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English 306A; Harris 1 Pragmatics Interpersonal function Austinian Speech Acts Gricean Conversational Principles

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English 306A; Harris 1

Pragmatics

Interpersonal functionAustinian Speech ActsGricean Conversational Principles

English 306A; Harris 2

Speech Acts

Sam-I-Am’sbeen here.

I can’t find any whisky!

Conversational maxims

English 306A; Harris 3

Functions

Ideational function:What does “The cat is on the mat” mean as an

expression in the system of English?How?

Denotation, truth conditions, event schemata, semantic roles, …

Interpersonal function:What does “The cat is on the mat” mean to hearer X,

when said by speaker Y, in context Z?How?

Speech acts, conversational maxims, face principles, deixis, …

English 306A; Harris 4

Functions

Ideational function:What does “The cat is on the mat” mean as an

expression in the system of English?How?

Denotation, truth conditions, event schemata, semantic roles, …

Interpersonal function:What does “The cat is on the mat” mean to hearer X,

when said by speaker Y, in context Z?How?

Speech acts, conversational maxims, face principles, deixis, …

English 306A; Harris 5

Meaning

SemanticsPropositionsTruth/falsityContext-freeLanguage-in-vitro

PragmaticsUtterancesAppropriatenessContext-dependentLanguage-in-vivo

English 306A; Harris 6

Ideational function

What we’ve been studying to this point:Language from the perspective of encoding ideas, and the mechanics of transmitting those ideas, within the system of a language.

English 306A; Harris 7

Interpersonal function

Language from the perspective of making and maintaining human contact, so we can coöperate, negotiate, decide, get along, build bridges, and generally function as social animals.

English 306A; Harris 8

Interpersonal function

A supplement to the ideational function—not a substitute—but a crucial supplement.

The ideational function is necessary, but not sufficient.

English 306A; Harris 9

Phatic communionsocial contact

Communicativemental contact

Interpersonal function

English 306A; Harris 10

Interpersonal function

Phatic

The use of language to establish or maintain social relations

Sam!

English 306A; Harris 11

Phatic

Utterances whose chief function is to establish or maintain contact; much like canine gluteus-maximus reciprocal olfactory analysis.

Hi, Hello, yo, …How are you, How’s it going,

How’s it hanging, …Live long and prosper, Keep

on truckin, Keep it real, …Nice weather, Cold enough

for you?, Hope the rain don’t hurt the rhubarb, ….

English 306A; Harris 12

Interpersonal function

Communicative

The use of language to encode and transmit intentions

I will try them. You will see.

English 306A; Harris 13

Interpersonal function

Communicative

The use of language to encode and transmit intentions

Wait! Hold the presses. That sounds like the ideational function! What gives?

English 306A; Harris 14

Interpersonal function

Communicative

The use of language to encode and transmit intentions

Not quite. Notice the word is “intentions,” not “ideas”.

English 306A; Harris 15

Interpersonal function

Communicative

The use of language to encode and transmit intentions

Take, for instance, the utterance, If you will let me be, I will try them. You will see.

Ideationally, it’s just a pair of propositions.

Communicatively, it’s a surrender, a capitulation, a collapse of my resolve, and a prediction that I won’t like

your damn viridescent chow!

English 306A; Harris 16

Communicative

Utterances whose chief function is to share mental contents

InformationAttitudesWorldviews

The cat is on the mat.Homer eats crap.Huh?Try them, try them, and you

may, I say.My kingdom for a horse. Please put the lid back

down.Put the F&^#ing lid down!e = mc2

English 306A; Harris 17

Phatic and Communicative

=Sam!If you will letme be, I will try them. You will see.

English 306A; Harris 18

Phatic and Communicative

Every utterance has both phatic and communicative dimensions.

English 306A; Harris 19

Speech Acts & Conversational Maxims

J. L. AustinPeople do things with words beyond asserting truth. We act through speech.

H.P. GriceThe way people coordinate their speech is very intricate. We follow maxims.

English 306A; Harris 20

English 306A; Harris 21

Speech acts

Locutionthe utterance of a sentence with specific denotation

Illocutionthe making of a statement, offer, promise, …

Perlocutionthe bringing about of effects on the audience by means of uttering a sentence (persuading, entertaining, scaring, …)

English 306A; Harris 22

Locutionthe utterance of a sentence with specific denotation

Illocutionthe making of a statement, offer, promise, …

Perlocutionthe bringing about of effects on the audience by means of uttering a sentence (persuading, entertaining, scaring, …)

Speech acts

English 306A; Harris 23

Locutionthe utterance of a sentence with specific denotation

Illocution= the speech act

Perlocutionthe bringing about of effects on the audience by means of uttering a sentence (persuading, entertaining, scaring, …)

Speech acts

English 306A; Harris 24

Illocutions/Speech Acts

statement

statement

statement

confirmation

despisement

English 306A; Harris 25

Acts through speech

Offer, decline, accept, promise, bet, warn, threaten, suggest, advise, declare, marry, christen, compliment, insult, joke, …

Try them! Try them! Try them and you

may I say!

Sam!If you will let me be, I will try them. You will

see.

English 306A; Harris 26

Performative verbs

Verbs which describe the action speakers perform with the corresponding sentences.

They do not need to be present; diagnostics.

English 306A; Harris 27

Performative verbs

ask, tell, describe, state, …

promise, advise, request, …

pronounce, christen, sentence, …

English 306A; Harris 28

ask, tell, describe, state, …

promise, advise, request, …

pronounce, christen, sentence, …

Performative verbs

Informative

Obligative

Constitutive

English 306A; Harris 29

Performative verbs—informative

ask, tell, describe, assert, …

I ask you: is the cat on the mat?

I’m telling you, the cat is on the mat.

I assert: the cat is on the mat.

English 306A; Harris 30

Performative verbs—obligative

promise, advise, request, …

I promise you: the cat is on the mat.

I advise you: the cat is on the mat.

I request of you: put the cat on the mat.

English 306A; Harris 31

Performative verbs—constitutive

pronounce, christen, sentence, …

I pronounce you husband and wife.

I christen this vessel the Good Ship Lollipop.

I sentence you to thirty days in the hole.

English 306A; Harris 32

Performative acts without performative verbs

Speech acts without performative verbs

English 306A; Harris 33

Speech acts without performative verbs

I ask you, is the cat on the mat?

ORIs the cat on the

mat?OR

The cat is on the

mat?

English 306A; Harris 34

Speech acts without performative verbs

I’m sorry. vs.

I apologize.

I’m sorry for The Cat. vs.

I apologize for The Cat.

English 306A; Harris 35

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Ritualized social circumstances (thank someone when something has been exchanged, sentence at termination of trial, pronunciation of marriage,…); utterance primarily constitutes act.

Communicate, or request communication of information (assert facts, question truth of facts, solicit the completion of an assertion, …); utterance primarily engages in trafficing information.

Commit self or solicit others to do something (offer assistance, request favour, make a bet, …); utterance primarily concerns future conduct.

Constitutive

Informative

Obligative

English 306A; Harris 36

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Expressive

Declarative

Assertive

Interrogative

Directive

Commissive

thanking, apologizing, …

sentencing, pronouncing, …

asserting, describing, …

asking

requesting, ordering, …

promising, offering, …

Constitutive

Informative

Obligative

English 306A; Harris 37

Speech Act?

Would you? Could you?In a box?Could you? Would you?With a fox?

English 306A; Harris 38

Speech Act?

Would you? Could you?In a box?Could you? Would you?With a fox?

Obligative (Commissive)Offering

English 306A; Harris 39

Speech Act?

Would you? Could you?In a box?Could you? Would you?With a fox?

Obligative (Commissive)OfferingObligative (Directive)Urging

English 306A; Harris 40

Speech Act? Not in a box.Not with a fox. …I would not eat green eggs and ham.I do not like them, Sam-I-am.

English 306A; Harris 41

Speech Act? Not in a box.Not with a fox. …I would not eat green eggs and ham.I do not like them, Sam-I-am.

Obligative (Commissive)Declining

English 306A; Harris 42

Speech Act? Not in a box.Not with a fox. …I would not eat green eggs and ham.I do not like them, Sam-I-am.

Informative (Assertive)Warranting

English 306A; Harris 43

H. P. Grice

English 306A; Harris 44

How to talk

Make your conversational contribution such as is required, at the stage at which it occurs, by the accepted purpose or direction of the talk-exchange in which you are engaged.

(Grice 1975: 45)

English 306A; Harris 45

How to talk

Coöperate.

English 306A; Harris 46

Relation

Quality

Quantity

Manner

Be relevant.

Be truthful.

Be sufficient (but not prolix).

Be perspicacious.

How to talk, more specifically

Grice’s Maxims

English 306A; Harris 47

How to talk and interpret; conversational implicature

Grice’s MaximsNot moral or social injunctions

Empirically derived principles

Maxims that people naturally follow, and generally expect others to follow

To speak

To understand (conversational implicature)

Observable mostly in violation

English 306A; Harris 48

Maxim of relationIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be relevant.A1: Yep, there’s a gas station at

King and Weber. [closed]A2: Nope, you’ll have to go all

the way to Erb Street; everything’s closed around here because of the anthrax scare.

English 306A; Harris 49

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthfulSay what you believe

to be true.Don’t say what you

believe to be false.

English 306A; Harris 50

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthfulSay what you believe to

be true.Don’t say what you

believe to be false.A1: Nope. [ommitting that

there is gas bar at the Canadian Tire.]

A2: Well, there’s a gas bar, if you just need some gas.

English 306A; Harris 51

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthfulSay what you believe to

be true.Don’t say what you

believe to be false.A1: Nope. [false; there is one]A2: Yep, two lights up on the

left there’s a new Petrosaurus Station.

English 306A; Harris 52

Maxim of quantityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Provide enough informationBut not too muchA1: Yep.A2: Sure, King and Erb.A3: Yep, King and Erb.

They have a sale ongumboots at the hardware store across the street from it, too.

English 306A; Harris 53

Maxim(s) of mannerIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be clearDon’t be obscureDon’t be ambiguousBe briefBe orderly

English 306A; Harris 54

Maxim(s) of mannerIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be clearYes. Somewhere near the

theatre. Don’t be obscureDon’t be ambiguousBe briefBe orderly

English 306A; Harris 55

Be clearDon’t be obscure

Yep. Next to the old Smith place.

Don’t be ambiguousBe briefBe orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 56

Be clearDon’t be obscureDon’t be ambiguous

Maybe there is, maybe there isn’t.

Be briefBe orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 57

Be clearDon’t be obscureDon’t be ambiguousBe brief

Sure quite a few. I know where every gas station built in the KW area since the Great War was located. First, there was the Ollie Petrie Service Station at the corner of …

Be orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 58

Be clearDon’t be obscureDon’t be ambiguousBe briefBe orderly

Sure. At Erb, turn right off King. To get to King, take Westmount, and turn left when you get there. Before that, go three lights down University and turn left at Westmount. First, however, …

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 59

[T]hough some maxim is violated at the level of what is said, the hearer is entitled to assume that that maxim, or at least the overall cooperative principle, is observed at the level of what is implicated.

How to listen(Conversational implicature)

English 306A; Harris 60

Grice’s Maxims

The important point:

Grice charted the many, many ways we coordinate our speech to each other’s needs and expectations.

English 306A; Harris 61

Intention; figuration

All language dialogic (conversational).Grice’s maxims form a baseline of expectations.Figures of thought (tropes) function by violating

maxims, deviating from baseline.The ‘first reading’ doesn’t make sense, so hearers

figure out the speaker’s intention--not what the utterance means, but what the speaker means by that utterance.

English 306A; Harris 62

Metonymy

Violates quality

Satisfies relation,quantity, manner

English 306A; Harris 63

Metaphor

My love is red, red rose.

English 306A; Harris 64

Repetitio

My love is red, red rose.

Violates manner(brevity)

Satisfies relation,quantity, quality

English 306A; Harris 65

Polyptoton

Violates manner(brevity)

Satisfies relation,quantity, quality

English 306A; Harris 66

Irony

Violates quality

Satisfies relation,quantity, manner

Lovely day!

English 306A; Harris 67

Paronomasia

Violates manner(clarity)

Satisfies relation,quantity, quality

English 306A; Harris 68

Now, for the high-brow stuff

Polonius:

What do you read, my lord?

Hamlet

Words, words, words.

Violates quantity and relation

(Satisfies quality and mostly manner)

English 306A; Harris 69

Now, for the high-brow stuff

Polonius:What is the matter, my lord?

Hamlet

Between whom?

Violates relation

(satisfies quantity, manner, … quality?)

English 306A; Harris 70

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

English 306A; Harris 71

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

Violates

quantity

English 306A; Harris 72

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

Violates

relation

English 306A; Harris 73

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

Violates

manner

(clarit

y, brevity

, orderlin

ess)

English 306A; Harris 74

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

HamletQuality

?

English 306A; Harris 75

Now, for the high-brow stuff

Hamlet

English 306A; Harris 76

I ask to be, or not to be.That is the question, I ask of me.This sullied life, it makes me shudder.My uncle's boffing dear, sweet mother.Would I, could I take my life?Could I, should I, end this strife?Should I jump out of a plane?Or throw myself before a train?Should I from a cliff just leap?Could I put myself to sleep?…To sleep, to dream, now there's the rub.I could drop a toaster in my tub.

Hamlet

English 306A; Harris 77

Pragmatics

Interpersonal functionPhatic and Communicative

Speech actsInformative, Constitutive, and Obligative

Grice’s MaximsThe coöperative principle (and its ramifications)Speaking and understanding (conversational

implicature)