assessment of psychological stress pittsburgh mind-body center summer institute june 14, 2006 tom...
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ASSESSMENT OF PSYCHOLOGICAL STRESS
Pittsburgh Mind-Body Center Summer InstituteJune 14, 2006
Tom Kamarck, Ph.D.Barbara Anderson, Ph.D.
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SOCIAL
ENVIRONMENT
PSYCHOLOGICAL
STRESS
DEFINITION
MEASUREMENT
VULNERABILITY
TO DISEASE
Low Socioeconomic Status
Natural Disasters
Bereavement
Unemployment
Marital Strain
Job stress
Caregiving
Discrimination
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GOALS• Outline several of the main approaches that have been
adopted for defining and measuring stress.• Provide several examples of measures that have been used
that characterize each of these approaches.• Compare and contrast strengths and weaknesses of these
approaches.• Describe two major initiatives currently underway by
PMBC faculty in the development of new approaches for measuring psychological stress.
• Summarize some of the future research needs in this area (stress and CVD as an example).
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DEFINITIONS OF STRESS• Response-based model• (Selye, 1974) “Stress is the nonspecific response of the
body to any demand made upon it.”
• Stimulus-based model• (Holmes & Rahe, 1967) Stress involves “…events whose
advent…requires a significant change in the ongoing life pattern of the individual.”
• Transactional model• (Holroyd & Lazarus, 1982) Stress involves the “judgment
that environmental or internal demands tax or exceed the individual’s resources for managing them.”
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THE TEMPORAL DIMENSION
ACUTE STRESS RESPONSES
CHRONIC STRESS RESPONSES
SHORT TERM STRESSOR EXPOSURE
LONG TERM STRESSOR EXPOSURE
SHORT TERM STRESSFUL TRANSACTIONS
LONG TERM STRESSFUL TRANSACTIONS
RESPONSE-BASED
STIMULUS-BASED
TRANSACTION
ACUTE CHRONIC
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DEFINITIONS OF STRESS• Response-based model• (Selye, 1974) “Stress is the nonspecific response of the
body to any demand made upon it.”
• Stimulus-based model• (Holmes & Rahe, 1967) Stress involves “…events whose
advent…requires a significant change in the ongoing life pattern of the individual.”
• Transactional model• (Holroyd & Lazarus, 1982) Stress involves the “judgment
that environmental or internal demands tax or exceed the individual’s resources for managing them.”
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DEFINITIONS OF STRESS
• Response-based model
• (Selye, 1974) “Stress is the nonspecific response of the body to any demand made upon it.”
NEUROBIOLOGICAL RESPONSES:
Neuroendocrine, hemodynamic activity
ACUTE: Blood or salivary cortisol, catecholamines,
blood pressure or HR responding in laboratory or field.
CHRONIC: Urinary or platelet catecholamines, aggregated
measures of salivary cortisol, ambulatory BP, HR.
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DEFINITIONS OF STRESS
• Response-based model
• (Selye, 1974) “Stress is the nonspecific response of the body to any demand made upon it.”
NEUROBIOLOGICAL RESPONSES:
STRENGTHS:
Objective assessments
WEAKNESSES:
Many-to-one relationship between response determinants and neurobiological responses.
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DEFINITIONS OF STRESS
• Response-based model
• (Selye, 1974) “Stress is the nonspecific response of the body to any demand made upon it.”
SELF-REPORT RESPONSES:
ACUTE: POMS, Spielberger State Anxiety/Anger CHRONIC: Impact of Events Scale (Horowitz, 1986)
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DEFINITIONS OF STRESS
• Response-based model
• (Selye, 1974) “Stress is the nonspecific response of the body to any demand made upon it.”
SELF-REPORT RESPONSES:
STRENGTHS:
Salient, face valid.
WEAKNESSES:
Psychological symptoms are frequently characterized as outcome measures in the relationship between stress and adaptation rather than as predictors.
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DEFINITIONS OF STRESS• Response-based model• (Selye, 1974) “Stress is the nonspecific response of the
body to any demand made upon it.”
• Stimulus-based model• (Holmes & Rahe, 1967) Stress involves “…events whose
advent…requires a significant change in the ongoing life pattern of the individual.”
• Transactional model• (Holroyd & Lazarus, 1982) Stress involves the “judgment
that environmental or internal demands tax or exceed the individual’s resources for managing them.”
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Stimulus-based model
• What are the major dimensions of environmental demands that are important (daily hassles, life events, chronic difficulties)?
• What are the relevant psychological process by which these demands may impact on health outcomes?
• What are the relevant life domains that should be the focus of our attention (occupation, marriage, caregiving responsibilities)?
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Stimulus-based model
• Life events approach – Adolf Meyer’s “life chart” (1866-1950)
– Harold Wolff NY Hospital-Cornell– Thomas Holmes 1955 Schedule of Recent Experiences
– Richard Rahe Social Readjustment Rating Scale
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Stimulus-based model
• Life events approach
Assumptions of the original method:• Stress equals change. Adaptation.• Acute changes (events) are more important than
chronic adaptation (difficulties).• Impact of events is linear, additive and cumulative.• Equal effects across individuals (normative
weightings, subjective weightings developed to address this).
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Examples of Life Events Checklists
• Schedule of Recent Experiences(Holmes and Rahe, 1967)
• The Psychiatric Epidemiology Research Inventory (PERI) Life Events Scale (Dohrenwend et al. (1978))
• Louisville Older Person’s Event Scale (LOPES) (Murrell & Himmelfarb, 1989)
• Life Events Scale (Fried et. al, 1991; Aldwin, 1991)
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Schedule of Recent Experience (1967)EXAMPLE ITEMS
1. Mark under the appropriate time periods when there has been either a lot more or a lot less trouble with the boss.
8. Mark under the appropriate time periods when there was a major change in number of family-get-togethers (e.g., a lot more or a lot less than usual).
26. Mark the number of times in each appropriate time period that you had an outstanding personal achievement.
29. Mark the number of times in each appropriate time period that there was a major change in working hours or conditions.
32. Mark the number of times in each appropriate time period that there was a major change in living conditions (building a new home, remodeling, deterioration of home or neighborhood).
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Stimulus-based model
• Life events approach STRENGTHS: In theory, these measures allow us to identify the
environmental sources of stress in a manner that is unconfounded by the individual’s reaction or coping style.
WEAKNESSES: 1. Problems with subjectivity (threshold for item endorsement)
2. Problems with reliability (retest not bad, but only 60 % of items endorsed at one time are also endorsed at another).
3. Problems with memory accessibility (fall off about 5 % per month).
4. Problems with content validity.
5. Uneven representation of chronic difficulties.
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Stimulus-based model
• Life events approach STRENGTHS: In theory, these measures allow us to identify the
environmental sources of stress in a manner that is unconfounded by the individual’s reaction or coping style.
WEAKNESSES: 1. Problems with subjectivity (threshold for item endorsement)
2. Problems with reliability (retest not bad, but only 60 % of items endorsed at one time are also endorsed at another).
3. Problems with memory accessibility (fall off about 5 % per month).
4. Problems with content validity.
5. Uneven representation of chronic difficulties.
ONE PROPOSED SOLUTION: INVESTIGATOR-BASED METHODS
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A key distinction between Investigator-Based (IB) and Self-Report (SR) Methods
• In IB methods, the responsibility for defining and categorizing “stress” lies with the investigator not with the respondent.
• Final interpretation and ratings are made by trained staff /investigator in conjunction with the subject’s self-report, omitting any information about the respondent’s actual reaction to the occurrence…referred to as contextual and/or objective ratings rather than subjective ratings.
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Example of a checklist item: “Serious illness of a close family member”
• How serious is “serious”
• How close is “close”
• What constitutes an “illness”
• Who constitutes a “family member”
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What is LEDS?
* Life Events and Difficulties Schedule (LEDS; Brown & Harris, 1979; 1989)
* LEDS is considered to be the “Gold Standard” of investigator-based assessment of life stress.
* Life Stress Profile: Temporal array of events and difficulties which are rated with respect to several dimensions– e.g., domain, severity, independence. Severity ratings are based on the life circumstances of the individual at the time that the event or difficulty occurs.
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Context
Situation
Determining Meaning
Event or Difficulty
Contextual Threat Rating
The Contextual Assessment of Life Stress
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Stimulus-based model
• LEDS
Assumptions :• Stress equals threat to important values and
commitments. Contextual threat• Acute changes (events) as well as chronic adaptation
(difficulties) are assessed• Impact of events involves threshold model• Expected effects are contextually based
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How do you implement LEDS?
Three part process:
1. Interview
2. Rating procedure
3. Consensus process
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The Interview Process
• Semi-Structured interview (1-2 hrs)• Assessment of biographical circumstances
– Basic demographics– Brief childhood assessment– Assessment of social network
• Covers 10 life domains– Education – Crime/legal– Work – Health– Reproduction – Marital/Partner Relationship– Housing – Other Relationships– Finance – Death/Misc.
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The Rating Process
• Manualized (2 - 4 hrs)
– Standard criteria for defining whether an occurrence is an event or difficulty
– Standard criteria for rating core dimensions (e.g., threat, independence, focus, etc.)
– Precedent examples in the “dictionaries” are used to calibrate the ratings
• Check on respondent bias (an attempt to eliminate the respondent’s subjective report or reaction to an occurrence)
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The Consensus Process
• Consensus panel/ independent reviewer is blind to the timing of the dependent variable (e.g., depression or disease) relative to the timing of events or change points in difficulties
• Check on interviewer bias (an attempt to reduce interviewer’s subjective reaction to the narrative provided by the respondent)
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How Do Investigator-Based Methods Differ from Self-Report Approaches?
Parameter Self-Report IB Methods
Method of data collection Self-Report Questionnaire Interview
Who decides inclusion ofEvent Respondent Investigator
Data recording Paper/computer Tape Recorder
Training necessary No Yes
Cost Low High
(Data Collection)
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Investigator–based measures of life stressSome Examples
Instrument Administration Features Physical Health studies
Reliability reported
Life Events and Difficulty Schedule (LEDS)
Semi-structured interview
Manualized-Y
Training available-Y
Events and difficulties -Y
Yes Yes
The Structured Life Events Inventory (SLI)
Structured interview
Manualized-Y
Training-Y
Events and difficulties -Y
No Yes
Lesserman Stressful Life Events and Difficulties Interview (SLEDS)
PERI (112 items), structured probes, objective ratings
Manualized-Y
Training available-Y
Events and difficulties -Y
Yes Yes
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Why Use These Measures? Advantages
1. Checklists have demonstrated poor test-retest reliability.
In one study (McQuaid et al., 1992) 60% of checklist-identified events reported at time 1 were inconsistent with events for the same period reported at time 2 (6 weeks later).
Males differed from females on the above inconsistencies.
2. IB methods allow for greater precision in the definition of types of stressors as well as precision in dating relative to the timing of exposure and outcome.
McQuaid et al. (1992) found that 62% of checklist- identified stressors were found to be discrepant with those identified by the LEDS.
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Why Not Use These Measures? Disadvantages
1. Cost of implementation– Training is necessary– Respondent/investigator burden in terms of time and
effort for administration is considerable– Rating and independent review of ratings can be
lengthy2. Research considerations
– Not widely used in the literature because of cost and training
– Extant evidence supporting their use in terms of predictive validity is limited
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A Next Step
1. To develop and test an time-efficient investigator-based method of life stress assessment.
2. The goal is to reduce the level of training and rating needed to implement investigator-based assessments.
3. Based on Wethington’s work : a. Design questions to screen out as quickly as
possible occurrences that do not qualify as “events” or “difficulties.”
b. Design structured follow-up questions that are tightly linked to objective features that facilitate severity ratings.
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DEFINITIONS OF STRESS• Response-based model• (Selye, 1974) “Stress is the nonspecific response of the
body to any demand made upon it.”
• Stimulus-based model• (Holmes & Rahe, 1967) Stress involves “…events whose
advent…requires a significant change in the ongoing life pattern of the individual.”
• Transactional model• (Holroyd & Lazarus, 1982) Stress involves the “judgment
that environmental or internal demands tax or exceed the individual’s resources for managing them.”
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DEFINITIONS OF STRESS
• Transactional model
• (Holroyd & Lazarus, 1982) Stress involves the “judgment that environmental or internal demands tax or exceed the individual’s resources for managing them.”
• ASSUMPTIONS:– Stress involves balance between demands and resources.
– The mechanism by which these are compared involves a judgment or a cognitive appraisal process.
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DEFINITIONS OF STRESS
• Transactional Model
Primary Appraisal “What is at stake?”
Secondary Appraisal “Can I cope?”
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DEFINITIONS OF STRESS
• Transactional Model
• Appraisal as “final common pathway by which diverse personal and environmental variables influence the outcomes of stressful encounters.”
• Transactional model
person environment
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Perceived Stress ScaleCohen, Kamarck & Mermelstein (1983). J Health and Soc Bhr, 24, 386-96.
2. In the last month, how often have you felt that you were unable to control the important things in your life?
6. In the last month, how often have you felt confident about your ability to handle your personal problems?
7. In the last month, how often have you felt that things were going your way?
14. In the last month, how often have you felt difficulties were piling up so high that you could not overcome them?
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DEFINITIONS OF STRESS
• Transactional Model
STRENGTHSTakes into consideration individual differences in perception or appraisal.WEAKNESSESConfounded with a number of dimensions, such as depressive symptoms and neuroticism, which may be important to disaggregate from the construct of stress.
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Cognitive Appraisal and the Brain
Joseph LeDoux
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ECOLOGICAL MOMENTARY ASSESSMENT (EMA) APPROACH TO THE ASSESSMENT OF STRESS
• Data collected in “real time” and in the natural environment, usually using electronic diary reports.
• Not associated with one specific model or set of assumptions about psychological stress.
• Can capture some of the fluctuating person-environment transactions depicted in transactional model.
• Currently under investigation as a strategy for examining the relationship between stress and subclinical cardiovascular disease.
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ECOLOGICAL MOMENTARY ASSESSMENT (EMA) APPROACH TO THE ASSESSMENT OF STRESS
RATIONALE
1. Compared to retrospective self-reports, EMA measures may allow us to more accurately characterize the frequency and duration of psychosocial “risk exposure” that characterize our daily lives.
2. EMA measures allow us to examine mechanistic hypotheses linking stress with disease– can be linked with moment-to-moment changes in biological processes, e.g., endocrine or hemodynamic activity.
3. EMA measures allow us to examine the importance of setting effects relevant to the occurrence and consequences of stress (e.g., social interactions with partner vs. others; health effects of job demands vs. household demands vs. neighborhood demands).
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Five psychological processes linked with stress, acute cardiovascular activation, and disease risk
• NEGATIVE AFFECT• AROUSAL• TASK DEMAND• TASK CONTROL
• SOCIAL CONFLICT
Kamarck et al. (1998). Health Psychology, 17, 17-29.
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Five psychological processes associated with moment-to-moment changes in blood pressure
SBP p
• NEGATIVE AFFECT .38 .0001• AROUSAL .54 .0001• TASK DEMAND .18 .0003• TASK CONTROL -.09 .02
• SOCIAL CONFLICT .41 .0001Kamarck et al. (2002). Physiology and Behavior, 77, 699-704.
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Aggregated over 6-day period, mean ratings of Task Demand and Task Control associated with chronic
elevations of blood pressure during daily life
Mean Task Demand / Mean Task ControlKamarck et al. (2002). Physiology and Behavior, 77, 699-704.
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Mean ratings of Task Demand and Task Control related in the expected direction with measures of
carotid artery atherosclerosis
Kamarck et al. (2004). Health Psychology, 23, 24-32.
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ECOLOGICAL MOMENTARY ASSESSMENT (EMA) APPROACH TO THE ASSESSMENT OF STRESS
Conclusion: There may be some important utility to this new assessment approach as a means of understanding the effects of both acute and chronic stress as they impact health outcomes over the course of daily living.
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What is the evidence that stress is related to disease (cardiovascular disease)?
Adapted from Kop (1999). Psychosomatic Medicine, 61, 476-487.
ACUTE STRESS
CHRONIC/
EPISODIC
STRESS
PSYCHOLOGICAL PHYSIOLOGICAL CARDIAC PATHOLOGICAL CARDIAC
FACTORS RESPONSE EFFECTS RESULT EVENT
CATECHOLS,
PLATELET EFFECTS,
INFLAMMATION
ELEC INSTABILITY
INCREASED DEMAND
DECREASED
SUPPLY
ARRHYTHMIAISCHEMIAPLAQUE RUPTURE
SUDDEN DEATH
M.I.
SNS ACTIVITY
ELEVATED LIPIDS
PLATELET ACTIVATION
CHRONIC BP ELEVATION
CHRONIC INFLAMMATION
EARLY CAD
ENDOTHELIAL INJURY
DYSFUNCTION
VASCULAR INFILTRATION
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What is the evidence that stress is related to disease (cardiovascular disease)?
Chronic Stress
• Nonhuman animal research.
• Occupational stress.
• Marital stress.
• Caregiving stress.
• Spousal bereavement.
• Chronic stress, domain unspecified.
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What is the evidence that stress is related to disease (cardiovascular disease)?
Acute Stress
• Nonhuman animal research.
• Life events studies.
• Case-crossover method.
• Electrophysiology studies.
• Studies of traumatic events.
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Summary of Literature on Stress and CVD
1. For both chronic and acute stress, evidencefrom nonhuman animal models is compelling.
2. For human literature, convergence of evidence across variety of sources is more convincingthan the replicability or rigor of results from any single source.
3. Literature on acute stress has demonstrated thatthere are a number of pathways by which stressmay plausibly trigger acute coronary syndromes.
4. Literature on chronic stress and CHD in humans is more challenging, insofar as the mechanismsare more difficult to document in real time.
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Summary of Literature on Stress and CVD
5. Occupational stress literature has yielded the largest number of significant results, but the pattern of effects differ substantially across studies.6. Outside of occupational stress, few prospective investigations examining role of chronic stress.7. Need to develop standardized methods of assessment.8. Role of stress appraisal vs. objective events not clear.9. Few successful efforts to assess potential mediators of chronic stress effects on CHD development in human research.