water resources systems modeling for planning and management an introduction to the development and...
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Water Resources Systems Modeling for
Planning and Management•••••••••
An Introduction to the Development and Application of
Optimization and Simulation Models
for Aiding in
Water for Resources Planning, Management
and
for Addressing Operational Issues and Problems.
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A River Basin SystemA River Basin System
Water for:• Water Supply (M,I,A)• Recreation• Nature• Hydropower• Pollution Control• Navigation
Water for:• Water Supply (M,I,A)• Recreation• Nature• Hydropower• Pollution Control• Navigation
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A River Basin SystemA River Basin System
Infrastructure:• Reservoirs, wells, pumps• Diversion canals, pipelines• Recreation facilities• Hydropower plants• Water & Wastewater Treatment Plants• Navigation locks• Flood Control Res. & Levees• Distribution/Collection Sys.
Infrastructure:• Reservoirs, wells, pumps• Diversion canals, pipelines• Recreation facilities• Hydropower plants• Water & Wastewater Treatment Plants• Navigation locks• Flood Control Res. & Levees• Distribution/Collection Sys.
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A River Basin SystemA River Basin System
Why Model:• What to do or design? • Where to do or design it?• How much or how big and how to operate?• When to implement?• Why? What are the Hydrologic, Economic, Ecosystem, and Social Impacts?
Why Model:• What to do or design? • Where to do or design it?• How much or how big and how to operate?• When to implement?• Why? What are the Hydrologic, Economic, Ecosystem, and Social Impacts?
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A River Basin System
When to Model:• There exists a problem or opportunity.• A decision is to be made.• Many alternatives.• Best alternative not obvious.• Quantitative aspects.
When to Model:• There exists a problem or opportunity.• A decision is to be made.• Many alternatives.• Best alternative not obvious.• Quantitative aspects.
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A System – Interdependent Components
River Basin:• Lakes, Reservoirs,• Wetlands, River,• Aquifers, wells, • Pumps,• Treatment Plants,• Diversions, • M, I, & A Users,• Hydropower Plants
River Basin:• Lakes, Reservoirs,• Wetlands, River,• Aquifers, wells, • Pumps,• Treatment Plants,• Diversions, • M, I, & A Users,• Hydropower Plants
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A System – Interdependent Components
Municipality:• Water Treatment,• Water distribution network,• Aquifers wells, • Pumps, • Storage tanks,• Sewerage collection network,• Wastewater treatment.
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A System – Interdependent Components
Irrigation:• Diversion canals,• Drainage system,• Crop areas,• Equipment, • Labor, • Fertilizer,• Pesticides, etc.
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A System – Interdependent Components
THE SYSTEM
INPUTS OUTPUTS
COMPONENTS
FOCUS: Performance of System
not necessarily of its individual components.
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A System – Interdependent Components
THE SYSTEM
INPUTS OUTPUTS
COMPONENTS
GOAL: Maximize System Performance.
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Water Resources Systems
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Water Resources Systems
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Water Resources Systems Engineering
Topics:• Modeling Approaches &Applications• Shared Vision Modeling• System Performance Criteria
• Integrating Hydrology and Aquatic Ecosystems – a Case Study
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Water Resources Systems Modeling
A Model:
A mathematical description of some system.
Model Components:
Variables, parameters, functions, inputs, outputs.
A Model Solution Algorithm:
A mathematical / computational procedure for performing operations on the model – for getting outputs from inputs.
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Water Resources Systems Modeling
Model Types:
• Descriptive (Simulation)
• Prescriptive (Optimization)
• Deterministic
• Probabilistic or Stochastic
• Static
• Dynamic
• Mixed
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Water Resources Systems Modeling
Algorithm Types:
• Descriptive (Simulation)
• Prescriptive (Constrained Optimization)
• Mathematical Programming• Lagrange Multipliers• Linear Programming• Non-linear Programming• Dynamic Programming
• Evolutionary Search Procedures• Genetic Algorithms, Genetic Programming
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Water Resources Systems Modeling
Simulation:
Optimization:
WATER RESOURCE SYSTEM
System Inputs
System Design and Operating Policy
System Outputs
WATER RESOURCE SYSTEM
System Inputs
System Design and Operating Policy
System Outputs
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Water Resources Systems Modeling
Modeling Example
• Problem.
Need a water tank of capacity V.
• Performance Criterion. Cost minimization.
• Numerous alternatives.
Shape, dimensions, materials.
• Best design not obvious.
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Water Resources Systems Modeling
H
R
Modeling Example Continued
Consider a cylindrical tank V.
having radius R and height H.
Average costs per unit area:
Ctop
Cside
Cbase
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Modeling Example Continued
Model:
Minimize Total_cost (Objective)
subject to: (Constraints)
Volume = (R2H) V.
Total_cost = $_Side+$_Base+$_Top
$_Side = Cside(2RH)
$_Base = Cbase(R2)
$_Top = Ctop(R2)
Water Resources Systems Modeling
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Modeling Example Continued
Solution:
$_Side / Total_cost = 2/3
($_Base+$_Top) / Total_cost = 1/3
No matter what shape and unit
costs.
Water Resources Systems Modeling
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Modeling Example Continued
Solution: a tradeoff between cost and volume.
Water Resources Systems Modeling
TotalCost
Tank Volume
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Other Modeling Examples
Water Pollution Control
Water Allocations to Competing
Uses
Water Resources Systems Modeling
Tradeoffs!
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Other Modeling Examples
Water Quality – Aquatic Ecosystems
Water Resources Systems Modeling
Silt
Acid Mine Drainage
Point-Source Pollution
Fish Kill Ecosystem Enhancement
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Stakeholder Participation: Shared Vision Modeling
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A multi-purpose river basin planning example:Shared Vision Modeling
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Irrigation
Urban area
Levee protection
Pumped storage hydropower
RecreationFlood storage
•Gage
A multi-purpose river basin planning example:Shared Vision Modeling
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Water Resource Systems EngineeringPlanning & Management Objectives
Types of Objectives or Measures of Performance:
• Physical
• Statistical
• Economic
• Environmental – Ecological
• Social
• Combinations
• Multi-objective analyses.
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Why? How?
Water Resource Systems EngineeringPlanning & Management Objectives
Broad Goals Aims Objectives Specific Strategies:
• National Security and Welfare.• Self Sufficiency.• Regional Economic Development.• Public and Environmental Health.
• Economic Efficiency and Equity.• Environmental Quality.• Ecosystem Biodiversity and Health.• System Reliability, Resilience, Robustness.
• Water supply: quantity, quality, reliability, cost.• Flood protection, flood plain zoning.• Energy and food production.• Recreation, navigation, wildlife habitat.• Water and wastewater treatment.
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Water Resource Systems Engineering Planning & Management Objectives
Overall measures of system performance:
• Mean – average or expected value.
• Variance – average of squared deviations from the mean value.
• Reliability – Prob(satisfactory state).
• Resilience – Prob(sat. state following unsat. state).
• Robustness – adaptability to other than design input conditions.
• Vulnerability – expected magnitude or extent of failure when unsatisfactory state
occurs.
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Water Resource Systems Engineering Planning & Management Objectives
Mean
Time
Failure threshold
System Performance Measure
Time series of system performance values:
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Water Resource Systems Engineering Planning & Management Objectives
Mean
Time
Failure threshold
System Performance Measure
Same: Mean and Variance
Different: Reliability, Resilience and Vulnerability
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Water Resource Systems Engineering Planning & Management Objectives
Mean
Mean
Failure threshold
System Performance Measure
Time
Failure threshold
System Performance Measure
Compare Reliabilities, Resiliences, Vulnerabilities.
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Water Resource Systems Engineering Planning & Management Objectives
Objectives expressed as functions to be maximized or minimized or as constraints that have to satisfied.
Economic objectives:
• Maximize benefits: improvement in income, welfare, or willingness to pay.
• Minimize costs: benefits forgone, opportunity costs, adverse externalities.
• Maximize net benefits: benefits less losses and costs.
• Minimize inequity: differences in distributions of net benefit among stakeholders.
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Water Resource Systems Engineering Planning & Management Objectives
Economic objectives:
Maximize Net Revenue (Private):Marginal Revenue = Marginal cost
Maximize Net Social Benefits (Public):Unit Price = Marginal cost
Unit price = Po – bQ
Marginal cost = c
Q
Po
2b b Marginal revenue = Po – 2bQ P*pri.
P*pub.
Q*pri. Q*pub.
Private:Consumer’s surplus
Producer’s surplus
Public: All consumer surplus.
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
ALTERNATIVE PROJECTS
AL
TE
RN
AT
IVE
OB
JEC
TIV
ES
Relative impact.
Relative importance.
Alternative Codes:
1-10, ++ + 0 - --, A B C D, S F.
22 $3 57 Sat
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Other Multi-objective Methods:• Satisficing• Dominance• Lexicography• Indifference Analyses• Obj. Weights or Obj. Constraints• Goal Attainment and Programming• Compromise Programming• Interactive Methods
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Satisficing (setting improving targets for objectives that are functions of decision variables in vector
X.)OBJ2(X)
OBJ1(X)
A C
E
DB
Second Iteration: C
First Iteration: C, D, F.
Alternatives Considered: A, B, C, D, E, F.
•
•
•
•
•
•F
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Dominance (eliminating alternatives that are inferior with respect to all
objectives.)OBJ2(X)
OBJ1(X)
A C
E
DB
Alternatives Considered: A, B, C, D, E, F.
•
•
•
•
•
•F A dominated by C and F
B dominated by C, D, F
D dominated by C
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Lexicography (rank objectives from most important to least important. If a tie go to next most important objective, etc.)
OBJ2(X)
OBJ1(X)
A C
E
DB
Alternatives Considered: A, B, C, D, E, F.
•
•
•
•
•
•F If OBJ1 is most
important, pick E.
If OBJ2 is most important, pick F.
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Objective Weights (identify Pareto efficiency frontier by varying weights associated with each objective.)
Maximize {w1• OBJ1(X) + w2• OBJ2(X)}
Subject to model constraints gi(X) bi i
OBJ2(X)
OBJ1(X)
••
•
FC
E
Changing weights in objective space identifies dominant solutions on efficiency frontier.
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Objective Weights (identify Pareto efficiency frontier by varying weights associated with each objective.)
Maximize {w1• OBJ1(X) + w2• OBJ2(X)}
Subject to model constraints gi(X) bi i
OBJ2(X)
OBJ1(X)
••
•
FC
E
Changing weights in objective space identifies dominant solutions on convex efficiency frontier. It misses others.•
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Objective Constraints (include all objectives but one as constraints having bounds. Vary bound values
to identify Pareto efficiency frontier.)
Maximize OBJ1(X)
Subject to:
gi(X) bi i
OBJ2(X) L2 OBJ1(X)
•OBJ2(X)•
•
FC
E
L2
Discrete frontier
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Objective Constraints (include all objectives but one as constraints having bounds. Vary bound values
to identify Pareto efficiency frontier.)
Maximize OBJ1(X)
Subject to:
gi(X) bi i
OBJ2(X) L2 OBJ1(X)
•OBJ2(X)•
•
FC
E
L2
Continuous frontier
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Goal Attainment (minimize maximum weighted deviation from preselected targets for each objective. Vary weight values to identify efficiency frontier.)
Minimize D
Subject to:
gi(X) bi i
wk•{Tk – OBJk(X)} D k OBJ1(X)
•
OBJ2(X)
•
•
FC
E
T2
T1
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Goal Programming (minimize sum of weighted deviations from preselected targets for each objective. Vary weight values to identify efficiency frontier.)
Minimize k [wdk(Dk) + we
k(Ek)]
Subject to:
gi(X) bi i
OBJk(X) = Tk – Dk + Ek k OBJk(X)Tk
Ek
Dkwe
k(Ek)
wdk(Dk)
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Compromise Programming (minimize nth root of weighted sum of deviations from best value for each objective raised to the nth power. Vary weights and n to identify portion of efficiency frontier.)
Minimize { k wkn[Zk - OBJk(X)]n}1/n
Subject to:
gi(X) bi i
Zk = Max. feasible value of OBJk k
OBJ2(X)
Z2
OBJ1(X) Z1
n=2n=
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Water Resource Systems Engineering Planning & Management Objectives
Decision Making with Multiple Objectives:
Multi-objective Methods:
• Interactive Methods (user(s) involved in defining improvements in all objectives, as desired.)
OBJ1(X)
OBJ2(X)
OBJ1(X)
OBJ2(X)
Iterating along efficiency frontier.
Iterating toward the efficiency frontier.
•
••••
••
•
••
•
34
21
1 2
354
6 7