william t hart financial disclosure report for 2010

8/3/2019 William T Hart Financial Disclosure Report for 2010

1/8

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app..~~ 101-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)H A R T , W I L L I A M T .

4. T i t le (Art icle I I I judges ind ica te act ive o r s en io r s ta tus;magis t ra te j odges indicate fu l l - or par t - t ime)

U .S. SE N I O R D I STRI CT J U D G E

7. Chambers or Office Address2 1 9 S. D E A R B O R N S T R E E TR O O M 2 2 4 6C H I C A G O , I L L I N O IS 6 0 6 0 4

2. Court or OrganizationN O R T H E R N D I S T R I C T O F I L L I N O IS

5a . Report Type (check appropria te q . pe )] Nomination, D a t e[] Initial [] Annual [] Final

15b. [] Amended Report8. On the basis o f the in fo rm a tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icab le l aws and regula t ions .

3. Date of Repor t05/03/201 I

6 . Report ing Pe riod01/01i2010

to12/31/2010

, Reviewing Office r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be fotlowea~ Complete all parts,checking the NONE box for each part where you hav e no reportable information. Sign on la st page.

I . P O S I T I O N S . (Report i ng i nd i v idua l on ly; seepp . 9 - 13 o f f i l i ng i nst ruc tions . )~ (No reportablepositions.)O N E

3.

4.

5.

POSITIOND I R E C T O R

NAME OF ORGANIZATION/ENTITYN O R T H E R N D I S T R I C T O F I L L IN O I S C O U R T H I S T O R I C A LA S S O C IA T IO N , an I l l ino i s no t - f o r - p r o f i t c o r po r a t i on

I I . A G R E E M E N T S . m o , o . l n g i .d i v i a . a l o . ty ; s e e ~ , p . 1 4 - 1 6 of filing instructions.)~] (No reportable agreements . )O N E

DATE PARTIES AND TERM S


2/8

N a m e o f P e r so n R e p o r t i n gFINANCIAL DISCLOSURE REPORT ] hAaS, W~A~ X.P a g e 2 of 8

I l l . N O N - I N V E S T M E N T I N C O M E . m e p o . i n g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investmen t Income

~] (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.

3.

4.

D a t e o f R e p o r t05/03/2011

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If.you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

IV. R E I M B U R S E M E N T S - transportation, lodglng, food, entertainment(Includes those to spouse and dependent children; see pp. 25- 27 of filing instructions.)[~] N O N E ( N o reportable reimbursements.)

SOURCE DATES LOCATIONI.2.3.4.

5.

PURPOSE ITEMS PAID OR PROVIDED


3/8

FINANCIAL DISCLOSURE REPORTPage 3 of 8

N a m e o f P e r s o n R e p o r t in gH A R T , \V I L L I A M T .

Date of Repor t05/03/2011

V . G I F T S . (Includes those to spouse and dep endent children; see pp.28-31 of fifing instructions.)N O N E ( N o reportable gi_fis.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALU~

V I . L I A B I L IT I E S . t l n d u d e s t h o s e o f s p o u s e a n d dependen t children; see pp. 3 2 - 3 3 of filing instructions.)N O N E ( N o reportab le liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


4/8

FINANCIAL DISCLOSURE REPORTPage 4 o f 8

N a m e o f P e r s o n R e p o r t in gHART, WILLIAM T.

D a t e o f R e p o r l0 5 / 0 3 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , a l u e , transactions ( Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d in g t ru s t a ss e t s ) re p o r t in g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a lu eC o d e 2 M e t h o d

{J-P) C o d e 2 .( Q - W )

(1 )Type (e.g.,

buy, se l l ,redempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a ~ e V a l u e G a i n

m m / d d / y y C o d e 2 C o d e IO - P )

(s )I d e n t i t y o f

b u y e r / s e l l e r(if private

t r a n s a c t i o n )

I. I R A # 1 U B S F I N A N C I A L S E R V . , I N C . :

2. - - -B A N K O F C H I N A C D

3. - - -B A N K O F C H I C A G O C D

E Distribution O TB u y

Redeemed04/21 /10 M10/21/10 M A

4. - - -D R U , I N C .5. - - C a t e r p i ll a r F N L S V C6. - - -Dura l BK Catano PR C D B u y 04115110 M7. ---HSBC Fin. Corp.8. --BB T Cap. T.9. ---M&T Capital TrustI0 . ---PNC Capital Trust EII . - -Credit Suisse GU1 2 . ---J.P. Morgan Chase

1 3 . ---American Express Credit

1 4 . - -American Int l Grou p

1 5 . ---UBS Bank Deposits

1 6 . UBS FINANCIAL SERV., INC.

11/05/10 M

See Note I

See Note 2

1 7 . - - -Br i t is h P e t ro l eum A D i v i d e n d K T

I. Income Gain Codes :(Se e Columns B I an d D 4 )

2. Value Codes( S e e C o l u m n s C I a n d D 3 )

3. Value Meth od Codes( S e e C o l u m n C 2 )

A =$1,000 or lessF =$50,091 -J -$15,000 or lessN =$ 250.04)1 - $500.000P3 =$25.b~0.0~1 - $ 5 0 . 0 0 { ) . 0 0 0Q =A p p r a i sa lU = Book Value

B =$1.0~1 - $2.500G = SI0 ~ .0 ~I - $ 1 .0 ~0 ,0 ~0K - $ 1 5 .0 0 1 - $ 5 0 .0 ~)O -$50~.001 - SI,000,0~0R C o , t (Re a l E s ta le O n ly)V = Oth er

C =$2,501 - $5,00~H I =$1,0~9,0~ 1 - $5.0~1,090L =$50.001 - $100,00~Pl =$1,000,001 -P4 =More than $ 50.000,0~3~S =A ssessm en tW = Es t imated

D =$5,001 - $15,000H2 =More than $5,0~0,00~M =$10~ ,001 - $250.000P2 =$5,0D0.0~1 - $25.000,000T = C a s h M a r k e t

E = $ 1 5 .0 0 1 - $ 5 0 , 0 ~ O


5/8

FINANCIAL DISCLOSURE REPORTPage 5i of 8

N a m e o f P e r so n R e p o r t i n gH A R T , W I L L IA M T .

D a t e o f R e p o r t05/03/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions (Includes those of spouse and dependent chi ldren; seepp. 34-60 of fi ling instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

(i) (2)Place "(x)" af ter each asset A m o u n t T y pe ( e . g . ,e x e m p t fr o m p r i o r d i s c l o s u r e c o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value ValueC o d e 2 M e t h o d

O - P ) C o d e 3( Q - W )

T y p e ( e . g . ,buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value G a i nm m / d d/ y y C o d e 2 Code I( J - P ) (A-~)

(5 )I d ~ m i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 8 . - - -D uke E nergy A D ividend1 9 . - - -C h i B d . E d . B o n d s B Interest

J TT

20 . - - -Br i s to l Meyers Squibb B D ividend2 I . - - -Gen era l E lec t r ic A D ividend22 . - - - Su n r i se W & G A Interest

K T

K TRedeemed 10/01/10 J A

23 . - - -H u d s o n G O P u r p B B Interest K T2 4 . -- - L u z e m e , C O G O B B Interest L T25 . - - -K ans as CY CLG S A Interest J T26 . - - -Cred i t Sui s s e A D i v i d e n d J T27 . ---Deutsche BK Cap 111 B D ividend K T2 8 . - - - U B S B a n k U S A A Interest L T29 . S T O F A N A G A Z Z I A C C T :30 . - - - I II . Rura l Bk Bd Rev Bo nd B Interest K T R e d e e m e d(par t )3 I . - - - W a l g r e e n A D i v i d e n d K T32 . - - - R o m e o v i l l e , IL G O B Interest K T

33 . - - - W a s h . S t . H i g h e r E d . F a c B o n d B Interest K T34 . - - - I M-I T Bond Fund 7 9 (Van K ampen) A Interest J T

08/01/10 J A

I. In co m e G ain Co d es: A = $1.000 or less B = $ 1.001 - $2.500 C =$2,501 - $5,000 D =$5.001 - $15,1)00(S e e C o lumn s BI a n d I )4) F =$50,001 - $100,000 G =$100,001 - $1.00O,000 HI =$1,000.0~1 - $5,000.000 H2 =More than $5,000,000

2 . Value Codes J $15 ,000 o r l e s s K =$15,001 - $50.000 L =$50.001 - $100,000 M -$100,(~11 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O -$ 500 ,00 | - $ 1,0 0O .00 0 P I $ 1.0 00 .00 1 - $ 5,0 00 .0 00 P2 =$5,0~0,001 - $25,0~O,0~)0

P3 =$25.000,001 - $50.000.000 P4 =More than $50.000,0003 . Value Mclh od Codes Q =A p p r a i sa l R = Cos t ( R eal Es t a t e Only ) S = As s es s ment T = C a s h M a r k e t( Scc Column C2 ) U = Book Value V Olher W - E s t i m a t e d

E =$15,001 - $50.000


6/8


N a m e o f P e r s o n R e p o r t in gHART, WILLIAM T.

D a t e o f R e p o r t05/03/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; s eepp. 34-60 of filing instructiom.)1~] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income dur ing G r o s s va lue a t end(includ ing t rust a sse ts) reporting period of reporting period

(1) (2) O) (2)P lace ~ (X )" after each asse t Am ount T y p e ( e .g . , Value Valueexempt f rom pr ior d isc losure C o d e l div., rent, C o d e 2 M e th o d(A-H) o r i n t . ) (J-P) C o d e 3

(Q-W)

O)Type (e.g.,

buy , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e V a l u e G a i n

m m /d d/y y C od e 2 C o d e I(J-P) ( A - H )

( 5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

35 . --Ill. St. U. Rev. B A I n t e r e s t J36 . - - R a n c h o M i r a g e C A B A In te res t J

37 . - -Harris Bank(check ing ) A I n t e r e s t38. RMA Mo ney Mk t A Dividend39 . - -M ass. Mu t. Life Ins. (Paid Up) None40 . - -The Clare Residency Deposit Account None

K

JK

O

TTTT

2010 See Note 3

I . Income Gain Codes : A =$1,00O or less B =$1.001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000(S e e C o lumn s BI a n d D 4) F = $ 50,001 - $100,000 G = $100.001 - $1,000,000 HI =$1,000,C01 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$ I 5,090 or less K = $ 1 5 , 1 ) 0 1 - $ 5 0 , 1 ) 0 0 L =$50,001 - $ 100,000 M =$ 100.001 - $250,000( se e C o lumn s C I a n d D 3) N =$250.001 - $500,00~ O =$ 500.0 ~1 - $ 1,00 0,000 P I = $l, 00 0,0 0l - $5 ,0 00 ,0 00 P2 =$5,0~0,001 - $25,000,000

P3 =$25,000.001 - $50,000.000 P4 =More than $50,000,0003 . Value Meth od Codes Q =A p p r a i sa l R = Cos t ( R eal Es t a t e Only ) S = As s es s ment T = Cas h Mar k et(S e e C o lun m C 2) U = Book Value V Other W = Es t imated

E =$15,001 - $50,000


7/8


N a m e o f P e r so n R e p o r t i n gH A R T , W I L L I A M T .

D a t e o f R e p o r t05/03 /2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. flmticatepartofrtport.)N O T E I . Th i s imves tm ent was prope r ly repor t ed on the R epor t da t ed 04/23 /08 for t he yea r 2007 . It was i nadve r t en t ly omi t t ed f rom the repor t da t ed 05/05/2009fo r t he yea r 2008 and a l s o omi t t ed f rom the Repo r t da t ed 04/27/10 fo r t he ye a r 2009. The om i ss i ons d i d no t a f f e c t the l i s t e d va l ues o f t he IRA Accoun t .

N O TE 2 . Thes e funds were dep os i t ed for l a te r i nves tment s .N O TE 3 . Cas h s weeps dur ing 2010 for i nves tment s .


8/8


Na m e o f P e r so n R e p o r t i n gH A R T , W I L L I A M T .

Date of Repor t05/03/201 I

IX . CERTIFICATION.I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d ~ v a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .l f u r th e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts ~ v h i c h h a v e b e e n r e p o r te d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S/WILLIAM T. HART

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eAdm in i s t r a tive Of f ice o f the Un i ted Sta te s Cour t sSui t e 2-301O n e C o l u m bu s C i r c l e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

william t hart financial disclosure report for 2010

Documents