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    1

    An Introduction toComputational

    Chemistry Laboratory

    An Introduction toComputational

    Chemistry Laboratory

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    What is Computational Chemistry

    Laboratory (CCL)?

    CCL is a virtual chemistry laboratory (in many cases

    substitutes a real laboratory.)

    The aim: use of computers to aid chemical inquiry. Based on:

    Physical background

    theory (Classical Newtonian or

    Quantum Physics) Mathematical numerical algorithms (optimization, linearalgebra, iteration procedures, numerical integration etc.) Computer software and hardware (HYPERCHEM 8.0,GAUSSIAN03 on Windows PC)

    Chemical knowledge and intuition for understanding and

    interpretation of the computational results

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    Potential Energy Surface (PES) the main

    chemistry inquiry

    Chemistry is knowing the energy as a function of nuclear coordinates F. Jensen

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    Potential energy surfaces (and

    similar properties) calculation

    Classical (Molecular) Mechanics

    quick, simple; accuracy depends on parameterization; no consideration of electrons interaction)

    Quantum Mechanics:1.

    Molecular Wave Function Theory

    Ab initio molecular orbital methods...much more demandingcomputationally, generally more accurate.

    Semi-empirical molecular orbital methods ...computationallyless demanding than ab initio, possible on a pc for moderatesized molecules, but generally less accurate than ab initio,especially for energies.

    2.

    Density functional theory more efficient and often moreaccurate than Wave Function based approaches.

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    Molecular Mechanics a theory

    of molecules without electrons

    Employs classical

    (Newtonian) physics

    Assumes Hookes Lawforces between atoms

    (like a spring betweentwo masses)

    EEstretchstretch

    == kkss

    (l(l --

    lloo ))22

    graph:graph: CC--CC;; C=OC=O

    Force field = {kkss

    }}

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    Molecular Mechanics

    More elaborate Force Fields (FF)

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    Birth of quantum chemistry

    Wave properties of matter

    Birth of quantum chemistry

    Wave properties of matter

    Prince Louis de Broglie (1923):

    =

    h/mv= h/p

    h= 6.62607550D-34 Js

    p e

    -i2x/

    = e-i2px/h

    (wave-particle duality

    paradox)

    -

    probabilistic (statistic) wave.

    Waves properties: interference, diffraction etc.

    Possible explanation:The probabilistic behavior of elementary particles areconnected with structure of quantum vacuum.

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    Basis of Quantum ChemistryBasis of Quantum Chemistry

    Postulate I : A closed system is fully described by

    Postulate II: Operator

    for every physical quantity

    (-ih/2)d/dx (e-i2px/h

    p (e-i2px/h

    (-ih/2)d/dx

    (p

    p

    (p

    Schrdinger equation (1926):

    (can be solved exactly for the Hydrogen atom, but nothing larger)

    P.A.M. Dirac, 1929: The underlying physical laws necessary for themathematical theory of a large part of physics and the whole ofchemistry are thus completely known.

    di H E

    dt

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    One-dimensional Schrdinger wave

    equation

    2

    2

    2

    22 2

    2

    2 2

    2

    2 2

    2

    Total energy kinetic potential

    12 2

    then

    2

    2

    H E

    pmv V V m

    dp i p pp

    dx

    d d dp i i

    dx dx dx

    d

    H Vm dx

    dV E

    m dx

    Hamiltonian operator = operator of energy

    SE = energy eigen-value equation

    Extracts total energy, E

    Many solutions

    E

    0

    , E

    1

    ,

    E

    n

    x) wavefunction No direct physical meaning

    x)|

    Probability offinding particle withenergy E at point x

    Single-valued, finite, continuous

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    Molecular

    Schrdinger equation (SE):

    1MA 2A_ h282H = 2a_ h282melectrons

    A

    >

    nuclei

    a

    ZArAa_e2nuclei electrons

    aA

    ZAZB

    rABe2

    nuclei

    A 1

    rabe2

    electrons

    baB >++

    kinetic energy (nuc.) kinetic energy (elect.)

    2 kinetic energy terms plus3 Coulombic energy terms:

    (one attractive, 2 repulsive)

    H = E

    H = Hamiltonion operator

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    Relativistic quantum mechanics

    Dirac equation (1928) :

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    Influence of Relativity on

    Quantum World and vice-versa

    (x)

    (x)( )

    (x)

    (x)

    L

    L

    S

    S

    x

    REALITY IS RELATIVISTIC AND THUS IS QUANTUM (and vice-versa!)

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    Diracs sea of electrons.

    Quantum vacuum.

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    The NR molecular wavefunction

    physical meaning

    The wavefunction, , is a key quantity in quantum chemistry.

    depends on coordinates and spins. Spin of electron

    relativistic

    property, additional discrete

    coordinate ; |ms1

    |=1/2

    In a three dimensional system ofn-electrons,

    is the probability of simultaneouslyfinding electron 1 with spin ms1

    in the volume dx1

    dy1

    dz1

    at (x1

    ,y1

    ,z1

    ),

    electron 2 with spin

    ms2

    in the volume dx2

    dy2

    dz2

    at (x2

    ,y2

    ,z2

    )

    and so on

    The wave function should be normalized, that is, the probability offinding all electrons somewhere in space equals 1.

    2

    1 1 1 1 1,..., , ,..., ....n s sn n n nx z m m dx dy dz dx dy dz

    2

    1 1 1 1 1 1

    ... , , ,..., , , ... 1n n n n n nall m

    x y z x y z dx dy dz dx dy dz

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    Wavefunctions general

    properties

    The wave function should be antisymmetric, that is, should

    change sign when two electrons of the molecule interchange:

    We can use the molecular wavefunction to calculate anyproperty of the molecular system. The average value, ,

    of a

    physical property of our molecular system is:

    where, , is the quantum mechanical operator of the physicalproperty and

    * C C d C

    1 1 1

    ... ... n n nall m

    dx dy dz dx dy dz d

    1 1 1 ,..., 1

    1 1 1 1

    , , ,..., , , , , ,..., , , , ,...,

    , , ,..., , , ,..., , , ,..., , , , ,...,

    i i i j j j n n n s sn

    j j j i i i n n n s sn

    x y z x y z x y z x y z m m

    x y z x y z x y z x y z m m

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    Ab-initioWavefunction approachAb-initioWavefunction approach

    Simplifying assumptions are employed to solve the Schrdinger equation approximately:

    Born-Oppenheimer approximation

    allows separate

    treatment of nuclei and electrons Hartree-Fock independent electron approximationallows each electron to be considered as beingaffected by the sum (field) of all other electrons.

    LCAO Approximation

    Tools: Variational

    Principle or Perturbation

    Theory

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    Born-Oppenheimer

    Approximation -

    1

    MA2A

    _ h282H

    =

    2a

    _ h282m

    electrons

    A

    >

    nuclei

    a ZArAa

    _e2

    nuclei electrons

    aA

    ZAZBrABe2nuclei

    A 1rabe2

    electrons

    baB >

    ++

    kinetic energy (nuc.) kinetic energy (elect.)

    1 kinetic energy term plus2 Coulombic energy terms:(one attractive, 1 repulsive)

    plus a constant for nuclei

    constant

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    Steps of solution of the Schrdinger

    equation in the Born-Oppenheimer

    approximation:

    Htot

    = (Tn

    + Vn

    )

    + Te

    + Vne

    + Ve

    = (Hn

    )

    +He

    1.

    Electronic SE:Hee

    (r,R)=Ee

    (R) e

    (r,R)

    2.

    Nuclear SE: (T

    n + V

    n + E

    e (R) )

    n (R)=E

    n

    n (R)

    Vn

    + Ee

    (R) = potential energy surface (PES)TOTAL WF

    : (r,R) =n

    (R) e

    (r,R)

    In our laboratory we concentrate mainly onsolution of the electronic SE and working with PES(finding minimums, transition states etc.)

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    Solving the Electronic SE:

    Hartree-Fock (HF) approximation the physical background

    Solving the Electronic SE:

    Hartree-Fock (HF) approximation

    the physical background

    Multi-electronic SE:Hee

    (r,R)=Ee

    (R) e

    (r,R)

    is still very

    complicated reduce it to the single-electronic equation

    HF assumes that each electron experiences all the othersonly as a whole (field of charge) rather than individualelectron-electron interactions.

    Instead of multielectronic Shrdinger equation introducesa one-electronic

    Fock operatorF:

    Fwhich is the sum of the kinetic energy of an electron, apotential that one electron would experience for a fixednucleus, and an average of the effects of the otherelectrons.

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    Mathematical foundation of the HF (or

    Self-consistent-field (SCF)) method

    Molecular orbital theory approximates the molecular wave function

    as a antisymmetrized

    product of orthonormal

    one-electron

    functions (or molecular spin-orbitals)

    where is the antisymmetrization operator and

    where k=1/2; 1/2 =

    ; -1/2

    =

    .

    The antisymmetrization

    operator is defined as the operator that

    antisymmetrizes a product of n one-electron functions andmultiplies them by normalization factor(n!)-1/2

    1 2( .... )nf f f

    ( , , )i i i i i k f x y z

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    Determinant of Slater

    The antisymmetrized WF can berepresented as the Slaters determinant:

    1 1 1 1 2 1 2 1 /2 1

    1/2 1 2 1 2 2 2 2 2 /2 2

    1 1 2 2 /2

    ( ) (1) ( ) (1) ( ) (1) ( ) (1) ... ( ) (1)( ) (2) ( ) (2) ( ) (2) ( ) (2) ... ( ) (2)

    !... ...

    ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ... ( ) ( )

    n

    n

    n n n n n n

    x x x x xx x x x x

    n

    x n x n x n x n x n

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    Variational Principle

    The energyE

    calculated from any

    approximation

    of the wavefunction

    will be higher

    than the true

    energyE0

    :

    The better the wavefunction, the lower the energy(the more closely it approximates reality).

    Changes (variation of parameters in ) are madesystematically to minimize the calculated energy.

    At the energy minimum (which approximates thetrue energy of the system), dE/di

    = 0.

    *0

    E H d E

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    The Hartree-Fock energy

    functional

    We shall restrict ourselves to closed shell configurations, for

    such cases, a single Slater determinant is sufficient to describe

    the molecular wave function. Using the variational

    principle

    within this framework lead to the restricted HF theory. The

    Hartree-Fock energy for molecules with only closed shells is/ 2 / 2 / 2

    1 1 1

    12 (2 )

    2

    n n ncore

    HF i ij ij

    i i j

    E H J K

    21 1

    1(1) (1) (1) (1) / (1)2

    core core

    i i i i I I i

    I

    H H Z r

    12 12(1) (2)1/ (1) (2) , (1) (2)1/ (1) (2)

    ij i j i j ij i j j i

    J r K r

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    The Hartree-Fock equations

    The Hartree-Fock equations are derived fromthe variational principle, which looks for thoseorbitals that minimizeEHF

    .

    For computational convenience the molecularorbitals are taken to be orthonormal:

    The orthogonal Hartree-Fock molecular orbitals

    satisfy the single-electronic equations:

    (1) | (1)i j ij

    (1) (1) (1)i i iF

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    The (Hartree-) Fock operator

    Single-electronic operator:

    The Coulomb operatorJj

    and the exchange

    operatorKj

    are defined by

    where

    f is an arbitrary function

    / 2

    21 1

    1

    1 (1) / 2 (1) (1)2

    n

    I I j j

    I j

    F Z r J K

    2

    2

    12

    *

    2

    12

    1 (1) (1) (1) (2)

    (2) (2) (1) (1) (1)

    j j

    jj j

    f f dvr

    fK f dvr

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    Next step:

    MO-LCAO Approximation

    Electron positions in molecular orbitals can be

    approximated by a Linear Combination of AtomicOrbitals (LCAO).

    This reduces the problem of finding the best

    functional form for the molecular orbitals to themuch simpler one of optimizing a set of coefficients(cn

    ) in a linear equation:

    = c1 c2 c3 c4 where

    is the molecular orbital (MO) wavefunction

    and

    n

    represent atomic orbital (AO) wavefunctions.

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    One step more:

    Basis sets (BS)

    A basis set

    is a set of analytical functions (k

    ) used to

    represent the shapes of atomic orbitals n:

    General

    contracted BS: n

    =k bk(n)

    k(n)

    Contraction coefficients are calculated in a separate

    atomic HF calculation;if k=1 basis set is called uncontracted.

    Basis sets in common use have a simple mathematicalform for representing the radial distribution of electron

    density.

    Most commonly used are Gaussian basis sets, whichapproximate the better, but more numericallycomplicated Slater-Type orbitals (STO).

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    Hartree-Fock Self-ConsistentField (SCF) Method.

    Hartree-Fock Self-Consistent

    Field (SCF) Method.

    Computational methodology (Jacobi iterations):

    1. Guess the orbital occupation (position) of an electron(set of MO coefficients {cn

    })

    2. Calculate the potential each electron would experiencefrom all other electrons (Fock operatorF ({cn

    }))

    3.

    Solve for Fock equations to generate a new, improved

    guess at the positions of the electrons (new {cn })4. Repeat above two steps until the wavefunction for theelectrons is consistent with the field that it and the otherelectrons produce (SCF).

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    Types of HF

    Multiplicity (M) = 2*S+1

    (S is the total spin of the system)

    Electrons can have spin up or down

    . Most

    calculations are closed shell calculations (M=1),using doubly occupied orbitals, holding two

    electrons of opposite spins. RHF restricted HFOpen shell systems (M>1)

    are calculated by

    1.

    ROHF

    restricted open shell HF

    the same

    spatial orbitals for different spin-orbitals from thevalence pair;2.

    UHF

    unrestricted HF

    different spatial parts for

    different spins from the same valence pair

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    Illustrating an RHF singlet, and

    ROHF and UHF doublet states

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    Semi-empirical MO Calculations:Further Simplifications of HF

    Semi-empirical MO Calculations:

    Further Simplifications of HF

    Neglect core (1s) electrons; replace integral for Hcore

    by an

    empirical or calculated parameter

    Neglect various other interactions between electrons on

    adjacent atoms: CNDO, INDO, MINDO/3, MNDO, etc.

    Add parameters so as to make the simplified calculation giveresults in agreement with observables (atomic spectra ormolecular properties).

    / 2 / 2 / 2

    1 1 1

    12 (2 )

    2

    n n ncore

    F ii ij ij

    i i j

    E H J K

    21 1

    1(1) (1) (1) (1) / (1)2

    core core

    ii i i i I I i

    I

    H H Z r

    12 12

    (1) (2)1/ (1) (2) , (1) (2)1/ (1) (2)ij i j i j ij i j j i

    J r K r

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    Beyond the SCF.

    Correlated Methods (CM)

    Include more explicit interaction of electrons than HF :

    Ecorr

    = E -

    EHF , where E= H

    Most CMs

    begin with HF wavefunction, then incorporate

    varying amounts of electron-electron interaction by mixing in

    excited state determinants with ground state HF determinant

    The limit of infinite basis set

    & complete electron correlation

    is

    the exact solution of Schrdinger equation (which is still an

    approximation)

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    Beyond the SCF.

    Correlation effects on properties.

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    Two alternative ways of the

    electron correlation treatmentHF (Hartree-Fock)

    a singe determinant

    theory

    no correlation included!1. WF based multi-determinant

    correlation methods:

    1.

    Configuration Interaction

    (CI)

    Variational; CISD, CSID(T)

    2.

    Many-body perturbation theory

    (including coupled cluster)

    Non-variational; MBPT2, MBPT3; CCSD; CCSD(T)2. Density functional theory (DFT)

    correlation method not based on

    wave-function, but rather on modification of the energy functional:

    A single determinant theory including correlation!/ 2 / 2 / 2

    1 1 1

    2 ( )n n n

    core Exch Corr

    DFT i ij ij

    i i j

    E H J X

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    Summary of Choices:

    6-311++G**

    6-311G**

    6-311G*

    3-21G*

    3-21G

    STO-3G

    STO

    HF CI QCISD QCISDT MP2 MP3 MP4 correlation

    increasingsize of

    basis set

    increasing level of theory

    Schrodinger

    increasing accuracy,increasing cpu time

    infinite basis set

    full e

    -

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    The extra dimension:

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    Summary: Levels ofQMTheory

    H=E

    Born-Oppenheimer approximation

    Single determinant SCF

    Semi-empirical methods

    Correlation approaches:

    1.Multi-determinantial (MCSCF, CI, CC, MBPT)

    2. Single determinantial

    (DFT)

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    Some applications during your

    work...

    Calculation of reaction pathways (mechanisms)

    Determination of reaction intermediates andtransition structures

    Visualization of orbital interactions (formation of newbonds, breaking bonds as a reaction proceeds)

    Shapes of molecules including their chargedistribution (electron density)

    NMR chemical shift prediction.

    IR spectra calculation and interpretation.

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    Method Type Features Advantages Disadvantages Best for

    Molecular

    Mechanic

    Uses classical

    physics Relies on force-field

    with embeddedempirical parameters

    Computationallyleast intensive - fast

    and useful withlimited computerresources

    Good for:

    Enthalpy ofFormation(sometimes)

    Dipole Moment

    Geometry (bondlengths, bond angles,

    dihedral angles) oflowest energyconformation.

    Particular force

    field, applicable onlyfor a limited class ofmolecules

    Does not calculateelectronic properties

    Requires

    experimental data(or data from ab

    initio

    calculations)

    Large systems

    (~1000 of atoms) Can be used for

    molecules as large asenzymes

    Systems or processeswith no breaking or

    forming of bonds

    Semi-Empirical Uses quantum

    physics Uses experimentally

    derived empiricalparameters

    Uses manyapproximations

    Less demandingcomputationally thanab

    initio

    methods

    Capable ofcalculating transitionstates and excitedstates

    Requiresexperimental data(or data from ab

    initio) forparameters

    Less rigorous thanab

    initio) methods

    Medium-sizedsystems (hundreds ofatoms)

    Systems involvingelectronic transition

    Ab

    Initio Uses quantum

    physics Mathematically

    rigorous, noempirical parameters

    Uses approximationextensively

    Useful for a broadrange of systems

    does not depend onexperimental data

    Capable ofcalculating transitionstates and excitedstates

    Computationallyexpensive

    Small systems (tensof atoms)

    Systems involvingelectronic transition

    Molecules withoutavailableexperimental data

    Systems requiringrigorous accuracy