Annette McNeely

Director Health, Safety & Sustainability

United Technologies Corporation

Company Private

EH&S at UTC

Environmental Business Council of New England

June 6, 2013

Annette McNeely

Director, EH&S

This document contains no technical data subject to the EAR or ITAR

AGENDA

UTC Introduction

Environment, Health & Safety Vision

Goals and Performance

Challenges and Focus

Q&A

3 This document contains no technical data subject to the EAR or ITAR

UTC INTRODUCTION

4 This document contains no technical data subject to the EAR or ITAR

UTC’S EH&S POLICY

“United Technologies Corporation will not be

satisfied until its workplace is safe from

hazards, its employees are injury free, its

products and services are safe, and its

commitment to and record in protecting the

natural environment are unmatched.”

5 This document contains no technical data subject to the EAR or ITAR

Key component of corporate responsibility

Design for

Sustainability

100%

New

Products

GOALS SUPPORT THE POLICY 2011 - 2015 Sustainability Goals

2006 baseline

Compliance

Enforcement

Actions

0 45%

Total Waste

40%

Water

Consumption

Safety

68%

Air Emissions

27%

Greenhouse Gases

(CO2equiv.)

Worldwide Safety Rates

LDIR

= 0.15

TRIR

= 0.68

Non- Recycled

Waste

54%

Quiet/Clean and Tobacco- Free Facilities

100%

Health,Safety & Compliance Site Environmental Supplier Products

Energy efficiency

Packaging

Recycled content

Air emissions

GHG emissions

Reduced noise

Material intensity

Restricted substances

Regulatory /

Permit Non-

Conformances

0

100%

Meet EH&S Expectations

Key and Critical

Suppliers

Key and Critical

Suppliers

Energy&GHG Reduction Program

Fatalities &

serious injuries

Employees &

Contractors

0

6

Waste

This document contains no technical data subject to the EAR or ITAR

2,061

1,657

1,398 1,613

1,701

1,244

Base-line

2010 2012 2012Goal

2015Projected

2015Goal

2,540

1,947 1,753

2,076 1,988 1,844

Base-line

2010 2012 2012Goal

2015Projected

2015Goal

7

UTC environmental metrics

Water (million gallons)

Air (thousand pounds)

Greenhouse Gases (thousand tons)

364

247 223

286

211 201

93

51 48 58 40 43

Base-line

2011 2012 2012Goal

2015Projected

2015Goal

Industrial Waste (Non-Recyclable dashed)

(million pounds)

Baseline = 2006 data with adjustments (e.g., acquisitions, divestitures)

Projected 2015 = 2012 + projected growth (excluding Goodrich rebaseline in 2013) and project impacts

2,815

1,241 920

1,744

816 925

Base-line

2011 2012 2012Goal

2015Projected

2015Goal

2015 GOAL STATUS

This document contains no technical data subject to the EAR or ITAR.

185

72

6 2 0 1 0

Non-Conformances Enforcement Actions Spills/Serious Incidents

2006 Baseline

2009

2010

2011

2012

2015 GOAL STATUS

8

Compliance Target = Zero

44% Reduction

53% Reduction ($62,185 penalties paid in 2012)

Goodrich 2012

This document contains no technical data subject to the EAR or ITAR

2015 GOAL STATUS

9

This document contains no technical data subject to the EAR or ITAR

Safety performance

2006 2011 2012 2013 1Q

LDIR

TRIR

0.73

0.19

1.42

0.49

0.74

0.20

0.65

0.15

5 3 4

6 8 2

36 30

27

6

5

8

2006 2011 2012 2013 1Q

EE Fatality

Cont Fatality

EE SI

Cont SI

9

Fatalities and Serious Injuries Incident Rates

36%

26%

25%

7%

4% Body Mechanics

Struck by

Falls

Caught in

Motor Vehicle

Total Recordable – Source of Injury Total Recordable – Nature of Injury

50%

29%

17% 5%

Strain/Sprain

Laceration/Contusion

Fracture

Other

Clean, quiet and tobacco free

10

2015 GOAL STATUS

Quiet: 27% to Goal Clean: 57% to Goal

Legacy Goodrich data not included.

0%

20%

40%

60%

80%

100%

$-

$1,000

$2,000

$3,000

$4,000

2010 2011 2012 2013 2014 2015

Cost per Year

% Employees

($ 1,000) (%)

0%

20%

40%

60%

80%

100%

$-

$5,000

$10,000

$15,000

$20,000

$25,000

2010 2011 2012 2013 2014 2015

Cost per Year

% Employees

($ 1,000) (%)

Tobacco Free: 79% to Goal (# Locations)

Implementation Year

This document contains no technical data is subject to the EAR or ITAR.

124

1439

2950 3511

4081 4250

2010 2011 2012 2013 2014 2015

EH&S ORGANIZATION

11

Governance • EH&S programs

Remediation • Due diligence

Leadership associates

IT • Finance • ACE

Legal

EH&S

BU

President

EH&S

General

Manager

EH&S

UT

C

CO

RP

B

US

INE

SS

UN

IT

LO

CA

L

SIT

E/O

P

Workplace EH&S

Environment

Safety • Industrial hygiene

Medical • Wellness • ACE

BU governance • BU programs

BU data management • ACE

Corporate reporting

ROLES PEOPLE ORG

UTC Board

This document contains no technical data subject to the EAR or ITAR

ORGANIZATION

EH&S professional staff

12

EH&S Total:1063

South

America 11

North

America 513

Europe 251

Africa 16

Asia 260

Australia 12

This document contains no technical data subject to the EAR or ITAR

CHALLENGES AND FOCUS

13

Integration

Natural

Resource

Consumption

Fatal/Serious

Injuries

Ergonomic Injuries

This document contains no technical data subject to the EAR or ITAR

UTC 2020 SUSTAINABILITY GOALS

June July August Sept Oct Nov Dec Jan Feb Mar Apr May June July Aug Sept

2013 2014

Operations,

Sustainability

& Technical

Councils

Approval

PIRC &

Presidents

Council

Review

Project

Start

EH&S

Engineering

Supply

Management

Goal

workshops

EH&S

Council

review

EH&S

Council

Approval

Develop implementation

plans (training, data mgmt.)

End

Date

This document contains no data subject to the EAR or ITAR

Q&A

16