·i fnncil dislose eport i - judicial watch...soh fok n avth pa hsp v a lnt k t ....
TRANSCRIPT
·I
4. Tide (Article Ill Judges indicate acrive or sen ior status;
magistrate j udges in dicine full- or part-ti1ne)
S. ReportType (check appropriate type )
( S U-5.C. app. §§ 101-111)
6 . Reporting Period
10
12131/2004
8. On lhe basis of the informat ion coot.a.Wed io this Report and any
modifications pertaining thereto, ii is, in my opi nion. , in complia.")OC
with •pplicable laws and re:gutat iocs.
___ ________ _ Date ____ _
IMPORT ANT NOTES: The lnstructions accompanying this form must be (o1Jov.'td . Comp Jete all p1rts. checking the NONE box (or cac.b part where yog have no rcportab5c information. Sign on last page.
n n
NAME QF ORGAN!ZADON/EN'!Tl'Y
AU-ADA Committee on Continuing Professional Edu.cation (Rcprcsc:atativc of AU)
Advisory Board .. Judicial Outreach Program. American Society of Jntem'ltion&I Law
Boan:t of Directors. His toric Pbilade1pbia. lnc.
Executive Board,. Independence Mall Business and Residents Coalition
PARTIES AIID JERMS
-
N ,
'
I
4.
I
- . ..
Rtport Rtqllrcd by !he Etblts FINANCIAL DISCLOSURE REPORT i• Go\•trnmtnt Act of 1978
FOR CALENDAR YEAR 2004
-·-· . .
AO-JO Rev. 112004
... . ... ........ __
1. Person Rrp()ning (Last no.me. First Midd1e initial) 2. Court of.Organization
BECKER, EDWARD R THIRD CIRCUIT
SENIOR US. CIRCUIT JUDGE
0 fln>I
3. Dale o(Rcport
S/1312005
11112004
7. Cham bets or Office Address
19613 U.S. COURTHOUSE
601 MARKET STREET
PHILADELPHIA.PA 19106 ReviewingOfficer
I. POSmONS. (Reporting i dividual only; see pp. 9-13 offiling instructio s)
0 NONE - (No rcponabl< pos;1ions.J
POSITION
I. Manber
N
2. Member
3. Member
Manbe:r
(Reporting individual only. see pp. l4-16offiling instructions)II. AGREE:MENTS.
0 NONE - (No,.,pomi1>1eqi=ncn1s.J
I.
.....0 = = u; ..,., ::;u(")
"' r.,, :z: >-o- -< (')cn.z
cl> "' m::oz \..J -,.,, (")
oi> <)> .,,r- ITJ:::! (") 0 ,.,, ,I
SOURCE ANp ITPE
2.
Otte of Rcpon
Yll/200S
GRQss INCOME DOl_,c\)
sormcr; AND urg
I . 2004 Philadelphia Coum • saluy
Tnmen Commiaioe • .1mcp11 M . Field Trust
.. 1a11inn>c1u.
I .
SOlJRCE
Amc::ran Law Institute 4/1 $/04-4/1 l/04-Chicago, n. • SaniDar (l'ruuporwlon, lodahtl .t mcsls)
... - ·- .. ..... ··-- -
FINANCIAL DISCLOSURE REPORT NuneorP=on Rcponing
BECJC.ER, EDWAllD R
ill. NON-Il-IVESTMENT INCOME. Ol<!""lin& indiVlduol anc1spowc;secpp.11-2• ormins onsmictions)
A. Filer's Non-Investment Income
NONE . (No reportable non-inv..-1 income.)
I.
B. Spolde's Non-Investment Income -(Ir )'OU -. ....ieddorill1 uy portion of the reponioc )<111, pkue compleoe this ICClion. Dollar llllOOllt
notrcqu ired CXccp< lb< hononria.)
0 NONE CNo rcponable inv<stm<nt ineomo.l -
2.
IV. REIMBURSEMENTS -__..,;o...1oc1au.a.fOod,
c1nc1udcs-to -and dcpeodeat childt<a. s.c pp. l.S-27 or inittu<tioas.)
0 NONE (No such reportable rcimbunements.) ·
I>ESCR!PJJON
--
SOURCE DESCRWJ'JON I.
CREDITOR
Oa1c o f R epost
!
VALIJECOPE
FINANCIAL DISCLOSURE REPORT Name of-on Reponing
BECKER, EDWARDR
V. GIFTS. (Includes1bose10 spouse""' dependen1 child10n. Sccpp. 2a.31 or;nruoctions.l
f 511312005
0 NONE - (Nosuch rcpoT1llblc gifts.)
VI. LIABILIT1ES. {Incl odes""'"' ofspouse and dependent childn:n. See pp. 32·34 of instrucrions.)
621 NONE - (No reponable liabnitics.)
DESCRWDOt" I.
Name of Person Reportin g
BECKER. EDWARD R
A. B. c. D.
..,,.,.;.g pcriod .epM i og period
(I) (2) (I) (2) (I) If not exempt b'01Q dlscioSUtt
(3) (4) CS) Amou ot 1YPe < .. Value Oa1c: Valoc l<lenTI<y oi Codo I div, rent.. or Codol Codol Code I (A ·H) imt) (J·P) Codol ... ...... 0.y (A•H) (d'pWafc
(No reporbblc iooomc , 3S$C1$, or C'llrlSXtioM)
I . First Union Bank, Pbila, PA (formerly Cores11tes lntcr<St Redeemed 3-1 K A
2 . State oflsract Bonds B l1111m:St L T
3. Vanguard Total Stock Fod B Interest L T
4. BcD South B [);vM!eod L T
s . Eli Lilly & Co. A Dividend T
6. Penn Stace University A Int J T
7. Penn Tunpikc Bonds B Interest L T
8 . PA S1"tc Gcncnl Ob li gation Bonds B Int K T
9. Br1$1ol Towns!Up School Dislrict A lnt=st Rcd<emcd 2·1 J
10. Pb i la. Hospitals & Higher Educotion Bond A Dividend Rcdccmed S-3 1
11. Suburban Lancaster $CWCT Authority B Interest K T
12. Coatesville, PA G.O. B lnt=st K T
13. ShllOD Regional Health System A Dividend K T
14. A Interest 1 T
IS. A Interest Redeemed 7- I S J A
16. Altoona PA City Auth. w ... Rev. Interest J T
1 7. Inflation Protected Securities Fond (IRA) DivM!eod J T
11. Philadelphia PA ARPT REV A Interest J T
A •S J ,000 ot k$$ B c D E
G
(See Colrnnn C2 ) U •Book Val ue v -OOu w • Estimated
-,..,.
DescripOcn of -
FINAl'ICIAL DISCLOSURE REPORT
·Page 1of4 D:iteofRtpon
S/1312005
VII. INVESTMENTS and TRUSTS
_.,,,..,, On:>N v;iluc at md ol T dwing io1pcriod
(ioducti"""""->
Place -ex>• after each aUC-1 e:xcmpc (2)
Value Type (e.g. o.;,,'""'1prio<6Jdoi<R Mdbod buy,..U, MOMh· buyeds.ll<r
(J.P)(Q-Wl redemption) tra:ISICrion)
DNONE
A Bank)
J
A
A
PhilL°Mlltllcipal Authority Rev.
AllcsJ>eny Cowity Higher Education
A
A
I. lncomclGaill Codes: •Sl,OOl·Sl.500 •SUOt.SS,000 •SS,OOl.Sl5,000 ·st s.001.sso,ooo
(Sec Coiumos Bl ad 04) F • SS0,001.$100,000 •SIOO,OOl.St,000,000 Ht •s1.ooo,001.ss,ooo.ooo m -Mc:ire t1m1 ss.000.000
l. Value Codes: J •SJS,OOOorks:s x •SLS.001.SlO,OOO L •SS0,001.SIOO,OOO - M • SIOO,OOl-S2SO.OOO
(SecCol11mMCI and03) H -SlSO,!JOO.SS00,000 0 -SS00,001.S 1.000,000 Pl •Sl,000,001.sl,000,000 n • ss.000.001.ru.ooo.ooo
n -ru.000.001.sso,ooo,ooo P4 •$MOR 1114P SS0. 000. 000
3, V""' Me<hod Cod<S Q · R •Coot (Real Esta•• Only) s •Asscssmmt T •COIM\.......,
N a me of Person R e porting
BECKER, EDWARD R
,.. B. c. duriq petfod n:por1ing period
(I) (2) (I) (2 )
,.,,.. aCede I Codol ........ (A-H) i t'll ) Codc J
(Q-W)
19. Downingtown PA Area School District interest J T
20. NE Y orlt County Bond lnt=t K T
21. Lehigh County GO A lnta'eSt
22. TAX Free: Comman d Money Fund A Dividend
23. Hopewell PA Area School Distr"'1 lntacst J T
24. U . S. Government Scrict I Bonds (2) Interest K T
2.S. Polonia Sonic CDs c Interest M T
26. Prudential Special Money Martel Flmd c Dividend
2 7. AIM Cash Resc:NeS Dividend K T
28. Prudential Money Martel fund OividCDd
29. AJlcghaty County PA Hospital Dcvdopmcnt Interest L T Authority Revenue
30. AJlesJ>eny County PA Alpt Rev A Interest L T
31. AJl<j!beny County PA RC$iclcntial Fin Aulbority A lntuest K T
32. Philadelphia PA S<hool Distri<:t Sa A2 Ltd Tax Interest K T
OcnJOblig
33. Philadclphj a PA Oen Obligation Ltd Tax lntttcst K T
34. Philadelphia PA Hospitals & Higher Ed faC$ Auth A Interest K T
35. FHLMC REMIC Series 2404(1RA) lnt=t K T
36. Command Money Fund (IRA) Jnte:resl
A -Sl,OOO or le ss B c
co1 .....
D.
Date of Rt port
S/13/2005
(I) lJ'not CXmJP' from u1saczon. (2) (l) (< ) (S)
Value c;.;,, buy. scO, Monrli- Codel Code I ,,.,_, (J-P) (Ml) -)
Redeemed 6-16 K A
Sold 1-IS J A
Sold 6-IS M
Sold 6-IS M A
Bought 6-16 M
S old 6-15 J
D E
( Sec Cdwnn C2) U • Boot< Valut v •Otho< W •&ti ma1W
FINAl�CIAL DISCLOSURE REPORT
Page 2 of4
VII. INVESTMENTS and TRUSTS
D=ripDooof"""' G10$S vaJtJe end or
(U,CliOn:gtntsc as.scu)
Place '"(X). 3.1\et etch use:iexempt &om pri« <fisclowtc
"'"•""' (e.g. Value V lue div, rene. or
(J-P)
A
A
A
A
A
A·
A
A
A
A
A
1. lfkomol(J2in Codes: -Sl,001-S2.SOO •S?,SOl.SS,000
(Sec e1 ""' °'> F • sso.001.s100,ooo G -s100.001.s1.ooo.ooo HI • Sl.OOO,OOI..s.5,000,000
2. Value Codes: J • $1$.000orlcss f( •SIS.001-SSO,OOO L -sso.001-s100.ooo
(Ste Colllf'lmS Cl afld 03) N •$250,000.SSOO,OOO 0 • SS00.00l.S1,000.000 p1 -s1,ooo,001.ss,ooo,ooo
T.............<biog ........ period
Type ( g. Date: klearityor buyer/seUct
Day (it private transxric;.)
A
A
• SS,OOl·SIS,000 -sts.001.sso, ooo
H2 •Min-SS,000.000
M • SI00,001-SlSO.OOO
Pl • SS.000.001-S"-5,000,000
P3 •S2S,000.00l.$50,000.000 P4 •SM.OR lh3n SS0, 000, 000
l. VW. Mc<bod Cod<. Q =Appraisol R •C"" (R<0I Eslotc Ooly) s • Asscssmmt T ., Cash/"iatkc:I
-
Na.me or Person Reporting
BECKER. EDWARD R
A. a. c.
""°'""'period '-'"" period
( I ) (2) ( I) (2)
T)po Codol Codc2 Mdhod
irlt) COdt.3 (Q-W)
37.
38. FNMAR.EMIC 8 lnlerest L T
39. GOVT NAT L MTG ASSOC REMIC £ lntercsl L T
40. Ambr idge PA Area Sdlool District Series A Interest L T
PA HFASINGLE FAMD.. Y MTGE REV lnt=st K T
42. PENNSYLVANIA ST SECOND SER GENERAL lnlerest K T G
43. SOUTH FORK MUN AVTH PA HOSP REV A lnlerest K T
«. STAT£PUBSCHB LOO AU1HPACOLL£GE A lntmst K T
45. YORK PA GEN AU!ll GTD REV A lntmst K T
46. GNMARTM lntmst K T
47. GMAC SOlOlt Nocos lnt=SI K T
41. UnjYCrSity Arca rr Sewer Allthority lnlerest L T
49. Allentown PA Parking Authority lDtCRSt K T
so. Northampton Area School D istrict lnlerest L T
PA State H igher ED FACS AIJIH Interest L T
52. Phlldelpbia PA Wa t« & Wastewater General A lntmst K T
53. Pittsbiugh PA W-& Sew« ........ L T
54 . PA Intergovernmental Authority Interest L T
A B c
5 11312005
(I) If 1110C CXtmp1 mJm - .....
(2) ()) (4) (5) Dote: Vallie Goin Mooth · Codcl Code I
-· °"" (,f.J>) (A•H) ,..i..,, .... )
D E
Esl ...
(Sec Column Cl) U -Book Value v •Oilier W •Estimated
Fli'IANCIAL DISCLOSURE REPORT
-Page3 of 4
Dcscripcion o( Assds lnoomoduMg Gross value at md ot
(including tr\IStmcQ)
Place "(X)" after each wetexempt &om pior disc.lostwe
Amou .. (e.a. Value Volue div. ttnL ot
(A ·If) (l.P)
4 1. A
A OBU
REV
A
A
A
A
A
51. A
A
A
1. incoinc/Gaio Codes: -$1, 000 ork$s • Sl.001-Sl,500 •$2)01-S.S,OOO !Sc< Columos 81 ...i l>C) F •SSO.OOHI00,000 G • SI00.001.$1,000,000 H1 •Sl.OOO,OOl-S5,000,000
2. V ....Codco: J cSJS.OOOorkss K •SLS.001410,000 L • SSD,OOJ.SI00,000
CS.. Co'""'"' Cl ud 03) N -ruo.ooo.ssco.ooo 0 •Sl00.001.$1,000,000 Pr • s1.ooo.001-ss�ooo.ooo
Daleor Report
D. TraRNetions dun.ta tqiortilLllS period
iype (e.g. fdcntityor buy.sell, buyer/Idler
(ifpivttc transac:tiOft)
•SS,001-SIJ>OOO -SlS,OOJ..SS0,000
H2 •More dwlSS,000,000 • M •SI00,001-$2$0.000
P2 .s;.000.001.m,ooo.ooo
PJ • Sll,000,001-SS0,000,000 P4 -sMorc u sso.000.000
J. VaM.Mcd!od Codes Q -Apjnisll R -Cost(Rcol Only) s . ,,......- T •CasW�
��
Name o f Person Reporting
BECKER, EDWARD R
Dale of Rtpo n
5/1312005
- P>C:CU)C • va!iac, IJ'anscar:ions (includes those of the spouse ud dcpet1dtfll children. See pp . 34-57 of fi ling imtruclions..)
A. 8. c. D. i-c>u1ns "ponmg P<riod rtl)Orting period
(I) (2) (l) (2) (I) 1 rnoccxa111¢-di
(2) (3) (4) (5) Amount Type V2luc Value Gain c.d< I div. rcnL er Code 2 c.d< I
illt) -· (J - P) (Ml) ............ ,
5 5. P<>cono Mm. School Dist. GO ln1a'es1 K T Bought 8-17 K
56. William Penn PA School Dist. GO A Jn1crcst I. T Bought 1-14 I.
57. SYSCO Corp. A Dividend K T Bought 8-9 I.
58. Olamonds Trust 1 A Dividend K T Bought 7-14 K
S9. SPDR UNITSER I A Dividend K T Bought 17- 13 K
60. Ri hmond Town.ship Municipal Bonds ln1a'es1 K T BovaJ>t 8 -25 K
61 . Kenneth Square PKO Atrnl Int.crest K T Bought 8-21 K
62. Erie PA A ln1erest 1 T Bought J • see add itional
63. SPORT UNTTSERV I IRA A Dividend J T Bought 7-14 1
64 . GNMAIRA Dividend 1 T g 6-15 J
6S. Moocynwt A$$<ts bucrcsc J T 6-IS K
66. Jennison Dryden Money Market Fund A Interest L T Bought 7-14 I.
67. AlM Cash RC$CIVC Interest I. T Bought 6-lS I.
68. ONDREMIC D lnlc:rc:St M T Bought 6-IS L
69. FLHMCREMIC lnlCRSI K T Bought 7-14 L
B c B
s . ........,,. ..
(Sec Colwno C2 ) u • B<>olc. V:ilue: v •O:'het V.' • Esa imatcd
. -· .. .
FINANCIAL DISCLOSURE REPORT
·Page4 of 4
vn. INVESTMENTS and TRUSTS
D=riprian ol Asstts Oross "1Jue at end of Tna.� filri.ng portinc period
r-..u., .......... ,
Place ·cxr utcr cadi asses =empt (e.g. vu.. Type (<-£. °"'" 1d..,;,yo1 from prior-.... Codo2 Me...., """·""· Monlti• bqycdstfler(A-H) (HJ coo. l o.y (if pri\-ace
\Q.W) redemptioo)
A
A
A
11-3 comments.
A Bou ht
A Bought
A
A
1. lncomol<l>M1 Codec A • Sl,000 or tc:ss • s1.001..s:i..soo • n.s<ll-SS,000 o -ss.001.s1s.ooo -SlS,001-SS0,000
(Sec ColumM Bl ...i D4) F -SS0,001-$100.000 (l .. s100.001..s1. ooo. ooo m -Sl,000,001-SS,000,000 H2 -Moo< lhao SS, 000.000
2. V.Juc:Codcs: J •SIS,OOOorless K •SlS;OOl-SS0,000 L -sso.001..sioo.ooo 000
(Sec C@lurnns Cl and 03) 1' • SlS<>. SS00,000 0 .. ssoo.001-s1, ooo,ooo Pl • Sl.000,00l·SS�OOO�OOO P2 • 15,000,001-S2S,OOO,OOO
PJ • DS. OOO,OOl.SS0,000, 000 N -S!.lo<o 1hoo SS0,000,000
l. Va!llC Mc1bod Codes Q • Appraid R • Cosr (Raf ESi..:e 01\ly) T •C.uh/Markct
1'.t -Sl00,00l·S2S0,
. --
·-------
·-
•
FINANCIAL DlSCLOSURE REPORT Nameof..._,Rcponi•a Otte ofllepon
BECKER. EDWARD R S/1312005
vm. ADDmONAL INFORMATION OR EXPLANATIONS c-,...,, ....... ,
Linc62 • Eric PA wu pvrthased on I l·J..2003 and inadv<:rtcntly left offlhc 2003 r<port.
.-----------· ·__:::::::_· -_-_-.:.-.:.-.:.-.:.·_. - --r-
---·_- _- _· __ ·_-...... -. . : ·I
Nameof PC110<1 Rq>onin1 O.te ofR<p0<1 I
. f l I
· FINANCIAL DISCLOSURE REPORT
.lllll200S BECXER, EDWAAD R
IX CERTIFICATION.
I certify thatall information given above (including information pertainingto my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information nol reported was withheld because itmet applicable statutory provisions permitting non-disclosure.
l funher certify that earned income from outside employment and bonoraria and the acoepiance of gifts which have been reported are in compliance with the provisions ofS U.S.C. §SOI et. seq., S U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLYAND WIT.FULL y F ALS!FIES ORF AILS TO FILE nns REPORT MA y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additionalcopiesto:
Committee·on Financial Disclosure
Administrative Office ofthe United States Cowts Suite 2-301
One Columbus Cilcle, N.E. Washington, D.C. 20544