electronic states in hybrid boron nitride and graphene structures · 2013-08-09 · electronic...

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Electronic states in hybrid boron nitride and graphene structures M. Zhao, 1 Y. H. Huang, 2 F. Ma, 1,3,a) T. W. Hu, 1 K. W. Xu, 1,4,a) and Paul K. Chu 3,a) 1 State Key Laboratory for Mechanical Behavior of Materials, Xi’an Jiaotong University, Xi’an 710049, Shaanxi, China 2 College of Physics and Information Technology, Shaanxi Normal University, Xi’an 710062, Shaanxi, China 3 Department of Physics and Materials Science, City University of Hong Kong, Tat Chee Avenue, Kowloon, Hong Kong, China 4 Department of Physics and Opt-Electronic Engineering, Xi’an University of Arts and Science, Xi’an 710065, Shaanxi, China (Received 3 May 2013; accepted 25 July 2013; published online 9 August 2013) The energy bands and electronic states of hybrid boron nitride (BN) and graphene structures are studied by first principle calculations. The electronic states change from semi-metallic to insulating depending on the number of B and N atoms as well as domain symmetry. When there are unequal numbers of B and N atoms, mid-gap states usually appear around the Fermi level and the corresponding hybrid structure possesses magnetic and semi-metallic properties. However, when the numbers of B and N atoms are equal, a band gap exists indicative of a semiconducting or insulating nature which depends on the structural symmetry. V C 2013 AIP Publishing LLC. [http://dx.doi.org/10.1063/1.4817883] I. INTRODUCTION Graphene and boron nitride (BN), which are two- dimensional materials and commonly fabricated by mechani- cal peeling 13 and chemical vapor deposition (CVD), 47 have aroused immense research interests. 810 Graphene is a semi-metal without an obvious band gap, 1113 but con- versely, single-layer h-BN has a wide band gap of up to 5.9 eV. 6 Hence, it is difficult to integrate these two materials in electronic devices, and appropriate modification of the energy band structure is necessary. Graphene can be con- verted into a p-type and n-type semiconductors with a band gap by substituting C atoms with B and N atoms, respec- tively. 14,15 However, B-N and C-C bonds tend to segregate in the BCN systems and this usually leads to the formation of a hybrid mono-layered structure composed of BN and gra- phene with lattice constants of 2.51 A ˚ and 2.46 A ˚ , respec- tively, resulting in only 2% lattice mismatch. 16 Ci et al. 6 have synthesized large-area hybrid structures with randomly distributed domains of h-BN and graphene. This composite is expected to possess properties complementary to those of graphene and h-BN, particularly the band gap which can be engineered. Theoretical calculations 1721 have disclosed that the energy band structures are sensitive to the shape and size of the hybrid domains and even exhibit qualitative changes in the electronic states. However, the physical origin is still unclear. In this work, by means of ab initio calculation, we systematically study the energy band structure as well as the electronic states in two hybrid structures, graphene domains embedded in the BN matrix and vice versa. Our results indi- cate that the number of B and N atoms affects the band struc- ture. When the numbers of B and N atoms are the same, semiconducting characteristics are observed and change with the symmetry of the domains. However, when they are not equal, mid-gap states arise around the Fermi level resulting in a semi-metallic nature. The results provide insights to the electronic states of hybrid graphene-BN structures. II. ATOMIC MODEL AND CALCULATION METHOD 7 Â 7 h-BN supercell with the lattice constant of 2.51 A ˚ is constructed as shown in Fig. 1(a). There are 49 B atoms and 49 N atoms. All the bond lengths are 1.45 A ˚ which is the same as that in the perfect h-BN monolayer. When B and N atoms in a particular region are replaced by C atoms, the hybrid structure with BN as the matrix and graphene as the embedded domains is formed. Figs. 1(b)1(l) show some of the hybrid structures. The morphologies of the graphene domains are different from each other and two cases are involved. As shown in Figs. 1(b)1(h), the numbers of B atoms and N atoms are the same, whereas in Figs. 1(i)1(l), the number of B atoms is not equal to that of N atoms. A vacuum region 22 A ˚ in thick 22 is added perpendicular to the graphene sheet and periodic boundary conditions are applied to all three directions. In the second hybrid structure com- posed of graphene as the matrix and BN as the embedded domains, the graphene super-cell is first constructed and then C atoms are replaced by B and N atoms. The hybrid struc- tures are opposite to those depicted in Fig. 1. Theoretical cal- culation is performed using the density functional theory (DFT) implemented in MedeA-VASP. 22 Relaxations are car- ried out until the force on each atom is less than 0.04 eV/A ˚ . The generalized gradient approximation with the Perdew- Burke-Ernzerhof exchange-correlation potential (GGA-PBE) is adopted with a kinetic-energy cutoff of 400 eV. The k-point sampling scheme of (6 Â 6 Â 1) is applied to all the structures and the electronic configurations of B, C, and N are 2s 2 2p 1 , 2s 2 2p 2 , and 2s 2 2p 3 , respectively. All the hybrid models are optimized before calculating the energy band structure. In the optimized hybrid configurations, a) Authors to whom correspondence should be addressed. Electronic addresses: [email protected]; [email protected]; and [email protected] 0021-8979/2013/114(6)/063707/5/$30.00 V C 2013 AIP Publishing LLC 114, 063707-1 JOURNAL OF APPLIED PHYSICS 114, 063707 (2013)

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Page 1: Electronic states in hybrid boron nitride and graphene structures · 2013-08-09 · Electronic states in hybrid boron nitride and graphene structures M. Zhao,1 Y. H. Huang,2 F. Ma,

Electronic states in hybrid boron nitride and graphene structures

M. Zhao,1 Y. H. Huang,2 F. Ma,1,3,a) T. W. Hu,1 K. W. Xu,1,4,a) and Paul K. Chu3,a)

1State Key Laboratory for Mechanical Behavior of Materials, Xi’an Jiaotong University, Xi’an 710049,Shaanxi, China2College of Physics and Information Technology, Shaanxi Normal University, Xi’an 710062, Shaanxi, China3Department of Physics and Materials Science, City University of Hong Kong, Tat Chee Avenue,Kowloon, Hong Kong, China4Department of Physics and Opt-Electronic Engineering, Xi’an University of Arts and Science,Xi’an 710065, Shaanxi, China

(Received 3 May 2013; accepted 25 July 2013; published online 9 August 2013)

The energy bands and electronic states of hybrid boron nitride (BN) and graphene structures are

studied by first principle calculations. The electronic states change from semi-metallic to insulating

depending on the number of B and N atoms as well as domain symmetry. When there are unequal

numbers of B and N atoms, mid-gap states usually appear around the Fermi level and the

corresponding hybrid structure possesses magnetic and semi-metallic properties. However, when

the numbers of B and N atoms are equal, a band gap exists indicative of a semiconducting

or insulating nature which depends on the structural symmetry. VC 2013 AIP Publishing LLC.

[http://dx.doi.org/10.1063/1.4817883]

I. INTRODUCTION

Graphene and boron nitride (BN), which are two-

dimensional materials and commonly fabricated by mechani-

cal peeling1–3 and chemical vapor deposition (CVD),4–7

have aroused immense research interests.8–10 Graphene is a

semi-metal without an obvious band gap,11–13 but con-

versely, single-layer h-BN has a wide band gap of up to

5.9 eV.6 Hence, it is difficult to integrate these two materials

in electronic devices, and appropriate modification of the

energy band structure is necessary. Graphene can be con-

verted into a p-type and n-type semiconductors with a band

gap by substituting C atoms with B and N atoms, respec-

tively.14,15 However, B-N and C-C bonds tend to segregate

in the BCN systems and this usually leads to the formation

of a hybrid mono-layered structure composed of BN and gra-

phene with lattice constants of 2.51 A and 2.46 A, respec-

tively, resulting in only 2% lattice mismatch.16 Ci et al.6

have synthesized large-area hybrid structures with randomly

distributed domains of h-BN and graphene. This composite

is expected to possess properties complementary to those of

graphene and h-BN, particularly the band gap which can be

engineered. Theoretical calculations17–21 have disclosed that

the energy band structures are sensitive to the shape and size

of the hybrid domains and even exhibit qualitative changes

in the electronic states. However, the physical origin is still

unclear. In this work, by means of ab initio calculation, we

systematically study the energy band structure as well as the

electronic states in two hybrid structures, graphene domains

embedded in the BN matrix and vice versa. Our results indi-

cate that the number of B and N atoms affects the band struc-

ture. When the numbers of B and N atoms are the same,

semiconducting characteristics are observed and change with

the symmetry of the domains. However, when they are not

equal, mid-gap states arise around the Fermi level resulting

in a semi-metallic nature. The results provide insights to the

electronic states of hybrid graphene-BN structures.

II. ATOMIC MODEL AND CALCULATION METHOD

7� 7 h-BN supercell with the lattice constant of 2.51 A

is constructed as shown in Fig. 1(a). There are 49 B atoms

and 49 N atoms. All the bond lengths are 1.45 A which is the

same as that in the perfect h-BN monolayer. When B and N

atoms in a particular region are replaced by C atoms, the

hybrid structure with BN as the matrix and graphene as the

embedded domains is formed. Figs. 1(b)–1(l) show some of

the hybrid structures. The morphologies of the graphene

domains are different from each other and two cases are

involved. As shown in Figs. 1(b)–1(h), the numbers of B

atoms and N atoms are the same, whereas in Figs. 1(i)–1(l),

the number of B atoms is not equal to that of N atoms. A

vacuum region 22 A in thick22 is added perpendicular to the

graphene sheet and periodic boundary conditions are applied

to all three directions. In the second hybrid structure com-

posed of graphene as the matrix and BN as the embedded

domains, the graphene super-cell is first constructed and then

C atoms are replaced by B and N atoms. The hybrid struc-

tures are opposite to those depicted in Fig. 1. Theoretical cal-

culation is performed using the density functional theory

(DFT) implemented in MedeA-VASP.22 Relaxations are car-

ried out until the force on each atom is less than 0.04 eV/A.

The generalized gradient approximation with the Perdew-

Burke-Ernzerhof exchange-correlation potential (GGA-PBE)

is adopted with a kinetic-energy cutoff of 400 eV. The

k-point sampling scheme of (6� 6� 1) is applied to all the

structures and the electronic configurations of B, C, and N

are 2s22p1, 2s22p2, and 2s22p3, respectively.

All the hybrid models are optimized before calculating the

energy band structure. In the optimized hybrid configurations,

a)Authors to whom correspondence should be addressed. Electronic

addresses: [email protected]; [email protected]; and

[email protected]

0021-8979/2013/114(6)/063707/5/$30.00 VC 2013 AIP Publishing LLC114, 063707-1

JOURNAL OF APPLIED PHYSICS 114, 063707 (2013)

Page 2: Electronic states in hybrid boron nitride and graphene structures · 2013-08-09 · Electronic states in hybrid boron nitride and graphene structures M. Zhao,1 Y. H. Huang,2 F. Ma,

the C, B, and N atoms are in the same plane. Compared to the

initial values, the bond length of C-B at the interface is

stretched slightly ranging from 1.50 A to 1.54 A, while the

bond length of C-N is reduced ranging from 1.40 A to 1.44 A,

suggesting that the interaction between C and N is stronger

than that between C and B. The C-C bond length in the gra-

phene domain is slightly larger than that in perfect graphene.

In the cases described by Figs. 1(g) and 1(h), the graphene

domains have a lower symmetry. The calculated bond lengths

of C-B and C-N at the interface differ from each other, and the

C-C bond length in the graphene domain is inhomogeneous

and asymmetrical. With regard to the other hybrid structures

with high-symmetry domains, the bond lengths in both the

domain and near the interface change symmetrically.

Inhomogeneous lattice distortion and stress are induced

thereby changing the energy band structure as well as elec-

tronic states.

III. BAND STRUCTURE AND ELECTRONIC STATES

Fig. 2 shows the calculated energy band structures (left

panels) and the total electronic density of states (TDOS)

(right panels) of BN sheets embedded with graphene

domains. Figs. 2(a) and 2(b) show the results of the h-BN

monolayer for comparison. There is a large band gap of

about 4.66 eV that is close to 4.57 eV derived in the previous

theoretical work,21 but it is smaller than 5.9 eV obtained

experimentally.6 This can be ascribed to the utilization of the

GGA-PBE potential which usually underestimates the band

gap. 196 energy levels are involved in the h-BN super-cell.

Taking the spin state into account, there are 2 electrons at

each energy level and consequently, 392 extra-nuclear elec-

trons fill the 196 energy levels in the system. As shown in

Fig. 3(a), the conduction band is mainly contributed by the porbital of B and the valence band is due to the p orbital of N.

When B or N is substituted by C, an electron or a hole is

introduced. If the numbers of replaced B and N atoms are the

same [Figs. 1(b)–1(h)], the total number of electrons is main-

tained and no additional energy level is needed to fill the

electrons. There is a wide band gap as shown in Figs. 2(c)

and 2(d). The band gap depends on the symmetry and size of

the graphene domains. Fig. 3(b) shows the corresponding

partial electronic density of states (PDOS) decomposed into

p orbitals of B, N, and C. Several additional individual peaks

below the Fermi energy (Ef) due to strong hybridization

between p orbitals of B, N, and C can be observed. This is

also indicated by the strongly localized partial charge density

in the graphene and domain boundary as shown in the inset

of Fig. 3(b). The overlapping area of the PDOS between C

and N is larger than that between C and B, and the electronic

density between C and N is larger. It indicates stronger inter-

actions between C and N as described above. However, if

the numbers of the replaced B and N atoms are not equal, the

number of electrons in the hybrid system is altered and addi-

tional energy levels are needed to fill the electrons. Figs. 2(e)

and 2(f) present the results of the hybrid structure shown in

Fig. 1(i) in which a small triangular graphene patch is em-

bedded in the BN super-cell. In this system, 6 B atoms and

7 N atoms are replaced by C atoms, and it is equivalent to

substituting one N atom with one C atom. One of the valence

energy levels (No. 196) of h-BN is raised, leading to a mid-

gap energy around the Fermi level as shown by the dotted

FIG. 1. Atomic structures: (a) BN

7� 7 supercell and (b)-(l) BN sheets

embedded with graphene domains. The

red dotted lines represent the axis of

symmetry of the inserted graphene

patch.

063707-2 Zhao et al. J. Appl. Phys. 114, 063707 (2013)

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blue box in Figs. 2(e), 2(f), and 3(c). Fig. 2(g) displays the

magnified configuration of the mid-gap energy level. Only

one electron is filled and the other electronic state is empty.

As a result, a hole is introduced. Spin-polarization calcula-

tion demonstrates that the mid-gap state is spin-up dominant,

thereby exhibiting semi-metallic and magnetic features, as

shown in the projected density of states in Fig. 4. This is dis-

tinctly different from the pristine h-BN sheet and hybrid

structures with the same numbers of B and N atoms.16,17 The

discrepancy can be understood by Lieb theorem.17,23 As

shown in the inset of Fig. 3(c), the partial charge density cor-

responding to the mid-gap states marked by the dotted blue

box is not localized but rather distributed throughout the

super-cell. In the hybrid structure shown in Fig. 1(j), 10 B

atoms and 12 N atoms are replaced by C atoms. It is

equivalent to substituting two N atoms with C atoms, and

two doping energies (Nos. 195 and 196) are raised to around

the Fermi level in the mid gap. Fig. 2(h) displays the magni-

fied configuration of the two mid-gap energy levels. Each is

filled with an electron and thus there are two empty elec-

tronic states. The energy band gaps of the hybrid structures

in Figs. 1(j), 1(l), and 1(i) are 2.47 eV, 2.04 eV, and 2.21 eV,

respectively. Concerning the hybrid structure in Fig. 1(k),

7 B atoms and 6 N atoms are replaced by C atoms. It is

equivalent to substituting one B atom with a C atom but an

additional doping energy is introduced at around the Fermi

level in the mid gap to fill the redundant electron, as illus-

trated in Fig. 2(i). It appears that the bottom energy level

(No. 197) of the conduction band moves downward and it is

opposite to the two cases aforementioned. The energy band

gap of the hybrid structure in Fig. 1(k) is about 0.82 eV and

smaller than those in the cases with less B atoms. The hybrid

structures in Figs. 1(j), 1(k), and 1(l) also exhibit magnetic

and semi-metallic characteristics. All in all, unequal B and N

FIG. 2. Energy band structures (left panels) and TDOS (right panels) of

three representative BN sheets embedded with graphene quantum dots: (a)

and (b) Pure h-BN in Figs. 1(a); (c)–(f) hybrid structures shown in Figs. 1(b)

and 1(i), respectively; (g)–(i) magnified mid-gap states in the three hybrid

BN-based structures in Figs. 1(i)–1(k), respectively.

FIG. 3. PDOS decomposed into p orbitals in three representative hybrid

structures with BN as the matrix and graphene as the embedded domains:

(a) Pure h-BN shown in Figs. 1(a)–1(c) and the hybrid structures shown in

Figs. 1(b) and 1(i), respectively. The partial charge density is shown in the

insets in (b) and (c).

063707-3 Zhao et al. J. Appl. Phys. 114, 063707 (2013)

Page 4: Electronic states in hybrid boron nitride and graphene structures · 2013-08-09 · Electronic states in hybrid boron nitride and graphene structures M. Zhao,1 Y. H. Huang,2 F. Ma,

atoms in the hybrid structure give rise to mid-gap states and

the number is equal to that of the net charges, i.e., the differ-

ence between B and N.

Fig. 5 shows the energy band structures and TDOS of

three typical hybrid structures with BN domains embedded

in graphene sheets. They are opposite to those shown in

Figs. 1(a), 1(b), and 1(i). Figs. 5(a) and 5(b) present the

results of the 7� 7 graphene super-cell involving 98 C

atoms. Here, 196 energy levels are filled by 392 extra-

nuclear electrons. There is no band gap and a semi-

metallic nature of graphene is indicated. Similar to the

hybrid BN-based structures, when a C atom in graphene is

replaced by N or B, it is equivalent to introducing an elec-

tron or hole. In the hybrid structure with the same number

of B and N atoms, the number of electrons is maintained

and no net charge is introduced, but the band gap is open

as shown in Figs. 5(c) and 5(d). Our results corroborate

the experimental results. The band gap depends on the

symmetry and size of the BN domain. Almost all the band

gaps of the hybrid grapheme-based structures are smaller

than 1 eV which is close to that of crystalline silicon.

However, when the numbers of B and N atoms are differ-

ent, mid-gap energy levels appear around the Fermi level.

Figs. 5(e) and 5(f) present the energy band structure and

TDOS of the hybrid structure with a triangular BN patch

embedded in the graphene super-cell. In this system, 13 C

atoms are replaced by 6 B atoms and 7 N atoms. It is

equivalent to substituting one C atom with one N atom.

Hence, a net charge is injected and an additional energy

level is introduced at around the Fermi level in the mid

gap, as shown in Fig. 5(e). Fig. 5(g) shows the detailed

energy level (No. 197). In the hybrid graphene-based

structure similar to that shown in Fig. 1(j), 22 C atoms are

replaced by 10 B atoms and 12 N atoms. Two net charges

are injected and two additional energy levels (Nos. 197

and 198) are introduced at around the Fermi level in the

middle of band gap. This can be clearly observed from

Fig. 5(h). In these two cases, the newly formed energy lev-

els belong to the conduction band. In the hybrid structure

similar to that shown in Fig. 1(k), 13 C atoms are replaced

by 7 B atoms and 6 N atoms. It is equivalent to

substituting one C atom with a B atom and so one of the va-

lence energy levels (No. 196) of graphene is raised leading

to a mid-gap energy at around the Fermi level. Fig. 5(i) rep-

resents the magnified energy level. The results are similar to

those of the BN-based structures, i.e., equal number of B

and N, dominating the energy band structure and electronic

properties. The energy band gaps of the hybrid structures

resembling the cases in Figs. 1(i), 1(j), 1(k), and 1(l) are

0.07 eV, 0.31 eV, 0.02 eV, and 0.48 eV, respectively.

Fig. 6 summarizes the band gaps of the hybrid BN- and

graphene-based structures. For graphene domains with the

same size, the distribution symmetry of N-C and B-C bonds

is dominant. The lower the symmetry, the smaller is the

FIG. 4. Spin-polarized density of states of electrons of the hybrid structure

shown in Fig. 1(i).

FIG. 5. Energy band structures (left panels) and TDOS (right panels) of

three representative graphene sheets embedded with BN quantum dots: (a)

and (b) Pure graphene layer; (c)–(f) hybrid structures similar to those shown

in Figs. 1(b) and 1(i), respectively; (g)–(i) magnified mid-gap states in the

three hybrid graphene-based structures similar to those shown in Figs. 1(i),

1(j), and 1(k), respectively.

063707-4 Zhao et al. J. Appl. Phys. 114, 063707 (2013)

Page 5: Electronic states in hybrid boron nitride and graphene structures · 2013-08-09 · Electronic states in hybrid boron nitride and graphene structures M. Zhao,1 Y. H. Huang,2 F. Ma,

band gap. This is closely related to the stress distribution at

the junction of BN and graphene. For instance, the hybrid

structures in Figs. 1(c) and 1(h) have the same number of

carbon atoms, i.e., the same compositions of C, B and N,

but the shape symmetry is lowered from Fig. 1(c) to Fig.

1(h). Specifically, in the hybrid structure in Fig. 1(h), the

graphene domain is irregular and B and N atoms near the

domain edge experience stress different from each other.

The system symmetry is altered considerably. This leads to

significant modification of the band structure. That is, the

band gap is reduced from 4.66 eV to 0.82 eV as indicated

by the dotted circle. However, in the hybrid structure in

Fig. 1(c), B and N atoms near the edge of the circular gra-

phene domain experience uniform stress and the system

symmetry is maintained. The band structure changes from

4.66 eV to 2.27 eV as indicated by the dotted circle. The

band gap reduction is smaller than that in the hybrid struc-

ture shown in Fig. 1(h). The band gap in hybrid graphene-

based structures changes slightly with size and symmetry of

the embedded BN domains, and all the band gaps are

smaller than 1 eV. These properties bode well for applica-

tions to microelectronics.

IV. SUMMARY

In conclusion, the electronic properties of two hybrid

structures, graphene domains embedded in BN matrix and

vice versa, are studied. The energy band structure and elec-

tronic states of the hybrid structure are changed from being

semi-metallic to insulating. There are mid-gap states near the

Fermi level if the numbers of N and B atoms in the super-

cell are not equal. The number of mid-gap states is deter-

mined by the number of carriers caused by the imbalance

between B and N sublattices and magnetic and semi-metallic

characteristics result. If the numbers of B and N atoms are

equal, no mid-gap states appear near the Fermi level and

insulating or semiconducting characteristics are observed.

The band gaps are dominated by the symmetry and size of

the domains. The hybrid graphene-based structures have

similar modified electronic states but they possess higher

carrier mobility than the hybrid BN-based structures.

Moreover, the band gaps of the hybrid graphene-based mate-

rials are smaller than 1 eV and bode well for applications to

microelectronics.

ACKNOWLEDGMENTS

This work was jointly supported by Key Project of

Chinese National Programs for Fundamental Research and

Development (Grant No. 2010CB631002), National Natural

Science Foundation of China (Grant Nos. 51271139 and

51171145), New Century Excellent Talents in University

(NCET-10-0679), Fundamental Research Funds for the

Central Universities, and Hong Kong Research Grants

Council (RGC) General Research Funds (GRF) Nos. CityU

112510 and 112212.

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FIG. 6. Energy band gaps of the hybrid

structures.

063707-5 Zhao et al. J. Appl. Phys. 114, 063707 (2013)