william t hart financial disclosure report for 2009

8/3/2019 William T Hart Financial Disclosure Report for 2009

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I , ~ o 1 0 FINANCIAL DISCLOSURE REPORT n e p o r t R ~ q ~ i r e a b . v t h ~ E t ~ i ~ . sin Government Act o f 19 78R e v . 1 / 2 0 1 0 FOR CALENDAR YEA R 2009 ( 5 U . S . C . a p p . , ~ , I 0 1 - t l 1 )I . Person Report ing ( las t na me. f i rs t , middle ini t ia t ) 2. Court or Organizat io n 3 . D a t e o f R e p o r tHART, WILLIAM T . NORTHERN DISTRICT OF ILLINOIS 04/27:20}0

4 . T it l e (A rt i c le I I 1 ju ds e s i n di c a t e a c t i v e o r s e n io r s l a m s ; 5 a . R ep o rt T yp e { c h e c k ap p ro pr i a t e ty p e ) 6 . Repor l i ng Pe r i odm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) [ ] N o m i n a t i o n , D a t ~ 01/01/2009U . S . S EN IO RD IS T RICT JU D G E [] Initial - t 2 . _ a ~ A n n u a l [] Final to. 12/31/2009

5 b . [ ] A m e n d e d R e p o r t7, Chambers or Off ice Address 8. On the bast~ of the informat ion con tained in tMsReport and an)m o d i f ic a t i o n s p e r t a i n i n g t h e r c t o ~ i t i s , i n m y o p i n i o n , i n c o m p l i a n c e219 S . DEARBORN STREET with applicable laws and regula t ions .ROOM 2246CHICAGO, ILLINOIS 60604 Reviewing Officer D a t e

I M P O R T A N T N O T E S : T h e i n s t r u c t io n s a c c o m p a n y i n g t h i s f o r m m u s t b e fo! lowe, Com plete all parts,checking the NON E box for e ach part where you have no repor table infor mation . Sign on lastpage.

I. P O S I T I O N S . t n ~ p o . i .g i n d i ~ . o ~ o n ~ v ~ e , V p . 9 - . of filing itt~tructions.)~] N O N E (No repor table pos i t ions .)

P O S I T I O N N A M E O F O R G A N I Z A T I O N / E N T I T Y1 . DIRECTOR NORTHERN DISTRICT OF ILLINOIS COURT t l ISTORICAL

ASSOCIATION, a n I l l i n o i s n o t - f o r - p r o f i t c o r po r a t io n

I I . A G R E E M E N T S . (Report ing individual onl .r; see pp, 14-16 o f f i l i n g Instructions.:N O N E (No r e p o r t a ble a gr e e m e n t s . )

P A R T I E S A N D T E R M S1 .


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FINANCIAL DISCLOSURE REPORT I Na ....f P ....Reparting Date of ReportPage 2 of 8] H A R T , W I L L I A M T .

04/27 , r20]0

IlI. N O N - IN V E S T M E N T I N C O M E . (geportlng indlvldual and sp .... ; see pp. 17-24 of fillng instructlons.)A. Filcrs Non-lnvestment Income

N O ~ ~o r e p o r t a bl e n o n - i n v e s tm e n t i n c o m e . )DA~ SOURCE AND TYP~ ~(yours, not spouses)

I.

2.

3.

4.

B . S p o u $ e s N o n - I n v e s t m e n t I n c o m e - If you were married during anj,portian of the reporting year, cvmplet Ihi~ section.(Dollar araount 0Ol required gxcepl.for hono raria.)

[] N O N E ( N o r ep or t a b l e non- i nves t m en t i ncom e . )D A T E S O U R C E A N D T Y P E

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S -,r~por,o,lo., lod~i.g#ooa, e.t~,al .... .(Includes those to spouse and dependent children," see pp. 2J-27 ~[~filing instructions.)

N O N E (No reportable reimbursements.)~ DATES ~ PURPOSE I T E M S P A I D O R P R O V I D E D

l.2.3.

4.5.


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FINANCIAL D ISCLOSURE REPOR T .~ ..... fPe .... R e p o r t i n g D a t e o f R ~ p o t - tPage 3 of 8 HART, WILLIAM T. 0 4 1 2 7 / 2 0 1 0

V . G I F T S . (Includes those to spouse and dcpen dent ch ildr~nC see pp. 28. 3 I o/ fili,,g instruction.~.)[] N O N E (No reportable gifts.)

~ D E S C R I P T I O N1.2.3.4.5.

V I . L I A B I L I T I E S . a , ~ t , d ~ , n o s , o , ~ , p . . . . . ~ dependen! h]ldren: . ~ e e p p . 3 2 - 3 3 O f J ~ l ln g itlstrUcfiOn$.)N O N E ( N o reportable liabilities.)

~ D E S C R I P T I O N V A L U E C O D E1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT .~ . .. . fP .. .. R e p o r t i n g Date o f Re l~ t~ r tP a g e 4 o f 8 tiART, W I L L I A M T . 0 4 / 2 7 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . o , ~alu. tr . . . . ct ions ( Includes those ~f sp ...... d dependem children; seepp. 34-60 of filing i ...... lions.)"--] NONE (No reportable income, assets, or transactions.)

A. B. C. D.Desc r i p t i o n o f As s e t s I n c o m e d u r i n g Gr o s s v a l u e a t c ad T ra n s a c t i o n s d u r i n g r e p o r t i n g p e . - i o d

( in c lu d in g I r u s t a s s e ts ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o dO) ! (~) (l) (Z ) (J l ~ (2) ! (3) ( ~ - )

P l a c e " (X )~ after each asset AmountI T yp e ( e .g . , Va lu e Va lue Ty pe ( g . , ~ Date I Value Gain ld en ti~ y o fC o d e 1 d i v . , r e n t , C o d e 2 M e tho d ba y. s e l l , ] m m / d d ~ v v C o d e 2 C o d e I baye r / s e l lc re x e m p t f ro m p r i o r d i s c l o s u r ei (A-H) ] o r i n t . ) ( J-P) C o d e 3 r e d e m p t i o n ) i "" I (J-P) (A-H ) ( i f p r iv a te

I ( Q - W ) , I t r an sac t ion )

1 . IRA #1 MORGAN ST ANLEY ("MS") : No n e O TUBS FINANCIAL SERV. , INC.2. - - -Ford M oto r Cr ed i t Co . (Se r . No t e ) Re d e e m e d 1 2 , 2 .1 / 09 L A

3. - -Gener a l Mo to r s AC B Redeemed 06/15/09 L A4. --DRU, INC. Buy 06 / I 1 /09 K

5. --Caterpillar FNL SVC Buy 104/08/09 K

6. --..Capital One Bank Glen Allen, VA CD Redeemed 105/19/09 L A See Note I

7. ---HSBC Fin. Corp. Buy 07/21/09 L

8. ---BBT Cap. T. B u y 07!22/09 K

9. ---GE Money Bank Ui CD Redeemed ] 1 /06 /09 LlO . - -M&T Capi t a l Trust11 . ---PNC Capital Trust E

12 . --Credil Suissc GU

13 . --J.P. Morgan Chase

14 . ---American Express Credit

15 . --Capital Jumbo CD See Note 116 . ---Flagstone [lank CD Redeemed 11/02/09 L A

17 . MORGAN STANLEY ACCOUNT: UBSFINANCIAL SERV., INC.


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FINANCIAL DISCLOSURE REPORT r ~ . m ~ o rPage 5 of 8 H A R T , W I L L I A M T . 0 4 , ~ 7 1 2 0 1 0V I I . I~ E S T M E N T S a n d T R U S T S - i . . . . . . . . t , , . , ..... c t i o n x ( I n c lM ~ ~ o ~ e of spo . . . .. ~ ~pe~ent c h i l d r c n ; s e e p p . 3 4 - 6 0 offing inxtru~ions.)

N O N E (No reportable income, assets, or transactions.)A. ~ B. C. D .

D e s c r i p t io n o ~ A s s c t s ~ I n c o ~ d u r i n g ~ G r o s s v ~u c a t ~ d T m ~ a c t i o ~ d ~ i n g r ~ i n g ~ r io d( i nc lud ing ~ s t a s s e~ s ) [ repoging p~ ] o f r ~ o ~ i n g p e r i o d~ O) [Pl~e "(X)" a f l~ each ~se t : ~ o u n t . T ) ~ e ( e . g . , ~ Vatuc V ~u c T ~ e ( e . g . , [ (2) (3) : (4) (5 )i Dine V ~ u e ~ G a i n l d~ t i ly0 fex emp t f r o mp n o r d i ~ l o ~ e ~ C o d e 1 ~ d i v . , r~ k [ C~e2 M e ~ o d buy,~ l l , ~d~yy Code2 ~ Code l b u y e r / s e l l e r~A - H ) i or im . ) I (JP) ~e 3 r~ empt i on ) [ ( 3 - P ) [ (A - H ) ( i f v iva : e

1 8 . --Bdtish Pe~leum B Dividend K T!9. -Duke Energy A Dividend J T2 0 . ---Chl Bd. Ed. Bonds B Interest L T Bu y 0 6 / 0 3 1 0 9 L2 1 . ---BrlstoIMeyers Squibb B Dividend K T2 2 . --Genera l Electric A Divid=d J T2 3 . - -Sunrise W & G A In tezst J T I See Note 224, - - -Hu d s o n G O P u r p B B Interest K T25. - - L u z e m e , C O G O B B I n t e r e s t L T2 6 . - -T ex a s Cap . Bk . CD T Bu y 03/13/09 L27. - -T ex a s Cap . Bk . CD A I n t e r e s t R e d e e m e d 04/20/09 L A2 8 . - - K an s a s C Y C LGS A I n t e r e s t J T2 9 . ---DB Capi ta l T. SeeN o t e 330 . - - -Cr e d i t S u i s s e A Di v i d e n d J T3 1 . - - -Ci t i g roup B Div id end So l d 04!16/09 K A32.... Deuts che B K Cap I I 1 B Div id end K T See Nol e 3

33. ---UBS Bank USA A I n t e r e s t L T 0 1 / 0 7 1 0 93 4 , S : rO F A N A G ~ , ~ I A C C r :

3. Value M~hod C~cs Q =April ~ ~ost (R~I Eslate Only) S =Am~t ~ ~h M~k~(Sce Colu~ ~) U ~B~k Value V ~h~ W


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Ia m e o f P e r s o n R e p o r t in g D a t e o t R e p o r tFINANCIAL DISCLOSURE REPORT[ I I A RT , W I L L I A M T .

0 4 / 2 7 / 2 0 1a g e 6 o f 8 oVII. INVESTM ENTS and TRUSTS - i ....... t , ~ , ..... tlons (Inc ludes those of sp ..... . d d e p e n d e n t c h i l d r e n ; S e e l , p . 3 4 - 6 0 o f f il i n g i n s t r u c t io n s . )

[] tWO reportable income, assets, or transactions.)ONEA. B. C . ~ D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value al end ) T~nsac t i ons du r i ng r epos i ng pe r i~(includ~g ~t ~) r ~ n i n g p e r i o d of r epos i ng pe~od

( 1 ) ( 2 ) O) (2) l 0) ~ (2) ((3) I (4) ] (5)P b c e " ( X ) " a ~ e r e a c h a s s e t ( A m o u n t Type(e.g. , V ~ t ue V~lue ) T ~ ( e . g . , ! Da,e, Value~i O~n ( l~nu ty0~exempt fmmpdor d im lo~m ~ C o d e 1 di .... h i, C~e2 M e t h~ ~ buy, sell, [ m~d ~ ~ [ Co d e2 ~ Co d e I ] b u y e r / m i l e r) ( A - H ) o r im . ) ( J - P ) ~e3 [ r e d : m p f i o n ) ( i (/P) i(A~ [ ( i f p f i v ~ t c[ ( Q -W ) ( ~ [ [ t r ~ s a c l i 0 n )

35. ---ILL R~I Bk Bd Rev Bond B Interest K T

36 , - - -W a l ~ e e n A D i v i d e n d K T37 . - - -Romeo v i l l e , IL GO B l n t ~ e s t K T38 . - -Wash . S t . H ighe r Ed . Fac Bond B ln te res t K T3 9 . - - IM - I T B o n d F u n d ~ 9 ( V a n Ka m p e n ) A I n t e r e s t J T40 . - - I l l . S t . U . Re , . B A I n t e r e s t J T41 . - - -Rancho Mi r ag e CA B A In te res t J T42. - -H a r r i s Ba n k ( c h e c k i n g ) A I n t e r e s t K T43 . - - -F e d e r a t e d P r i m e C S A Div id end J T IDeposits 2009 See No te 4

I 4 4 . - -Mas s . Mu t , L i f e I n s . ( Pa i d Up) No n e K T45 . - - -The C l a r e Res idency Depo s i t Accoun t None O T

3. Vat~ M~ Co~s Q -A~i~/ R ~ o~ ( R~ I ~ t a t e On l y ) S =A~sm~t T ~h M~kct( See C I u ~ C2 I U -B~k Va ]~ V ~cr W =E~/cd


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F INANCIAL DISCL OSURE RE POR T s .... ~ v . , - , .o ~ . ~ v o , , ~ , ~ . - o ~ t , , o f a . v o .Page 7 of 8 H AR T , W I L L IA M T . 0 4 1 2 7 f 2 0 1 0

VIII. ADD ITIONAL INFORM ATION OR EXPLANATIONS.NOTE 1.Capi t a l Jumbo CD on l i ne 15 dup l i c a t e s t he i nv e s tme n t r epo r t ed o n l i ne 6 Cap i t a l One Bank Gl en Al l en , VA CD.

NOTE 2.Only p a r t i a l r e d emp t ion in 2008 .

NOTE 3.DB Cap i t a l o n l i n e 29 dup l i c a t e s th e inve s tm en t r e po r t e d on l i n e 32 Deu t s che BK Cap I 1 1 .

NOTE 4.C a s h s w e e p s d u r i n g 2 0 0 9.


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FINANCIAL DISCLOSURE REPORT IP a g e 8 o f 8[ H A R T , W I L L I A M T . 0 4 / 2 7 1 2 0 1 0

IX. CERTIFICATION

I c e r t i f y t h a t a l l i n f o r ma t i o n g i v e n ab o v e ( I n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o my s p o u s e a n d m i n o r o r d e p e n d en t c h i l d r e n , i f a n y ) i sa c cu r a t e , t r u e~ a n d c o m p l e t e t o t h e be s t o f my k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r ma t i o n n o t r e p o r t e d w a s w i t h h e l d b e c au s e i t me t a p p l i c ab l e s t a tu t o r yp r o v i s i o n s p e rm i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n co m e f r o m o u t s i d e emp l o ymen t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h av e b e e n r e p o r t e d a r e i ncom p l i an ce w i th t h e p rov i s i o n s o f 5 U.S .C. app . 501 e t . s eq . , 5 U.S .C. 7353 , and Jud i c i a l Con fe r ence r e gu l a t i o n s .

Si

NOTE: ANY INDIVIDUAL WHO K~OW[NGLY AND WILFULLY FALSIAND CRIMINAL SANCTIONS (5 U .S .C. app . 104)

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2 - 301O n e C o l u m b u s C i rc l e , N .E .W a s h i n g t o n , D . C . 20 54 4

william t hart financial disclosure report for 2009

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