asem eco-innovation index: monitoring sdgs in clmv › images › docs › d2_04 asei_ei...

15 June 2016

Dr. Mi Sun Park Department of Environmental Planning

Konkuk University Republic of Korea

ASEM Eco-Innovation Index:

Monitoring SDGs in CLMV

WORKSHOP ON SUSTAINABLE DEVELOPMENT GOALS

(SDGs)

14-15 June 2016 Hanoi, Viet Nam

This study was conducted with the support of ASEM SMEs Eco-Innovation Center, which is located

in the Republic of Korea (Project Title: ASEM Eco-Innovation Index 2014-2016).

Contents

I. Introduction to ASEM Eco-Innovation Index

II. 2016 ASEM Eco-innovation Index

III. ASEI as a monitoring tool of SDG

IV. Way Forward

3 지속가능한 바이오매스 에너지 이용 및 REDD를 연계한 심사지침 개발 3

Introduction to 2016 ASEM Eco-innovation Index (ASEI) Project

I. Introduction to ASEI

2012~2014 ASEI

2015 ASEI

2016 ASEI

〮 Development of ASEI

〮 ASEI Target nation - 15 countries (2012) - 25 countries (2013) - 49 countries (2014, all member countries of ASEM)

〮 Establishment of roadmap for improving ASEI

〮 ASEI Target nation - 51 countries (including two more registered countries)

〮 Country Case report (Japan, Korea, Myanmar and Vietnam)

〮 Improvement of ASEI as a tool for SDGs monitoring

〮 ASEI Target nation - 51 countries

〮 Country Case report (Thailand and China)

Research Team : Konkuk University and EcoService Consulting Co.

Funding Organization : ASEM SMEs Eco-Innovation Center (ASEIC)

Project Periods : 12 April 2016 ~ 30 November 2016

Project Title : 2016 ASEM Eco-innovation Index (ASEI) Project


What is Eco-Innovation

Ways toward Green Economy and Sustainable Development

Important role in pursuing green economy policy agenda at the national level

A Method to realize sustainable development

Ways that resonate with and diffuse the implementation of 2030 Agenda

A key catalyst for promoting and implementing green economy


Eco-Innovation Green Economy Sustainable

Development


Eco-innovation, why so important?

1) Eco-innovation accelerates mid/long term sustainable competitiveness, part of

national growth strategy

2) Eco-innovation can bring radical breakthrough to our current social & environmental

challenges

3) Eco-innovation triggers businesses to act

4) Broader meaning than previously understood, not merely green technology; allows

various stakeholders to participate

Role of Eco-Innovation



Why do we measure Eco-innovation?

1) To understand better factors influencing eco-innovation

2) Snapshot of where we are: global & regional trends

3) To enhance eco-innovation analysis based on quantitative data

A Proposed Tool for Measuring Eco-innovation at Country Level

Purpose of ASEI

4) To Build research foundation for policy makers for decision making process

5) To increase awareness of eco-innovation paradigms

6) To Communicate the importance of eco-innovation at the global stage

Show definitive ranking of countries? Determine the laggards and frontrunners? Q

Suggest a blueprint for successful eco-innovation policy measures and institutional

frameworks? Q



Theoretical Framework and Indicators

Input Process/ Output

Outcome

Capacity

• Country Capacity

• Technology

• Awareness

• Human Resource

Activity

• Technology

• Management

• Market

Supporting Environment

• Finance and Investment

• Knowledge Sharing

• Regulation

Performance

• Environment

• Social

• Economic

Categories

Innovation Mechanism Model

Sub Categories

Eco-Innovation Mechanism (Ecological modernization view)

Technological foundation

Government and Market Socioeconomic Demand

Input-Output Model



Indicators of ASEI

Category Factors Data source (year) Data formation

Capacity

Nation’s Economic Competitiveness World Economic Forum (2014) Composite Index

Nation’s General Innovation Capacity INSEAD (2014) Composite Index

Green Technology R&D Institution Capacity Cleantech group data Number of green technology R&D

institutions, centers and university

Green Technology possessed/acquired

Enterprises Cleantech group data

Number of green technology possessed

firms

Awareness of Sustainability Management UNGC (2014) Number of participating enterprise

Supporting

Environme

nt

Government’s R&D expenditure in Green

Industry OECD (2011) Size of expenditure

Implementation of Environmental Regulations World Economic Forum (2014) Composite Index

Maturity of Investment Setting for Green

Technology Industry Cleantech group data

Value of investment towards green

technology firms

Investment Scale of Green Technology SMEs Cleantech group data Number of venture capitals & deals made

towards green technology SMEs

* The bold indicators are calculated in 2015 ASEI

II. 2016 ASEI


Category Factors Data source (year) Data formation

Activities

Commercialization Level of Green Technology Cleantech group data Number of companies with green technology

widely commercialized

Enterprises’ Participation on Environmental

Management System IMF (2013) Number of participating enterprise

Economic Influence of Leading Environmentally

Responsive Enterprises Trucost by Newsweek (2014) Amount of annual sales

Green Patents OECD (2012) Number of patent

Activeness of Renewable Energy Utilization IEA (2012) Measures the contribution of renewable

to total primary energy supply

Performance

Level of Environmental Impact on Society EPI (2014) Composite Index

CO2 Emission Intensity International Energy Agency

(2013) Amount of Carbon dioxide generated

Country’s Energy Sustainability Level World Energy Council (2013) Composite Index

Water Consumption Intensity IMD World Competitiveness

Yearbook (2014)

Water withdrawal for each 1,000 USD of

GDP in cubic meter

Jobs in Green Technology Industry Cleantech group data Number of employees

Green Industry Market Size LCEGS (2011-12) Green Industry total sales

* The bold indicators are calculated in 2015 ASEI

Indicators of ASEI

II. 2016 ASEI


Data Availability of ASEI (the Asian countries)

Country 1.1 1.2 1.5 2.2 3.2 3.4 3.5 4.1 4.2 4.3 4.4 4.6

New Zealand o o o o o o o o o o o o

Lao PDR o - o - - - - - o - - o

Malaysia o o o o o o o o o o o o

Mongolia o o o o o o o o o o - o

Myanmar o o o o o - o o o - - o

Bangladesh o o o o o - o o o o - o

Vietnam o o o o o - o o o o - o

Brunei - o o - o - - o o - - o

Singapore o o o - o o o o o o - o

India o o o o o - o o o o o o

Indonesia o o o o o o o o o o o o

Japan o o o o o o o o o o o o

China o o o o o o o o o o o o

Kazakhstan o o o o o - o o o o o o

Cambodia o o o o o - o o o o - o

Thailand o o o o o - o o o o o o

Pakistan o o o o o - o o o o - o

Philippines o o o o o o o o o o o o

Korea o o o o o o o o o o o o

Australia o o o o o o o o o o o o

II. 2016 ASEI


II. 2016 ASEI

I: Environmental protection and management; II: Waste; III: Renewable energy; IV: Purchase/ Procurement; V: Clean

technology; VI: Climate change; “o”: recognizable; “-”: not recognizable.

Case study

Case study on CLMV

Planning instruments for eco-innovation

Country National Plan and Strategy Sector

International Support Sustainability Eco-Innovation I II III IV V VI

Vietnam

Socio-economic Development Strategy

for 1991-2000 o o - - o -

Sustainable Product

Innovation Project (SPIN)

VCL (Vietnam, Cambodia,

Laos) (2010-2013)

Vietnam Energy Efficiency

and Cleaner Production

(EECP) Financing Program

(2010-2011)

Vietnam Energy Efficiency

Program (VNEEP) (2006)

Vietnam Clean Production

and Energy Efficiency Project (

2011-2016)

Five Year Socio-economic Development Pla

n 2006-2010 o o - - o -

The Socio-Economic

Development Strategy for 2011-2020 o o - - o o

Strategic Orientation for Sustainable

Development (Vietnam Agenda 21)

(2004)

o o o - o o

Climate Change Adaptation (2011) o - - - o o

National Energy Master

Plan (2007) - - o o o -

National Green Growth Strategy

for the Period 2011–2020 with a

Vision to 2050 (2013)

o o o o o o


II. 2016 ASEI

I: Environmental protection and management; II: Waste; III: Renewable energy; IV: Purchase/ Procurement; V: Clean

technology; VI: Climate change; “o”: recognizable; “-”: not recognizable.

Case study

Case study on CLMV

Planning instruments for eco-innovation

Country

National Plan and Strategy Sector

International Support Sustainability Eco-Innovation I II III IV V VI

Lao PDR

Strategic Framework for

National Sustainable

Development Strategy

(2008)

o o o - o o

Sustainable Product Innovation

Project (SPIN) VCL (Vietnam,

Cambodia, Laos) (2010-2013)

Ten-Year Strategy 2016-2025 Ecotourism Strategy and Action

Plan 2005–2010 (2004) o - - o - -

Sustainable Transport Strategy

2020 (2005) - - - - o -

Renewable Energy Strategy

to 2025 (2011) - - o - o o

Cambodia

National Strategic Development

Plan 2009 - 2013 (2009) o o o o o o Sustainable Product Innovation

Project (SPIN) VCL (Vietnam,

Cambodia, Laos) (2010-2013) National Strategic Development

Plan 2014-2016

National Green Growth

Roadmap (2010) o o o o o o

Myanmar

Myanmar Agenda 21 (1997) o o o - - -

Switch-Asia Project National Sustainable

Development Strategy (2009) o o o o o o


II. 2016 ASEI

Case study

Case study on CLMV

Legislations for eco-innovation

Country Environmental Protection

and Management Waste

(Renewable)

Energy

Purchase/

Procurement

Clean

Technology Climate Change

Vietnam Environmental Protection L

aw (2005)

Regulation of

Management of

Hazardous Waste (1999)

National Technical

Regulation on

Hazardous Waste

Threshold (2009)

Law on

Energy

Efficiency No:

50/2010/QH12

(2010)

-

Law on Science

and Technology

(No. 21/2000/

QH10) (2000)

Decision

No. 158; QD-TTg Appr

oving the National

Target Program on

Response to Climate

Change (2008)

Lao PDR Environmental Protection

Law (1999) - - -

Environmental

Protection Law

(1999)

-

Cambodia

Law on Environmental

Protection and Natural

Resource Management

(1996)

- - - - -

Myanmar

Environmental

Conservation Law (2012)

Environmental

Conservation Rules

(2014)

- - -

Science and

Technology

Development

Law (1994)

-


II. 2016 ASEI

Case study

Case study on CLMV

Economic instruments for eco-innovation

Economic

Stage Country Title of Economic Instruments

1

Vietnam

Vietnam Energy Efficiency and Cleaner Production (EECP) Financing Program (2010)

Feed-in-Tariff for Renewable Energy (2011)

Fiscal Incentives for Renewable Energy (2008)

Lao PDR -

Cambodia Cambodia Climate Change Alliance (CCCA) Trust Fund (2011)

Myanmar -


II. 2016 ASEI

Mapping supply-side and demand-side in

policy instruments for eco-innovation in

Asian countries

Supply-side

Low Medium

Low

Medium

High

High JP

KR

SG CN

MY

Demand-side

MM BN

KH LA

PH ID

TH

VN MN

IN PK

BD

Leaders

Loungers

Followers

Bangladesh: BD, Brunei Darussalam: BN, Cambodia: KH, China: CN, India: IN, Indonesia: ID, Japan: JP, Republic of Korea: KR, Lao PDR: LA, Malaysia: MY, Mongolia: MN, Myanmar: MM, Pakistan: PK, Philippines: PH, Singapore: SG, Thailand: TH, Vietnam: VN

Laggards

Case study

Case study on specific counties


II. 2016 ASEI

Jang, E., Park, M., Roh, T., Han, K. (2015) Policy Instruments for Eco-Innovation in Asian Countries. Sustainability 7(9): 12586-12614. http://dx.doi.org/10.3390/su70912586

Jo, J., Roh, T., Kim, S., Youn, Y., Park, M., Han, K., Jang, E. (2015) Eco-innovation for sustainability: Evidence from 49 countries in Asia and Europe. Sustainability 7(12): 16820-16835. http://dx.doi.org/10.3390/su71215849


III. ASEI as a monitoring tool of SDGs

Production & Process

Social and system

eco-innovation

Sustainable Development

SDGs

Eco-innovation

ASEI


Potential Eco-Innovation Activities in SDGs

Policies,

Instruments,

Opportunities

Wastes/Water

Pollutions

House hole

Purchase &

Government

Procurement

Production Consumption

Water

Energy

Raw materials

Land, Biomass

Air Etc.

Resources

Inputs

Labor

Capital

Resource

function Sink

Function

Service

Function

Amenities,

health and

safety aspects

Taxes

subsidies,

Regulation

Investments

Innovation

trade Education

&

Training Labor

Resource

efficiency,

Recycle,

Clean tech,

Substitution

Outputs

Incomes

Residuals

l Goal 6

l Goal 7

l

Goal 1, 3~5,

11~12

l Goal 13, 16, 17

l Goal 14~15

Economic activities

Natural asset base

l Goal 9

l Goal 8



Main SDG Targets Related to Eco-Innovation

Goal 9. Industry, Innovation and Infrastructure, Target 9.4

By 2030 upgrade infrastructure and retrofit industries to make them sustainable, with increased

resource use efficiency and greater adoption of clean and environmentally sound technologies and

industrial processes, all countries taking action in accordance with their respective capabilities

Goal 12. Sustainable Consumption and Production, Target 12.7

Promote public procurement practices that are sustainable in accordance with national policies and

priorities

Goal 12. Sustainable Consumption and Production, Target 12.a

Support developing countries to strengthen their scientific and technological capacities to move

towards more sustainable patterns of consumption and production

Goal 17. Partnerships, Target 17.7

Promote development, transfer, dissemination and diffusion of environmentally sound technologies

to developing countries on favorable terms, including on concessional and preferential terms, as mutually

agreed

Goal 17. Partnerships, Target 17.19

By 2030, build on existing initiatives to develop measurements of progress on sustainable

development that complement GDP, and support statistical capacity building in developing countries



Category Factors Data formation SDGs related

Capacity

Nation’s Economic Competitiveness Composite Index

G. 8 Good Jobs and Economic Growth

G.12 Responsible consumption and

production

Nation’s General Innovation Capacity Composite Index

G. 8 Good Jobs and Economic Growth


production

Green Technology R&D Institution Capacity Number of green technology R&D

institutions, centers and university G. 9 Industry and infrastructure

Green Technology possessed/acquired

Enterprises

Number of green technology

possessed firms G. 9 Industry and infrastructure

Awareness of Sustainability

Management

Number of participating

enterprise


production

ASEI and SDGs




Supporting

Environment

Government’s R&D expenditure in Green

Industry Size of expenditure

G. 9 Industry and infrastructure


production

Implementation of Environmental

Regulations Composite Index -

Maturity of Investment Setting for Green

Technology Industry

Value of investment towards green

technology firms G. 9 Industry and infrastructure

Investment Scale of Green Technology

SMEs

Number of venture capitals & deals

made towards green technology

SMEs

G. 9 Industry and infrastructure

Activities

Commercialization Level of Green

Technology

Number of companies with green

technology widely commercialized


production

Enterprises’ Participation on

Environmental Management System

Number of participating

enterprise


production

Economic Influence of Leading

Environmentally Responsive Enterprises Amount of annual sales G. 9 Industry and infrastructure

Green Patents Number of patent G.12 Responsible consumption and

production

Activeness of Renewable Energy

Utilization

Measures the contribution of

renewable to total primary energy

supply

G. 7 Clean Energy

ASEI and SDGs




Performance

Level of Environmental Impact on

Society Composite Index

G. 3 Good Health

G.12 Responsible consumption

and production

CO2 Emission Intensity Amount of Carbon dioxide generated G. 9 Industry and infrastructure

Country’s Energy Sustainability

Level Composite Index G. 7 Clean Energy

Water Consumption Intensity Water withdrawal for each 1,000 USD

of GDP in cubic meter G. 6 Clean Water

Jobs in Green Technology Industry Number of employees G. 9 Industry and infrastructure

Green Industry Market Size Green Industry total sales G. 9 Industry and infrastructure

ASEI and SDGs



Sector Category SCP indicators

Green Market/ Clean Production

Eco-innovation Input 12.1.1 Number of countries with SCP national action plans or SCP mainstreamed as a priority or target into national policies

Resource Efficiency/ Natural Resource

Management Eco-innovation Activity

12.2.1 Material footprint, material footprint per capita, and material footprint per per GDP

Waste Management Eco-innovation Activity 12.3.1 Global food loss index

Waste Management / Environmental Impact /

Resource Efficiency Eco-innovation Activity

12.4.1 Number of parties to international multilateral environmental agreements on hazardous waste, and other chemicals that meet their commitments and obligations in transmitting information as required by each relevant agreement

Waste Management Eco-innovation Activity 12.5.1 National recycling rate, tons of material recycled

ASEI and SDG 12. Sustainable Consumption and Production



Sector Category SCP indicators

Environmental Management

Eco-innovation Activity 12.6.1 Number of companies publishing sustainability reports

Green Market Eco-innovation Activity 12.7.1 Number of countries implementing sustainable public procurement policies and action plans

Green Market Eco-innovation Activity

12.8.1 Extent to which (i) global citizenship education and (ii) education for sustainable development (including climate change education) are mainstreamed in (a) national education policies (b) curricula (c) teacher education and (d) student assessment

Clean Production / Green Market

Eco-innovation Input 12.a.1 Amount of support to developing countries on research and development SCP and environmentally sound technologies

Infrastructure Eco-innovation Input 12.c.1 Amount of fossil-fuel subsidies per unit of GDP (production and consumption) and as a proportion of total national expenditure on fossil fuels

ASEI and SDG 12. Sustainable Consumption and Production



IV. Way Forward

Way Forward

Reviewing and modifying ASEI

Analyzing strength and weakness of ASEI

Interpreting inter-connectedness between ASEI and SDGs

Reviewing SDG monitoring indicators

Data collection

Reviewing global data

Collecting national data through case studies

International communication

Informing ASEI to ASEM countries through forums, workshops and publications

Collecting comments from international experts

Building and extending an eco-innovation network


IV. Way Forward

Way Forward

Initial Term

(2012-2015)

Mid Term (2016-2020)

Long Term (2021-2025)

• ASEI 2015 measurement

• Mid/Long term strategy

• Action plan

• Case study

• DB development

• Data collection

• Index improvement

• International

cooperation

• Periodic assessment

• Analysis on barriers and

drivers of eco-innovation

in ASEM member

countries

Thank you

Contact information (Research team) Assistant Professor Mi Sun Park (PhD) [email protected] & [email protected] Visiting Fellow Eun Kyung Jang [email protected] Department of Environmental Planning College of Life and Environmental Sciences Konkuk University, Republic of Korea

Contact information (Project Manager) Manager Jihyung Joo [email protected]

ASEM SMEs Eco-Innovation Center, Pangyo,

Republic of Korea
mailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]

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