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    DOI: 10.1542/neo.12-1-e202011;12;e20-e28NeoReviews

    Juan I. Remon, Aarti Raghavan and Akhil MaheshwariPolycythemia in the Newborn

    http://neoreviews.aappublications.org/cgi/content/full/neoreviews;12/1/e20located on the World Wide Web at:

    The online version of this article, along with updated information and services, is

    Online ISSN: 1526-9906.Illinois, 60007. Copyright 2011 by the American Academy of Pediatrics. All rights reserved.by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village,it has been published continuously since 2000. NeoReviews is owned, published, and trademarkedNeoReviews is the official journal of the American Academy of Pediatrics. A monthly publication,

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    Polycythemiain the NewbornJuan I. Remon, MD,*

    Aarti Raghavan, MD,*

    Akhil Maheshwari, MD*

    Author Disclosure

    Drs Remon, Raghavan,

    and Maheshwari have

    disclosed no financial

    relationships relevant

    to this article. This

    commentary does not

    contain a discussionof an unapproved/

    investigative use of a

    commercial

    product/device.

    AbstractNeonatal polycythemia, defined as a venous hematocrit 65% (0.65), is a common

    problem in newborns. Infants born postterm or small for gestational age, infants of

    diabetic mothers, recipient twins in twin-to-twin transfusion syndrome, and those

    who have chromosomal abnormalities are at higher risk. Although the cause of

    polycythemia is often multifactorial, most cases can be classified as having active

    (increased fetal erythropoiesis) or passive (erythrocyte transfusion) polycythemia. By

    increasing blood viscosity, polycythemia can impair microcirculatory flow in end

    organs and can present with neurologic, cardiopulmonary, gastrointestinal, and

    metabolic symptoms. In this article, we review the pathophysiology, clinical presen-

    tation, diagnosis, and management of polycythemia in the newborn.

    Objectives After completing this article, readers should be able to:

    1. List the causes of polycythemia and hyperviscosity in the neonate.

    2. Review the signs, symptoms, and diagnostic criteria for polycythemia and

    hyperviscosity.

    3. Discuss the treatment of polycythemia and hyperviscosity in the neonate.

    IntroductionPolycythemia (or more accurately, erythrocythemia), an abnormal elevation of the circu-

    lating red blood cell (RBC) mass, is seen frequently in newborns. Although neonatal

    polycythemia usually represents a normal fetal adaptation to hypoxemia rather than a truehematopoietic defect, the abnormal increase in hematocrit increases the risk of hyper-

    viscosity, microcirculatory hypoperfusion, and multisystem organ dysfunction. In this

    article, we review the definition, pathophysiology, clinical presentation, and management

    of polycythemia in the newborn.

    DefinitionIn healthy term infants, the hematocrit and hemoglobin concentrations in venous blood

    obtained at birth are 50.26.9% (0.50.07) (mean standard deviation) and

    15.91.86 g/dL (15918.6 g/L), respectively. (1) Polycythemia is defined in newborns

    as a venous hematocrit greater than 65% (0.65) or a hemoglobin value greater than

    22 g/dL (220 g/L). (2)(3)(4) Based on this definition, the incidence of polycythemia in

    healthy newborns has been reported to be 0.4% to 5%. (5)(6)(7) Increased incidence isseen in certain high-risk groups such as postterm neonates, small-for-gestational age

    infants, infants of diabetic mothers, identical twins who share the same placenta and

    develop twin-to-twin transfusion, and infants who have chromosomal abnormalities.

    (7)(8)(9)

    PathophysiologyAlthough the cause of polycythemia is often multifactorial, most patients can be classified

    as having active (increased fetal erythropoiesis) or passive (erythrocyte transfusion) poly-

    cythemia (Table 1). (5)(7)

    *Department of Pediatrics, University of Illinois at Chicago, Chicago, IL.

    Article hematology

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    Increased fetal erythropoiesis is frequently seen in

    conditions associated with hypoxia:

    Placental insufficiency due to preeclampsia, primary

    renovascular disease, chronic or recurrent placental

    abruption, maternal cyanotic congenital heart disease,postdate pregnancy, maternal smoking, and maternal

    heavy alcohol intake. (10)(11)(12) The severity of

    hematopoietic dysfunction in these conditions appears

    to be proportional to the degree of placental insuffi-

    ciency and fetal growth restriction. (8) Whereas mild

    placental dysfunction and consequent tissue hypoxia

    are associated with increased erythropoietin concen-

    trations and polycythemia, more severe placental vas-

    culopathy may cause erythropoietin resistance and

    anemia. (13)(14) Endocrine abnormalities associated with increased

    fetal oxygen consumption, such as congenital thyro-toxicosis or maternal diabetes with poor glycemic

    control. (13)(14) Thyrotoxicosis is presumed to in-

    crease erythropoiesis through a direct effect on marrow

    progenitor cells, increased erythropoietin expression,

    and the indirect effects of intrauterine growth restric-

    tion. (15)(16) In diabetic mothers who have poor

    glycemic control, maternal hyperglycemia is proposed

    to increase fetal erythropoiesis through fetal hyper-

    insulinemia, tissue hypoxia, and increased erythro-

    poietin concentrations. (17)(18) Although plasma lep-

    tin concentrations are frequently elevated in infants

    of diabetic mothers, the actual concentrations do not

    correlate with the severity of polycythemia, and current

    data do not support a causative role of leptin in this

    process. (18) Genetic disorders, such as trisomy 13, trisomy 18,

    trisomy 21, and Beckwith-Wiedemann syndrome. The

    incidence of polycythemia in infants who have Down

    syndrome is 15% to 33%. (19)(20)(21) Although the

    cause of polycythemia in Down syndrome is not

    known, high cord blood erythropoietin concentra-

    tions in affected infants has led to the speculation that

    intrauterine hypoxemia may play a role. (9) Among

    neonates who have trisomy 13 and trisomy 18, the

    prevalence of polycythemia has been estimated as 8%

    and 17%, respectively. (22)

    Erythrocyte transfusion polycythemia can result from

    placental-fetal transfusion. Delayed cord clamping allows

    for delivery of an increased blood volume to the infant.

    When cord clamping is delayed more than 3 minutes

    after birth, blood volume may increase by as much as

    30%. (23) Hutton and Hassan (24) analyzed data from

    seven randomized studies and showed that neonates in

    the late-clamping group had a higher incidence of asymp-

    tomatic polycythemia with a benign course (relative risk

    (RR), 3.82; 95% confidence interval (CI), 1.11 to 13.21).

    However, a more recent meta-analysis showed that delayed

    cord clamping did not cause a clinically significant changein hematocrit at 1 and 4 hours of age. (25)

    Placental-fetal transfusion is likely influenced by grav-

    ity and the relative position of the delivered infant in

    relation to the maternal introitus before cord clamping;

    raising or lowering the baby by 15 to 20 cm or more with

    the cord intact appears to influence placental transfusion.

    (26) No randomized studies have examined this issue to

    date. Placental transfusion is augmented in infants who

    have perinatal asphyxia, which causes an active shift of

    the blood volume from the placenta to the fetus. (27)

    Oxytocin administration to the mother can also increase

    the volume of placental transfusion to the newborn. (28)Twin-to-twin transfusion syndrome due to a vascular

    communication occurs in approximately 10% of mono-

    zygotic twin pregnancies. (29)

    Polycythemia and HyperviscosityPolycythemia remains an area of interest due to its po-

    tential effects on the viscosity of blood and its flow

    properties in the microcirculation. (5)(7)(8) Viscosity is

    a measure of the resistance of a fluid that is being de-

    formed by either shear stress or tensile stress. (30) More

    simply, viscosity refers to the thickness of a fluid and

    is a measure of the fluids internal resistance to flow.

    Table 1.

    Conditions AssociatedWith Neonatal Polycythemia

    Increased Fetal Erythropoiesis

    Placental insufficiency due to preeclampsia, maternalchronic hypertension, chronic or recurrent placentalabruption, maternal cyanotic congenital heartdisease, postdate pregnancy, maternal smoking andheavy alcohol intake

    Endocrine abnormalities such as congenitalthyrotoxicosis or maternal diabetes with poorglycemic control

    Genetic disorders such as trisomy 13, trisomy 18,trisomy 21, and Beckwith-Wiedemann syndrome

    Erythrocyte Transfusion

    Placental-fetal transfusion with delayed cordclamping, relative positioning of the delivered infantin relation to the maternal introitus before cordclamping, perinatal asphyxia, oxytocin administration

    Twin-to-twin transfusion syndrome

    hematology polycythemia

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    Hyperviscosity is arbitrarily defined as a viscosity mea-

    surement of greater than 14.6 centipoise detected in a

    viscometer at a shear rate of 11.5/sec. (5)(7)(30) Viscos-

    ity rises linearly with increasing hematocrit until the

    hematocrit reaches 60% (0.6) but increases exponentially

    when hematocrit equals or exceeds 70% (0.7).

    (5)(31)(32) Although the terms polycythemia and hy-

    perviscosity are often used interchangeably, they are not

    equivalent and show only modest concordance in clinical

    cohorts. (5)(30) Furthermore, blood viscosity can also

    rise with an increase in plasma proteins, platelets, leuko-

    cytes, and endothelial factors. (30)(32)

    Hyperviscosity occurs in polycythemia due to the

    presence of an abnormally large number of circulating

    erythrocytes; the plasma viscosity in the newborn is al-most always normal. (5)(7) According to Poiseuilles

    law, flow velocities in the circulation are determined by

    the resistance to flow, which varies with the viscosity of

    the blood and inversely with the fourth power of the

    radius of the blood vessel. This relationship can be ex-

    pressed by the equation R8hL/r4, where R repre-

    sents the resistance to blood flow,his the viscosity,Lis

    the length of the vessel, and ris the radius of the vessel.

    (33)(34) Because resistance is affected by viscosity as well

    as the caliber of the blood vessel, the effects of poly-

    cythemia on blood flow patterns are usually most pro-

    nounced in the microcirculation. (34) In these smallvessels, non-newtonian mechanisms such as rouleaux

    formation and increased erythrocyte-endothelial interac-

    tion are also active and further contribute to the altered

    flow. (32)

    Polycythemia and hyperviscosity are associated with

    decreased blood flow to the brain, heart, lung, intestines,

    and carcass. (5)(7)(35)(36) Although renal blood flow is

    not affected, renal plasma flow and glomerular filtration

    rate are often diminished. (35) Hyperviscosity can also

    reduce pulmonary blood flow that, in turn, can cause

    systemic hypoxia. (36) In contrast to the effects of poly-

    cythemia on the kidney and lungs, reduced cerebralblood flow in polycythemia likely represents a vascular

    response to the increased arterial oxygen content (related

    to increased hemoglobin concentrations) rather than

    hyperviscosity. (7)(37) Changes in blood flow may also

    alter the delivery of substrates (such as glucose) to organs

    that are dependent on plasma flow. (7)(38)(39)

    Clinical FindingsThe symptom complex associated with polycythemia is

    frequently described by the term hyperviscosity syn-

    drome, although it is important to remember that only

    47% of infants who have polycythemia exhibit hypervis-

    cosity, and only 24% of infants who have hyperviscosity

    have a diagnosis of polycythemia. (6)(7)(40) Whereas

    most patients who have polycythemia remain asymptom-

    atic, characteristic clinical features may be recognized as

    early as 1 to 2 hours after birth as the hematocrit peaks

    with normal postnatal fluid shifts. (3) In some infants

    who have high borderline hematocrits, symptoms may be

    delayed until the second to third postnatal day, when

    excessive depletion of the extracellular fluid may lead to

    hemoconcentration and hyperviscosity. Infants who have

    no symptoms by 48 to 72 hours of age are likely to

    remain asymptomatic. (3)(41)

    Clinical features associated with neonatal polycythe-

    mia are generally nonspecific and include ruddy com-

    plexion, irritability, jitteriness, tremors, feeding difficul-ties, lethargy, apnea, cyanosis, respiratory distress, and

    seizures. (7) Neurologic symptoms occur in approxi-

    mately 60% of affected patients. (5)(7)(42) The cause of

    these symptoms is uncertain, but reduced cerebral blood

    flow and altered tissue metabolism likely play important

    roles. Neurologic signs may also be related to metabolic

    changes such as hypoglycemia and hypocalcemia. Hypo-

    glycemia is the most common metabolic derangement

    and is observed in 12% to 40% of infants who have

    polycythemia. Hypocalcemia is found in 1% to 11% of

    neonates who have polycythemia, possibly related to

    elevated concentrations of calcitonin gene-related pep-tide (CGRP) in affected infants. (43) The pathophysiol-

    ogy of increased CGRP concentrations is not clear;

    CGRP may play a role in the normal postnatal circulatory

    adaptation to extrauterine life, and this process is pre-

    sumed to be accentuated in infants who have polycythe-

    mia. (44)

    Polycythemia and hyperviscosity have been implicated

    as pathogenic factors in necrotizing enterocolitis (NEC),

    particularly in term or near-term neonates. (45)(46)(47)

    (48)(49) Historically, polycythemia has been identified

    in up to half of all term infants who have NEC.

    (46)(47)(48) Although altered splanchnic perfusion iswidely considered to cause gut mucosal injury in affected

    infants, recent data indicate that attempts to reduce the

    hematocrit with partial exchange transfusions (PET) also

    could contribute to the risk of NEC. (36)(42)(49)

    Renal manifestations of polycythemia include de-

    creased glomerular filtration rates, oliguria, hematuria,

    proteinuria, and renal vein thrombosis. (5)(7) Thrombo-

    ses can also be seen in other sites. Thrombocytopenia can

    be seen in up to one third of all cases, presumably due to

    platelet consumption in the microvasculature. (50)(51)

    In neonates who have polycythemia due to increased

    erythropoiesis, thrombocytopenia may also be related to

    hematology polycythemia

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    progenitor steal, the diversion of hematopoietic pro-

    genitors toward erythropoiesis at the expense of other

    lineages. (8)(18) Overt disseminated intravascular coag-

    ulation is rare. (51)

    DiagnosisThe diagnosis of polycythemia requires detection of a

    venous hematocrit of at least 65% (0.65). (2)(3)(4)

    This cut-off finds its origins in studies on blood viscosity

    that show an exponential increase in viscosity above this

    value. (3)(7) However, clinical evidence for this thresh-

    old remains scant; studies have shown only modest

    concordance between a hematocrit greater than 65%

    (0.65) and actual demonstration of hyperviscosity. (7)

    Although blood viscosity could be a useful guide fordeciding appropriate management strategies in affected

    patients, hematocrits continue to be widely used surro-

    gate markers of hyperviscosity due to limited availability

    of tools for direct measurement of blood viscosity.

    Detection of high hematocrits (55% [0.55]) in cord

    blood could help predict the risk of polycythemia at

    2 hours postnatal age, but such screening has not

    gained acceptance because of the lack of data showing

    that treatment of asymptomatic newborns who have

    elevated hematocrits alters outcomes. (3) The possibility

    of polycythemia should be considered in any infant ex-

    hibiting signs of hyperviscosity. Detection of a highhematocrit in the first few hours after birth should trigger

    a follow-up measurement in a few hours to identify any

    further rise with normal postnatal fluid shifts. (3)

    Close attention must be paid to the technique of

    sample collection while interpreting the test results. Cap-

    illary blood samples often show hematocrits that are 5%

    to 15% higher than venous samples, and, therefore, high

    hematocrit measurements in samples obtained by heel-

    sticks should be confirmed in a free-flowing venous sam-

    ple. (3)(52) The technique of sample analyses should

    also be taken into account during serial evaluation of

    results because microcentrifuge hematocrit may beslightly higher (due to trapped plasma of about 2%) than

    that calculated from RBC volume and RBC count deter-

    mined by hematology analyzer. (1)

    Neonates who have polycythemia should be evaluated

    for underlying causes such as intrauterine growth restric-

    tion, maternal diabetes, or birth asphyxia. Because clini-

    cal manifestations of hyperviscosity can overlap with

    other conditions, alternative causes for the symptoms

    should always be carefully excluded. Infants also should

    be monitored for systemic complications of polycythe-

    mia such as thromboses, NEC, hypoglycemia, hypocal-

    cemia, hyperbilirubinemia, and thrombocytopenia.

    TreatmentThe management of polycythemia is controversial be-

    cause of the lack of evidence showing that aggressive

    treatment improves long-term outcomes. Asymptomatic

    infants whose central hematocrits are between 60%

    (0.60) and 70% (0.70) can be monitored closely and

    aggressively hydrated with adequate enteral intake or

    administration of intravenous fluids. The hematocrit

    should be reassessed in 12 to 24 hours, and plasma

    glucose and bilirubin and cardiorespiratory status should

    be monitored. If the hematocrit decreases or remains

    stable and the patient remains asymptomatic, monitoring

    can be continued for a further 24 to 48 hours. In asymp-

    tomatic infants whose hematocrits are greater than 70%

    (0.70), the treatment options are controversial. Al-though traditional treatment has been PET, studies show

    a lack of difference in outcomes with continued hydra-

    tion and expectant management versus aggressive man-

    agement with PET. (36)(42) In the absence of a consen-

    sus, the decision to perform PET is usually taken on a

    case-by-case basis, with a careful analysis of risks and

    potential benefits.

    To perform PET, a precalculated volume of blood

    (calculated to reduce the central hematocrit to 50%

    [0.50] to 55% [0.55]) is replaced by an equivalent vol-

    ume of normal saline, 5% albumin, commercially avail-

    able solutions of human plasma protein fraction, or freshfrozen plasma. Colloid solutions do not offer any thera-

    peutic advantages over normal saline and, at least in some

    studies, have been associated with a higher incidence of

    NEC. (53) Because of its lower cost, ready availability,

    and absence of risk of transfusion-associated infection,

    normal saline is generally accepted as the replacement

    fluid of choice for PET in infants who have polycythemia.

    (54)(55)

    The total blood volume to be exchanged is deter-

    mined as follows:

    [Total blood volume (patients hematocrit desired hematocrit)]/(patients hematocrit)

    where total blood volumethe patients weight in kilo-

    grams multiplied by a presumed blood volume of

    90 mL/kg. PET can be performed through a single

    umbilical venous catheter using a pull-push technique

    (withdrawal of blood alternated with replacement of

    fluid through a single catheter) or by withdrawing blood

    from an umbilical or peripheral arterial catheter and

    administering replacement fluid simultaneously through

    an umbilical or peripheral venous catheter. Regardless of

    the sites used, small aliquots of 5 mL/kg or less should

    hematology polycythemia

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    be used for removal or delivery, with each step carried

    out over 2 to 3 minutes.

    Several randomized studies have evaluated the efficacy

    of PET in patients who have polycythemia (Table 2).

    Malan and de V Heese (n49), (56) Goldberg and

    colleagues (n20), (57) Black and coworkers (n94),

    (58) and Ratrisawadi and associates (n42) (59) ran-

    domly assigned infants to receive either PET using

    plasma or supportive care. Bada and colleagues (n28)

    (60) compared PET using a commercially available

    human plasma protein solution with supportive care.

    Kumar and Ramji (61) randomized 45 infants to periph-

    eral PET using normal saline or to routine medical

    management. None of these six studies documented abeneficial effect of PET on neurodevelopmental out-

    come. Dempsey and Barrington (42) systematically re-

    viewed five of these studies to investigate whether

    PET was associated with improved short- and long-term

    outcomes in neonates who had polycythemia. They doc-

    umented no improvement in long-term neurologic out-

    come (mental developmental index, incidence of devel-

    opmental delay, and incidence of neurologic diagnoses)

    after PET in symptomatic or asymptomatic infants.

    There was also no evidence of improvement in early

    neurobehavioral assessment scores (Brazelton neonatal

    behavioral assessment scale). PET could have been asso-ciated with an earlier improvement in symptoms, but the

    data were insufficient to calculate the size of the effect.

    Ozek and coworkers (36) reviewed six randomized

    trials to determine the effect of PET on primary out-

    comes of mortality and neurodevelopmental outcomes at

    2 years and at school age. Secondary outcomes included

    seizures, cerebral infarction, NEC (Bell stage 2 or greater),

    hypoglycemia, hyperbilirubinemia, and thrombocytope-

    nia. Only one study reported data on mortality, and no

    significant increase was noted with PET (RR, 5.23; 95%

    CI, 0.66, 41.26). Four studies reported neurodevelop-

    mental outcomes at 18 months or older, and no signifi-cant delay was reported in the PET group (typical RR,

    1.45; 95% CI, 0.83 to 2.54 including all studies and

    typical RR, 1.35; 95% CI, 0.68 to 2.69 when only

    randomized, controlled trials were included). How-

    ever, these results were based on data limited by poor

    follow-up and did not account for patients who were lost

    to follow-up. The authors performed a worst case/best

    case scenario post hoc analysis, which showed a signifi-

    cant skewing toward or away from the association of

    PET with poor neurodevelopmental outcomes and was

    considered to reflect the wide distribution of data points

    rather than actual outcomes. The authors concluded that

    there is no significant benefit of PET in asymptomatic

    patients or those who have mild symptoms.

    Patients who have polycythemia and show signs or

    symptoms that may be related to hyperviscosity are fre-

    quently treated with PET, even though the practice is

    not supported by high-quality evidence. The arguments

    in favor of PET are based on the pathophysiology of

    hyperviscosity syndrome because most of the symptoms

    are presumed to be related to altered microcirculatory

    perfusion and tissue hypoxia. (5)(7) By replacing some of

    the circulating RBC mass with a crystalloid solution,

    PET is believed to reduce blood viscosity and improve

    end-organ perfusion. However, no randomized clinical

    studies demonstrate a clear benefit of PET in the treat-ment of symptomatic polycythemia. The groups led by

    Bada, (60) Ratrisawadi, (59) and Kumar (61) random-

    ized only asymptomatic polycythemic infants, while

    those led by Black, (58) Goldberg, (57) and Malan (56)

    made no distinction between symptomatic and asymp-

    tomatic newborns. In nonrandomized clinical reports,

    PET has been shown to lower pulmonary vascular resis-

    tance, improve cerebral blood flow velocity, (63)(64)

    and possibly normalize cerebral hemodynamics and im-

    prove the clinical status of infants who have polycythe-

    mia. (65) However, the long-term benefits of PET re-

    main unclear.Concerns remain about potential adverse events fol-

    lowing PET. PET was associated with an increased risk

    of NEC in the systematic reviews performed by both

    Dempsey (42) (RR, 8.68; 95% CI, 1.06 to 71.1) and

    Ozek (36) (two studies: typical RR, 11.18; 95% CI, 1.49,

    83.64 and typical risk difference, 0.14; 95% CI, 0.05,

    0.22). Malan and de V Heese (56) reported that 1 of

    their 24 patients in the exchanged group developed NEC

    within the first 24 hours after PET compared with none

    of the control patients. Black and associates (58) re-

    corded NEC in 8 of their 43 infants in the PET group

    compared with none of the 50 control infants. PET alsodid not alter the frequency of hypoglycemia (two studies)

    or thrombocytopenia (one study). (36) Given the risks of

    PET for polycythemia in the newborn and the lack of

    evidence indicating clear benefit, we are generally reluc-

    tant to use PET in asymptomatic infants. We do offer

    PET for treatment of infants who have symptoms that

    could be ascribed to hyperviscosity, but this decision is

    taken cautiously, with a careful review of all risk factors.

    Routine use of PET in neonatal polycythemia is not

    supported by current evidence, and further study is

    needed to identify patients who would be more likely to

    benefit from aggressive correction of polycythemia.

    hematology polycythemia

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    Table

    2.

    ClinicalTrialsofPartialExchangeTra

    nsfusioninNeonatalP

    olycythemia

    Study

    Randomization/

    SampleSize

    Hematocrit(Hct)

    atEnrollment

    ModeofExchange/

    Repla

    cementfluid

    OutcomeMeasuremen

    ts

    Studiesincludedinthemeta-analysisbyOzeketal(36)

    Studiesincludedinthemeta-analysisbyDempseyandBarrington(42)

    Malanand

    deVHeese

    (56)

    Notclearlys

    tated;

    n49

    Hct>65%

    (0.6

    5)

    UVC

    FFP

    Brazeltonneonatalscale

    Prechtlneurologic

    assessmentat

    10days

    Neurodevelopmental

    assessmentat

    8months

    Goldbergetal

    (57)

    Notclearlys

    tated;

    n20

    Hct>64%

    (0.6

    4)

    andhyperviscosity

    UVC

    FFP

    Brazeltonneonatalscale

    at8hours,

    24hours,

    72hours,and

    2weeks

    BSIDandneurologic

    assessmentat

    8months

    Blacketal(58)

    Randomized;

    n93

    Antecubitalvenous

    Hct>65%

    (0.6

    5)

    andhyperviscosity

    UVC

    FFP

    Neonatalsigns

    BSIDandneurologic

    assessmentat1and

    2years

    Cognitivetestingat

    7years

    Badaetal(60)

    Notclearlys

    tated;

    n28

    Radialartery

    Hct>65%

    (0.6

    5)

    Routenotstated;

    Pla

    smaprotein

    solution

    CerebralarteryDoppler

    measurement

    BSIDorcognitive

    testingat30months

    Ratrisawadietal

    (59)

    Randomized;

    n105

    Centralvenous

    Hct>65%

    (0.6

    5)

    Routenotstated

    GaselDevelopmentat

    1.5

    to2years

    Hakansonetal

    (62)*

    Notclearlys

    tated;

    n24

    Hyperviscosity

    (undefined)

    Notclearlystated;

    FFP

    BSIDat8months

    Kumarand

    Ramji(61)

    Randomized;

    n22

    Peripheralvenous

    Hct>70%

    (0.7

    0)

    Peripheral;Normal

    saline

    Neurologicdeficitsat

    3,

    6,

    9,

    12,

    18month

    s

    FFP

    fresh

    frozenp

    lasma,

    BSID

    Bay

    ley

    Scale

    ofInfantDeve

    lopment,UVCum

    bilica

    lvenous

    line,

    *a

    bstracton

    ly

    hematology polycythemia

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    American Board of Pediatrics Neonatal-Perinatal

    Medicine Content Specifications

    Know the causes of neonatal polycythemia.

    Know the clinical manifestations,

    management, and outcomes of neonatal

    polycythemia.

    References1. Brugnara C, Platt OS. The neonatal erythrocyte and its disor-ders. In: Orkin SH, Nathan DG, Ginsburg D, Look AT, eds.Nathan and Oskis Hematology of Infancy and Childhood.Vol. 1.7th ed. Philadelphia, PA: Elsevier; 2009:3666

    2. Gross GP, Hathaway WE, McGaughey HR. Hyperviscosity inthe neonate.J Pediatr.1973;82:100410123. Ramamurthy RS, Berlanga M. Postnatal alteration in hematocritand viscosity in normal and polycythemic infants. J Pediatr.1987;110:9299344. Oh W, Lind J. Venous and capillary hematocrit in newborninfants and placental transfusion. Acta Paediatr Scand. 1966;55:38485. Sarkar S, Rosenkrantz TS. Neonatal polycythemia and hyper-viscosity.Semin Fetal Neonatal Med.2008;13:2482556. Jeevasankar M, Agarwal R, Chawla D, Paul VK, Deorari AK.Polycythemia in the newborn.Indian J Pediatr.2008;75:68727. Rosenkrantz TS. Polycythemia and hyperviscosity in the new-born.Semin Thromb Hemost.2003;29:5155278. Black LV, Maheshwari A. Disorders of the fetomaternal unit:

    hematologic manifestations in the fetus and neonate. Semin Peri-natol.2009;33:12199. Henry E, Walker D, Wiedmeier SE, Christensen RD. Hemato-logical abnormalities during the first week of life among neonateswith Down syndrome: data from a multihospital healthcare system.Am J Med Genet A.2007;143:425010. Mannino F. Neonatal complications of postterm gestation.

    J Reprod Med.1988;33:27127611. Awonusonu FO, Pauly TH, Hutchison AA. Maternal smokingand partial exchange transfusion for neonatal polycythemia. Am JPerinatol.2002;19:34935412. Halliday HL, Reid MM, McClure G. Results of heavy drinkingin pregnancy.Br J Obstet Gynaecol.1982;89:89289513. Snijders RJ, Abbas A, Melby O, Ireland RM, Nicolaides KH.Fetal plasma erythropoietin concentration in severe growth retar-dation.Am J Obstet Gynecol.1993;168:61561914. Weiner CP, Williamson RA. Evaluation of severe growth retar-dation using cordocentesishematologic and metabolic alterationsby etiology.Obstet Gynecol.1989;73:22522915. Bussmann YL, Tillman ML, Pagliara AS. Neonatal thyrotoxi-cosis associated with the hyperviscosity syndrome.J Pediatr.1977;90:26626816. Zimmerman D. Fetal and neonatal hyperthyroidism.Thyroid.1999;9:72773317. Mimouni F, Miodovnik M, Siddiqi TA, Butler JB, Holroyde J,Tsang RC. Neonatal polycythemia in infants of insulin-dependentdiabetic mothers.Obstet Gynecol.1986;68:37037218. Nelson SM, Freeman DJ, Sattar N. Lindsay RS. Erythrocytosisin offspring of mothers with type 1 diabetesare factors other than

    insulin critical determinants?Diabet Med.2009;26:887892

    19. Weinberger MM, Oleinick A. Congenital marrow dysfunctionin Downs syndrome.J Pediatr.1970;77:273279

    20. Miller M, Cosgriff JM. Hematological abnormalities in new-born infants with Down syndrome. Am J Med Genet. 1983;16:

    17317721. Widness JA, Pueschel SM, Pezzullo JC,Clemons GK.Elevatederythropoietin levels in cord blood of newborns with Downssyndrome.Biol Neonate.1994;66:505522. Wiedmeier SE, Henry E, Christensen RD. Hematological ab-normalities during the first week of life among neonates withtrisomy 18 and trisomy 13: data from a multi-hospital healthcaresystem.Am J Med Genet A.2008;146:31232023. Rabe H, Mercer JS. Early cord clamping protects at-risk neo-nates from polycythemia.Biol Neonate.2004;86:10824. Hutton EK, Hassan ES. Late vs early clamping of theumbilicalcord in full-term neonates: systematic review and meta-analysis of

    controlled trials.JAMA.2007;297:1241125225. Rabe H, Reynolds G, Diaz-Rossello J. A systematic review andmeta-analysis of a brief delay in clamping the umbilical cord ofpreterm infants.Neonatology.2008;93:13814426. Airey RJ, Farrar D, Duley L. Alternative positions for the babyat birth before clamping the umbilical cord. Cochrane DatabaseSyst Rev.2010;10:CD00755527. Linderkamp O, Versmold HT, Messow-Zahn K, Muller-Holve W, Reigel KP, Betke K. The effect of intra-partum andintra-uterine asphyxia on placental transfusion in premature andfull-term infants.Eur J Pediatr1978;127:919928. Rabe H, Wacker A, Hulskamp G, et al. A randomised con-trolled trial of delayed cord clamping in very low birth weightpreterm infants.Eur J Pediatr.2000;159: 77577729. Chalouhi GE, Stirnemann JJ, Salomon LJ, Essaoui M, Quibel

    T, Ville Y. Specific complications of monochorionic twin pregnan-cies: twin-twin transfusion syndrome and twin reversed arterialperfusion sequence.Semin Fetal Neonatal Med. 2010;15:34935630. Somer T, Meiselman HJ. Disorders of blood viscosity. AnnMed.1993;25:313931. Linderkamp O. Blood rheology in the newborn infant. Bail-lieres Clin Haematol.1987;1:80182532. Pearson TC. Hemorheology in the erythrocytoses. Mt Sinai

    J Med. 2001;68:18219133. Pozrikidis C. Numerical simulation of blood and interstitialflow through a solid tumor.J Math Biol. 2010;60:759434. Sirs JA. The flow of human blood through capillary tubes.

    J Physiol. 1991;442:56958335. Herson VC, Raye JR, Rowe JC, Philipps AF. Acute renalfailure associated with polycythemia in a neonate. J Pediatr.1982;100:13713936. Ozek E, Soll R, Schimmel MS. Partial exchange transfusionto prevent neurodevelopmental disability in infants with polycy-themia.Cochrane Database Syst Rev. 2010;1:CD00508937. Rosenkrantz TS, Stonestreet BS, Hansen NB, Nowicki P,Oh W. Cerebral blood flowin the newborn lamb with polycythemiaand hyperviscosity.J Pediatr.1984;104:27628038. Rosenkrantz TS, Phillipps AF, Knox I, et al. Regulation ofcerebral glucose metabolism in normal and polycythemic newborn

    lambs.J Cereb Blood Flow Metab.1992;12:856 86539. Rosenkrantz TS, Philipps AF, Skrzypczak PS, Raye JR. Cere-bral metabolism in the newborn lamb with polycythemia.PediatrRes.1988;23:32933340. Drew JH, Guaran RL, Cichello M, Hobbs JB. Neonatal whole

    blood hyperviscosity: the important factor influencing later neuro-

    hematology polycythemia

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    logic function is the viscosity and not the polycythemia. ClinHemorheol Microcirc.1997;17:6772

    41. Shohat M, Merlob P, Reisner SH. Neonatal polycythemia: I.Early diagnosis and incidence relating to time of sampling. Pediat-rics.1984;73:71042. Dempsey EM, Barrington K. Short and long term outcomesfollowing partial exchange transfusion in the polycythaemic new-born: a systematic review.Arch Dis Child Fetal Neonatal Ed.2006;91:F2F643. Saggese G, Bertelloni S, Baroncelli GI, Cipolloni C. Elevatedcalcitonin gene-related peptide in polycythemic newborn infants.

    Acta Pae diatr.1992;81:96696844. Dong YL, Chauhan M, Green KE, et al. Circulating calcitoningene-related peptide and its placental origins in normotensive andpreeclamptic pregnancies. Am J Obstet Gynecol. 2006;195:1657166745. Lambert DK, Christensen RD, Henry E, et al. Necrotizingenterocolitis in term neonates: data from a multihospital health-caresystem.J Perinatol.2007;27:43744346. Martinez-Tallo E, Claure N, Bancalari E. Necrotizing entero-colitis in full-term or near-term infants: risk factors. Biol Neonate.

    1997;71:29229847. Wiswell TE, Robertson CF, Jones TA, Tuttle DJ. Necrotizingenterocolitis in full-term infants. A case-control study. Am J DisChild.1988;142:53253548. Wilson R, del Portillo M, Schmidt E, Feldman RA, Kanto WPJr. Risk factors for necrotizing enterocolitis in infants weighingmore than 2,000 grams at birth: a case-control study. Pediatrics.1983;71:192249. Maayan-Metzger A, Itzchak A, Mazkereth R, Kuint J. Necro-tizing enterocolitis in full-term infants: case-control study and

    review of the literature.J Perinatol.2004;24:494 49950. Acunas B, Celtik C, Vatansever U, Karasalihoglu S. Thrombo-cytopenia: an important indicator for the application of partialexchange transfusion in polycythemic newborn infants? Pediatr Int.

    2000;42:34334751. Katz J, Rodriguez E, Mandani G, Branson HE. Normal coag-ulation findings, thrombocytopenia, and peripheral hemoconcen-tration in neonatal polycythemia.J Pediatr.1982;101:9910252. Rivera LM, Rudolph N. Postnatal persistence of capillary-venous differences in hematocrit and hemoglobin values in low-birth-weight and term infants.Pediatrics.1982;70:956957

    53. Dempsey EM, Barrington K. Crystalloid or colloid for partialexchange transfusion in neonatal polycythemia: a systematic review

    and meta-analysis.Acta Paediatr.2005;94:1650165554. de Waal KA, Baerts W, Offringa M. Systematic review of theoptimal fluid for dilutional exchange transfusion in neonatal poly-

    cythaemia.Arch Dis Child Fetal Neonatal Ed.2006;91:F7F10

    55. Wong W, Fok TF, Lee CH, et al. Randomised controlled trial:comparison of colloid or crystalloid for partial exchange transfusion

    for treatment of neonatal polycythaemia. Arch Dis Child Fetal

    Neonatal Ed.1997;77:F115F118

    56. Malan AF, de V Heese H. The management of polycythaemiain the newborn infant.Early Hum Dev.1980;4:393403

    57. Goldberg K, Wirth FH, Hathaway WE, et al. Neonatal hyper-viscosity. II. Effect of partial plasma exchange transfusion.Pediat-

    rics.1982;69:419 425

    58. Black VD, Lubchenco LO, Koops BL, Poland RL, Powell DP.

    Neonatal hyperviscosity: randomized study of effect of partialplasma exchange transfusion on long-term outcome. Pediatrics.

    1985;75:10481053

    59. Ratrisawadi V, Plubrukarn R, Trakulchang K, Puapondh Y.Developmental outcome of infants with neonatal polycythemia.

    J Med Assoc Thai. 1994;77:7680

    60. Bada HS, Korones SB, Kolni HW, et al. Partial plasma ex-change transfusion improves cerebral hemodynamics in symptom-

    atic neonatal polycythemia.Am J Med Sci.1986;291:157163

    61. Kumar A, Ramji S. Effect of partial exchange transfusion inasymptomatic polycythemic LBW babies. Indian Pediatr. 2004;41:

    366372

    62. Hakanson DO. Neonatal hyperviscosity syndrome: long-termbenefit of partial plasma exchange transfusion. [Abstract]. Pediatr

    Res.1981;15:449A63. Murphy DJ Jr, Reller MD, Meyer RA, Kaplan S. Effects ofneonatal polycythemia and partial exchange transfusion on cardiac

    function: an echocardiographic study.Pediatrics.1985;76:909913

    64. Maertzdorf WJ, Tangelder GJ, Slaaf DW, Blanco CE. Effectsof partial plasma exchange transfusion on cerebral blood flow

    velocity in polycythaemic preterm, term and small for date newborn

    infants.Eur J Pediatr.1989;148:774778

    65. Bada HS, Korones SB, Pourcyrous M, et al. Asymptomaticsyndrome of polycythemic hyperviscosity: effect of partial plasma

    exchange transfusion.J Pediatr.1992;120:579585

    hematology polycythemia

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    NeoReviews Quiz

    6. Polycythemia represents an abnormal elevation of the circulating red blood cell mass, which increases therisk of hyperviscosity, microcirculatory hypoperfusion, and multisystem organ dysfunction. Of the following,the hematocrit threshold that best defines polycythemia is:

    A. 55% (0.50).B. 60% (0.60).C. 65% (0.65).D. 70% (0.70).E. 75% (0.75).

    7. Polycythemia in neonates is often associated with metabolic complications. Of the following, the mostcommon metabolic abnormality associated with polycythemia in neonates is:

    A. Hyperchloremia.B. Hyperkalemia.C. Hypernatremia.D. Hypocalcemia.E. Hypoglycemia.

    8. The treatment of polycythemia includes partial exchange transfusion in which a precalculated volume ofblood is replaced by an equivalent volume of fluid. Of the following, the mostaccepted choice of fluid forpartial exchange transfusion is:

    A. Albumin solution.B. Fresh frozen plasma.C. Lactated Ringer solution.D. Normal saline.

    E. Plasma protein fraction.

    hematology polycythemia

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    DOI: 10.1542/neo.12-1-e202011;12;e20-e28NeoReviews

    Juan I. Remon, Aarti Raghavan and Akhil MaheshwariPolycythemia in the Newborn

    & ServicesUpdated Information

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