workshop trade-off analysis - cgiar_19 feb 2013_overview of toa_lotte klapwijk

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Analysis of Trade-Offs in Agricultural Systems Lotte Klapwijk 19 February 2013 Methods and their strengths and weaknesses

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Page 1: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Analysis of Trade-Offs in Agricultural Systems

Lotte Klapwijk19 February 2013

Methods and their strengths and weaknesses

Page 2: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Content

• Introduction• History of Trade-Off Analysis • Definition• Methods for Trade-Off Analysis• Strengths + weaknesses• Conclusion

Page 3: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Introduction

• Mission: “Reduce poverty and hunger, improve human health and nutrition, and enhance ecosystem resilience”

• Holistic view• Sustainability assessment• System Thinking• Trade-off Analysis…

Page 4: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

1970

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Scopus-search: 'Trade-off Analysis'

Year

Occure

nces

… is very “hot”

Page 5: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

History

• Some examples:– de Wit, van Keulen, Seligman and Spharim

(1988)– Rabbinge and van Latesteijn (1992)– Stoorvogel, Antle and Crissman (2004)– Laborte, Van Ittersum and Van den Berg

(2007) – Naudin et al. (2012)

Page 6: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Laborte et al., 2007

Page 7: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

The different scales of analysis

Average-IR

Better-off

Average-RF

Poor

Farm types

Municipality

Province

Farm

Page 8: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Provincial explorations

Optimization Rice production Farmers’ income

Without water-sharing Rice Production (103 t) 507 221 Farmers’ income (109 P) 6 50 Biocide use (t) 121 192 With water-sharing Rice Production (103 t) 726 273 Farmers’ income (109 P) 6 58 Biocide use (t) 160 251

Page 9: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk
Page 10: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Naudin et al., 2012

Page 11: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk
Page 12: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Science / Research

• Tasks– Analysis and charecterisation of

agricultural systems– Design of agricultural systems /

scenarios– Ex-ante integrated assessment of

scenarios and policies

• Integrated assessment of sustainability

Page 13: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Tackling a (TO) research question:

• Define the problem + objective• Describe components + indicators• Set boundaries / focus• Describe assumptions• Set goals (multiple optimization)

Page 14: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

EXPERIMENTAL

PARTICIPATORY

MODELING

Quantitative

Qualitative

Page 15: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Trade-offs

• Definition Trade-off: “An exchange that occurs as a compromise”

• One more example: MSc thesis on viability of ‘One-cow-per-poor-family’-program, Rwanda

Page 16: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk
Page 17: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Trade-Off Analysis:

I. QualitativeII. Empirical or experimentalIII. SimulationIV. Optimization

Page 18: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

I. Qualitative

• Participatory methods: fuzzy cognitive mapping, resource flow mapping, games, role-playing, etc.

• Companion modeling• “People are part of farming systems

and their views cannot be ignored” (Lawrence, 2011)

Page 19: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

II. Empirical-experimental

• Frontier analysis• Data Envelopment Analysis• Randomized controlled trial

Page 20: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Modeling

• Model = simplified representation of reality

• Goal: to show processes, structure and/or function of a system

• Qualitative or quantitative• Simulation or optimization• Descriptive or explanatory• Static or dynamic

Page 21: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

III. Simulation

• Bio-Economic Farm Models • APSIM• Midas• CLUE-model• FarmSIM• …

Page 22: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

III. Simulation

• Trade-off Analysis model (Stoorvogel et al., 2004)

Page 23: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

IV. Optimization

• Multiple Goal Linear Programming• Inverse modeling

– Pareto optimality

• FSSIM

Page 24: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

SWOT of methods

• Advantages & disadvantages– Qualitative vs. quantitative– Based on expert knowledge, empirical data

and/or theory and process knowledge– Which objectives/indicators can be

accounted for?– Data demand– Pareto-optimality– Stakeholder involvement

Page 25: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Conclusion

….?

Page 26: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Acknowledgements

• Martin van Ittersum, PPS• Ken Giller, PPS (and the whole chair group)• Phil Thornton, CCAFS• Piet van Asten, IITA• Everyone interviewed within Wageningen

University as well as the CGIAR

Page 27: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Questions? Remarks?

Thank you for your attention!

One for you:Who’s interested to help me with a publication?

Page 28: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk
Page 29: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Quantitative QualitativeModelingScale

Farm level

Landscape + Watershed level

Regional + Global level

FarmSIMFarmDESIGNMGLPAPSIM…

Bio-economic (BEFM)Inverse modeling-method(DYNBAL + MOSCEM)Pareto-optimalFarm System Simulator (FFSIM)MIDAS (?)CLUE model

Participatory:- Companion modeling(agent-based)- Interviews- Plenary discussion- Games / role-playing- Resource flow mapping- Feedback workshop- Rural appraisal (?)- PIPA (Douthwaite, 2007

ExperimentsMeasurementsSurveys

Trade-Off Analysis model

Multiple criteria analysis

DEED.SMARTDfID.

Experiments (NUANCES)

Multi-objective optimization

Page 30: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Achieving impact = next phase, separated.Communication: radio.

And where goes semi-quantitative...

Page 31: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Trade-off level

APPROACH:

Experiments MGLP BEFM Inverse modeling (MOSCEM)

TOA-(MD)

Farm

Landscape + Watershed

Regional + Global

Page 32: Workshop Trade-off Analysis - CGIAR_19 Feb 2013_Overview of TOA_Lotte Klapwijk

Quantitative QualitativeModelingScale

FarmSIMFarmDESIGN…

Bio-economic (BEFM)Inverse modeling-method(DYNBAL + MOSCEM)Pareto-optimalFarm System Simulator (FFSIM)

Participatory:- Interviews- Games

MeasurementsExperiments

Trade-Off Analysis model

“FRAMEWORK”

Farm level

Landscape + Watershed level

Regional + Global level