amended and supplemental complaint amending 1 … · 2014-10-06 · !hee· books we publish....

22
Exhibit R J.T. Colby & Company, Inc. et al v. Apple, Inc. Doc. 42 Att. 6 Dockets.Justia.com

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Insl<Iot M"" os 10.7 LIon;" Fltwllook M AppIec's Her! lila<: Ope<.Ung $V-.....

The statament appears 10 inlpIy lhat .... publisher ccuId be onl!le .... 01~ plans 10 bMg its QlIaIog 10 Appls" iDS

deYices flougIl\tle iPtlone and iPld IT\iIker'$ i8cxlkslore. CU"renlty, iDS (!Ie¥iQe ..-. can only purchase and dowf*-l from

Ratxt:m House's digiIaJ QltaIog fVough Amazon's~ 3W lor~ deYDs.

"The agency model guarantees a Iligller margin for retailers than did our previous sales Ierms," Random Hou$e said. "We are

makng this change both as an investment in the suc:cessIul digital uansition 01 our existing partners and in order 10 give us the

opporl.Inity 10 Iorge new retail ..lationst'Ops."

Random House, the world'o _,,"I book publisher -.1d mosl high pl"oflle

IlokIouI from AppM'. e8o<* digital OOwnIoed, could soon bring Its

cso"log 01 top seiling no..,." 10 lhe electronic. meksr'.1OS _)'I....

n. brief statemelll to the m«Iia Monday, RItIdom House said 1haI it has

aoreed to '!he agency model lor ,-book sales" in the U.S. '1tecIivI TUltd.I~.

Thai means thai going torward. "Random House will sel <XMlStWllll" priou for

!he e· books we publish. and I...) will provide retellers with a commission for each sale," the publisher Uicl.

The concession COJId bring to an end. near yell·klng standoff between Random House and Apple's iTunes-baMd i8ookstore,

which operates on the so called 'egency moder that alklws the company "riling tile <XMltent 10 take a CUI of sales. For its

iBookstore, Apple employs tile same 10·30 spl~ lhalllas seen renowned success on ~s App Store lor soltwar, on tile IPIlone and

IPod lOuctl.

World's largest book publisher Random House may soon join Apple's iBookstore

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• AAPl: 343.83 (+4.64 )• SUrchAl Go

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., !he lAd up 10 I!le Iaundl 01 Appe.. iPld last Apri, Flandom House.~__ said 10 be exp6oo'VIg \tie~ 01 !tie

~ model with their authors snd agents before lIlIJfeeing to Appe.. 1elTnI, wI'kto dic:tl* that Apper~ • 30'S. wi 01 ..

... on the iBookAont. N.1he lime, ctIief ,xla/li¥e Markus DohIs said his oompIItIy hedn' lUIed out reactMng. daalllekn the

AfIril3fd, 201 0 Iauneh 0I1he IabIM dlIYlos, but edl*llhat he was proceeding with caulion.

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Price Gutdeso Mac Price Guideo iPod a. iOS PriCe Guide

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Random House axlll::UM' __a concerned cwld lead to aIIlsid&lably lower prices. a"Id 1l'Ius bweI pIOIits.

WOIdlllal Random Hous8 could join on !he i8ookstola fiv'Il 01 its biggesl COfI'Il)8IilOI. _Ha~, HacheIIa, Penguin,

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Random House books come to Apple's iBookstore for iPad, iPhone

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." -Day. In_ publltn.r R.ldom HoUle ...nounced II would adopt I".~y modeollor I'book ..Jet;, content trOllllhe

world'. Iarge.1 consumer I..-M publl.her _ tneludlng '"The De Vinci C~~ _ began Ippearlng on APflI-'.18ook.1~.

Content Il'om Rlltdom House began pcpulati'lg the iBooks appIicaIion on Wedrlesctay, jusl ho.lr. before Apple ~ set 10 unveil its

second.generalion IPacl. Some rurTl()l'1, tLave SUlI98sted that tile newde'lice willllave In Improved dl.play wittl superiol anti.

IIIIectIo4 propeme•. IllowIng for easier reacflrlg 01 conlentike e-books in sunliQht.

wtlen the iBooks appiK:a1ion launched Ia" April, Random Hou$e waslhe most noteWo<1l1y llbll8flCfllrom Apple's new digital

storefront. Other rnajot' pubislle<s, including HarperCo"&1s, Hachelte, Penguin, Macmillan and Simon & Schuster made thei!'

oontent avaaablflirom day one.

Ranclom Hou.... content Is ablll to be sold on the iBookslOre now because the world's largest publisher announCfld on Mon(lay

that II had adopted the ".ncy mode" lor e-book salas In the U.S. lllal modela~ Random House 10 set consumer prices lor

l-bQoj(s II publlslles, and provides retailers w/Ih a commission lor each sale.

AppII take. I 30 p8lcenl all at al contenl sold on the lBookstore. ~$1 as the company dolIl with applk:ations sold on the App

Slore. Random Houle con~lwas prllliously llI/ailablB on the ,Pad onty lhrough !he Amazon Kindle application and separate

stor,lIon!.

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Exhibit S

:t<*Pl€ills€:: PI ~-=~ ·;.n UPPI<::f Kl!i1ht Cor-r'ler**:t"'of Re5F'OnS~ t.o Offica Act.ion ONLY ... ~

I" I 1IlI~101 11111I 1DJ

RADEMARV U·lW OFF I cr 1.'Serial Number: 7~/5~4~JJ

M",rk: .I BOOK \ ( "}-f

07-22-1999

u.'....~.l...,ICI1MN .. _.O'-'SO HE UNITED SfATES PATENT AND TRADEMARK

In re application of:

Apple Computer, Inc.

Serial No.: 75/584233

Filed: November 6, 1998

For: mOOK

)) Examining Attomey:)) Mary Boagni)) Trademark Law Office 112))))

RESPONSE TO OFFlCE ACTION

Assistant Commissioner for TrademarksBox ResponsesNo Fee2900 Crystal DriveArlington, VA 22202-3513

::0 r-;0 ~~ ,.

m <- .:(") <=r-

0--.m '" ""3"- OJ""I"')< :P> gom

0 ~.. ....0 TV

Dear Ms. Boagni:

This communication is responsive to the outstanding Office Action mailed

on june 23, 1999.

CONSENT AGREEMENT

The Examining Attorney has suspended prosecution of the above application

based upon the existence of prior application number 75-182820 for the mark [BOOK

as filed by Family Systems Limited. Company. In response thereto, the Applicant

hereby submits a duly executed consent agreement between these parties which

defmes the respective Irade channels, styLizations, goods the marks will be used

upon and provides details of the parties on-going efforts to avoid any likelihood of

confusion between their respective uses of the mark mOOK. As such, it is

respectfully submitted that the present application should be removed from

suspension at the Examining Attorney's earliest convenience, thus allowing the

mark to proceed to publication.

CONCWSION

]t is respectfully submitted that as aIL the outstanding requirements have been

addressed., the present application is in condition for publication.

If the Examining Attorney has any further questions, she is urged to

telephone the undersigned.

Respectfully submitted,

APPLE COMPUTER, INC.

1 lnfinite LoopMS: 38-TMCupertino, CA 95014(408) 974-1597

Michael W. Hicks

2

,

CONSENT AGREEMENT

This Agreement is made as of this 7th day of May, 1999, by and between Apple

CompUler, Inc., a California corporation, with its principal place ofbusiness at I Infinite Loop.

Cupertino, California 9S014(hereinafter referred to as "APPLE"), and Family Systems Limited, a

United Kingdom company. located and doing business at 8 St. George's Street, Douglas, [sle of

Man IMI IAH, (hereinafter referred to as "FAMD..Y SYSTEMS").

WHEREAS, prior to APPLE's adoption and use offfiOOK. FAL\{[LY SYSTEMS

adopted and used the mark £BOOK for computer software used to support and create interactive,

user-modifiable electronic books and related goods and services and has filed trademark

applications for and intends to use the mark mOCK for computer hardware and software or

specifically computer hardware and software used to support and create interactive, llser-

modifiable electronic books, in the United States and in many other countries; and

WHEREAS, APPLE has adopted and is using the trademark !BOOK in cofUlectioD with

computer hardware, namely, notebook computers and has filed trademark applications therefor;

and

WHEREAS, the parties to this Agreement are desirous of entering into an agreement that

sets forth both parties' rights to use and register their marks for the identified goods and services.

NOW. TIlEREFORE, in view of the foregoing and in consideration oftbe mutual covenants

hereinafter set forth and other good and valuable consideration including that specified in

- 1 -

Appendix A attached hereto, the receipt and sufficiency of which is hereby acknowledged, the

parties hereby agree as follows:

I. APPLE uses or intends to use the mark IBooK in association with computer

hardware, namely, notebook computers and related goods and services used in connection with

said notebook computers bearing APPLE's mooK mark, excluding software and software

related goods and services.

2. The products and services provided or to be provided by FAMTI...Y SYSTEMS

under the mark mooK are computer hardware and software used to support and create

interactive, user·modifiable electronic books and related goods and services.

3. APPLE shall limit its use oftbe mark !BOOK to the following two stylizations:

(I) the "I" component of the mark in lowercase and the "BOOK" component of the mark in

uppercase or (2) the "I" componem of the mark in lowercase, the "B" component of the mark in

uppercase and the "OOK" component of the mark in lowercase. APPLE sball ensure that any

notebook computer or goods or services used in connection therewith displaying the IBOOK

mark will also display, somewhere on said product and in the advertising of said product or

service, the word APPLE or a design of an apple. APPLE shall further limit its use of the mark

to products and services that come within the description in Paragraph I above and will

specifically not Use or attempt to register tbe mark: mOOK.. or any mark similar thereto, on any

products or services coming within the description in Paragraph 2 above. APPLE shall limit its

registration of the ISOOK mark or any mark similar thereto to notebook computers and related

- 2 -

'.,

computer hardware and peripherals used in connection with the notebook computers and users

manuals sold therewith.

4. FAMILY SYSTEM.S shall limit its use of the mark mOCK to products and

services that come within the description in Paragraph 2 above. Additionally, Family Systems

shall specifically not use or anempt to register the mark mOOK, or aoy mark similar thereto, on

any products or services coming within the description in Paragraph 1 above.

5. APPLE shall provide a link on the mOOK portion of the APPLE Intemet web-

site to the FAMILY SYSTEMS web-site which will identify FA1YrILY SYSTEMS as the owner

of the CSOOK mark in connection with the FAM1LY SYSTEMS' goods and services. as

specified in Paragraph 2 above.

6. The parties shall not object to. contest, seek cancellation of. or in any way

inteliere with, directly or indirectly, the other's use and/or registration of their respective mOOK

marks, provided that such use and/or registration is in accordance with the teons oftms

Agreement. In addition, the parties expressly consent to the concurrent use and/or registration of

their respective marks, provided that the marks are used and/or registered in accordance with the

tClDls of this Agreement

7. APPLE and FAMILY SYSTEMS shall notify the other ofany violation ofrighls

pertaining to the IBOOK marks lhat comes to such party's attention and which such party deems

to be a violation ofDoe or both of the partics' rights in their respective mOOK marks. Each

party shall promptly cooperate with the other, at the other's expense., in any action brought by the

- 3 -

other against a third party seeking to enforce and/or protect one or both of the parties' rights in

their respective mOOK marks.

8. Either party shall have the right, but not the obligation, at its own expense, to join

Lhe other party in any action or proceeding taken against a third party to enforce or protect the

parties' rights in their respective IBOOK marks. In the event that either party, after receiving

notice ofany infringement or violation, declines to take action against the alleged infringing third

party, the other party may elect to take legal action against such third party.

9. The parries agree that their respective products and services, as defined in

Paragraphs I and 2 ofWs Agreement, are distinctly different and, if used in accordance with this

Agreement, the parties' use of their respective IBOOK marks are not likely to create a likelihood

of confusion. Should actual confusion arise between the parties' use of their respective marks,

the parties agree to cooperate and find ways to eliminate or further reduce the likelihood of

confusion.

10. This Agreement shall not be changed, modified or discharged in whole or in part

except by an instrument in writing duly signed by authorized individuals ofboth parties. A

waiver ofany provision hereofunder any circumstances will not constitute a general waiver of

any rights hereunder. Nothing herein shall be deemed to prevent either or both of the respective

parties from pursuing any remedies available to it in case ora material breach oflhis Agreement.

However, jf one pany believes that the other party has materially breached this Agreement, said

- .-

one party shall provide written notice ofsuch breach to said other party and said other party shall

be afforded thiny days to correct such breaclt

11. 11tis Agreement shall be binding upon the parties hereto and each of them, and

will inure to the benefit of, and will be binding upon the agents, representatives, heirs, panners,

directors, officers, employees, affiliates, subsidiaries, predecessors, successors and assigns of the

parties to this Agreement. The panies agree that it is in their commercial interest to be bound by

the tenns oftrus AgreemenL This Agreement will be governed by the laws of the State of

California.

12. If any provision of this Agreement is or becomes or is deemed invalid, illegal or

unenforceable under the applicable laws or regulations of any jurisdiction, either such provision

will be deemed amended to conform to such laws or regulations without materially altering the

intention of the parties or it will be stricken and the remainder of this Agreement will remain in

full force and effect.

13. All notices shall be scnt to the addresses set forth above, and if to APPLE to tbe

attention of Trademark counsel, and if to FAMILY SYSTEMS, to the attention of Tradernark

Counsel. All notices shall be sent by certified mail, return receipt requested.

14. Notwithstanding the foregoing provisions, APPLE recognizes and acknowledges

that FAl\oflLY SYSTEMS has filed or may file applications for registration of the mOOK mark

in many coWltries and that certain applications may have an identification of goods and/or

services which is broader in scope than is provided for elsewhere in this Agreement. in the

- 5 -

,.

event, however, that APPLE is unable to obtain registration of its IBOOK mark in any country

for goods which conform to the restrictions to which it has agreed in this Agreement, FAMILY

SYSTEMS agrees to amend its application or registration in that country to conform to the

restrictions to which it has agreed in the foregoing paragraphs, and. so long as APPLE does not

materially breach this Agreement, FAMILY SYSTEMS agrees to take no action against APPLE

applications and registrations for £BOOK which conform to the restrictions to which APPLE has

agreed in the foregoing paragraphs. APPLE agrees to restrict the identification ofgoods in any

application for mOOK which it files or has filed as provided in the foregoing paragraphs and,

under all circumstances, to amend the identifications ofgoods in its applications and registrations

in any country however as may be necessary forFAMD..Y SYSTEMS to obtain registration of its

mOOK mark for goods andlor services which conform to the restrictions to which FAMILY

SYSTEMS has agreed in the foregoing paragraphs. APPLE hereby further states and agrees that

it has taken no action and, so long as FAMILY SYSTEMS docs not materially breach this

Agreement, will take no action which would interfere in any way with the FAMll..Y SYSTEMS

applications and registrations for its [BOOK mark.

15. This Agreement shall be considered worldwide in effect.

IThis Agreement has been executed on behalf of each party by a duly authorized

representative ofsuch party, on the dates hereinafter indicated, in duplicate, each ofwhich shall

- 6 -

II'

be considered an original, and this Agreement shaU be deemed effective as of the date the

transfer referred to in Appendix A attached hereto is completed.

Date: May, :r 1999

APPLE COMPUTER,INC.

By~Cl;JrMichael C. Wyat.t

Name: _

Title: Associat.e General Counsel & Assistant Secretar:

FAMILY SYSTEMS LrMITED

Date: May,.z 1999 By L~.4£O:::-c-Name: I. ,«_gr_ L.t_d.:.-,~__

Title: a Cae c :6z---=

- 7 -

Exhibit T

ibook

Conlrlbulor:~Dalt: Mon Dec 23 09:51 :33 PST 2002 Prtvlout M.,.lilolll R,,'lIlon llidu

Revise Qr email this p-ag~

Content: linde. 23111 Q295133.htm

Page 1 of2

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Copyright 1996-2002 FlmiIy Systems Ud. All nghIs tnlNed ibook- IS I regLll1fed lI'aOernliB. end mysharer and lamity splemS atett.cItfNlB.S of FanWy Systems lid If you are IoolUng lor ll'Iformation ItIOut App_ Computer, Inc::. Ind its iBook I'IOllbook computet products,pIe..e VISit bllD:tJweb .rd'yye 0l'QI'mW2003Q13008092!fIbtIDJhyww""o!e comljboot_

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