massimo borriello - ncp energy, apre agency for the promotion of european research, rome
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The Proof Concept
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Ing. Massimo Borriello – APRE
NCP (National Contact Point) Energy
2014-2020 Funding opportunities
Trieste, 26 September 2014
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Horizon 2020
Employment 75% of the population aged 20-64 should be employed
R & INNOVATION 3% of the GDP of EU Coutries have to invest on R&D
A reduction of CO2 emissions by 20%
CLIMATE / ENERGY A share of renewable energies up to 20%
An increase in energy efficiency by 20%
FORMATION The share of early school leavers should be under 10%
At least 40% of the younger generation should have a degree or diploma
POVERTY 20 million fewer people should be at risk of poverty
Europe 2020 - 5 objectives
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Characteristics
Value chain from frontier research to technologic development, demonstration, valorization of results and innovation
Innovation, in all its forms
Focus on societal challenges
Semplyfied access for enterprises, universities, etc. in all european Countries
Sinergies with Coesion Funds
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Excellent Science
European Research Council
Frontier research by the best individual teams
Future and Emerging Technologies
Collaborative research to open new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and career development
Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities
Industrial Technologies
Leadership in enabling and industrial technologies
ICT, nanotechnologies, materials, biotechnology, manufacturing, space
Access to risk finance
Leveraging private finance and venture capital for research and innovation
Innovation in SMEs
Fostering all forms of innovation in all types of SMEs
Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture, marine and maritime research & the bioeconomy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, resource efficiency and raw materials
Inclusive, innovative and reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
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Program Structure
Euratom
Excellent Science
European Research Council
Frontier research by the best individual teams
Future and Emerging Technologies
Collaborative research to open new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and career development
Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities
Industrial Technologies
Leadership in enabling and industrial technologies
ICT, nanotechnologies, materials, biotechnology, manufacturing, space
Access to risk finance
Leveraging private finance and venture capital for research and innovation
Innovation in SMEs
Fostering all forms of innovation in all types of SMEs
Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture, marine and maritime research & the bioeconomy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, resource efficiency and raw materials
Inclusive, innovative and reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
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BOTTOM UP
TOP - DOWN
BOTTOM UP
(SME)
TOP - DOWN
BOTTOM UP
(SME) TOP - DOWN
Euratom
Program Structure
Budget from FP1 a Horizon 2020
3,27 5,36 6,613,12 14,96
17,8
53,2
78,6€ Billion (including
EURATOM budget)
Programmi Quadro quadriennali e quinquennali Programmi Quadro settennali.
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Ripartizione finanziaria
Excellent Science
32%
Industrial Leadership
22%
Societal Challenges
39%
EIT 3%
Science.. 1%
Widening.. 1%
JRC 2%
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Excellent Science
Societal challenges
Industrial Leadership
Il budget per le attività
54%
11%
25%
10%
European Research Council
Future and Emerging Technologies
Marie Skłodowska Curie Actions
European Research Infrastructures (including eInfrastructures)
80%
16%
4% Leadership in enabling and industrial technologies
Access to risk finance
Innovation in SMEs
25%
13%
20%
21%
10%
5%
6%
Health, demographic change and wellbeing
Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy:
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, environment, resource efficiency and raw materials
inclusive, innovative and reflective Societies
Secure Societies
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MORE ACTIONS
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Excellent Science
European Research Council
Frontier research by the best individual teams
Future and Emerging Technologies
Collaborative research to open new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and career development
Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities
Industrial Technologies
Leadership in enabling and industrial technologies
ICT, nanotechnologies, materials, biotechnology, manufacturing, space
Access to risk finance
Leveraging private finance and venture capital for research and innovation
Innovation in SMEs
Fostering all forms of innovation in all types of SMEs
Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture, marine and maritime research & the bioeconomy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, resource efficiency and raw materials
Inclusive, innovative and reflective societies
Security society
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European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
Euratom
EC EP 27/6
EIT – European Institute of Innovation and Technology
2.397
JRC – Joint Research Centres 1.682
Science with and for Society 409
Spreading Excellence and Widening Participation
790 722
Euratom 2.098
More actions Budget (millions of €)
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H2020: rules for participation
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Conditions for participation
• Minimum conditions • For standard collaborative actions
• At least, 3 legal independent entities, each established in different MS/AC
• For SME Instrument, ERC, MSC, programme co-fund, CSA • 1 legal entity established in a MS/AC
• Additional conditions • To be set out in the Work Programme (i.e. number of participants,
type of participants, etc.)
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Collaborative projects (1)
Research and Innovation Actions
Basic research, applied research, technology
development and integration, and testing e validation on a small scale prototype in a laboratory or simulated environment
Innovation Actions
Prototyping, testing, demostrating, piloting,
large - scale product validation and market
replication
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Research and Innovation Actions
Funding rate: 100%
TRL: 1 – 5/6 + clinical trials in phases 1 to 3
Innovation Actions
Funding rate: 70%/100%
TRL: 6 to 7/8 or 9
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Collaborative projects (2)
General Annexes G «Technology Readiness Level» 17
Tipologie di progetti di accompagnamento
Coordination and Support Actions
accompanying measures such as standardisation, dissemination, awareness-raising and
communication, networking, coordination or support services, policy dialogues and mutual learning
exercises and studies, including design studies for new infrastructure and may also include
complementary activities of strategic planning, networking and coordination between programmes in
different countries
Funding rate: 100%
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OPPORTUNITIES FOR SMES
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Definition of a SME
Eurpean Commission defines since 01/01/2005 a SME as:
Engaged in an economic activity
< 250 employers
Annual turnover ≤ € 50 Millions or a total balance ≤ € 43 Milioni
Autonomous
Defininition:
http://ec.europa.eu/enterprise/policies/sme/fa
cts-figures-analysis/sme-definition/index_en.htm
Guide to new definition:
http://ec.europa.eu/enterprise/enterprise_policy/sme_
definition/sme_user_guide_en.pdf
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Excellent Science
European Research Council
Frontier research by the best individual teams
Future and Emerging Technologies
Collaborative research to open new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and career development
Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities
Industrial Technologies
Leadership in enabling and industrial technologies
ICT, nanotechnologies, materials, biotechnology, manufacturing, space
Access to risk finance
Leveraging private finance and venture capital for research and innovation
Innovation in SMEs
Fostering all forms of innovation in all types of SMEs
Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture, marine and maritime research & the bioeconomy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, resource efficiency and raw materials
Inclusive, innovative and reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
H2020 and SME
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Approccio integrato in H2020
Strumento PMI
7%
Progetti collaborativi
13%
Eurostars II Enhancing Innovation Capacity
Market-driven Innovation
Access to Risk Finance
20 % budget
LEIT + SC
LEIT: 'Innovation
in SMEs'
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SME instrument
Concept & Feasibility Assessment
Demonstration Market replication
R&D
Commercialization
Idea to concept, risk assessment,
technological & commercial feasibility
Demonstration, prototyping, testing , market replication, scaling up, miniaturisation,
research
Quality label for successful projects,
access to risk finance, indirect support
Support for the entire duration Market Idea
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SME Instrument: three phases
Phase 1: concept and assesment of
feasibility
Input: Idea/Concept in "Business
Plan I" (~ 10 pages)
Main Activities: Feasibility of concept
Risk assessment IP regime
Partner search Design study
Pilot application
Output: elaborated "Business plan II"
Lump sum: around
50.000 €
~ 6 months
Phase 2: R&D, dimonstration, market
replication
Input: "Business plan II" +
"Description of activities under Phase2" (~ 30 pp.)
Main Activities: Development Prototyping
Testing Piloting
Miniaturisation Scaling-up
Market replication
Output: investor-ready "Business plan III"
Output based payments: 1 to 2,5 M€ EU funding
~ 12 to 24 months
No direct funding
Phase 3: Commercialization
Input: "Business plan III"
+ Opportunities:
'Quality label' for successful Phase 1 & 2
Easier access to private finance Support via networking, training,
coaching, information, addressing i.a. IP management,
knowledge sharing, dissemination
SME window in the EU financial facilities (debt facility and equity
facility)
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Useful Links
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Horizon 2020 http://ec.europa.eu/research/horizon2020/index_en.cf
m
APRE http://www.apre.it/ricerca-europea/horizon-
2020/partecipazione-delle-pmi/
Participant portal http://ec.europa.eu/research/participants/portal/pag
e/home
SME TechWeb http://sme.cordis.europa.eu/home/index.cfm
Ec Press release http://europa.eu/rapid/press-release_MEMO-13-
181_en.htm
COSME
http://ec.europa.eu/cip/cosme/index_en.htm
EEN http://een.ec.europa.eu/
EEN - Italia http://www.enterprise-europe-network-italia.eu/
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Thanks!!
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