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Page 1: Citizens Action Network · SEC.gov I Federal Securities Laws Fast Answers The Laws That Govern the Securities Industry Securities Act of 1933 ... with broad authority over all aspects

Page 2: Citizens Action Network · SEC.gov I Federal Securities Laws Fast Answers The Laws That Govern the Securities Industry Securities Act of 1933 ... with broad authority over all aspects

Page 3: Citizens Action Network · SEC.gov I Federal Securities Laws Fast Answers The Laws That Govern the Securities Industry Securities Act of 1933 ... with broad authority over all aspects

Page 4: Citizens Action Network · SEC.gov I Federal Securities Laws Fast Answers The Laws That Govern the Securities Industry Securities Act of 1933 ... with broad authority over all aspects

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SecuritieS lawS and capital MarketSSecuritieS laWS aNd caPital marKetS PArT i – SecuriTieS LAWS Lesson 1 – Securities contracts (regulation) Act, 1956 Stock Market plays a significant