joy flowers conti financial disclosure report for 2010

8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/joy-flowers-conti-financial-disclosure-report-for-2010 1/8

I A O 1 0

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2 0 10

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first , middle init ial)

Co n t i , J o y F l o w e rs

4. Title (Arlicle I!1 judges indicate active or senior status;

magistrate judges indicate full- or part-time)

Active Artic le I11 Judge

7. Chambers or Office Address

5 2 5 0 U S Cour thouse70 0 Gr an t S t r ee tP i t t sbur gh , PA 15 2 19

2. Court or Organizat ion

U .S. D is t r ic t Cour t W D P A

5a. Report Type (check appropriate type)

] Nomina t ion , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the informat ion contained in th is Repor t and any

modi f ica t ions per t a ining there to , i t i s , i n my o pinion, in comp l iancew i t h app l i cab l e l aw s and r egu l a t ions .

3. Date of Report

05/13/2011

6. Repor t ing Per iod

01/01/2010

12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NON E box for each part where you have no reportable informatiot~ Sign on last page.

I . P O S I T I O N S . (Rep ort ing individual only; see pp. 9-13 of f i ling instruct ions. )

D NONE (No reportable positions.)

P O SI T I O N

I. Boar d o f D i r ec to rs

2. Counselo r W . E d w a r d S e l l A m e r ic a n I n n o f C o u r t

N A M E O F O R G A N I Z A T IO N / E N T I T Y

Ca t ho l i c Cha r i t i e s Fre e H e a l t h Ca re Ce n t e r

I I . A G R E E M E N T S . R e p o r t i n g i n d i v ia a a t o n t y ; s e e ~ , ~ , . 1 4 - 1 6 of filing instructions.)

~ (No reportable agreements .)O N E

DATE PARTIES AND TERMS

r Y a m e o f P e r s o n R e p o r t in g

Co n t i , J o y Flo wer s

Date of Report

0.5/13/2011

I I l. N O N - IN V E S T M E N T I N C O M E . (Reporting individual a n d spouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-lnvestment Income

~-] N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

INCOME( y o u r s , n o t s p o u s e ’ s)

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reportingyea r, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

1 .2 0 1 0

2 . 2 0 1 0

DATE SOURCE AND TYPE

Ros s , S inc la i re & A s s oc ia t e s , L L C - Sa la ry

Co m m o n w e a l t h S e c u r i t i e s a n d In v e s t m e n t s , In c - F i n a l Co m m i ss i o n s

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en t er ta inment .

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)

SOURCE

I. Ne w Yo rk In t e l l e c tu a l M ar ch 2 6 -2 8 , 2 0 1 0 N e w Y o rk , N Y N Y IP LA A n n u a l Fe d e ra l Fo o d , Lo d g i n g , T ra n sp o r t a t io nProperly Law Associa t ion J u d g e s ’ D i n n e r

2. A lle g h en y Co u n ty B a r Ju n e 1 7 -1 8 , 201 0 Ch a m p io n , P A A l l e g he n y Co u n t y Be n c h F ood , L odg ing , C onfe re nce Re g i s t ra t ionAs s oc i a t i on Ba r Co n fe re n c e

3. Masters Conference Inc Oct ob e r 4 -5 , 2 0 1 0 W a s h i n g t o n , D C 2 0 1 0 Ma s t e r s Co n fe re n c e Fo o d , Lo d g i n g , T ra n sp o r t a t io n , P a rk i n g

4. A c a d em y o f T ria l La w ye rs o f O cto b e r 6 - 8 ,2 0 1 0 Fa n n in g to n , P A A n n u al M a ste rs o f T ria l F o o d , L o d g i n gA lleg h en y Co u n ty A d v o ca cy R e trea t

5. Na t i o n a l Co n fe re n c e o f Oct ob e r 1 2 -1 6 , 2 0 1 0 N e w O r l e a n s , L A A nn u al N atio n a l Fo o d , Lo d g in g . T ra n sp o rta tio n , P arkin gB an kru p tc y Ju d g e s Co n fe ren ce o f B a n kru p tc y

Judges

DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

N a m e o f P e r s o n R e p o r t in g

Conti , Joy Flowers

Date of Report

05/13/2011

V . G I F T S . a n a u d e s ,h o s e , o s p o u s e u n d d ~ p c n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)

N O N E (No repor ta ble gi f t s .)

SOURCE DESCRIPTION

V I . L I A B I L I T I E S . a , c lu a ~ s t h o s e o / sp o u s , u n d d e p ~ n , ~ e n t children; see pp. 3 2 - 3 3 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

VALUECODE

Conti , Joy Flowers

Date of Report

05/13/201 l

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~] N O N E (No reportable income, assets, or transactions.)

A. B. C.

Description of Assets Incom e during G ross value at end

(including trust assets) rep orting period of rep orting period

(D (2 ) (1) (2)

Place "(X)" after each asset Amount Type (e.g., Val u e V a l u e

exempt from prior disclosure Code 1 div., rent, Code 2 Method

(A-H) o r i n t . ) (J-P) Code 3

Type (e.g.,

buy , se l l ,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Value Gain

mm/ddIyy C ode2 Code 1

( J - P ) ( A - H )

Identity of

b u y e r l s e l l e r

(if private

t r ansac t ion)

1 . B R O K E R A G E A C C O U N T # 1 ( P a r t V II I)

2. -Neoprob e C orp S tock N o n e J T

3. -Pa M uni Cash Tr ust (M oney Market) A Dividend J T

4. -F r ank lin Cn ty Pa ID A Bond 5 .2 5 % due A Interes t7/1/14

Bu y 0 7/0 1/10 J

R e d e e m e d 0 7/2 8/10 J

6. R O T H I R A R O L L O V E R A C C O U N T # 1 D Int /Div(Pa r t V l l l )

7. -Pershing Government Money M arket Fund

-Gener a l Moto r s Accep Cor p Sm ar tno tes( 7 .12 5 % due 8 /15 /12 )

- G e n e r a l M o t o r s A c c e p C o r p S m a r t n o te s( 7 . 2 5 % d u e 9 / 1 5 / 1 7 )

- G S M t g S e c s C o r p 2 0 0 5 -7 F M t g N o t e s ( 5 %due 9/25/35)

- G e n e m l M o t o r s A c c e p C o r p M e d T e r m( 8 .4%due 4 /15 /10 )

-Deere & Co Stock

Sold 10/20/10

Matu red 0 4/15 /10

-G enera l Motors Accep C orp S mar tnotes

( 7% due 1 /15 /13)

- Ge n e ra l Mo t o r s A c c e p Co rp S m a r t n o te s

(0% due 11/15/201 I)

-Lee Street Investors LLC Class B Units

RETIREMENT PLAN #2 C I n t e r e s t N

-C R EF S tock Fu nd

B u y 07/06/10

B u y I0 /28/10 :

I . Income Gain Codes: A =$1 ,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000

(See C o lumn s BI an d D4) F =$50,001 - $100.000 G =$ 10 0,0 01 - $ I. 00 0.0 00 H I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K= $15,001 - $50.000 L =$50.001 - $ 100,000 M =$ 100,001 - $250,000

( See Columns C I and D3 ) N ~$250,001 - $500,000 O =$500,01) I - $ 1,000,000 P 1 -$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 -$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Eslate Only) S = Asse ssmen t T = C ash Marke t

IScc Colunm C2) U = Bo o k Va lue V = O t h e r W =Estimated

E=$15 , 0 0 1- $5 0 . 0 0 0

Name of Person Reporting

Conti , Joy Flowers

Date of Report

05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .co~.e, ~uc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

---] N O N E (No reportable income, assets, or transactions.)

A. B. C.

De s c r ipt i on of A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g tru st a s se ts) re p o rtin g p e rio d o f r e p o r t i n g p e r i o d

(t) (2) (1 ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., Value Value

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv ., r e n t, C o d e 2 M e t h o d( A - H ) or i nt . ) (J-P) C o d e 3

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 1 ) (2) (3)Type (e.g, D a t e Value

buy, s e l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) ( J - P )

( 4 ) ( 5 )

G a i n Identity of

Code I b u y e r / s e l l e r

( A - H ) (if private

t r ansac t ion)

1 8 . -TIAA T raditional Annuities

ROTH IRA ROLLOVER ACCOUNT #3

(Part VIII)

-Pershing Government M oney M arket Fund

-Neoprobe Corp Stock

-Quanta Svcs, lnc - S tock

D Int./Div. M T

Sold 10/20/10 J(part)

Sold 10/19110 K

-G enl Mt rs Accep C orp S mar tnotes (7% du e

01 /1 5/1 3)

-Goldman Sachs Group - S tock

-lshares TR Dow Jones Select Div Fund

-S tandar d & Poor s D epos i to f f Receip t s -(SPDR’s)

-Knox C nty , KY Hos p B ond (5 .875% du e12/01/36)

-Lee Street Investors LLC Class B Un its

IRA ROLLOVER ACCOUNT #6

-Gateway B ank Of Pennsylvania Stock

IM M EDIUS, INC CONV PREFERREDS T O C K

IMM EDIUS, INC COMM ON STOCK

M ELLON BANK: ACCOUNTS

S o l d

(add’l)

04/26/10 I

02/05/10

06/09110

0 9/0 1/10

10/28/10

I. Income Gain C0dcs:

(See C o lumn s BI an d D4)

2. Value Codes

(See C o lumn s C I an d DJ)

3, Value Melhod Codes

(See Column C2)

A =$1,000 or less

F =$50.001 - $100,000

J = $15.000 or less

N ~$2 5 0 ,0 0 1 - $5 0 0,0 0 0

P3 ~$25,000,001 - $ 5 0 , 0 0 0 , 0 0 1 1

Q =A ppr a i s al

U =Book Value

B =$1.001 - $2,500

G =$ 100.O01 - $1.000.000

$15.001 - $ 50.000

o = $ 5 0 0 . 0 0 1 - $ I , o o 0 , o o o

R : Cost (Real Estate Only)

V : t ) thc r

C =$2,501 - $5.000

HI =$1,000,001 - $5,000,000

L =$50,001 - $100,000

P I =$ 1,000,001 - $5,000,000

P4 =More than $50,000.000

S :Asse s smen t

W :Es t lma tcd

D =$5.001 -$15,000

H2 =More than $5,000,000

M= $ 100.001 - $ 250,000

P2=$5,000,001 -$25,000,000

T = C ash Markc t

E = $ 15,001 - $ 50.000

F I N AN C I A L D I S C L O S U R E R E P O R T

Confi, Joy Flowers

Date of Report

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in r o m e , v a t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

~] N O ~ N E (No reportable income, assets, or transactions.)

A. B. C.

Description of A ssets Incom e during Gross va lue a t end

(including trust assets) reporting period of reporting period

(l ) (2 ) (1) (2)

P l a c e " ( X ) " a f t e r ea c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e l d i v . , r e n t , C o d e 2 M e t h o d

(A-H) o r i n t . ) (J-P) Code 3

(1 )Type (e.g.,

buy, s e l l ,

r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) ( 4 )

D a t e Value G a i n

mm/dd!yy Code2 C o d e 1

( J - P ) ( A - H )

Identity of

buye r /s e l l e r

(if private

t r a ns a c t ion)

35 . C IT I Z EN S B AN K :A CC OU NT S None J

36 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n e

L I F E P OL I C Y

37 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y

38. NORTHWESTERN: W H O L E L IF E I N S N o n eP OL I C Y

39 . M ETROPOLITAN L I F E : W H O L E L I F E N o n e

P OL I C Y

40. G E N E R A L A M E R I C A N : W H O L E L I FE N o n e

P OL I C Y

41. M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y

42 . M ETROPOLITAN L I F E : W H O L E L I F E N o n eP OL I C Y

43. NO RT H W ES T ERN : W H O L E L IF E I N S N o n eP OL I C Y

I. Incom e Gain Codes: A = $1.000 or less B =$1,001 . $2,500 C =$2.501 - $5,000

( S e e C o l u m n s B I a n d D 4 ) F =$ 50.001 - $ 100.000 G

= $ 10 0.0 01 - $ 1 ,00 0,0 00 H 1 =$ 1,00 0,001 - $5,000 ,0 00

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000

(S ee Co lu mn s C I a nd D3 ) N ~ $2 50.001 - $ 50 0.000 O =$ 500 ,0 01 - $ 1.0 00 ,00 0 P I = $1 ,0 00 .0 01 - $ 5,00 0,0 00

P3 -$25.000d)01 - $51) .0()0 .000 P4 -M or e t h an $5 0 ,0 0 0 ,00 0

3. Value Mclhod Codes Q =A ppr a i s al I~. = Cost (Real E~tale Only) S = Asse ssmen t

( S ee Column C 2 ) U = Book Value V - O the r W =Es t imated

D =$5,001 - $15,000

H2 =M or e t h an $5 ,0 0 0 ,0 0 0

M =$ 100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T = C ash Marke t

E =$15 ,0 0 1 - $5 0 ,0 0 0

F I N A N C IA L D I S C L O S U R E R E P O R T

N a m e o f P e r so n R e p o r li n g

Cont i , Joy Flowers

Date of Repor t

05/13/201 I

V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (ln’dicatepart of report.)

Addi t ional In f o r mat ion f o r Par t V I I ( Inves tmen ts and Tr us t s ) :

From prior years :

On the 2 0 0 9 r epor t , the on ly br oker age accoun ts l i s t ed wer e # 1 and # 3 o In 2 0 0 9, Br oker age Accoun t # 3 was no longer r equ i r edto be r epor ted . Accor d ing ly , the on ly ac t ive br oker age accoun t was Br oker ag e Accoun t # 1 .

There i s no R e t i rement P lan # 1

Ther e i s no IRA / IRA Rol lover Accoun t # 2 , 4 o r 5

Current year :

L i n e 6 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 1 ; L in e 1 9 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 3

Asset s in each o f these accoun ts wer e conver ted to Ro th IRA accoun ts in Oc tober 2 0 10 . S ince the accoun ts wer et r ans f er r ed in tac t, r epo r t ing o f in f o r mat ion on these as se t s i s shown o n a combined bas i s f o r ac t iv i tywi th in the o ld /new accoun ts . The accoun t t i t l es have been chang ed to Ro th IRA Rol lover Accoun ts # 1 and # 3

F I N A N C I A L D I S C L O S U R E R E P O R T

Name of Person Report ing [ Date of Report

Cont i , Joy Flowers

05 /13 /2011

I X . C E R T I F I C A T I O N .

1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

l f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provis ions of 5 U.S .C. app . § 501 e t . seq. , 5 U.S .C. § 7353, and Judic ia l Confe rence r egula t ions .

Signature: S /Joy Flowers Conti

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

joy flowers conti financial disclosure report for 2010

Documents

conti jonathan 3.3

conti final 2011

joy flowers conti financial disclosure report for 2009

conti synchroflex zahnriemen product range conti...

faizan ap conti

géraldine conti

conti apip cover2

beyond ethereal: crafting a tivo for security datastreams...

conti conveyorbelts fortheautomotiveindustry

presentació carlos conti

conti tech

flowers of joy fun! - razor planet

helleborus 'honeyhill joy' - terranovanurseries.com ·...

the petal connection · need of a little joy. our...

countering denial of information attacks gregory conti conti...

conti apip cover1

conti spring cross-ref...conti spring cross-ref

empire conti settlement

hon. joy flowers conti and richard n. lettieri

moa hawai‘i officers & directors moa hawai‘i … 1) care...