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INVESTMENT DEALERS ASSOCIATION OF CANADA

ASSOCIATION CANADIENNE

DES COURTIERS EN VALEURS MOBILIÈRES

Contact: For distribution to relevant parties within your firm Kenneth A. Nason Association Secretary BULLETIN #3054 (416) 865-3046 October 3, 2002 Association Board of Directors, District Councils and Committees for 2002-2003 The 2002-2003 Directory of the Association’s Board of Directors, Executive Committee, National Advisory Committee, District Councils and Industry committees is attached. Kenneth A. Nason Association Secretary

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INDEX

PAGES Board of Directors 3 - 6

National Advisory Committee 7 - 9

District Councils 10 - 54

Association Committees 55 - 71

Joint Industry Committees 71 - 81

Securities Industry Advisory Council 82

Canadian Securities Institute 82

The Canadian Depository for Securities Limited 82

FundSERV Inc. 82

Canadian Investor Protection Fund 82 - 83

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BOARD OF DIRECTORS 2002 – 03

* Executive Committee Members

CHAIR * Terrance K. SALMAN Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected]

VICE-CHAIR

* G.F. Kym ANTHONY President and Chief Executive Officer National Bank Financial Inc., Suite 3200, The Exchange Tower, 130 King Street West, P.O. Box 21, Toronto, ON, M5X 1J9 (416) 869-8028 Fax: (416) 869-7477 E-mail: [email protected]

PRESIDENT AND CHIEF EXECUTIVE OFFICER * Joseph J. OLIVER President and Chief Executive Officer

Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Tom CALDWELL Chairman Caldwell Securities Ltd., 150 King Street West, Suite 1710, P.O. Box 47, Toronto, ON, M5H 1J9 (416) 862-7755 Fax: (416) 862-2498 E-mail: [email protected] Ken G. COPLAND KGC Ltd., 350 Bay Street, Suite 400, Toronto, ON M5H 2S6 (416) 203-1444 Fax: (416) 367-9591 E-mail: [email protected]

* Jacques DAOUST Chairman of the Board and Chief Executive Officer BLC-Edmond de Rothschild Asset Management Inc., 1981 McGill College, Suite 2070, Montréal, QC H3A 3K3 (514) 284-4500 Fax: (514) 284-3396 E-mail: [email protected]

mailto:[email protected]




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Jean-Pierre DE MONTIGNY President & Chief Operating Officer Desjardins Securities Inc., East Tower, 15th Floor, 2 Desjardins Complex, C.P. Box 394, Montréal, QC H3B 1J2 (514) 281-7371 Fax: (514) 842-3137 E-mail: [email protected]

James (Jim) F. DINNING Executive Vice President, Sustainable Development & External Relations TransAlta Corporation, 110 - 12 Avenue SW, P.O, Box 1900 Station M, Calgary, AB T2P 2M1 (403) 267-6989 Fax: (403) 267-6966 E-mail: [email protected]

Michel DUCHESNE Managing Director RBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville Marie, Montréal, QC, H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] Ruth GOLDBLOOM, O.C. Suite 1106, 1465 Brenton Street, Halifax, NS, B3J 3T3(902) 429-2901 Fax: (902) 429-2973 E-mail: [email protected] Paul HILL President and Chief Executive Officer Harvard Developments Inc., 2000-1874 Scarth Street, Regina, SK S4P 4B3 (306) 777-0604 Fax: (306) 352-7599 Lonsdale W. HOLLAND President and Secretary Beacon Securities Limited, 1707 Grafton Street, Halifax, NS, B3J 2C6 (902) 492-0469 Fax: (902) 425-5237 E-mail: [email protected]

* John L. HOWARD, Q.C. 2048 Penang Road, P.O. Box 1132, Sooke, BC, V0S 1N0 (250) 642-4489 Fax: (250) 642-1067 E-mail: [email protected] Dean MANJURIS President and Managing Director, PCG Management BMO Nesbitt Burns, 1 First Canadian Place, P.O. Box 150, 49th Floor, Toronto, ON M5X 1H3 (416) 359-4000 Fax: (416) 359-4746 E-mail: [email protected]





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* Colleen J. MOOREHEAD President E*TRADE Canada Securities Corporation, 60 Yonge Street, Suite 1200, Toronto, ON, M5E 1H5 (416) 214-6962 Fax: (416) 941-8931 E-mail: [email protected] Marie-José NADEAU vice-présidente exécutive – Affaires corporatives et secrétarie général Hydro-Québec, 75, boul. René-Lévesque Ouest, 20e étage, Montreal, QC H2Z 1A4 (514) 289-3409 Fax: (514) 289-3317 E-mail: [email protected]

* Brian PORTER Executive Managing Director Scotia Capital Inc., Scotia Plaza, 64th Floor, 40 King St. W., P.O. Box 4085, Station A, Toronto, ON M5W 2X6 (416) 863-7524 Fax: (416) 863-7595 E-mail: [email protected] Bruce A. RAMSAY Chairman and Managing Partner Acumen Capital Finance Partners Limited, Suite 200, 513–8th Avenue SW, Calgary, AB T2P 1G3 888-422-8636 Fax: (403) 571-0310 E-mail: [email protected]

* Gary REAMEY Principal, Canada Edward Jones, Suite 902, Sussex Centre, 90 Burnhamthorpe Rd. W., Mississauga, ON L5B 3C3 (905) 306-8604 Fax: (905) 306-8575 E-mail: [email protected] Alain RHÉAUME President & Chief Executive Officer Microcell Telecommunications Inc., Bureau 400, 1250, boulevard René-Lévesque ouest, Montréal, PQ H3B 4W8 (514) 937-0102 ext. 7972 Fax: (514) 846-7445 E-mail: [email protected] S. Ross SHERWOOD President and Chief Executive Officer Odlum Brown Limited, Suite 1800, Pacific Centre, 609 Granville Street, P.O. Box 10012, Vancouver, BC, V7Y 1A3 (604) 844-5333 Fax: (604) 844-5393 E-mail: [email protected]








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William D. PACKHAM, Past Chair President and Chief Executive Officer

First Associates Investments Inc., Suite 2400, BCE Place, 161 Bay Street, P.O. Box 716, Toronto, ON M5J 2S1

(416) 865-0865 Fax: (416) 865-4788 E-mail: [email protected] Ray SMALLWOOD, NAC Chair Vice President & Director CIBC World Markets Inc., Atlantic Place, 215 Water Street, 8th Floor, P.O. Box 77, St. John's, Newfoundland, A1C 6C9 (709) 576-2700 Fax: (709) 754-5469 E-mail: [email protected]


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NATIONAL ADVISORY COMMITTEE 2002 - 2003

CHAIR Ray SMALLWOOD Newfoundland District Council Chair Vice President & Director CIBC World Markets Inc., Atlantic Place, 215 Water Street, 8th Floor, P.O. Box 77, St. John's, Newfoundland, A1C 6C9 (709) 576-2700 Fax: (709) 754-5469 Email: [email protected] Peter DEEB Ontario District Council Chair President & Chief Executive Officer Hampton Securities Limited, 141 Adelaide Street West, Suite 1800, Toronto, Ontario, M5H 3L5 (416) 862-8651 Fax: (416) 862-8650 Email: [email protected] Alan DUNNETT Manitoba District Council Chair Regional Director, Vice President and Branch Manager RBC Dominion Securities Inc., Suite 900, 360 Main Street, P.O. Box 278, Winnipeg, Manitoba, R3C 2G9 (204) 982-3456 Fax: (204) 982-3460 Email: [email protected] Brad ENS Saskatchewan District Council Chair Assistant Branch Manager CIBC World Markets Inc., 128 – 4th Avenue South, Saskatoon, Saskatchewan, S7K 1M8 (306) 653-7419 Fax: (306) 664-1143 Email : [email protected] George FISHER PEI District Council Chair Branch Manager BMO Nesbitt Burns Inc., 51 University Avenue, Charlottetown, PEI, C1A 4K8 (902) 629-2025 Fax: (902) 628-6278 Email: [email protected] John FITZPATRICK New Brunswick District Council Chair Investment Advisor TD Evergreen Investments Inc. 2nd Floor, 2 King Street, Saint John, NB E2L 1G2 (506) 646-1120 Fax: (506) 646-1127 Email: [email protected] Debra HEWSON Pacific District Council Chair Vice President & Chief Operating Officer Odlum Brown Ltd., Suite 1800, 609 Granville Street, Vancouver, British Columbia, V7Y 1A3 (604) 844-5353 Fax: (604) 844-5393 Email: [email protected]


mailto:email:%20%[email protected]

mailto:email:%20%[email protected]






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Jacques LEMAY Quebec District Council Chair Senior Vice-President of Corporate Finance Desjardins Securities Inc., 1 Place Ville-Marie, Bureau 2707, Montréal, Quebec, H3B 4G4 (514) 281-7477 Fax: (514) 842-7975 Email: [email protected] Tom PURVES Nova Scotia District Council Chair Branch Manager Scotia Capital Inc. 5th Floor, 1709 Hollis Street, Box 2022, Station M, Halifax, Nova Scotia, B3J 2Z1 (902) 420-2220 Fax: (902) 422-6002 Email: [email protected] David SANDERS Alberta District Council Chair President & Director Sanders Wealth Management Group Ltd., Suite 2000, 10303 Jasper Avenue, Edmonton, Alberta, T5J 3N6 (780) 424-1001 ext. 2 Fax: (780) 425-4241 Email: [email protected] Ian RUSSELL Senior Vice President, Industry Relations & Representation Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, Ontario M5H 3T9 (416) 865-3036 Fax: (416) 364-9263 E-mail: [email protected] David BEAZLEY Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, TD Centre, 1791 Barrington Street, Halifax, Nova Scotia, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected] Glenn KNOWLES Pacific Regional Director Investment Dealers Association of Canada, Suite 1325, 650 W. Georgia Street, Vancouver, British Columbia, V6B 4N9 (604) 331-4797 Fax: (604) 683-3491 Email: [email protected]







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Fernande LANOIX Quebec Regional Director Investment Dealers Association of Canada, 1, Place Ville Marie, bureau 2802, Montreal, Quebec H3B 4R4 (514) 878-2854 Ext. 222 Fax: (514) 878-3860 Email: [email protected] Morag MacGOUGAN Ontario Regional Director Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, Ontario M5H 3T9 (416) 943-6991 Fax: (416) 943-6754 E-mail: [email protected] Terry MELLING Prairie Regional Director Investment Dealers Association of Canada, 2300 – 355 – 4th Avenue S.W., Calgary Alberta, T2P 0J1 (403) 260-6278 Fax: (403) 265-4603 Email: [email protected]




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NEWFOUNDLAND AND LABRADOR DISTRICT COUNCIL 2002 – 03

CHAIR Ray SMALLWOD Vice-President and Director CIBC World Markets Inc., 8th Floor Atlantic Place, 215 Water Street, Box 77, St. John’s, NF, A1C 6C9 (709) 576-2700 Fax: (709) 754-5469 Email: [email protected] VICE-CHAIR Ronald BEER Investment Advisor RBC Dominion Securites Inc., Suite 803, 10 Fort William Place, Baine Johnston Centre, P.O. Box 1818 Station C, St. John’s, NF, A1C 5P9 (709) 576-4292 Fax: (709) 576-0464 Email: [email protected] Fred DODD Vice President, Financial Consultant CIBC World Markets Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s, NF, A1C 6C9 (709) 576-2711 Fax: (709) 754-5469 Email: [email protected] David EATON, QC McInnes Cooper, 10 Fort William Place, P.O. Box 5939, St. John’s NF A1C 5X4 (709) 722-8735 Fax: (709) 722-1763 Email: [email protected] Tom FORAN Vice-President, Managing Director BMO Nesbitt Burns Inc., Suite 390 Cabot Place, 100 New Gower Street, St. John’s, NF, A1C 6K3 (709) 738-0077 Fax: (709) 738-0831 Email: [email protected] Roy HUSSEY Associate Director & Branch Manager Scotia Capital Inc., Suite 802, Scotia Centre, 235 Water Street, St. John’s, NF, A1C 1B6 (709) 576-1339 Fax: (709) 754-2411 Email: [email protected]

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Robert KAVANAUGH Branch Manager & Senior Financial Consultant MD Management Limited., 164 MacDonald Drive, St. John’s, NF, A1A 4B3 (709) 726-2136 Fax: (709) 726-2193 Email : [email protected] Sandy LEGGE Associate RBC Dominion Securities Inc., Suite 803, 10 Fort William Pl., Baine Johnston Centre, P.O. Box 1818 Stn C, St. John’s, NF, A1C 5P9 (709) 576-4290 Fax: (709) 576-0464 Email: [email protected] Frank O’DEA, QC O’Dea Earle Law Offices, 323 Duckworth Street, P.O. Box 5955, St. John’s, NF, A1C 5X4 (709) 726-3524 Fax: (709) 726-9600 Email: [email protected] Chris ROBINSON Investment Advisor BMO Nesbitt Burns Inc., Suite 390, Cabot Place, 100 New Gower Street, St. John’s, NF, A1C 6K3 (709) 738-0077 Fax: (709) 738-0831 Email: [email protected] James ROTTBOLL Investment Executive Scotia Capital Inc., Scotia McLeod, Sutie 601, 4 Herald Avenue, Herald Tower, CornerBrook, NF, A2H 4B4 (709) 637-4747 Fax: (709) 637-4735 Email: [email protected] Kevin BREEN (ex-officio) Branch Manager TD Evergreen, Toronto Dominion Place, Suite 1001, 140 Water Street, 10th Floor, St. John’s, NF, A1C 6H6 (709) 758-5291 Fax: (709) 758-5299 Email: [email protected] Terrance K. SALMAN (ex-officio) Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected]




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Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] David BEAZLEY (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]

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NEWFOUNDLAND AND LABRADOR DISTRICT COMMITTEES 2002 - 03

GOVERNMENT LIAISON Ronald Beer, Chair RBC Dominion Securities Tom Foran BMO Nesbitt Burns Inc. Roy Hussey Scotia Capital Inc. Ray Smallwood CIBC World Markets Inc. David Beazley Investment Dealers Association MEMBER RELATIONS Fred Dodd, Chair CIBC World Markets Inc. Tom Foran BMO Nesbitt Burns Inc. Robert Kavanaugh MD Management Ltd. David Beazley Investment Dealers Association

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PRINCE EDWARD ISLAND DISTRICT COUNCIL 2002 – 03

CHAIR George FISHER Branch Manager BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, PEI, C1A 4K8 (902) 629-2025 Fax: (902) 628-6278 Email: [email protected] VICE-CHAIR Robert O’HANLEY Financial Consultant CIBC World Markets Inc., Suite 300, 137 Queen Street, Charlottetown, PEI, C1A 4B3 (902) 368-3026 Fax: (902) 628-1883 Email: [email protected] Scott MACKENZIE, QC Partner Stewart McKelvey Stirling Scales, 65 Grafton Street, P.O. Box 2140, Charlottetown, PEI, C1A 8B9 (902) 629-4507 Fax: (902) 566-5283 Email: [email protected] Andrew MACLEAN Investment Advisor BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, PEI, C1A 4K8 (902) 629-2027 Fax: (902) 628-6278 Email: [email protected] Cyrilla SAUNDERS Manager TD Waterhouse, Confederation Court Mall, 134 Kent Street, Charlottetown, PEI, C1A 8R8 (902) 629-7020 Fax: (902) 629-7025 Email: [email protected] Dale TURNER Manager Scotia Capital Inc., 187 Queen Street, P.O. Box 1540, Charlottetown, PEI, C1A 7N3 (902) 566-3225 Fax: (902) 368-8038 Email: [email protected]

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Philip WATTS Manager Berkshire Securities, Suite 100, 70 Kent Street, Charlottetown, PEI, C1A 1M7 (902) 628-3555 Fax: (902) 626-3658 Email: [email protected] David GAUTHIER (ex-officio) Branch Manager RBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, PEI, C1A 8R8 (902) 566-5544 Fax: (902) 566-1569 Email: [email protected] Terrance K. SALMAN (ex-officio) Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] David BEAZLEY (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]



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PRINCE EDWARD ISLAND DISTRICT COMMITTEES 2002 - 03

GOVERNMENT LIAISON Robert O’Hanley, Chair CIBC World Markets Inc. George Fisher BMO Nesbitt Burns Inc. David Gauthier RBC Dominion Securities Inc. David Beazley Investment Dealers Association MEMBER RELATIONS Andrew MacLean, Chair BMO Nesbitt Burns Inc. Cyrilla Saunders TD Waterhouse Dale Turner Scotia Capital Inc. David Beazley Investment Dealers Associaiton

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NOVA SCOTIA DISTRICT COUNCIL 2002 – 03

CHAIR Tom PURVES Branch Manager Scotia Capital Inc., 1709 Hollis Street, 5th Floor, Box 2022, Stn. M, Halifax, NS, B3J 2Z1 (902) 420-2220 Fax: (902) 422-6002 Email: [email protected] VICE-CHAIR Jane SMITH Executive Vice-President & Chief Financial Officer Beacon Securities Limited, 1707 Grafton Street, Halifax, NS, B3J 2C6 (902) 423-1260 Fax: (902) 425-5237 Email: [email protected] Gordon ANDERSON Branch Manager National Bank Financial Ltd., Purdys Wharf, Tower II, Suite 1601, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 496-7711 Fax: (902) 496-7701 Email: [email protected] Stephen BISHOP Branch Manager Scotia Capital Inc., 1 Webster Street, P.O. Box 456, Kentville, NS, B4N 3X3 (902) 678-0777 Fax: (902) 678-4449 Email: [email protected] Suzanne BUNTAIN Investment Advisor Scotia Capital Inc., 5th Floor, 1709 Hollis Street, Box 2022, Stn. M, Halifax, NS, B3J 2Z1 (902) 420-2220 Fax: (902) 422-6002 Email: [email protected] Glen CARRIGAN Branch Manager Assante Capital Management, Suite 1700, 1791 Barrington Street, Halifax, NS, B3J 3L1 (902) 492-4332 Fax: (902) 492-4376 Email: [email protected] Bruce CARROLL President & Chief Executive Officer Ocean Securities Inc., 1127 South Park Street, Suite #1, Halifax, NS, B3H 2W5 (902) 423-1131 Fax: (902) 423-1178 Email: [email protected]



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Carole CUSHING Senior Vice-President & Managing Director BMO Nesbitt Burns Inc., BMO Tower, 5151 George Street, 10th Floor, P.O. Box 728, Halifax, NS, B3J 2T3 (902) 496-1158 Fax: (902) 496-1185 Email: [email protected] Jerome GRADY Manager Assante Capital Management Ltd., 10 Portland Street, Suite 100, Dartmouth, NS, B2Y 1G9 (902) 469-7775 Fax: (902) 469-1007 Email: [email protected] John GUINAN Branch Manager CIBC World Markets Inc., CIBC Wood Gundy, 640 Prince Street, P.O. Box 746, Truro, NS, B2N 5E8 (902) 893-0300 Fax: (902)893-1134 Email: [email protected] Eric HICKS Vice-President National Bank Financial Ltd. Purdy’s Wharf, Tower II, Suite 1601, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 496-7735 Fax: (902) 496-7701 Email: [email protected] John KLAAS Assistant Vice-President Financial Services MD Management Limited, Box 105, Sutie 704, 5657 Spring Garden Road, Halifax, NS, B3J 3R4 (902) 425-4646 Fax: (902) 425-6848 Email: [email protected] Ed KYNOCK Manager Union Securities Limited, Suite 203, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 422-9098 Fax: (902) 425-4089 Email: [email protected] Tom LEE Investment Advisor CIBC Wood Gundy, Suite 1801, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 420-8211 Fax: (902) 429-8323 Email: [email protected]





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Bev MACPHERSON Manager BMO Nesbitt Burns, 180 Charlotte Street, Sydney, NS, B1P 1C5 (902) 562-9540 Fax: (902) 562-9541 Email: [email protected] Robert MERCHANT Senior Vice-President, Senior Investment Advisor & Branch Manager TD Evergreen, 5415 Spring Garden Road, 3rd Floor, Halifax, NS, B3J 1G1 (902) 420-3252 Fax: (902) 420-8141 Email: [email protected] Philip ROGERS Branch Manager BMO Nesbitt Burns Inc., 3rd Floor, 197 Dufferin Street, Bridgewater, NS, B4V 2G9 (902) 543-7100 Fax: (902) 543-5757 Email: [email protected] Janice STAIRS Commercial Securities Lawyer Patterson Palmer Hunt Murphy, Bank of Montreal Tower, 5151 George Street, Suite 1600, P.O. Box 247, Halifax, NS, B3J 2N9 (902) 492-2000 Fax: (902) 429-5215 Email: [email protected] John STRINGER, QC Lawyer McInnes Cooper, Summit Place, 6th Floor, P.O. Box 730, 1601 Lower Water Street, Halifax, NS, B3J 2V1 (902) 424-1361 Fax: (902) 425-6350 Email: [email protected] Kevin WALLER Investment Advisor RBC DOMINION Securities Inc., Suite 1101, Tower II, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 421-0229 Fax: (902) 425-0608 Email: [email protected] Scott FOWLER (ex-officio) Senior Vice-President, Financial Consultant Merrill Lynch Canada Inc., 1969 Upper Water Street, Suite 1801, Tower II, Halifax, NS, B3J 3R7 (902) 420-8226 Fax: (902) 429-8323 Email: [email protected]



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Terrance K. SALMAN (ex-officio) Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] David BEAZLEY (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, TD Centre, 1791 Barrington Street, Halifax, Nova Scotia, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]



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NOVA SCOTIA DISTRICT COMMITTEES

2002 - 03 GOVERNMENT LIAISON Tom Purves, Chair Scotia Capital Inc. Jerome Grady Assante Capital Management Jane Smith Beacon Securities Limited David Beazley Investment Dealers Association MEMBER RELATIONS Ed Kynock, Chair Union Securities Limited Suzanne Buntain Scotia Capital Inc. John Guinan CIBC World Markets Inc. David Beazley Investment Dealers Association SPECIAL EVENTS & SERVICES COMMITTEE Tom Lee, Chair CIBC World Marktes Inc. Tracy Cook Investment Dealers Association

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NEW BRUNSWICK DISTRICT COUNCIL 2002 – 03

CHAIR John FITZPATRICK Investment Advisor TD Evergreen Investments Inc., 2nd Floor, 2 King Street, Saint John, NB, E2L 1G2 (506) 646-1120 Fax: (506) 646-1127 Email: [email protected] Jim ANDERSON, QC Partner Anderson McWilliam LeBlanc & MacDonald, Suite 600, 633 Main Street, Moncton, NB, E1C 9M1 (506) 857-2171 Fax: (506) 858-0284 Email: [email protected] Michael BARDSLEY Branch Manager BMO Nesbitt Burns Inc., Suite 200, Regency Park, 65 Regent Street, P.O. Box 607 Station A, Fredericton, NB, E3B 5A6 (506) 458-8570 Fax: (506) 450-7193 Email: [email protected] Jean-Guy BERUBE Manager Cartier Partners Securities Inc., 174 Church Street, Edmunston, NB, E3V 1K2 (506) 739-0740 Fax: (506) 739-0747 Email: [email protected] Chuck COLLINS Branch Manager National Bank Financial Inc., Suite 300, 735 Main Street, Moncton, NB, E1C 1E5 (506) 857-9926 Fax: (506) 857-0531 Email: [email protected] Robert CRANDALL Branch Manager Union Securities Ltd., 77 Westmorland Street, Suite 650, Fredericton, NB, E3B 6Z3 (506) 457-1879 Fax: (506) 459-4354 Email: [email protected] Luc GAUDET Investment Advisor National Bank Financial Inc., Suite 300, 735 Main Street, Moncton, NB, E1C 1E5 (506) 857-9926 Fax: (506) 857-0531 Email: [email protected]




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David HASHEY, QC Lawyer Cox Hanson O’Rilly Matheson, Phoenix Square, 371 Queen Street, Suite 400, P.O. Box 310, Fredericton, NB, E3B 4Y9 (506) 453-7771 Fax: (506) 632-9600 Email: [email protected] Tim LACKIE Senior Financial Consultant CIBC World Markets Inc., Suite 500, 44 Chipman Hill, Saint John, NB, E2L 2A9 (506) 634-1220 Fax: (506) 634-8214 Email: [email protected] Douglas ORFORD Manager CIBC World Markets Inc., Suite 300, 44 Chipman Hill, Brunswick House, Saint John, NB, E2L 2A9 (506) 634-8070 Fax: (506) 634-6019 Email: [email protected] Terry RICHARDSON Associate Director Scotia Capital Inc., Suite 1608, 1 Brunswick Square, P.O. Box 6277, Saint John, NB, E2L 4R7 (506) 658-3202 Fax: (506) 636-6812 Email: [email protected] Paul RODGER Investment Executive Scotia Capital Inc., North Market Wharf, One Market Square, Suite N402, PO Box 6277 Stn. A, Saint John, NB, E2L 4R7 (506) 634-8021 Fax: (506) 658-3315 Email: [email protected] Paul RODGER Manager Assante Capital Management Ltd., 512 George Street, Fredericton, NB, E3B 1K1 (506) 459-5947 Fax: (506) 458-1698 Email: [email protected] Larry SHEPARD Branch Manager RBC Dominion securities Inc., 371 Queen Street, P.O. Box 251, Fredericton, NB, E3B 4Y9 (506) 458-9174 Fax: (506) 459-2755 Email: [email protected]



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Terrance K. SALMAN (ex-officio) Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] David BEAZLEY (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]


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NEW BRUNSWICK DISTRICT COMMITTEES 2002 - 03

GOVERNMENT LIAISON Terry Richardson, Chair Scotia Capital Incorporated John Fitzpatrick TD Waterhouse Larry Sheppard RBC Dominion Securities Inc. David Beazley Investment Dealers Association MEMBER RELATIONS Tim Lackie, Chair CIBC World Markets Inc. Mike Bardsley BMO Nesbitt Burns Chuck Collins National Bank Financial David Beazley Investment Dealers Association

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QUÉBEC DISTRICT COUNCIL 2002 – 03

CHAIR Jacques LeMAY Senior Vice-President of Corporate Finance Desjardins Securities Inc., 1 Place Ville-Marie, Bureau 2707, Montréal, QC H3B 4G4 (514) 281-7477 Fax: (514) 842-7975 Email: [email protected] VICE-CHAIR Gérard TAILLON Senior Vice-President & Managing Director, Québec BMO Nesbitt Burns Ltd., Suite 3200, 1501 McGill College Avenue, Montréal, QC H3A 3M8 (514) 286-7215 Fax: (514) 286-7262 E-mail: [email protected] Thomas AIKEN Treasurer and Chief Financial Officer MacDougall, MacDougall & MacTier Inc., Suite 2000, Canada Place, 1010 La Gauchetière West, Montréal, QC H3B 4J1 (514) 394-3099 Fax: (514) 871-1481 E-mail: [email protected] Frédéric BÉLANGER Senior Vice-President & Corporate Secretary Professional's Fund Management Inc., 31st Floor, 2 Desjardins Complex, East Tower, Montréal, QC, H5B 1C2 (514) 350-5065 Fax: (514) 350-5155 E-mail: [email protected] André BOURRET Québec Regional Manager and Director Scotia Capital Inc., 6th Floor, Scotia Tower, 1002 Sherbrooke Street West, Montréal, QC, H3A 3L6 (514) 287-4563 Fax: (514) 287-3646 E-mail: andré[email protected]

François BRETON President – Approval’s Committee RBC Dominion Securities Inc., Suite 330, 3100 Le Carrefour Boulevard, Laval, QC, H7T 2K7 (450) 686-3478 Fax: (450) 686-3423 E-mail: [email protected]





mailto:andré[email protected]


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Louis CLAVEAU President Casgrain & Company Limited, Suite 1625, 500 René-Lévesque Boulevard West, Montréal, QC, H2Z 1W7 (514) 871-8080 Fax: (514) 871-1943 E-mail: [email protected] Éric DÉSORMEAUX President- Tax Review Committee Desjardins Securities Inc., 15th floor, 2 Desjardins Complex, East Tower, P.O. Box. 394, Montréal, QC, H5B 1J2 (514) 281-4257 Fax: (514) 842-7975 E-mail: [email protected] Marc FLYNN Managing Director Canadian Securities Institute, 1 Place Ville Marie, Bureau 2840, Montreal, QC, H3B 4R4 (514) 878-7635 Fax (514) 878-2607 E-mail: [email protected] Marc-André LACAILLE Vice-President and Resident Manager BMO Nesbitt Burns Ltd., Suite 110, 1 Holiday Street, Pointe-Claire, QC, H9R 5N3 (514) 428-2910 Fax: (514) 428-2920 E-mail: [email protected] Danielle LeMAY Directeur juridique et Réglementation, Service de la Conformité Valeurs mobiliéres Desjardins inc., 2 Complexe Desjardins, Tour Est, 15e étage, C.P. 394, Montreal, QC, H5B 1J2 (514) 281-2346 Fax: (514) 281-7239 E-mail: danielle.le-mayvmd.desjardins.com Benoit MARCOTTE Senior Vice-President National Bank Financial Inc., 5th Floor, SunLife Building, 1155 Metcalfe Street, Montréal, QC, H3B 4S9 (514) 879-2282 Fax: (514) 879-5321 E-mail: [email protected] Éric MORISSET Executive Director CIBC World Markets Inc., 600 de Maisonneuve Boul. Ouest, Suite 3050, Montreal, QC, H3A 3J2 (514) 847-6500 Fax: (514) 847-6430 E-mail: [email protected]





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Charles MURPHY President and Chief Executive Officer Valeurs mobiliéres Banque Laurentienne Inc., 1981, avenue McGill College, bureau 100, Montréal, QC, H3A 3A3 (514) 350-2938 Fax: (514) 284-9757 E-mail: [email protected] Yvan NAUD President and Operations Committee NBCN, 16th Floor, 1010 La Gauchetière West, Montréal, QC, H3B 5J2 (514) 868-6570 Fax: (514) 875-3745 E-mail: [email protected] Luc PAPINEAU Senior Vice-President, Retail Advisory Services Courtage à escompte Banque Nationale Inc., 1100, rue Université, 10e étage, Montreal, QC, H3B 2G7 (514) 871-7284 Fax: (514) 871-7294 E-mail: [email protected] Sylvain PERREAULT President and Chief Executive Officer Le Groupe Jitney Inc., 360, rue St-Jacques Ouest, 16e étage, Montréal, QC, H2X 1P5 (514) 985-8080 Fax: (514) 985-8099 E-mail: [email protected] Shirley PRIDHAM Vice-President/Compliance RBC Dominion Valeurs mobilères inc., 1, Places Ville-Marie, 3e étage, Montréal, QC, H3B 4R8 (514) 878-7370 Fax: (514) 878-7380 E-mail: [email protected] Michel DUCHESNE (ex-officio) Vice-President and Director RBC Dominion Securities Inc., Suite 300, 1 Place Ville Marie, Montréal, QC, H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] Terrance K. SALMAN (ex-officio) Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected]



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Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Fernande LANOIX (ex-officio) Québec Regional Director Investment Dealers Association of Canada, Suite 2802, 1 Place Ville Marie, Montréal, QC, H3B 4R4 (514) 878-2854 Fax: (514) 878-3860 E-mail: [email protected]



30

QUÉBEC DISTRICT COUNCIL COMMITTEES 2002 - 03

APPROVALS COMMITTEE François Breton, Chair RBC Dominion Securities Inc. André Bourret Scotia Capital Inc. Marc-André Lacaille BMO Nesbitt Burns Ltd. Jacques Lemay (ex-officio) National Bank Financial Inc. BOND AND MONEY MARKETS COMMITTEE Louis Claveau, Chair Casgrain & Company Limited Martin Boulianne Canaccord Capital Corporation Liam Cheung Penson Financial Services Canada Inc. Nancy Desaulniers National Bank Discount Brokerage Inc. André Langelier Desjardins Securities Inc. Claude Lepage Laurentien Bank Securities Inc. Stéphane Longval Merrill Lynch Francesco Pasin Penson Financial Services Canada Inc. Jean-Francois Roy Leduc & Associates Securities (Canada) Ltd. Daniel Vaugeois MCA Securities Inc. Francois Veillet CIBC World Markets William Whalen Canaccord Capital Corporation Jacques Lemay (ex-officio) National Bank Financial Inc. CONTINUING EDUCATION COMMITTEE Shirley Pridham, Chair RBC Dominion Securities Inc. Francine Bonneau Desjardins Securities Inc. Natali Bossé National Bank Discount Brokerage Inc. Yves Gauvreau Laurentian Bank Securities Inc. Alain Goyer MCA Securities Inc. Denis Hogan Iforum Securities Inc. Simon Librati Swift Trade Guy C. Sauvé MD Management Marc J. Stern Dundee Securities Corporation Inc. Sylvain Thériault Courvie Securities Inc. François Tremblay RBC Dominion Securities Inc. Jacques Lemay (ex-officio) National Bank Financial Inc.

31

OPERATIONS COMMITTEE Yvan Naud, Chair NBCN Clearing Inc. Danielle Aubin National Bank Discount Brokerage Inc. Martin Boulianne Canaccord Capital Corporation Céline Gauthier RBC Dominion Securities Inc. Lynn Jean Courvie Securities Inc. Robert McPherson Penson Financial Services Canada Inc. Denham Mitchell MacDougall, MacDougall & MacTier Inc. Marie-Josée Myrand BMO InvestorLine Inc. André Provençal MCA Securities Inc. Yves Ruest Laurentien Bank Securities Inc. Jésus Sanchez NBCN Clearing Inc. Richard Turcot Penson Financial Services Canada Inc. Ginette Turenne Desjardins Securities Inc. André Zanga Casgrain & Company Limited Jacques Lemay (ex-officio) National Bank Financial Inc. REGULATION COMMITTEE Danielle LeMay, Chair Desjardins Securities Inc. Gilles Beauregard MCA Securities Inc. Frédéric Bélanger Professional Fund Management Inc. Jean-Luc Brunet Desjardins Securities Inc. Benoit Carignan Fimat Products Derivatives Canada Inc. Jean Carrier Courvie Securities Inc. Richard Dussault BMO InvestorLine Inc. André Gévry RBC Dominion Securities Inc. François Gervais The Jitney Group Inc. Jacques Lalonde BMO Nesbitt Burns Ltd. Robert Lamarche BMO Nesbitt Burns Ltd. Thomas MacKay Timber Hill Canada Company Yves Mechaka iForum Securities Inc. Linda Monet National Bank Discount Brokerage Inc. Stéphane Morin Penson Financial Services Canada Inc. Jean-Claue Paradis Leduc & Associates Securities (Canada) Ltd. Julie Parent Canccord Capital Corporation Sylvain Perrault The Jitney Group Inc. Shirley Pridham RBC Dominion securities Inc. Souad Siala PEAK Securities Inc. Sylvain Thériault Courvie Securities Inc. Jacques Lemay (ex-officio) National Bank Financial Inc. Luc LaRochelle, lawyer Borden Ladner Gervais

32

TAX REVIEW COMMITTEE Éric Désormeaux, Chair Desjardins Securities Inc. Enrico Bruni Iforum Securities Inc. Francois Carrier Canaccord Capital Corporation Jean Carrier Courvie Securities Inc. Chantal Garneau Penson Financial Services Canada Inc. Daniel Hould Scotia Capital Inc. Stéphane Morin Penson Financial Services Canada Inc. Andrée Ouellet MCA Securities Inc. Diane Simard National Bank Discount Brokerage Inc. Marc J. Stern Dundee Securities Corporation Inc. Jacques Lemay (ex-officio) National Bank Financial Inc. Special Guests Louis Doyle CDNX France Lafortune Toronto Stock Exchange Robert Thiffault Legault Joly Thiffault

33

ONTARIO DISTRICT COUNCIL 2002 – 03

CHAIR Peter DEEB President & Chief Executive Officer Hampton Securities Limited, 141 Adelaide Street West, Suite 1800, Toronto, Ontario, M5H 3L5 (416) 862-8651 Fax: (416) 862-8650 E-mail: [email protected] VICE-CHAIR Nelson MACDONALD President & Chief Executive Officer IPO Capital Corp., 130 Adelaide Street West, Suite 1020, Toronto, Ontario, M5H 3P5 (416) 640-2080 Fax: (416) 642-0787 E-mail: [email protected]

Christina CHEN Senior Vice President BMO InvestorLine Inc., 100 King Street West, 20th Floor, Toronto, Ontario, M5X 1A1 (416) 594-5972 Fax: (416) 867-9068 E-mail: [email protected] Greg DAVIES Chief Financial Officer ITG Canada Corporation, Exchange Tower, 130 King Street West, Suite 1040, P.O. Box 83, Toronto, Ontario, M5X 1B1 (416) 874-0670 Fax: (416) 874-0690 E-mail: [email protected] Brian DENTINGER Principal and Director Edward Jones, Sussex Centre, Suite 902, 90 Burnamthorpe Road West, Mississauga, Ontario L5B 3C3 (416) 306-8650 Fax: (905) 306-8769 E-mail: [email protected] Daniella DIMITROV Vice President Dundee Securities Corporation, Scotia Plaza, 40 King Street West, 55th Floor, Toronto, Ontario M5H 4A9 (416) 365-2426 Fax: (416) 363-4536 E-mail: [email protected]


E-mail:%[email protected]

E-mail:[email protected]



34

Robert DJURFELDT Co-Branch Manager Scotia Capital Inc. 40 King Street West, Box 402, 15th Floor, Toronto, Ontario, M5H 3Y2 (416) 863-7768 Fax: (416) 862-3087 E-mail: [email protected] Stephen ELLIS Chief Operating Officer Assante Capital Management Ltd., 800 Bay Street, Suite 600, Toronto, Ontario M5S 3A9 (416) 645-4268 Fax: (416) 645-4428 E-mail: [email protected] Terrence HETHERINGTON National Sales Manager Raymond James Ltd., 1 James Street South, Suite 1220, Hamilton, Ontario L8P 4R5 (905) 974-2929 Fax: (905) 974-9565 E-mail: [email protected] Guenther KLEBERG Head of Compliance Wealth Management CIBC World Markets Inc., 199 Bay Street, Commerce Court West, 15th Floor, Toronto, Ontario M5L 1A2 (416) 304-2697 ext 3350 Fax: (416) 304-2761 E-mail: [email protected] William OATES Chief Financial Officer e3m Investments Inc., 2 St. Clair Avenue West, Suite 1503, Toronto, Ontario M4V 1L5 (416) 907-7777 ext. 30 Fax: (416) 972-7518 E-mail: [email protected] Karin TREIBERG Vice President RBC Capital Markets, 200 Bay Street, 4th Floor, South Tower, Toronto, Ontario M5J 2W7 (416) 842-7618 Fax: (416) 842-7555 E-mail: [email protected] Duncan WEBB Director, Chief Administrative and Financial Officer Credit Suisse First Boston Canada Inc., 1 First Canadian Place, Suite 3000, P.O. Box 301, Toronto, Ontario M5X 1C9 (416) 352-4683 Fax: (416) 352-4690 E-mail: [email protected]




E-mail:%20%[email protected]


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Terrance SALMAN, ex officio Chairman, President & CEO Salman Partners Inc., 885 West Georgia Street, Suite 2230, Vancouver, B.C. V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected] Joe OLIVER, ex officio President and Chief Executive Officer Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, Ontario M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Morag MACGOUGAN, ex officio Ontario Regional Director Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, Ontario M5H 3T9 (416) 943-6991 Fax: (416) 364-9263 E-mail: [email protected]



36

ONTARIO DISTRICT COMMITTEES 2002 - 03

MEMBERSHIP SUB-COMMITTEE Gregory Davies ITG Canada Corp Robert Djurfeldt Scotia Capital Inc. William Oates e3m Investments Inc. REGISTRATION SUB-COMMITTEE Christina Chen BMO InvestorLine Inc. Daniella Dimitrov Dundee Wealth management Guenther Kleberg CIBC World Markets Inc.

37

MANITOBA DISTRICT COUNCIL 2002 – 03

CHAIR Alan DUNNETT Regional Director, Vice President and Branch Manager RBC Dominion Securities Inc., Suite 900, 360 Main Street, P.O. Box 278, Winnipeg, MB, R3C 2G9 (204) 982-3456 Fax: (204) 982-3460 E-mail: [email protected] VICE-CHAIR Colin RYAN Vice-President and Assistant Branch Manager BMO Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 949-8034 Fax: (204) 944-0828 E-mail: [email protected] Gregory BIEBER President & Secretary Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, MB, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 E-mail: [email protected] Steve BLOSS Marketing Manager Benson Quinn – GMS Inc., Suite 500, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 982-7937 Fax: (204) 982-7957 E-mail: [email protected] Jim COLDWELL Co-Branch Manager TD Securities Inc., 1600 Pembina Highway, Winnipeg, MB, R3T 5Z2 (204) 988-2608 Fax: (204) 988-2875 E-mail: [email protected] James CRISTALL Vice President and Branch Manager CIBC World Markets Inc., Suite 1000, One Lombard Place, Winnipeg, MB, R3B 3N9 (204) 946-9826 Fax: (204) 943-2350 E-mail: [email protected]







38

Pam DIXON Operations Manager Wellington West Capital Inc., Suite 400, 200 Waterfront Drive, 85 Lombard Avenue, Winnipeg, MB, R3B 3P1 (204) 925-2285 Fax: (204) 942-6194 E-mail: [email protected] Rob DZISIAK President CFG Futures Canada Inc., Suite 310, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 988-9712 Fax: (204) 947-2317 E-mail: [email protected] Craig HARRISON Branch Manager Credential Securities Inc., Suite 760, 215 Garry Street, Winnipeg, MB, R3C 3E2 (204) 985-4936 Fax: (204) 956-7264 E-mail: [email protected] Alan MCLAUGHLIN Vice-President RBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, MB, R3C 3A6 (204) 982-2638 Fax: (204) 947-5213 E-mail: [email protected] Renee DeMEYER MESMAN President Investors Group Securities Inc., 10th Floor, 447 Portage Avenue, Winnipeg, MB, R3C 3B6 (204) 956-8134 Fax: (204) 942-8434 E-mail: [email protected] Walter SILICZ Vice-President and Branch Manager Wellington West Capital Inc., Suite 400, 200 Waterfront Drive, 85 Lombard Avenue, Winnipeg, MB, R3B 3P1 (204) 925-2256 Fax: (204) 942-6194 E-mail: [email protected] Scott TAYS Scotia Capital Inc., Suite 890, 360 Main Street, Winnipeg, MB, R3C 3Z3 E-mail: [email protected] Claude TETRAULT Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, MB, R3C 3Z3 (204) 946-0297 Fax: (204) 956-0747 E-mail: [email protected]









39

Blaine TROUP Director and Compliance Officer Benson Quinn – GMS Inc., 500 – 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 944-5404 Fax: (204) 942-8077 E-mail: [email protected] Gordon WIMBLE Vice-President and Branch Manager CIBC World Markets Inc., Suite 2600, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 958-4350 Fax: (204) 958-4361 E-mail: [email protected] Edward GRIFFITH (ex-officio) Associate Director, Branch Manager Scotia Capital Inc., Suite 501, 200 Portage Avenue, Winnipeg, MB, R3C 3X2 (204) 946-9202 Fax: (204) 946-9236 E-mail: [email protected]

Terry SALMAN (ex-officio) Chair, President & CEO Salman Partners Inc., Suite 2230 – 885 West Georgia Street, Vancouver, BC V6C 3E8 (604) 685-2450 Fax: (604) 685-2471 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Terry MELLING (ex-officio) Prairie Regional Director Investment Dealers Association of Canada, 2300 - 335 - 4th Avenue S.W., Calgary, AB, T2P 0J1 (403) 262-6393 Fax: (403) 265-4603 E-mail: [email protected]





40

MANITOBA DISTRICT COMMITTEES 2002 - 03

GOVERNMENT LIAISON Alan Dunnett, Chair RBC Dominion Securities Inc. Gregory Bieber Bieber Securities Inc. Robert Vandewater CIBC World Markets Inc. MEMBER RELATIONS Pam Dixon, Chair Wellington West Capital Inc. Sctoo Tays Scotia Capital Inc. Claude Tetrault Bieber Securities Inc. Gordon Wimble CIBC World Markets Inc. COMMUNITY RELATIONS Colin Ryan, Chair BMO Nesbitt Burns Inc. Mark Schiefner CIBC World Markets Inc. Blaine Troup Benson - Quinn - GMS Inc. IMAGE AND PEOPLE Education Renee DeMeyer Mesman, Chair Investors Group Securities Inc. James Cristall Merrill Lynch Canada Inc. Steve Bloss Benson Quinn – GMS Inc. Recognition Alan McLaughlin, Chair RBC Dominion Securities Inc. Jim Coldwell TD Securities Inc. Rob Dzisiak CGF Financial Group Inc.

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REGISTRATION Walter Silicz, Chair Wellington West Capital Inc. Craig Harrison Credential Securities Inc. Harvey Scrivener RBC Dominion Securities Inc. Jim Cristtal (Alternate) CIBC World Markets Inc. Ed Griffith (Alternate) Scotia Capital Inc.

42

SASKATCHEWAN DISTRICT COUNCIL 2002 – 03

CHAIR Brad ENS Assistant Branch Manager CIBC World Markets Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, SK, S7K 1M8 (306) 653-7419 Fax: (306) 664-1143 E-mail: [email protected] VICE-CHAIR Susan MILBURN Vice President and Associate Portfolio Manager Raymond James Ltd., Suite 700, 105-21st Street East, Saskatoon, SK, S7K 0B3 (306) 651-4255 Fax: (306) 651-4299 E-mail: [email protected] Ron LUSTIG Vice-President CIBC World Markets Inc., Suite 420, 1801 Hamilton Street, Regina, SK, S4P 4B4 (306) 359-1577 Fax: (306) 569-8616 E-mail: [email protected] Larry SLOAN Branch Manager RBC Dominion Securities Inc., 4th Floor, 2010 – 11th Avenue, Reginal SK, S4P 3M3 (306) 777-0505 E-mail: [email protected] Fred SMITH (ex-officio) Chairman and Director Raymond James Ltd., Suite 320, 105-21st Street East, Saskatoon, SK, S7K 0B3 (306) 651-4270 Fax: (306) 651-4299 E-mail: [email protected]

Terry SALMAN (ex-officio) Chair, President & CEO Salman Partners Inc., Suite 2230 – 885 West Georgia Street, Vancouver, BC V6C 3E8 (604) 685-2450 Fax: (604) 685-2471 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]





43

Terry MELLING (ex-officio) Prairie Regional Director Investment Dealers Association of Canada, 2300 - 335-4th Avenue S.W., Calgary, AB, T2P 0J1 (403) 262-6393 Fax: (403) 265-4603 E-mail: [email protected]

44

SASKATCHEWAN DISTRICT COUNCIL COMMITTEES 2002 – 03

GOVERNMENT LIAISON TBA MEMBER & PUBLIC RELATIONS TBA REGISTRATION Susan Milburn, Chair Raymond James Ltd. Brad Ens CIBC World Markets Inc. Ron Lustig CIBC World Markets Inc.

45

ALBERTA DISTRICT COUNCIL 2002 – 03

CHAIR David SANDERS Investment Advisor, Partner, Director Sanders & Beckingham Securities Limited, Suite 2000, 10303 Jasper Avenue, Edmonton, AB, T5J 3N6 (780) 424-1001 Fax: (780) 425-4241 E-mail: [email protected] VICE-CHAIR Rob JENNINGS President Jennings Capital Inc., Suite 2600, 520 – 5th Avenue SW, Calgary, AB, T2P 3R7 (403) 292-0971 Fax: (403) 292-0979 E-mail: [email protected] Bruce AMBROSE Branch Manager Scotia Capital Inc., Canada Trust Tower, Suite 2000, 10104 – 103 Avenue, Edmonton, AB, T5J 0H8 (780) 497-3246 Fax: (780) 497-3228 E-mail: [email protected] Holly BENSON Chief Financial Officer Peters & Co. Limited, Suite 2500, 350-7th Avenue SW, Calgary, AB, T2P 4N1 (403) 261-2244 Fax: (403) 266-3334 E-mail: [email protected] George GOSBEE President & CEO Tristone Capital Inc., Suite 1800, 335 – 8th Avenue SW, Calgary, AB, T2P 1C9 (403) 303-8652 E-mail: ggosbee@tristone capital.com Ian GRIFFIN Chairman Research Capital Corporation, Suite 1330, 140 – 4th Avenue SW, Calgary, AB, T2P 3N3 (403) 750-1289 Fax: (403) 237-5951 E-mail: [email protected]






46

Philip HEIMBECKER Vice-President, Director, Sales Manager Raymond James Ltd., Suite 2500, 707 – 8th Avenue SW, Calgary, AB, T2P 1H5 (403) 221-0393 Fax: (403) 221-0350 E-mail: [email protected] Mike HILL Vice-President Investment Banking Acumen Capital Inc., Suite 200, 513 – 8th Avenue SW, Calgary, AB, T2P 1G3 (403) 571-0314 Fax: (403) 571-0313 E-mail: mike @acumencapital.com Kathleen JOST Vice-Chair BMO Investorline Inc., 7th Floor, 350-7th Avenue SW, Calgary, AB, T2P 3N9 (403) 234-3668 Fax: (403) 233-8621 E-mail: [email protected] Jim McDONALD Senior Vice President, Branch Manager HSBC Securities (Canada) Inc., Suite 2100, TD Tower, Edmonton Centre, Edmonton, AB, T5J 2Z1 (780) 421-4455 Fax: (780) 425-8692 E-mail: [email protected] Brent McLEAN Chief Executive Officer McLean & Partners Wealth Management, Suite 801, 10th Avenue SW, Calgary, AB, T2R 0B4 (403) 234-6101 Fax: (403) 234-0606 E-mail: [email protected] Patrick McNENLY Director of Compliance Yorkton Securities Inc., Suite 2200, 440 – 2nd Avenue SW, Calgary, AB, T2P 5E9 (403) 260-8409 Fax: (403) 260-3853 E-mail: [email protected] Donald McPHERSON Branch Manager J.F. Mackie & Company, Suite 1550, 335 – 8th Avenue SW, Calgary, AB, T2P 1C9 (403) 218-6388 Fax: (403) 218-6376 E-mail: [email protected]






47

Greg RILEY Vice-President & Branch Manager RBC Dominion Securities Inc., Suite 1600, 421 –7th Avenue, Calgary, AB, T2P 4K9 (403) 266-9657 Fax: (403) 266-9686 E-mail: [email protected] Francis ROCHE President Roche Securities Limited, Suite 1202, 10235 –101st Street, Edmonton, AB, T5J 3G1 (780) 917-7960 Fax: (780) 429-1874 E-mail: [email protected] James ROSS Branch Manager Leede Financial Markets Inc., Suite 2300, 777 – 8th Avenue SW, Calgary, AB, T2P 3R5 (403) 531-6874 Fax: (403) 265-6039 E-mail: [email protected] Jim SORENSON Resident Vice President & Director CIBC World Markets Inc., Suite 2000, 250 – 6th Avenue SW, Bow Valley Square IV, Calgary, AB, T2P 3H7 (403) 231-3355 Fax: (403) 266-0119 E-mail: [email protected] Ruby WALLIS Branch Manager FirstEnergy Capital Corporation, Suite 1600, 333 – 7th Avenue SW, Calgary, AB, T2P 2Z1 (403) 262-0631 Fax: (403) 262-0633 E-mail: [email protected] Martin DAVIES (ex-officio) Principal & Institutional Sales Peters & Co. Limited, 3900 Bankers Hall West, 888 Third Street SW, Calgary, AB, T2P 5C5 (403) 261-2212 Fax: (403) 261-2245 E-mail: [email protected]

Terry SALMAN (ex-officio) Chair, President & CEO Salman Partners Inc., Suite 2230 – 885 West Georgia Street, Vancouver, BC V6C 3E8 (604) 685-2450 Fax: (604) 685-2471 E-mail: [email protected]






48

Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Terry MELLING (ex-officio) Prairie Regional Director Investment Dealers Association of Canada, 2300 - 335-4th Avenue S.W., Calgary, AB, T2P 0J1 (403) 262-6393 Fax: (403) 265-4603 E-mail: [email protected]

49

ALBERTA DISTRICT COMMITTEES 2002 – 03

FINANCIAL ADMINISTRATORS SECTION (F.A.S.) LIAISON Holly Benson Peters & Co. Limited GOVERNMENT LIAISON Dave Sanders, Chair Sanders Wealth Management Group Rob Jennings Jennings Capital Inc. Martin Davies Peters & Co. Limited RETAIL SALES COMMITTEE LIAISON Philip Heimbecker Raymond James Ltd., Calgary REGISTRATION Kathleen Jost, Chair BMO Investorline Inc. Don McPherson, J.F. Mackie & Company Greg Riley, Member RBC Dominion Securities Inc. Phil Heimbecker Raymond James Ltd. James McDonald HSBC Securities (Canada) Inc. James Sorenson CIBC World Markets Inc.

50

PACIFIC DISTRICT COUNCIL 2002 – 03

CHAIR Debra HEWSON Vice President & Chief Operating Officer Odlum Brown Limited, PO Box 10012, Suite 1800, 609 Granville St, Vancouver, BC V7Y 1A3 (604) 844-5353 Fax: (604) 844-5393 E-mail: [email protected] VICE-CHAIR Christiaan OOSTHUIZEN Vice President & Branch Manager RBC Dominion Securities Inc., Suite 3100, Park Place, 666 Burrard St., Vancouver, BC V6C 3C7 (604) 257-7321 Fax: (604) 257-7391 E-mail: [email protected] Robert C. BLANCHARD Executive Vice President & COO Haywood Securities Inc., Suite 2000, Commerce Place - 400 Burrard Street, Vancouver, BC V6C 3A6 (604) 697-7100 Fax: (604) 643-1144 E-mail: [email protected] John F. BRIGHTEN VP, Compliance Global Securities Corp., PO Box 49049, Bentall III, Suite 1100, 595 Burrard St.,Vancouver, BC V7X 1C4 (604) 443-0823 Fax: (604) 689-3060 E-mail: [email protected] Don CROMAR Associate Director & Branch Manager Scotia Capital Inc., Suite 1100, P.O. Box 11615, 650 West Georgia Street, Vancouver, BC V6B 4N9 (604) 661-7438 Fax: (604) 661-7494 E-mail: [email protected] Elaine DAVISON Chief Financial Officer Qtrade Investors Inc., Suite 233, 1030 West Georgia Street, Vancouver, BC V6E 2Y3 (604) 605-4112 Fax: (604) 484-2627 E-mail: [email protected]







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John R. GRIFFITH Vice President & Branch Manager Jones, Gable & Company Limited, Suite 400, 700 West Pender Street, Vancouver, BC, V6C 1C1 (604) 685-1481 Fax: (604) 685-1486 (no email) J. Douglas MacKAY Vice President & General Counsel Credential Securities Inc., 8th Floor – 1441 Creekside Dr., Vancouver, BC V6J 4S7 (604) 742-2303 Fax: (604) 714-3933 E-mail: [email protected] John McCOACH Vice President, Corporate Finance Yorkton Securities Inc., PO Box 49333, Suite 1000, 1055 Dunsmuir Street, Vancouver, BC V7X 1L4 (604) 640-0400 Fax: (604) 640-0432 E-mail: [email protected] Ward A. McMAHON Senior Vice President, Credit & Compliance Canaccord Capital Corporation, Suite 1900, P.O. Box 10337, 609 Granville Street, Vancouver, BC, V7Y 1H2 (604) 643-7447 Fax: (604) 601-5934 E-mail: [email protected] Elizabeth PETTICREW Branch Manager BMO Nesbitt Burns Inc., Suite 1800, 885 West Georgia Street, Vancouver, BC V6C 3E8 (604) 685-5181 E-mail: [email protected] Bert QUATTROCIOCCHI Executive Vice President Pacific International Securities Inc., Suite 1900 – 666 Burrard Street, Vancouver, BC V6C 3N1 (604) 664-2905 Fax: (604) 664-2649 E-mail: [email protected] Richard G. ROUSSEAU Vice President and Managing Director, BC Regional Manager National Bank Financial Ltd., Suite 3300, Park Place, 666 Burrard Street, Vancouver, BC V6C 2X8 (604) 623-6766 Fax: (604) 682-6322 E-mail: [email protected]







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Doug SALBERG Vice President, Estate Planning Services Raymond James Ltd., Suite 1000 – 601 West Hastings Street, Vancouver, BC V6B 5E2 (604) 659-8215 Fax: (604) 659-8291 E-mail: [email protected] Daniel Y. H. SIU Vice President & Compliance Officer Golden Capital Securities Ltd., Suite 168, 1177 West Hastings Street, Vancouver, BC V6E 2K3 (604) 844-3023 Fax: (604) 682-8874 E-mail: [email protected] John P. THOMPSON Chief Executive Officer Union Securities Ltd., PO Box 10341 Pacific Centre, #900 - 609 Granville St., Vancouver, BC V7Y 1H4 (604) 691-2800 Fax: (604) 684-6307 E-mail: [email protected] Brian WORTH President & CEO United Capital Securities Ltd., Suite 2701, 1055 West Georgia St., Vancouver, BC V6E 3R5 (604) 602-0218 Fax: (604) 602-0219 E-mail: [email protected] Glenn KNOWLES, ex-officio Pacific Regional Director Investment Dealers Association, Suite 1325, P.O. Box 11614, 650 W. Georgia Street, Vancouver, BC, V6B 4N9 (604) 331-4797 Fax: (604) 683-3491 E-mail: [email protected] Richard G. ROUSSEAU, ex-officio Vice President and Managing Director, BC Regional Manager National Bank Financial Ltd., Suite 3300, Park Place, 666 Burrard Street, Vancouver, BC V6C 2X8 (604) 623-6766 Fax: (604) 682-6322 E-mail: [email protected] Joseph J. OLIVER, ex-officio President & Chief Executive Officer Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]








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Terry SALMAN, IDA Chair, ex-officio Chair, President & CEO Salman Partners Inc., Suite 2230 – 885 West Georgia Street, Vancouver, BC V6C 3E8 (604) 685-2450 Fax: (604) 685-2471 E-mail: [email protected]


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PACIFIC DISTRICT COUNCIL COMMITTEES 2002 - 03

GOVERNMENT LIAISON COMMITTEE Richard Rousseau National Bank Financial Ltd. Brian Worth United Capital Securities Inc. Don Cromar Scotia Capital Inc. Glenn Knowles Investment Dealers Association MEMBER REGULATION Daniel Siu, Chair Golden Capital Securities Ltd. Don Cromar Scotia Capital Inc. John Griffith Jones, Gable & Co. Ltd. John McCoach Yorkton Securities Inc. Chris Oosthuizen RBC Dominion Securities Inc. Bert Quattrociocchi Pacific International Securities Inc. John Thompson Union Securities Ltd. CORPORATE FINANCE COMMITTEE Fabio M. Banducci, Chair Haywood Securities Inc. Ross Cory Raymond James John McCoach Yorkton Securities Dave Messmer Canaccord Capital Corp.

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ASSOCIATION COMMITTEES 2002 - 03

IDA COMMITTEES AUDIT COMMITTEE Terrance K. Salman IDA Chair G.F. Kym Anthony IDA Vice-Chair Norman Graham FAS Chair Jim Dinning IDA Board Public Director CAPITAL MARKETS COMMITTEE

Kenneth Knowles, Chair J.P. Morgan Securities Canada Inc. Mark Caplan BMO Nesbitt Burns Inc. Roger Casgrain Casgrain & Company Limited Edward Koncewicz Scotia Capital Inc. Phipps Lounsbery CanDeal.ca.Inc. David Nicholls Deutsche Bank Securities Limited Donald Paterson National Bank Financial Inc. Lynn K. Patterson Goldman Sachs Canada Inc. Michel Trudeau Laurentian Bank Securities Inc. Richard Van Nest RBC Dominion Securities Inc. Mark Wisniewski Goldman Sachs Canada Inc. SRO Representative Jon Cockerline Investment Dealers Association of Canada

SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE Asset-Backed Securities Sub-Committee (formerly known as Mortgage-Backed

Securities Sub-Committee) Jenifer Shum, Chair Merrill Lynch Canada Inc. Daniel B. Fraleigh TD Securities Inc. Lawrence McKean RBC Dominion Securities Inc. Chris Roper BMO Nesbitt Burns Inc. Gary Smith Casgrain & Company Limited Sean St. John National Bank Financial Inc. Chris Thomas Scotia Capital Inc. Jeff Wilson CIBC World Markets Inc.

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CanPX Board

Phipps Lounsbery, President CIBC World Markets Inc. Roger Casgrain Casgrain & Company Limited James P. Magee Shorcan Brokers Limited Denis Marcotte Prebon Yamane Peter C. McRae Freedom International Brokerage Inc. Gregory Smith Scotia Capital Inc. Richard Van Nest RBC Dominion Securities Inc. Mark Wisniewski TD Securities Inc. SRO Representative Ian Russell Investment Dealers Association of Canada Debt-Like Derivatives Sub-Committee

Donald Paterson, Chair National Bank Financial Inc. Peter Armenio RBC Dominion Securities Inc. John Blain BMO Nesbitt Burns Inc. B. James Buckley Scotia Capital Inc. Jon Cockerline Investment Dealers Association of Canada Marcelo Cosma Merrill Lynch Canada Inc. Robert Hutchison Borden Ladner Gervais LLP Michael W. MacBain TD Securities Inc. John Pearson CIBC World Markets Inc.

Government Debt Market Reform

Phipps Lounsbery, Chair CIBC World Markets Inc. Roger Casgrain Casgrain & Company Limited SRO Representative Ian Russell Investment Dealers Association of Canada

Primary Dealer Money Market Committee

Gregory Smith, Chair Scotia Capital Inc. Craig Aubrey Merrill Lynch Canada Inc. Ian Currie Bank of Montreal Natalie Davidson CIBC World Markets Inc. Peter Dymott RBC Dominion Securities Inc. Michael N. Edey National Bank Financial Ltd. Faroukh Kanga TD Securities David Nicholls Deutsche Bank Securities Limited Gaston St. Georges Laurentian Bank Securities Inc. SRO Representative Jon Cockerline Investment Dealers Association of Canada

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Repo and Funding Sub-Committee Tesse Parigoris, Chair CIBC World Markets Inc. Craig Aubrey Merrill Lynch Canada Inc. Dave Duggan National Bank Financial Inc. Brad Ellies Scotia Capital Inc. Hubert Levasseur Casgrain & Company Limited Peter McDermid HSBC Securities (Canada) Inc. Robert Nobrega RBC Dominion Securities Inc. Joseph G. Serpe TD Securities Inc. Ross Smellie Deutsche Bank Securities Limited Rob White BMO Nesbitt Burns Inc. SRO Representative Chris Woolcock Investment Dealers Association of Canada

Strip Bond Sub-Committee

Robert D. Short, Chair RBC Dominion Securities Inc. J.F. Boucher Casgrain & Company Limited Keith Campbell The Canadian Depository For Securities Limited Jean François Dumont Laurentian Bank Securities Inc. Rodney Foss BMO Nesbitt Burns Inc. Edward Koncewicz Scotia Capital Inc. Jeffrey Lum CIBC World Markets Inc. Donald Paterson National Bank Financial Inc. Renato Resendes Merrill Lynch Canada Inc. Dean Yacula TD Securities Inc. SRO Representative Chris Woolcock Investment Dealers Association of Canada

Transparency Working Group Edward Koncewicz Scotia Capital Inc. Phipps Lounsbery CIBC World Markets Greg Smith Scotia Capital SRO Representative Ian Russell Investment Dealers Association of Canada CHAIR’S ADVISORY COUNCIL

Terrance K. Salman, Chair Salman Partners Inc. G.F. Kym Anthony, Vice-Chair National Bank Financial Inc. Pierre Brunet National Bank Financial Inc. Anthony Fell RBC Dominion Securities Inc. Michael St. B. Harrison MacDougall, MacDougall & MacTier Inc.

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Donald Johnson BMO Nesbitt Burns Inc. L. Jacques Ménard BMO Nesbitt Burns Inc. William D. Packham Rockwater Capital Corporation. Kenneth Shields Raymond James Ltd. Daniel F. Sullivan Scotia Capital Inc. Michael Tims Peters & Co. Limited W. David Wilson Scotia Capital Inc. Charles M. Winograd RBC Dominion Securities Inc. Joseph J. Oliver, Ex-Officio Investment Dealers Association of Canada

COMPENSATION COMMITTEE Terrance K. Salman IDA Chair G.F. Kym Anthony IDA Vice-Chair Joseph J. Oliver IDA President & CEO John L. Howard, Q.C. IDA Board Public Director CORPORATE FINANCE COMMITTEE

Jim Hinds, Chair Newcrest Capital Inc. Kirby Gavelin RBC Dominion Securities Inc. Wayne Adlam CIBC World Markets Inc. Paul Allison Merrill Lynch Canada Inc. Brent Fullard BMO Nesbitt Burns Inc. Ian MacKay Raymond James Ltd. Eugene McBurney Griffiths McBurney & Partners Jackie Moss CIBC World Markets Inc. John Philp HSBC Securities (Canada) Inc. M. Vincenza Sera National Bank Financial Corp. Nelson Smith Yorkton Securities Inc. Daniel F. Sullivan Scotia Capital Inc. SRO Representative Ian Russell Investment Dealers Association of Canada

DISCOUNT BROKERAGE COMMITTEE

Richard Austin Scotia Discount Brokerage Inc. Peter Hickman Merrill Lynch HSBC Canada Inc. Geoffrey Horrocks TD Securities Inc. Colleen Moorehead E*TRADE Canada Securities Corporation

Joe Pavao Sun Life Securities Inc. John See TD Waterhouse Investor Services (Canada) Inc.

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SRO Representative Morag MacGougan Investment Dealers Association of Canada

EDUCATION & PROFICIENCY COMMITTEE

Kristine Vikmanis, Chair BMO Nesbitt Burns Inc. Azza Abdallah Investment Dealers Association of Canada Steve Bloss Benson-Quinn-GMS Inc. Larry Boyce Investment Dealers Association Renee DeMyer Mesman Investors Group Securities Julie Eifert CIBC World Markets Ksenia Evans TD Evergreen G. Scott Falconer Merrill Lynch Canada Inc. Lara Y. Gray Edward Jones Paul Henderson Berkshire Securities Inc. Paisley Hill HSBC Securities (Canada) Inc. Samantha Ireland TD Evergreen Tim Koehl Edward Jones Rachelle Lebel National Bank Financial Inc. Christine LeJeune National Bank Financial Inc. Lee Robinson CIBC Jean-Pascal Souque MD Management Limited Mark Webb Canadian Securities Institute Linda B. White Scotia Capital Inc. Roberta Wilton, ex-officio Canadian Securities Institute EQUITY TRADING COMMITTEE

William Moriarty, Chair RBC Dominion Securities Inc. Eric Kirzner University of Toronto Marc Deslongchamps Raymond James Ltd. Michael Greenwood Canaccord Capital Corporation James W. Mountain Scotia Capital Inc. John P. Mulvihill Mulvihill Capital Management Inc. Brian Shaw CIBC World Markets Inc. Eric Tripp BMO Nesbitt Burns Inc. Raymond Tucker TD Securities Inc. Joie Watts Instinet Canada Limited SRO Representative Ian Russell Investment Dealers Association of Canada

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FINANCIAL ADMINISTRATORS SECTION FAS Executive Norman K.J. Graham, Chair Scotia Capital Inc. Peter Virvilis, Vice-Chair Canaccord Capital Corporation Sesto DeLuca W.D. Latimer Co. Limited Charyl Galpin BMO Nesbitt Burns Inc. John Higginbotham Commission Direct Inc. W. Jeffrey Kennedy Sprott Securities Inc. Yvan Naud BNCN Incorporée Gerard O’Mahoney TD Waterhouse Investor Services (Canada) Inc. Norman F. Thompson Union Securities Ltd. Gordon Weir Morgan Stanley Canada Limited SRO Representatives Paul Bourque Investment Dealers Association of Canada Richard Corner Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada

Primary Members of the Financial Administrators Section

Thomas G. Aiken MacDougall, MacDougall & MacTier Inc. Paul Aitkens Maison Placements Canada Inc. Joanne Aldersebaes Desjardins Securities Inc. Rodney M. Ancrum Royal Bank Action Direct Inc. Jean-Paul Bachellerie Pacific International Securities Inc. Holly Benson Peters & Co. Limited James Blair Yorkton Securities Inc. Marian Buklis Acker Finley Inc. Manni Buttar Hampton Securities Limited Myra K. Cameron Stuart Investment Management Limited

Benoît Carignan Fimat Products Derivatives Canada Inc. Lucia Cheung Research Capital Corporation Gregory Clarke K.J. Harrison & Partners Inc. Curt Cumming Goodwood Inc. Gregory Davies ITG Canada Corp. John Davies Brant Securities Limited Elaine Davison Qtrade Investor Inc. Sesto DeLuca W.D. Latimer Co. Limited Louise Duchesne Lightyear Capital Inc. Charles Dunlap Haywood Securities Inc. Henry Fening Friedberg Mercantile Group Frank Fini Thomson Kernaghan & Co. Limited Thomas Flanagan BMO InvestorLine Inc. Jacques Fleurant Merrill Lynch HSBC Canada Inc.

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Margaret Gal FirstEnergy Capital Corp. Charyl Galpin BMO Nesbitt Burns Inc. Robert Goldberg e3m Investments Inc. Keith Harris Octagon capital Corporation Robb W. Hindson Jones, Gable & Company Limited Lonsdale Holland Beacon Securities Limited Ginalee Holliday Woodstone Capital Inc. Joseph Ianni Swift Trade Securities Inc. W. Jeffrey Kennedy Sprott Securities Inc. David Kennedy Mirabaud Canada Inc. Trevor D. Kerr Trilon Securities Corporation Kenneth Klepacki Instinet Canada Limited Francis Laferriere Berkshire Securities Inc. Donna Lalumière CIBC Investor Services Inc. Nelson MacDonald IPO Capital Corp. Adina Masson-Crocker Griffiths McBurney & Partners John Maynard Deutsche Bank Securities Limited Michael McKenney Watt Carmichael Inc. Deborah Metcalfe Bieber Securities Inc. John Mitchell Global Securities Corporation

Stephan Morin Penson Financial Services Canada Inc. Les R. Moskalewicz Salomon Smith Barney Canada Inc. Yvan Naud BNCN Incorporée Gerard O’Mahoney TD Waterhouse Investor Services (Canada) Inc. Peter Pacholko Odlum Brown Limited David Parsons Pictet Canada L.P. Ellen Paterson Wolverton Securities Ltd. Joe Pavao Sun Life Securities Inc. Sylvain Payette Renaissance Capital Inc. Keith Pearson Merrill Lynch Canada Inc. Nancy Peck Jennings Capital Inc. David Richards RBC Dominion Securities Inc. Paul Schnider Rothenberg Capital Management Inc. William H. Scruton Robert Caldwell Capital Corporation Paul Sinclair UBS Bunting Warburg Inc. Daniel Siu Golden Capital Securities Ltd. Norman F. Thompson Union Securities Ltd. Ian Todd Salman Partners Inc. Pierre Trahan Darier, Hentsch (Canada) Inc. Susan Venn Edward Jones Peter Virvilis Canaccord Capital Corporation Enrico Visentini Canadian Shareowner Investments Inc. Duncan D. Webb Credit Suisse First Boston Canada Inc. Gordon Weir Morgan Stanley Canada Limited Ronald White E*TRADE Canada Securities Corporation Irene Winel HSBC Securities (Canada) Inc.

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T. Lynn Wittiger Acumen Capital Finance Partners Limited Thomas Wu Nomura Canada Inc. André Zanga Casgrain & Company Limited Stefano Zuliani Goldman Sachs Canada Inc.

Alternate Members of the Financial Administrators Section Mahmood Sultan Ahamed Woodstone Capital Inc. Stanley Albert Royal Bank Action Direct Inc. Robert J. Allair BMO Nesbitt Burns Inc. Bernard Arokium Loewen, Ondaatje, McCutcheon Limited Mark Ashfield Fimat products dérivés Canada Inc. Marc Bisaillon Darier, Hentsch (Canada) Inc. Robert Blanchard Haywood Capital Markets Jean-Luc Brunet Valeurs Mobilières Desjardins inc. Patricia Campbell Raymond James Ltd. Sydney Carlyle W.D. Latimer Co. Limited Tony Y.C. Chan Golden Capital Securities Ltd. Helen Corrigan Rothenberg Capital Management Inc. John Culbert Sun Life Securities Inc. David Cusson Canadian Shareowner Investments Inc. Evana De Paolis HSBC Securities (Canada) Inc. Peter Deeb Hampton Securities Limited George Dell'Orletta Morgan Stanley Canada Limited Joseph Finley Acker Finley Inc. William Gazzard TD Bank Stephen Gerry UBS Bunting Warburg Inc. Douglas Glover Dundee Securities Corporation Sajida Hemani J.P. Morgan Securities Canada Inc. Debi Hewson Odlum Brown Limited John Higginbotham RBC Dominion Securities Inc. Ursula Holmsten Peters & Co. Limited W. Matthew Horwood K.J. Harrison & Partners Inc. Edward E. Jablonky Scotia Capital Inc. Deodat Le Pictet Canada L.P. Ken McDonald Yorkton Securities Inc. Ward McMahon Canaccord Capital Corporation J. Kevin McQuaid Research Capital Corporation Lawrence McQuid Pacific International Securities Inc. Joseph Meehan Qtrade Investor Inc. Enza Mirra Salomon Smith Barney Canada Inc. Chandra Nash FirstEnergy Capital Corp. Karen O'Connor Acumen Capital Finance Partners Limited William Oates e3m Investments Inc. Georges Paulez Mirabaud Canada Inc. Cindy Phillips NBCN Clearing Inc.

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Carlos Pinto Lobo BMO InvestorLine Inc. Jacques Plante Renaissance Capital Inc. David Prestwich Dominick & Dominick Securities Inc. Mohammad Salam IPO Capital Corp. F. Lee Simpson Thomson Kernaghan & Co. Limited Jane Smith Beacon Securities Limited Gail Stopforth Octagon Capital Corporation Tony Taggio Credit Sussie First Boston Canada Inc. Scott Taylor Union Securities Ltd. Susan Tom Global Securities Corporation Kenneth Vallillee CIBC World Markets Inc. Cathy Watson MacDougall, MacDougall & MacTier Inc. Brent Watson Goldman Sachs Canada Inc. Mark Wayne Lightyear Capital Inc. Thomas White Merrill Lynch Canada Inc.

SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION

Capital Formula Sub-Committee

W. Jeffrey Kennedy, Chair Sprott Securities Inc. Robert J. Allair BMO Nesbitt Burns Inc. Patricia Campbell Raymond James Margaret Gal FirstEnergy Capital Corp. John Higginbotham RBC Capital Markets Mario Merola National Bank Financial Corp. Robert J. O'Leary TD Waterhouse Investor Services (Canada) Inc. Lynn Reston Canaccord Capital Corporation Michael Ward Dundee Securities Corporation Michael K. Warman Scotia Capital Inc. Colleen Wright CIBC World Markets

SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada Joni Alexander The Toronto Stock Exchange Richard Corner Investment Dealers Association of Canada Barbara Love Canadian Investor Protection Fund Louis P. Piergeti Investment Dealers Association of Canada Answerd Ramcharan Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Jane Tan Investment Dealers Association of Canada Jacques Tanguay Bourse de Montréal Inc.

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Contingency Planning Committee David Plumley, Chair RBC Dominion Securities Inc. John Antunes RBC Dominion Securities Inc. Ed Charron Griffiths McBurney & Partners Kenny Chun Canaccord Capital Corporation Mohammed Dhooma CIBC Sharon Doi Scotia Capital Inc. Keith Evans The Canadian Depository For Securities Limited Robert Goldberg e3m Investments Inc. Bob Jones BMO Nesbitt Burns Inc. William Marsh National Bank Financial Drew McLennan Canaccord Capital Corporation Maureen McQueen CIBC Karrie-Ann Smith RBC Dominion Securities Inc. Ernie Summers TD Securities Inc. SRO Representatives Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada

Insurance Sub-Committee Michael McKenney, Chair Watt Carmichael Inc. Debby Best RBC Capital Markets Leslie J. Faryna Scotia Insurance Stephen Gerry UBS Bunting Warburg Inc. David Robart-Morgan Robart-Morgan Inc. Jeremy Sams Barber Stewart McVittee & Wallace William Sullivan CIBC World Markets Inc. SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada Barbara Love Canadian Investor Protection Fund Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Internal Control Sub-Committee William Sullivan, Chair CIBC World Markets Inc. Clinton Matthews Deutsche Bank Securities Limited Bernice Pang Morgan Stanley Canada Limited Geoff Peers Canadian Investor Protection Fund Blaize Piacentini Investment Dealers Association of Canada Barry Somerville TD Securities Inc. SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada

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Barbara Love Canadian Investor Protection Fund Ciro Mirabella Investment Dealers Association of Canada Louis P. Piergeti Investment Dealers Association of Canada Mutual Funds Dealers Sub-Committee Jerry Beniuk, Chair TD Securities Inc. S. Kenneth J. Aquino The Financial Centre Securities Corporation Fran Bennett Scotia Capital Inc. Peter G. Broster RBC Dominion Securities Inc. Rhonda Dalton Scotia Capital Inc. Paul Ferrier Scotia Capital Inc. Craig Henshaw Berkshire Securities Inc. Steve Hunt CIBC/Wood Gundy Tom Kutti BMO Nesbitt Burns Inc. Robert Laflamme TD Waterhouse Investor Services (Canada) Inc. Peter Pacholko Odlum Brown Limited Jane Smith Beacon Securities Limited Mary Stockla National Bank Financial Corp. Simon Witney Canaccord Capital Corporation SRO Representatives Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Operations Sub-Committee Gerard O'Mahoney, Chair TD Waterhouse Investor Services (Canada) Inc. Ivan Alexander CIBC World Markets Jerry Beniuk TD Securities Inc. Douglas B. Bennett Edward Jones Ed Charron Griffiths McBurney & Partners Keith Evans The Canadian Depository For Securities Limited Charyl Galpin BMO Nesbitt Burns Inc. Norman K.J. Graham Scotia Capital Inc. Edward E. Jablonky Scotia Capital Inc. Yvan Naud NBCN Clearing Inc. William Oates e3m Investments Inc. Peter Pacholko Odlum Brown Limited Chuck Pound CIBC World Markets Susanne Puglisi Raymond James Ltd. Lorne Rintoul Scotia Capital Inc. David Robart-Morgan Robart-Morgan Inc. Jesus Sanchez NBCN Clearing Inc.

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David Tabone Freedom International Brokerage Inc. Tony Taggio Credit Suisse First Boston Canada Inc.

Doce Tomic RBC Dominion Securities Inc. Irene Urshon TD Waterhouse Canada Inc. Peter Virvilis Canaccord Capital Corporation

J. Kenton Warren RBC Dominion Securities Inc. Brent Watson Goldman Sachs Canada Inc. Thomas White Merrill Lynch Canada Inc. SRO Representatives Richard Corner Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Jane Tan Investment Dealers Association of Canada Salary and Benefits Sub-Committee Ann Dyer, Chair TD Waterhouse Investor Services (Canada) Inc. Grace Annab ScotiaMcLeod Lisa Fatum TD Bank Brent Garell CIBC World Markets Inc. Michelle Hewlett TD Bank Maureen Hickey RBC Dominion Securities Inc. Ann Jaronik BMO Nesbitt Burns Inc. Robert Scaife Royal Trust Corporation of Canada Ken Strom Watson Wyatt Thomas K. Wu Nomura Canada Inc. SRO Representative Jim Siddall Investment Dealers Association of Canada Statistics Review Sub-Committee Norman F. Thompson, Chair Union Securities Ltd. D. Christopher Climo TD Securities Inc. George Dell'Orletta Morgan Stanley Canada Limited Kenneth Klepacki Instinet Canada Limited William McGrath BMO Nesbitt Burns Inc. Ward McMahon Canaccord Capital Corporation Victor Santos Canadian Investor Protection Fund Colleen Wright CIBC World Markets SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada

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Blaize Piacentini Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada

Tax Sub-Committee Olaf Sheikh, Chair Bank of Montreal Michael Callender Toronto Dominion Bank Elizabeth M. Cosma Merrill Lynch Canada Inc. Ida Dametto CIBC Taxation Division Andrew Dunn Deloitte & Touche Kris Galay RBC Dominion Securities Inc. Sandy McRae RBC Capital Markets Francis Michaud Canadian Investor Protection Fund Kevin Ng PricewaterhouseCoopers Cindy Phillips NBCN Shawn Porter Deloitte & Touche Jean-Marc Quenneville National Bank Financial Inc. Paula Rodrigues CIBC World Markets Inc. Jonathan Spencer PricewaterhouseCoopers Mike Stewart KPMG LLP Julie Su HSBC Securities (Canada) Inc. Wilson Sun Nomura Canada Inc. Martin Tam Scotia Capital Inc. Ron Wilson Davies, Ward & Beck RSO Representatives Richard Corner Investment Dealers Association of Canada FUTURES COMMITTEE

Steven Bloss, Chair Benson-Quinn-GMS Inc. Kim Buntain BMO Nesbitt Burns Inc. Benoit Carignan Fimat Products Derivatives Canada Inc. Kevin Dyer Union Securities Ltd. Henry Fenig Friedberg Mercantile Group Edward Griffith Scotia Capital Inc. Andrew Hiscott Benson-Quinn-GMS Inc. Jamie Miles Refco Futures (Canada) Ltd. Michael Gagne, Advisor Winnipeg Commodity Exchange Jacques Tanguay, Advisor Bourse de Montréal Inc. Linda Vincent, Advisor Winnipeg Commodity Exchange Terry W. Melling, Ex-Officio Investment Dealers Association of Canada

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SUB-COMMITTEES OF THE FUTURES COMMITTEE Capital Sub-Committee

J. Andrew Hiscott, Chair Benson-Quinn - GMS Inc. Steven Bloss Benson-Quinn - GMS Inc. Henry Fenig Friedberg Mercantile Group Michael Gagne Winnipeg Commodity Exchange Edward Griffith Scotia Capital Inc.

Proficiency Sub-Committee

Steven Bloss, Chair Benson-Quinn - GMS Inc. Kevin Dyer Union Securities Ltd.

Henry Fenig Friedberg Mercantile Group J. Andrew Hiscott Benson-Quinn-GMS Inc.

Jamie Miles Refco Futures (Canada) Ltd. Kim Buntain BMO Nesbitt Burns Inc. Recognition Sub-Committee Linda Vincent, Chair Winnipeg Commodity Exchange

David Phillips, Ex-Officio Investment Dealers Association of Canada

HR COMMITTEE Gary Reamey, Chair Edward Jones Alain Rhéaume IDA Board Public Director G.F. Kym Anthony IDA Board/Executive Committee Member Colleen Moorehead IDA Board Member Lonsdale W. Holland IDA Board Member Joseph J. Oliver IDA President & CEO INDUSTRY RELATIONS AND REPRESENTATION COMMITTEE Terrance K. Salman, Chair IDA Chair Ruth Goldbloom, O.C. IDA Board Public Director Michel Duchesne IDA Board Member Tom Caldwell IDA Board Member Ross Sherwood IDA Board Member Ken Copland IDA Board Public Director Ray Smallwood IDA Board Member (Chair of NAC)

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Joe Oliver IDA President & CEO May Attend: Ian Russell IDA SVP, Industry Relations and Representation

MEMBER REGULATION OVERSIGHT COMMITTEE G.F. Kym Anthony, Chair IDA Vice-Chair Brian Porter IDA Board Member Jacques Daoust IDA Board Member John L. Howard, Q.C. IDA Board Public Director Joseph J. Oliver IDA President & CEO

May Attend: Terrance K. Salman IDA Chair Paul Bourque IDA SVP, Member Regulation NOMINATING COMMITTEE

Terrance K. Salman, Chair IDA Chair

William D. Packham IDA Past Chair G.F. Kym Anthony IDA Vice-Chair Joseph J. Oliver IDA President & CEO

PENSION COMMITTEE Terrance K. Salman, Chair IDA Chair

G.F. Kym Anthony IDA Vice Chair Joseph J. Oliver IDA President & CEO Marie-José Nadeau IDA Public Director May Attend: Sandy Grant Investment Dealers Association Jim Siddall Investment Dealers Association REGIONAL DEALERS COMMITTEE

Executive Committee

Robert Blanchard, Chair Haywood Securities Inc. Robb Boyd Edward Jones Robert Caldwell Robert Caldwell Capital Corporation

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Rob Dzisiak CFG Financial Group Inc. John Hanrahan Acadian Securities Incorporated Lonsdale Holland Beacon Securities Limited Ward McMahon Canaccord Capital Corporation Deborah Metcalfe Bieber Securities Inc. Jean-Claude Paradis Leduc & Associés Securities Canada Ltd. Georges Paulez Mirabaud Canada Inc. Tim Price MacDougall MacDougall MacTier David Sanders sanders & Beckingham Securities Limited S. Ross Sherwood Odlum Brown Limited RETAIL SALES COMMITTEE

Thomas S. Monahan, Chair CIBC World Markets Inc. Lorne Harper, Vice-Chair Royal Invest Services Kevin Barnes CIBC World Markets Inc. Germain Carrière National Bank Financial Inc. Daniella Dimitrov Dundee Wealth Management Stephen Ellis Assante Capital Management Ltd. William Fulton Yorkton Securities Inc. Hervé Guibert Brant Securities Limited Philip L. Heimbecker Raymond James Ltd. Dean Kechely Edward Jones Peter H. Lee TD Evergreen Shawn McConville Scotia Capital Inc. Richard Mills BMO Nesbitt Burns Inc. James Porter HSBC Securities (Canada) Inc. Bert Quattrociocchi Pacific International Securities Inc. S. Ross Sherwood Odlum Brown Limited Jane Smith Beacon Securities Limited Don Burwell, Ex-officio Edward Jones Gail Head, Ex-officio BMO Nesbitt Burns Financial Services Inc. Morag MacGougan, Ex-Officio Investment Dealers Association of Canada Pam Thompson, Ex-Officio BMO Nesbitt Burns Financial Services Inc. Kristine Vikmanis, Ex-Officio BMO Nesbitt Burns Inc. Roberta Wilton, Ph.D., Ex-Officio Canadian Securities Institute

SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE

Insurance Sub-Committee Gail Head, Co-Chair BMO Nesbitt Burns Financial Services Inc. Pam Thompson, Co-Chair BMO Nesbitt Burns Financial Services Inc.

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Robert Aggio TD Private Client Group Dianne Bill McNutt BMO Nesbitt Burns Financial Services Inc. Steven Elliott CIBC World Markets Inc. Paisley Hill HSBC Securities (Canada) Inc. Viktoria Jackson Scotia Capital Inc. Dayna Lambkin CIBC Wood Gundy Financial Services Inc. Lydia London CIBC Financial Services Dale Martin Assante Estate & Insurance Services Inc. James McKeown Edward Jones Christine Nicoll TD Evergreen Financial Services Inc. Robert Pearson Scotia Capital Inc. Timothy Ryan RBC Dominion Securities Inc. Doug Salberg Raymond James Ltd. Donna Soltes Berkshire Insurance Services Inc. Morag MacGougan, Ex-Officio Investment Dealers Association of Canada

JOINT INDUSTRY COMMITTEES CANADIAN CAPITAL MARKETS ASSOCIATION (FORMERLY G-30) Keith Rose, FAS Liaison Officer Merrill Lynch Canada Inc. COMPLIANCE AND LEGAL SECTION Donald J. Burwell, Chair Edward Jones

Doug Mackay, Vice-Chair Credential Securities Inc. Randall D. Abramson Strategic Capital Partners Inc. John Alexander IPC Securities Corporation Karim Allani Dundee Securities Corporation Bruno Anania M.R.S. Inc. Deborah Armour Raymond James Ltd. Maggie A. Artkin Dominick & Dominick Securities Inc. Paul Atkens Maison Placements Canada Inc. Jean-Paul Bachellerie Pacific International Securities Inc. David Bates Paradigm Capital Inc. Mary Beck Odlum Brown Limited Frederic Belanger Gestion Fonds des prfessionels Peter Besler Northern Securities Inc. Debby Best RBC Capital Markets Steve Bloss Benson-Quinn-GMS Inc. Walter Bobko KingsGate Securities Limited Russ Boychuk First Delta Securities Inc. Mark Breault State Street Securities Inc. Tom Briant Merrill Lynch Canada Inc. John Brighten Global Securities Corporation

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Brenda Brisdell Norstar Securities International Ginette Brousseau Scotia Capital, Montreal Jean-Luc Brunet Valeurs Mobilières Desjardins inc. Enrico Bruni Iforum Securities Marian Buklis Acker Finley Inc. Victor Bunger Leede Financial Markets Inc. Kimberley Buntain BMO InvestorLine Inc. Trish Campbell Raymond James Ltd. Nick Cardinale CIBC Warren Carter Acumen Capital Finance Partner David Chernoff Bolder Investment Partners, Ltd. Leo Ciccone Griffiths McBurney & Partners Joel A.B. Clarke K.J. Harrison & Partners Inc. D. Christopher Climo TD Securities Inc. Ruth Ann Companion Scotia Discount Brokerage Inc. Helen Corrigan Rothenberg Capital Management Michel Cousineau MCA Valeurs mobilières inc. Curt Cumming Goodwood Inc. Gordon R. Cunningham Cumberland Asset Managemnet Inc. David Cusson Canadian Shareowner Investments Inc. Dennis Daciuk Cartier Partners Securities Inc. John Davies Brant Securities Limited Greg Davies ITG Canada Corp. Elaine Davison Qtrade Investor Inc. Cheryl de Montigny Thomson Kernaghan & Co. Limited Peter Deeb Hampton Securities Limited Sesto DeLuca W.D. Latimer Co. Limited Farancois Demers Demers Conseil Inc Vipool Desai ITG Canada Corp. Shaun Devlin Assante Capital Management Ltd. Michael Dignam ADP Brokerage Services Sandra Dignan Scotia Discount Brokerage Inc. David Dlanchard MD Management Limited Todd J. Doige Jones, Gable & Company Limited Brian Driscoll Scotia McLeod Louise Duchesne Lightyear Capital Inc. Charles Dunlap Haywood Securities Inc. Bruce Eadie Resolution Capital Inc. Julie Eisenstat Taurus Capital Markets Limited Steven Elliot CIBC World Markets Inc. Rick Elzinga Penson Securities Inc. Danny Eschmann Daex Commodities Inc. Terrance L. Falkenberg Stephen Avenue Securities Inc. Lawrence Farrell Harris Partners Limited Gail Fastershank Jory Capital Inc. Henry Fenig Friedberg Mercantile Group

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Richard Fogler Kingwest and Company Jeffrey Francox MMI Group Inc. Timothy Fussner E-Bond Ltd. Frank Laferriere Berkshire Securities Inc. William Gazzard TD Bank Financial Group Ann Glover Credifinance Securities Limited Robert H. Goldberg E3M Investments Inc. Thomas R. Green Commission Direct Inc. Dennis Gregoris CIBC World Markets Inc. Herve Guibert Brant Securities Limited William Haldane BMO InvestorLine Inc. John Hanrahan Acadian Securities Inc. Keith Harris Octagon Capital Corporation James Hartwell Emerging Equities Inc. Michelle Harvey Bieber Securities Inc. Allan Derek Hatfield Thomson Kernaghan & Co. Limited Debbie Henderson Octagon Capital Corporation Robb W. Hindson Jones, Gable & Company Limited J. Andrew Hiscott Benson-Quinn-GMS Inc. Kelley Hoffer RBC Capital Markets Ginalee Holliday Woodstone Capital Inc. Frank Hurst Dundee Securities Corporation Angela Huxham Canadian Venture Exchange Joseph Ianni Swift Trade Securities Inc. Suky Ing CIBC World Markets Inc. Carla Ironside Peters & Co. Limited W. Garth Jestley Middlefield Securities Limited Brian Jones Independent Trading Group Michael Kazmierowski M.R.S. Securities Services Inc. Heather Kelly Jennings Capital Inc. Margaret Kendrick Investors Group Securities Inc. John Kennedy Altamira Securities David Kennedy Mirabaud Canada Inc. Donna Kenny United Capital Securities Inc. Trevor Kerr Trilon Securities Corporation Edward Kholodenko Quest Capital Group Ltd. Ben Kizemchuk Altus Securities Inc. Guenther Kleberg CIBC Financial Planning Inc. Kenneth Klepacki Instinet Canada Limited Kenneth R. Knowles J.P. Morgan Securities Canada Investments Daniel Labreque Lazard Canada Corporation Robert Lacroix CTI Capital Inc. Joe Ladeira Scotia McLeod Jane Laidlaw Brawley Cathers Limited Diane Lamothe Desjardins Securities Inc. David Edward Lang RBC Capital Markets

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Lisa L. Langley First International Securities Inc. Deodat Le Pictet Canada L.P. Stephen Leacock Hampton Securities Limited Victor Lee Rogers Group Investment Advisor Douglas G. Leyland yourCFO Advisory Group Inc. Jenny Lila MacLean & Partners Wealth Management David C.C. Lister Research Capital Corporation Rita Lo Octagon Capital Corporation Judy E. Long Scotia Capital Inc. Gordon Ludolph Sprott Securities Limited Thomas Lynch Lynch Investments Limited Nelson MacDonald IPO Capital Corp. Jason Dean Mackey McFarlane Gordon Inc. James Mahoney Lehman Brothers Canada Inc. Anthony Manning Foster & Associates Financial Services Larry Martin Georgia Pacific Securities Corporation Suzanne Mathers Gary Bean Securities Ltd. Robert Matthews First Associates Investments Inc. Daniel J. McDonald Wellington West Capital Inc. Michael McKenney Watt Carmichael Inc. Ward McMahon Canaccord Capital Corporation William J. McNeill BMO Nesbitt Burns Inc. Patrick McNenly Yorkton Securities Inc. Gerald McRae Charles Schwab Canada, Co. James J. McVey BMO Nesbitt Burns Inc. Judith Menard National Bank Financial Deborah L. Metcalfe Bieber Securities Inc. Christiane Meunier National Bank Financial Dagmar M. Mikkila Westminster Securities Inc. Jamie Miles Refco Futures (Canada) Ltd. Leslie Milrod E*TRADE Canada Securities Corporation John Mitchell Global Securities Corporation Linda Monet National Bank Discount Brokerage Brent Moore Royal Bank of Canada John R. Morton Scotia Capital Inc. Les Moskalewicz Salomon Smith Barney Canada Andrew Murray Pacific International Securities Inc. Yvan Naud NBCN Clearing Inc. Richard Ness Penson Securities Inc. Janet Ng CIPF Sarah Noonan Caldwell Securities Ltd. Timothy D. O'Meara Timber Hill Canada Company Johanna O'Reilly Hampton Securities Limited Peter Pacholko Odlum Brown Limited Jean-Claude Paradis Leduc & Associes Securities Canada Joe Pavao Sun Life Securities Inc.

75

Sylvain Payette Renaissance Capital Inc. Sylvain Perreault The Jitney Group Inc. Ken Perry Petty Securities Ltd. Carol Petrenko RBC Dominion Securities Inc. Craig Petty UBS Bunting Warburg Inc. Carlos Pinto Lobo BMO InvestorLine Inc. Francis M. Pope Pope & Company Cameron Prange Equisure Securities Ltd. Chris Rafuse Ocean Securities Inc. Rahim Rajwani Union Securities Ltd. Michael Raptopulos First Boston Kenneth Redpath Canadian Shareowner Investments Inc. Denis Régimbald Valeurs mobilières Investpro inc. Guy Roby National Bank Financial Inc. Douglas Francis Roche Roche Securities Inc. Valarie Ross Kingwest and Company Yves Ruest Laurentian Bank Securities Inc. Robert Sanders Sanders & Beckingham Securities Phil Schmitt Polar Securities Inc. David Edward Schnarr Maple Securities Canada Limited Carol Schutzman MCAP Securities Inc. William C. Scruton Robert Caldwell Capital Corporation Gary Peter Selke Tuscarora Capital Inc. Elan Shevel MST Trading Canada Co. Souad Siala PEAK Securities Inc. Daniel Siu Golden Capital Securities Ltd. Brian Smallhorn Merrill Lynch Canada Inc. Jane Morrison Smith Beacon Securities Limited Wendy Stahr Solium Capital Online Inc. Jerry Story Altara Securities Inc. Richard Strand Jennings Capital Inc. Sylvain Theriault Cartier Partners Richard W. Thomas Pacific International Securities Inc. Norman Thompson Union Securities Ltd. Joseph Thurman National Bank Financial Inc. Lora-Lee Tisdall CFG Financial Group Inc. Ian Todd Salman Partners Inc. Janine Wait Deutsche Bank Securities Limited Ruby Wallis FirstEnergy Capital Corp. Cathy Watson MacDougall, MacDougall & MacTier Inc. Joie Watts Instinet Canada Limited Duncan Donald Webb Credit Susse First Boston Securities Gordon Weir Morgan Stanley Canada Limited Laurent Wermenlinger Parkyn, Wermenlinger, Layton Ed Wesetvik J.C. Clark Ltd. Gerhard Wetzel National Bank Financial Inc.

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Brent H. Wolverton Wolverton Securities Ltd. Colleen Wright CIBC World Markets Inc. Gina Yee Scotia Capital Inc. Donna Yiu C.A. Refco Futures (Canada) Ltd. Robert Zaborowski Peregrine Financial Group Canada Andre Zanga Casgrain & Company Limited Stefano Zuliani Goldman Sachs Canada Inc. SRO Representatives Joni Alexander Toronto Stock Exchange Michelle Alexander Investment Dealers Association Eric Bernard CFA Bourse De Montreal Inc. Rita Bilerman Investment Dealers Association Richard Bolduc Investment Dealers Association Paul Bourque Investment Dealers Association Larry Boyce Investment Dealers Association David Carson Investment Dealers Association Ken Cooper The Winnipeg Stock Exchange Richard Corner Investment Dealers Association Alexander Daschko Market Regulation Services Inc. Bruce Dickson Investment Dealers Association Chris Dimitropoulas Investment Dealers Association Michael Farrell Investment Dealers Association Ian Frew Investment Dealers Association Warren Funt Investment Dealers Association Michael Gagne Winnipeg Commodity Exchange Michael Haddad Investment Dealers Association Belle Kaura Investment Dealers Association Fernande Lanoix Investment Dealers Association Faye Leong Investment Dealers Association Sharon Lloyd Investment Dealers Association Morag MacGougan Investment Dealers Association Sonja McCreary Investment Dealers Association Terry W. Melling Investment Dealers Association Michael Prior Market Regulation Services Inc. Rozanne Reszel Canadian Investor Protection Fund Keith Rose Investment Dealers Association Victor Santos Canadian Investor Protection Fund Susan Scullion Investment Dealers Association Bruce Sinclair Market Regulation Services Inc. Karen Taylor Investment Dealers Association Jacques Tanguay Bourse De Montreal Inc. Don Thomson Investment Dealers Association Richard Tottenham Investment Dealers Association Chantal Villeneuve Bourse De Montreal Inc. Deborah L. Wise Investment Dealers Association Noelle Wood RS Inc.

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CLS Executive Donald J. Burwell, Chair Edward Jones Doug Mackay, Vice-Chair Credential Securities Inc. Jean-Luc Brunet Desjardins Securities Inc. Kimberley Buntain BMO Nesbitt Burns Inc. Leo Ciccone Griffiths JmcBurney & Partners Alexander Daschko Market Regulation Services Inc. Shaun Devlin Assante Capital Management Ltd. William Gazzard TD Bank Financial Group Judy E. Long Scotia Capital Inc. Ward McMahon Canaccord Capital Corporation Patrick McNenly Yorkton Securities Inc. James McVey BMO Nesbitt Burns Inc. Brent Moore Royal Bank of Canada Guy Roby National Bank Financial Inc. SRO Representatives Michelle Alexander Investment Dealers Association of Canada Paul Bourque Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada Bruce Dickson Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Deborah Wise Investment Dealers Association of Canada

SUB-COMMITTEES OF THE COMPLIANCE & LEGAL SECTION Advertising and Sales Literature Donald J. Burwell Edward Jones Daniella Dimitrov Dundee Securities Corporation Ron Kelterborn BMO Nesbitt Burns Inc. William J. McNeill BMO Nesbitt Burns Inc. Brent Moore Royal Bank of Canada Carlos PintoLobo BMO Investorline Inc. Gina Yee Scotia Capital Inc. SRO Representatives Michelle Alexander Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada Deborah L. Wise Investment Dealers Association of Canada Conduct and Practices Handbook Review Donald J. Burwell, Chair Edward Jones Marshall Beyer Canadian Securities Institute

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Kimberley Buntain BMO Nesbitt Burns Inc. Joan Marshall RBC Dominion securities Inc. SRO Representatives Michelle Alexander Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada Alexander Daschko Market Regulation Services Inc. Deborah L. Wise Investment Dealers Association of Canada

Education Sub-Committee Kimberley Buntain, Chair BMO Nesbitt Burns Inc. Glenn Abbott BMO Nesbitt Burns Ltée/Ltd. Karim Allani Dundee Securities Corporation Joseph Bajic Toronto Stock Exchange Lina Barbusci Investment Dealers Association Richard Bolduc Investment Dealers Association Yann Citté Investment Dealers Association D. Christopher Climo TD Securities Inc. Ruth-Ann Companion Scotia Discount Brokerage Lison Couture Investment Dealers Association Catherine Davis TD Evergreen Cheryl deMontigny Thomas Kernaghan Rick Driffield Star Data Systems Inc. Anges Glavin Investment Dealers Association Kim Gorius Haywood Securities Heather Kelly Jennings Capital Inc. Sasha Latka TD Securities Inc. Faye Leong Investment Dealers Association Lee Robinson Merrill Lynch Canada (CIBC) Christine Sauriol Toronto Stock Exchange Natercia Sousa TD Securities Inc. Krista Thomson Wolverton Securities Ltd. Ruby Wallis FirstEnergy Capital

Doug Weich Octagon Capital Corporation Institutional Sub-Committee

Judy E. Long, Chair Scotia Capital Inc. Tom Briant Merrill Lynch Canada Inc. Kim Bueller HSBC Securities (Canada) Inc. Leo Ciccone Griffiths McBurney & Partners Matt Cooper Scotia Capital Marcelo A. Cosma Merrill Lynch Canada Inc. Suky Inc CIBC World Markets Inc.

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David Edward Lang RBC Capital Markets Craig Petty UBS Bunting Warburg Inc. Michael Raptopulos First Boston Paul Ricardi TD Securities Inc. Douglas Walker BMO Nesbitt Burns Inc. Ruby Wallis FirstEnergy Capital Corp. Gerhard Wetzel National Bank Financial Corp. SRO Representative Larry Boyce Investment Dealers Association Deborah L. Wise Investment Dealers Association Insurance Sub-Committee Steven Elliot, Chair CIBC World Markets Inc. Shaun Devlin Assante Capital Management Ltd. Gail Head BMO Nesbitt Burns Inc. Dianne Bill McNutt BMO Nesbitt Burns Inc. Christine Nicoll Merrill Lynch Canada Inc. Robert Pearson Scotia Capital Inc. Tim Ryan RBC Dominion Securities Inc. SRO Representative Sonja McCreary Investment Dealers Association Deborah L. Wise Investment Dealers Association Legislative Sub-Committee Michelle Alexander Investment Dealers Association of Canada Nick Cardinale CIBC Edith Cassels CIBC Shaun Devlin Assante Capital Management Ltd. Brian Driscoll Scotia Capital Inc. Morag MacGougan Investment Dealers Association of Canada James McVey BMO Nesbitt Burns Inc. Bret Mecredy-Williams CIBC World Markets Inc. James Miller Canaccord Capital Corporation Brent H. Moore Royal Bank of Canada Douglas Walker BMO Nesbitt Burns Inc. Deborah Wise Investment Dealers Association of Canada

Money Laundering Sub-Committee

Robert Blanchard Haywood Capital Markets Lisa Bonato RBC Dominion Securities Inc.

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Larry Boyce, Staff Liaison Investment Dealers Association of Canada Nick Cardinale CIBC World Markets Inc. Richard Corner, Staff Liaison Investment Dealers Association of Canada Guenther Kleberg CIBC Financial Planning Inc. James Miller Canaccord Capital Corporation Lorne Switzer BMO Nesbitt Burns Inc. Policy No. 1 and Revised Principles of Regulation John Alexander IPC Securities Corporation Shaun Devlin Assante Capital Management Ltd. Frank Laferriere Berkshire Securities Inc. Doug Mackay Credential Securities Inc. Mark D. Pratt RBC Law Group Tim Ryan RBC Dominion Securities Inc. Donna F. Soltes Berkshire Insurance Services Inc. SRO Representatives Michelle Alexander Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada Portfolio Management/Managed Accounts Sub-Committee Dana Boyko, Chair BMO Nesbitt Burns Inc. Larry Boyce, Staff Liaison Investment Dealers Association of Canada Kevin Dyer Union Securities Ltd. Daniel Gordon Friedberg Mercantile Group Canadian Securities Institute Debi Hewson Odlum Brown Limited Bret Mecredy-Williams CIBC World Markets Inc. David Oliver CIBC World Markets Inc. James Porter HSBC Securities (Canada) Inc. Mary Ross-Hendriks Canadian Securities Institute Richard Stuchberry First Associates Investments Inc. Cathy Watson MacDougall, MacDougall & MacTier Inc. Registration Sub-Committee Judy Nicholson, Chair Edward Jones Cheryl Allard HSBC Securities (Canada) Inc. Debby Best RBC Dominion Securities Inc. Diane Brinker CIBC Investor Services Inc. Deborah Brown TD Securities Inc. Doug Carnall TD Securities Inc. Glen Cameron CIBC World Markets Inc.

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Bea Casey Canadian Securities Institute Catherine Conroy Scotia Capital Inc. Tino Corsetti Canadian Securities Institute Irene Desi BMO Nesbitt Burns Clare Douglas Credit Suisse First Boston Canada Inc. Wendyanne D’Silva Investment Dealers Association of Canada Sue Featherstone Griffiths McBurney & Partners Maria Galocha Yorkton Securities Naznin Grattan TD Securities Inc. Mihriban Komesli RBC Dominion Securities Inc./Acton Direct Jessica Mulvenna Dundee Securities Corporation Kathy Nedrick Assante Advisory Services Johanna O’Reily Hampton Securities Lucy Pacheco Investment Dealers Association of Canada Carol Persaud CIBC Investor Services Inc. Elisabeth Rutigliano RBC Dominion Securities Inc. Melanie Sampson RBC Dominion Securities Inc./Action Direct Janet Scott CIBC World Markets Inc. Deborah Thai TD Securities Inc. David Vaillanourt RBC Dominion Securities Inc.

JOINT SECURITIES INDUSTRY COMMITTEE ON CROSS-BORDER ISSUES

John L. Howard, Q.C., Chair Tim Baikie The Toronto Stock Exchange Ian D. Beddis Scotia Capital Inc. Luc Bertrand Bourse de Montréal Inc. Robert Blanchard Haywood Securities Inc. Paul Riccardi TD Securities Inc. SRO Representative Ian Russell Investment Dealers Association of Canada

SECURITIES INDUSTRY ADVISORY COUNCIL G.F. Kym Anthony National Bank Financial Inc. Luc Bertrand Bourse de Montréal Inc. Wayne C. Fox CIBC World Markets Inc. Jacques O. Nadeau Bourse de Montréal Inc. Joseph J. Oliver Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Terrance K. Salman Salman Partners Inc. Barbara G. Stymiest The Toronto Stock Exchange Louis Vachon National Bank of Canada

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CANADIAN SECURITIES INSTITUTE Thomas E. Kierans, Chair Tom Atkinson Market Regulation Services Inc. Paul K. Bates PM Corp David R. Beatty O.B.E. Rotman School of Management Peter Dey Osler Hoskin & Harcourt Joseph J. Oliver Investment Dealers Association of Canada William D. Packham Rockwater Capital Corporation Robert A. Pattillo Toronto Stock Exchange Brian Peters RBC Investments Roberta Wilton, Ph.D. CSI Global Education Inc. CANADIAN DEPOSITORY FOR SECURITIES Peter Virvilis Canaccord Capital Corporation FUNDSERV INC. Norman K.J. Graham Scotia Capital Inc. CANADIAN INVESTOR PROTECTION FUND Michael St. B. Harrison, Chairman MacDougall, MacDougall & MacTier Inc. Rozanne E. Reszel, President & CEO Canadian Investor Protection Fund Barbara D. Love, Vice President and Secretary Canadian Investor Protection Fund Counsel Borden Ladner Gervais LLP Auditors Ernst & Young LLP Public Governors Jean Béïque CN Investments Division Thomas A. Cumming Alberta Stock Exchange Marcel de la Gorgendière Saskatchewan Securities Commission Claude Lamoureux Ontario Teachers’ Pension Plan Board Dawn Russell Dalhousie Law School

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Industry Governors Keith Aune Raymond James Ltd. (TSE) William R. Fulton Yorkton Securities Inc. (IDA) Mincael Greenwood Canaccord Capital Corporation John McCrea Louis Vachon National Bank of Canada

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