apre - agency for the promotion of european research -...
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APRE 2013
www.apre.it
APRE - Agency for the Promotion of European Research
Funding Schemes in Horizon 2020 &
Synergies with regional funds
Gianluigi Di BelloH2020 National Contact Point
NCP Future and emerging technologies - FET
H2020 NCP Access to risk finance
Coordinator APRE Brussels Unit
WHAT ROLE FOR R&I IN 2014-2020?
Source: US Department of Labour, December 2012
Table of contents
Strategic or systemic approach in H2020?
Overview on funding schemes in H2020
Do H2020 funding schemes support synergies withregional funds?
[WHAT IS APRE?]
MISSION Promoting and supporting Italian participation to the EU
Research and Innovation programmes (R&I)
Improve the “Quality” of the Italian participation in European programmes for R&I
APRE: Italian non-profit national research organisation
1989 - created as a “Task Force” of the Ministry of
Education, University and Research23 years of
experience
http://www.apre.it/en/what-is-apre/apre-members/
APRE
Industrial Associations
Chambers of Commerce
Scientific centers
UniversitiesResearch Centres
Public Entities
Finance
More than 100 members
54 Universities
38 Public and Private Research organisations
4 Financial organisations
4 Chambers of Commerce
4 Science Parks
7 Public Authorities
5 Trade Associations
[Institutional Interlocutors]
EuropeanCommission
EuropeanParliament
ItalianRepresentative
Office in Belgium
ProgrammeCommittees
Ministry of University
and Research
APRE(NCP)
Ministry of Economic
Development
Ministry of Agriculture,
Food and Forestry
Ministry of Environment,Protection of Land and Sea
Regions
[APRE HELPDESKS]
To strengthen the cooperation at local level,
to provide tailored services responding to local needs
Abruzzo
Basilicata
Calabria
Campania
Emilia Romagna
Friuli Venezia Giulia (Trieste)
Friuli Venezia Giulia (Udine)
Lombardia
Marche
Molise
Piemonte
Puglia
Sardegna
Sicilia
Sportello dello stretto
(R.Calabria - Messina)
Toscana
Umbria
Veneto
[APRE LIASON OFFICE]
Direct link with international stakeholders (European Institutions, liaison offices and research bodies , others)
Advocacy activities, workshops, training sessions,
project management, proposals screening
Studies and analysis (Strategy)
Ad hoc assistance
Strategic advise (H2020,Cosme, SF)
APRE Brussels
Bruxelles
Rome
Excellent Science
European Research Council
Frontier research by the best individual teams
Future and Emerging Technologies
Collaborative research to open new fields of innovation
Marie Skłodowska Curie actions
Opportunities for training and career development
Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities
Industrial Technologies
Leadership in enabling and industrial technologies
ICT, nanotechnologies, materials, biotechnology, manufacturing, space
Access to risk finance
Leveraging private finance and venture capital for research and innovation
Innovation in SMEs
Fostering all forms of innovation in all types of SMEs
Societal Challenges
Health, demographic change and wellbeing
Food security, sustainable agriculture, marine and maritime research & the bioeconomy
Secure, clean and efficient energy
Smart, green and integrated transport
Climate action, resource efficiency and raw materials
Inclusive, innovative and reflective societies
Security society
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research Center (JRC)
Horzon 2020 Architecture
2014 2015 2016 2017 2018 2019 2020
Strategic Programme
Work Programme 1 Strategic Programme
Work Programme 2Strategic Programme
Work Programme 3
Work Programme 4
Smaller and continuous updates to respond to unexpected developments
Calls published on basis of WP
Ad hoc financing decision
Calls published on basis of WP
Ad hoc financing decision
Calls published on basis of WP
Ad hoc financing decision
Calls published on basis of WP
Strategic programmes: short documents
outligning priorities over3 years, updated every
two years
Work Programmes mirrorthe strategic programmeand are updated over the
same 2-year cycle
H2020 Work Programmes Strategic Approach?
Horizon 2020 Systemic Approach?
a. Linear thematic calls
b. Research plan
c. Focus on R&D
d. Supply-driven
e. Linear approach(project design)
f. Focus on output
a. Challenge-based calls (multidisciplinarity)
b. Business plan
c. Focus on Innovation
d. Demand-driven
e. Synergistic approach(Engineering - Brain intensive)
f. Focus on Outcome
Thematic Based Challenge Based
Horizon 2020 General rules to understand
“Forms of funding”
Question?
Please define “Forms of funding” in H2020…….
Please define “Funding schemes” in H2020…….
14
a. Forms of funding (art.5)
• Grants
• Direct financial contribution by way of donation in order to finance an action (call for proposals)
• Prizes
• Financial contribution given as reward following a contest
• Procurement
• Supply of assets, execution of works or provision of services against payment
• Financial instruments
• Equity or quasi-equity investments, loans, guarantees and other risk-sharing instruments
b. Funding schemes H2020
Research and Innovation action
Innovation action
Coordination and Support Actions
(CSA)
Prize
Pre-Commercial Procurement
(PCP)
Public Procurement of Innovation
(PPI)
Fast Track to Innovation “Pilot
Scheme”
NEW
Forms of partnering
- Public-Private Partnerships (JTIs)
- Public-Public Partnerships (e.g.,
ERANET, JPIs)
- others…
c. Single funding rate
c1. Single indirect cost model
d. Time to grant: speeding up the process
e. Time to grant: no more negotiations
Questions?
Boundaries to bridge between
H2020 & Regional funds..
H2020 & Regional Funds
4 Potential Options..
Public-public partnerships
1
Public-public partnerships in Horizon 2020 (Art.20 Commission Proposal)
1. Horizon 2020 shall contribute to the strengthening of public-public
partnerships where actions at regional, national or international level
are jointly implemented within the Union. Particular attention shall be
paid to joint programming initiatives between Member States….
2. Public-public partnerships may be supported in particular through:
(a) an ERA-NET instrument ….
(b) Union participation in programmes undertaken by several Member States
in accordance with Article 185 TFEU.
Programme Co-fund
2
Programme co-fund: Typology of actions
'programme co-fund action' means an action funded through a grant the main purpose of which is supplementing individual calls or programmes funded by entities, other than Union bodies, managing research and innovation programmes
ERA-NET COFUND
PCP/PPI COFUND Marie-Skłodowska-Curie COFUND
Possibly other type of actions (EFDA)
Disclaimer: this information is confidential and may be subject to modifications
Structural & Investment Funds (ESIF)
3
Structural & Investment Funds (ESIF)
Increase funding for research and innovation available under regional funding
National / regional authorities in charge (not the Commission)
Combine thematic areas & cross-cutting activities
Facilitate synergies between EU funding sources
Logical links with ERDF Operational Programmes (funding will depend on R&I regional priorities) and Smart Specialisation
MS/region 1:
Projects partners & work
packages
MS/region 2:
Projects partners & work
packages
Horizon2020
25%
ERDF
Co-funding
(… up to 85% in less
developed regions)Horizon20
20
25%
MS/region 3:
Projects partners &
work packages
ERDF
Co-fund
ing
Private co-funding
(minimum level depends on state aid rules)
Public
fundin
gStructural & Investment Funds (ESIF)
Define your way to synergies..
4
Possibility of Cumulative Funding as set out in the EU Regulation…
Horizon 2020 will follow closely the emerging SmartSpecialisation flagship priorities and will supportthem through the Horizon 2020 Work Programmes
Cohesion
Policy
Mapping of regions' and MS intentions in terms of smart specialisation fields has started:
See: h
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Emerging fields of Smart Specialisation
National EUHorizon 2020
COSME
CEF
Regional
Cooperation (R&I)
Cohesion Policy
Territorial cooperationConvergence
&Territorial Cohesion Competitiveness
building on existing schemes..
APRE elaboration: BOX “Common Strategic framework for R&I and Cohesion Policy 2014-2020”
Integrated multi-level strategy Upstream and downstream policies and programmes Horizontal areas & performance dimension
ERA-NET/ERA-NET Plus: FP instrument
to facilitate joint calls by Topping-up joint
national/regional funding)
Joint Programming:
non FP instrument for
voluntary cooperation
between MS and FP and
related initiatives (art. 185,
187, JTI, IPs..)
Interregional cooperation
(e.g., Interreg IVC)
CP 2014-2020:
Joint Action Plans (new)
Integrated Operations (new)
Smart Specialisation Strategy
(new)
Public Private
Partnerships “PPPs”
ERA-REGIO-NET“Joint Calls
H2020-CP”
A Sampling of Companies Whose Origins Were in Disruption
Source: Christensen, Clayton M. (2013): Disruptive Innovation
Disruptive approach to regional innovation
to be considered…
• Horizon 2020: Joint Public Procurement strategies to tackle Societal Challenges, National
Research Council of Italy-APRE, May 2013, ISSN 22395172
http://www.dta.cnr.it/content/blogcategory/45/304/lang,it/
• Joint Public Procurement of Innovation: an analytical toolkit, CNR-APRE-TrentoRise, November
2013, ISBN 9788890891984: http://www.dta.cnr.it/content/blogcategory/44/305/lang,it/
• Industrial Competitiveness in Horizon 2020: Towards an integrated planning framework for Key
Enabling Technologies, Agency for the Promotion of European Research, January 2013 ISBN
9788890891915: https://community.oecd.org/docs/DOC-50271
• Boosting Competitiveness through Regional Innovation Strategies- SSS3”, Agency for the
Promotion of European Research, April 2012, ISBN 9788890891908
https://community.oecd.org/docs/DOC-43441
• Analysis of FP7 regional participation and R&I regional priorities (SSS3): A matching game?
Di Bello, APRE, December 2013
NEW PUBLICATION
Thank you.
Gianluigi Di BelloH2020 National Contact Point
NCP Future and emerging technologies - FET
H2020 NCP Access to risk finance
Coordinator APRE Brussels Unit