I Dateof /J'ld

7

__________ _ Date. ____ _

NAME OF ORGANIZATION/ENTITY

2.

PARTIES

A0-11

Rev.112004

FINANCIAL DISCLOSURE REPORT

1. Person Reporting (Last name; First name, Middle initial)

Koeltl, John G

4. Title (Article m Judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge -Aclivc

Calendar Year 2003

2. Court or Organization

U.S.D.C. Southern District-NY

S. ReportType (check appropriate type)

Q Nomination, Date

0 Initial @Annual 0 FJnal

Report Required by the Ethics in Govemment Act or 1978

(5 U.S.C. app. §§ 101-111)

3.

6. Reporting Period

to 12131!2003

7. Chambers or Office Address

United States Courthouse

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regwations.

500 Pead St. Room 1030

New York,Ncw York 10007-1581 Reviewing Officer

IMPORTANT NaIBS: The instructions accompanying this form must be follmwd. Complete all paJts, checking the NONE box for each part

whem you have no ieportlb.le infomlation. Sign onlast page.

I. POSIDONS. (Reporting individual only; sec pp. 9-13 of filing instructions)

D NONE - (No reportable positions.)

POSmON

1. GENBRALPARTNER PEIP PARTNERS - REAL ESTATE PARTNBRSHIP (PASSIVE)

II. AGREEMENTS. (Reporting individual only; sec pp. 14-16 of filing instructions)

NONE - (No report.able agreements.)

AND TERMS

1.

0-(ftC')r-""' o-tr>Z c> :::0 :z: m2 o?:-n• ..,,-0 fT\

!: -.z:;..

w l'I)N -0 ::s:

-2

rn (') rn -< rn 0

AND GROSS INCOME

DESCRIPTION SOURCE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Kocltl, John G

ID. NON-INVESTMENf INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

D NONE - (No reportable non-investment income.)

SOURCE TYPE (yours, not lpOllle'•)

1. 2003 PELF PARTNERS - BUSINESS INCOME (BSTIMA11ID- 2003 K-1 NOT 1100.00 YET AV.All.ABIE)

2. 2003 NEW YORK UNIVERSITY -1EACHING 10000.00

B. Spouse's Non-Investment Income - (Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

D NONE (No reportable non-investment income.) -

SOURCE AND TYPE

1.

N. REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE - (No such reportable reimbursements.)

1. FEDERALBAR COUNCIL FEBUARY 14-22, 2003 HAWAil-ATI'BND WIN'I'BR BENCH & BAR MEETING. TRAvm... LODCBNG & MEALS.

2.

3.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION VALUE COPE

K

FIN'ANCIAL DISCLOSURE REPORT Name of Person Reporting

KacJtJ, John G

Date ofJleport

r/r!oi£.::.r

V. GIFfS. (Includes those to spouse and dependent children. Sec pp. 28-31 of instructions.)

NONE - {No such reportable gifts.)

1.

VI. (Includes those of spouse and dependent children. .See pp. 32-34 of instructions.) LIABILITIES.

D NONE - {No reportable liabilities.)

1. PEI.FPAR'INBRS NEGATIVE BALANCE IN CAPn'ALACCOUNT.

(3) Gain Code 1

4.

6.

7.

8.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Pagelof4 KaeltJ, John G

VII. INVESTMENTS and TRUSTS income, value, tnmscations (includes those of the spouse Bild dependent clnldml. See pp. 34-S7 offiling instructions.)-

A.

Description of Assets (including trust assets)

Place '(X)" after each asset exemptfrom prior disclosure

DNONE (No rcponable income, assets, or tnmsactiDDS)

1. COCA COIA- COMMON

2. JOHNSON &JOHNSON - COMMON

3. PF.IZER INC. - COMMON

ROYALDlITCH PETROIEUM- COMMON

B. lru:omc reportingperiod

(1)

Amount Code I (A·H)

B

c

c

c

during

(2)

Type (e.g. div. rent or iit.)

Dividend

Dividend

Dividend

Dividend

c.

reporting period

(l)

Value Code2 (J-P)

L

M

M

L

Gross value at end of

(2)

Value Method Codc3 (Q-W)

T

T

T

T

(I)

Type (e.g. bay, acll, merger, redemption)

Contrib.

TD.

raosactious during reporting period

Ifnot exempt ftom disclosUl: (2) (4) (S)

Date: Value Identity of Month- Codc2 buyedscllcr Day (J-P) (A-H) (ifpivate

tnmsa:tion)

12/20 J B Regis HS-Donce

5. VAN KAMPENEMBR.GING GROwra FUND Cl.ASS B -MUI'UALFUND

NODC Exclw!gc 10/28 L Excbange for CLA

VAN KAMPEN EMBR.GING GROwnl FUND CL A-MUTUALFUND

None Buy 10128 L Exchange from CLB

. Sell 10/21 L E

Sell 12I09 M

9. DAVJS NYVBNTURE FUND CLB-MUIUAL FUND

A Dividend M T Sell 01123 J

10. AMBRICANWASHINGI'ON MtmIALFUND INVST B -Mt.TIUAL FUND

B Dividend L T Buy 12131 J

11. MFS VAUJE FUND CLB -MUIUALFUND A Divickmd K T Buy 12131 J

12. PIMCO RBNAJSSANCB FUND CL B -MUIUAL FUND

None M T

13. VAN KAMPEN COMSTOCK.FUND CLB -MUIUALFUND

A Dividend M T Buy 12131 J

14. PIMCO EMERGING MKTS BOND FUND CLC-MUIUALFUND

15.

16. MERRil.LLYNCH CMAMONBY FUND-N.Y.,N.Y.

17. N.Y. STATE DORM. AU'IH. 5.3% MANHATIANVJI.lB BOND DUE 7/1/fYJ

18. N.Y. STATE MTG. AGY. BOND 5.2% DUE 10/1/10

D

A

B

c

Dividend

Dividend

Inten:st

Interest

M

M

K

L

T

T

T

T

Buy

Buy

Buy

10/21 L

12131 J

VAR K Net InaeucTo MMFwld

A.

1/1/18

22.

26.

c.

(3) (S) Gain

Partial

27.

33.

35.

{4)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

P.age2of4 Koe1tl, John G

VIl. INVESTMENTS and TRUSTS -income, wiue. ttanscanons{inc1udesthose ort1iespouseanc1dependentc1uldren. See pp. 34-s1 of filing instructions.)

B. D. Income during Gross value at md of Transactions during reporting period

Description of Assets reporting period reporting period {including trust assets)

Ifnot exempt from clisclosme(1) (2) (I) (2) (I) (2)

Place "(X)" after each asset exempt Value Value Type (e.g. Date:Amount Type (e.g. Value Identity of from prior clisdosure Month-Codc2 Melhod bay, seD, Code I div. rent or Code2 Code I buyer/seller

(J-P) Code3 merger,int.) Day (if private (A-H) (J-P) {A·H)redemption) transaction) (Q-W)

19. TRIBOR. BRIDGE & 1UNNELBOND 6.625% DUEtlOtn.2

20. N.Y. SfATE LOCALGOVTBOND 5.375% DUE

4/ln.4

21. N.Y. SfATE POWER Aura. BOND 5.25% DUE

TRJBOR. BRIDGE &1UNNELBOND 6% DUE 1/1115

23. TRIBOR. BRIDGE & 1UNNELBOND 5.5% DUE 1/1117

24. N.Y. SfATE MTG AGY BOND 5.60% DUE 10I01/17

25. N.Y SfATE SER G BOND 5% DUE OM>l/lS

N.Y. SfATE '!RANS BOND 5% DUE OSIOl/16

B lntexest K T

B lntexest Sell 03/20 L c

B Interest Sell 01/03 L c

A Intexest Sell 01/02 K A

B Inicn:st K T

B lntexest K T

B Interest K T

B .lolcrest .

K T

28.

K TN.Y. SfATE SER CBOND 5.25% DUE 11/15121 B lntexest

B K TN.Y. SfATE DORM. Aura. BOND 5% DUE lntexest 01m12S

N.Y. SfATE 1WY. Aura. BOND SER. C 5.25% DUE 04/Ul/15

29.

30. N.Y. SfATE SER CBOND 5% DUE 08/15/17

31. N.Y. SfA'IB MTG AGY BOND SER 80 5.10% DUE 10,IOl/17

32. N.Y. SfATB SERB BOND 5.25% DUE 08/01120

c

B

c

c

Intcrcst

Interest

Interest

lntexest

L T

K T

L T

L T

34.

N.Y. SfA'IE U>CALGOVTBOND 5% DUE B Inicrmt J T Sell 04/01 K A 04/01/21 Redemption

N.Y. SfA'IB SERF BOND 5% DUE 08/01123 B Interest K T

36.

TRIBOR. BRIDGE & 1UNNEL BOND 5.25% c Interest L T DUE 01/01128

N.Y. STATE URBAN DEV BOND 5.25% DUE B Interest K T 01/01/15

. 3. ValueMethcid:Codes

fl;.;;..(".ti.hmni 'C''.tl .

(3) (S) Gain

.

Partial

48.

so.

Inteiest

(1)

05/20

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dat�iPage3of4 Koeltl, John G

VII. INVESTMENTS and TRUSTS income, value, transcalions (includes 1hose oftbe spouse and dependent i:bildrcn. See pp. 34-57 of filing inslrudions.)-

B. c. D. 1ncomc during Gross value at end of Transactions during reporting period

A.

Description of Assets n:porting period reporting period (including trust assets)

1f not exempt from disclosure(2) (1) (2) (1) (2) (4)

Place "(X)" after each asset exempt Type (e.g. Value Value Type (e.g.Ammmt from prior disclo&OJe

Dale: Value ldentity of

37. N.Y. STATE ENGY RESH BOND 5.5% DUB 01/01'21

38. NEW YORK CITY MUN WfR BOND 5.125% DUE 06/15!21

39. NEW YORK MUN WfR FIN BOND 5.50% DUB 06/15(23

40. NEW YORK CITY MUN WfR BOND 5.50% DUB 06/15(23

'41. N.Y. STATE MTG ACGY REV BOND 5.05% DUB1001/17

42.. NY NY CYTRANSil'NLBOND 5% DUE 05/0lf25

43. N.Y. STATE SER H BOND 5.125% DUE 08/01f25

Code I (A-H)

c

B

c

c

c

B

B

div. rent. or

int.)

Interest

Interest

Intcmrt

Jmerest

Code2 (J-P)

L

K

L

L

lntcRst L T

Intcn:st K T

Interest K T

Method buy, sell, Monlh- Code2 Codel buyer/seller Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

T

T

T

T

Sell J B44. NY NY TRANSil'NLAT BOND 5% DUE 05/01126 B Interest K T Rcclcmption

c45. N.Y. CITY MUN WFA BOND 5% DUE 06/15(27 Interest M T

N.Y. CifY MUN Wl'R BOND 5% DUE 06/15(29 46.

47. NYCITYIDABOND5.% DUE l/22

N.Y. STATE URBAN DEV BOND 5% DUB 01/01128

49. NEW YORK NY TCRS BOND 5% DUB 03/15129

NY CITY CY TRANS BOND 5% DUE 05/01/31

51. N.Y STATE SER C BOND 4.4% DUE 04/15!21

52.. N.Y. STATE NY SERF BOND 5.3% DUB 01/15(26

53. N.Y. STATE DORM. AUTH. 4.75% REV ST JOHNS BOND DUE 07/01128

54. TRIBOR. BRIDGE&. nJNNEL BOND 5% DUE 11/15/32

c

c

B

B

B

A

B

A

c

Interest L T

Intcrcst L T

Interest K T Sell 05/20 K c PartUl Redemption

Interest K T

Intcrcst K T

Interest K T Buy 05/20 K

Intcrcst L T Buy 01!23 L

LInterest L T Buy 03/20

L T Buy 01/02 L

62

64.

66.

MERRllLLYNOl(IRAR

MERRllLLYNOl(IRA :. ru vN.a _,

B.

7£E.A w::zo:_

c.

Ifoot disclosure

{3) Gain

SECM VI ;:0..e_ ' -1 W/-YA- -/JP.Cfo

· -"r '/,£4 llo/.i "1>A 4E -,---, ,

,, __

(J-P)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Page4 of4 Koelt1. John G

vn. INVESTMENTS and TRUSTS -income, value, transcations (includes those of the spouse and dependent dtildn:n. See pp. 34-S7 of' filing instructions.)

SS.

S6.

S1.

SS.

S9.

60.

61.

63.

65.

67.

68.

A.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

cr.rmANKamcKING ACCOUNT-N.Y.,N.Y.

MERRIILLYNOI (IRA ACCOUNI)-DA VlS NY VENTURE FUND-CLB

MERRllLLYNOI (IRA ROUDVER)-AIM BLUE CHIP FUND CLB

MERRilL LYNOI (IRA ROllDVER)-ALGER CAP. APPRBC. FUND

MERRllLLYNOI (IRA R.OllDVER)-AMBR. FD WASHINGTON FUND CLB

MERRilL LYNCH (IRA ROllDVER)- DA VlS NY VBN'IURE FUND CL B

-PUI'N INT'LBQUIIYFUND CL ,>/

INT'LCAP OPP FUND

MBRRill..LYNOl(IRA ROllDVER)-PUTNAM INTL CAP OPP FUND CLC

PEll' PAR'INERS -GENERAL PARTNERSHIP INTEREST

US TREASURY DIRECT- US TREASURY NOTES

CllY & SUBURBAN-SAVINOS ACCf YONKERS, N.Y.

HSBCBANK-MONBY MARKET ACCI'S. -BUl'FALO,N.Y.

Income during reporting period

(I) (2)

Amount Type (e.g. Code! div. rent. or (A-H) int.)

None

A Dividend

None

None

c Dividend

A Dividend

B Dividend

B Dividend

A Dividend

c Interest

A Interest

B Jnterest

D.. Gross value at end of reporting period

TnmsacliD1JS during tepOrting period

(I) (2) (I) exempt from

(2) (4) (S) Value Value Type (e.g. D81r:: Value Identity of Codc2 Method boy, sell, Month- Code2 Code I buyer/seller

Code3 merger, Day (J-P) (A-H) (if private (Q-W) redcmptian) transaction)

J T

J T

M T

M T

N T Buy 12131 J

N T Sell 01/23 K

M T Buy 12131 J

M T Buy 12131 J

K T Buy 01/23 :K -

J u

L T SEEPARTVlll COMMENT

L T SEEPARTVlll COMMENT

L T SEEPARTVDI COMMBN'I'

Date oJ_R

S- 'of

N01EACCOIDii11i1D.

Q CASH TO ACCOUNTS

FINANCIAL DISCLOSURE REPORT NameofPersonReporting

Koeltl, John G

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate pa11 orReport.)

PART VIl-COMMENTS

1) INVESTMENT REPOR'IBD ON IJNE 47 OF 2003 REPOR T HAS BEEN CORRBCTED TO RELF.Ber PROPER DESCRIPilON. nm BOND WHICH WAS REPORTED ON IJNE 51 OFTHE 2002 REPOR T WAS PREVIOUSLY llSTBD AS HAVING AN INTERBSI' RATE OF 5.125% AND A DUE DATE OF 06/01/21 'lllECORRECT DESCRIPTIVE Il'EMS ARE AN INTBREST RATE OF 5% AND A DUE DATE OF 06/01/22..

2) INVESTMENTS REPORTED ON . UNES 65, 66 &GT y ACCOUNTS HEIDATTWO

BANKS ON WHIMIECO-OWNNER WITH ACONVBNIBNCB WBRE FUNDED COMPIBI'ELY BY .,AND AIL EARNINGS ON THESE UNl'S ARE REPORTED BY HBR. DUE TO MY IJSTED JOINT OWNERSHIP IAM R ACCOUNTS AND INCOMEATTIIE TOTAL VAUJB.

Date rt-

> 'f

-

FINANCIAL DISCLOSURE REPORT Name or Person Reporting

Koe1t1, John G

IX. CERTIFICATION.

I certify that all information given above (mcluding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

WHO KNOWINGLY AND WILFUILY FAl.SIFIBS OR FAILS TO FILE TIIlS REPORT MAY AND CRlM1NAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Fmancial Disclosure

Administrative Office of the United States Courts

Suite2-301

One Columbus Circle, N.E.

Washington, D.C. 20544