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1 Foto: Haus der Zukunftsenergien Design Assessment & Certification TÜV Nord Group Certification Body for Wind Turbines & Consultancy in Wind Energy Mr. Oliver Rosee, Mr. Werner Petruschke, Mr. Jürgen Millhoff www.tuev-nord.de Email: [email protected] TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff 2 Content Introduction Definitions Multilateral Agreements Technical Standards Certification Diagram Type Certificate Project Certification Certification of Components National Requirements Conclusion

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Page 1: Design Assessment Certification · IEC WT01 (2001): Type Testing Load Measurements IEC 61400-13 Blade Tests Static and Dynamic IEC 61400-23 Other Tests e.g. Gearbox Power Performance

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Foto: Haus der Zukunftsenergien

Design Assessment &

Certification

TÜV Nord GroupCertification Body for Wind Turbines

&Consultancy in Wind Energy

Mr. Oliver Rosee, Mr. Werner Petruschke, Mr. Jürgen Millhoffwww.tuev-nord.de

Email: [email protected]

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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Content

Introduction

Definitions

Multilateral Agreements

Technical Standards

Certification Diagram

Type Certificate

Project Certification

Certification of Components

National Requirements

Conclusion

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TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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Introduction

Why do you need a certification??

Quality!

The Market ask for it!

Product Safety!

In international markets you need always a certification!

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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Definitions (1)

Sectors regulated by lawIn Bezug auf Akkreditierung, Zertifizierung und Prüfung gelten als gesetzlich geregelt die Bereiche, in denen durch Rechtsvorschriften Regelungen festgelegt sind. Dazu gehören Akkreditierungen, die im Rahmen von Notifizierungsverfahren durchgeführt werden sowie Akkreditierungen, Zertifizierungen, Prüfungen und mit ähnlichen Begriffen beschriebene Verfahren, die in nicht harmonisierten Rechtsvorschriften enthalten sind.

Sectors non-regulated by lawIn Bezug auf Akkreditierung, Zertifizierung und Prüfung gelten als gesetzlich nicht geregelt die Bereiche, in denen keine Rechtsvorschriften der EU oder nationale Rechtsvorschriften existieren und alle Aktivitäten freiwillig auf Vertragsbasis geregelt werden.

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Definitions (2)

AccreditationConfirmation through a third party (e.g. DAP), that TUV NORDis qualified to do the checks in wind energy(ISO/IEC 17000:2005, 5.6)

CertificationConfirmation through a third party (e.g. TUV NORD) based on products, process, systems or persons. We can certify all objects with the exception of ourselves.

(ISO/IEC 17000:2005, 5.5)

ConfirmationGenerating of a evidence of conformity on the basis, that the definedrequirements (3.1) will be fulfilled. (ISO/IEC 17000:2005, 5.2)

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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Definitions (3)

Requirements for accreditation bodiesEN ISO/IEC 17011

Requirements for certification bodies

ManagementSystems

ISO Guide 62ISO Guide 66

EN 45012

EN ISO/IEC17021

Persons

EN 45013

EN ISO/IEC17024

Products

ISO Guide 65(ISO Guide 28,

53,67)EN 45011

(proper for the wind energy)

Requirementsfor

InspectionBodies

EN ISO/IEC 17020

GeneralRequirements

for thecompetence of

testing and calibration

laboratories

(proper for the wind energy)

EN ISO/IEC17025

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International acceptance of certificates (1)

EAEuropean co-operation

for Accreditation

APLACAsia Pacific Laboratory

AccreditationCooperation

ILACInternationalLaboratory

AccreditationCooperation

IAFInternationalAccreditation

Forum(Accreditation of

certification bodies)

PACPacific Accreditation

Cooperation(Accreditation of

certification bodies)

International Accreditation Associations

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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International acceptance of certificates (2)

IAFINTERNATIONAL ACCREDITATION FORUM(see www.iaf.nu)

IAF Multilateral Recognition Arrangement (MLA)

The primary objective of conformity assessment is to give its users confidence thatrequirements applicable to products, services, systems, processes and materials have been met.

One purpose of the IAF MLA is to provide users in countries with accreditation bodies, that are IAF MLA members, assurance that equivalent certification / bodies in othercountries operate to the same standard as those in their own country.

Accreditations granted by IAF Multilateral Recognition Arrangement (MLA) accreditationbody members are recognised worldwide based on their equivalent accreditationprogrammes, therefore reducing costs and adding value to industry and consumers.

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International acceptance of certificates (3)

The number of IAF MLA Signatories at November 2007 is as follows:

• IAF QMS MLA: • Three Regional Accreditation Groups (EA, PAC & IAAC) and 39 Accreditation Bodies

• IAF EMS MLA: • Two Regional Accreditation Groups (EA & PAC) and 36 Accreditation Bodies

• IAF Product MLA: • Two Regional Accreditation Groups (EA & PAC) and 28 Accreditation Bodies

Once an accreditation body is a member of the MLA it is required to recognize the certificates issued bycertification/registration bodies accredited by all other members of the MLA.

You will find the complete list under: www.iaf.nuwww.iaf.nu

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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International acceptance of certificates (4)

MLA-Subscribers of the Europeam co-operation for Accreditation

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International technical standards (1)

History of the standards

Germany (IfBt 1988; GL1986)

Netherland (1985, pre-guideline to the NVN 11400-0)

Denmark (1988)

IEC (1994: IEC1400-1)

India (TAPS 2000)

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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International technical standards (2)

IEC 61400-1 Edition 2.0/3.0 (1999 / 2005)Part 1: Design requirementsIEC 61400-2 Edition 2.0 (2006-03)Part 2: Design requirements for small wind turbinesISO 81400-4:2005Wind turbines -- Part 4: Design and specification of gearboxesIEC 61400-11 Consolidated Edition 2.1 (incl. am1) (2006-11) Part 11: Acoustic noise measurement techniquesIEC 61400-12-1 Edition 1.0 (2005-12) Part 12-1: Power performance measurements of electricity producing wind turbinesIEC/TS 61400-13 Edition 1.0 (2001-06)Part 13: Measurement of mechanical loadsIEC/TS 61400-14 Edition 1.0 (2005-03) Part 14: Declaration of apparent sound power level and tonality valuesIEC 61400-21 Edition 1.0 (2001-12) Part 21: Measurement and assessment of power quality characteristics of grid connected wind turbines

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International technical standards (3)

IEC/TS 61400-23 Edition 1.0 (2001-04)Part 23: Full-scale structural testing of rotor bladesIEC/TR 61400-24 Edition 1.0 (2002-07) Part 24: Lightning protectionIEC 61400-25-1 Edition 1.0 (2006-12)Part 25-1: Communications for monitoring and control of wind power plants - Overall description of principles and modelsIEC 61400-25-2 Edition 1.0 (2006-12) Part 25-2: Communications for monitoring and control of wind power plants - Information modelsIEC 61400-25-3 Edition 1.0 (2006-12)Part 25-3: Communications for monitoring and control of wind power plants - Information exchange modelsIEC 61400-25-5 Edition 1.0 (2006-12) Part 25-5: Communications for monitoring and control of wind power plants -Conformance testing

HDT 27./ 28.05.2008: Zertifizierungen für internationale Märkte W. Petruschke 14

Certification Diagram

Certification of wind turbines

InternationalGL-Guideline 2003/2004

InternationalIEC WT01 (2001)

Certification for IndiaTAPS 2000

Certification forDenmark

Danish Energy authority's Executiveorder 1018 (2007)

Certification for theNetherlands

NVN 11400-0/A1 (2005) / IEC WT01

„Typenprüfung“ in Germany

DIBT Guideline

The accreditationof TUV NORD included all national and international guidelines!

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Type Certification acc. IEC WT01 (2001)

ManufacturingEvaluation

TypeCharacteristicMeasurements

(optional)

TypeTesting

Design Evaluation

FoundationDesign Evaluation

(optional)

TypeCertificate

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IEC WT01: Design Evaluation

Loads

Mechanical components

Tower

Foundation and Bases

Safety System

Rotorblades

Electrical Components

Nacelle /Spinner

Manuals (maintenance, manufacturing, commissioning)

Personnel Safety

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IEC WT01 (2001): Type Testing

Load MeasurementsIEC 61400-13

Blade TestsStatic and Dynamic

IEC 61400-23

Other Testse.g. Gearbox

Power Performance

MeasurementsIEC 61400-12

Safety and Function Tests

IEC WT01

Type TestConformityStatement

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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IEC WT01 (2001): Manufacturing Evaluation

Manufacturing Inspection

• Specifications, drawings• Critical Fabrication processes• Qualification of personnel• Material certificates

QM SystemISO 9001

ManufacturingEvaluation

Conformity Statement

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IEC WT01 (2001): Type Characteristics Measurements

PowerQuality

IEC 61400-21

Type CharacteristicsMeasurements

Conformity Statement

Acoustic Noise

IEC 61400-11

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Project Certification acc. IEC WT01 (2001)

O&M Surveillance(optional)

FoundationDesign

Evaluation

Site Assessment

InstallationEvaluation

(otional)

Project Certificate

Type Certificate

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Site Assessment acc. IEC WT01 (2001)

Wind conditions: Windspeed, Turbulence

Other environmental effectsTemperature, Earth quakes, Sandstorm…

Electrical Grid CharateristicsRequirements of the Utilities

Foundation soilLoad capacity, other indicators

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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Foundation Design Evaluation IEC WT01 (2001)

Checks of the foundation statics according guidelines or localstandards

Statics, Drawings

Checks according the used guidelineStiffness, Mass and Rotary inertia

In consideration of the soil investigation

Q&M Surveillance(optional)

FoundationDesign

Evaluation

Site Assessment

InstallationEvaluation

(otional)

Project Certificate

Type Certificate

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Installation Evaluation IEC WT01 (2001)

Check of the QM-System for erection and comissioning

Check of the documentation compliance

Monitoring during the comissioning

Q&M Surveillance(optional)

FoundationDesign

Evaluation

Site Assessment

InstallationEvaluation

(otional)

Project Certificate

Type Certificate

TWTIA, 07/31/2008 O. Rosee, W. Petruschke, J. Millhoff

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Operation & Maintenance surveillance IEC WT01 (2001)

Operation and Maintenance have to be conform with certifieddocuments

Spot-check as a accompanying measure

Inspection of saftey relevants parameter

Q&M Surveillance(optional)

FoundationDesign

Evaluation

Site Assessment

InstallationEvaluation

(otional)

Project Certificate

Type Certificate

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• Foundation: Acceptance of the reinforcement

• Towers: Welding inspection, Concrete inspection

• Rotorblades: Check of Manufacturing and Assembling

Acceptance of the reinforcement Check of Manufacturing and Assembling

Projectcertification: practical examples (1)

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Cracked welded seam at a tower Dangerous assemblingmistake!

!

Projectcertification: practical examples (2)

!

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Bad workmanship!

Rotorblade

Projectcertification: practical examples(3)

! !

Accelerometer

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Component Certification nach IEC WT01 (2001)

ManufacturingEvaluation

TypeTesting

Design Evaluation

ComponentCertificate

Certification of components as

• Rotorblades• Gear Boxes • Ball bearings• Brakes…

Based on independent load specifications

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Examples of national requirements

EuropeGermanyDenmarkNetherlandsItalyBulgaria

AsienIndieaP.R. China

North AmericaU.S.A.Canada

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National requirements: Germany

Wind turbines will certify according the german building law:Type Approval acc. DIBT

Reports– Loads– Safety Equipments– Rotorblades– Machinery, Nacelle cover– Comissioning

Civil engineering check– Tower– Foundation

Relevant: Type Approval isn‘t the same as Type Certificate!!Only official duties have to carry out the Type Approval! TUV NORD are one of them.

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National requirements: Europe (1)

DenmarkHave an own certification scheme ≙ WT01 with additional requirementsResponsible: Danish Energy AuthorityAcceptance of the accreditation needed

http://www.wt-certification.dk/UK/Bodies.htmhttp://www.wt-certification.dk/UK/Rules.htm

NetherlandsHave an own certification scheme ≙ WT01 with additional requirements

ItalyLoads and Reports of the wind turbine will be accepted on the basis of theIEC-GuidelineTowers and Foundations have to fullfil some checks through a local Design Certifying Engineer

BulgariaA building permission require the WT01-Certification

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National requirements: Asia (1)

IndiaResponsible for permissions:

C-WET (Center for Wind Energy Technology)Ministry of Non-conventional Energy Sources

Requirements: Guideline TAPS-2000 (ammended 2003)IEC WT01 only in combination with IEC 61400-1, ed.3 (2005) or(momentary) possible: GL-Guideline, DS or NVNExtreme Wind speed acc. IS875 (Part 3)-1987Temperature from - 5°C to 60°C99% humidityMay be EarthquakesMinimum 350 power failures per year have to be calculated in the design

TUV NORD had certified wind turbines for the indian market according theTAPS-2000 Guideline.

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National requirements: Asia (2)

P.R.China

IEC WT01 and GL-Guideline will be acceptedThe permit procedure is not clear

TUV NORD is still working in certification of different wind turbines from chinesemanufacturers.

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National requirements: North America (1)

U.S.A.No problems with the IEC-Certificates

No regulatory permit procedure. Every state has his own procedure.

Towers and Foundations have to fullfil some checks through a local Design Certifying Engineer

Often there are special requirements regarding the environmentalconditions (e.g. low temperature, - 30°C and lower)

Manufacturers from abroad have to check and compare the materials (e.g. steel and concrete)

You have to fullfil the UL-Standards (www.ul.com)

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National requirements: North America (2)

Kanada

No problems with the IEC-Certificates

No regulatory permit procedure. Every state has his own procedure.

Towers and Foundations have to fullfil some checks through a local Design Certifying Engineer

Often there are special requirements regarding the environmentalconditions (e.g. low temperature, - 30°C and lower)

Manufacturers from abroad have to check and compare the materials (e.g. steel and concrete)

You have to fullfil the CSA Standards (www.csa.ca)

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Conclusions (1)

Certification is a requirement for a successfullymarket entry and is relevant for:

CustomersFinancing InstitutsInsurance companiesBuilding permissions

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Conclusions (2)

Only authorities / companies which have the accreditationmay arrange the certification (e.g. TUV NORD)

The IEC-Certification is important for the international markets

Nationals Guidelines will adjust in the near futureBut: There is no real international standard today!

The customer need consulting!

Bigger modifications because of new guidelines:IEC 61400-1, ed. 3 (2005)IEC WT01 (2001) will be substituted throughIEC TS 61400-22 (2007) Committee Draft (CD)

3

2

8

a

6

5

4

1

1 Grid Connection2 Rotor Blade Calculations3 Machinery4 Turbulence Reports (CFD)a) Influence of Adjacent

Structuresb) Interaction of Wind

Turbines5 Calculation of Foundation6 Shadow Flicker Prognosis7 Wind Farm Optimisation8 Tower Statics9 Icing Risks

10 Risk Analysis11 Noise Expertises

and Measurements12 Environmetal Impact

Studies13 Wind Resource Prognosis

7b

10

911

12

13

ThankThank youyou forfor thethe attentionattention!!