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1 Goal Setting: An Integral Component of Effective Diabetes Care *Carla K. Miller, Ph.D., R.D. Associate Professor Ohio State University 1787 Neil Ave., 325 Campbell Hall Columbus, OH 43210 T: 614-292-1391 F: 614-292-8880 [email protected] Jennifer Bauman, B.A., R.N. Ohio State University College of Nursing 1585 Neil Ave. Columbus, OH 43210 [email protected] *Corresponding author Keywords: goal; goal setting; goal setting theory; patient goal setting; diabetes mellitus; health behavior change; patient education; lifestyle intervention; glycemic control; review article Word count of text: 4,025 words

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Page 1: Goal Setting: An Integral Component of Effective Diabetes Care · Given the potential for goal setting to be effective in promoting behavioral change, a review of the application

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Goal Setting: An Integral Component of Effective Diabetes Care *Carla K. Miller, Ph.D., R.D. Associate Professor Ohio State University 1787 Neil Ave., 325 Campbell Hall Columbus, OH 43210 T: 614-292-1391 F: 614-292-8880 [email protected] Jennifer Bauman, B.A., R.N. Ohio State University College of Nursing 1585 Neil Ave. Columbus, OH 43210 [email protected]

*Corresponding author Keywords: goal; goal setting; goal setting theory; patient goal setting; diabetes mellitus;

health behavior change; patient education; lifestyle intervention; glycemic control;

review article

Word count of text: 4,025 words

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Abstract Goal setting is a widely used behavior change tool in diabetes education and

training. Prior research found specific relatively difficult but attainable goals set within a

specific timeframe improved performance in sports and at the workplace. However, the

impact of goal setting in diabetes self-care has not received extensive attention. This

review examined the mechanisms underlying behavioral change according to goal

setting theory and evaluated the impact of goal setting in diabetes intervention studies.

Eight studies were identified which incorporated goal setting as the primary strategy to

promote behavioral change in individual, group-based, and primary care settings among

patients with type 2 diabetes. Improvements in diabetes-related self-efficacy, dietary

intake, physical activity, and A1c were observed in some but not all studies. More

systematic research is needed to determine the conditions and behaviors for which goal

setting is most effective. Initial recommendations for using goal setting in diabetes

patient encounters are offered.

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Introduction Conscious human behavior is purposeful and guided by an individual’s goals.

Thus, goal setting is one of the most widely used techniques to promote behavioral

change [1], one of the most evidence-based practices [2], and regularly implemented by

clinicians and diabetes educators [3,4] during patient encounters. Goal setting is

recognized as an evidence-based strategy for promoting behavioral change in the

National Standards for Diabetes Self-Management Education and Support through the

setting of SMART goals (i.e., specific, measureable, achievable, reasonable, and timely

goals) [5]. Furthermore, collaborative goal setting between the physician and patient

was associated with greater trust in the physician and improved glycemic control among

patients with diabetes [6].

Despite the widespread use of goal setting during diabetes encounters , most of

the evidence base regarding goal setting has examined an individual’s motivation in the

workplace and sports performance [7]. Specific difficult goals have been shown to

increase performance across a variety of tasks, timespans, individuals, groups, cultures,

and organizations [8]. Yet, little research has examined whether and how the findings

from workplace motivation and sports performance translate into health behavioral

change and maintenance. Effective diabetes management requires extensive self-

regulation to achieve and sustain optimal glycemia and engagement in a healthy

lifestyle to reduce disease risk and comorbidities. The motivation to maintain quality of

life while minimizing risk for chronic disease poses unique challenges that differ from

the motivation for goal attainment at the workplace. Although prior workplace studies

have not focused on outcomes considered relevant to health behavior, many of the

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outcomes evaluated included cognitive and motivational elements similar in principle to

those in health-related behaviors. In addition, the goal setting procedures used in these

studies are applicable to health behavioral change and diabetes education efforts [9].

Therefore, the purposes of this review are to: (a) examine the mechanisms

underlying behavioral change according to goal setting theory; (b) review how goal

setting has been applied in studies encompassing diabetes education and counseling;

(c) provide initial recommendations for using goal setting effectively in patient

encounters; and (d) offer recommendations for future research regarding goal setting to

promote behavioral change and maintenance. While goal setting is not the only

technique that can be used in successful behavioral change programs and some health

behavior theories do not endorse the goal setting process [10], goal setting is often one

component of a larger, orchestrated group of behavioral change strategies [9].

Goal Setting Theory

Goals motivate action! This is the central premise of goal setting theory [11]. A

goal is defined as the object or aim of an action [8] or a mental representation of desired

outcomes or states [12]. Goal setting theory states that goals are the immediate

regulators of human behavior and the standard used to appraise performance [8,13]. If

people exceed their goal, they experience success; if they fail to attain the goal, they

experience discontent. The greater an individual’s success in achieving high goals, the

greater the individual’s satisfaction and happiness. Thus, goals embody a key aspect of

overall well-being.

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Goals encompass two core components: goal specificity and level of difficulty

(Figure 1). A specific high goal leads to higher performance than an easy goal, no goal,

or a vague goal such as “do your best” [14]. A “do your best” goal (e.g., lose weight)

allows people to set their own performance standard, while a specific goal reduces

variation in behavior by eliminating ambiguity; the target behavior is clearly defined

(e.g., achieve 30 minutes of physical activity 5 days/week). Given adequate ability and

commitment to the goal, the higher the goal the higher the performance or the greater

the behavioral change. Goal difficulty, measured as the probability of success, is

related to performance in a positive linear relation [8]. That is, the highest level of effort

occurs when the task is difficult, assuming the goal is within a person’s ability and

commitment to the goal is high. Performance levels off when the limits of ability are

reached, and initial goal attempts may be needed to establish levels of ability.

However, people may abandon a goal perceived to be impossible to attain.

Four mechanisms explain the effect of a specific goal on behavior according to

goal setting theory (Figure 1). These include goal choice, effort, persistence, and

strategy. Goal choice, or the goal one sets or is assigned, focuses attention toward

goal-relevant and away from goal irrelevant activity. Furthermore, self-efficacy

influences the goal that is set. When goals are self-set, people with higher self-efficacy

set higher goals; they are more committed to assigned goals, find and use better

strategies for reaching the goal, respond more positively to negative feedback, and are

dissatisfied with lower levels of performance than do people with lower self-efficacy [8].

The higher the goal, the greater the effort and persistence (i.e., self-efficacy) needed to

attain it. Setting proximal goals in which a difficult goal is divided into more manageable

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subgoals enhances self-efficacy as people realize progress can be made [8]. One or

more strategies are needed to discover new knowledge or develop new skills to achieve

the proximal goal. If the target behavior is new, people will engage in deliberate

planning to develop strategies that will enable them to attain the goal. Furthermore,

training in appropriate strategies to achieve the target behavior improves discovery or

learning to use those strategies for goal attainment.

Goal setting theory also includes the five moderating variables of ability,

commitment, feedback, resources, and task complexity. Each moderator is briefly

described below. Ability includes possession of the requisite knowledge and skills to

accomplish the goal. For example, individuals need sufficient knowledge regarding

sources of dietary fiber, how to read a food label to identify fiber content, and skills to

prepare fiber-rich foods, if they establish a dietary fiber goal. A learning goal differs

from a performance goal, however. A learning goal (e.g., identify foods high in fiber) is

necessary prior to setting a performance goal (e.g., increase fiber intake to 30

grams/day), if an individual lacks strategies, processes, or procedures for a new,

complex task. Once the necessary knowledge or skill has been acquired, a learning

goal is no longer useful [15]. A specific, high goal regarding behavior should then be

set.

Commitment refers to the degree to which a person is attached to the goal,

considers it important, and is determined to reach it [16]. A high level of commitment is

needed to achieve a high goal. People who exhibit lower levels of commitment

abandon high goals in favor of easier ones. A high goal is more likely to garner

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commitment when the rationale for the goal is provided and people believe they can

attain the goal. Thus, self-efficacy enhances goal commitment.

Feedback reveals progress in relation to the goal. Feedback is a moderator of

goal outcomes in that the combination of goals plus feedback promotes greater success

than goals alone, especially for complex behaviors [17].

Resources also are a goal moderator in that goal attainment is possible only

when people have the necessary social, financial or environmental resources needed.

Resources should be garnered or provided before initiating any goal attempts.

Finally, task or behavioral complexity affects goal attainment. Goals do not

always lead people to choose the best strategies, especially when the goal involves a

new, complex behavior for which there is no training. If goal attainment is not a matter

of using subconscious skills, people draw from a repertoire of skills they used in

previous related contexts and apply them to the present situation. As noted above,

training improves the use of effective goal strategies for novel, complex behaviors.

Goal Setting in Diabetes Self-Care

Given the potential for goal setting to be effective in promoting behavioral

change, a review of the application of goal setting in diabetes self-care was performed.

We searched MEDLINE, Ovid, and CINAHL for relevant studies using the following

keyword and combination of keyword search terms: goal setting, goal setting theory,

diabetes, diabetes mellitus, behavior change, and patient education. Also, we

systematically searched the reference lists of included studies. The inclusion criteria

included randomized controlled trials or controlled studies that evaluated goal setting as

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the primary intervention strategy among patients with diabetes. Only studies published

in English were included. The abstracts of identified citations were reviewed to

determine whether they met the inclusion criteria and eight studies were identified. The

data from each eligible article were summarized (see Table 1).

The studies can be organized into one of three intervention delivery channels,

including in person primary care clinic visits, individual computer-based interventions,

and interventions with community samples. Each of the studies focused on helping

patients set specific goals regarding diabetes self-care. Two of the primary care studies

employed group-based cluster visits or shared medical appointments to implement the

intervention. These studies included an assessment of disease risk markers (e.g., A1c,

blood pressure, cholesterol), the delivery of patient education during a group visit,

followed by the formation of personalized diabetes goal(s) [18,19]. Goals focused

mainly on changes in diet and physical activity, self-monitoring of blood glucose, and

medication adherence.

In the first primary care study, a shared decision making framework was used

during a routine clinical visit for the establishment of diabetes goals that were realistic

for each patient and suited to their personal values, fears and expectations using a 28-

page decision support workbook [18]. Patients were encouraged to discuss their goals

with their health care provider during their next clinical visit. A significant improvement

in the number of patient goals documented in the medical record occurred (the mean

number of goals increased from 0.67 to 1.09 goals; P<0.001); however, there was no

significant change in A1c or body weight at 4-month follow-up.

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In the second primary care study, patients were randomly assigned to either a

group that received two shared medical appointments plus routine primary care or to a

group that received four shared medical appointments with emphasis on collaborative

goal setting and action plans [19]. Patients in the treatment group received information

about principles of goal setting theory such as goal specificity, difficulty and importance.

Discussion of effective patient-physician communication about goals and goal progress

were included during the group sessions. A1c was significantly improved in the goal

setting treatment group following the intervention (see Table 1) with sustained

improvement at 1-year. Self-efficacy also improved in this study and mediated the

relationship between the goal-setting intervention and improvement in A1c at the post-

intervention assessment.

A third study conducted in primary care included use of a written guide with

educational information followed by the setting of a small achievable goal (or action

plan) during a brief counseling session with individual patients [20]. The action plan

specified what, when, how much, and how often patients would engage in a behavior

and then patients rated their level of confidence for achieving this behavior on a scale

from 0 to 10 [21]. Those who rated their confidence < 7 were encouraged to modify the

action plan to be more achievable followed by a second rating of confidence. Two and

four weeks after the counseling session, patients were contacted by telephone to

determine progress in implementing the action plan. At least one behavioral goal was

achieved by 93% of patients and 73% achieved two behavioral goals [20]. Significant

improvement in diabetes-related knowledge, self-efficacy, self-reported behavior, and

diabetes distress was observed [21].

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A series of studies have been conducted using computer-based interventions to

establish behavioral goals among patients with diabetes. Overall, the interventions

were effective in helping participants achieve self-set behavioral goals. In the first

study, patients completed computerized baseline assessments via a touchscreen

monitor, were weighed, and had blood drawn to assess A1c and serum cholesterol [22].

Patients then received feedback on dietary fat intake (the focus of the intervention) and

barriers to self-care, established goals based on dietary assessment results, identified

specific strategies for achieving goals, and rated their level of confidence for achieving

the goal. Those with a high self-efficacy score (> 85 on a 100-point scale) received a

take-home video on the area that presented the most frequent barrier to eating a lowfat

diet (e.g., dining out), while those with a low self-efficacy score returned to the office to

view an interactive video operated via a touchscreen system. The findings revealed a

significant reduction in dietary fat intake and serum cholesterol were obtained following

the intervention.

The second computer-based study focused on increasing levels of physical

activity among patients with diabetes through an internet delivered intervention [23].

Patients completed online assessments and received feedback on their baseline activity

level in relation to national guidelines for moderate intensity physical activity.

Participants were then led through a “5 Steps to Action” planning process in which they

selected a physical activity goal, selected two preferred activities from an activity

checklist, scheduled days of the week and times of day they would perform those

activities, and identified two barriers to physical activity from a barriers checklist.

Participants could enter and track their total minutes of activity/day and generate graphs

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of their progress on the intervention website. Overall, participants reported a moderate

but significant increase in both walking and moderate-to-vigorous intensity physical

activity.

In the third computer-based study, intervention participants completed a CD

ROM-assisted diabetes care enhancement program focused on improving both clinical

(e.g., blood pressure) and patient-centered (e.g., goal setting, patient satisfaction)

aspects of care [24,25]. Patients arrived at their usual diabetes-related primary care

visit 30 minutes early to complete the computerized touchscreen baseline assessment.

Patients answered questions regarding their dietary, physical activity, and smoking

behaviors and were given feedback on each of these behaviors. They were asked to

select a behavior change goal in one of those areas and selected specific activities to

support the goal, identified barriers to achieving the goal, and chose strategies to

overcome these barriers. The computer generated a printout of the patient’s action

plan, and patients met with a “care manager” who conducted a brief counseling session

to review goals before departing. One follow-up phone call occurred 2 weeks later to

review goal progress. Study results showed that participants set a goal in the area that

needed the most improvement [26]. Those who selected physical activity or fruit and

vegetable intake goals had the greatest changes in the targeted behaviors relative to

baseline. However, patients in each of the other goal-setting conditions demonstrated

behavioral changes that approached significance in the other conditions. The findings

suggest that the process of providing recommended guidelines for multiple behaviors

may have led patients to set multiple goals in addition to the self-selected “official” study

goal specified during the goal-setting process.

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Finally, two studies were conducted among patients with diabetes recruited from

the community to evaluate the effect of goal setting on diabetes-related outcomes. The

first study aimed to evaluate the relation between goal difficulty and the adoption of a

low glycemic index (GI) diet. The GI classifies carbohydrate-containing foods according

to their postprandial glucose response [27]. A meta-analysis found low GI diets reduced

A1c by 0.43% more than high GI diets in people with diabetes [28]. Thus, study

participants were randomly assigned to one of two goal conditions (consume either 6 or

8 servings/day of low GI foods) following a 5-week behavioral intervention about GI.

Both treatment groups significantly increased consumption of low GI foods but there

was no significant difference in the change in consumption between groups [29]. Based

on dietary intake at baseline, the goal conditions were not difficult enough to adequately

evaluate the effect of goal difficulty on behavioral change. Nevertheless, significant

reduction in A1c occurred for all participants combined. In addition, participants with

greater self-efficacy beliefs were more committed to their assigned goal, perceived the

goal to be less difficult, and were more satisfied with the dietary change achieved [30].

This is one of the few studies reported to empirically evaluate the relation between goal

difficulty and behavioral change in people with diabetes. The findings lend support to

the role of self-efficacy and goal commitment to achieve change.

The second community-based study recruited adults with diabetes from

community health centers caring for an ethnically and racially diverse population of

medically underserved patients [31]. Study participants met individually with a certified

diabetes educator in which the focus was the identification of a specific area in which

patients believed they could change a behavior and they set highly specific goals with a

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start date, duration, frequency, and a measurable quantity or outcome. Patients rated

their level of confidence for achieving the goal and revised goals with a confidence

rating < 7 on a 10-point scale. Follow-up sessions occurred every 2-3 weeks for a

minimum of 6 sessions; the diabetes educator rated patient’s success at achieving each

goal using a 4-point attainment scale (1 = no success; 4 = complete success).

Nutrition- and exercise-related goals were chosen most often compared to other self-

management behaviors. Analyses revealed that the more goals patients attained, the

more likely they were to improve or maintain their level of glycemic control as measured

by A1c.

The findings from these goal setting studies conducted among people with type 2

diabetes reveal that goal setting is often used in primary care to help patients identify

self-management behaviors to target for change. Goal setting has been associated with

improvement in diabetes outcomes such as A1c, physical activity, dietary intake, and

diabetes-related self-efficacy (see Table 1) [19,21,22,23,26,29]. However, objective

measures of behavior were not assessed across all studies [18,19,21,31]. Research

conducted among patients with type 1 diabetes was not identified during the literature

search. This could be due to type 1 diabetes occurring primarily in children and

adolescents where developmental issues and family communication and conflict play a

more central role in self-management [32,33]. Few studies empirically evaluated the

relation among core concepts in goal setting theory, such as goal specificity and

difficulty, and more research is needed to determine if ability, goal commitment, and

feedback moderate the change in diabetes outcomes following a behavioral intervention

as postulated by goal setting theory.

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Practice Implications

Many diabetes-related behaviors are highly complex and require planning to

develop an appropriate goal setting strategy. Highly complex behaviors, such as

consuming more dietary fiber or engaging in consistently high levels of physical activity,

require effort, persistence, resources, and appropriate strategies. Despite the paucity of

goal setting studies among patients with diabetes, enough is known from existing

research in other fields to provide initial practice recommendations for the inclusion of

goal setting during patient encounters [7,34]. To use goal setting effectively, the

following steps are recommended:

1. Begin with an assessment of: the patient’s current behavior in relation to the

behavioral goal or standard, situational constraints, resources available, and

knowledge and skills for engaging in the behavior. Provide training in the target

behavior if the individual lacks the necessary knowledge or skills. Begin with a

learning goal, instead of a performance goal, when knowledge and skills are low.

2. Determine the level of commitment to addressing the problem. (See reference

#35 for a 4-item instrument to assess goal commitment.) If commitment is low,

address ambivalence about the goal or select another behavior on which to focus

for which there is sufficient commitment [9]. Discuss and resolve conflicting or

competing goals and try to align competing goals [12].

3. Analyze the tasks required to reach the goal. Establish proximal, subgoals for

complex tasks and build a “goal ladder.” A criterion to decide whether a task is

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complex is the degree to which strategic analysis of the behavior is required.

Tasks requiring a great deal of strategic analysis can be considered complex [9].

4. Assess the patient’s self-efficacy for engaging in the behavior. Ask the individual

to rate their level of confidence for achieving the behavior on a 10-point scale (1

= low; 10 = high). Identify the reasons for low self-efficacy, when present.

Establish specific goals at an appropriate level of difficulty to increase efficacious

beliefs. Be sure the goal is specific with a clear behavioral target.

5. Establish specific goals that are relatively difficult but within reach. The goal

selected should require effort but be realistic, considered optimistic, and

attainable in a restricted time frame. Goals considered too easy will not be taken

seriously and goals considered too difficult will not be attempted. Adjust the level

of difficulty based on prior experience and success and current resource levels.

6. Develop detailed plans (i.e., what, when, where, how, how often), called action

plans, regarding goal attainment. Planning is a useful method for generating

strategies and may increase goal commitment [36].

7. Provide feedback regularly and praise successful goal attainment. Frame failed

goal attempts as skill development and learning opportunities. Reassure the

individual that relapse is to be expected and does not represent failure.

8. When goal commitment and ability are high, continue to set incrementally difficult

goals to enhance personal satisfaction and self-efficacy. Reformulate a goal in a

more manageable way when a goal is unattainable in its present form. Modify

successive goal attempts based on lessons learned.

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Directions for Future Research

Too few controlled studies of goal setting in diabetes management exist to draw

firm conclusions regarding its efficacy in this context. Research studying specific

elements of goal setting to improve diabetes self-care is urgently needed. The results

of this research would yield important knowledge for diabetes clinicians, especially

given the burgeoning population of people with prediabetes and type 2 diabetes [37,38].

Specifically, research is needed to answer the following questions:

1. Does the linear goal difficulty-behavior relationship posited by goal setting theory

exist for diabetes-related behaviors? Which behaviors are most amenable (e.g.,

physical activity) and which are least influenced (e.g., medication adherence) by

goal difficulty? What is the upper level of difficulty individuals will pursue before

they abandon the goal?

2. To what degree does goal commitment moderate the goal difficulty-behavior

relationship? Is planning an effective technique for increasing goal commitment?

How does the quality of the plan influence the commitment-behavior

relationship? What are the characteristics of a high-quality goal plan? (See

reference 39 for a tool to assess goal quality.)

3. Are self-set goals more effective in promoting behavioral change than assigning

goals based on standards of care (e.g., achieve 10,000 steps/day; achieve

consistent postprandial glucose levels < 180 mg/dL)? Are assigned goals more

likely to be accepted when given by a credible source?

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4. Can mobile technology be effectively used to create detailed plans for goal

attainment or is mobile technology best suited for cueing (e.g., monitor blood

glucose) or tracking lifestyle behaviors (e.g., calories consumed, step counts for

physical activity) via mobile applications [40]?

5. Can social media be used to promote and increase the behavioral standard for

which goals are set? Is social media a valued source of social support?

6. What kind of feedback should be provided, by whom, under what conditions, and

how often? Can mobile technology be used to provide relevant feedback? Who

should have access to the data obtained for feedback provision?

7. What conditions exist when an individual decides to disengage from a goal

altogether? What situations should exist for re-engaging in the target behavior?

Conclusions

In summary, humans have the ability to conceptualize goals, modify goals based

on prior experience, and engage in purposeful behavior. Goals provide people with a

sense of purpose and goal attainment provides a sense of accomplishment. The

SMART goal acronym (i.e., specific, measureable, achievable, reasonable, and timely)

is a useful tool for helping people establish effective goals. The findings from the studies

reviewed provide a foundation to predict, describe, and influence our own actions and

the actions of the patients we serve. Although goal directedness is inherent in well-

being, people are not necessarily effective self-regulators. Furthermore, personal,

environmental, and social barriers often are encountered on the path to goal attainment,

and competing goals can derail one’s efforts. Self-regulation skills require training,

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effort, and experience [15]. With sufficient training, there is optimism about the benefits

of goal setting and self-regulation. Goal setting is pervasive in diabetes patient

encounters. As stated by Strecher et al. [9], the question is not whether goal setting

should be used, the question is whether goals will be set systematically with regard to

research findings. When used effectively, goal setting can increase satisfaction, self-

efficacy, and commitment to even more ambitious life pursuits.

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Compliance with Ethics Guidelines

Conflict of Interest: Carla Miller and Jennifer Bauman declare that they have no

conflict of interest.

Human and Animal Rights and Informed Consent: This article does not contain any

studies with human or animal subjects performed by any of the authors.

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References

Papers of particular interest, published recently, have been highlighted as:

Of importance

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interventions to modify dietary fat and fruit and vegetable intake: a review of the

evidence. Prev Med. 2002;35:25-41.

2. Michie S, Whittington C, Abraham C, McAteer J. Effective techniques in healthy

eating and physical activity interventions: a meta-regression. Health Psychol.

2009;28(6):690-701.

3. Langford A, Sawyer DR, Gioimo S, Brownson CA, O’Toole ML. Patient-centered

goal setting as a tool to improve diabetes self-management. Diabetes Educator.

2007;33 (Suppl 6):139S-44S.

4. Fleming SE, Boyd A, Ballejos M, Kynast-Gales SA, et al. Goal setting with type 2

diabetes: a hermeneutic analysis of the experiences of diabetes educators.

Diabetes Educator. 2013;39(6):811-19.

5. Haas L, Maryniuk M, Beck J, et al. on behalf of the 2012 Standards Revision

Task Force. National standards for diabetes self-management education and

support. Diabetes Care. 2014;37(Suppl 1):S144-53.

6. Lafata JE, Morris HL, Dobie E, Heisler M, Werner RM, Dumenci L. Patient-

reported use of collaborative goal setting and glycemic control among patients

with diabetes. Patient Educ Counsel. 2013(1);92:94-9.

7. Kyllo LB, Landers DM. Goal setting in sport and exercise: a research synthesis to

resolve the controversy. J Sport Exerc Psych. 1995;17:117-37.

Comment [CM1]: Citations with a comment can receive a bullet.

Comment [CM2]: Current recommendations for diabetes education and support which endorse goal setting as an effective technique.

Comment [CM3]: Collaborative goal setting was related to greater trust in the patient’s physician, high perceived confidence for diabetes care, and improved glycemic control.

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8. Locke ED, Latham GP. Building a practically useful theory of goal setting and

task motivation: a 35-year odyssey. Am Psychol. 2002;57(9):705-17.

9. Strecher VJ, Seijts GH, Kok GJ, et al. Goal setting as a strategy for health

behavior change. Health Educ Q. 1995;22(2):190-200.

10. Glanz K, Rimer BK, Viswanath K. Health behavior and health education: theory,

research, and practice, 4th ed. San Francisco, CA: Jossey-Bass; 2008.

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Englewood Cliffs, NJ: Prentice Hall; 1990.

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and illness: a review. Appl Psychol. 2005;54(2):267-99.

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Englewood Cliffs, NJ: Prentice-Hall, Inc., 1984.

14. Latham GP, Ganegoda DB, Locke EA. Goal setting: a state theory, but related to

traits. In: Chamorro-Premuzic T, von Stumm S, Furnham A. The Wiley-Blackwell

Handbook of Individual Differences, 1st ed. West Sussex, UK: John Wiley &

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Table 1. Description of goal setting studies targeted to adults with type 2 diabetes

Abbreviations:1 SDM = shared decision making; 2 GS = goal setting; 3 T2DM = type 2 diabetes mellitus; 4 R = randomization to treatment group; 5

FU = follow-up measures; 6 UC = control group received usual care; 7 SE = self-efficacy; 8 PA = physical activity; 9AC = attention control group; 10 n.s. = non-significant; 11PHQ-9 = Patient Health Questionnaire-9; 12 PAID-2 = Problem Areas in Diabetes -2 Scale; 13 CDE = certified diabetes educator

Citation Objective Sample Research Design Intervention Key Results Reference

#18 Feasibility of SDM1 & GS2

T2DM3 ≥ 6 mo. (n=44)

Single group pre-/ post-test

Decision-support workbook & 1-2 hr. education session

↑DM understanding (+1.07, p=.001); ↑# goals in medical record (+0.42, p<.001)

Reference #19

Evaluate GS through shared medical appt.

T2DM 50- 90 years old; A1c ≥ 7.5%

(n=87)

R4; Parallel 2 group pre-/ post-test w/3 & 12 mo. FU5; UC6 w/group education

4 group sessions on GS and action planning every 3 wks over 3 mo.

↓ A1c @ 3 mo. & 1 yr. (between group diff = 0.67%, p=.03 and 0.59%, p=.05, respectively); ↑SE7 @ 3 mo. (between group difference = 0.84, p <.02); SE mediated change in A1c

References # 20, 21

Assess GS as part of Living with Diabetes Guide

T2DM > 18 years old (n=229)

Single group pre-/ post-test w/2, 4, 12-16 wk FU

1-15 min. counseling session 2 phone counseling sessions @ 2 and 4 wks; GS & action planning during individual clinic visit

73% achieved and sustained ≥ 2 behavioral goals; ↑patient activation (+4.93); ↑ SE7 (+4.29); ↓distress (-5.15); ↑ knowledge (+6.16); ↑ self-care (+5.62); all p<.001

Reference #22

Evaluate office-based intervention on dietary intake

T2DM or T1DM, ≥ 40 years old

(n=177)

R; 2 group cluster pre-/ post-test w/3 mo. FU; UC

Computer assessment of diet feedback GS & action planning w/ interventionist video; FU phone call @ 1 and 3 wks

↓ kcal/day ; ↓ % kcal from fat ; ↓ % kcal from saturated fat ; ↓ serum cholesterol (all p <.01)

Reference #23

Evaluate internet intervention to ↑PA8

T2DM ≥ 40 years old, PA levels less than recommended

(n=78)

R; Parallel 2 group pre-/ post-test w/8 wk FU; AC9

Personalized 8-wk internet-based to ↑ PA w/online support; completed 5 Steps to Action planning process

↑ PA for both groups (p<.001); between group difference was n.s.10

References #24, 26

Evaluate diabetes care enhancement program

T2DM > 25 years old (n=886)

R; 2 group cluster pre-/ post-test w/6 mo. FU; UC

30-45 min. CD-ROM GS intervention w/feedback on baseline behaviors 8-10 min. counseling session phone call 2 wks later

↓ Fat intake (p<.05); ↑ Fruit & Vegetable intake (p=.075); change in PA, PHQ-911 & PAID-212 were n.s.; greater change made in behavior targeted for change through GS

References #29, 30

Evaluate GS re: low glycemic index diet and goal difficulty

T2DM ≥ 1yr, 40-65 years old, A1c ≥ 7%, no insulin

(n=35)

R; Parallel 2 group pre-/ post-test w/8 wk FU

5 wk 1.5 hr. group intervention for all R to goal of 6 or 8 servings of low glycemic index foods/day 8 wk FU

Both groups achieved dietary goal; ↓ A1c (-0.58%, p=.01) & weight (-2.3 kg, p=.01) for all participants combined; 8 serving/day group perceived greater goal difficulty

Reference #31

Evaluate GS through community health centers

T2DM adult, PHQ-9 < 10

(n=488)

Single group pre-/post-test w/FU every 6 mo.

Minimum 6 individual GS & action planning sessions w/CDE13 every 2-3 wks

Goal attainment at any FU visit ↓ risks category (39%) & PA category (64%) vs. other goal categories

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Figure 1. Central concepts in goal setting theory [8]. The dashed line indicates feedback channels.