----Rev-k-·0-_112004_.o ______ __.I

Date. ___ _

.POSIDON NAME OF ORGAN!ZATION/ENTITY

8.

PARTIES ANP TERMS

C) (.j)

....,, , ..., 9

rtRequired by the Edllcs FINANCIAL DISCWSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2004 (S U.8.C. app. §§ 101-111)

1. Person Reporting (Last name, Fust name, Middleinitial) 2. Court or Organization 3. Date ofRq>ort

Wake,Neil V U.S. District Court, Arizona 8/12/2005

4. Title (Article m Judges indkate actiw or senior status; S• . ReportType (check appropriate type) 6. ReportingPeriod magistrate judges indicate full- or part-time) ·

0 Nomination. Date 1012212003 11112004 ID

0 Initial @Annual 0 Final 1113112004

7. Chambers or Office Address 8. On the basis of the infoimatioo contained in this Report and any cations pertaining thereto, it is, in my opinion, in compliance .401 W. Washington St, SPC 52 with applicable laws and regulations.

Phoenix, AZ 85003

IMPORTANTNOTES: The iustructions accompanying this form must.be followed. Complete all parts, checking the NONE box fur each part

l POSmONS. (Reporting individual on1y; see pp. 9-13 of filing instructiona)

0 NONE - (Noreportablepositions.)

1. Law Offices ofNeil Vincent Wake

2. Trustee . Trust# 1

3. Trustee Trust#2

·i. Tr..::a!J 3

5.

6. Appellate Practice Section, State Bar Association of Arizona

7.

Trustee Law Offices Of Neil Vmcent Wake Maney Purohase Plan

......... = = ...,., ;o

II. AGREEMENTS. (Repoiting vidual only; see pp; 14-16 of filing instructions)

NONE - (Noieportabteagn:emmts.)

('"J , ..,, o-(f)kc:: :Po ;o:Z[TlO'.:P-

;J::>c:=en

CJ

)>

rn (') m-< rn

1. 0

. .. . ;· ··.:! ::.:.'-: .

SOURCE AND TYPE

2.

GROSS INCOME

SOUR.CE DESCRIPTION

required except for honomria.)

' ·. .- , . .

, FINANCIAL DISCWSURE REPORT NameofPersonReporting

Wake, Neil V

Date ofReport

!Sl12tlOO:i

Ill NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's;Nen-Jnvestmentlncome

0 NONE (No reportable non-inwstment income.).

(yours, not spouse's) L 2004 Law Offices ofNeil Vincent Wake (law practice) 259,618

3.

B. Spouse's Non-Investment Income (If you were D1lllried during anyportion of the reportingyear, please complete this section. Dollar amoUDt not . .

U NONE ·. (No rCportable non-investment income.)·

1. Self-employed attorney and mediator

IV. REIMBURSEMENTS -tmnsportation, lodging, rooc:1, entertainmeul

�- w ..OO Qbildtw. Si:epp, 2S 27 of instructions.)

fi!I NONE (No sudl Iq>Ortable reimburseinents.-

1.

· . . : . ' '- -· .:· . . , ___ _ - ' : ,. · ...

DESCR.WTIQN

l.

CREDITQR DBSCRIPl10N YAI.UECQDB

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

Wake, Neil V

V. GIFTS. (Jllcludes those to spouse and dependent children. See pp. 28-31 of instructions.)

0 NONE (Nosuchreportablegifts.)-

SOURCE

l. James and Arlene Bak.er (i0tml:£ clients; fountain pen $520 gift at investitore)

2. James and Arlene Baker (former clients.. dinner gift certificate $100. gift at investiture)

Vl IJABILITIBS. (Includes those of spouse and dependentcbildm1. See pp. 32-34: ofinstructions.)

0 NONB . - (Non:portabteliabilities.>

': · - i·. : -- ·· : -.. · .. ·. ':_; "i' . ·:;./.. .' ;·:· ;';.·:,.

1I eJm!llpttrom -

Gain Method

I

2.

(

W=.b!·- ·R��J ���1 · '·

. J?

I

Date of Report

(l)

{A·H)

'.. FINANCIAL DISCLOSURE REPORT Name of Person Reporting Page 1 of 17 W::ke, 1'1'..ei! v F.11212oos

vn. lNVBSTMENTS and TRUSTS - income, \'8lue, tions (inclu lhoso of the spouse and dependentchildren. Seo pp. 34-51 offiling ill5lnletions.)

A. B. c D. Jncomo during Gross "8lue at end of T during rqx>rting period

Descriptionof Assets reporting period reporting period (including 1[Ust assets)

(2) (1) (2) (l) not

(2) (3) (4) (5) . pJaCe "(X}" .assetmiernpt Amount Type (e.g. Value Value Typo (e.g . &om prior disclosure div. nmt. or buy, sell.

Date: Value Identity of buye:rlsollcrCode2 Month· Codo2Codol Codol . Day (J.P)int) (J·P) Code3 (A-Hj (if private transal:lion)

merger,tedemption) (Q-W)

DNONB (No icportablo income, assets, ortransadioas)

1. Wells Fargo accounts B Interest M T

Law Offices ofNeil V. Wake (ceased business) None

3. -prot: corp (fbrmerly mistakenly listed & by her None uame)

4. ApachePeak Inv., UC c Dis1n"bution M u

{

5. Cowiey-OOwMI.LC D Distribution K u

•·-"'"·---•- -ir . ......____ i:-;-. ....s ••-'S.- 'i'"' .. :--.•• =i. ..... :••• nr o. ;;>"'""' •"'1UU1....,. • .I.AU. .. c 1.Jli)lll.UU:U\Rl. .... ..

-7 .. · A.�:--:! Il f PJ {ti-:;:�.::-1 A !."'..,,,i.!.il.'!,l.k.;; · 12-04)

401!.!Q !'I.!!!?

9. -Mamilife Lifestyle Growth Fund D Dividend M T

10. Trust# 1 (trustee)

11. -Murin Lynch accts . A Interest K T

12. -ReimanScbneider note (paid 5-04) D Interest PaidS-20

13. -Bm!k ofN Y Co. Inc. commonstock (BK) (sold 12- None 2-..lt-03)

14. ..:.Pfi7.ec IncDel PV (PFE) None J T Sold part 2-4 J A

15. -Pfizer Inc Del PV (PFE) None Sold 3-31 K A

16. -Wcent Technologies Inc (LU) (X) L T

17. -Imerstare Vent V PL (omittedbeforeby error) None K T

vn.

Amount Gain

Dividend

22.

L

..

A .. .,.

'H

32.

reporting period

(1) (2) (1)

(1-P) (if private

29.

35.

·F'JN"ANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report P2ge1of!7 Wake, !'!ci! V M2!2005

INVESTMENTS and TRUSTS - income, valuo, transQBtionS (includes those of tho spoU5C and dependent hildren. See pp. 34-57 of filing ins!IUctions.)

A. B. c. D. Gross value at end of Transac:tions during reportingperiodIm:ome during Description of Assets reportingperiod.(ini:ludingtrust assets)

(2) (1) (2) (S}

Place "(X)" after each assetCLUmpt Type (e.g. Type (e.g. Value Value from priordisc:losure div. rent. or

Date: Value Identity of bllyc:r/scllerbuy. sell. Month·Code2 MethodCodel Code2 Codel

tninsaction} Code3 mmger, Day (J..P} redemption)(A·H) int.) (A-ff)(Q-W)

18. TlllSt # 2 (trustee)

19. -Merrill Lynch Money Market A Interest K T

20. -Reimansclmeider note (paid 5-04) D Intaest Paid 5-20

21. -Bank of NY Co. Inc. common stock (BK) A J T

-Pfizer Inc. Del PV (PFE) A Dividend J T

23. -Lucent Technologies Inc (LU) (X) J T

24. -Interstate Vent V PL (omitted befuJe by error) B Distribution K T

25. Trust# 3 (trustee)

26. -Gaty & Lowness note None L T

27. -Manulife Ins. whole life ins None T

28. Brohnge Acct i i

1'!- .a.---r..._.a .,o;.n.,.r. 7_.:__ & J. UUU."\a.•u.•a..1 J TH ............

..,,:\, ...,.!if'IPi n# --z-1 f'.r--r -;;;; -.!: ni>.-i<'..,,..-.-1 -J.-! 'i-lR

..S fJrow!h F!!!ld B Nooe Sold 5-21 J A

-MS Global Dividend Grwth Sec B Sold 5-21 J A

33. -MS New Discoveries FundC (X"<SOld in 2003) None

34. -MS Oipital Opportunities 1R B None Sold 5-21 J A

-MS Japan FundB None Sold 5-21 J A

P e3

VII.

38.

4<) �""""'!l

B. c.

+

N�

(2) (3) (4) (5) Gain

Month- Codell

Soid J

t;.� -::--v ;

Sald

36.

39.

41.

. :'·\'.·;

·FINANCIAL DISCLOSURE REPORT N111J1e ofPerson Reporting Date of Report · of17 Wake, Nei!Y !!/12'2005

INVESTMBNTS and TRUSTS - income, wlue, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 of filing in.struclions.)

A. D. Income during Gross value at end of Ttensactions during Iq>Orting period . Description of Iq>Orting period repol1ing period (meludiug trust assets)

not exempt(1) (2) (l) (2) (1)

Placo ·ocr afttz each asset exmopt Amount TYJIG (e.g. Value Value Type (e.g. Dale: Valuo Identity offiotn prior disclosure Code} div. mrt. or Code2 Method buy, sell, Code2 buyer/seller.

(A.ff) int.) {J..P) Co!le3 .mcrpr. Day (J..P) (A·H) {ifprivalo (Q-W) !Wemptiou) transaction)

-Developing Gov Sec. B (left out in prior report) None Sold 5-21 J A·

37. Brokerage Acct# 2 (acct closed 10-31-04)

-Amgen Inc cOmmoo. stock None Sold 3-24 J A

-Analog Devices Inc CODl1llQn stock None Sold 5-14 J A

40. '-AppliedMaterials Inc commoo stock None Sold 5-14 J A

-AW!l Products Inc stock (X-sold in2003) None

42. -Bank of America Corp C01lDJKlD stock (X-soldin ·None . 2003)

43.

44

-Beeton Dickinson$ Co cOmmoo stock (X-soldin 2003)

-Bed Bath & Beyond Inc common stock

None

None Sold 5-14 J A

45. -Bell South Corp COIDmOB stock (X-sold 2003) None

46. -Best Buy Co common stoek N"one 5-i4 A

47. �iW�-= .. ....._.... ·.1.-L

- ........ ,. �.r::? ..rWiiTnlmi..'-='ti..w;. .-..,......"''""" d•lC'.lr (Y-. so1d in 2003)

. . -C.astoo Wbol..f!S!!le C.om New .k

llL..-...

5-14 J A

50. -Dell Inc common sioclc None Sold 5-14 J A

St. -BMC Corp Mass 00mmon stock· None Sold . 5-14 J A

52. -G8nnett Co Inc DE common stock (X-sold in 2003) None

53. -Gilead Science common stock None Sold 5-14 J A

VIL

rcportilig period ICpOIUng period

(S) Gain

54.

N0ne

63.

·

Ff:! w h t"!l

""..,,

(A-H) (if private redemption}

55.

59.

2-5

.69.

mmsaction)

. FINANCIAL DISCLOSURE REPORT. Name of Person Reporting Date ofReport Page4of17 W::ke, Neil V 8/12'2005

INVESTMENTS and TRUSTS - iitcome, value, tnmscations (includes those of the spouse and deperuleiit children. See pp. 34-57 of filing instructions.)

A. B. c D.

Dcscriplion of Assets (inclucfmg 1tust assets)

Incomo during Gross value at end of Transsetions during reporting period

Place "{X)" after each asset exemptliom priOr disclosure

(1)

Amount Codel

(2)

Type (e.g. div; n:ut. or

(1)

Valuo Code2

(2)

Value Method

(I)

Typo (e.g. buy, sell,

(2) Date: Monlh-

Value Code2 Codel

Identity of boyer/seller

int.) Day(.J..P) Code3 merger, (.J..P) (A·H) (Q-W)

-m Tool Wodi;s Jne common stock (X-sold in2003) None

-Intuit Inc common stock (X-sold in 2003) None

-Marsh & MCLennan Cos Jne common stcick (X- None56. ..dmWO )

57. -Maxim Integrated Products Inc oommon (X-sold in None 2003)

58. -Medlrooie Jne common stook None Sold 5-14 J A

. -Mimosoft Coip common stool: None Sold 2-5 J A

60. -NOlthc:m Trust Coq> common stook None Sold 3-26 J A

61. -Novellus .System eommon stock None Sold. S-14 J A

62. -OmnicomGroup common stock Sold 5-14 J A

-C>racle Colp common stock None Sold J A

64. -Robett Halli'nt common smet: N"one Soid 5-i4 J A

lo.•--65. r a- {X-�m;.w;) . .........

-'>:."-7h-.........t AiolinAA == ""' <:t<-.d.· N:inP.. Sn!.-! 'i-14. A ""·

........ C.oro .. !:l'J!!!!!!OO. stack None Sold 5-14 J A

68. -Starwook Hils & Rsts WW Ine common stook None Sold 5-14 J A

70.

-SungardData Systems Inc common stock None Sold S..14 J A

-United Paroel Sem.ce Inc cr;e comm (X-sold ill None ......... -...

71. -Unitedhealtb GpIne common stock None Sold 1-30 J A

P!l!e

vn.

)).

tepOJting period

(S) Gain

(A-H)

72.

77.

None

2-6

'

82. :None j

--a .. Cp ....

T nr.y 4-?fl

A

{l)

(ifprivato

-Apollo Gp inc

ii3.

87.

tmnsaction)

i:" : '

. FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report 5of17 Wake, Nei! V 8/12/2005

INVESTMENTS and TRUSTS - HH:omo, wlue, transcations (includes thoso of the sp0uso and dopendem children. Sec pp. 34-57 of filing inBlrllctions.) ·

A. B. c Inconae during Gross value at end of Transactions during n:port:iDg period

Doscriplion of Assets repll1ing period (including 1nlst assets} (l) (2) (l) (2)

(2) Place "(X)" after each asset ex:c:mpt Amount Typo (e.g. Value Value Typo (e.g. Dato: Vllluo Idcnlilyof

buya'/scllerfrom prior disdosute Codel div. rent. or Code2 Method buy, sell, Month- Code2 Codel (A-II) int.) (J.P) Cod03 merger, Day (1-P)

((}-W) mlemption)

-Univision Omm Inc Class A common stock None Sold 5-14 J A

73. -Veritas Software DE None Sold 5-14 J A

74. -Walgn:en Co common stock None Sold 2-26 J A

15. -Wells Fargo & Co New COIDIOOD.slock None Sold 5-14 J A

76. -Xilinx Inc common stock None Sold 5-14 J A

-Activision Inc None J T Buy 2-5 J

78.. -Activision Inc Sell 5-14 J A

79. -Altera CP (X) None Sold 5-14 J A

80. -Ambac Fi.nancial Gp None ] T Buy J

81. -Ambac Fmancial Gp None Sold 4-8 J A

J T Buy 4-W

lo.l'--. .......... Bu1d 5-!9 J

N."""' T T-T!F.:r.Sf,,,...,....., C'r.<: l=M ..

R'i -Bear 8resms Coo Im Sold 5-14 J

86. -Ca):>itol One Financial C 00 None Sold 4-22 J . A

-Ebay Inc None J T Buy 1-12 J A

88. -Ebaylnc None Sold 5-14 J A

89. -EdwaJrls AG Inc None J T Buy 3-26 J

VIL

(2) (S) Amount Gain

Method Coocil (A-JI)

92.

93.

J

}'� ..

T

Nooe Sold A

None

(I)

Typo (e.g.

2-5

3-5

5-14

3-9

3-9

. FINANCIAL DISCLOSURE REPORT Name of Penon Reporting Date of Report

Page6of17 W::ke, Neil V !!112'2005

INVESTMENTS and TRUSTS - incomo, \llllue, transcationa (ineludes thoso of tho spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D. IDllOIDO during Gross value at end of Traruiactions during reporting period

Description of Assels reporting period reporting period(lllC!uding trust assets)

(1) (2) (I) (2)

Placo *(X)" afta-each asset cm:mpt Date: Value Idc:Jitey ofType (e.g. Valuo Value div. nmLor ftom prior disclosure Codcl Codc2 buy, sell. Month· Code2 buyer/seller

(A.ff) int.) (J.P) Code3 merger, Day (J..P) (if private (Q-W) Rdemptioo) tmnsai:tion)

90. -Edwards AG Inc None J T sOld 5-14 J A

91. -Eon Labs Inc None J T Buy J

,.-&;n Labs hw None Sold 5-14 J A

-EsteeLauderCo Inc (X) None Sold 5-14 J A

94. -Fannie Mae None J T JBuy

Sold J A-Fannie Mae None95.

96. -Fastenal Co (X) None Sold 5-14 J A

':17. -Oeozyme CP (Gen Div) None J T Buy 1-30 J A

98. -<Jem8me CP (Gen Div) None Sold J A.

99. -Juniper Newoits None T Buy 2-26 J A

100. -JuniperN"eworis :None &>id 5-i4 J A

ivi, ;. z.t""::-.rt .___ ·-- r-;,-. ........, .u.a:n."'-"'Ay \.C't..,1 Suld ' "'

J-J. J ..

!02. -Myhn l .:.h lzu-. N..-. nny 4-?? A

101 -W..an I.ab Im 5-14 J

104-. -Neurocrioe Biosciences Inc None J T Buy J

105 .. --NeurocrineBiosciences 1nc None Sold . 5-14 J A

106. -Siebel Systems Inc (x) Sold 5-14 J A

1Q7. -Sybase Inc Del None J T Buy 4-2 J

vn.

A. B. c.

(S) Gain

10&.

-'Syinantec Corp

Soid A

' ,

Buv

closed

(1) (2)

merger, (A·H)

4-2

• .. · . FlNANCJAL DISCLOSURE REPORT Date ofReportName of Person Reporting

Page7 of17 wrure, Neil v 8/!2l2005

INVESTMENTS and TRUSTS - inoomo, value, tnlnscations (includes thoso of the spouse and dependent children. See pp. 34-57 of filing inslnictions.)

D. Inc:ome during Gross value at end of Tl'llllS8Ctions during n:porting period

Description of ASSds reporting period reporting period (induding 1nl5t assets)

(2) (I) (2) (1)

(e.g. Value Value div. rent. or buy, sell,

Placo "(X)• after each assetaanpt Type Type (e.g. Date: Value Identity of buycrlsellcr

Amount Month-from prior disclosure Codo2 Method Codc2 CodclCodcl

rcdoniption) Day(A-H) int.) (1-P) Codo3

(Q-W) (J.P) (ifprivato

transaction) .

-Sybase Inc Del None Sold 4-2 J A

109. -Symantec Corp None J T Buy 2-5 J

llO. None Sold 5-14 J A

111. -Teeh Data Corp None J T Buy .J

112. -Tech Data Corp "None Sold 5-14 J A·

113. -Utstarcom Inc (X) None Sold 1-12 J A

114. -Westwood One Inc (X) None Sold 4-20 J A

115. -Yahoo Inc None J T Buy 4-8 'J

116. -Yahoo Inc Nolie Sold 5-14 J A

117. -ZimmerHoldings Inc . None J T Buy 4-22 J A

l18. -Zimmer Hoiciings inc None 5-i4 J

n;. ..,., • ..:.2 t U.'U ..n'" &

i-....t\· I.KV":

1?.1

- C:"Fi7W-th - '!1-=d A! .:�� DiscOveries Fd A)

.s Cb!!Irer Oa...mtibell !P

A -i

Nooe J T

.....M "'-?l

5-25 J

122. -MS CharterMSFCM LP None J T Buy 5-25 J

123. -MS Charrer Graban IP None I T Buy 5-25 J

124. 1RAfl2 6-30

125. -LiquidAssetFllJld (MM) A Dividend Sell 6-30 .J A

Date of Report

VII.

c D.

(5) Type Gain

None Sold

A

None &>id J A,

}- ""

n<>

T

(1)

133.

·. . : . FINANCIAL DISCLOSURE REPORT Name of Person Reporting Page8of17 Wake, Neil V !!112!2005

INVESTMENTS and TRUSTS - income, \lalue, tnmsca1ions(includes thoseof tho spouse and dependent cluldren. See pp. 34-57 of filing instru@ons.)

A. B. Income during Gross wlue at end of Tranlll!Wons during reporting period

Description of Assc1S reportingperiod reportingperiod(including trust assets) (1) (2) (1) (2)

(2)J?laco "(X)". each asset c:xmnpt Amowrt Value Valuo Type (e.g.(e.g.liom prior disclosure div. rent. or

Date: Value Identity of Code2 Method buy, soll, Month· Code2 CodelCodol .

(A.JI) int.) (J..P) Code3 (Q-W)

merger,redemption)

Day (J..P) (A-H) (ifpriwtotransaction)

126. -American Express (X) A Dividend Sell 5-14 J A

127. -Analog Devices Inc cormnoo stock A Dividend Sell 5-14 J A

128. -Applied Materials Inc commonstock A Dividend Sell 5-14 J A

129. -Bank of America Corp COIDIDOO stock (X-sold 2003) None

130. --Bed Bath & Beyond Inc common stock None Sold 5-14 J A

131. -Best Buy Co common stock A Dividend Sold 4-29 J A

132.. -Boston Scientific Colp OOJll1DOll stock ·2-3 J A

bnyor/scllcr

Inc(X) A DiVidend SOldpart 1-7 J A

134 .. -Caterpillar Inc (X) A Dividend Sold 5-14 J A

135. -Cisco Systems Inc common stock None Sold 5-14 J

136. -Deii inc common stoek 5-i4

1:i7. r:--2-... ...,_ ,.-..,, --":..2 !- ..... "'l';'\. """"'-}'\.£'\. Q.l. V\1...1)

:to.•--...........

1.,0'. &..,l'V ..

•-=r.:s l?i:.-.;;;-r...:.! r.p • -=-m-- c.-.-l- (Y -J. ;;.. 2003)

....<Ji1ead Seience N<!!!e Sold 5-!4 J A

140. -Hewlett Packard None Sold 5-14 J A

141. -HooeyWell Inlemalioual Inccamman stock N0ne Sold 1-13 J A

142. -IntinCtive Corp common stock None Sold 5-14 J A

143. -KL.A Tenor Corp commoo stock A Dividend J Sold 4-21 J A

P e9of!7

VII.

c.

(2)

Value Gain

None

A

l

-Geueral El.eclrie

-Geneml ElectriD

Buy

)

Dcsmpllon of .AllSCIS

(S)

(ifpriwte

. . .

,FJNANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

W3ke, Nei1 V !lJ12/2005

INVESTMENTS and TRUSTS - inc:omo, wllle, transcalions (includes those of the spouse and dependent ohildren. See pp. 34-57 of filing instructions.)

·:·: ·, \ .'. _; -; .. ..... . •

A. B. D.

(including trust assets)

hM:omo during Gross valuo atend of Transactions during reporting period rqiorting period IOpOl1ing period

(1) (l) (2) (1) (2) (4)

PJa.:e "(X)" after each assetc:u:inpt Amount Type (o.g. Value Valuo Typo (o.g. Date: ldenlityof buycr/ICllerfrom prior disdosuro Melhod buy, sell, Month·Code2div. mrt. or CodelCodol Codol

Codo3 Day(A·H) int.) (J..P) merger, (J-P) (A-H)

144.

145.

-Lowes Companies Inc common stock (X-sold in 2ro5)

-Merrill Lynch & Co. Inc common stock A

None

Dividend

(Q-W)

Sold S-14 J A .

146. -MicrosoftCorp common stock None Sold 3-9 J A

147. -Morgan Stanley common stock None Sold 4-22 J .A

14&. -Nokia CP ADR common stock Sold 5-6 J A

149. -Pfm:r Inc common stock None Sold 5-14 J A

lSQ -Qualcomm Inc ciommon stock None Sold 1-13 J A

151. -Teva Phannaceuticals ADR commoo stock None Sold 5-14 J A

152. -Texas Instruments common stock None Sold $-14 J A

153. -T:Yoo International Ltd New common stock A Dividend Sold 5-14 J A

154.

i53.

-v-iacom iDc B common srock

-�'cl!pv;m.Ifuii:t Iu¥ :-.k:w ..

None

.... __ ..........

·Soi<i

--;..:. .........

5-i4

-= 'Iii .,,-...

j

J ..

! .. -1M r..rvrm:mv .-....n-.rn.nn ctnd< .

lJir.;-..:ii: Sa. 't-! A

1">7 --1\mll.en Inc Nooe Sold 5-14 J A

153. -Baker Hughes Inc (X) A Dividend Sold 5-14 J A

159. None J T Buy 1-7 J

160. None Sold 5-14 J A

161. -HCAinc None 1 T 3-10

ndemption)

169. -United Technologies

Alllouut Codcl (A-H)

(2)

Typo (e.g.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofReport Page !Oof17 W3ke, ?J.ei! V 8112.'2005

. VII. INVESTMBNTS and TRUSTS - iD.<lOllle, va1uc. tnmscations (includes those ortbo spouse and tchildren. See w. 34-s1 otfiling instructions.>

A. B. c. D. 1DCODlll during Gross va1uC at end of TranS!ICtions during reporting period

Description of Assets reporting period reportingperiod(induding 1tµst assets)

(1) (2) (1) (2) (S)

Date: Value GainValuo Value Identity of buyertseller

Typo (e.g. Month­ Cade2 CodolCodo2 Method buy,llell, div. rent. or

int.) (J-P) Codo3 merger. Day (J-P) (A-II) (if private (Q-W) redemption) transaction)

162. -HCA Inc None Sold 5-14 J A

163. -Oracle (X) None Sold 5-14 J A

164. -Pepsico (X) None Sold 5-14 J A

165. -Target Cotp (X) None Sold 5-14 J A

166. -Wachovia Corp 2rld New Coin None J T Buy 3-23 .J

167. -Wachovia Cotp 2nd New Com None Sold 5·14 J A

168. -United Technologies J T Buy 1-13 J

None Sell 5-14 J A

170. IRA#3 ·

171. -LiquidAssetFund (MM) . A Dividend J T

172. j T

... Ti13. "· ..

n T

176. -LiqUidAssetFund(MM) A Dividend J T

177. -Pulnam Voyager A (Mot Fd) A . Dividend 1 T

178. UTMA ACct # 3

179. -liquidAssetFund(MM) A Dividend J T

P!l!e

vn.

A. B.

rq>Orting period

(S) Amount Value Gain

A Dividend

. Distribution

T

AiftelBlllie A 1

�� T - ! .. ��.!?��!� - ·

!'n v Dividmd

195.

(I) (2)

merger, lranSaclion)

-SmBJ1 c .. 1 ..... F!!!l!l ().Kilt Fd)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report 11 of17 W:ll:e, NeilV 8/1212005

INVESTMENTS and TRUSTS - income, value, transcations (includes those of tho spouso and dopendent children. Sec pp. 34-57 of filing instructions.)

c. D. Incomeduring Gross value at end of Transactions during rq>Orting period Description of Assels repor1ing poriod (im:luding tmst assets)

(I) (2) (I) (2)

PJacc "(X)" after each asselcm:mpt (e.g. Va!llO Vale . Type: (e.g. Date: Identityof div. rent. or buy, sell, buyalscller

(ifprivatr: limn prior disclosure Month-Codc2 MethodCode 1 Code2 Codol

redemption)Code3 Day(A-II} int.) (.J..P) (.J..P) (A·H) (Q-W)

180. -MS Information Etind B (Mnt Fd) A Dividend I T

181. -MS European GrowthFundB (MutFd) A Dividend J T

182. -Putnam V0yager A (Mut Fd) A Dividend I T

183. Brokerage Acct# 3

184• -SEI Tax-Free Fund (MM) D Dividend M T

.

185. -sEI Tax-Mgd Large Cap Fund (MM) B Dividend M T

186. -Jntcl Corp common stock A Dividend L T

187. -Cisoo Systems inc common slook K T

-Medtronic Inc common stock A K T188.

189. --Altera Coip common stock None J

Htt. Umtfweessiugfil1Hl00!D16!l;«eeic J

;;......., 1'-- ...-- --1 .. ·;- .- .1- .... . -

;t;."'\ . -Rf�� n,,;;.-= 1= l-J.-r..A ! T . ... .

B K T

194. -SEI Small Cap Growth Fund (Mut Fd) A Dividend K T

-Oeneral Eleclric Co Common stock A Dividend I T

196. -Veriwn Commnnications common stoCk. A Dividend J T

197. -sun MicrosystelJ1s Inc common stock A ! Dividend J T

A

Dividend

reporting period

Vafue 6ain

(1)

. . ..

FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report Page 12 of17 Wale, Nei!V l!J12l2005

Vll. INVEST.MBNTS and TRUSTS - income, wtue. lranS(lalion' cmcludes those ort1ic spouso and dependent childMt. See w. 34-51 or ruing instructions.)

A. B. c. D. Income during Gross value at end of TlTlllSllClions during reporting period

Descri of Assets reportingperiod(indudins trust -assets)

(1) (2) (2) (1) not-pt

(2) (3) {4) (5) PW:e. "(XY-' .afttlr -.. from prior disclosure

Amount Code I (A·H)

Typo (e.g. div. rent. or int.)

Vah» Code2 (J..P)

Valuo Mothod Code3 {Q-W)

TYJIC {e.g. buy, sell, merger,redemption)

Month· Day

Code2 (J..P)

Code! {A-H)

Identity-of buyer/sellor (if private transaction)

198. -Microsoft Corp common stook None J T

199. -SEI Intermediate-Term MunicipalFund (Mut Fd) c Dividend M T

200. -SEI Intemational Fixed IncomeFund (Mnt Fd) . B Dividend K T

201. -SEIHigh YieldBondFund(MutFd) B Dividend K T

202. -$E1EmergjngMarkllts DebtFund (MutFd) B .Dividend J T

203. -SEI lntemation.al Equit}r (Mut Fd) B K. T

204. -8EI EmergingMukets Equity Fund (omitted by A Dividend J T emir before)

205. Brokerage.Acct# 4

206. -SEI Tax-Mgd Large Cap Fond (Mt Fd) A Dividend K T

i .

.. . ... ,., _,

. : /··

A

?.!! -SE! �d::!:ts DehtFi..md .!Jt Fd) A DMd!!!!d J T

212. -SEIHigb Yield Bond Fond (MutFd) A Dividend . J T

213. -SEI International Equity Fund (Mot Fd) A Dividend J T

214. -SEI Emerging Markets Equity Fund (Mut Fd) Dividend J T

215. Brokerage Acct# 5

· . "

Vil

A. B.

ofAssets . rcpo!1ing period fOJl(lrlin8 period {inc:!ucling trilSt aSse!s} (1)

.m (e.g. Value- Vlilut · dam' Idelitity Of

Method

223'.' e DMdi:ild-. It T'

·11- K" :r-

µ;:.

n.,,,... ;,..,. A T

Qblia..linl) A Divide!!d T

233. JC

- -

. ' , •, . · ·

(2) (2) (1)

ROdmiptioa)

�r.J�� 4\-:;ai.. "'".;;.f; ,. t�·�'{;.

. . · ,· : :

·: . FlNANCIAL DISCLOSURE REPORT {'.:·.. ;

....Date of Report Name of Person Reporting'

Page 13 of 17 Wilke, Nei! V 8!!2'2005

INVESTMENTS and TRUSTS -income, value, lnlnBC4tions (includes those of the spouse and dependentllhiklrea. Sei: pp. 34-S? of filing instrulltions.}

c. D.Income durina Gross wlllo at end of Tiamactions during lq)Orling period

(1) (2)

P1ac:O"'(X)9-alter each &SllC:t.c.umpt · Aiiioimf 'TYJio Typo.· (e:g;

from priordisclosm:e Code! div. 1Cllt. or buy, sell,llleJ.IOf,

·v•·Codo2Codc2(J·P)

Month-Day

Codcl(A-ff)

buyer/sellerCodc3(A-H) int.) (J.P) (Jfpriva18

tnmsalllion)(Q-W}

216. -SEI Large Cap GrowthFund (Mut Fd) B Dividend M T

-SEILargeCap ValueFund(MutFd) B Dividend M T217.

218. -8EI Small Cap Value Fund (Mut Fd) A Dividend K T

219. -8EI Small Cap Growth Fund (Mut Fd) Dividend K T

220. -Medtronic Inc common stock A Dividend K T

221. -Microsoft Cotp common stock None J T

222.' -Verimn Conmnmications common stock A Dividend J T

-8EI International Equity Fund (MutFd) B Dividend M T223.

-SEI Emerging Markets Equity Fund (Mut Fd) B Dividend L T224.

F.ixect-iilcom Ftlrut(Mid.-Far

226. .,..8Ei·intematlonni-Fixeci-mcome¥tttlti<(V.ittFdJ - ':

r..:....:..;-..::1 .,..·n.... t:'1-Jf · ... . ·· :r ..

""i"ii# ............ ' ?.. ..t .. n.+.t Fm..-! l!l.,fut 1?;!\ ·-"'-'-» ... . ·' .

n:-•..;.-w..-! Tl

?.?.9 SE! Pri.me F!!!!d (M!lt Fd) 1

230. Trwit ii 4 (beoeficiaries) -

231. -SEITax-Mgd.LmgeCapFund(MutFd) · B Dividend K T Soldpart i-11 J A

232. -SEI Tax-Mgd Large Cap Fund (MutFd) A Dividend K T Sold part 7-6 J A

-8EI Tax Large Cap Fund (MutFd) A Dividend T Soldpart S,.5 1 A

• . !..'· ... ;

8112'2005

vn.

,a;.

?47

A.

��.?:�":"7t'.': .g

B.

reporting period

Dividend

'DM&:Dct·

c. D.

reporting period

vmuo Gain

J

J

J

r T SOlltpart ·g:,'.j t

" T

1{ T 1 A

SG!dP!!It J

(1) (2)

8-5

FINANCIAL DISCLOSURE REPORT Name of Person ReJ>o.rting Date of Report

Page !4 of!7 W3ke, NetlV

INVESTMENTS and TRUSTS - illl:ome, value, transcalions (includes those of the spouse and dependent children. Seo pp. 34-57 of filing instructions.)

ln@mo during Gross value at end of Transactions during reporting period Description of Assets (including trmt assets)

(l) (2) (l} (2) (S)

P.lace (X)" a&t assetaeinpt from prior disclosuto

Amount··

Cadel (A-H)

·T:YPo· ·(e.g. div. mrt. or int.)

Codo2 (J-P)

·Valuo Method Code3 (Q-W)

Typc.:(e.g, buy, sell, merger,iedempliml)

. Dale; Month· Day

-V$e ·

Code2 Codel (J-P) (A-H)

Idenlieyofbuycrlselicr (ifpriwtollans!M:lion)

234 .. --OCoeral Electric Co common stock A Dividend K T

235. -Medtronic Inc common stoCk A Dividend J T

-SEI Small Cap Growth Fund (Mut Fd) A Dillidend J T Sold part J A236.

237.

238.

239.

240.

241,

242.

Z41.

:2,*f:, ....

-SEI Small Cap Value Fund (Mut Fd)

-SEr Small Cap Value Fund (MutFd)

--Microsoft Corp common stock

-SEI Intermediate-Term MunicipaJ Fund (MutFd)

-SEr Intermediate-Tenn Municipal Fund (Mut Fd)

-SEI Intermediate-Term Municipal Fund (Mut Fd)

...$.rihtema:tiowdil'ixedihcomeYUnd Fd)''

�:�flciti-Htmti- rtt,

A

A

A

A

A

A'

-Pt

J

Dilli · J

Nooe J

Dillidend J

Dividend J

Dividend J

- i.-

T Sold part

T Sold part

T

T Sold part

T Sold part

T Sold part

i-

8-5

10-5

2-17

8-S

8-5

J A

A

J

A

A

A

A

• �� �=�� \��; ��t. f.... ... r.:... ..i-.::i !-1'·, -?-!"' ..... , . -.:S-1.::1--

-;�-::· :.!? .: .

"" - -..!

. • .... ;

T.

- ·.,,

4" .

"'"" : ,..71',.· .

-lffil Int.....,mnn:aJ T1.nnitv rmavt IMnt Ftf\ • · · ·· ' •.J • • •_ ..._ .. .#' A ni-.-rdF.r.;i .!.-!__:- $t.'i

-SEI ln!ematiooal EQmtv Fund (Mut Fd) A Divid!md K T 2-!7 A

243. .:-SEI Jntematioml Equity Fund (ldutFd) . A Dividend K T Sold part 8-5 J

249. -SEr Emerging Marlrels Equity Fund (MutFd) A Dividend J T S(>ldpart 8-5 J A

250. -Nortel Networks CorpNew l.lOtnlllOll stock None J T

251. -SEJ Tax-Free FUDd (MutFd). A Dividend J T

; ·'

268.

. 'fype

Nooe

None

nporting period

·(lain

E

TC

256.. ...J..iquid .AssetFUD9 (Mut Fd)

(1) (S)

T)!Jla. (.e.a. buy, sell,

.FINANCIAL DISCWSURE REPORT Name of Person Reporting Date of Report

Page:!5of17 Wake, Neil V !!Jl2'2005

VII. INVESTMENTS· and TRUSTS -income, va!QO, tnmscations Cinc1u<1es those or the spouse and dependent children. Sec PP. 34-s1 orfiling instructions.>

A. B. c. D. Inc:omc during Gross value at end of Transactions during reporting period

Description of Assets reporting period(including-trosussm) (2) (1) (2) (1)

(2) · Amount·

Codcl (q;

div. l'Cllt. or

VallMt Value Codc2 Method

-Dam: Valoo ·Identity of . ·

Month- Code2 Codcl buyor/scller (A-H) int) (J-P)

.. Codc3 (Q-W)

merger,redemption)

Day (J..P) (A·H) (ifprivatolnUlsaetion)

252. Maricopa County land None Sold 1-27 L

253. Pinal County land None L w

254. Mohave County land None K T

Roth IRA ii 4 255.

A Dividerid J T

257. Manulife Financial Life Ins A Dividend K T

258. Section 529 Accx>unt

-8M &. R Alger AggressiveGF CL-B (MutFd) Ncme K T259.

IRAl#5-260.

Nooe K

Nmle- ;;.

26T.·

·

-·--_......,.,, .. ..I.

1'-J.......-.P.•

IC

266. -Seoeca MidCap Growth (Mut Fd) None K.

267. -Tech Portfolio (MutFd) J

-WangerlJS Smaller Cos (Mut Fd) None J

. 269. -.AbMleen Jnt'l (MutFd) None K.

'f"

t

:::

. T

T

T

T

T

T

VIL

�:-

........

?.!n

-:�;=. ;;;.....:. f;;u.1 .

-,._%._lcmoo. Tntesrorg Va!ueA

-Type

Interest

. Dividend

A

Di'Yid!:!!d

Dividend

(S) Gain

Method Codo3

K

T

T

T

J

. . :· .· . . .

: ......

273.

_{'r.;.-!;f ('-':;' r.th (f' ) .

hM:omc during

int}

(2) (l)

: . ·-: .... ·. :· .

FINANCIAL DISCLOSURE REPORT.· . Date of Report . Name of Person Reporting.Page 16 of17 Wllke, Neil V 8112'2005

INVESTMENTS and TRUSTS - incooao, valuo, ttanscations (includes those of tho spouse and dependont cbildrcn. Seo pp. 34-51 of filing illJllUClions.)

A.

Deseriplionof(includingtrust assets)

B.

reporting period

c Gross valuo at end of reporting period

D. Transactions duringroporting period

(l) (2} (1) (2)

Dam:Place *(X)'! a1lez eacb.assd-a:wnpt Amount (e.g. .. Valw Value Type. (.e.g. from prior disclosure div. mrt.or Codo2 Codol

(A·H)

Identity of buyor/aeller(ifprivatottansaclioll)

-VahwCodo2Month·buy, soil, Coda l

(1-1') Day(A·H) (.J.P)mager,redemption)( W)

270. -Wanger Intl SmallCap (Mut Fd) None J T

-Phoenix Wealth Mngmt B K T271.

Phoenix Uniwrsal Variable Lire Ins (held by trust) 272.

-OakhUist Allocation (Mut Fd) A J T

-WangeiUS SmallerCos (MutFd)274.

275. -Wanger Intl SmallCap (Mut Fd)

-AllBemEnbancedI (MutFd)276.

-Oakhurst Growth&Ino (Mut Fd) 277.

278. -AIM Gfoth (formerly MFS In:veGrowthStoc) (Mut Fd)

279. ' ,_Teoh PbrtfoJio

. 286; -S- -· ii(ft

A Dividend J T

A Dividend K T

A Dividend K T

A Dividend T

A Dividend J T

Div.ictend J

.,.;.,,_. .n.:..:.:J-.::.2 -....in.ir..

.I

-Openeti-'3-20

.,__-

.:: ,..1 --:.r-4- "J .

?-.!. l .CZ-?'!n:_,-;

A J T Bl..'V 5-21 J

284. -Amer Ceut Growth Adv None J T Bay 5-21

285. -BlaclaookLo Dumlion Bd Sw A Dividend J T Buy 5-21 J

286. -Fidelity.Adv Intenned Bd T A J T Buy 5-21 J

287. -Davis Real Estate A A Dividend J T Buy 5-21 J

A. B. c.

lfnotex11m Jl'OID CllSOIOSUl'C

eacluuet e:mnpt Amount Gain

., ..

'

Dividend

2W.. J

·�(�f;1�}��-prier 8eki· ¥ Miehaei &&om-

��l. _-;""f_· :i n:)_

T.otr.. I

FINANCIAL DISCWSURE REPORT Date of Report Name of Person Reporting Page 17of17 Wclre, Neil V 8112'2005

VIl. INVESTMENTS and TRUSTS - incomo, value, transcations (indudcs those of the spouse and dCpendent cl!ildren. Seo pp. 34-57 of filing instructions.)

'

288.

Description of Assets {imlhuling tmstassets)

PJaco."{X)!! afta: from prior diselosuto

-Fidelity Adv Mid Cap A

IncOmo during reporting period

(1) (2)

T-ype- (c:.g.Codel div. rent or (A.JI) int)

A· Dividend

Gross vainut end of reporting period

(1) (2)

Value- Value-Codo2 Mcdiod (J.P) Code3

(Q-W)

I T

D. Transactions during icporting period

(1) (2) (3) (4) (S)

Typo. {e.g. Date: Value Identity of buy. sell, Month· Codo2 Codol buyer/seller merger, Day {J.P) (A·H) (ifJlriva=redemption) transaction)

Buy 5-21 J

289. Brokerage Acct# 6 (opened S-20-04) Opened5-

290. -Speeial Value Fund D A Dividend I T Buy 5-24 J

291. -Mid-Cap Value Fund D A Dividend J T Buy 5-24 I

292.. -Van Kampen Grw & Inc A A Dividend J T Buy 5-24 J

293. -MSIF 'IR Equity Port Inst A Dividend J T Buy 5-24 I.

294.

295.

-MSIF Small Co Growth A

-MSIF 'IR Mid Cap Growlh Inst

A Dividend I

A

J T

J T

Buy 5-24 J

Buy S-24 J

296. ··:·

-MSIF US Real F.state Port A . .

A Dividend J T Buy 5-24 J

MslF'Eqnity (}rowJ)l"Pbrt/t. It. Dividend 'f Buy 5-24" J

m: ij6ne- ·M- t ·i\t-1-1 . . :k Jacbon

-- ��p-t , . 7_ (;;-�

r.r.. ..o.q.# . •

-H•::i� l:- .mt l.L.,..,.....r 1'1!:;rl:-Fl! riff =i.r;:-r.m..-.:t) _ _...... _. .. .,,..:. .!'- -· . --"- ··-':·

A· l T

101 -C!soo Jw(!eft()ff ) J T

'

· ·

. .-,_: - T _:;-- : .. , . : { ; ,_

Date ofReportName of Person Reporting .li'lNANCIAL DISCLOSURE REPORT .. ·�'.rl.�:\.�.Ji·-v

(lndicatc-partmR )·· vm. ADDmONAL INFORMA'llONOR EXPLANATIONS'.

l Positions: I amthe trustee and the sole benefi.ciai.y of the Law Offices-ofNeilVince.tit Wake Money Putcbase Plan, which holds retirement funds rolled·· over fromthe plans ofprevious law firms. T am the tru.<rtee of the T .aw Offices ofNeil Vincent Wake 401K Pensicm Plan, of which I and three cwTI:nt or former employees are 0r were beneficiaries. Each beneficiary's interest in the Plan WllS fully vest.eel. and each beneficiary self-directed their own mvestments. All beneficiaries other than me withdrew their ftmds froID. the 401K Pension Plan by the end of2004. Section VU lists only the assets in this Plan of which I amthe benefi.ciiuy and which I direct.

VIl. Investments and TruSts. "Where recotds of possible dividend income on fonnerlyheldstocks and m ftmds areunclear, possible dividend income bas · · · been indicated andmay be unintentionally oveneported.

VII. My prior report Was ,a nomiDation report thi-oUglt September 2003. Some ihvestnients listed in that report were sold later in 2003 and therefore the sales are outside the period for this report. They are notedas sold in 2003, but tJie sale data are not included. Other investments were bo\ight in 2003 after the nomination report _and theiefore do not appear in the prior report. They are icJentified in this report as having beCn boughtin 2003.

· .... ,....

NameofPersonReporting · Date of Report .FINANCIAL DISCLOSURE REPORT

IX. -CERTIFICATION.

T certify that a!! .inforw"<rtinn �"en :>.hove {indnding inform.<rtinn pertainins tn n-.y ��n!Ul ar.d mir.nr nr dependent childn>-<t, if any) is accurate, true, and complete to the best of my knowledge and belie:( and that any infonnation not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBIBCT TO CIVIL AND CRThflNAL SANCTIONS (5 U. .C. a:pp. § 104)

FILING INSTRUCTIONS

· Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

" "' . : ; .: · : · . . <-:.