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August 1, 2006
Honorable Ortrie D. Smith Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544
Re: Calendar Year 2005 Filing
Dear Judge Smith:
In response to the letter dated July 20, 2006 (copy attached), enclosed are three copies of the 2005 amended financial disclosure report. The financial disclosure report reflects the changes described in Part VII, page 6. line 36 and 39, page 8, line 70, and page 12, line 138.
Please do not hesitate to contact me ifthere are any other questions regarding this matter .
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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6.of 16 Martini, William J 05/1 512006
vn. INVESTMENTS and TRUSTS - income, value, transactions (includes those ofthe spouse and dependent children: See pp. 34-57of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reponing period
c.
Gross value at end of
reponing period
D.
Transactions during reporti ng period
(I) (2) (I) (2) (I) Jfnot exempt ftom disclosure
Amount
Code I
(A-H) ·
Type(e.g.
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2)
Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4)
Gain
Code I
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
NJ REV RFDG SER B 5.45% 1 2/1/12 OUT
35. VENTNOR CITY NJ RFDG SER C A Interest TRANSFER 715 K 5.()% IO/l /I6 OUT
36. Pershing - CASH BUY 6/28 J
37. TRANSFER 715 J I
OUT
38. BROKERAGE ACC OUNT#5
39. Charles Schwab- CASH A Interest J T TRANSFER IN 115 J
40. TRANSFER 7/29 J OUT
41. TRANSFER 8/31 J OUT
42. TRANSFER 9130 J OUT
43. TRANSFER 1 1 /30 J OUT
44. TRANSFER 1 2/30 J OUT
45. EDISON TWP NJ UT5% 1 /1 /06 OTO None J T TRANSFER IN 115 J 1 2/1/93
46. LOWER TWP NJ FIRE DIST NO 3 A Interest K T TRANSFER IN 7/5 cP BK QLIFD UT 6.85% 2/1/08 REG
47. MIDDLETOWN TWP NJ 5%10 GO TRANSFER INA Interest K T 7/5 K UTX DUE 8/1 /10 tJ\
a;>
48. MONMOUTH CNTY NJ 5% 09 IMPT A Interest K T TRANSFER IN 7/5 K AUTH DUE 8/1/10 •®'-
49. MONTVILLE TWP NJ FIRE DIST A Interest TRANSFER IN 7/5 J 5.65% 511108 0
rt\
50. SELL 1 1 /21 J
J. Income Gain Codes: A-Sl,000 or less B =Sl,001 - $2,500 . C =$2,501 - $5,000 D-$5,001-$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 -SI00,000 G =SI00,001 -Sl,000,000 HI =$1,000,001 -$5,000,000 H2 =More thanS5,000,000
2. Value Codes J =$ 15,000 or less K =SIS,001-$50,000 L =$50,001 • $100,000 M =SI00,001 -$250,000
(See Columns CJ and 03) N =$250,001 -$500,000 0-$500,001 - $1,000,000 Pl -Sl,000,001 -$5,000,000 P2 =$5,000,00 I • $25,000,000
3. Value M<lhod Codes P3 -$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V =-Other S =Assessment
U =Book Value W ""'Estimated
TER.l\I;
(I) (I) (I)
(3) (5)
(A-H)
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of16 Martini, William J 05/15/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of th• spouse and dependent children. see PP· 1-1-s1 of filing ins1ructionsJ
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(2) (2) If not exempt from disclosure
Amount Type(e.g. Value ValuePlace "(X}" after each asset Type(e.g. (2) (4) MethodCode I div., rent. Code 2exempt from prior disclosure buy, sell, Date GainValue Identity of
or int.) Code3 merger,(J-P)(A-H) Month- Code2 Code I buyer/seller redemption) Day(Q-W) (J-P) (if private
transaction)
68. ISHARES TR RUSSELL I 000 A Dividend M T TRANSFER IN 12128 M GROWTH
69. ISHARES TR MSCI EAFE FD c Dividend M T TRANSFER IN 12/28 M
70. Charles Schwab - CASH A Interest K T TRANSFER IN 12128 J
71. IRA#2
72. PERSIDNG GOVT ACCOUNT A Interest J T
73. BANK AMER CORP NT A Interest J T
74. CITIGROUP INC GLOBAL NT 5.5% A Interest SELL 7126 J 8/9/06
75. DAIMLER CHRYSLER NORTH A Interest SELL 8/12 J AMER HLDG CORP 6.4% 5115106
76. FORD MTR CR CO BLOBAL A Interest J T LANDMARK SECS GLOBAL 6.875% 211106
77. GENERAL DYNMAICS CORP DEB A Interest J T 3% 5/15/08
78. GENERAL MTRS ACCEP CORP NT A Interest J T ALL CALLS 6.75% 1115106
79. BUY in J
80. PARTIAL 1on J
SELL
81. HEWLETT PACKARD CO GLOBAL A Interest J T NT 3.625% 3/15/03
82. HOUSEHOLD FIN CORP GEN A Interest J T NTS NIC 6.4% 6117108
83. J P MORGAN CHASE & CO NT A Interest J T 5.35% 311107
84. NATIONAL RURAL UTILS COOP None SELL 2/8 J A
J. Income Gain Codes: A =Sl,000 or less B =Sl,001 -$2,500 c =$2,501 -$5,000 D=S5,00l -S15,000 E-Sl5,001-S50,000
(Sec Columns Bl and 04) F =$50,001 - SI00,000 G=SI00,001 -$1,000,000 HI =$1,000,001. $5,000,000 H2 =More than $5,000.000
2. Value Codes J =$15,000 or less K =$15,001 -S50,000 L=S50,00l -SI00,000 M =$100,001 -$250,000
(Sec Colwnns Cl and 03) N =$250,00I • $500,000 0=$500,001 -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 -S5,000,00I - $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(Sec Column C2) Q=Appraisal V=Othcr S =Assessment
U =Book Value w-Estimated
•.• -
A.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 12of16 05/15/2006Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) lf not ex pt from disc:losmc
Amount
Code I (A-H)
Type (e.g.
div., rent, or int.)
Value
Code 2
(J-P)
Value
Method
CodeJ
(Q-W)
Type (e.g.
buy,sel
merger
redemption)
(2) Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code 1
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
134. TRANSFER 7/12 K
OUT
, 135. US TREASURY NOTES 4.25% BUY 6127 K 2014/08/15
136. TRANSFER 7/12 K
OUT
137. IRA#3
138. Charles Schwab - MONEY MARKET A Dividend J T TRANFERIN 7/12 K
139. SELL 10/28 K
140. US TREASURY NOTE 3% 11/15/07 None TRANSFER IN 7/12 K.
141. SELL 7126 K
142. SELL 8/23 K
143. US TREASURY NOTE 3.5% A Interest L T TRANSFER IN 7/12 L 12/15/09
144. US TREASURY NOTE 4.25% B Interest M T TRANSFER IN 7/12 K 8/15114
145. BUY 10/13 K
146. BUY 10/31 K
147. US TREASURY NOTE 4.875% c Interest M T TRANSFER IN 7/12 M 2115112
148. FED HOME LOAN BANK 4% A Interest K T TRANSER IN 7112 K 3/10/08
149. FEDERAL NATIONAL MT 4.375% B Interest L T TRANSFER IN 7112 L 9/15/12
150. BANK OF AMERICA CP 5.25%. B Interest L T TRANSFER IN 7/12 L 211/07
J. Income Gain Codes: A =S 1,000 or less B =Sl,001 - S2.500 c=$2,501 - $5,000 D=S5,001-Sl5,000 E-$15,001 -$50,000
(SeeColumns Bl and 04) F =$50,001 -SI00,000 G =$100,001 -Sl,000,000 HI =Sl,000,001 - SS,000,000 H2 =Mon: than $5,000.000
2. Value Codes J =$15,000 or less K-$15,001 -$50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000
(See Columns Cl and DJ) N =$250;00 I • $500,000 O =$500,001 -Sl,000,000 Pl =Sl,000,001 - SS,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Ccst (Real Estate Only) P4 =Mon: than SS0,000,000 T ..C.sh Market
(See Column C2) Q=Appraisal v =Other s =Assessment
U =Book Value W =Estimated
------- 'ff/ UAL
Date or Report N me or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 16 ·ofl 6 Martini, William J 05/15/2006
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
bDate
0 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY B NS (5 U.S.C. app. § 104}
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
· .. ,._ ...... ""*h
5.
Repon Required by the Ethics FINANCIAL DISCLOSURE REPORT AOlO in Government Act of 1978 Rev. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-111)
I. Person Reporting (last name, first, middle initial)
Martini, William J
2. Court or Organization
District Court - New Jersey
3. Date of Report
05/15/2006
4. Title (Article ID judges indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. District Judge -Active
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial Annual D Final
6. Reporting Period
01/01/2005
to
12/3112005
Sb. D Amended Report
7. Chambers or Office Address
50 Walnut Street POBox419 Newark, NJ 07101-0419
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each pan where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 ofinstructWns.)
0 NONE (No 'reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I. Trustee Nicholas Martini Foundation .,:,: .
2. Trustee John Cabot University
3. Trustee Italian American Cultural Center
4.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)
IBJ NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
3.
INCOME
5.
3.
5.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of16 0511512006Martini, William J
III. N 0 N-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE (yours, not spouse's)
I. 2005 Nicholas Martini Foundation, Trustee $ 22000
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2005 The North Jersey Regional, Chamber of Commerce - Wages
2.
4.
5.
IV. REIMBURSEMENTS - transportaJion, lodging, food, entertainmenL
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
D NONE (No reportable reimbursements.)
SOURCE DESCRIPTION
!. National College of Probate Judges 5/13-5/15 Fernando Beach, FL Guest speaker at program (Transportation, Meals, and Room)
·
2. George Mason Law School 417-4/13 Tucson, Arizona Science and Law Seminar (Transportation, Meals, and Room)
3.
4.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
5.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 3 of16 05/1512006Martini, William J
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
[Kl NONE (No reportable gifts.)
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
[Kl NONE (No reportable liabilities.)
VALUE
VALUE CODE
I.
2.
3.
4.
VALUE
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4of16 0511512006Martini, William J
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. see PP· 34-s7 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(Xt after each asset
exempt ftom prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2 ) (!) Ifnot exempt from disclosure
Amount
Code I
(A-H)
Type(e.g.
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g.
buy, sel
merger, redemption)
(2) Date
Month-
Day
(3) Value
Code2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
1. BROKERAGE ACCOUNT#2
2. FEDERATED KAUFMANN FUND-K
3. BROKERAGE ACCOUNT#3
4. ALLIANCE BERNSTIEN CAPITAL A RESERVE FUND
5. FEDERAL CAPITAL RESERVES A
6.
7. ISHARES TR RUSSELL 2000 VALUE c INDEXFD
8.
9. ISHARES TR RUSSELL 2000 B GROWTH INDEX FD
10.
11. ISHARES TR MSC! EAFE INDEX FD
12.
13. ISHARES TR RUSSELL 1000 INDEX FD
14.
15. !SHARES TR RUSSELL l 000 GROWTH INDEX FD
16.
17. BROKEAGE ACCOUNT#4
None L
Dividend
Dividend
Dividend
Dividend
None
None
None
T
SELL
BUY
TRANSFER OUT
partial sale
transfer out
partial sale
transfer out
BUY
TRANSFER OUT
BUY
TRANSFER OUT
BUY
TRANSFER OUT
519 J
519 J
12/28 J
11/04 N F
12/28 M
11/04 N F
12/28 L
11/04 M
12/28 M
11104 M
12/28 M
11/04 M
12128 M
1. Income Gain Codes: A=Sl, OOOor less B =$1,001 • $2,500 c=$2,501 • $5,000 D=$5,001 • $15,000 E=S15,00l -$50,000
(See Columns Bl and 04) F =$50,001 • $100,000 G=$100,001 -$1,000,000 HI =$1,000,00 I • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,001 • $100,000 M =$100,001 • $250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0=$500,001 • SJ,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 . $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R=Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q=Appraisal V=Other S =Assessment
U=Book Value W=Estimated
7/5
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of16 05/15/2006Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
' Place "(X)" after each asset
exempt from prior disclosure
B.
Income during reporting period
C. Gross value at end of
reporting period
D.
Transactions during reporting period
( l ) (2) (I) (2) (I) Ifnot exempt from disclosure
Amount Code I (A-H)
Type(e.g. div., rent,
or int)
Value Code 2 (J-P)
Value Method Code 3 (Q-W)
Type(e.g. buy, sell, merger,
redemption)
(2) Date
Month-Day
(3) Value Code 2
(J-P)
(4) Gain Code I
(A-H)
(5) Identity of buyer/seller
(ifprivate
transaction)
18. GENERAL GOVT SEC MNY MKT A Dividend BUY 1104 J CLB
19. REDEMPTION 6/28 J
20. EDISON TWP NJ UT 5% 1/1/06 DTD A Interest TRANSFER 7/5 J 1211/93 CLB OUT
21. EVESHAM TWP NJ BRD ED UT A Interest SOLD 4/8 K 4.6% 3/1/06 B/E DTD 2/1/99
22. LOWER TWP NJ FIRE DIST NO 3 A Interest TRANSFER 7/5 K BK QLFD UT 6.85% 211/08 REG OUT
23. MIDDLETOWN TWP NJ BRD ED A Interest TRANSFER 7/5 K RFDG ST SCH QLFD BD ACT UT 5% OUT
24. MONMOUTH CNTY NJ IMPT A Interest TRANSFER 7/5 K AUTH REV RFDG CORRECTIONAL OUT FACS 5%
25. MONTVILLE TWP N J FIRE DIST A Interest TRANSFER 7/5 J NO 2 BK QLFD UT 5.65% 5/1/08 OUT
26. MOUNT ARLINGTON NJ BRD ED A Interest TRANSFER 7/5 K ST SCH QLFD BD ACT BK QLFD UT OUT 5.2%
27. NEW JERSEY ST ETM CTFS PARTN A Interest TRANSFER 7/5 K SER A ETM 5% 6/15/11 OUT
28. NEW JERSEY ST HWY AUTH B Interest TRANSFER 7/5 K GARDEN ST PKWY GEN REV SR OUT PKWY6.2%
29. NORTH ARLINGTON NJ SCH DIST A Interest TRANSFER 7/5 K BANK QUALIFIED UT 5.375% 8/1/13 OUT
30. OCEAN CNTY NJ UTILS AUTH B Interest TRANSFER 7/5 K WASTEWATER REV RFDG 5% 1/1/09 OUT
31. NJ ST TPK AUTH TPK REV SER G A Iiiterest PARTIAL 1/3 J ETM 5.75% 1/1/09 SOLD
32. TRANSFER 7/5 J OUT
33. RUTGERS ST UNIV NJ 5.0% 511114 A Interest TRANSFER OUT
K
34. STONY BROOK REGL SEW AUTH A Interest TRANSFER 7/5 K
1. Income Gain Codes:
(See Columns Bl and 04) 2. Value Codes
(See Columns Cl and 03)
3. Value Method Codes
(See Column C2)
A =$1,000 or less
F =$50,001 • $100,000
J =$15,000 or less
N =$250,00 l -$500,000
P3 =$25,000,001 -$50,000,000
Q=Appraisal
U =Book Value
B =$1,001 -$2,500
G =SI00,001 -$1,000,000
K=$15,001 -$50,000
0=$500,001 -$1,000,000
R =Cost (Real Estate Only)
V =Other
c =$2,501 -$5,000
HI =$1,000,001 -$5,000,000
L =$50,001 -$100,000
Pl =Sl,000,001 -$5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
D =$5,001 -$15,000
H2 =More than $5,000,000
M =$100,001 -$250,000
P2 =$5,000,001 -$25,000,000
T =Cash Market
E =$15,001 -$50,000
B. c.
37.
40.
41.
43.
715
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6of16 0511512006Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt fiom prior disclosure
NJ REV RFDG SERB 5.45% 12/1/12
Income during
reponing period
Gross value at end of
reporting period Transactio
D.
ns during reporting period
(I) (2) (I) (2) (I) Ifnot exempt from disclosure
Amount
Code I
(A-H)
Type (e.g. div., rent,
or inL)
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g. buy, sell,
merger,
redemption)
(2)
Date
Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
OUT
35. VENTNOR CITY NJ RFDG SER C A Interest TRANSFER 715 K
5.0% 1011116 OUT
36.CASH BUY 6/28 J
JTRANSFER 715
OUT
38.BROKERAGE ACCOUNT#5
39.CASH A Interest JJ T TRANSFER IN 715
TRANSFER
OUT
7129 J
TRANSFER
OUT
8/31 J
42. JTRANSFER 9130
OUT
JTRANSFER 11/30
OUT
44.
45.EDISON TWP NJ UT5% 111106 DTD
12/1/93
46.LOWER TWP NJ FIRE DIST NO 3
BK QLIFD UT 6.85% 2/1/08 REG
47.MIDDLETOWN TWP NJ 5%10 GO
UTX DUE 8/1/10
None J T
TRANSFER
OUT
TRANSFER IN
12/30
715
A Interest K T TRANSFER IN 715
A Interest K T TRANSFER IN 715
J
J
K
K
48. MONMOUTH CNTY NJ 5% 09 IMPT A Interest K T TRANSFER IN K AUTH DUE 8/1/10
49.MONTVILLE TWP NJ FIRE DIST A Interest TRANSFER IN 715 J 5.65% 5/1/08
50. SELL 1 I/2I J
I. Income Ga in Codes: A=SJ ,000 or less B =$1,001 -$2,500 C =$2,501-$5,000 0=$5,001-$15,000 E=$15,00! -$50,000
(See Columns BJ and 04) F=$50,001-SIOO,OOO G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than SS,000,000
2. Value Codes J =$15,000or less K=$15,001 -$50,000 L=$50,001 -$!00,000 M=$!00,001 -$250,000
(See Columns CJ and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000.001 -$25,000.000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C 2) Q=Appraisal V=Other S=Assessment
U=Book Value W=Estimated
(I)
ALUI
VALUI
(2)
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of16 05/15/2006Martini, William J
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent children. see PP. 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A .
Descri ption of Assets
(including trus t assets)
Place "(X)" after each.asset
exem pt from p rior disclosure
B.
Inco me du ring
reporting period
(I) A mount
Code l
(A-H)
(2) Type(e.g.
div., rent ,
or int.)
c.
G ross value at end of
reporting period
(I) Value
Code2 (J-P)
D .
T ransactions du ring reporting period
Type(e.g. buy, sel l ,
merger,
redem ption)
Ifnot exempt from disclosure
(2) (3) (4) (5) Da te Value Gain Identity of
Month- Code2 Code I buyer/seller
Day (J-P) (A-H} (if p rivate
transaction)
Value
Method
Code3
(Q-W)
51. MOUNT ARLINGTON NJ 5.2% B Interest TRANSFER IN 115 K
52. SELL 10/24 K
53. NEW JERSEY ECONOMIC 5% DUE None K T BUY 11/07 K 02101/15
54. NEW JERSEY ST CTFS 5% 6/15111 A Interest K T TRANSFER IN 115 K
55. NEW JERSEY ST HWY AUTH None K T TRANSFER IN 115 K GARDEN ST PKWY 6.2%
56. NEW JERSEY ST TPK AUTH TPK None J T TRANSFER IN 115 J SER G 5.75% 111109
57. NORTH ARLINGTON NJ SCH DIST A Interest K T TRANSFER IN 115 K 5.375% 8/1113
58. OCEAN CITY NJ BRO 5% DUE None K T BUY 10/27 K 04101111
59. OCEAN CNTY J UTILS AUTH 5% None K T TRANSFER IN 115 K 01/01109
60. RUTGERS ST UNIV NJ RFDG 5% A Interest K T · TRANSFER IN 115 K 511114
61. STONY BROK REGL 5.45% 12/1112 A Interest TRANSFER IN 115 K
62. SELL 11/02 K
63. VENTNOR CITY NJ 5% 10/1/16 A Interest K T TRANSFER IN 715 K
64. BROKERAGE ACCOUNT#6
65. !SHARES TR RUSSELL 2000 A Dividend M T TRANSFER IN 12128 L GROWTH -
66. !SHARES TR RUSSELL 2000 V
-A Dividend L T TRANSFER IN 12128 M
67. !SHARES TR RUSSELL 1000 B Dividend M T TRANSFER IN 12/28 M
1. Income Gain Codes: A =$J ,000 or less B =$1,001-$2,500 c =$2,501 -$5,000 0=$5,001 -$15,000 E=$15,00I -$50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,00J -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CJ and D3) N =$250,00 I -$500,000 0=$500,00J -$1,000,000 Pl =$ J ,000,00 I -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes PJ =$25,000,001 -$50,000,000 R =Cost (Real Es1ate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W=Estimated
TERM
A.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of16 05/15/2006Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets}
P lace "(X)" after each asse t
exempt from prior disclosu re
B. c. D.
Income during Gross value at end of Transactions during reporting period r eporting period report ing period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount Type (e.g. Value Value Type( e.g. (2) (3) (4) (S) Code I div., rent, Code2 Method buy, sell, Date Value Gain Identity of (A-H) or int) (J-P) Code3 merger, Month- Code2 Code 1 buyer/seller
(Q-W) redemption) Day (J-P} (A-H) (if private
transaction)
68. !SHARES TR RUSSELL I 000
GROWTH A Dividend M T TRANSFER IN 12/28 M
69. ISHARES TR MSC! EAFE FD c Dividend M T TRANSFER IN 12/28 M
70. CASH A Interest K T TRl).NSFER I N 12/28 J
71. IRA#2
72. PERSHING GOVf ACCOUNT A Interest J T
73. BANK AMER CORP NT A Interest J T
74. CITIGROUP INC GLOBAL NT 5.5%
8/9/06 A Interest SELL 7/26 J
75. DAIMLER CHRYSLER NORTH
AMER HLDG CORP 6.4% 5115106 A Interest SELL 8/12 J
76. FORD MTR CR CO BLOBAL
LANDMARK SECS GLOBAL 6.875%
211106
A Interest J T
77. GENERAL DYNMAICS CORP DEB
3%5/15/08 A Interest J T
78. GENERAL MTRS ACCEP CORP NT
ALL CALLS 6.75% 1115106 A Interest J T
79. BUY 117 J
80. PARTIAL
SELL
1017 J
81. HEWLETT PACKARD CO GLOBAL
NT 3.625% 3/15/03
A Interest J T
82. HOUSEHOLD FIN CORP GEN
NTS N/C 6.4% 6/17/08
A Interest J T
83. JP MORGAN CHASE & CO NT
5.35% 3/1107 A Interest J T
84. NATIONAL RURAL UTILS COOP None SELL 2/8 J A
I. Income Gain Codes: A =$I ,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D=S5,00J -$15,000 E =$15,001 -$50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =SI00,001 -Sl,000,000 HJ =Sl,000,001 -$5,000,000 H2 =More than SS,000,000
2. Value Codes J :::$15,000 or less K=$15,00J -$50,000 L =$50,001 -S 100,000 M =$100,001 - $250,000
(See Columns Cl and 03) N =$250,00I - $500,000 0 =$500,001 -$1,000,000 Pl =$I ,000,00 I -$5,000,000 P2 =$5,000,00 I - $25,000,000
3. Value Method Codes PJ =$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q=Appraisal v =Other S =Assessment
U =Book Value W =Estimated
"'
5.75o/c
COR1
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 9of16 0511512006Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount
Code I
(A-H)
Type(e.g.
div., rent,
or int)
Value
Code2
(J-P)
Value
Method
Code3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2) Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyet/seller
(if private
transaction)
FIN CORP COLL TR BD 6% 5115106
85. PITNEY BOWES CR CORP NT 8/15/08
A Interest J T
86. UNITED ST A TES TREAS NOTES 4.875% 2115112
B Interest K T
87. UNITED STATES TREAS NOTES 3% 11/15/07
A Interest J T PARTIAL SELL
6/27 K
88. FEDERAL NATL MTG ASSN MEDIUM TERM NTS 4.375% 9/15/2012
A Interest J T
89. GOLDMAN SACHS 4.125% 2008/1/15
A Interest J T
90. BEAR STERNS CO INC 5.7% 2007/1/15
A Interest J T
91. GENERAL MOTORS ACCEPT CORP 4.5% 2006n!l5
None SELL 117 J
92. US TREASURY NOTES 3.5% 2009/12/15
A Interest J T
93. CIT GROUP INC 5.5% 2007/11/30 A Interest J T BUY 2/8 J
94. INTERNATIONAL LEASE FIN NT 5% 4/15/10
A Interest J T BUY 8112 J
95. US TREASURY 4.25% 2014/08/15 A Interest K T BUY 6/27 K
96. BUY 1017 J
97. SBC COMMUNICATIONS 4.125% 2009/09/15
A Interest J T BUY 7126 J
98. VALLEY NATIONAL BANK A Interest J T
99. VARIABLE LIFE #I None M T
100. EQUJT ABLE - SEP None K T
I. Jncome Gain Codes: A =$1,000 or Jess ' B =Sl,001 - $2,500 c=$2,501 -$5,000 0=$5,001 -$15,000 E =S 15,001 -$50,000
(See Columns Bl and 04) F=$50,001 -$100,000 G =$100,001 • $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =S 15,000 or less K=Sl5,00l -S50,000 L=$50,001 -$100,000 M =SJ 00,001 -$250,000
(Sec Columns Cl and 03) N =$250,001 -$500,000 0=$500,001-$1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,00I - $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R=Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C 2) Q =Appraisal Y=Other S =Assessment U =Book Value W=Estimated
(I)
GLOBAI
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 10of16 05/15/2006 Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or 1ransactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset Type (e.g. exempt from prior disclosure buy, sell,
merger,
redemption)
B. c.
Income during Gross value at end of reporting period reporting period
(I) (2) (I) (2) Amount Type (e.g. Value Value
Code I div., rent, Code 2 Method
(A-H) or int.) (J-P) Code3
(Q-W)
D.
Transactions during reporting period
(2) Date
Month-Day
1fnot exempt from disclosure
(3) (4) (5) Value Gain Identity of
Code 2 Code I buyer/seller
(J-P) (A-H) (if private transaction)
IOI. Present 401(K) A Interest J T BUY Ill J
102. Prior 40 I (K) B Interest N T
103. IRA#I
104. PERSHING GOVT ACCOUNT A Interest TRANSFER 7/12 K
OUT
I 05. FNMA GTD MfG PASS CTFS A Interest TRANSFER 7/12 J POOL#254048 6.5%11/01/16 OUT
I 06. BANK AMER CORP NT 5.25% B Interest TRANFER 7/12 L 2/1/07 OUT
107. CIT! GROUP INC GLOBAL NT B Interest TRANSFER 7/12 K 5.5% 8/9/06 OUT
108. DAIMLER CHRYSLER NORTH B Interest TRANSFER 7/12 K AMER HLDG CORP 6.4% 5115106 OUT
109. FORD MfR CR CO GLOBAL B Interest TRANSFER 7/12 K LANDMARK SECS GLOBAL 6.875% OUT 2/1/06
110. GENERAL DYNAMICS CORP DEB A Interest TRANS ER 7/12 K 3. 0% 5/15/08 OUT
111. GENERAL ELEC CAP CORP MTN None SELL 2/8 L TRANCHE#TR00483 5.35% 3/30/06
112. GENERAL MTRS ACCEP CORP NT B Interest ALL CALLS 6.75% 1115106
I 13. BUY 117 J
114. TRANSFER 7/12 K
OUT
115. GENERAL MTRS ACCEP CORP None SELL 117 J A NOTES 4.5% 7115106
116. HEWLETT PACKARD CO A Interest TRANSFER 7/12 K NT 3 .625% 3/15/2008 OUT
117. HOUSEHOLD FIN CORP GEN B Interest TRANSFER 7/12 L
1. Income Gain Codes: A =$ 1,000 or less B =$1,00! -$2,500 c =$2,501 -$5,000 0 =$5,001 -$15,000 E=$15,00I -$50,000
(See Columns Bl and 04) F-$50,001 -SJ00,000 G=SI00,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,00! -$50,000 L=S50,00I -$100,000 M =SI00,001 -$250,000
(Sec Columns Cl and 03) N =$250,00 I -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(Sec Column C2) Q=Appraisal V :::Other S=Assessment
U=Book Value W=Estimated
4/4
Date of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 11of16 05/15/2006Martini, William J
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP. 34-57 of filing instructionsJ
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(1) (2) (I) (2) (I) Ifnot exempt from disclosure
Amount
Code I
(A-H)
Type(e.g.
div.,ren
or int.)
Value
Code 2
(J-P)
Value
Method
Code3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2) Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
TERM NTS N/C 6.4% 6/17/08 OUT
118. JP MORGAN CHASE & CO NT B Interest TRANSFER 7/12 K 5.35% 3/1/07 OUT
119. NATIONAL RURAL UTILS COOP B Interest SELL 4/4 K FIN CORP COLL TR BD 6% 5115106
120. PITNEY BOWES CR CORP NT B Interest TRANSFER 7/12 K 5.75% 8/15/08 OUT
121. UNITED STATES TREAS NOTES c Interest TRANSFER 7/12 M
4.875% 2/15/12 OUT
122. UNITED STATES TREAS NOTES B Interest PARTIAL 1/10 L 3.0% 11/15/07 SELL
123. TRANSFER 7/12 K
OUT
124. FEDERAL NATL MTG ASSN B Interest MEDIUM TERM NTS 4.375% 9/15/2012
125. BUY 3/30 K
126. TRANSFER 7/12 L
OUT
127. GOLDMAN SACHS 4.125% B Interest TRANSFER 7/12 L 2008/1115 OUT
128. BEAR STEARNS CO INC 5.7% B Interest TRANSFER 7/12 L
2007/01/15 OUT
129. US TREASURY NOTES 3.5% A Interest BUY 1110 L
2009/12/15
130. TRANSFER 7/12 L
OUT
131. CIT GROUP INC 5.5% 2007111/30 A Interest BUY 2/8 L
132. TRANFER 7/12 L
OUT
133. FEDERAL HOME LOAN BANK 4% BUY K 2008/03/10
I. Jncome Gain Codes: A =$1,000or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D=$5,001-$15,000 E=$15,00l -$50,000
(See Columns BI and D4) F =$50,001 - $100,000 G=SI00,001-$1,000,000 HI =$ 1,000,00I -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,001 -$100,000 M =$100,001-$250,000
(See Columns C l and D3) N =$250,001 -$500,000 0=$500,00 I -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C 2) Q =Appraisal V=Other S =Assessment U =Book Value W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 12of16 0511512006Martini, William J
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent children. see PP· J4-s1 of filing instructions)
. D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
P lace "(X)" after each asset exempt from prior disclosure
B.
Income during reporting period
c.
Gross value at end of reporting period
D.
Transactions during reporting period
(I) ' (2) (I) (2) (I) lfnot exempt from disclosure
Amount Code I
(A-H)
Type(e.g. div., rent,
or int)
Value Code 2
(J-P)
Value
Method Code 3
(Q-W)
Type(e.g. buy, sell, merger, redemption)
(2) Date Month -Day
(3) Value Code 2
(J-P)
(4) Gain Code I
(A-H)
(5) Identity of buyer/seller
(if private transaction)
134. TRANSFER 7/12 K OUT
135. US TREASURY NOTES 4.25% BUY 6127 K 2014/08/15
136. TRANSFER 7/12 K OUT
137. IRA#3
138. MONEY MARKET A Dividend J T TRANFERIN 7112 K
139. SELL 10/28 K
140. US TREASURY NOTE 3% I1115107 None TRANSFER IN 7112 K
141. SELL 7/26 K
142. SELL 8/23 K
143. US TREASURY NOTE 3.5% A Interest L T TRANSFER IN 7/12 L 12115109
144. US TREASURY NOTE '\.25% B Interest M T TRANSFER IN 7/12 K 8/15/14
145. BUY 10/13 K
146. BUY 10/31 K -
147. US TREASURY NOTE 4.875% c Interest M T TRANSFERIN 7/12 M 2115112
148. FED HOME LOAN BANK 4% A Interest K T TRANSER IN 7112 K 3/10/08
149. FEDERAL NATIONAL MT 4.375% B Interest L T TRANSFER IN 7/12 L
150. BANK OF AMERICA CP 5.25% B Interest L T TR NSFERIN 7/12 L
I. Income Gain Codes: A =Sl,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D=S5,00I -$15,000 E =$15,001 -$50,000
{See Columns Bl and 04) f =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0=$500,001-$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W=Esrimated
9115112
211107
A.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 13of16 Martini, William J 05/1512006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-57 offuing mstructionsJ
0 NONE (No reportable income, assets, or transactions.)
D.
Description of Assets Transactions during reporting period (including trust assets)
(I) Place "(X)" after each asset Type(e.g.
exempt from prior disclosure buy, sell,
merger,
redemption)
B. c.
Income during Gross value at end of
reporting period reporting period
(I) (2) (I) (2) Amount Type(e.g. Value Value
Code I div., rent, Code 2 Method
(A-H) or int) (J-P) Code 3
(Q-W)
If not exempt from disclosure
(2) (3) (4) (5) Date Value Gain Identity of
Month- Code 2 Code I buyer/seller
Day (J-P) (A-H) (ifprivate
transaction)
151. BEAR STEARNS CO 5.7% 1115107 B Interest L T TRANSFER IN 7/12 L
152. CIT GROUP HLDGS 5.5% 11/30/07 B Interest L T TRANSFER IN 7/12 L
153. DAIMLER-CHRYSLER 6.4% None TRANSFER IN 7/12 K 5115106
154. SELL 8/12 K
155. FORD MOTOR CR CO 6.875% B Interest K T TRANSFER IN 7/12 K 211106
156. GENERAL DYNAMICS CO 3% A Interest K T TRANSFER IN 7/12 K 5/15/08
157. GENERAL MTRS ACCEPT 6.75% B Interest TRANSFER IN 7/12 K 1115106
158. SELL 10/7 K
159. GOLDMAN SACHS 4.125% 1115/08 B Interest L T TRANSFER IN 7112 L
160. HEWLETT PACKARD 3.625% B Interest K T TRANSFER IN 7/12 K 3/15/08
161. HOUSEHOLD FIN CP 6.4% 6/17/08 B Interest L T TRANSFER IN 7/12 L
162. INTL LEASE FINANCE 5% 4115110 B Interest K T BUY 8/12 K
163. JP MORGAN CHASE 5.35% 3/1/07 B Interest K T TRANSFER IN 7112 K
164. KRAFT FOODS INC 5.25% 611107 A Interest K T BUY 8/23 K
165. PITNEY BOWES CR 5.75% 8115/08 B Interest K T TRANSFER IN 7/12 K
166. SBC COMMUNICATIONS 4.125% B Interest L T BUY 7/26 L 9115109
167. FNMA PL#254048 6.5% I l/01/16 A Interest J T TRANSFER IN 7/12 J
I. Income Gain Codes: A -S 1.000 or less B =$1,001 -$2,500 c -$2,501 - $5,000 0=$5,001-$15,000 E=$15,001-$50,000
(See Columos Bl and 04) F=$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5.000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L-$50,001 -$100,000 M =$I 00,00 I -$250,000
(See Columos Cl and 03) N =$250,001 -$500,000 0=$500,001-$1,000,000 PI =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3=$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W=Estimated
-
FINANCIAL DISCLOSURE REPORT
Page 14of16
Name of Person Reporting
Martini, William J
Date of Report
0511512006
Vll. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-s7 of filing instructions;
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
C.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount
Code I
(A-H)
Type (e.g. div., rent,
or int.)
Value
Code 2
(J-P)
Value '
Method
Code3
(Q-W)
Type (e.g. buy, sell,
merger,
redemption)
(2) Date Month-
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
168. CIT! GROUP INC 5.5% 8/9/06 None TRANSFER IN 7/12 K
169. SELL 7/26 K
1. Income Gain Codes: A =SI ,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,00 I - $I 5,000 E =$15,001 -$50,000
(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 • $1,000,000 HJ =SJ,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000
(See Columns CJ and 03) N =$250,001 -$500,000 0=$500,001-$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes PJ =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T ::Cash Market
(See Column C2) Q=Appraisal V==Other S =Assessment
U =Book Value W=Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 15of16 0511512006Martini, William J
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofReporL)
Signature _____________________________ Date ___________ _
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 16of16 05/15/2006Martini, William J
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544