cpoe facilitates errors study from 2005

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current as of April 23, 2009. Online article and related content http://jama.ama-assn.org/cgi/content/full/293/10/1197 . 2005;293(10):1197-1203 (doi:10.1001/jama.293.10.1197) JAMA Ross Koppel; Joshua P. Metlay; Abigail Cohen; et al. Facilitating Medication Errors Role of Computerized Physician Order Entry Systems in Correction Contact me if this article is corrected. Citations Contact me when this article is cited. This article has been cited 265 times. Topic collections Contact me when new articles are published in these topic areas. Error Quality of Care; Quality of Care, Other; Drug Therapy; Adverse Effects; Medication the same issue Related Articles published in . 2005;293(10):1261. JAMA Robert L. Wears et al. Computer Technology and Clinical Work: Still Waiting for Godot . 2005;293(10):1223. JAMA Amit X. Garg et al. Performance and Patient Outcomes: A Systematic Review Effects of Computerized Clinical Decision Support Systems on Practitioner Related Letters . 2005;294(2):180. JAMA Ross Koppel et al. In Reply: . 2005;294(2):179. JAMA Don Levick et al. . 2005;294(2):179. JAMA Steven M. Hegedus. . 2005;294(2):179. JAMA Charles Safran et al. . 2005;294(2):178. JAMA Sam Bierstock et al. . 2005;294(2):178. JAMA Ann Keillor et al. Computerized Physician Order Entry Systems and Medication Errors http://pubs.ama-assn.org/misc/permissions.dtl [email protected] Permissions http://jama.com/subscribe Subscribe [email protected] Reprints/E-prints http://jamaarchives.com/alerts Email Alerts at University of South Carolina on April 23, 2009 www.jama.com Downloaded from

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Researchers including Ross Koppel publish a paper in the Journal of the American Medical Association highlighting 22 new problems that arise from the use of computerized provider order entry.

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Page 1: CPOE Facilitates Errors Study from 2005

 current as of April 23, 2009. Online article and related content 

  http://jama.ama-assn.org/cgi/content/full/293/10/1197

 . 2005;293(10):1197-1203 (doi:10.1001/jama.293.10.1197) JAMA

 Ross Koppel; Joshua P. Metlay; Abigail Cohen; et al.  

Facilitating Medication ErrorsRole of Computerized Physician Order Entry Systems in

Correction Contact me if this article is corrected.

Citations Contact me when this article is cited. This article has been cited 265 times.

Topic collections

Contact me when new articles are published in these topic areas.Error Quality of Care; Quality of Care, Other; Drug Therapy; Adverse Effects; Medication

the same issueRelated Articles published in

. 2005;293(10):1261.JAMARobert L. Wears et al. Computer Technology and Clinical Work: Still Waiting for Godot 

. 2005;293(10):1223.JAMAAmit X. Garg et al. Performance and Patient Outcomes: A Systematic ReviewEffects of Computerized Clinical Decision Support Systems on Practitioner

Related Letters

. 2005;294(2):180.JAMARoss Koppel et al. In Reply: 

. 2005;294(2):179.JAMADon Levick et al. . 2005;294(2):179.JAMASteven M. Hegedus. . 2005;294(2):179.JAMACharles Safran et al. . 2005;294(2):178.JAMASam Bierstock et al.

. 2005;294(2):178.JAMAAnn Keillor et al. Computerized Physician Order Entry Systems and Medication Errors

http://pubs.ama-assn.org/misc/[email protected] 

http://jama.com/subscribeSubscribe

[email protected]/E-prints 

http://jamaarchives.com/alertsEmail Alerts

at University of South Carolina on April 23, 2009 www.jama.comDownloaded from

Page 2: CPOE Facilitates Errors Study from 2005

ORIGINAL CONTRIBUTION

Role of ComputerizedPhysician Order Entry Systemsin Facilitating Medication ErrorsRoss Koppel, PhDJoshua P. Metlay, MD, PhDAbigail Cohen, PhDBrian Abaluck, BSA. Russell Localio, JD, MPH, MSStephen E. Kimmel, MD, MSCEBrian L. Strom, MD, MPH

ADVERSE DRUG EVENTS (ADES)are estimated to injure or killmore than 770000 people inhospitals annually.1 Prescrib-

ing errors are the most frequentsource.2-5 Computerized physician or-der entry (CPOE) systems are widelyviewed as crucial for reducing prescrib-ing errors2,3,6-17 and saving hundreds ofbillions in annual costs.18,19 Comput-erized physician order entry systemadvocates include researchers, clini-cians, hospital administrators, phar-macists, business councils, the Insti-tute of Medicine, state legislatures,health care agencies, and the lay pub-lic.2,3,6-10,12,14-17,20-22 These systems areexpected to become more prevalent inresponse to resident working-hour limi-tations and related care discontinui-ties23 and will supposedly offset causes(eg, job dissatisfaction) and effects(eg, ADEs) of nursing shortages.24,25

Such a system is increasingly recom-mended for outpatient practices (BOX).

Adoption of CPOE perhaps gath-ered such strong support because itspromise is so great, effects of medica-

See also pp 1223 and 1261.

Author Affiliations: Department of Sociology (Dr Kop-pel), Department of Medicine, Cardiovascular Divi-sion (Dr Kimmel) and General Medicine Division (DrsMetlay and Strom), Center for Clinical Epidemiologyand Biostatistics (Drs Koppel, Metlay, Cohen, Kim-mel, and Strom and Mr Localio), Department of Bio-statistics and Epidemiology (Drs Metlay, Kimmel, andStrom and Mr Localio), Department of Pharmacol-ogy (Dr Strom), Center for Education and Research

in Therapeutics (Drs Metlay and Strom and Mr Lo-calio), University of Pennsylvania School of Medicine(Mr Abaluck), Philadelphia; and Center for Health Eq-uity Research and Promotion, Department of Veter-ans Affairs, Philadelphia (Dr Metlay).Corresponding Author: Ross Koppel, PhD, Center forClinical Epidemiology and Biostatistics, Room 106, Block-ley Hall, School of Medicine, University of Pennsylva-nia, Philadelphia, PA 19104 ([email protected]).

Context Hospital computerized physician order entry (CPOE) systems are widely re-garded as the technical solution to medication ordering errors, the largest identifiedsource of preventable hospital medical error. Published studies report that CPOE re-duces medication errors up to 81%. Few researchers, however, have focused on theexistence or types of medication errors facilitated by CPOE.

Objective To identify and quantify the role of CPOE in facilitating prescription errorrisks.

Design, Setting, and Participants We performed a qualitative and quantitativestudy of house staff interaction with a CPOE system at a tertiary-care teaching hos-pital (2002-2004). We surveyed house staff (N=261; 88% of CPOE users); con-ducted 5 focus groups and 32 intensive one-on-one interviews with house staff, in-formation technology leaders, pharmacy leaders, attending physicians, and nurses;shadowed house staff and nurses; and observed them using CPOE. Participants in-cluded house staff, nurses, and hospital leaders.

Main Outcome Measure Examples of medication errors caused or exacerbatedby the CPOE system.

Results We found that a widely used CPOE system facilitated 22 types of medica-tion error risks. Examples include fragmented CPOE displays that prevent a coherentview of patients’ medications, pharmacy inventory displays mistaken for dosageguidelines, ignored antibiotic renewal notices placed on paper charts rather than inthe CPOE system, separation of functions that facilitate double dosing and incompat-ible orders, and inflexible ordering formats generating wrong orders. Three quartersof the house staff reported observing each of these error risks, indicating that theyoccur weekly or more often. Use of multiple qualitative and survey methods identi-fied and quantified error risks not previously considered, offering many opportunitiesfor error reduction.

Conclusions In this study, we found that a leading CPOE system often facilitatedmedication error risks, with many reported to occur frequently. As CPOE systems areimplemented, clinicians and hospitals must attend to errors that these systems causein addition to errors that they prevent.JAMA. 2005;293:1197-1203 www.jama.com

©2005 American Medical Association. All rights reserved. (Reprinted) JAMA, March 9, 2005—Vol 293, No. 10 1197

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tion error so distressing, circum-stances of medication error so prevent-able, and studies of CPOE preliminaryyet so positive.21,26-28 Studies of CPOE,however, are constrained by its com-parative youth, continuing evolution,need to focus on potential rather thanactual errors, and limited dissemina-tion (in 5% to 9% of US hospitals).29-36

Two critical studies21,30 examined dis-tinctions between reductions in pos-sible ADEs vs actual reductions inADEs; the former are well docu-mented and often cited, but the latterare largely undocumented and un-known. Studies of CPOE efficacy (17%to 81% error reduction) usually focuson its advantages2,3,6-11,14-16 and are gen-erally limited to single outcomes, po-tential error reduction, or physician sat-isfaction.28,30,34-40 Often studies combineCPOE and clinical support systems intheir analyses.30,40,41

In the past 3 years, though, a few stud-ies21,26-28,30,31,33,42-46 suggested some waysthat CPOE might contribute to medica-tion errors (eg, ignored false alarms, com-puter crashes, orders in the wrong medi-cal records). Several decades of human-

factors research, moreover, highlightedunintended consequences of techno-logic solutions, with recent discussionson hospitals.32,33,42-44,47-52

We undertook a comprehensive,multimethod study of CPOE-relatedfactors that enhance risk of prescrip-tion errors.

METHODSDesign

We performed a quantitative andqualitative study incorporating struc-tured interviews with house staff,pharmacists, nurses, nurse-managers,attending physicians, and informa-tion technology managers; real-timeobservations of house staff writingorders, nurses charting medications,and hospital pharmacists reviewingorders; focus groups with house staff;and written questionnaires adminis-tered to house staff. Qualitativeresearch was iterative and interactive(ie, interview responses generatednew focus group questions; focusgroup responses targeted issues forobservations).

SettingWe studied a major urban tertiary-careteaching hospital with 750 beds, 39000annual discharges, and a widely usedCPOE system (TDS) operational therefrom 1997 to 2004. Screens were usu-ally monochromatic with pre-Win-dows interfaces (Eclipsys Corp, Boca Ra-ton, Fla). The system was used on almostall services and integrated with the phar-macy’s and nurses’ medication lists.

This study was approved by the Uni-versity of Pennsylvania institutional re-view board. The researchers were notinvolved in CPOE system design, in-stallation, or operation.

Data Collection

Intensive One-on-One House StaffInterviews. To develop our initial ques-tions, we conducted 14 one-on-onehouse staff interviews. An experi-enced sociologist (R.K.) conducted theopen-ended interviews, focusing onstressors and other prescribing-errorsources (mean interview time, 26 min-utes; range,14-66 minutes).

Focus Groups. We conducted 5 fo-cus groups with house staff on sourcesof stress and prescribing errors, moder-ated by an experienced sociologist (R.K.)and audiorecorded. Participants were re-imbursed $40 (average group size, 10;range, 7-18; and average length, 1.75hours; range, 1.4-2 hours).

Expert Interviews. We interviewedthe surgery chair, pharmacy and tech-nology directors, clinical nursing di-rector, 4 nurse-managers, 5 nurses, aninfectious disease fellow, and 5 attend-ing physicians. All interviews, except1, were privately conducted by the sameinvestigator (R.K.).

Shadowing and Observation. Dur-ing a discontinuous 4-month period(2002-2003), we shadowed 4 house staff,3 attending physicians, and 9 nurses en-gaged in patient care and CPOE use. Weobserved 3 pharmacists reviewing or-ders. The researcher (R.K.) wore a fac-ulty identification badge. Observationnotes were freehand but guided by theinterview findings.

Survey. From 2002 to the present, wedistributed structured, self-adminis-

Box. Advantages of CPOE Systems Compared With Paper-BasedSystems1,2,6-9,11,13-15

Free of handwriting identification problems

Faster to reach the pharmacy

Less subject to error associated with similar drug names

More easily integrated into medical records and decision-support systems

Less subject to errors caused by use of apothecary measures

Easily linked to drug-drug interaction warnings

More likely to identify the prescribing physician

Able to link to ADE reporting systems

Able to avoid specification errors, such as trailing zeros

Available and appropriate for training and education

Available for immediate data analysis, including postmarketing reporting

Claimed to generate significant economic savings

With online prompts, CPOE systems can

Link to algorithms to emphasize cost-effective medications

Reduce underprescribing and overprescribing

Reduce incorrect drug choices

Abbreviations: ADE, adverse drug event; CPOE, computerized physician order entry.

COMPUTERIZED ORDER ENTRY SYSTEMS AND MEDICATION ERRORS

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tered questionnaires to house staff whoorder medications via CPOE. The 71-item questionnaire focused on work-ing conditions and sources of error andstress. We report here on 10 CPOE-related questions. We constructed thesurvey after our interviews and focusgroups, leading us to provide separateanswer options about sources of errorand sources of stress; add questions onCPOE as a possible source of error risk,an issue that emerged in our qualita-tive research; and quantify the fre-quency of these error risks. Not allCPOE-related error risks are ame-nable to survey questions. We haverobust survey results on 10 of the 22identified error risks; these findingsare presented with the qualitativefindings.

The sampled population (N=291) in-cluded house staff who typically entermore than 9 medication orders permonth. The target study population ex-cluded 648 residents in services that sel-dom use CPOE: pathology, podiatry, oc-cupational medicine, anesthesia,radiology, radiation oncology, ophthal-mology, and dermatology.

More than 70% of the question-naires were administered at routinehouse staff meetings. Other house staff

were located via departmental coordi-nators or pagers. Participants received$5 coupons for local coffee shops. Twohundred sixty-one house staff (88% ofthe target population) completed thequestionnaire.

RESULTSCharacteristics of the house staff wereas follows. Of 94 interns contacted, 85(90.4%) participated; of 96 second-year residents, 84 (87.5%) partici-pated; and of 107 third- through fifth-year residents, 92 (85.9%) participated.The participating sample was 44.8% fe-male, 66.3% white, and 32.5% were in-terns. Participants’ mean age was 29.6years. These data did not differ signifi-cantly from characteristics of nonpar-ticipants.

Our qualitative and quantitative re-search identified 22 previously unex-plored medication-error sources thatusers report to be facilitated by CPOE.We group these as (1) information er-rors generated by fragmentation of dataand failure to integrate the hospital’sseveral computer and information sys-tems and (2) human-machine inter-face flaws reflecting machine rules thatdo not correspond to work organiza-tion or usual behaviors.

Information Errors: Fragmentationand Systems Integration FailureAssumed Dose Information. Housestaff often rely on CPOE displays to de-termine minimal effective or usualdoses. The dosages listed in the CPOEdisplay, however, are based on the phar-macy’s warehousing and purchasing de-cisions, not clinical guidelines. For ex-ample, if usual dosages are 20 or 30 mg,the pharmacy might stock only 10-mgdoses, so 10-mg units are displayed onthe CPOE screen. Consequently, somehouse staff order 10-mg doses as theusual or “minimally effective” dose.Similarly, house staff often rely on CPOEdisplays for normal dosage ranges.

House staff regularly use CPOE to de-termine dosages (TABLE). In the last 3months, 73% of house staff reported us-ing CPOE displays to determine lowdoses for medications they did not usu-ally prescribe; 82% used CPOE displaysto determine range of doses (Table). Twofifths (38%-41%) used CPOE displays todetermine dosages at least a few timesweekly; 10% to 14% used CPOE dis-plays in this misleading way daily.

Medication Discontinuation Failures.Ordering new or modifying existingmedications is usually a separate pro-cess from canceling (“discontinuing”)

Table. Frequencies of Reported Medication Ordering Errors and Error Risks Involving the CPOE System (n = 261 Respondents)

Error Type

Error Frequency During Past 3 Months, %

NeverLess Than

Once a WeekAbout a Few

Times a WeekAbout Once

a DayMore Than

Once per DayMissing

Response, %

Information Errors*

Used CPOE to determine low dose for infrequently usedmedications

27.3 34.6 28.5 7.3 2.3 0.3

Used CPOE to determine the range of doses forinfrequently used medications

18.5 40.4 27.3 10.8 3.1 0.3

Delayed for several hours canceling medication becauseof fragmented CPOE display

48.6 29.0 12.0 6.2 4.2 0.6

Observed a gap in antibiotic therapy because ofunintended delay in reapproval of antibiotic

16.9 43.5 26.9 6.9 5.8 0.3

Human-Machine Interface Flaws†

Not able to quickly tell which patients ordering forbecause of poor CPOE display

45.4 32.3 12.3 5.0 5.2 0.3

Been uncertain about patients’ medications becauseof multiple CPOE displays

28.5 25.4 23.4 11.7 10.9 1.5

Delayed ordering because CPOE system down 16.3 45.0 33.1 8.8 4.6 0.3

Had difficulty specifying medications and problemsordering off-formulary medications

8.5 37.1 30.9 12.0 11.6 0.6

Abbreviation: CPOE, computerized physician order entry.*Generated by fragmentation of data and failure to integrate the hospital’s several computer and information systems.†A reflection of machine rules that do not correspond to work organization or usual behaviors.

COMPUTERIZED ORDER ENTRY SYSTEMS AND MEDICATION ERRORS

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an existing medication. Without dis-continuing the current dose, physi-cians can increase or decrease medica-tion (giving a “double” total dose, eg,every 6 hours and every 8 hours), addnew but duplicative medication, andadd conflicting medication. Medication-canceling ambiguities are exacerbatedby the computer interface and multiple-screen displays of medications; as dis-cussed below, viewing 1 patient’s medi-cations may require 20 screens.

Discontinuation failures “for at leastseveral hours” from not seeing pa-tients’ complete medication recordswere reported by 51% (Table). Twenty-two percent indicated that this failureoccurs a few times weekly, daily, or morefrequently.

Procedure-Linked Medication Dis-continuation Faults. Procedures andcertain tests are often accompanied bymedications. If procedures are can-celed or postponed, no software link au-tomatically cancels medications.

Immediate Orders and Give-as-Needed Medication DiscontinuationFaults. NOW (immediate) and PRN(giveasneeded)ordersmaynotenter theusual medication schedule and are sel-domdiscussedathandoffs.Also,becausemedication charting is so cumbersomeand displays so fragmented, NOW andPRN orders are less certain to be chartedor canceled as directed. Failure to chartor cancel can result in unintended medi-cations on subsequent days or reorder-ing (duplications) on the same day.

Antibiotic Renewal Failure. To maxi-mize appropriate antibiotic prescrib-ing, house staff are required to obtain ap-proval by infectious disease fellows orspecialist pharmacists. Lack of coordi-nation among information systems, how-ever, can produce gaps in therapy be-cause antibiotics are generally approvedfor3days.Before the thirdday,house staffshould request continuation or modifi-cation. To aid this process, reapprovalstickers are placed on paper charts on thesecond day. However, when house stafforder medications, they primarily useelectronic charts, thus missing warningstickers. No warning is integrated intothe CPOE system, and ordering gaps ex-

pand until noticed. Some unintentional“gaps” continue indefinitely because itis unknown whether antibiotics were in-tentionally halted.. In the last 3 months,83% of house staff observed gaps in an-tibiotic therapy because of unintendeddelays in reapproval. Twenty-seven per-cent reported this occurrence a few timesweekly; 13%, once daily or more fre-quently (Table).

Diluent Options and Errors. A re-cent CPOE innovation requires housestaff to specify diluents (eg, saline so-lution) for administering antibiotics. Afew diluents interact with antibiotics,generating precipitates or other prob-lems. Many house staff are unaware ofimpermissible combinations. Pharma-cists catch many such errors, but theirinterventions are time-consuming andnot ensured.

Allergy Information Delay. CPOEprovides feedback on drug allergies, butonly after medications are ordered.Some house staff ignored allergy no-tices because of rapid scrolling throughscreens, the need to order many medi-cations, difficulties discontinuing andreordering medications, possibility offalse allergy information, and, most im-portant, post hoc timing of allergy in-formation. House staff claimed post hocalerts unintentionally encourage housestaff to rely on pharmacists for drug-allergy checks, implicitly shifting re-sponsibility to pharmacists.

Conflicting or Duplicative Medi-cations. The CPOE system does notdisplay information available on otherhospital systems. For example, only thepharmacy’scomputerprovidesdruginter-action and lifetime limit warnings. Phar-macists call house staff to clarify ques-tionable orders, but this additional stepcosts time and increases error potential.Housestaffandpharmacistsreportedthatthis method generates tension.

Human-Machine Interface Flaws:Machine Rules That Do NotCorrespond to Work Organizationor Usual Behaviors

Patient Selection. It is easy to select thewrong patient file because names anddrugs are close together, the font is small,

and, most critical here, patients’ namesdo not appear on all screens.. DifferentCPOE computer screens offer differ-ing colors and typefaces for the sameinformation, enhancing misinterpre-tation as physicians switch amongscreens.

Patients’ names are grouped alpha-betically rather than by house staffteams or rooms. Thus, similar names(combined with small fonts, hecticworkstations, and interruptions) areeasily confused.

Fifty-five percent of house staff re-ported difficulty identifying the pa-tient they were ordering for because offragmented CPOE displays; 23% re-ported that this happened a few timesweekly or more frequently (Table).

Wrong Medication Selection. A pa-tient’s medication information is sel-dom synthesized on 1 screen. Up to 20screens might be needed to see all of apatient’s medications, increasing the like-lihood of selecting a wrong medication.

Seventy-two percent of house staff re-ported that they were often uncertainabout medications and dosages be-cause of “difficulty in viewing all themedications on 1 screen.”

Unclear Log On/Log Off. Physi-cians can order medications at com-puter terminals not yet “logged out” bythe previous physician, which can re-sult in either unintended patients re-ceiving medication or patients not re-ceiving the intended medication.

Failure to Provide MedicationsAfter Surgery. When patients un-dergo surgery, CPOE cancels their pre-vious medications. When surgeons or-der new or renewed medications,however, the orders are “suspended”(not sent to the pharmacy) until “acti-vated” by postanesthesia-care nurses.But these “activations” still do not dis-pense medications. Physicians must re-enter CPOE and reactivate each previ-ously ordered medication. Surgeryresidents reported that they some-times overlooked this extra process.

Postsurgery “Suspended” Medica-tions. Physicians ordering medica-tions for postoperative patients whomthey actually observe on hospital floors

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can be deceived by patients’ real loca-tion vs patients’ computer-listed loca-tion. If patients were not logged out ofpostanesthesia care, the CPOE will notprocess medication orders, labelingthem “suspended.” Physicians must re-negotiate the CPOE and resubmit or-ders for patients to receive postsurgi-cal medications.

Loss of Data, Time, and Focus WhenCPOE Is Nonfunctional. CPOE is shutdown for periodic maintenance, andcrashes are common. Backup systemsprevent loss of data previously en-tered. However, orders being enteredwhen the system crashes are lost andcannot be reentered until the system isrestarted. House staff reported that theneed to wait for the system’s revival andorder reentry increases error risks.

Eighty-four percent reported de-layed medication orders because of sys-tem shutdowns. Forty-seven percent re-ported that shutdowns occur a fewtimes weekly to more than once daily(Table). The CPOE manager con-firmed house staff downtime esti-mates; 2 or 3 weekly crashes of at least15 minutes are common.

Sending Medications to WrongRooms When the Computer SystemHas Shut Down. If the computer sys-tem is down when a patient is movedwithin the hospital, CPOE does not alertthe pharmacy, and medications are sentto the “old” room, thus being lost or de-layed. Also, wrong medications mightbe administered to “new” patients in“old” rooms.

Late-in-DayOrdersLost for24Hours.When patients leave surgery or are ad-mitted late in the day, medications andlaboratory orders might be requested for“tomorrow” at, for example, 7 AM. By thetime the intern enters the orders, how-ever, it might already be “tomorrow” (ie,after midnight). Therefore, patients donot receive medications or tests for anextra day.

Role of Charting Difficulties in In-accurate and Delayed MedicationAdministration. Nurses are required torecord (chart) administration of medi-cations contemporaneously. However,contemporaneous charting requires

time when there is little time avail-able. Computerized physician order en-try systems compound this challengeconsiderably. To chart drug adminis-trations, nurses must stop administer-ing medications, find a terminal, log on,locate that patient’s record, and indi-vidually enter each medication’s ad-ministration time. If medications are notadministered (eg, patient was out of theroom), nurses must scroll through sev-eral additional screens to record the rea-son(s) for nonadministration.

Nurses reported that up to 60% oftheir medications are not recorded con-temporaneously but are charted at shiftend or post hoc by the nurse managervia global computer commands.

Many house staff, aware of record-ing inaccuracies, seek nurses to deter-mine real administration times of time-sensitive drugs (eg, aminoglycosides).House staff reported that these addi-tional steps are distracting and time-consuming. Interrupted ordering ormedication reviews can increase errorrisks.

Moreover, because of cumbersomecharting, some medications, espe-cially insulin, are recorded on parallelsystems (ie, paper chart, separate pa-per sheets, or directly in CPOE). Mul-tiple systems cause confusion, and off-system information is sometimes lost.

Inflexible Ordering Screens, Incor-rect Medications. House staff re-ported that because of CPOE inflex-ibility, nonstandard specifications (eg,test modifications or specific scanangles) are often impossible to enter.Medications accompanying proce-dures must be stopped and reordered,with dangers linked to uncertain can-celing and reordering.

Similarly, nonformulary medicationscan be lost because they must be en-tered on separate screen sections, mightnot be sent to the pharmacy, and mightescape nurses’ notice (eg, nonformu-lary medication to prevent organ rejec-tion was not listed among medicationsin CPOE, was not sent to the pharmacy,and was ignored for 6 days).

Ninety-two percent reported thatCPOE is inflexible, generating difficul-

ties in specifying medications or order-ing off-formulary medications. Thirty-one percent reported that this occurreda few times weekly; 24% said daily ormore frequently (Table).

COMMENTOur qualitative research identified 22situations in which CPOE increased theprobability of prescribing errors. Ourquantitative data reveal that severalCPOE-enhanced error risks appearcommon (ie, observed by 50% to 90%of house staff) and frequent (ie, repeat-edly observed to occur weekly or moreoften). We broadly grouped the errorrisks as information errors generated byfragmentation of data and failure to in-tegrate the hospital’s several com-puter and information systems (10 er-ror types) and human-machineinterface flaws reflecting machine rulesthat do not correspond to work orga-nization or usual behaviors (12 errortypes). Although this schema is not ex-haustive, it informs both administra-tive and programming solutions.

Perhaps CPOE-facilitated error risksreceived limited attention because themethodologies and foci of previous stud-ies addressed CPOE’s role in error re-duction2,3,6-11,14-16,42 and seldom its rolein error facilitation.21,26-28,31,32,45 One keystudy27 examined errors but was en-tirely qualitative, with no frequency es-timates. Other reasons CPOE’s prob-lems may have escaped largerexamination include the orientation ofmedical personnel to solve or workaround problems, beliefs that prob-lems are due to insufficient training ornoncompliance, erratic error-report-ing mechanisms, and focus on technol-ogy rather than on work organiza-tion.30,32,42,43,52,53 Our multimethod,triangulated approach explored widerranges of CPOE’s effects.33,42,48,54

That CPOE use might increase thelikelihood of medication errors was anunanticipated finding, which would nothave surfaced without open-endedqualitative research. Survey data pro-vided a different type of validation andstrengthened our confidence in thefindings. Our error risk frequency es-

COMPUTERIZED ORDER ENTRY SYSTEMS AND MEDICATION ERRORS

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timates are from a robust sample ofhouse staff.

We conducted research at only 1 hos-pital. Although the CPOE system we ex-amined (TDS) has comprised as muchas 60% of the market,55-57 it is possiblethat several CPOE-facilitated errors dis-cussed here may not be widely gener-alizable. Also, TDS, like all complexCPOE systems, is “customized” and un-dergoes repeated improvements. Ourqualitative findings are not from ran-dom house staff samples. Identified er-ror risks may be overstated or under-stated. However, our survey findings arebased on an almost 90% sample of rel-evant house staff and are less likely sus-ceptible to sample bias.

House staff may have misinter-preted our questions or response cat-egories. Despite extensive pretests, fo-cus groups, and poststudy interviews,the process is hardly foolproof.

Although house staff in one-on-oneinterviews and focus groups discussedactual errors, the survey data reflecthouse staff responses or statementsabout medication error likelihood, notactual ADEs. Thus, our survey analysisfocuses on features of error-prone sys-tems rather than errors themselves. Also,we stress that hospital pharmacists re-view every order and reject about 4%;many errors existed with paper-basedsystems, and without direct compara-tive studies we cannot contrast their rela-tive advantages; there is no reason to sus-pect that TDS is inferior to any otherCPOE system; and it is badly designedand poorly integrated CPOE systemsthat are at issue.

CPOE is widely regarded as the cru-cial technology for reducing hospitalmedication errors.2,3,6-22,30,31,58,59 As withany new technology, however, initial as-sessments may insufficiently considerrisks and organizational accommoda-tions.* The literature on CPOE, withfew exceptions,21,26-28,34,39,45 is enthusi-astic. Our findings, however, reveal thatCPOE systems can facilitate error risksin addition to reducing them. With-out studies of the advantages and dis-

advantages of CPOE systems, research-ers are looking at only one edge of thesword. This limitation is especially note-worthy because many problems weidentified are easily corrected.

Ourrecommendationsconcentrateonorganizational factors. (1) Focus pri-marily on the organization of work, noton technology; CPOE must determineclinical actions only if they improve, orat least do not deteriorate, patient care.(2) Aggressively examine the technol-ogy in use; problems are obscured byworkarounds, the medical problem-solving ethos, and low house staff sta-tus. (3)Aggressively fix technologywhenit is shown to be counterproductivebecause failure to do so engenders alien-ation and dangerous workarounds inaddition to persistent errors; substitu-tion of technology for people is a mis-understandingofboth. (4)Pursueerrors’“second stories” and multiple causa-tions to surmount the barriers enhancedby episodic and incomplete error report-ing, which is standard, and manage-ment belief in these error reports, whichobfuscates and compounds problems.(5) Plan for continuous revisions andquality improvement, recognizing thatall changes generate new error risks.

In our work, use of multiple quali-tative and survey methods identifiedand quantified error risks not previ-ously considered, offering many op-portunities for error reduction. AsCPOE systems are implemented, clini-cians and hospitals must attend to theerrors they cause, in addition to the er-rors they prevent.

Author Contributions: Dr Koppel had full access to allof the data in the study and takes responsibility forthe integrity of the data and the accuracy of the dataanalysis.Study concept and design: Koppel, Metlay, Localio,Kimmel, Strom.Acquisition of data: Koppel, Cohen, Abaluck, Localio.Analysis and interpretation of data: Koppel, Cohen,Abaluck, Localio.Drafting of the manuscript: Koppel, Cohen.Critical revision of the manuscript for important in-tellectual content: Koppel, Metlay, Cohen, Abaluck,Localio, Kimmel, Strom.Statistical analysis: Koppel, Cohen.Obtained funding: Koppel, Metlay, Localio, Kimmel,Strom.Administrative, technical, or material support: Koppel,Cohen, Localio, Strom.Study supervision: Koppel, Cohen, Strom.Financial Disclosures: None reported.

Funding/Support: This research was supported by agrant from the Agency for Healthcare Research andQuality (AHRQ), P01 HS11530-01, Improving Pa-tient Safety Through Reduction in Medication Errors.Dr Metlay is also supported through an Advanced Re-search Career Development Award from the HealthServices Research and Development Service of the De-partment of Veterans Affairs.Role of the Sponsors: Neither AHRQ nor the Depart-ment of Veterans Affairs had any role in the designand conduct of the study; collection, management,analysis, and interpretation of the data; or the ap-proval of the manuscript.Project Advisory Committee: Linda H. Aiken, PhD, Uni-versity of Pennsylvania; David W. Bates, MD, MSc,Harvard School of Medicine; Shawn Becker, RN, USPharmacopeia; Marc L. Berger, MD, Merck & Co;Steven L. Sauter, PhD, National Institute for Occupa-tional Safety and Health; Thomas Snedden, PA, De-partment of Aging; Paul D. Stolley, MD, MPH, Uni-versity of Maryland; Joel Leon Telles, PhD, DelawareValley Healthcare Council of Hospital Association ofPennsylvania.Acknowledgment: We thank Charles Leonard,PharmD; Frank Sites, MHA, RN; Joel Telles, PhD; Ed-mund Weisburg, MS; and Ruthann Auten, BA.

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