challenging environment every day,
with supporting strategies, human resources,
methods, techniques and processes; the main
challenges to be faced are:
The new globalization economy
provokes a high level of competency:
not only a competition with the neighbor,
but wtih the foreigner
The increasing level on market
complexity
Proliferation and development of new
technologies
Increassing pressure for productivity and
quality
Deficient help programs for PYMES,
almost inexistent financial investment
sources or risk capital. Some avalaible at
high prices
Excessive government controls and high
impositive payments
Abscence of integral industrial politics
Absence of legislation promoting private
investment in the industrial sector
Learn to decide which tool or
methodology is teh adequate for the little
company under management. Because of
this, it is important that before taking
decisions what is needed to know, what
for and why has to be known.
Resistence to change. Irrational change
resistance culture by the members of the
little organization, defined as the
expressed behavior in different rejection
levels, inhabilitating for assimilating
different realities. The change resistance
level is determined through two
parameters: degree or magnitude of
change, and its impact on the culture of
the organization. The bigger the impact
of change in culture, structure or
behavior, the bigger the resistence will
be.
Train professionals for making them able
to break organizational paradigms
capable of transform emergent and
trustable companies into competent ones.
(Nuño de León, 2012).
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The owner has the freedom for taking decisions
to protect, keep alive and make the company
grow; as well as the obligation to identify,
measure, avaluate and control different type of
risks the company is facing to, which are:
Property risks: handles the physical
appearance of the company.
Responsibility risks: driving the legal
aspect of the company
Personal risks: orienting the human
capital of the organization
Finantial and economic risks
Market risks (Nuño de León, 2012).
In order to develop an adequate risk
management, allowing for stablishing and
applying strategies to reduce or avoid costs,
including the following action phases:
Estimation of probability and evaluation
of the effects
Research and determination of risks
sources
Strategies planification and risk control
procedures (Nuño de León, 2012).
The poor participation of low-budget companies
on credits to private sector is a problem that ails
to all modern economies since many decades
ago. One of the main obstacles for participation
is the failure on the operation in credit markets.
This is escentially due to the insufficient
information in banks for evaluating possible
risks (Ferraro, Goldstein, Zuleta and Garrido,
2011).
The amount of channeled resources is influenced
by the predominant selection method of
beneficiaries. This depends, on one side, on the
available information, and on the other side, the
characteristics of entities operating in the market
(Ferraro et al, 2011).
Lack of information about projects on industry,
their sales, growth potential and inexistence or
insufficient transparency on accounting
balances, have proven difficult the measure of
uncollectible accounts from finantial entities
(Ferraro et al., 2011).
Aditionally, banks argument that they are
incurring on scale uneconomies in the credit
evaluations for PyMES, since it is all related
with numerous low budget operations. As a
result of information insufficiency and risks
attributed to these credits, finantial institutions
impose warranty covering in order to cover any
risks and elevate interest rates (Ferraro et al.,
2011).
PyMES, on the other hand, are having
enourmous difficulties to accomplish the entire
set of demanded requisites: firstly, introducing
technical deffects associated to the presentation
of loan applications to the credit institutions, like
project outline, design of a clear strategy and
capacity to reunite the necessary documentation.
Secondly, they face difficulties centered on lack
of enough guarantees, which constitutes one of
the most relevant impediments the companies
face to (Ferraro et al., 2011).
Summarizing, the limited utilization of financial
credit by PyMES is due to, mainly, insufficiency
of information and high risks attributed to
financing, which generates reluctance on bank
entities to grant loans; also, antoher important
reason is the elevated cost of financing, banks
requirements and insufficiency of guarantees to
companies (Ferraro et al., 2011).
Problems in markets operation constitute an
obstacle for economic growth within countries,
affecting mainly to little and medium size
companies, not only the ones in activity but also
to the start-ups. The importance of this issue
justifies the intervention of governments to
atenuate the detected failures in the markets and
potentialize the productive development using
this type of agents (Ferraro et al., 2011).
58
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Segmentation in credit markets with a negative
discrimination toward pymes is a present
phenomenon in all region economies. However,
some differences among the countries are
observed in terms of the magnitude of the
problem and the causes that block the access to
financing smaller companies (Ferraro et al.,
2011).
On first instance, a new methodologic
clarification must be achieved. Comparison
among countries doesn´t allow to obtain
conslusive results, since there is no
homogeneous criteria to define micro, little and
medium companies. Even more, sometimes
inside a unique coutry a specific classification
can´t be defined (Ferraro et al., 2011).
Analyzing the causes for which PYMES aren´t
recurring to bank credit, the main reasons found
are high interest rates, lack of guarantees,
bureaucratic procedures and availability of local
resources. Such is the case of Brazil, Bolivia,
Costa Rica, Panama, El Salvador and Mexico.
Highe interest rates and guarantee insufficiency
are the main actors influencing on using
alternative sources to the bank credits for
financing pymes. In El Salvador and Mexico,
banks demand elevated coverage levels,
averaging between 150% and 200%,
respectively (Ferraro et al., 2011).
It is reiterated that those countries present a
reality caraterized by a low utilization grade of
banking resources by little companies. This can
be verified with the poor participation of these
firms in the credit stock to the private sector as
well as the wide financing utilization of their
own suppliers and resources, for both investment
and working (Ferraro et al., 2011).
The main reasons explaining low bank credit
applications are guarantee insufficency and high
interest rates, but it can be added that low
availability of resources and bureaucratic
procedures influence too on this behavior
(Ferraro et al., 2011).
Micro, little and medium companies conform the
core of national economy given the commercial
agreements Mexico had signed on recent years
and due to their high impact in employment
generation as well as national productivity.
According to information provided by the
National Institute of Geography ans Statistics,
there are 4 millions 15 thousand entrerprise units
in Mexico, from which 99.8% are PyMES
generating 52% of the gross domestic product
(PIB) and 72% of employment in the country
(PROMEXICO, 2014).
Given the importance of PyMES, it is mandatory
to develop actions toward improvement of the
economic environment and support companies
directly, with the purpose of create the necessary
conditions to contribute to initiate, grow and
consolidate those companies (PROMÉXICO,
2014).
Advantages of PYMES:
Important engine of development for the
country
High mobility, capacity to grow or decrease
the size of the plant, and change the
necessary technical process.
Given their dynamism, they have the
possibility of keep growing and become a
big company.
Absorb an important portion of the
economically active people, given their
great capacity to generate employment.
Assimilate and adapt new technologies
with relative ease.
They are established in many regions
within the country and contribute to local
and regional development given their
multiplier effects.
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Evidence good administration, even though
in many cases it is influenced by the
owner´s personal opinion (PROMÉXICO,
2014).
Some of the disadvantages are:
Profits aren´t reinvested to improve
equipment and production techniques.
It is hard to hire qualified personnel
given that is not posible to pay
competitive salaries.
There are not enough production quality
control.
Training and updating personnel
expenses can´t be absorbed, and when
this is done, they face the problem of
desertion of trained employees.
Some problems derived of lack of
organization such as: insufficient sales,
competitive weakness, bad service, poor
customer service, high prices or bad
quality, excessive fixed assets, wrong
location, uncontrolled inventories, tax
problems and lack of adequate and
timely financing (PROMÉXICO, 2014).
To Mexico, PYMES are a fundamental link,
essential for the growth of the country. An
important number of micro, little and medium
companies, clearly more solid than many
countries around the world, must be developed
to strengthen the country, to help making it more
competitive attracting new investments and
increase the presence of mexican products inside
this (PROMÉXICO, 2014).
Espinosa concludes (2010) afirmando que:
90% of family companies have an
average life of five years.
Only 12.5% live more than 20 years.
In three generations a family goes from
poverty to weatlh and turns back to
poverty again.
All businesses mature on a term of 20 to
25 years.
Managing capabilities are
Management skills are developed until
the limit of the same 25 years.
After those stages, the Company has to
be renovated.
Problem: given the recurrence of statements
such as: PyMES are in a disadvantage facing big
corporations, which unables them for gaining
impulse, a development cycle and finally get
ahead to become a better competitor; this
research pretends to offer an useful tool to
change the percepction to MIPyMES and sow a
new and congruent vision to the economic
support, employment generation and national
acknowledgment to this sector. Espinosa (2010).
Table 1: Study variables. Source: own research.
Dependent
variable
Independent
variables
Dimensions
Consolidation Owners abillities Values and
philosophy
Individual
motivation
Adequate
training
Previous
experience
Leadership
Talent
Specialization
Deep knowledge
of the
organization and
their processes
Decision taking
High
commitment for
survival of the
company
Structural elements of
the company Long term
planning
Flexibility for
changing courses
of action
Flexibility to
respond and
satisfy
clients´needs
Capacity for
exploitation of
human resources
Innovation
capacity
60
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Company
positioning in the
market
Introduction of
new products
Environment
characteristics Demand
Competence
Public assistance
Main hypothesis. MIPYMES located in the state
of Guanajuato cover 40% the structural
charactersitics.
Sections development and Sections of the
Article with subsequent numbering.
1. INTRODUCTION.
2. CHAPTER 1. Literature review
3. CHAPTER 2. Method
4. CHAPTER 3. Results Analysis
5. CHAPTER 4. Discussion
6. BLIBLIOGRAPHY
7. APPENDICES
Methodology to develop
The research started as descriptive, since
literature reveals there are theories defining
certain variables from this study, which can be
useful to base it (Hernández, Fernández y
Baptista, 2010).
This study is quantitative, descriptive and
transversal: a quantitative research design was
chosen for data recollection and processing,
allowing us to validate the research hypothesis
based on numerical measurement and a
descriptive statistical analysis to identify factors
of consolidation of MIPYMES (Hernández et
al., 2010).
It is transversal since data harvest will be
completed on a single moment and time. The
objective of this type of research as defined by
Hernández et al. (2010), is to describe variables
and analyze incidence and interrelation on a
given moment.
This empiric evidence research will gather
information provided by MIPYMES from the
state of Guanajuato.
Results. Research in process.
References
Álvarez-Herranz, A., Valencia de Lara, P. and
Martínez-Ruíz, M. (2011). Factors influencing
on entrepreneurial consolidation: evidence from
14 countries. Ingeniare. 19(2). Pp.233-239
Añez, C. (2007). Las pequeñas empresas en las
cadenas productivas: crecimiento o
dependencia. Revista Venezolana de Análisis de
Coyuntura. XIII (1). pp. 55-68
Espinosa, R. y Arroyo, B. (2010). Del
nacimiento al declive de las PyMES, el caso
Celaya, Guanajuato. Competitividad y Sociedad.
Recuperado de
http://www.concyteg.gob.mx/formulario/MT/M
T2010/MT7/SESION2/MT72_RESPINOZAM
_100.pdf
Fernández, J. (2001). Factores para consolidar
una empresa. Fundación Instituto Cameral
para la Creación y Desarrollo de la Empresa.
pp. 1-166
Ferraro, C., Goldstein, E., Zuleta, L. y Garrido,
C. (2011). Eliminando barreras. El
financiamiento a las PYMES en América Latina.
(1ª. Ed). Naciones Unidas Santiago de Chile.
CEPAL-AECID.
Hernández, R., Fernández, C. y Baptista, P
(2010). Metodología de la investigación
(5ª.Ed.) México, D.F., México: McGraw-Hill
Interamericana
Espinosa, R. (2010). Manual para la promoción
de las PYMES mexicanas: Elementos
administrativos y jurídicos a considerar en la
planeación integral de utilidades. Recuperado
61
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en junio de 2015 desde:
http://www.eumed.net/libros-
gratis/2011e/1081/problemas.html
Nuño de León, P. (2012). Administración de
pequeñas empresas. (1ª Ed). México, D.F.: RED
TERCER MILENIO, S.C. ISBN 978-607-733-
095-0
PROMEXICO. PyMES, eslabón fundamental
para el crecimiento en México. (2014).
Recuperado de
http://www.promexico.gob.mx/negocios-
internacionales/pymes-eslabon-fundamental-
para-el-crecimiento-en-mexico.html
Quero, L. (2008). Competitives Stategies: a key
factor of Development. Negotium. 10 (4). Pp.
36-49
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