iii-a kep-550

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DECISION OF THE BOARD OF DIRECTORS OFTHE JAKARTA STOCK EXCHANGE INC.

Number : Kep-550/BEJ/05-2003

CONCERNING

THE RULE NUMBER III-A CONCERNING THE EXCHANGE MEMBERSHIP

Considering : that in relation to the implementation of securities trading through theRemote Trading and the perfection of provisions related to the ExchangeMembership Rule, it is deemed necessary to stipulate the provision on theExchange Membership, in a Decision of the Board of Directors.

In view of : a. Rule Number III concerning the Exchange Membership as mentionedin the Decision of the Board of Directors of PT Bursa Efek Jakarta

(referred to as the Jakarta Stock Exchange Inc.). Number: Kep-326/BEJ/092000, concerning the Amendment of Provision of Letter C.3 of the Rule Number III Concerning the Exchange Membership,dated the 20 th September 2000;

b. Letter of the Chairman of the Capital Market Supervisory Agency Number: S-1024/PM/2003, concerning the Approval on theAmendment of the Exchange Membership Rule Numbers III-A, III-Band III-C, dated the 14 th May 2003.

. DECIDING:

To Stipulate : 1. The Rule Number III-A Concerning the Exchange Membership as setout in the Attachment of this Decision.

2. This Decision is effective as of the 9 th of June 2003, provided thatsuch provisions are subject to further amendments and revisions asappropriate if in the future it is deemed necessary to perfection or there is any error contained in this Decision.

Stipulated in : JakartaOn : 28 th May 2003

The Jakarta Stock Exchange Inc.

Erry FirmansyahPresident Director

M.S. SembiringMembership Director

Carbon copy: 1. Chairman of the Capital Market Supervisory Agency (referred to as BAPEPAM) ;2. Executive Secretary of BAPEPAM;3. Director of the Market Institutions and Trading Bureau, BAPEPAM;

4. Director of the Regulation and Legal Counsel Bureau, BAPEPAM;5. Board of Commissioners of the Jakarta Stock Exchange Inc.

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Attachment

Decision of the Board of Directors of the Jakarta Stock Exchange Inc.

Number : Kep- 550/BEJ/05-2003Date of Issue : 28 th May 2003Date of Effective : 9 th June 2003

RULE NUMBER III-A: CONCERNING THE EXCHANGE MEMBERSHIP

A. GENERAL PROVISION

1. All words and or terminologies stated in the Rule of the Securities Trading and the Ruleof the Securities Listing will apply to this Exchange Membership Rule.

2. In this Rule, the following terms:

a. Securities Exchange Member means any Securities Companies as mentioned inArticle 1 paragraph 2 of the Capital Market Law and has obtained an ExchangeMembership Approval.

b. Direct Connected Securities Exchange Member means the Securities ExchangeMember that provides itself with facilities and infrastructure for the connection tothe Remote Trading.

c. Indirect Connected Securities Exchange Member means the Securities ExchangeMember that uses facilities and infrastructure which is provided by the Remote

Trading Mediator for the connection to the Remote Trading.

d. Brokerage Information System means an office automation system for theSecurities Exchange consisting of front office and back office including risk management.

e. Authentication Token means an identification tool given by the Exchange to theSecurities Exchange Member which is used by the IT OfficerRT to operate JONEC.

f. Exchange means the Jakarta Stock Exchange Inc.

g. Connection Name means a connecting identity attached to the User-Id which is

used by PJPP in order to obtain the trading authorization in JATS.

h. Information Technology Officer for Remote Trading (IT OfficerRT) means anofficer appointed by the Securities Exchange Member whose duty is to ensure thereadiness and smoothness of operation of the Supporting Tools.

i. Information System Audit (IS Audit) means an audit related to the informationsystem of Remote Trading of the Securities Exchange Member.

j. Information System Auditor (IS Auditor) means a party who has competence toconduct the IS Audit.

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w. Remote Trading means securities trading system which is provided by the

Exchange for the Securities Exchange Member through Network.

x. User-ID means an identity given by the Exchange to the Securities ExchangeMember to be used by PJPP simultaneously with Password and Connection Name, inorder to trading securities in the Exchange through JATS.

y. User-ID Domain means an identity given by the Exchange to the SecuritiesExchange Member to be used and entered simultaneously with Password Domainand Authentication Token to JONEC in order to have the connection authorizationfrom JONES.

3. Indirect Connected Securities Exchange Member may only be allowed to utilize theservice of Remote Trading Mediator that has entered into a contract for providingfacilities and infrastructure with the Exchange.

4. Indirect Connected Securities Exchange Member must enter into a contract with RemoteTrading Mediator which at least consists of the following:

a. Scope of services to be provided by Remote Trading Mediator, including providingBusiness Continuity Plan (BCP).

b. Fee that imposed by Remote Trading Mediator for any services rendered.

c. Development and implementation planning.

d. Data security and network system warranty.

e. ownership and usage of data.

f. Service Level Agreement (SLA) warranty.

g. Warranty for trading continuity through Remote Trading in the event of contracttermination.

h. Operation responsibility.

5. Securities Company which has acquired an Exchanges share through an auction or adirect purchase from a Securities Exchange Member must comply with the requirementsfor Securities Exchange Member as determined in this Rule.

6. For any Securities Exchange Member whose shares are listed in the Exchange is prohibited to carry out Exchange Transaction over its own shares for its own interest(portfolio), except for the purpose of re-purchase of its shares as stipulated in Article 30of the Law Number 1 year 1995 Concerning the Limited Liability Company.

B. REQUIREMENTS FOR OBTAINING THE EXCHANGE MEMBERSHIPAPPROVAL

Any Securities Company may become a Securities Exchange Member upon the complianceof the following requirements:

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1. has obtained the operating license to conduct the activities of Broker-Dealer from

Bapepam and such license is not under suspension by Bapepam;

2. has 1 (one) Exchanges share;

3. has PJPP;

4. has IT Officer-RT;

5. has Brokerage Information System which supports the Remote Trading operation, atleast covering:

a. an integrated risk management system between front end and back end system;

b. front end system which has order management and transaction monitoring functions.

6. has facilities and infrastructure of Supporting Tools;

7. has been confirmed to be operationally capable by the IS Auditor;

8. has been confirmed to have successfully completed the Development Phase by theExchange.

C. PROCEDURE FOR OBTAINING THE EXCHANGE MEMBERSHIP APPROVAL

1. Application for obtaining the Exchange Membership Approval is filed by usingdocument in the form and substance as referred to in form III.A-1 of this Rule.

2. Application for obtaining the Exchange Membership Approval should enclose thefollowing:

a. A letter of statement in the form and substance as referred to in Form III.A-2;

b. A copy of operating license as Broker-Dealer and or Underwriter issued byBapepam;

c. A copy of the Articles of Association of the company and the amendments theretowhich were reported to or ratified by the competent authority and copy of theReceipt of Mandatory Company Registration (referred to as TTWDP) asmentioned in the Bapepam Rule Number V.A.1: Concerning the License of Securities Company;

d. A chronological record of the company covering a chronology of the sharesownership of the company, changes of Board of Directors and Board of Commissioners, if any;

e. A composition of Board of Commissioners and Board of Directors completed withtheir curriculum vitae, copy of identity card and photograph;

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f. A copy of service providing contract between Remote Trading Mediator and theSecurities Company which will become Indirect Connected Securities ExchangeMember;

g. Copy of individual license as Broker-Dealer Representative (referred to as WPPE)and or Underwriter Representative (referred to as WPEE) of each member of board of directors of the company as mentioned to in the Bapepam Rule Number V.A.1: Concerning the License of Securities Company;

h. A letter of statement from each Director confirming that he/she is not working inother company except as a commissioner of the Exchange as mentioned in the

provision of point 24 of Bapepam Rule Number: III.A.3.: Concerning theRequirements for Candidates of Commissioner and Director of Securities Exchangeand the statement that he/she has or has not an affiliation relationship with other Securities Exchange Member by using the document in the form and substance asreferred to in form III.A-3;

i. A letter of statement from each of commissioner confirming that he/she is notworking as a director of other Securities Company and the statement that he/she hasor has not an affiliation relationship with any director or commissioner of other Securities Exchange Member or listed company by using the document in the formand substance as referred to in form III.A-4;

j. A Standard Operating Procedure of the Securities Company (referred to asPOSPE) covers the Remote Trading standard operating procedure in accordancewith the Remote Trading Manual;

k. An organization structure, names of directors and persons in charge of the relevant part of functions as mentioned in the Bapepam Rule Number: V.D.3 Concerning theInternal Controls and Book Keeping of Securities Company;

l. Short, middle and long term period plans;

m. Tax Payer Identification Number (referred to as NPWP) and the letter of domicileof the Securities Company which will become the Securities Exchange Member;

n. An Audited Annual Financial Statement for the preceding year including materialevents occurred after the date of balance sheet;

o. A Financial Statement and an Articles of Association of the Shareholder (if theshareholder is a Limited Liability Company);

p. registration of PJPP by using document in the form and substance as referred to inform III.A-5;

q. registration of IT Officer-RT by using document in the form and substance asreferred to in form III.A-6;

r. An appointment of supervisor of the company operations as mentioned in theBapepam Rule Number: V.D.1.: Concerning the Supervisory on the Representativeand Employee of the Securities Company by using document in the form and

substance as referred to in form III.A-7;

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s. A copy of special register as mentioned in Article 43 paragraph (2) of the Law Number 1 year 1995 concerning the Limited Liability Company;

t. A register of share ownership in other company which owned by controlling

shareholder of the said Securities Company;

u. A report of the latest MKBD as mentioned in the Bapepam Rule Number: V.D.5.:Concerning the Maintenance and Reporting of the Net Adjusted Working Capital(referred to as MKBD).

3. For the Securities Company which has complied with the requirements as mentioned inletters B.1., B.3., B.4, B.5. and B.6. above and have submitted a full set of documents asmentioned in letter C.2. above, then the Exchange will issue a written confirmation thatthe said Securities Company may carry out a Development Phase pursuant to theschedule as determined by the Exchange.

4. Within the Development Phase, the Exchange will provide the guidance on applicationdevelopment and technical test.

5. The technical test within the Development Phase will be carried out by the SecuritiesCompany pursuant to test scenario prepared by the Exchange.

6. The result of technical test as mentioned in the provision of letter C.5 above shall bereported by the Securities Company to the Exchange not later than 2 (two) calendar daysas of the completion of such technical test.

7. The Securities Company must submit to the Exchange the report prepared by IS Auditor on the readiness of the operational and information system.

8. Based on test result and report as mentioned in the provision of letters C.6 and C.7above, the Exchange will give a written confirmation to the Securities Companyregarding its success or failure of the said Securities Company in carrying out theDevelopment Phase in order to join trading activities in Remote Trading.

9. In the event that Securities Company has obtained the written confirmation from theExchange regarding its success in carrying out Development Phase as mentioned in

provision of letter C.8, above then said Securities Company will be able to purchase anExchanges shares, either directly from the other Securities Exchange Member or through an auction conducted by the Exchange.

10. The Exchange grants an Exchange Membership Approval to the Securities Companywhich has fully settled the purchase of shares as mentioned in the provision of letter C.9above.

11. Simultaneously with the delivery of the Exchange Membership Approval, the Exchangewill also give the following to the Securities Exchange Member:

a. the letter of PJPP registration approval;

b. the letter of IT Officer-RT registration approval;

c. Evidence of the equity payment or ownership of the Exchanges share.

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12. The Securities Company which has received the written confirmation from the Exchangeregarding its failure in carrying out the Development Phase so that it is not qualified to

join trading activities in the Remote Trading, may carry out again the DevelopmentPhase as mentioned in the provision of letter C.4 up to letter C.8 of this Rule.

D. REGISTRATION OF THE ORDER AND TRADING AUTHORIZER (REFERREDTO AS PJPP)

1. PJPP must have an individual license from Bapepam in order to conduct activities as aBroker-Dealer Representative.

2. PJPP is prohibited to have dual position in any other department or vice versa.

3. Any Securities Exchange Member or Securities Company intending to become aSecurities Exchange Member must register to the Exchange its PJPP candidate by using

document in the form and substance as referred to in form III-A.5 of this Rule, byenclosing the following documents:

a. copy of individual license as Broker-Dealer Representative or Underwriter Representative;

b. curriculum vitae;

c. letter of appointment from the Securities Exchange Member;

d. A letter of statement confirming that he/she is not working in other company, hasfully understood and complied with the Exchange Rules by using document in theform and substance as referred to in form III-A.8 of this Rule;

e. copy of the identity card;

f. 4 (four) sheets of 3x4 sized photograph.

g. At the latest 3 (three) Trading Days as of the receipt of the complete registration of PJPP candidate by the Exchange as mentioned in the provision of letter D.3. above,the Exchange will issue the letter of PJPP registration approval.

4. Simultaneously with the delivery of the letter of PJPP registration approval as mentionedin the provision of letter D.4. above, the Exchange will also give a User-ID, initialPassword and Connection Name for the respective PJPP to the Securities ExchangeMember.

5. The User ID, Password and Connection Name as mentioned in the provision of letter D.5. will be valid only as long as the relevant PJPP is working at the Securities ExchangeMember that has registered him/her to the Exchange.

6. In the event PJPP is no longer working as PJPP or has tendered his/her resignation toSecurities Exchange Member, then the said Securities Exchange Member must report tothe Exchange at least 5 (five) Trading Days prior to the effective date when such PJPP isno longer working on or resignation from the said Securities Exchange Member. If it

deemed necessary, Securities Exchange Member may appoint the replacement bycompleting document as mentioned in provision of letter D.3 above.

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7. The Exchange will revoke the PJPP registration approval which is no longer working as

PJPP or has resigned from the Securities Exchange Member as mentioned in the provision of letter D.7. above, upon the effective date that such PJPP is no longer

working or resignation from the said Securities Exchange Member or at the latest 3(three) Trading Days as of the receipt of report on such resignation from the SecuritiesExchange Member.

E. REGISTRATION OF IT OFFICER-RT

1. Any Securities Exchange Member or Securities Company intending to become aSecurities Exchange Member must register its IT Officer-RT candidate to the Exchange

by using document in the form and substance as referred to in form III-A.6 of this Rule, by enclosing the following documents:

a. curriculum vitae;

b. letter of appointment from the Securities Exchange Member;

c. copy of the identity card;

d. 4 (four) sheets of 3x4 sized photograph.

e. A statement confirming that he/she has fully understood and complied with theExchange Rules and has the expertise in information technology, by using documentin the form and substance as referred to in form III-A.9 of this Rule;

2. At the latest 3 (three) Trading Days as of the Exchange received complete registrationletter of IT Officer-RT candidate as mentioned in the provision of letter E.1. above, theExchange will issue the letter of IT Officer-RT registration approval.

3. Simultaneously with the delivery of the letter of IT Officer-RT registration approval asmentioned in provision of letter E.2. above, the Exchange will also give User-ID, initialPassword Domain and Authentication Token for the respective IT Officer-RT to theSecurities Exchange Member.

4. In the event IT Officer-RT is no longer working at or has tendered his/her resignation tothe said Securities Exchange Member, then the said Securities Exchange Member mustreport to the Exchange at least 5 (five) Trading Days prior to the effective date whensuch IT Officer-RT is no longer working on or resignation from the said SecuritiesExchange Member. If it deemed necessary, the Securities Exchange Member mayappoint the replacement by completing document as mentioned in provision of letter E.1.above.

F. EXPENSE AND MEMBERSHIP FEE

1. IS Auditor expense as referred to in provision of letter C.7 above shall be borne bySecurities Exchange Member or Securities Company applying for an ExchangeMembership Approval.

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2. The Exchange will impose the connection fee in the amount as mutually agreed betweenthe Securities Exchange Member and the Exchange.

G. TRANSITION PROVISION1. For any Securities Exchange Member that has had SPAB prior to the effective of this

Rule but has not been the Remote Trading participant:

a. all of the provisions as stipulated in the Rule Number III concerning the ExchangeMembership dated the 26 th September 2000 (as referred to in the Attachment of theDecision of the Board of Directors Number: 326/BEJ/2000) shall apply;

b. must have become Remote Trading participant, at the latest 5 (five) years as of thedate of effective of this Rule, subject to successful accomplishment of DevelopmentPhase.

c. for the purpose of becoming a Remote Trading participant, the Securities ExchangeMember must apply for the registration of the Remote Trading by using Form III-A.10 and initiating the Development Phase and also being confirmed by theExchange to have successfully completed the Development Phase.

2. For the Securities Exchange Member that have successfully completed the DevelopmentPhase, the Exchange will give:

a. the letter of PJPP registration approval;

b. the letter of IT Officer-RT registration approval.

3. For any Securities Exchange Member that have not successfully completed theDevelopment Phase as mentioned in the provision of letter G.1.c. above, may carry outagain the Development Phase.

4. The Exchange will withdraw all additional trading Facility Units of the relevantSecurities Exchange Member as mentioned in the provision of letter C of the Rule

Number III Concerning Exchange Membership dated the 26 th September 2000(Attachment of the Decision of the Board of Directors Number: 326/BEJ/2000) within atthe last 6 (six) months as of the confirmation of the Exchange to the said SecuritiesExchange Member on its readiness to operate the Remote Trading.

Stipulated in : JakartaOn : 28 th May 2003

The Jakarta Stock Exchange Inc.

ERRY FIRMANSYAHPresident Director

M.S. SEMBIRINGMembership Director

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FORM : III-A.1

Number : Jakarta, Attachment :

Subject : Exchange Member Application

To:Board of Directors of the Jakarta Stock Exchange Inc.Jakarta Stock Exchange Building, 4 th Floor Jalan Jenderal Sudirman kav. 52-53JAKARTA

We, the undersigned:

Name : 1. .

2. . *)

Position : .

Name of Securities Company : PT .

Address : .

NPWP : .

No./dtd. of operating License from Bapepam : .

Share of JSX No. : .

hereby apply to be the Jakarta Stock Exchange Member.

For your consideration, we are enclosing:

1. Letter of statement which undertakes its ability to fulfill the facilities and infrastructure of Remote Trading in the form and substance as referred to in Form III-A.2 .

2. Copy of operating license of Broker-Dealer issued by Bapepam.3. Copy of the Articles of Association of the company and the amendments thereto which were

reported to or ratified by the competent authority and a copy of Receipt of MandatoryCompany Registration/ Tanda Terima Wajib Daftar Perusahaan (TTWDP).

4. A chronological record of the company covering a chronology of the shares ownership of thecompany, changes of Board of Directors and Board of Commissioners, if any.

5. A composition of Board of Commissioners and Board of Directors completed with their curriculum vitae, copy of identity card and photograph.

6. A copy of service providing contract between Remote Trading Mediator and the SecuritiesCompany which will become the Indirect Connected Securities Exchange Member.

7. Copy of individual license as WPPE of each members of board of directors of the company.8. Letter of statement from each Director confirming that he/she is not working in other

company and the statement that he/she has or has no affiliation relationship with other

Securities Exchange Member in the form and substance as referred to in Form III.A-3.

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9. Letter of statement from each commissioner confirming that he/she is not working in other company and the statement that he/she has or has not affiliation relationship with the Boardof Directors or Board of Commissioners of other Securities Exchange Member or any listedcompany in the form and substance as referred to in Form III-A.4 .

10. Standard Operating Procedure of Securities Company/ Prosedur Operasi Standar Perusahaan Efek (POSPE) and Remote Trading standard operating procedure in accordancewith the Remote Trading Manual.

11. An organization structure, names of directors and persons in charge of the relevant part of functions as mentioned in the Bapepam Rule Number: V.D.3.

12. Short, middle and long term period plans.13. Tax Payer Identification Number/ Nomor Pokok Wajib Pajak (NPWP) and the letter of

domicile of the Securities Company which will become the Securities Exchange Member.14. An Audited Annual Financial Statement for the preceding year including any material events

occurred after the date of balance sheet.15. A Financial Report and the Articles of Association of Shareholder (if the shareholder is a

Limited Liability Company).

16. Registration of PJPP in the form and substance as referred to in Form III-A.5 .17. Registration of IT Officer-RT in the form and substance as referred to in Form III.A-6 .18. An appointment of supervisor of the company operations in the form and substance as

referred to in Form III.A-7 .19. A copy of special register as mentioned in Article 43 of the Law Number 1 year 1995

concerning the Limited Liability Company.20. A register of share ownership in other company owned by the controlling shareholder. 21. A report of the latest MKBD.

Thank you for your attention.

Applicant,

PT

()Full name, position, seal & signature

Carbon copy:Chairman of the Capital Market Supervisory Agency

*) if the Articles of Association requires signatures of 2 directors

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FORM : III-A.2

LETTER OF STATEMENT

We, the undersigned:1) Name : Position :

2) Name : *)Position :

pursuant to Articles of Association of the Company acting for and on behalf of PT ....................,domiciled in................. having its :Address :

NPWP : No./dtd. of Operating License : issued by Bapepam :

hereby duly declare that:1. We undertake to comply with all the rules and regulations which prevail in the Exchange.2. We undertake to comply with all the rules and regulations related to the clearing and

guarantee operation issued by the Indonesian Clearing and Guarantee Corporation (referredto as PT KPEI).

3. We undertake to comply with all rules and regulations related to the depository andsettlement operation issued by the Indonesian Central Securities Depository (referred to asPT KSEI).

4. We undertake to comply with all the rules and regulations of Capital Market.5. We undertake and fully responsible for any actions performed by each Director (any actions

other than stipulated in the Articles of Association of the Company), PJPP, IT Officer andeach employee, including financial responsibility of any activities related to Securities .

6. We undertake/agree:a. to provide facilities and infrastructure in accordance with the minimum specification

determined by the Exchange (pursuant to the Remote Trading Manual):i. providing the Fiber Optic installation;ii. Purchase order (PO) for the procurement of Fiber Driver, Router and Server and also

the required financial administration process (except for AB which already has, please submit its such statement).

b. to provide a Development and Operation Team for Remote Trading (Project Manager, ITOfficer and PJPP);

c. to follow all steps of JATS-RT Milestones;d. to be audited and observed at the time schedule to be determined by the Exchange;e. to bear all of expenses required in relation to the audit by an independent party;f. to sign the Sub License Agreement (SLA) .

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In witness whereof, this statement is duly made to be used as appropriate

Jakarta, ..PT .

Board of Directors/Commissioner

Stamp DutyRp 6.000,-

()Full name & Signature


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To be fulfilled by each Director

FORM: III-A.3

LETTER OF STATEMENT

I, the undersigned: Name : .Address : .

(name, street and number)

.(City & ZIP Code)

pursuant to the Articles of Association of the Company in my capacity as Director of PT ..having its :

Head office address : .. No./dtd. of Operating Licenseissued by Bapepam

: ..

NPWP : ..

hereby declare that I:1. am not working either as Commissioner, Director or employee in other Securities Company;2. have or do not have*) any family relationship to second degree with other members of the

Board of Directors or Board of Commissioners of the said Exchange Member;3. have or do not have*) any family relationship to second degree with other members of the

Board of Directors or Board of Commissioners of any other Exchange Member or ListedCompany;

4. have or do not have*) any share in other Securities Exchange Member;5. have or do not have*) control in any other Securities Exchange Member.

In witness whereof, this statement is made for the interest of any party who may concern.

Jakarta, ..PT .

Board of Directors/Commissioner

Stamp Duty

Rp 6.000,-

(Full name & Signature)

*) Cross out the unnecessary

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to be fulfilled by each Commissioner

FORM : III-A.4

LETTER OF STATEMENT

I, the undersigned: Name : .Address : .

(name, street and number)

.(City & ZIP Code)

pursuant to the Articles of Association of the Company, in my capacity as Commissioner of PT .. having its:

Head office address : .. No./dtd. of Operating Licenseissued by Bapepam

: ..

NPWP : ..

hereby declare that I:1. am not working either as Board of Directors or Commissioner in other Securities Company;2. have or do not have*) any family relationship to second degree with other members of Board

of Directors or Board of Commissioners of the said Exchange Member;3. have or do not have*) any family relationship to second degree with other members of Board

of Directors or Board of Commissioners of any other Exchange Member or Listed Company.


Jakarta, ..PT .

Board of Directors,


(Full name & Signature)

*) Cross out the unnecessary

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FORM : III-A.5

LETTER OF REGISTRATION OFTHE ORDER AND TRADING AUTHORIZER (PJPP )

We, the undersigned: Name : 1. ..

2. .. *)

Position : PT .

Name of Securities Company : ...

Address : ...

...

NPWP :

No.Dtd.Operating License issued by Bapepam : ...

No.Dtd. of SPAB Approval **) : ...

hereby submit the application for registration of the Order and Trading Authorizer Candidate on behalf of our company:

Name No. and Dtd. Individual License as WPPE

1. ..

2. ..

3. ..

4. ..

We are enclosing:a. Acopy of the individual license as Broker-Dealer Representative.

b. Curriculum Vitae.c. Letter of Statement confirming that he/she is not working in other company, he/she has fully

understood and complied with the Exchange Rules in accordance with Form III-A.8.d. A copy of identity card.e. 4 sheets of 3x4 sized photograph.

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PT ..


(..)full name, position, seal and signature

*) if the Articles of Association requires signatures of 2 directors**) for those who have obtained SPAB

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FORM: III-A.6

LETTER OF REGISTRATION OF IT - OFFICER REMOTE TRADING


Name : 3. ..

4. .. *)

Position : PT .


Address : ......

NPWP :



hereby apply for the registration of:

N a m e : .

Education in IT area : .

Work experience : .

as IT-Officer Remote Trading who has an information technology expertise and is authorized tooperate and shut-down the connection between Remote Trading Devices and JONES.

We are enclosing:1. Letter of statement confirming that he/she has understood and complied with the Exchange

Rules of in accordance with Form III-A.10;2. A copy of identity card;5. 4 sheets of 3x4 sized photograph.


PT ..




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FORM : III-A.7

LETTER OF APPOINTMENT OF COMPLIANCE OFFICER

We, the undersigned: Name : 6. ..

7. .. *)

Position : PT .


Address : ......

NPWP :



hereby appoint:

N a m e : .

Position : .

No. Dtd. Individual License(if any)

: .

as the Compliance Officer as stipulated in the provision of point 2 of the Bapepam Rule Number V.D.1.


PT ..




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To be fulfilled by PJPP candidate

FORM : III-A.8

LETTER OF STATEMENT

I, the undersigned:

Name : 8. ..

No./dtd. individual License : ...

NPWP : ...

PJPP of the Securities Company : PT ......

hereby duly declare that:1. I have read and understood and also will comply with all the Exchange Rules and

regulations.2. I undertake to maintain the confidentiality of the password to access JATS which is given by

the Exchange.3. I have never been punished due to criminal offense for the past 10 (ten) years.4. I have never been declared bankrupt.5. I have never conducted any action that caused a company declared bankrupt.6. I have never conducted any action that caused the revocation of the Exchange Membership

Approval of the Securities Exchange Member where I work.7. I have never been disrespectfully dismissed for the past 5 (five) years.8. I have not been under guardianship9. I am not working in other company.

In witness whereof, this statement is duly made to be used as appropriate.

Jakarta, ..The Declarer:


()

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To be fulfilled by the IT Officer-RT candidate

FORM: III-A.9

LETTER OF STATEMENT

I, undersigned:

Name : .

Address : .

hereby duly declare that:

1. I have read and understood and will comply with all the Exchange Rules and Regulations;2. I undertake to maintain the confidentiality of the password to access JATS which has been

given by the Exchange.

In witness whereof, this statement is duly made to be used as appropriate.

Jakarta, ..The Declarer:


()

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FORM : III-A.10

Number : Jakarta,

Subject : Application for the Remote Tradingregistration

To:Board of Directors of The Jakarta Stock Exchange Inc.JSX Building, 4th Floor Jalan Jenderal Sudirman kav. 52-53JAKARTA


Name : 3. .4. . *)

Position : .Exchange Member : PT .Address : .

NPWP : . No./dtd. SPAB : .

hereby submit the application for Remote Trading registration, and for your consideration we areenclosing the following documents:

a. Letter of Statement in accordance with Form III-A.2 ; b. Registration of IT Officer Remote Trading who is appointed in accordance with Form III-

A.6 ;c. Registration of the Order and Trading Authorizer (PJPP) who will validate each order in

accordance with Form III-A.5 ;d. Letter of statement of each PJPP in accordance with Form III-A.8 ;e. Letter of statement of each IT Officer RT in accordance with Form III-A.10 ; andf. Work plan of the preparation of providing facilities and infrastructure of Remote Trading in

the detail.

Thank you for your attention.

Applicant,

PT ..

( )name, position, seal & signature


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LETTER OF APPOINTMENT OFTHE PROJECT MANAGER OF REMOTE TRADING


Name : 5. .

6. . *)

Position : .

Name of Securities Company : PT .

Address : .

NPWP : .

No./dtd. of operating License from Bapepam : .

No.Dtd. of SPAB **) : .

hereby appoint:

Name : .

Position : .

Telephone Number : .

E-mail address : .

Cell. Phone Number : .

As the Person in Charge of Remote Trading (Project Manager) in relation to the plan of theimplementation of Remote trading system in PT ..


PT ..




**) for those who have obtained SPAB

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iii-a kep-550

Documents