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    Capacity Development for CDM - RW4 Tunis, 27-29 August 20041

    Capacity Development forCDM

    General Description of the Project Cycle

    Tunis, 27-29 August 2004

    Samir Amous, APEX, TunisiaSamir Amous, APEX, TunisiaRegional Centre for North Africa and MiddleRegional Centre for North Africa and Middle--EastEast

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    1. Project identification& formulation

    CDM Project cycle

    2. National approval

    P.D.Document

    OE (A)

    3. Validation /registration

    4. Project financing

    & implementation

    5.Monitoring

    6. Verification /Certification

    7. Issuance of CERs

    Investors

    Projectparticipants

    EB registry

    Ver & Cert reportRequest for CERs

    Monitoring Report

    OE (B)

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    1. Project design& formulation

    Step 1

    ACTIONS

    -Project identification- project description- baseline methodology- GHG emissions

    - monitoring methods/plan- SD impacts- statement of env. impacts- stakeholder comments

    PROCESS-National consultations-Internal project preparation-National/International tenders

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    Project Design Document*

    A. general description of project activity

    B. Baseline methodology

    C. Duration of the project activity

    crediting/crediting period D. Monitoring methodology and plan

    E. Calculation of GHG emission by sources

    F. Environmental impacts

    G. Stakeholders comments

    * CDM website UNFCCC secretariat

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    1. Project design& formulation

    Step 1

    RESPONSIBILITIES

    -National Agencies- Private Consultants- Researchers- Unilateral preparation

    DNA INVOLVEMENT-Identifying projects-Promoting consultationsamong stakeholders-Mobilizing resources forPDD preparation-Liaising with CDM investors

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    1. Project design& formulation

    Step 1

    RESOURCES

    -Financial- Organisational- Human-

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    Step 2

    2. Nationalapproval

    ACTIONS-Project Review

    - National Consultation- Assessement as regards tocontribution to SD-No ngative side-effects

    -No major opposition fromother parties

    PROCESS/ROLES-National consultations

    -Review National CDM Authority-Legitimacy of the decisions tobe made by the DNA members-Who issues the formal approval-Time limits (e.g. 4 weeks)

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    2. NationalApproval

    Step 2

    RESOURCES

    -Institutional-Organisational- Human capacities

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    3. Validation& Registration

    Step 3

    ACTIONS

    -Designation of an AccreditedDOE see sectoral scope-Projects to be reviewedby the DOE-Feedbacks form NGOs and

    Local communities-DOE to validate the projectand to notify EB for Registration-Registration by EB: within8 weeks

    PROCESS-DNA to designate a DOE-Project developper designatea DOE while informing DNA

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    3. Validation& Registration

    Step 3

    RESPONSIBILITIES

    -DOE- EB

    DNA INVOLVEMENT-Identifying DOE-Facilitate contracting DOE-Responding to any DNA

    questions-Keeping record of theRegistrations

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    3. Validation& Registration

    Step 3

    RESOURCES

    -DOE: variable- Registration: Us$ 5,000 toUS$ 30,000

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    a

    4. ProjectFinancing

    Step 4 ACTIONS-Estimate of Financing

    needed:-Identification of Potentialsources of financing-Contacts with donors-Finalization of the

    funding scheme-No Diversion of ODA-Signature of the CDMcontract

    PROCESS-Marketing Policy-Communication with donors:

    Forum, seminars, website,study tour, etc.

    Signature of MOU

    Can be started from

    the early process

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    4. ProjectFinancing

    Step 4

    RESPONSIBILITIES

    -Ministries-National Agencies- Project Developers

    DNA INVOLVEMENT-Organizing events-Posting project Portfolio(Website)-Promoting the country in theCarbon Market

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    4. ProjectFinancing

    Step 4

    RESOURCES

    -Communication-Organisational- Financial

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    5.

    ProjectImplementationand Monitoring

    Step 5

    ACTIONS-Implementing andmanaging the project-Establishing andexecuting the MonitoringProcedures-Producing monitoringreports

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    Step 5

    RESPONSIBILITIES

    -Project Proponents-Sub-contractors

    DNA INVOLVEMENT-Ensuring that Monitoring isappropiately implemented-Consulted for the DOEdesignation

    5.

    ProjectImplementationand Monitoring

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    Step 5

    RESOURCES

    -Financial-Human

    5.

    ProjectImplementationand Monitoring

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    6. Verification/Certification

    Step 6ACTIONS-Contracting a DOE b

    -sending the monitoringreports to Doe for review-Getting evaluatedthrough field review byDOE (GHG emissions,quality of the monitoringprocedures, consistencywithe the MonitoringPlan, etc.

    -Certification by DOE(written assurance byDOE)

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    Step 6

    RESPONSIBILITIES

    - DOE

    DNA INVOLVEMENT-Consulted for the DOEdesignation-Getting in touch with the DOE

    6. Verification/Certification

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    Step 6

    RESOURCES

    -Financial6. Verification/Certification

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    7. Issuance ofCERs

    Step 7ACTIONS-EB receiving thenotification forCertification from DOE-EB issuing CERS within15 days

    -EB to keep a registry ofCERs

    -2% CERs

    adaptation

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    Step 7

    RESPONSIBILITIES

    - EB

    DNA INVOLVEMENT-Liaise with the EB for theissuance of CERs

    7. Issuanceof CERs

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    Step 7

    RESOURCES

    -None-Project proponent tomoney from CDMinvestors accordingto contractual modalities

    7. Issuanceof CERs

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