October 18–19, 2016 | The Westin Copley Place | Boston, MA

Exceptional Opportunity to showcase your products and services to senior investment advisory executives.

Sponsorship and Exhibitor Prospectus

ADVANCING THE FUTURE OF INVESTMENT ADVISORY SOLUTIONS

C O N N E C T K N O W G R O W

2016 MMI Fall Solutions Conference

For conference sponsors and exhibitors, MMI’s events represent an exceptional opportunity to meet with investment advisory executives, gain strategic insights, and highlight your firm’s products and services.

MMI Conference Sponsorship and Exhibitor Opportunities

The Money Management Institute (MMI) is the leading

voice for the global financial services organizations that

provide advice and professionally-managed investment

advisory solutions to individual and institutional investors.

Through industry advocacy, educational initiatives, regulatory

affairs, publications, data reporting, and professional

networking, MMI supports and advances the growth of

investment advisory solutions. 

MMI’s conferences are one of the key ways we help our

members to Connect, Know and Grow. Senior executives

from leading asset manager, platform sponsor, and solution

provider firms join us at our events to build relationships with

their industry peers and gain insights on strategies and tactics

to help them grow their advisory solutions business.

Create Awareness and Build Relationships

Who Should Sponsor or Exhibit• Technology and service providers

• Data information/management firms

• Emerging asset managers

• Robo advisors/digital advice providers

• Industry media and publications

• Platform sponsor firms

• Turnkey asset management firms

• Executive search firms

• Industry consultants and research firms

Would your firm benefit from increased exposure with this audience?

MMI’s major conferences typically draw 350–400 senior business leaders who are responsible for shaping investment advisory platforms and driving purchase decisions.

Member Profile

Executive management of:

• Sponsors and investment management firms

• Wirehouses

• Independent broker-dealers

• Banks

• RIAs

• Custodians

• Technology and service provider firms

• Mutual fund and ETF providers

• Alternative investment providers

*based on 2015 Fall Solutions Conference

Our Event Attendees*55+37+8+A 50+22+28+A

55%37%

8%

50%22%

28%

C-Suite/EVP/ SVP/MD

Director/ Manager/VP

Other

Other

Sales/Distribution Leaders

Product/Platform Strategy Leaders

Representatives from over 160 distinct organizations attended the 2015 Fall Solutions Conference.

Among the attendees, more than 92% held titles of VP or above and 72% were sales/distribution and product/platform leaders.

Sponsorship Pricing Information

Premier Sponsorships Packages

Benefits Platinum Gold Silver

$12,500 $10,000 $7,500

Complimentary Registrations* 4 3 2

Exhibit Booth 2 1 1

Premium Lounge-style Booth ü — —

Ad in Conference Program Full page Full page Half page

Solutions Spotlight in general session (TED Talk-style presentation) ü ü ü

60-second video presentation/commercial to run during general session breaks and in exhibit hall ü ü ü

A full-width home page banner ad in the conference mobile app with a link to a listing or webpage within the advertisement ü ü —

A rotating ad in the conference mobile app with a link to a listing or webpage within the advertisement — — ü

License to use the “Official Sponsor” meeting logo in connection with promotion of your conference sponsorship and participation ü — —

Electronic list of attendees prior to and post the event ü ü ü

* Additional attendees pay full registration fee

PLUS! All premium sponsorships include:Firm logo on:

ê Conference registration website ê Conference mobile app ê Event invitations and promotions

ê Onsite signage ê Conference program ê Presentation slides

Advisor GroupAlbridge AnalyticsAllianz Global Investors AltegrisAmerican Century InvestmentsAmerican FundsAmeriprise Financial ServicesAnchor Capital AdvisorsAngel OakArcherAristotle Capital ManagementAXA AdvisorsBabson Capital ManagementBaird

BAM ALLIANCEBarron’sBlackRock Financial ManagementBloomberg LPBNY MellonBPV Capital ManagementBrandes Investment PartnersBrightScopeBrinker CapitalBroadmark Asset ManagementBurckart ConsultingCalvert InvestmentsCambrian Consulting

Capstone Asset ManagementCerulli AssociatesCFA InstituteChandler Asset ManagementCharles River DevelopmentCharles Schwab & Co.CMG Capital Management GroupCNL FinancialCollaborative ConsultingCongress Asset ManagementCozad Asset ManagementCredit Suisse

Cushing MLP Asset ManagementDAK AssociatesDelaware Capital ManagementDeloitte ConsultingDeutsche BankDevereux Advisors Donley CommunicationsDow JonesDreyfus InvestmentsDST SystemsE*TRADE FinancialEaton VanceEdward JonesEnvestnetEquity Investment Corporation

Ernst & YoungEzra GroupFA MagazineFederated InvestorsFidelity InvestmentsFinancial Advisor & Private Wealth MagazinesFirst Affirmative Financial NetworkFirst InvestorsFirst Trust AdvisorsFiservFIX Flyer FolioDynamixFranklin Templeton InvestmentsFred Alger Management

FundFireFUSE Research NetworkGartland & Mellina GroupGenpactGoldman SachsGood Harbor FinancialHarrison Street SecuritiesHartford FundsHearts & WalletsHighland Capital ManagementHines SecuritiesHorizon InvestmentsHPWT Limited IgnitesIMMS

2015 Fall Solutions Conference Participating Firms

Refreshment and Networking Break 2 @ $3,000

Sponsor a Refreshment Break in the expo hall during the main conference and you’ll get great brand exposure with your company logo on napkins and coffee sleeves for to-go cups.

Notebook and Pen Sponsorship $2,500

Add your logo to a notebook and we will distribute to all attendees. Want a fancy leather notebook, that’s fine. Show us a sample and provide them. We’ll make sure attendees receive them at the conference.

Hotel Keycards (Reserved) $2,500

All attendees will touch your brand upon check in. You will lay out the design of the hotel keycard.

Conference Lanyards (Reserved) $2,500

Be a part of the attendees’ daily wardrobe during the conference as they wear your company brand.

Full Page Ad in Electronic Conference Program $1,000

Place your company’s ad at the fingertips of all attendees!

Raffle Sponsorship 2 at $2,500 each

Do you have an item you want to share with one lucky attendee? You provide the item. We will provide the fishbowl! A great way to expand your contact list.

Sponsorship Pricing Information (continued)

Cocktail Reception $5,000

You’ll create big news and brand exposure on the first night of the conference. Your company name or logo is prominently displayed on signage and cocktail napkins. You will receive ½ page ad in the electronic conference program.

Executive Luncheon $5,000

Get brand exposure during the tastiest part of the conference. Your company name or logo is prominently displayed on the screen in the general session ballroom and signage on each table. You will receive ½ page ad in the electronic conference program. You will also receive a 3-minute speaking slot at the start of the luncheon.

Keynote Speaker $5,000

Link your brand to one of the conference keynote sessions. You will have the opportunity to introduce the keynote speaker and be recognized as the keynote sponsor.

Conference Wi-Fi Sponsorship 2 @ $2,500 or 1 @ $5,000

Associate your brand with wireless internet capability for all attendees! Your company name and logo appear on the landing page of the conference Wi-Fi and on signage throughout the conference.

Electronic Conference Program Guide $3,000

Feature your company brand on the front cover of the electronic program that attendees rely on and reference throughout the conference.

À La Carte Sponsorship Items

Income DiscoveryINDATA ServicesInforma Investment SolutionsInvestEdgeInvestmentNewsIvy FundsJanusJohn HancockJP MorganKovitz Investment GroupLazard Asset ManagementLegg Mason & Co.LifeYield Lightyear CapitalLockwood AdvisorsLord Abbett & Co.

Manchester Capital ManagementMariner Investment GroupMcDonnell Investment ManagementMerrill LynchMetLifeMFS Investment ManagementMFWireMiller/Howard InvestmentsMoney-MediaMontage InvestmentsMorgan Stanley Wealth ManagementMorgan, Lewis & Bockius

MorningstarMSCI MyVestNationwide FinancialNeuberger BermanNew York Life Investment ManagementNextSharesNGAMNikko Global WrapNorthCoast Asset ManagementNorthern Trust InvestmentsNorthwestern Mutual Investment ServicesNuveen InvestmentsOppenheimerFunds

Pershing, a BNY Mellon companyPIMCOPioneer InvestmentsPrincipal Global InvestorsPrivate Asset ManagementPrudential InvestmentsPutnam InvestmentsRIA DatabaseRIJ Publishing RNC Genter Capital ManagementRothschild Asset ManagementRyan Labs Asset Management

Sandhill Investment ManagementSEI InvestmentsS-Network Global IndexesSnow Capital ManagementSourceMediaState Street Global AdvisorsStratevieStratym Strategic ConsultingSunTrustT. Rowe PriceTD Asset ManagementThe BancorpThe Results CompaniesThomson Reuters

TIAA-CREFTodd Asset Management Touchstone InvestmentsUBS Financial ServicesUSAAVestmarkVictory Capital ManagementVoya Investment ManagementWealthcare Capital ManagementWells FargoWheelhouse AnalyticsWilbanks & PartnersWilke & AssociatesWilliam Blair Company

October 18–19, 2016 | The Westin Copley Place | Boston, MA

ADVANCING THE FUTURE OF INVESTMENT ADVISORY SOLUTIONSBooth Package Includes: • Booth Size: 10'x10'• 8' high back wall and 3' high side rail• One (1) 6' x 30" high draped table

(uniform in color)• One (1) 7" x 44" one-line ID sign• One (1) wastebasket• Exhibitor service kit• Security

Exhibitor InformationExhibit Fee: $5,500 member/$6,500 non-member

Exhibitors receive maximum exposure before and during the conference:• Two complimentary registrations, including

all sessions• All refreshment breaks and most meal

functions held in Exhibit Area • The Exhibitors’ reception for all

conference participants• Longer networking and refreshment breaks• Description listing in conference mobile app• Description listing in conference program• Pre-conference attendee list (emailed two

weeks prior to conference)• Post-conference attendee list

Exhibitor Pricing Information

EE

106 108 110 112 114 116 118

200

20'

20'205

206

207

208 210

211

212

213

214 216 218

8'-11"

8'-11"

12'-4" 20' 10'

Exhibits Floor Plan

Sponsor or Exhibitor InformationContact Name: ____________________________________________ Company: _________________________________________________

Address: ____________________________________________________________________________________________________________

City: _____________________________________________________________________________ State: _______ Zip: _________________

Phone: ________________________ Fax: _________________________Email: _________________________________________________

Payment InformationTotal Amount Due (enter Total for items selected above):

Applications will not be processed without payment. Make checks payable to Money Management Institute.

Check enclosed Check to be mailed VISA MasterCard American Express

Credit Card #: _____________________________________________________________________ Exp. Date: _______________________

Name on Card: ______________________________________________________________________________________________________(if different than the contact above)

Address on Card: ____________________________________________________________________________________________________(if different than the contact above)

Signature: ___________________________________________________________________________________________________________sign here

2016 Premier Sponsorships

Platinum Sponsorship o $12,500

Gold Sponsorship o $10,000

Silver Sponsorship o $7,500

2016 Exhibit Booths

Exhibit Booth MMI Member o $5,500

Exhibit Booth Non-Member o $6,500

2016 à La Carte Sponsorship Items

Cocktail Reception o $5,000

Executive Luncheon o $5,000

Keynote Speaker o $5,000

Conference Wi-Fi Sponsorship o $2,500 / o $5,500

Electronic Conference Program Guide o $3,000

Refreshment and Networking Break o $3,000

Notebook and Pen Sponsorship o $2,500

Hotel Keycards (Reserved) N/A $2,500

Conference Lanyards (Reserved) N/A $2,500

Full Page Ad in Electronic Conference Program o $1,000

Raffle Sponsorship o $2,500

2016 MMI Sponsor/Exhibitor Commitment Form

Send Commitment via:Email: jlensing@mminst.org Fax: (202) 822-5188 Mail: Money Management Institute

1177 Avenue of the Americas 7th Floor New York, NY 10036

2016 Fall Solutions Booth Selection After referring to the floor plan, please indicate your preferred booth by space number.

1st Choice 2nd Choice 3rd Choice 4th Choice

Please email jlensing@mminst.org a brief company description (maximum 75 words) along with your logo when submitting application. Your firm description and logo will be included in the electronic conference program and mobile app.