inancial disclosure report in govenment act of 1978 for ... · 1. 3. 3. inancial disclosure report...
TRANSCRIPT
POSITION NAMEOFORGANJZATIONffiNTITY
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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT A010 in Government Act of 1978 Rev.112007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first, middle lnitial)
TITUS, ROOER W
2. Court or Organization
U.S. DISTRICT COURT, MARYLAND
3. Date of Report
05/01/2007
4. Title (Article m judges indiate active or senior mtus; magistrate jndges indicate full- or part-time)
U.S. DISTRICT JUOOE-ACTIVE
5a. Report Type (check appropriate type)
0 Nomination, Date
D initial Annual D Final
6. Reporting Period
01/01/2006 to
12/31/2006
Sb. 0 Amended Report
7. Ciulmben or OflkeAddress
UNITED STATES COURTHOUSE 6500 CHERRYWOOD LANE GREENBELT, MD 20770
8. On the lwis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this j(Jrm m11St be foll"wed. C"mplete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting lndivldllill only; Sllpp. 9-13 oflnstr11dlom.)
D NONE (No reportable positions.)
VICE PRESIDENT PROPERTY OWNERS' ASSOCIATION OF DEEP CREEK LAKE, INC.
2.
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4. 1-r1 o:::;;
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5.
II. AGREEMENTS. (Reporllng Individual only; see pp. U-16 oflnstr11ct1011.'<.)
[K] NONE (No reportable agreements.)
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PARTIES AND TERMS
1.
2.
SOURCE DESCRIPTION
FINANCIAL DISCLOSURE REPORT
Page 2of10
Name of Person Reporting
TITUS, ROGER W
Date of Report
05/01/2007
ID. NON-INVESTl\1ENT INCOME. (Repor1ingindwid1Hllandspo1m:seqp.11-z4ofins1rucfion...J
A. Filer's Non-Investment Income
[Kl NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yoW>, not spouse's)
L
2.
3.
4.
5.
B. Spouse's Non-Investment Income - IfyoM were married during any portion oflhe reporting year, complete thl• sectlbn.
(Dollar amount not required except for honor aria.)
0 NONE (No reportable non-investment income.)
SOURCE AND TYPE
1. 2006 MONTGOMERY COUNTY HERITAGE TOURISM ALLIANCE
2.2006 MONTGOMERY COUNTY BOARD OF APPEALS
3.
4.
5.
JV. REIMBURSEMENTS -tran•portation, lodging, food, entertalnmenL
{Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
0 NONE (No reportable reimbursements.)
.
1. BUENOS AIRES, ARGENTINA, NOVEMBER 10..20, SPEAKER AT EDUCATIONAL SEMINAR (MEALS, HOTEL AND TRANSPORTATION)
INTERNATIONAL JUDICIAL ACADEMY
2.
3.
4.
5.
CREDITOR DESCRIPTIQN
VALUE
3.
Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 3of10 TITUS, ROGER W 05/01/2007
V. GIFTS. (lndu tlw.•t to .•pou lllld depmdtnl chfldrm. Stt pp. 28-31 of instruction. .. )
(EJ NONE (No reportable gifts.)
SOURCE DESCRIPTION
1.
2.
3.
4.
5.
VJ. LIABILITIES. (lncludts tho>t of$JJ0119t and deptndtnl childrtn. Seepp. 32-33 ofhmr11clions.)
IE] NONE (No reportable liabilities.)
VALUE CODE
1.
2.
4.
5.
A.
.,•
Q-Apprai.•al
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page4of10 05/01/2007TITUS, ROGER W
VII. INVESTMENTS and TRUSTS incoau., pa/ INlt.'!adiolf.'I (lnduik.t t/w:le of the spouse and dependent children. Su pp. 34-60 ofrwng instrucfibns.) -
D NONE (No reportable income, asset , or transactions.)
Description of Assets (including trust assets)
Place •oq• afk.r each asset
exempt fromprior disclosure
B. c. D. Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value Value Type(e.g. Dale Value Gain Identity of Code 1 div., rent, Code2 MeCbod buy, sell, Month- Code2 Code l buyer/seller (A-H) orinl) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
1. BANK OF AMERICA ACCOUNTS
2. CITIBANK ACCOUNTS
3. MERRILL LYNCH BANK USA ACCOUNT
4. TRUST#l-SOLE ASSET IS HIFS COMMON STOCK
5. WB [FORMERLY GDW] COMMON STOCK
6. HIFS COMMON STOCK
7. AT&T COMMON STOCK [FORMERLY SBC]
8. CMA TAX EXEMPT MUTUAL FUND
9. PRWCXMUTUAL FUND
10. PRSGX MUTUAL FUND,
IL TRVLX MUTUAL FUND
I2. DWS [FORMERLY SCUDDER]TECHNOLOGY FUND A MUTUAL FUND
13. HlFS COMMON STOCK IN IRA ACCOUNT
14. MANU COMMON STOCK IN IRA
15. BPUR COMMON STOCK IN IRA
16. CGEN COMMON STOCK IN IRA
c Interest M
A Interest K
A Interest K
E Dividend 0
A Dividend L
B Dividend M
B Dividend K
A Dividend K
B Dividend L
B Dividend L
B Dividend L
A Distnbution J
B Dividend L
A Dividend J
A Dividend J
A Dividend J
T
T
T
T
T
T
T
T
T
T
T
T GlFT
T
T CASH MERGER
T
T
12/14 J
7/7 J
CATHOLIC CHURCH
J. Income Gain Codes: A-$1,000odcM B -$1,CXH -$2,500 c-s2,so1-s5,ooo D-$5,001 -$15,000 E -S 15,00 I - $50,000
(Sec Column. Bl and D4) F-$50,001 -$100,000 G-$100,001-$1,000,000 HI -$1,000,001 -$5,000,000 H2 -Mon:: Ihm $5,000,000
2. Value Cod"" J-$15,000 or less K-$15,001-$50,000 L-$50,00 I - $100,000 M-$100,001 -$250,000
(Sec Column. CI and DJ) N-$250,001 -$500,000 O-S500,00I - $1,000,000 Pl -$1,000,001 -$5,oOO,OOO P2 -$5,000,001 -$25,000,000
PJ -$25,000,001 -$50,000,000 P4-Mon:: !han $50,000,000 3. ValueMethod Codes R -Coot (Real Estau: Only) T-Ca•hMari::ct
(Sec Column C2) V-othcr S-A.,scs.micnt
U-Boolc Value W-Estimatcd
A.
Codel
reporting period
(4)
(A-H) (A-H)
27.
Date of Report Name of Penon Reportbtg FINANCIAL DISCLOSURE REPORT
Page 5of10 05/0112007TITUS, ROGER W
Vll. INVESTl\fENTS and TRUSTS -inco,,.e. vaJu. tran.""'1Wns (lnd1uus tho• oftk spouu and de,,endm1 children. &qp. 34-60 o/r&c in.•trucllon ... >
0 NONE (No reportable income, assets, or transactions.)
B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period
(1) (3)(2) (1) (2) (2)(1) (5) GainType(e.g. Value Value Value Identity of Place "(X)" aikc each asset Amount DaleType(e.g.
div., rent, Code2 Method Code2 Codelexempt from prior disclosure buy, sell, Month- buyer/seller ocinl) (J-P) Code3 Dayredemption) (J-P) (if private
17. WSHBX MUTUAL FUND 1N IRA
18. PRRXX MUTUAL FUND 1N IRA
19. PRT.XX MUTUAL FUND 1N lRA
20. PRWCXMUTUAL FUND 1N lRA
21. TWCGX MUTUAL FUND 1N lRA
22. TWClX MUTUAL FUND 1N lRA
23. TWCUX MUTUAL FUND IN lRA
24. LMVTX MUTUAL FUND 1N lRA
25. VFINXMUTUAL FUND 1N lRA
26. VANTAGEPO!NT ASSET.ALLOCATION MUTUAL FUND 1N DEFERRED COMP
A Dividend
B Dividend
B Dividend
D Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
B Dividend
K
M
M
N
J
K
K
L
L
M
transaction)(Q-W)
T
T
T
T
T
T
T
T
T
T
V ANTAGEPOINT GROWTH MUTUAL D Dividend M T FUND lN DEFERRED COMP PLAN
28. V ANTAGEP01NT GROWTH & INCOME c Dividend L T MUTUAL FUND IN DEFERRED COMP PL
29. VT FIDELITY CONTRAFUND MUTUAL D Dividend L T FUND lN DEFERRED COMP PLAN
30. T. ROWE PRICE LIMlTED TERM BOND A Dividend K T FUND lN LIFE INS. POLICY
31. P UT.NAM INCOME FUND IN LIFE INS. POLICY
B Dividend K T
32. T. ROWE PRIC E PERSONAL ST.RAT. BAL. FUND IN LIFE INS. POLICY
c Dividend K T
1. Income Gai¥ Code>: A-$1,000od= B-$1,001-$2,500 C-$2,501 - $5,000 D-$5,001 - $15,000 E-$15,001 - $50,000
(Sec Columru! Bl and D4) F-$50,001 - S 100,000 G-$100,001-$1,000,000 HI -s1,ooo,001 - S5,ooo,ooo H2 -More than $5,000,000
2. Value Code> J-$15,000 odc.'IS K-$15,001-$50,000 L-$50,001 • $100,000 M-$100,001 - $250,000 (Sec Columru! Cl and DJ) N-$250,001 - $500,000 0-$500,001-$1,000,000 Pl -$1,000,001 • $5,oo0,000 P2-$5,000,001 . $25,000,000
J. Value Method Code> PJ -$25,000,001 • $50,000,000 R -Coot (Real Estate Only) P4 -Mon: than $50,000,000 T-Ca.<hMarlcct
(Sec Column C2) Q-AppraU.al V-othcr s-Asr.cssmcnt U-BookValuc W-Estimatcd
A
MARYLANI:
reporting p<riod
33.
38.
39.
43.
45.
47.
48.
(1) (2) (3)
Date of Report Nome of Penon Rqiorting FINANCIAL DISCLOSURE REPORT
Page 6of10 05/01/2007TITUS, ROGER W
VII. INVESTMENTS and TRUSTS income, wil fl'a1L•actiom (lndudes thtm: o/IM spoll!ie ond dtpendenl childrelt. Seqp. 34-60 offiJUtg /nstrMCM11.'I.) -
D NONE (No reportable income, assets, or transactions.)
B. c. D. Description of Asscls Income during Gross value at end of Transactions during reporting p<riod (including trust assets) reporting p<riod
(2) (1) (4) (5)(2)(1) AmountPlace "QC)" aft<r each asset Codelexempt from prior disclosure (A-H)
TRVLXMUTUAL FUND 1N lRA B
Type(e.g. Value div., rent, Code2
or int.) (J-P)
Dividend L
Value Type(e.g. Method buy, sell, Code3 redemption) (Q-W)
T
Dale Month-Day
GainValue Code2 Codel
(A-H)(J-P)
Identity of buyer/seller (ifprivate transaction)
34. PUTNAM NEW VALUE MUTUAL FUND lN LlFE INSURANCE POLICY
35. SERIES I UNITED STATES SAVINGS BONDS
36. MONTGOMERY COUNTY, DEFERRED COMPENSATION ACCOUNT
37. -BGI LIFEPATH 2020 FUND
c Dividend K
A lnterest M
A Dividend J
T
T
T
-SSGA S&P 500 INDEX FUND A Dividend J T
-SEI STABLE ASSET FUND TA Dividend J
40. -GOLDMAN SACHS SHORT GOVERNMENT BOND FUND
41. -HARTFORD BOND FUND
42. -LEGG MASON [FORMERLY SMlTH BARNEY] APPRECIATION FUND
A Dividend J
A Dividend J
A Dividend J
T
T
T
-HARTFORD CAPITAL APPRECIATION A Dividend J T FUND
44. MONTGOMERY MONEY MAKERS B Dividend K T INVESTMENT CLUB
-AFL
46. -BBBY
-GE
-HD
I. Income Gain Codes: (SccCohmmaBJ andD4)
2. ValueCodes (Sec ColumM CJ and DJ)
J. Value Method Codes <Sec i::o1umn C2)
A -$1,000 or lcol
F-$50,001 -$100,000
J-SIS,000 0<lcol
N-$250,001 -$500,000
PJ -$25,000,001 -$50,000,000
Q-Appra><al U -Book Value
B-$1,001 -$2,500
G-$100,001-$1,000,000
K-SIS,001-$50,000
0 -$500,00 I - $1,000,000
R-Cost (Real Estate Only) V-othcr
C-$2,501 • $5,000
HI -$1,000,001 -$5,000,000
L-$50,001 - $100,000
PI -Sl,000,001 -$5,000,000
P4 -More than $50,000,000
S-Niscssmrnt
w -Es•imatcd
D-SS,001-$15,000 E-SIS,001 -$50,000
H2 -More than $5,000,000
M-$100,001 -$250,000
n -$5,000,001 -s2s,ooo,ooo
T-CashMarlcct
A.
..
(1) (1)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of10 05/01/2007TITUS, ROGER W
VII. INVESTMENTS and TRUSTS - inco111e. w1 """9actiom (l11du those oft11e spo""e a11i1 t1q.e11um chlldlltf. Su PP. JUI> of filing insulldW11. ..J
D NONE (No reportable income, assets, or transactions.)
B. c. D. Description of Assets Income during Gross value at end of Transactions during .reporting period (including trust assets) reporting period reporting period
(2)(1) (2) (2) (3) (4) Value Gain Code2 Codel (J-P) (A-H)
(5) AmountPlace "(X)" afta- each asset Code 1exempt from prior disclosure (A-H)
Type(e.g. Value div., rent, Code2
orinL) (J-P)
Value Type(e.g. Method buy, sell, Code3 .redemption) (Q-W)
Date Month-Day
Identity of buyro'seller (if private transaction)
49. -IMGC
50. -NANX
51. -ORCL
52. -ORCL
53. -TEVA
54. -TROW
55. -UPS
56. -WEBX
57. -HRS
58. -POG
59. -TlNY
60. -BCRX
61. -NBL
62. -CX
63. -CX
64. -CX
65. -CX
SELL
SELL
SELL
SELL
SELL
BUY
SELL
SELL
BUY
BUY
BUY
BUY
BUY
SELL
11/10 J
1/23 J A
6126 J A
11/26 J A
1/31 J B
4/25 J
5/18 J A
10/20 J A
12129 J
5/20 J
1/24 J
5/24 J
6/26 J
7/3 J A
1. lncomc Gain Coda: (Sec Columns B 1 and D4)
2. Value Codes (Sec Columru< Cl and DJ)
3. Value Method Codcs (Sec Column C2)
A-$1,000 or Jc..
F-$50,001 -SI00,000 l-$15,000orlcs. N-$250,001 - $500,000 PJ -s25,ooo,001 - S50,ooo,ooo Q-Appraisal U-BookValuc
B-$1,001 -$2,500 G-$100,001-$1,000,000 K-$15,001-$50,000 0-$500,001-$1,000,000
R -Cost (Real Estate Only) V-othcr
c-s2,501 - ss,ooo Hl -$1,000,001 - $5,000,000 L-$50,001 -$100,000 Pl -$1,000,001 - $5,000,000 1'4-Moro than $50,000,000 S-AsI1CSsmcnt
W -Estimated
D-$5,001 -$15,000 E-$15,001 -$50,000 H2 -More 1han $5,000,000 M-$100,001-$250,000 n -ss,000.001 - S25,ooo,ooo
T -Ca.•h Manet
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of10 05/01/2007TITUS, ROGER W
VII. INVESTMENTS and TRUSTS - inc01n-, vaJw.. 1ra1r.•actiom (lndudes thos• ofw •pou.•• """ tkpenlk111 childun. s.. pp. 3uo offlllnc 1n.wructJo11. ..>
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
B. Income during
reporting period
c. G= value at end of
reporting period
D. Transactions during reporting period
Place "QC)" afur each asset
exempt from prior disclosure
(1) AmOUill Code 1 (A-H)
(2) Type(e.g. div., rent,
orinl)
(1) Value Code2 (J-P)
(2) Value
Method Code3
(Q-W)
(1) Type(e.g. buy,seU, redemption)
(2) Date Month-Day
(3) Value Code 2 (J-P)
(4) Gain Code l (A-H)
(5) Identity of buyer/seller (if private transaction)
66. -POZN BUY 10/20 1
67. UNITED STATES TREASURY BILLS D Interest M T
68. - REDEMPTION 3123 M c
69. - BUY 3/23 M
70. - BUY 3/30 L
71. - REDEMPTION 6122 M c
72. - BUY 6122 M
73. - REDEMPTION 9/28 L c
74. - BUY 9/29 L
75. - .. REDEMPTION 12121 M c
76. - BUY 12/41 L
77. SWVXX IN ROLLOVER IRA B Dividend 0 T
I. Income Gain Coda: A-$1,000 or less B-$1,001-$2,500 C-$2,501 - $5,000 D-$5,001 - $15,000 E-$15,00I-$50,000
(Sec Columns Bl and D4) F-$50,001 -$100,000 G-$100,001 -$1,000,000 HI -$1,000,001 - $5,000,000 H2 -More lhan $5,000,000
2. Value Codes J-$15,000 or less K-$15,001-$50,000 L-$50,001-$100,000 M-$100,001-$250,000
(Sec Columns Cl and DJ) N-$250,001 - $500,000 o-ssoo,001. s1,ooo,ooo 1'1 -$1,000,001 -$5,000,000 1'2 -$5,000,001 -$25,000,000
3. Value Method Codes 1'3 -$25,000,001 • $50,000,000 R-Cost (Real E>lak: Only) 1'4 -MOn: dum $50,000,000 T -Cash Marlcct
(Scc Column C2) Q-Appraisal V-othcr s -As8C8Smatt
U-BookValuc W-E>timatcd
.N. .......
Date of Report NlllDe of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 9of10 05/01/2007TITUS, ROGER W
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (I11dklUepar10/ReporLJ
1. I AM NOT A TRUSTEE OF TRUST #1 SHOWN ON LINE 4 OF SCHEDULE VII, AND S TilE ONLY PERSON WITH A BENEFICIAL INTEREST.
/1 /\1/ I /. Q{7<)"7 l
:AILS
Date of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 10of10 TITUS, ROGER W 05/01/2007
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and th2t any information not reported was withheld because it met applicable statutory provisions per;mltting non-disclosure.
I further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported ate in compliance with the provisions of 5 U.S.C. •pp.§ 501 eL seq., 5 U.S.C. § 7353, and Jndicl:il Conference regulations.
NOTE: ANDC
Date
TO FILE THlS REPGRT MAY BE SUBJECT TO CIVIL
FILJNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544