joy flowers conti financial disclosure report for 2010

8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/joy-flowers-conti-financial-disclosure-report-for-2010 1/8

I A O 1 0

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2 0 10

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first , middle init ial)

Co n t i , J o y F l o w e rs

4. Title (Arlicle I!1 judges indicate active or senior status;

magistrate judges indicate full- or part-time)

Active Artic le I11 Judge

7. Chambers or Office Address

5 2 5 0 U S Cour thouse70 0 Gr an t S t r ee tP i t t sbur gh , PA 15 2 19

2. Court or Organizat ion

U .S. D is t r ic t Cour t W D P A

5a. Report Type (check appropriate type)

] Nomina t ion , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the informat ion contained in th is Repor t and any

modi f ica t ions per t a ining there to , i t i s , i n my o pinion, in comp l iancew i t h app l i cab l e l aw s and r egu l a t ions .

3. Date of Report

05/13/2011

6. Repor t ing Per iod

01/01/2010

to

12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NON E box for each part where you have no reportable informatiot~ Sign on last page.

I . P O S I T I O N S . (Rep ort ing individual only; see pp. 9-13 of f i ling instruct ions. )

D NONE (No reportable positions.)

P O SI T I O N

I. Boar d o f D i r ec to rs

2. Counselo r W . E d w a r d S e l l A m e r ic a n I n n o f C o u r t

3.

4.

5.

N A M E O F O R G A N I Z A T IO N / E N T I T Y

Ca t ho l i c Cha r i t i e s Fre e H e a l t h Ca re Ce n t e r

I I . A G R E E M E N T S . R e p o r t i n g i n d i v ia a a t o n t y ; s e e ~ , ~ , . 1 4 - 1 6 of filing instructions.)

~ (No reportable agreements .)O N E

DATE PARTIES AND TERMS




of 8

r Y a m e o f P e r s o n R e p o r t in g

Co n t i , J o y Flo wer s

Date of Report

0.5/13/2011

I I l. N O N - IN V E S T M E N T I N C O M E . (Reporting individual a n d spouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-lnvestment Income

~-] N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s)

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reportingyea r, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

1 .2 0 1 0

2 . 2 0 1 0

3.

4.

DATE SOURCE AND TYPE

Ros s , S inc la i re & A s s oc ia t e s , L L C - Sa la ry

Co m m o n w e a l t h S e c u r i t i e s a n d In v e s t m e n t s , In c - F i n a l Co m m i ss i o n s

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en t er ta inment .

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)

SOURCE

I. Ne w Yo rk In t e l l e c tu a l M ar ch 2 6 -2 8 , 2 0 1 0 N e w Y o rk , N Y N Y IP LA A n n u a l Fe d e ra l Fo o d , Lo d g i n g , T ra n sp o r t a t io nProperly Law Associa t ion J u d g e s ’ D i n n e r

2. A lle g h en y Co u n ty B a r Ju n e 1 7 -1 8 , 201 0 Ch a m p io n , P A A l l e g he n y Co u n t y Be n c h F ood , L odg ing , C onfe re nce Re g i s t ra t ionAs s oc i a t i on Ba r Co n fe re n c e

3. Masters Conference Inc Oct ob e r 4 -5 , 2 0 1 0 W a s h i n g t o n , D C 2 0 1 0 Ma s t e r s Co n fe re n c e Fo o d , Lo d g i n g , T ra n sp o r t a t io n , P a rk i n g

4. A c a d em y o f T ria l La w ye rs o f O cto b e r 6 - 8 ,2 0 1 0 Fa n n in g to n , P A A n n u al M a ste rs o f T ria l F o o d , L o d g i n gA lleg h en y Co u n ty A d v o ca cy R e trea t

5. Na t i o n a l Co n fe re n c e o f Oct ob e r 1 2 -1 6 , 2 0 1 0 N e w O r l e a n s , L A A nn u al N atio n a l Fo o d , Lo d g in g . T ra n sp o rta tio n , P arkin gB an kru p tc y Ju d g e s Co n fe ren ce o f B a n kru p tc y

Judges

DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




of 8

N a m e o f P e r s o n R e p o r t in g

Conti , Joy Flowers

Date of Report

05/13/2011

V . G I F T S . a n a u d e s ,h o s e , o s p o u s e u n d d ~ p c n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)

N O N E (No repor ta ble gi f t s .)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a , c lu a ~ s t h o s e o / sp o u s , u n d d e p ~ n , ~ e n t children; see pp. 3 2 - 3 3 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE




of 8


Conti , Joy Flowers

Date of Report

05/13/201 l

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~] N O N E (No reportable income, assets, or transactions.)

A. B. C.

Description of Assets Incom e during G ross value at end

(including trust assets) rep orting period of rep orting period

(D (2 ) (1) (2)

Place "(X)" after each asset Amount Type (e.g., Val u e V a l u e

exempt from prior disclosure Code 1 div., rent, Code 2 Method

(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

Type (e.g.,

buy , se l l ,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Value Gain

mm/ddIyy C ode2 Code 1

( J - P ) ( A - H )

Identity of

b u y e r l s e l l e r

(if private

t r ansac t ion)

1 . B R O K E R A G E A C C O U N T # 1 ( P a r t V II I)

2. -Neoprob e C orp S tock N o n e J T

3. -Pa M uni Cash Tr ust (M oney Market) A Dividend J T

4. -F r ank lin Cn ty Pa ID A Bond 5 .2 5 % due A Interes t7/1/14

Bu y 0 7/0 1/10 J

R e d e e m e d 0 7/2 8/10 J

6. R O T H I R A R O L L O V E R A C C O U N T # 1 D Int /Div(Pa r t V l l l )

7. -Pershing Government Money M arket Fund

M T

9.

1 0.

1 2.

-Gener a l Moto r s Accep Cor p Sm ar tno tes( 7 .12 5 % due 8 /15 /12 )

- G e n e r a l M o t o r s A c c e p C o r p S m a r t n o te s( 7 . 2 5 % d u e 9 / 1 5 / 1 7 )

- G S M t g S e c s C o r p 2 0 0 5 -7 F M t g N o t e s ( 5 %due 9/25/35)

- G e n e m l M o t o r s A c c e p C o r p M e d T e r m( 8 .4%due 4 /15 /10 )

-Deere & Co Stock

Sold 10/20/10

Matu red 0 4/15 /10

K

K A

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

-G enera l Motors Accep C orp S mar tnotes

( 7% due 1 /15 /13)

- Ge n e ra l Mo t o r s A c c e p Co rp S m a r t n o te s

(0% due 11/15/201 I)

-Lee Street Investors LLC Class B Units

RETIREMENT PLAN #2 C I n t e r e s t N

-C R EF S tock Fu nd

B u y 07/06/10

B u y I0 /28/10 :

K

K

I . Income Gain Codes: A =$1 ,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000

(See C o lumn s BI an d D4) F =$50,001 - $100.000 G =$ 10 0,0 01 - $ I. 00 0.0 00 H I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K= $15,001 - $50.000 L =$50.001 - $ 100,000 M =$ 100,001 - $250,000

( See Columns C I and D3 ) N ~$250,001 - $500,000 O =$500,01) I - $ 1,000,000 P 1 -$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 -$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Eslate Only) S = Asse ssmen t T = C ash Marke t

IScc Colunm C2) U = Bo o k Va lue V = O t h e r W =Estimated

E=$15 , 0 0 1- $5 0 . 0 0 0




of 8

Name of Person Reporting

Conti , Joy Flowers

Date of Report

05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .co~.e, ~uc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

---] N O N E (No reportable income, assets, or transactions.)

A. B. C.

De s c r ipt i on of A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g tru st a s se ts) re p o rtin g p e rio d o f r e p o r t i n g p e r i o d

(t) (2) (1 ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., Value Value

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv ., r e n t, C o d e 2 M e t h o d( A - H ) or i nt . ) (J-P) C o d e 3

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 1 ) (2) (3)Type (e.g, D a t e Value

buy, s e l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) ( J - P )

( 4 ) ( 5 )

G a i n Identity of

Code I b u y e r / s e l l e r

( A - H ) (if private

t r ansac t ion)

1 8 . -TIAA T raditional Annuities

1 9 .

20 .

21 .

22 .

23 .

24 .

25 .

26 .

27 .

28 .

29 .

30 .

31 .

32 .

33 .

34 .

ROTH IRA ROLLOVER ACCOUNT #3

(Part VIII)

-Pershing Government M oney M arket Fund

-Neoprobe Corp Stock

-Quanta Svcs, lnc - S tock

D Int./Div. M T

Sold 10/20/10 J(part)

Sold 10/19110 K

-G enl Mt rs Accep C orp S mar tnotes (7% du e

01 /1 5/1 3)

-Goldman Sachs Group - S tock

-lshares TR Dow Jones Select Div Fund

-S tandar d & Poor s D epos i to f f Receip t s -(SPDR’s)

-Knox C nty , KY Hos p B ond (5 .875% du e12/01/36)

-Lee Street Investors LLC Class B Un its

IRA ROLLOVER ACCOUNT #6

-Gateway B ank Of Pennsylvania Stock

IM M EDIUS, INC CONV PREFERREDS T O C K

IMM EDIUS, INC COMM ON STOCK

M ELLON BANK: ACCOUNTS

None

None

None

None

J

J

K

S o l d

Sold

Sold

B uy

B u y

(add’l)

Bu y

T

T

T

T

04/26/10 I

02/05/10

02/05/10

06/09110

0 9/0 1/10

10/28/10

J

K

K

J

K

B

I. Income Gain C0dcs:

(See C o lumn s BI an d D4)

2. Value Codes

(See C o lumn s C I an d DJ)

3, Value Melhod Codes

(See Column C2)

A =$1,000 or less

F =$50.001 - $100,000

J = $15.000 or less

N ~$2 5 0 ,0 0 1 - $5 0 0,0 0 0

P3 ~$25,000,001 - $ 5 0 , 0 0 0 , 0 0 1 1

Q =A ppr a i s al

U =Book Value

B =$1.001 - $2,500

G =$ 100.O01 - $1.000.000

K=

$15.001 - $ 50.000

o = $ 5 0 0 . 0 0 1 - $ I , o o 0 , o o o

R : Cost (Real Estate Only)

V : t ) thc r

C =$2,501 - $5.000

HI =$1,000,001 - $5,000,000

L =$50,001 - $100,000

P I =$ 1,000,001 - $5,000,000

P4 =More than $50,000.000

S :Asse s smen t

W :Es t lma tcd

D =$5.001 -$15,000

H2 =More than $5,000,000

M= $ 100.001 - $ 250,000

P2=$5,000,001 -$25,000,000

T = C ash Markc t

E = $ 15,001 - $ 50.000



F I N AN C I A L D I S C L O S U R E R E P O R T

of 8


Confi, Joy Flowers

Date of Report

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in r o m e , v a t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

~] N O ~ N E (No reportable income, assets, or transactions.)

A. B. C.

Description of A ssets Incom e during Gross va lue a t end

(including trust assets) reporting period of reporting period

(l ) (2 ) (1) (2)

P l a c e " ( X ) " a f t e r ea c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e l d i v . , r e n t , C o d e 2 M e t h o d

(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

(1 )Type (e.g.,

buy, s e l l ,

r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) ( 4 )

D a t e Value G a i n

mm/dd!yy Code2 C o d e 1

( J - P ) ( A - H )

( 5 )

Identity of

buye r /s e l l e r

(if private

t r a ns a c t ion)

35 . C IT I Z EN S B AN K :A CC OU NT S None J

36 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n e

L I F E P OL I C Y

37 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y

38. NORTHWESTERN: W H O L E L IF E I N S N o n eP OL I C Y

39 . M ETROPOLITAN L I F E : W H O L E L I F E N o n e

P OL I C Y

40. G E N E R A L A M E R I C A N : W H O L E L I FE N o n e

P OL I C Y

41. M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y

42 . M ETROPOLITAN L I F E : W H O L E L I F E N o n eP OL I C Y

43. NO RT H W ES T ERN : W H O L E L IF E I N S N o n eP OL I C Y

J

J

J

J

J

J

J

J

T

T

T

T

T

T

T

T

I. Incom e Gain Codes: A = $1.000 or less B =$1,001 . $2,500 C =$2.501 - $5,000

( S e e C o l u m n s B I a n d D 4 ) F =$ 50.001 - $ 100.000 G

= $ 10 0.0 01 - $ 1 ,00 0,0 00 H 1 =$ 1,00 0,001 - $5,000 ,0 00

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000

(S ee Co lu mn s C I a nd D3 ) N ~ $2 50.001 - $ 50 0.000 O =$ 500 ,0 01 - $ 1.0 00 ,00 0 P I = $1 ,0 00 .0 01 - $ 5,00 0,0 00

P3 -$25.000d)01 - $51) .0()0 .000 P4 -M or e t h an $5 0 ,0 0 0 ,00 0

3. Value Mclhod Codes Q =A ppr a i s al I~. = Cost (Real E~tale Only) S = Asse ssmen t

( S ee Column C 2 ) U = Book Value V - O the r W =Es t imated

D =$5,001 - $15,000

H2 =M or e t h an $5 ,0 0 0 ,0 0 0

M =$ 100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T = C ash Marke t

E =$15 ,0 0 1 - $5 0 ,0 0 0



F I N A N C IA L D I S C L O S U R E R E P O R T

of 8

N a m e o f P e r so n R e p o r li n g

Cont i , Joy Flowers

Date of Repor t

05/13/201 I

V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (ln’dicatepart of report.)

Addi t ional In f o r mat ion f o r Par t V I I ( Inves tmen ts and Tr us t s ) :

From prior years :

On the 2 0 0 9 r epor t , the on ly br oker age accoun ts l i s t ed wer e # 1 and # 3 o In 2 0 0 9, Br oker age Accoun t # 3 was no longer r equ i r edto be r epor ted . Accor d ing ly , the on ly ac t ive br oker age accoun t was Br oker ag e Accoun t # 1 .

There i s no R e t i rement P lan # 1

Ther e i s no IRA / IRA Rol lover Accoun t # 2 , 4 o r 5

Current year :

L i n e 6 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 1 ; L in e 1 9 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 3

Asset s in each o f these accoun ts wer e conver ted to Ro th IRA accoun ts in Oc tober 2 0 10 . S ince the accoun ts wer et r ans f er r ed in tac t, r epo r t ing o f in f o r mat ion on these as se t s i s shown o n a combined bas i s f o r ac t iv i tywi th in the o ld /new accoun ts . The accoun t t i t l es have been chang ed to Ro th IRA Rol lover Accoun ts # 1 and # 3



F I N A N C I A L D I S C L O S U R E R E P O R T

of 8

Name of Person Report ing [ Date of Report

Cont i , Joy Flowers

[

05 /13 /2011

I X . C E R T I F I C A T I O N .

1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

l f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provis ions of 5 U.S .C. app . § 501 e t . seq. , 5 U.S .C. § 7353, and Judic ia l Confe rence r egula t ions .

Signature: S /Joy Flowers Conti

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

joy flowers conti financial disclosure report for 2010

Documents