___________ _

fQSlTION NAMEOFORGANIZATIONffiNTIIY

PARTIES AND TERMS

·-

Reviewing Officer

Report Require:d by the EthicsFINANCIAL DISCLOSURE REPORT

in Government Act of 1978

Calendar Year 2003 (5 u.s c. app. §§ 101-111)

l. Person IR.eporting (Last name, First name, Middle initial)

GRAHAM, DONA1D L

4. Title (Artic:le 1II Judges indicate ac:tive or senior status; magistrate: judges indicate full- or pa1t-time)

U.S. District Judge - Active

7. Chambc:rs or Office Address

99 N.E. 4 :Street

Suite 1155

2. Court or Organization 3. Date of Report

Southern District of Florida 5/1112004

6. Reporting Period

0 Nomination, Date

5. ReportType (check appropriate type)

1/112003

toQ Initial @Annual Q Final

112731/2003

8: On the basis ofthe information CQntained in this Rep_ort and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Miami, FL 33132 Date

llvfPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONEbox for each part where you ha e no ortable information. Sign on last page.

· •.

l.

2.

Il. AGREEMENTS. 1(R1:porting individual only; see pp. t 4-t 6 or filing instructions)

NONE • (No reportable agreements.)

1.

. -.. -;» l ':: ... :',

·--------------· ------------__..__ ____________________________________________ ...__ ___________

SOURCE GROSS INCOMI

SOURCE

SQURCE DESCRIPTION

Date 11>f RepontFINANCIAL DISCLOSURE REPORT Name of Person Reporting

GRAHAM, DONALD L 5111/20(}4

ill. NON··INVESTMENT INCOME. (Reporting individual and spouse; see pp. 11-24 of filing instructions)

A. Filer's Non-Investment hu:om

NOJ'.'iE - (No reportable non-invcstrOenl income.)

DATE· AND TYPE (yours, not spouse's)

I.

B. Spolllse's Non-Investment lncome(Ifyou were married during any portion of the reporting year, please complete this section. (dollar amounit not required except for honoraria)

D NONE - (No reportable non-investment income.)

AND TYPE

1.

IV. REJMBURSEMENfS - transportation, lodging, food, entertainment.

(lndudcs those to spouse and dependent children. See pp. 25-27 of instructions.)

. NONE - (No such reportalbl1 reimbursements.)

1.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

GRAHAM, DONALD L

Date of Report

5/11/2004

V. GIFTS..

N01'fE

{Includes those to spouse and dependent children. Sec pp. 28-31 of instructions.)

- (No such rcportablj: gifts.)

- 1.

DESCRIPTION

VI. LIABJLITIES. (Includes 1 1ose of spouse and dependent chi.ldren. See pp. 32-34 of instructions.)

!ill NONE - (No reportable 1 iabilities.) .

DESCRIPTION

l.

. ._

, ______ _

ofRcpo 5/11120

disclosure

-·

-

-ss,001-'Sts;o®

J

•{J$JOtil;.sSQ,OOO

'i . 1han: Ooo;ci(Jo

(4) (S)

--

-

-

W :·&Esfilnatm ·-����� · __..:..._;..__..:... ·������--'

(2) (2) (2)

(e.g.

(A-H)

13.

14.

Date:FfNANCIAL DISCLOSURE REPORT Name of Person Reporting Page 1of3 GRAHAM, DONALD L

- iuc<Jmc. value, transcations (includes those of the spouse and dependeut children. See pp. 3' -57 of filing i11str11clions.)Vll. INVESTMENTS and TRUSTS

o.c. Income during Gross value at end of Transactions during reporting p<:riod

Descriplfon of Assets reporting period reporting period (including trust assets)

B.A.

-

div. rent or

lf not exempt from (1)(l)- (I) -(3)

Place "(X)" after each asset c:xc:mplfrom prior disc\0$W'C

Value Value Type (e.g. Dale: Value Gain ldentily ofAmount Type buy, sell, Mouth- Code2 Code II Code2 MeUIOdCode 1 buyer/seller merger,inL) (J-P) Code3 Day {J-P) (A-H) (ifprh'llte

(Q-W) redemption) transa,ction)

DNONE (No reportable income, 11ssets, or transactions)

M:iami Federal Credit Union I.

2. Fidelity Over The Counter

3. Fidelity Aggressive Growth

4. USAA Florida Tax Exempt Money Market

-American Century 20th Century Ultras.

6. T. Rowe Price Int'! Stock Fund . ·--

7. USAA Aggressive Growth

8. Four Kings, Inc.

USAA S & P Index Fund 9.

10. Excelsior Value and Restructur:ing Fund

11. Liberty Growth Stock Fund - Z now known as

Cci•lumbia Growth Stock Fund ., Z -

12. Abbott Laboratories (Common)

-

A Interest

E Dividend

D Dividend

A D\vidend

E Dividend

D Dividend

c Dividend·

A None

E Dividend

E Dividend

c Dividend

A Dividend

T]

TL

TK

K T

M T

K T.

J T

TK

TM

TL

K -T

K T

Name 10/14 change

TArncriican Express (Comrm>n]I A DividCnd K

TCitigroup (Common) A Dividend K

--

Sold 10/28 J A15. Tr:1velers Property Casualty CL.A (Common) A Dividend

Sold 10128 ATr:llVclem Property Casualty C:L B (Common) A Dividend16.

-T17. Hc c:tt -Packard (HP) (Comm1:m) A Dividend 1

-T18. EM:c Corporation (Common]! A Dividend K

I. lnccime"'.iai1r� , A -s1,0<10or& B -s1;001.,$2;SOO' :!J :�.'2.$ot-ss,ooo D Cc Bl a!ld 04) F -S51l.<101-SI00,ooo G • $"i(i0.Q6i-:s1;000,ooo ii(..;.$i.ooo,001��.�.ooo H2 -More 11ian·f$;()00.®b

.. 2. Value CDCler.: 1 ·•SU,(IOO ottess K L .;.;js oo1-s1�;@ M .. $UJ0,00l�O;ooo.

(SoebitlumisCl andt>3) . N •.S2.'50;00G.$50(l;OOO 0 "" 001fi'$1Jl00,000 Pl '$t;-d®;oo1;;ss�@;ooo ·J17. .. ,Ss,OOQ,OOI;;$2S,OOO,()()O P,.'! -: S2$,(00,00I OOO.OOO P4

3. Valuel•fa=1hc>dCodcs Q •Appraisal R •Cost(RcialllslateODly) ':'.$ · 'T .. Cash/M'.a!kCt (SceCc1lmmC2) U -Bo :Valuc V •Other

..

-

-

- -

(1)

'

II :I (2) (3) (4) (5) i

..

J

I ! ,I

I

I

-

32.

FINANCLU. DISCLOSURE REPORT Date of Report Name of Person Reporting

, Page 2 of31 GRAHAM, DONALD L S/l l/2004

VIL INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A.

Description of Assets (me:luding trust assets)

·-

Piafro

ce "QC)" after each asset ex1=mpt mprior disclosure

19. Home D epot (Commqn)

20. Lucc:nt Technologies (Common)

21. Ageire S ystems CL A (Common1)

22. Ageire S ystems CL B (Common)

-23. Tex.lls Ins truments (Common)

-24. 3Com Co rp. (Common)

·25. AtHome Corp. (Comnion)

-26. lntemational Business Machine:s {Common)

MCliWorldCom {Common) 27.

28. Micirosoft Corporation {Common)

29. Phililip Monis {Common) now llmown as Altria Corp.

-30. Vitesse Semiconductor (Commoit)

-Wa11grecn31. Company (Common) A Dividend J T

-E-T1ade. (Kemper Institution T1ix Exempt Fla)

-33. AT&T Corp. (Common)

-34. Comcu:t

-35. Banlk:-ef America Corp. (Commo1 )

-36. Enmn ( Common)

1. Jncomcr/Gain Codes: (See ColuDllS Bl ll1ld 04)

2. Value Codes: (See Cohums Cl andD3)

3. Value Method Codes (See Colu1D1 C2)

A = Sl,000 or less F • $50,001-$100,000

J = $15,CIOI) orJess N = $250,()()()..$500,000

P3 = $2:5,CI00,001-SS0,000,000

Q =Appraillal u =Book Value

B. D. Income dwing Gross value at end of Transactions during reporting peiiiod c.reporting period reporting period I

<•> If not exempt fromdi losure - (2) (1) (2)

Amount Type {e.g. Valiie Value Type (e.g. Date: Value Code! div. renL or Code2 Method buy, sell, Month- Code2(A-H) int) (J-P) CodeJ merger, Day {J-P)re n)(Q-W)

A Dividend K T

A Dividend J T

A Dividend J T

A Dividend T

A Dividend K T

A Dividend J T

A Dividend ] T

A Dividend J T

A Dividend ,] T

A Dividend J T

B Dividend K T Name 01127 change

A Dividend J T

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

B "'$1,001- SOO G .. $100,001-$1,000,000

K =$15,001-SSO,OOO

0 •SS00,001-$1,000,000

R =Cost (Real Estate Only) v =

J T-

J.. T

] T

K T

J T

c -.$2,501"$5,000 Hl "'Sl,000,001-SS,OOO,OOO

L = SS0,001.$100,000

Pl = s1,00o,001.:SS,ooo,ooo

P4 -" SMore:than.SS0,000,000 .s =Assessment w =Estimated

Gain Identity of Code I buyer/seller(A-H) (ifprt\'llle

trallSllction)

-

=.SS,00.1•$15,H2 =Moretban SS,000,000

M =$100,001-$250,000

.P2 =SS:,000,001"525,000,000

D 000 E = $.LS,001-SSO,OOO

T Ca.<ili!Market =

·�������-

-

-

t

(2) (3) {4) (S)

-

FINANCIAL DISCLOSURE REPORT Date of Report Name ofPerson Reporting

, Page3 of3 GRAHAM, DONALD L :5/1112004

- income. value, transcations (includes those ofllte spouse and dependent children. See pp. 34-57 of filing instructions.) vn. INVESTMENTS and TRUSTS

8. c. D. Income during Gross \'lllue at end of Transactions during reporting period

A.

Description of Assets reporting period reporting period (including trust assets)

37.

-

Place "(X)" aIler each asset ex• ·ipt fromprior disclosW'C

Fannie Mae (Voting Common Sh• ares)

(l) -

Amount Codel (A·H)

B

(2}

Type (ediv rentor int)

Dividend

(I)

Value Code2 (J-P)

L

(2) (1)

Value Type (e.g. Method buy, sell, Code3 merger, (Q-W) Rdemption)

T

lfnot exempt fiom disclosure

Date: Value Month- Code2 Day (l·P)

Gain Identity of Code 1 buyer/seller (A-H} (if private

lion)

.g. . .

38. Gilktte (Common) A Dividend J T

39.

40.

Nokia (Common)

Pfizc:r (Common)

A

A

Dividend

Dividend

J

K

T

T

..

41. TJX,. Inc. (Common) A Dividend K T

42. Tyco Int'!, Ltd. (Common) A Dividend J T

43. . AVAYA, Inc. {Common) - .

A Dividend J T

44. JDS Uniphase (Common) A Dividend J T

45. Legc:nd Holdings (Common) A Dividend J T

46. Paint, Inc. (Common) A Dividend Sell 08/19 J A

47.

48.

American Express Money Mari

MCDATA Corporation (Comm OJ1)

A

A

Dividend

Dividend

K

J

T

T

49. 1elAmerican Express One High Yi' Id A Interest K T Buy 10/02 K

. --

1. IDcame/Gain Codes: A - $1,000 or Jess B .. s1,001-s .5oo C = $2,501-$5,000 D =$5,001-$15,000 E .. $1S,00h$SO,OOO

(See Colu1111SBl lllld ) F - sso,c101-s100,ooo G = $100,001-$1,000,000 Hl = $1,000,001-$5,000,000 H2 =Mon: than $5,000,000

2. Value Codes: = $15,00I) or Jess K = $15,001.$50,000 L =$50,001-$100,000 M =$100,001-S2SQ,OOO

(See Colu1111S Cl and 03) N = S2SO,Oll0-S500,000 0 .. $500,001-Sl ,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000

P3 = $25,U00,001-SS0,000,000 P4 =$More than SS0,000,000

3. Value Method Codes Q =Apprail;al R =Cost (Real Estate Only) S =Assessment T =Casb!Mmket

(SceColulllll C2) u =Book Value v =Other w =Estimated

5/1112004

Name of Person Reporting Date of Report FfNANCIAL DISCLOSURE REPORT

GRAHAM, DONALD L

(Indicate part orReport.> VIlI. ADDITIONAL ThlF'QRMATION OR EXPLANATIONS

'I" "' ,

. -..

flqj 0 )oec/

F1NANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

GRAHAM, DONALD L 5/1112004

IX. CERTIFICATION.

I certify 1hat all ·infonnation given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is acc;urate, true, and complete to the best ofmylmowledge and belief, and that any infonnation not reported was withheld because it rrii t applicable statutory provisions pemritting non-disclosure.

nm.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported.are in compliance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conferenc:e. r gulations.

Signature_

NO : ANY INDIVIDtJAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAfLS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

. ...

· FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Admitiistrati.ve Office of the United States Courts

Suite2-301

One Columbus Circle, N.E.

Washington, D.C. 20544