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Water Resources Systems Modeling for Planning and Management ••••••••• An Introduction to the Development and Application of Optimization and Simulation Models for Aiding in Water for Resources Planning, Management and for Addressing Operational Issues and Problems.

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Page 1: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling for

Planning and Management•••••••••

An Introduction to the Development and Application of

Optimization and Simulation Models

for Aiding in

Water for Resources Planning, Management

and

for Addressing Operational Issues and Problems.

Page 2: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A River Basin SystemA River Basin System

Water for:• Water Supply (M,I,A)• Recreation• Nature• Hydropower• Pollution Control• Navigation

Water for:• Water Supply (M,I,A)• Recreation• Nature• Hydropower• Pollution Control• Navigation

Page 3: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A River Basin SystemA River Basin System

Infrastructure:• Reservoirs, wells, pumps• Diversion canals, pipelines• Recreation facilities• Hydropower plants• Water & Wastewater Treatment Plants• Navigation locks• Flood Control Res. & Levees• Distribution/Collection Sys.

Infrastructure:• Reservoirs, wells, pumps• Diversion canals, pipelines• Recreation facilities• Hydropower plants• Water & Wastewater Treatment Plants• Navigation locks• Flood Control Res. & Levees• Distribution/Collection Sys.

Page 4: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A River Basin SystemA River Basin System

Why Model:• What to do or design? • Where to do or design it?• How much or how big and how to operate?• When to implement?• Why? What are the Hydrologic, Economic, Ecosystem, and Social Impacts?

Why Model:• What to do or design? • Where to do or design it?• How much or how big and how to operate?• When to implement?• Why? What are the Hydrologic, Economic, Ecosystem, and Social Impacts?

Page 5: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A River Basin System

When to Model:• There exists a problem or opportunity.• A decision is to be made.• Many alternatives.• Best alternative not obvious.• Quantitative aspects.

When to Model:• There exists a problem or opportunity.• A decision is to be made.• Many alternatives.• Best alternative not obvious.• Quantitative aspects.

Page 6: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A System – Interdependent Components

River Basin:• Lakes, Reservoirs,• Wetlands, River,• Aquifers, wells, • Pumps,• Treatment Plants,• Diversions, • M, I, & A Users,• Hydropower Plants

River Basin:• Lakes, Reservoirs,• Wetlands, River,• Aquifers, wells, • Pumps,• Treatment Plants,• Diversions, • M, I, & A Users,• Hydropower Plants

Page 7: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A System – Interdependent Components

Municipality:• Water Treatment,• Water distribution network,• Aquifers wells, • Pumps, • Storage tanks,• Sewerage collection network,• Wastewater treatment.

Page 8: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A System – Interdependent Components

Irrigation:• Diversion canals,• Drainage system,• Crop areas,• Equipment, • Labor, • Fertilizer,• Pesticides, etc.

Page 9: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A System – Interdependent Components

THE SYSTEM

INPUTS OUTPUTS

COMPONENTS

FOCUS: Performance of System

not necessarily of its individual components.

Page 10: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A System – Interdependent Components

THE SYSTEM

INPUTS OUTPUTS

COMPONENTS

GOAL: Maximize System Performance.

Page 11: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems

Page 12: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems

Page 13: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Engineering

Topics:• Modeling Approaches &Applications• Shared Vision Modeling• System Performance Criteria

• Integrating Hydrology and Aquatic Ecosystems – a Case Study

Page 14: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling

A Model:

A mathematical description of some system.

Model Components:

Variables, parameters, functions, inputs, outputs.

A Model Solution Algorithm:

A mathematical / computational procedure for performing operations on the model – for getting outputs from inputs.

Page 15: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling

Model Types:

• Descriptive (Simulation)

• Prescriptive (Optimization)

• Deterministic

• Probabilistic or Stochastic

• Static

• Dynamic

• Mixed

Page 16: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling

Algorithm Types:

• Descriptive (Simulation)

• Prescriptive (Constrained Optimization)

• Mathematical Programming• Lagrange Multipliers• Linear Programming• Non-linear Programming• Dynamic Programming

• Evolutionary Search Procedures• Genetic Algorithms, Genetic Programming

Page 17: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling

Simulation:

Optimization:

WATER RESOURCE SYSTEM

System Inputs

System Design and Operating Policy

System Outputs

WATER RESOURCE SYSTEM

System Inputs

System Design and Operating Policy

System Outputs

Page 18: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling

Modeling Example

• Problem.

Need a water tank of capacity V.

• Performance Criterion. Cost minimization.

• Numerous alternatives.

Shape, dimensions, materials.

• Best design not obvious.

Page 19: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resources Systems Modeling

H

R

Modeling Example Continued

Consider a cylindrical tank V.

having radius R and height H.

Average costs per unit area:

Ctop

Cside

Cbase

Page 20: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Modeling Example Continued

Model:

Minimize Total_cost (Objective)

subject to: (Constraints)

Volume = (R2H) V.

Total_cost = $_Side+$_Base+$_Top

$_Side = Cside(2RH)

$_Base = Cbase(R2)

$_Top = Ctop(R2)

Water Resources Systems Modeling

Page 21: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Modeling Example Continued

Solution:

$_Side / Total_cost = 2/3

($_Base+$_Top) / Total_cost = 1/3

No matter what shape and unit

costs.

Water Resources Systems Modeling

Page 22: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Modeling Example Continued

Solution: a tradeoff between cost and volume.

Water Resources Systems Modeling

TotalCost

Tank Volume

Page 23: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Other Modeling Examples

Water Pollution Control

Water Allocations to Competing

Uses

Water Resources Systems Modeling

Tradeoffs!

Page 24: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Other Modeling Examples

Water Quality – Aquatic Ecosystems

Water Resources Systems Modeling

Silt

Acid Mine Drainage

Point-Source Pollution

Fish Kill Ecosystem Enhancement

Page 25: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Stakeholder Participation: Shared Vision Modeling

Page 26: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

A multi-purpose river basin planning example:Shared Vision Modeling

Page 27: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Irrigation

Urban area

Levee protection

Pumped storage hydropower

RecreationFlood storage

•Gage

A multi-purpose river basin planning example:Shared Vision Modeling

Page 28: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems EngineeringPlanning & Management Objectives

Types of Objectives or Measures of Performance:

• Physical

• Statistical

• Economic

• Environmental – Ecological

• Social

• Combinations

• Multi-objective analyses.

Page 29: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Why? How?

Water Resource Systems EngineeringPlanning & Management Objectives

Broad Goals Aims Objectives Specific Strategies:

• National Security and Welfare.• Self Sufficiency.• Regional Economic Development.• Public and Environmental Health.

• Economic Efficiency and Equity.• Environmental Quality.• Ecosystem Biodiversity and Health.• System Reliability, Resilience, Robustness.

• Water supply: quantity, quality, reliability, cost.• Flood protection, flood plain zoning.• Energy and food production.• Recreation, navigation, wildlife habitat.• Water and wastewater treatment.

Page 30: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Overall measures of system performance:

• Mean – average or expected value.

• Variance – average of squared deviations from the mean value.

• Reliability – Prob(satisfactory state).

• Resilience – Prob(sat. state following unsat. state).

• Robustness – adaptability to other than design input conditions.

• Vulnerability – expected magnitude or extent of failure when unsatisfactory state

occurs.

Page 31: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Mean

Time

Failure threshold

System Performance Measure

Time series of system performance values:

Page 32: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Mean

Time

Failure threshold

System Performance Measure

Same: Mean and Variance

Different: Reliability, Resilience and Vulnerability

Page 33: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Mean

Mean

Failure threshold

System Performance Measure

Time

Failure threshold

System Performance Measure

Compare Reliabilities, Resiliences, Vulnerabilities.

Page 34: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Objectives expressed as functions to be maximized or minimized or as constraints that have to satisfied.

Economic objectives:

• Maximize benefits: improvement in income, welfare, or willingness to pay.

• Minimize costs: benefits forgone, opportunity costs, adverse externalities.

• Maximize net benefits: benefits less losses and costs.

• Minimize inequity: differences in distributions of net benefit among stakeholders.

Page 35: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Economic objectives:

Maximize Net Revenue (Private):Marginal Revenue = Marginal cost

Maximize Net Social Benefits (Public):Unit Price = Marginal cost

Unit price = Po – bQ

Marginal cost = c

Q

Po

2b b Marginal revenue = Po – 2bQ P*pri.

P*pub.

Q*pri. Q*pub.

Private:Consumer’s surplus

Producer’s surplus

Public: All consumer surplus.

Page 36: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

ALTERNATIVE PROJECTS

AL

TE

RN

AT

IVE

OB

JEC

TIV

ES

Relative impact.

Relative importance.

Alternative Codes:

1-10, ++ + 0 - --, A B C D, S F.

22 $3 57 Sat

Page 37: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Other Multi-objective Methods:• Satisficing• Dominance• Lexicography• Indifference Analyses• Obj. Weights or Obj. Constraints• Goal Attainment and Programming• Compromise Programming• Interactive Methods

Page 38: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Satisficing (setting improving targets for objectives that are functions of decision variables in vector

X.)OBJ2(X)

OBJ1(X)

A C

E

DB

Second Iteration: C

First Iteration: C, D, F.

Alternatives Considered: A, B, C, D, E, F.

•F

Page 39: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Dominance (eliminating alternatives that are inferior with respect to all

objectives.)OBJ2(X)

OBJ1(X)

A C

E

DB

Alternatives Considered: A, B, C, D, E, F.

•F A dominated by C and F

B dominated by C, D, F

D dominated by C

Page 40: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Lexicography (rank objectives from most important to least important. If a tie go to next most important objective, etc.)

OBJ2(X)

OBJ1(X)

A C

E

DB

Alternatives Considered: A, B, C, D, E, F.

•F If OBJ1 is most

important, pick E.

If OBJ2 is most important, pick F.

Page 41: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Objective Weights (identify Pareto efficiency frontier by varying weights associated with each objective.)

Maximize {w1• OBJ1(X) + w2• OBJ2(X)}

Subject to model constraints gi(X) bi i

OBJ2(X)

OBJ1(X)

••

FC

E

Changing weights in objective space identifies dominant solutions on efficiency frontier.

Page 42: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Objective Weights (identify Pareto efficiency frontier by varying weights associated with each objective.)

Maximize {w1• OBJ1(X) + w2• OBJ2(X)}

Subject to model constraints gi(X) bi i

OBJ2(X)

OBJ1(X)

••

FC

E

Changing weights in objective space identifies dominant solutions on convex efficiency frontier. It misses others.•

Page 43: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Objective Constraints (include all objectives but one as constraints having bounds. Vary bound values

to identify Pareto efficiency frontier.)

Maximize OBJ1(X)

Subject to:

gi(X) bi i

OBJ2(X) L2 OBJ1(X)

•OBJ2(X)•

FC

E

L2

Discrete frontier

Page 44: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Objective Constraints (include all objectives but one as constraints having bounds. Vary bound values

to identify Pareto efficiency frontier.)

Maximize OBJ1(X)

Subject to:

gi(X) bi i

OBJ2(X) L2 OBJ1(X)

•OBJ2(X)•

FC

E

L2

Continuous frontier

Page 45: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Goal Attainment (minimize maximum weighted deviation from preselected targets for each objective. Vary weight values to identify efficiency frontier.)

Minimize D

Subject to:

gi(X) bi i

wk•{Tk – OBJk(X)} D k OBJ1(X)

OBJ2(X)

FC

E

T2

T1

Page 46: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Goal Programming (minimize sum of weighted deviations from preselected targets for each objective. Vary weight values to identify efficiency frontier.)

Minimize k [wdk(Dk) + we

k(Ek)]

Subject to:

gi(X) bi i

OBJk(X) = Tk – Dk + Ek k OBJk(X)Tk

Ek

Dkwe

k(Ek)

wdk(Dk)

Page 47: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Compromise Programming (minimize nth root of weighted sum of deviations from best value for each objective raised to the nth power. Vary weights and n to identify portion of efficiency frontier.)

Minimize { k wkn[Zk - OBJk(X)]n}1/n

Subject to:

gi(X) bi i

Zk = Max. feasible value of OBJk k

OBJ2(X)

Z2

OBJ1(X) Z1

n=2n=

Page 48: Water Resources Systems Modeling for Planning and Management An Introduction to the Development and Application of Optimization and Simulation Models for

Water Resource Systems Engineering Planning & Management Objectives

Decision Making with Multiple Objectives:

Multi-objective Methods:

• Interactive Methods (user(s) involved in defining improvements in all objectives, as desired.)

OBJ1(X)

OBJ2(X)

OBJ1(X)

OBJ2(X)

Iterating along efficiency frontier.

Iterating toward the efficiency frontier.

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••

••

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