vote summary report - clean yield · record date: 09/22/2016 country: canada meeting type: special...
TRANSCRIPT
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
3M Company
Meeting Date: 05/10/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 88579Y101
Ticker: MMM
Shares Voted: 19,794
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sondra L. Barbour 1a
Mgmt AbstainAbstainForElect Director Thomas 'Tony' K. Brown 1b
Mgmt AgainstAgainstForElect Director Vance D. Coffman 1c
Mgmt AbstainAbstainForElect Director David B. Dillon 1d
Mgmt AgainstAgainstForElect Director Michael L. Eskew 1e
Mgmt AbstainAbstainForElect Director Herbert L. Henkel 1f
Mgmt AbstainAbstainForElect Director Muhtar Kent 1g
Mgmt AgainstAgainstForElect Director Edward M. Liddy 1h
Mgmt AbstainAbstainForElect Director Gregory R. Page 1i
Mgmt AbstainAbstainForElect Director Inge G. Thulin 1j
Mgmt AgainstAgainstForElect Director Robert J. Ulrich 1k
Mgmt ForForForElect Director Patricia A. Woertz 1l
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meetings
5
SH AgainstAgainstAgainstExclude the Impact of Stock Buyback Programs on the Financial Metrics on which CEO Pay is Based
6
Abbott Laboratories
Meeting Date: 04/29/2016
Record Date: 03/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 002824100
Ticker: ABT
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Abbott Laboratories
Shares Voted: 7,448
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt For For For
Mgmt WithholdWithholdForElect Director Roxanne S. Austin 1.2
Mgmt ForForForElect Director Sally E. Blount 1.3
Mgmt WithholdWithholdForElect Director W. James Farrell 1.4
Mgmt WithholdWithholdForElect Director Edward M. Liddy 1.5
Mgmt ForForForElect Director Nancy McKinstry 1.6
Mgmt ForForForElect Director Phebe N. Novakovic 1.7
Mgmt WithholdWithholdForElect Director William A. Osborn 1.8
Mgmt WithholdWithholdForElect Director Samuel C. Scott, III 1.9
Mgmt ForForForElect Director Glenn F. Tilton 1.10
Mgmt ForForForElect Director Miles D. White 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AbbVie Inc.
Meeting Date: 05/06/2016
Record Date: 03/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00287Y109
Ticker: ABBV
Shares Voted: 7,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William H.L. Burnside Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Brett J. Hart 1.2
Mgmt WithholdWithholdForElect Director Edward J. Rapp 1.3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
AbbVie Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReport on Policies for Safe Disposal of Prescription Drugs by Users
6
SH ForForAgainstReport on Lobbying Payments and Policy 7
Abengoa Yield plc
Meeting Date: 05/11/2016
Record Date: 03/28/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G00349103
Ticker: ABY
Shares Voted: 132
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForReappoint Deloitte LLP and Deloitte S.L. as Auditors
4
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
5
Mgmt ForForForAppoint Santiago Seage as CEO 6
Mgmt ForForForChange Company Name to Atlantica Yield plc 7
Mgmt ForForForAdopt New Articles of Association 8
Acuity Brands, Inc.
Meeting Date: 01/06/2017
Record Date: 11/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00508Y102
Ticker: AYI
Shares Voted: 85
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director W. Patrick Battle Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Gordon D. Harnett 1.2
Mgmt WithholdWithholdForElect Director Robert F. McCullough 1.3
Mgmt WithholdWithholdForElect Director Dominic J. Pileggi 1.4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Acuity Brands, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
SH AgainstAgainstAgainstApprove Dividend Increase 5
Adobe Systems Incorporated
Meeting Date: 04/13/2016
Record Date: 02/17/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00724F101
Ticker: ADBE
Shares Voted: 1,050
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Amy L. Banse Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Edward W. Barnholt 1b
Mgmt AbstainAbstainForElect Director Robert K. Burgess 1c
Mgmt AbstainAbstainForElect Director Frank A. Calderoni 1d
Mgmt AbstainAbstainForElect Director James E. Daley 1e
Mgmt ForForForElect Director Laura B. Desmond 1f
Mgmt AbstainAbstainForElect Director Charles M. Geschke 1g
Mgmt AbstainAbstainForElect Director Shantanu Narayen 1h
Mgmt AgainstAgainstForElect Director Daniel L. Rosensweig 1i
Mgmt AbstainAbstainForElect Director John E. Warnock 1j
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Aetna Inc.
Meeting Date: 05/20/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00817Y108
Ticker: AET
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aetna Inc.
Shares Voted: 60
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Fernando Aguirre Mgmt For For For
Mgmt ForForForElect Director Mark T. Bertolini 1b
Mgmt AgainstAgainstForElect Director Frank M. Clark 1c
Mgmt AgainstAgainstForElect Director Betsy Z. Cohen 1d
Mgmt ForForForElect Director Molly J. Coye 1e
Mgmt AgainstAgainstForElect Director Roger N. Farah 1f
Mgmt AgainstAgainstForElect Director Jeffrey E. Garten 1g
Mgmt ForForForElect Director Ellen M. Hancock 1h
Mgmt ForForForElect Director Richard J. Harrington 1i
Mgmt AgainstAgainstForElect Director Edward J. Ludwig 1j
Mgmt ForForForElect Director Joseph P. Newhouse 1k
Mgmt ForForForElect Director Olympia J. Snowe 1l
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstAmend Policy to Disclose Payments to Tax-Exempt Organizations
5
Aflac Incorporated
Meeting Date: 05/02/2016
Record Date: 02/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 001055102
Ticker: AFL
Shares Voted: 610
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel P. Amos Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Paul S. Amos, II 1b
Mgmt AbstainAbstainForElect Director W. Paul Bowers 1c
Mgmt AbstainAbstainForElect Director Kriss Cloninger, III 1d
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aflac Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Toshihiko Fukuzawa 1e
Mgmt ForForForElect Director Elizabeth J. Hudson 1f
Mgmt AgainstAgainstForElect Director Douglas W. Johnson 1g
Mgmt AgainstAgainstForElect Director Robert B. Johnson 1h
Mgmt AbstainAbstainForElect Director Thomas J. Kenny 1i
Mgmt AbstainAbstainForElect Director Charles B. Knapp 1j
Mgmt AgainstAgainstForElect Director Joseph L. Moskowitz 1k
Mgmt ForForForElect Director Barbara K. Rimer 1l
Mgmt AbstainAbstainForElect Director Melvin T. Stith 1m
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
Agilent Technologies, Inc.
Meeting Date: 03/16/2016
Record Date: 01/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00846U101
Ticker: A
Shares Voted: 213
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul N. Clark Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director James G. Cullen 1.2
Mgmt AgainstAgainstForElect Director Tadataka Yamada 1.3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Agrium Inc.
Meeting Date: 05/04/2016
Record Date: 03/09/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 008916108
Ticker: AGU
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Agrium Inc.
Shares Voted: 500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Maura J. Clark Mgmt For For For
Mgmt ForForForElect Director David C. Everitt 1.2
Mgmt ForForForElect Director Russell K. Girling 1.3
Mgmt ForForForElect Director Russell J. Horner 1.4
Mgmt ForForForElect Director Miranda C. Hubbs 1.5
Mgmt ForForForElect Director Chuck V. Magro 1.6
Mgmt ForForForElect Director A. Anne McLellan 1.7
Mgmt ForForForElect Director Derek G. Pannell 1.8
Mgmt ForForForElect Director Mayo M. Schmidt 1.9
Mgmt ForForForElect Director William (Bill) S. Simon 1.10
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForForApprove Shareholder Rights Plan 4
Agrium Inc.
Meeting Date: 11/03/2016
Record Date: 09/22/2016
Country: Canada
Meeting Type: Special
Primary Security ID: 008916108
Ticker: AGU
Shares Voted: 500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement with Potash Corporation of Saskatchewan Inc.
Mgmt For For For
Air Products and Chemicals, Inc.
Meeting Date: 01/28/2016
Record Date: 11/30/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 009158106
Ticker: APD
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Air Products and Chemicals, Inc.
Shares Voted: 1,555
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan K. Carter Mgmt For For For
Mgmt AbstainAbstainForElect Director Charles I. Cogut 1b
Mgmt AbstainAbstainForElect Director Seifi Ghasemi 1c
Mgmt AgainstAgainstForElect Director David H. Y. Ho 1d
Mgmt AgainstAgainstForElect Director Margaret G. McGlynn 1e
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Airgas, Inc.
Meeting Date: 02/23/2016
Record Date: 01/22/2016
Country: USA
Meeting Type: Special
Primary Security ID: 009363102
Ticker: ARG
Shares Voted: 21
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Alphabet Inc.
Meeting Date: 06/08/2016
Record Date: 04/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 02079K305
Ticker: GOOGL
Shares Voted: 1,668
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Larry Page Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Sergey Brin 1.2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alphabet Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Eric E. Schmidt 1.3
Mgmt WithholdWithholdForElect Director L. John Doerr 1.4
Mgmt ForForForElect Director Diane B. Greene 1.5
Mgmt WithholdWithholdForElect Director John L. Hennessy 1.6
Mgmt ForForForElect Director Ann Mather 1.7
Mgmt WithholdWithholdForElect Director Alan R. Mulally 1.8
Mgmt WithholdWithholdForElect Director Paul S. Otellini 1.9
Mgmt WithholdWithholdForElect Director K. Ram Shriram 1.10
Mgmt ForForForElect Director Shirley M. Tilghman 1.11
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAmended and Restated Certificate of Incorporation of Google Inc.
4
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstReport on Political Contributions 7
SH ForForAgainstRequire a Majority Vote for the Election of Directors
8
SH ForForAgainstRequire Independent Board Chairman 9
SH ForForAgainstReport on Gender Pay Gap 10
Altria Group, Inc.
Meeting Date: 05/19/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 02209S103
Ticker: MO
Shares Voted: 1,201
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gerald L. Baliles Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Martin J. Barrington 1.2
Mgmt AbstainAbstainForElect Director John T. Casteen, III 1.3
Mgmt AbstainAbstainForElect Director Dinyar S. Devitre 1.4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Altria Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Thomas F. Farrell, II 1.5
Mgmt AgainstAgainstForElect Director Thomas W. Jones 1.6
Mgmt ForForForElect Director Debra J. Kelly-Ennis 1.7
Mgmt AgainstAgainstForElect Director W. Leo Kiely, III 1.8
Mgmt AgainstAgainstForElect Director Kathryn B. McQuade 1.9
Mgmt AbstainAbstainForElect Director George Munoz 1.10
Mgmt AbstainAbstainForElect Director Nabil Y. Sakkab 1.11
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Health Impacts of Additives and Chemicals in Products
4
SH ForForAgainstParticipate in OECD Mediation for Human Rights Violations
5
Ameresco, Inc.
Meeting Date: 05/26/2016
Record Date: 03/31/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 02361E108
Ticker: AMRC
Shares Voted: 58,545
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Douglas I. Foy Mgmt For Withhold Withhold
Mgmt ForForForElect Director Jennifer L. Miller 1.2
Mgmt ForForForRatify RSM US LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
American Express Company
Meeting Date: 05/02/2016
Record Date: 03/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 025816109
Ticker: AXP
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
American Express Company
Shares Voted: 2,162
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charlene Barshefsky Mgmt For For For
Mgmt AgainstAgainstForElect Director Ursula M. Burns 1b
Mgmt AbstainAbstainForElect Director Kenneth I. Chenault 1c
Mgmt AgainstAgainstForElect Director Peter Chernin 1d
Mgmt AbstainAbstainForElect Director Ralph de la Vega 1e
Mgmt ForForForElect Director Anne L. Lauvergeon 1f
Mgmt AbstainAbstainForElect Director Michael O. Leavitt 1g
Mgmt AbstainAbstainForElect Director Theodore J. Leonsis 1h
Mgmt AbstainAbstainForElect Director Richard C. Levin 1i
Mgmt AgainstAgainstForElect Director Samuel J. Palmisano 1j
Mgmt AbstainAbstainForElect Director Daniel L. Vasella 1k
Mgmt AgainstAgainstForElect Director Robert D. Walter 1l
Mgmt AgainstAgainstForElect Director Ronald A. Williams 1m
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
SH ForForAgainstPrepare Employment Diversity Report 5
SH ForForAgainstReport on Board Oversight of Privacy and Data Security and Requests for Customer Information
6
SH ForForAgainstProvide Right to Act by Written Consent 7
SH ForForAgainstReport on Lobbying Payments and Policy 8
SH ForForAgainstRequire Independent Board Chairman 9
American States Water Company
Meeting Date: 05/17/2016
Record Date: 03/23/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 029899101
Ticker: AWR
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
American States Water Company
Shares Voted: 1,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Diana M. Bonta Mgmt For For For
Mgmt ForForForElect Director Lloyd E. Ross 1.2
Mgmt ForForForElect Director Robert J. Sprowls 1.3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
4
American Water Works Company, Inc.
Meeting Date: 05/13/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 030420103
Ticker: AWK
Shares Voted: 30,416
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Julie A. Dobson Mgmt For For For
Mgmt ForForForElect Director Paul J. Evanson 1b
Mgmt ForForForElect Director Martha Clark Goss 1c
Mgmt ForForForElect Director Richard R. Grigg 1d
Mgmt ForForForElect Director Veronica M. Hagen 1e
Mgmt ForForForElect Director Julia L. Johnson 1f
Mgmt ForForForElect Director Karl F. Kurz 1g
Mgmt ForForForElect Director George MacKenzie 1h
Mgmt ForForForElect Director Susan N. Story 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ameriprise Financial, Inc.
Meeting Date: 04/27/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 03076C106
Ticker: AMP
Shares Voted: 200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James M. Cracchiolo Mgmt For For For
Mgmt ForForForElect Director Dianne Neal Blixt 1b
Mgmt AgainstAgainstForElect Director Amy DiGeso 1c
Mgmt AgainstAgainstForElect Director Lon R. Greenberg 1d
Mgmt AgainstAgainstForElect Director Siri S. Marshall 1e
Mgmt AgainstAgainstForElect Director Jeffrey Noddle 1f
Mgmt ForForForElect Director H. Jay Sarles 1g
Mgmt AgainstAgainstForElect Director Robert F. Sharpe, Jr. 1h
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Amgen Inc.
Meeting Date: 05/19/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 031162100
Ticker: AMGN
Shares Voted: 16,767
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David Baltimore Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Frank J. Biondi, Jr. 1.2
Mgmt AbstainAbstainForElect Director Robert A. Bradway 1.3
Mgmt AbstainAbstainForElect Director Francois de Carbonnel 1.4
Mgmt AbstainAbstainForElect Director Robert A. Eckert 1.5
Mgmt AbstainAbstainForElect Director Greg C. Garland 1.6
Mgmt AbstainAbstainForElect Director Fred Hassan 1.7
Mgmt ForForForElect Director Rebecca M. Henderson 1.8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Amgen Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Frank C. Herringer 1.9
Mgmt AbstainAbstainForElect Director Tyler Jacks 1.10
Mgmt AgainstAgainstForElect Director Judith C. Pelham 1.11
Mgmt AbstainAbstainForElect Director Ronald D. Sugar 1.12
Mgmt AbstainAbstainForElect Director R. Sanders Williams 1.13
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 4
Anadarko Petroleum Corporation
Meeting Date: 05/10/2016
Record Date: 03/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 032511107
Ticker: APC
Shares Voted: 1,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony R. Chase Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Kevin P. Chilton 1b
Mgmt ForForForElect Director H. Paulett Eberhart 1c
Mgmt AgainstAgainstForElect Director Peter J. Fluor 1d
Mgmt AbstainAbstainForElect Director Richard L. George 1e
Mgmt AgainstAgainstForElect Director Joseph W. Gorder 1f
Mgmt AgainstAgainstForElect Director John R. Gordon 1g
Mgmt AbstainAbstainForElect Director Sean Gourley 1h
Mgmt AbstainAbstainForElect Director Mark C. McKinley 1i
Mgmt AbstainAbstainForElect Director Eric D. Mullins 1j
Mgmt AbstainAbstainForElect Director R. A. Walker 1k
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Anadarko Petroleum Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReport on Plans to Address Stranded Carbon Asset Risks
5
Analog Devices, Inc.
Meeting Date: 03/09/2016
Record Date: 01/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 032654105
Ticker: ADI
Shares Voted: 265
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ray Stata Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Vincent T. Roche 1b
Mgmt AgainstAgainstForElect Director Richard M. Beyer 1c
Mgmt AbstainAbstainForElect Director James A. Champy 1d
Mgmt AbstainAbstainForElect Director Bruce R. Evans 1e
Mgmt AbstainAbstainForElect Director Edward H. Frank 1f
Mgmt AbstainAbstainForElect Director John C. Hodgson 1g
Mgmt AgainstAgainstForElect Director Neil Novich 1h
Mgmt AbstainAbstainForElect Director Kenton J. Sicchitano 1i
Mgmt AgainstAgainstForElect Director Lisa T. Su 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Apache Corporation
Meeting Date: 05/12/2016
Record Date: 03/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 037411105
Ticker: APA
Shares Voted: 94
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Annell R. Bay Mgmt For For For
Mgmt AbstainAbstainForElect Director John J. Christmann, IV 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Apache Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Chansoo Joung 3
Mgmt AgainstAgainstForElect Director William C. Montgomery 4
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 5
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 7
Apple Inc.
Meeting Date: 02/26/2016
Record Date: 12/28/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 037833100
Ticker: AAPL
Shares Voted: 70,063
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James Bell Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Tim Cook 1.2
Mgmt AgainstAgainstForElect Director Al Gore 1.3
Mgmt AgainstAgainstForElect Director Bob Iger 1.4
Mgmt AgainstAgainstForElect Director Andrea Jung 1.5
Mgmt AbstainAbstainForElect Director Art Levinson 1.6
Mgmt AbstainAbstainForElect Director Ron Sugar 1.7
Mgmt ForForForElect Director Sue Wagner 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SH ForForAgainstCreate Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers
5
SH ForForAgainstAdopt Policy to Increase Diversity of Senior Management and Board of Directors
6
SH AgainstAgainstAgainstReport on Guidelines for Country Selection 7
SH ForForAgainstAdopt Proxy Access Right 8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Applied Materials, Inc.
Meeting Date: 03/10/2016
Record Date: 01/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 038222105
Ticker: AMAT
Shares Voted: 3,950
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Willem P. Roelandts Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Xun (Eric) Chen 1b
Mgmt AbstainAbstainForElect Director Aart J. de Geus 1c
Mgmt AbstainAbstainForElect Director Gary E. Dickerson 1d
Mgmt AbstainAbstainForElect Director Stephen R. Forrest 1e
Mgmt AgainstAgainstForElect Director Thomas J. Iannotti 1f
Mgmt AgainstAgainstForElect Director Susan M. James 1g
Mgmt AgainstAgainstForElect Director Alexander A. Karsner 1h
Mgmt ForForForElect Director Adrianna C. Ma 1i
Mgmt AbstainAbstainForElect Director Dennis D. Powell 1j
Mgmt AbstainAbstainForElect Director Robert H. Swan 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
SH ForForAgainstProxy Access 4
AQUA AMERICA, INC.
Meeting Date: 05/06/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 03836W103
Ticker: WTR
Shares Voted: 27,895
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Christopher H. Franklin Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Nicholas DeBenedictis 1.2
Mgmt ForForForElect Director Carolyn J. Burke 1.3
Mgmt WithholdWithholdForElect Director Richard H. Glanton 1.4
Mgmt WithholdWithholdForElect Director Lon R. Greenberg 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
AQUA AMERICA, INC.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director William P. Hankowsky 1.6
Mgmt WithholdWithholdForElect Director Wendell F. Holland 1.7
Mgmt ForForForElect Director Ellen T. Ruff 1.8
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ARM Holdings plc
Meeting Date: 04/28/2016
Record Date: 03/21/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0483X122
Ticker: ARM
Shares Voted: 570
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForElect Chris Kennedy as Director 4
Mgmt ForForForElect Lawton Fitt as Director 5
Mgmt ForForForElect Stephen Pusey as Director 6
Mgmt ForForForRe-elect Stuart Chambers as Director 7
Mgmt ForForForRe-elect Simon Segars as Director 8
Mgmt ForForForRe-elect Andy Green as Director 9
Mgmt ForForForRe-elect Larry Hirst as Director 10
Mgmt ForForForRe-elect Mike Muller as Director 11
Mgmt ForForForRe-elect Janice Roberts as Director 12
Mgmt ForForForRe-elect John Liu as Director 13
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
ARM Holdings plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
16
Mgmt ForForForApprove Employee Equity Plan 17
Mgmt ForForForAuthorise Directors to Establish Schedules to or Further Plans Based on the Employee Equity Plan
18
Mgmt ForForForApprove Employee Stock Purchase Plan 19
Mgmt ForForForAuthorise Directors to Establish Schedules to or Further Plans Based on the Employee Stock Purchase Plan
20
Mgmt ForForForApprove Sharematch Plan 21
Mgmt ForForForAuthorise Directors to Establish Schedules to or Further Plans Based on the Sharematch Plan
22
Mgmt ForForForApprove the French Schedule to The ARM 2013 Long-term Incentive Plan
23
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
24
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
AT&T Inc.
Meeting Date: 04/29/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00206R102
Ticker: T
Shares Voted: 17,788
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Randall L. Stephenson Mgmt For For For
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1.2
Mgmt ForForForElect Director Richard W. Fisher 1.3
Mgmt AgainstAgainstForElect Director Scott T. Ford 1.4
Mgmt ForForForElect Director Glenn H. Hutchins 1.5
Mgmt ForForForElect Director William E. Kennard 1.6
Mgmt ForForForElect Director Michael B. McCallister 1.7
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
AT&T Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Beth E. Mooney 1.8
Mgmt AgainstAgainstForElect Director Joyce M. Roche 1.9
Mgmt AgainstAgainstForElect Director Matthew K. Rose 1.10
Mgmt ForForForElect Director Cynthia B. Taylor 1.11
Mgmt ForForForElect Director Laura D'Andrea Tyson 1.12
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
SH ForForAgainstReport on Indirect Political Contributions 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Independent Board Chairman 7
Automatic Data Processing, Inc.
Meeting Date: 11/08/2016
Record Date: 09/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 053015103
Ticker: ADP
Shares Voted: 52,110
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter Bisson Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Richard T. Clark 1.2
Mgmt WithholdWithholdForElect Director Eric C. Fast 1.3
Mgmt ForForForElect Director Linda R. Gooden 1.4
Mgmt WithholdWithholdForElect Director Michael P. Gregoire 1.5
Mgmt WithholdWithholdForElect Director R. Glenn Hubbard 1.6
Mgmt WithholdWithholdForElect Director John P. Jones 1.7
Mgmt WithholdWithholdForElect Director William J. Ready 1.8
Mgmt WithholdWithholdForElect Director Carlos A. Rodriguez 1.9
Mgmt ForForForElect Director Sandra S. Wijnberg 1.10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Automatic Data Processing, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Avery Dennison Corporation
Meeting Date: 04/28/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 053611109
Ticker: AVY
Shares Voted: 17
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradley A. Alford Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Anthony K. Anderson 1b
Mgmt AbstainAbstainForElect Director Peter K. Barker 1c
Mgmt AbstainAbstainForElect Director Mitchell Butier 1d
Mgmt AbstainAbstainForElect Director Ken C. Hicks 1e
Mgmt AgainstAgainstForElect Director David E. I. Pyott 1f
Mgmt AbstainAbstainForElect Director Dean A. Scarborough 1g
Mgmt AbstainAbstainForElect Director Patrick T. Siewert 1h
Mgmt AgainstAgainstForElect Director Julia A. Stewart 1i
Mgmt AgainstAgainstForElect Director Martha N. Sullivan 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Babson Capital Corporate Investors
Meeting Date: 04/22/2016
Record Date: 02/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 05617K109
Ticker: MCI
Shares Voted: 346
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert E. Joyal Mgmt For For For
Mgmt ForForForElect Director Susan B. Sweeney 1.2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Babson Capital Corporate Investors
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward P. Grace, III 1.3
Badger Meter, Inc.
Meeting Date: 04/29/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 056525108
Ticker: BMI
Shares Voted: 1,975
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald H. Dix Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Thomas J. Fischer 1.2
Mgmt WithholdWithholdForElect Director Gale E. Klappa 1.3
Mgmt ForForForElect Director Gail A. Lione 1.4
Mgmt WithholdWithholdForElect Director Richard A. Meeusen 1.5
Mgmt WithholdWithholdForElect Director Andrew J. Policano 1.6
Mgmt WithholdWithholdForElect Director Steven J. Smith 1.7
Mgmt WithholdWithholdForElect Director Todd J. Teske 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Bar Harbor Bankshares
Meeting Date: 05/17/2016
Record Date: 03/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 066849100
Ticker: BHB
Shares Voted: 83,670
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Matthew L. Caras Mgmt For For For
Mgmt ForForForElect Director David M. Colter 1.2
Mgmt ForForForElect Director Martha T. Dudman 1.3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bar Harbor Bankshares
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lauri E. Fernald 1.4
Mgmt ForForForElect Director Daina H. Hill 1.5
Mgmt ForForForElect Director Clyde H. Lewis 1.6
Mgmt ForForForElect Director Constance C. Shea 1.7
Mgmt ForForForElect Director Curtis C. Simard 1.8
Mgmt ForForForElect Director Kenneth E. Smith 1.9
Mgmt ForForForElect Director Scott G. Toothaker 1.10
Mgmt ForForForElect Director David B. Woodside 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify RSM US LLP as Auditors 3
Bar Harbor Bankshares
Meeting Date: 10/20/2016
Record Date: 08/29/2016
Country: USA
Meeting Type: Special
Primary Security ID: 066849100
Ticker: BHB
Shares Voted: 83,170
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Barrick Gold Corporation
Meeting Date: 04/26/2016
Record Date: 02/26/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 067901108
Ticker: ABX
Shares Voted: 2,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gustavo A. Cisneros Mgmt For For For
Mgmt ForForForElect Director Graham G. Clow 1.2
Mgmt ForForForElect Director Gary A. Doer 1.3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barrick Gold Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director J. Michael Evans 1.4
Mgmt ForForForElect Director Kelvin P.M. Dushnisky 1.5
Mgmt ForForForElect Director Brian L. Greenspun 1.6
Mgmt ForForForElect Director J. Brett Harvey 1.7
Mgmt WithholdWithholdForElect Director Nancy H.O. Lockhart 1.8
Mgmt ForForForElect Director Dambisa F. Moyo 1.9
Mgmt ForForForElect Director Anthony Munk 1.10
Mgmt ForForForElect Director J. Robert S. Prichard 1.11
Mgmt ForForForElect Director Steven J. Shapiro 1.12
Mgmt WithholdWithholdForElect Director John L. Thornton 1.13
Mgmt ForForForElect Director Ernie L. Thrasher 1.14
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Baxalta Incorporated
Meeting Date: 05/27/2016
Record Date: 04/11/2016
Country: USA
Meeting Type: Special
Primary Security ID: 07177M103
Ticker: BXLT
Shares Voted: 27,612
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Baxter International Inc.
Meeting Date: 05/03/2016
Record Date: 03/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 071813109
Ticker: BAX
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Baxter International Inc.
Shares Voted: 4,285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas F. Chen Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director John D. Forsyth 1b
Mgmt AbstainAbstainForElect Director Michael F. Mahoney 1c
Mgmt AgainstAgainstForElect Director Carole J. Shapazian 1d
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForDeclassify the Board of Directors 4
SH ForForAgainstRequire Independent Board Chairman 5
BB&T Corporation
Meeting Date: 04/26/2016
Record Date: 02/17/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 054937107
Ticker: BBT
Shares Voted: 671
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jennifer S. Banner Mgmt For For For
Mgmt AbstainAbstainForElect Director K. David Boyer, Jr. 1.2
Mgmt AgainstAgainstForElect Director Anna R. Cablik 1.3
Mgmt AbstainAbstainForElect Director James A. Faulkner 1.4
Mgmt ForForForElect Director I. Patricia Henry 1.5
Mgmt AgainstAgainstForElect Director Eric C. Kendrick 1.6
Mgmt AbstainAbstainForElect Director Kelly S. King 1.7
Mgmt AgainstAgainstForElect Director Louis B. Lynn 1.8
Mgmt AbstainAbstainForElect Director Edward C. Milligan 1.9
Mgmt AbstainAbstainForElect Director Charles A. Patton 1.10
Mgmt AbstainAbstainForElect Director Nido R. Qubein 1.11
Mgmt AbstainAbstainForElect Director William J. Reuter 1.12
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
BB&T Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Tollie W. Rich, Jr. 1.13
Mgmt ForForForElect Director Christine Sears 1.14
Mgmt AbstainAbstainForElect Director Thomas E. Skains 1.15
Mgmt AgainstAgainstForElect Director Thomas N. Thompson 1.16
Mgmt AgainstAgainstForElect Director Edwin H. Welch 1.17
Mgmt AbstainAbstainForElect Director Stephen T. Williams 1.18
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Becton, Dickinson and Company
Meeting Date: 01/26/2016
Record Date: 12/04/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 075887109
Ticker: BDX
Shares Voted: 15,920
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson Mgmt For Against Against
Mgmt ForForForElect Director Catherine M. Burzik 1.2
Mgmt ForForForElect Director Vincent A. Forlenza 1.3
Mgmt ForForForElect Director Claire M. Fraser 1.4
Mgmt ForForForElect Director Christopher Jones 1.5
Mgmt AgainstAgainstForElect Director Marshall O. Larsen 1.6
Mgmt AgainstAgainstForElect Director Gary A. Mecklenburg 1.7
Mgmt AgainstAgainstForElect Director James F. Orr 1.8
Mgmt ForForForElect Director Willard J. Overlock, Jr. 1.9
Mgmt ForForForElect Director Claire Pomeroy 1.10
Mgmt ForForForElect Director Rebecca W. Rimel 1.11
Mgmt AgainstAgainstForElect Director Bertram L. Scott 1.12
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Becton, Dickinson and Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Berkshire Hathaway Inc.
Meeting Date: 04/30/2016
Record Date: 03/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 084670702
Ticker: BRK.B
Shares Voted: 1,987
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Warren E. Buffett Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Charles T. Munger 1.2
Mgmt WithholdWithholdForElect Director Howard G. Buffett 1.3
Mgmt WithholdWithholdForElect Director Stephen B. Burke 1.4
Mgmt ForForForElect Director Susan L. Decker 1.5
Mgmt WithholdWithholdForElect Director William H. Gates, III 1.6
Mgmt WithholdWithholdForElect Director David S. Gottesman 1.7
Mgmt ForForForElect Director Charlotte Guyman 1.8
Mgmt WithholdWithholdForElect Director Thomas S. Murphy 1.9
Mgmt WithholdWithholdForElect Director Ronald L. Olson 1.10
Mgmt WithholdWithholdForElect Director Walter Scott, Jr. 1.11
Mgmt ForForForElect Director Meryl B. Witmer 1.12
SH ForForAgainstReport on Insurance Division's Response to Climate Change Risks
2
Biogen Inc.
Meeting Date: 06/08/2016
Record Date: 04/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 09062X103
Ticker: BIIB
Shares Voted: 59
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alexander J. Denner Mgmt For Abstain Abstain
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Biogen Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Caroline D. Dorsa 1b
Mgmt ForForForElect Director Nancy L. Leaming 1c
Mgmt AgainstAgainstForElect Director Richard C. Mulligan 1d
Mgmt AgainstAgainstForElect Director Robert W. Pangia 1e
Mgmt AbstainAbstainForElect Director Stelios Papadopoulos 1f
Mgmt AbstainAbstainForElect Director Brian S. Posner 1g
Mgmt AgainstAgainstForElect Director Eric K. Rowinsky 1h
Mgmt AbstainAbstainForElect Director George A. Scangos 1i
Mgmt AgainstAgainstForElect Director Lynn Schenk 1j
Mgmt AbstainAbstainForElect Director Stephen A. Sherwin 1k
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
BlackRock Liquidity Funds
Meeting Date: 03/07/2016
Record Date: 12/11/2015
Country: USA
Meeting Type: Special
Primary Security ID: 09248U486
Ticker: N/A
Shares Voted: 237,755
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David O. Beim Mgmt For For For
Mgmt ForForForElect Director Susan J. Carter 1.2
Mgmt ForForForElect Director Collette Chilton 1.3
Mgmt ForForForElect Director Neil A. Cotty 1.4
Mgmt ForForForElect Director Matina S. Horner 1.5
Mgmt ForForForElect Director Rodney D. Johnson 1.6
Mgmt ForForForElect Director Cynthia A. Montgomery 1.7
Mgmt ForForForElect Director Joseph P. Platt 1.8
Mgmt ForForForElect Director Robert C. Robb, Jr. 1.9
Mgmt ForForForElect Director Mark Stalnecker 1.10
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
BlackRock Liquidity Funds
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kenneth L. Urish 1.11
Mgmt ForForForElect Director Claire A. Walton 1.12
Mgmt ForForForElect Director Frederick W. Winter 1.13
Mgmt ForForForElect Director Barbara G. Novick 1.14
Mgmt ForForForElect Director John M. Perlowski 1.15
BP plc
Meeting Date: 04/14/2016
Record Date: 02/19/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G12793108
Ticker: BP.
Shares Voted: 250
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForRe-elect Bob Dudley as Director 3
Mgmt ForForForRe-elect Dr Brian Gilvary as Director 4
Mgmt ForForForRe-elect Paul Anderson as Director 5
Mgmt ForForForRe-elect Alan Boeckmann as Director 6
Mgmt ForForForRe-elect Frank Bowman as Director 7
Mgmt ForForForRe-elect Cynthia Carroll as Director 8
Mgmt ForForForRe-elect Ian Davis as Director 9
Mgmt ForForForRe-elect Dame Ann Dowling as Director 10
Mgmt ForForForRe-elect Brendan Nelson as Director 11
Mgmt ForForForElect Paula Reynolds as Director 12
Mgmt ForForForElect Sir John Sawers as Director 13
Mgmt ForForForRe-elect Andrew Shilston as Director 14
Mgmt ForForForRe-elect Carl-Henric Svanberg as Director 15
Mgmt ForForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
16
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
BP plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
Bristol-Myers Squibb Company
Meeting Date: 05/03/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 110122108
Ticker: BMY
Shares Voted: 1,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Lamberto Andreotti Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Peter J. Arduini 1B
Mgmt AbstainAbstainForElect Director Giovanni Caforio 1C
Mgmt ForForForElect Director Laurie H. Glimcher 1D
Mgmt AgainstAgainstForElect Director Michael Grobstein 1E
Mgmt AbstainAbstainForElect Director Alan J. Lacy 1F
Mgmt AbstainAbstainForElect Director Thomas J. Lynch, Jr. 1G
Mgmt AbstainAbstainForElect Director Dinesh C. Paliwal 1H
Mgmt AgainstAgainstForElect Director Vicki L. Sato 1I
Mgmt AgainstAgainstForElect Director Gerald L. Storch 1J
Mgmt AgainstAgainstForElect Director Togo D. West, Jr. 1K
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Broadcom Limited
Meeting Date: 04/06/2016
Record Date: 02/12/2016
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y09827109
Ticker: AVGO
Shares Voted: 2,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hock E. Tan Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director James V. Diller 1b
Mgmt AbstainAbstainForElect Director Lewis C. Eggebrecht 1c
Mgmt AbstainAbstainForElect Director Kenneth Y. Hao 1d
Mgmt AbstainAbstainForElect Director Eddy W. Hartenstein 1e
Mgmt ForForForElect Director Justine F. Lien 1f
Mgmt AgainstAgainstForElect Director Donald Macleod 1g
Mgmt AbstainAbstainForElect Director Peter J. Marks 1h
Mgmt AbstainAbstainForElect Director Henry S. Samueli 1i
Mgmt AbstainAbstainForElect Director Lucien Y. K. Wong 1j
Mgmt AgainstAgainstForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForApprove Issuance of Shares with or without Preemptive Rights
3
Mgmt ForForForApprove Cash Compensation to Directors 4
Brookline Bancorp, Inc.
Meeting Date: 05/04/2016
Record Date: 03/10/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 11373M107
Ticker: BRKL
Shares Voted: 3,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David C. Chapin Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director John A. Hackett 1.2
Mgmt AbstainAbstainForElect Director John L. Hall, II 1.3
Mgmt AbstainAbstainForElect Director John M. Pereira 1.4
Mgmt ForForForElect Director Rosamond B. Vaule 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Brookline Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
BT Group plc
Meeting Date: 07/13/2016
Record Date: 05/23/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G16612106
Ticker: BT.A
Shares Voted: 760
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Sir Michael Rake as Director 4
Mgmt ForForForRe-elect Gavin Patterson as Director 5
Mgmt ForForForRe-elect Tony Ball as Director 6
Mgmt ForForForRe-elect Iain Conn as Director 7
Mgmt ForForForRe-elect Isabel Hudson as Director 8
Mgmt ForForForRe-elect Karen Richardson as Director 9
Mgmt ForForForRe-elect Nick Rose as Director 10
Mgmt ForForForRe-elect Jasmine Whitbread as Director 11
Mgmt ForForForElect Mike Inglis as Director 12
Mgmt ForForForElect Tim Hottges as Director 13
Mgmt ForForForElect Simon Lowth as Director 14
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
BT Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Mgmt ForForForApprove Political Donations 21
C. R. Bard, Inc.
Meeting Date: 04/20/2016
Record Date: 03/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 067383109
Ticker: BCR
Shares Voted: 500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David M. Barrett Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Marc C. Breslawsky 1.2
Mgmt AbstainAbstainForElect Director Robert M. Davis 1.3
Mgmt AgainstAgainstForElect Director Herbert L. Henkel 1.4
Mgmt AbstainAbstainForElect Director John C. Kelly 1.5
Mgmt AgainstAgainstForElect Director David F. Melcher 1.6
Mgmt ForForForElect Director Gail K. Naughton 1.7
Mgmt AbstainAbstainForElect Director Timothy M. Ring 1.8
Mgmt AbstainAbstainForElect Director Tommy G. Thompson 1.9
Mgmt AbstainAbstainForElect Director John H. Weiland 1.10
Mgmt AgainstAgainstForElect Director Anthony Welters 1.11
Mgmt AgainstAgainstForElect Director Tony L. White 1.12
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstAdopt a Payout Policy Giving Preference to Share Buybacks Over Dividends
4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cabot Corporation
Meeting Date: 03/10/2016
Record Date: 01/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 127055101
Ticker: CBT
Shares Voted: 362
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roderick C. G. MacLeod Mgmt For Abstain Abstain
Mgmt ForForForElect Director Sue H. Rataj 1.2
Mgmt AbstainAbstainForElect Director Matthias L. Wolfgruber 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 4
California Water Service Group
Meeting Date: 05/25/2016
Record Date: 03/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 130788102
Ticker: CWT
Shares Voted: 32,530
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory E. Aliff Mgmt For Abstain Abstain
Mgmt ForForForElect Director Terry P. Bayer 1b
Mgmt AbstainAbstainForElect Director Edwin A. Guiles 1c
Mgmt ForForForElect Director Bonnie G. Hill 1d
Mgmt AbstainAbstainForElect Director Martin A. Kropelnicki 1e
Mgmt AbstainAbstainForElect Director Thomas M. Krummel 1f
Mgmt AbstainAbstainForElect Director Richard P. Magnuson 1g
Mgmt AbstainAbstainForElect Director Peter C. Nelson 1h
Mgmt AbstainAbstainForElect Director Lester A. Snow 1i
Mgmt AbstainAbstainForElect Director George A. Vera 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Calvert Funds
Meeting Date: 12/28/2016
Record Date: 10/18/2016
Country: USA
Meeting Type: Special
Primary Security ID: 131582207
Ticker: N/A
Shares Voted: 363
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard L. Baird, Jr. Mgmt For For For
Mgmt ForForForElect Director Alice Gresham Bullock 1.2
Mgmt ForForForElect Director Cari Dominguez 1.3
Mgmt ForForForElect Director Miles D. Harper, III 1.4
Mgmt ForForForElect Director John G. Guffey, Jr. 1.5
Mgmt ForForForElect Director Joy V. Jones 1.6
Mgmt WithholdWithholdForElect Director Anthony A. Williams 1.7
Mgmt ForForForElect Director John H. Streur 1.8
Mgmt ForForForApprove Investment Advisory Agreement with Calvert Research and Management
2
Mgmt ForForForApproval of Master Distribution Plan for Class C Shares
4B
Mgmt ForForForApproval of Amendment to Calvert Fund's Declaration of Trust
5B
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation Regarding the Reaffirmation and Approval to Invest in Notes Issued
6A
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation on Potential Future Exemptive Order
6B
Calvert Impact Fund, Inc.
Meeting Date: 01/06/2017
Record Date: 10/18/2016
Country: USA
Meeting Type: Special
Primary Security ID: 13161P508
Ticker: N/A
Shares Voted: 253
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard L. Baird, Jr. Mgmt For For For
Mgmt ForForForElect Director Alice Gresham Bullock 1.2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Calvert Impact Fund, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cari Dominguez 1.3
Mgmt ForForForElect Director Miles D. Harper, III 1.4
Mgmt ForForForElect Director John G. Guffey, Jr. 1.5
Mgmt ForForForElect Director Joy V. Jones 1.6
Mgmt ForForForElect Director Anthony A. Williams 1.7
Mgmt ForForForElect Director John H. Streur 1.8
Mgmt ForForForApprove Investment Advisory Agreement with Calvert Research and Management
2
Mgmt ForForForApproval of Master Distribution Plan for Class C Shares
4B
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation Regarding the Reaffirmation and Approval to Invest in Notes Issued
6A
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation on Potential Future Exemptive Order
6B
Calvert Social Investment Fund
Meeting Date: 01/06/2017
Record Date: 10/18/2016
Country: USA
Meeting Type: Special
Primary Security ID: 131618407
Ticker: N/A
Shares Voted: 473
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard L. Baird, Jr. Mgmt For For For
Mgmt ForForForElect Director Alice Gresham Bullock 1.2
Mgmt ForForForElect Director Cari Dominguez 1.3
Mgmt ForForForElect Director Miles D. Harper, III 1.4
Mgmt ForForForElect Director John G. Guffey, Jr. 1.5
Mgmt ForForForElect Director Joy V. Jones 1.6
Mgmt ForForForElect Director Anthony A. Williams 1.7
Mgmt ForForForElect Director John H. Streur 1.8
Mgmt ForForForApprove Investment Advisory Agreement with Calvert Research and Management
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Calvert Social Investment Fund
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Sub-advisory Agreement with Atlanta Capital Management Company, LLC
3A
Mgmt ForForForApproval of Master Distribution Plan for Class A Shares
4A
Mgmt ForForForApproval of Amendment to Calvert Social Investment Fund's Declaration of Trust
5C
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation Regarding the Reaffirmation and Approval to Invest in Notes Issued
6A
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation on Potential Future Exemptive Order
6B
Calvert Social Investment Fund
Meeting Date: 01/06/2017
Record Date: 10/18/2016
Country: USA
Meeting Type: Special
Primary Security ID: 131618407
Ticker: N/A
Shares Voted: 240
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard L. Baird, Jr. Mgmt For For For
Mgmt ForForForElect Director Alice Gresham Bullock 1.2
Mgmt ForForForElect Director Cari Dominguez 1.3
Mgmt ForForForElect Director Miles D. Harper, III 1.4
Mgmt ForForForElect Director John G. Guffey, Jr. 1.5
Mgmt ForForForElect Director Joy V. Jones 1.6
Mgmt ForForForElect Director Anthony A. Williams 1.7
Mgmt ForForForElect Director John H. Streur 1.8
Mgmt ForForForApprove Investment Advisory Agreement with Calvert Research and Management
2
Mgmt ForForForApprove Sub-advisory Agreement with Atlanta Capital Management Company, LLC
3A
Mgmt ForForForApproval of Master Distribution Plan for Class C Shares
4B
Mgmt ForForForApproval of Amendment to Calvert Social Investment Fund's Declaration of Trust
5C
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Calvert Social Investment Fund
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation Regarding the Reaffirmation and Approval to Invest in Notes Issued
6A
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation on Potential Future Exemptive Order
6B
Calvert World Values Fund, Inc.
Meeting Date: 01/06/2017
Record Date: 10/18/2016
Country: USA
Meeting Type: Special
Primary Security ID: 131649774
Ticker: N/A
Shares Voted: 256
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard L. Baird, Jr. Mgmt For For For
Mgmt ForForForElect Director Alice Gresham Bullock 1.2
Mgmt ForForForElect Director Cari Dominguez 1.3
Mgmt ForForForElect Director Miles D. Harper, III 1.4
Mgmt ForForForElect Director John G. Guffey, Jr. 1.5
Mgmt ForForForElect Director Joy V. Jones 1.6
Mgmt ForForForElect Director Anthony A. Williams 1.7
Mgmt ForForForElect Director John H. Streur 1.8
Mgmt ForForForApprove Investment Advisory Agreement with Calvert Research and Management
2
Mgmt ForForForApprove Sub-advisory Agreement with Eaton Vance Management (International) Limited
3E
Mgmt ForForForApproval of Master Distribution Plan for Class C Shares
4B
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation Regarding the Reaffirmation and Approval to Invest in Notes Issued
6A
Mgmt ForForForApprove Investments in the Calvert Social Investment Foundation on Potential Future Exemptive Order
6B
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Camden National Corporation
Meeting Date: 04/26/2016
Record Date: 03/03/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 133034108
Ticker: CAC
Shares Voted: 43,098
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David C. Flanagan Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director James H. Page 1.2
Mgmt ForForForElect Director Robin A. Sawyer 1.3
Mgmt ForForForElect Director Karen W. Stanley 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify RSM US LLP as Auditors 3
Canadian National Railway Company
Meeting Date: 04/26/2016
Record Date: 03/03/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 136375102
Ticker: CNR
Shares Voted: 300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald J. Carty Mgmt For For For
Mgmt ForForForElect Director Gordon D. Giffin 1.2
Mgmt ForForForElect Director Edith E. Holiday 1.3
Mgmt ForForForElect Director V. Maureen Kempston Darkes 1.4
Mgmt ForForForElect Director Denis Losier 1.5
Mgmt ForForForElect Director Kevin G. Lynch 1.6
Mgmt ForForForElect Director Claude Mongeau 1.7
Mgmt ForForForElect Director James E. O'Connor 1.8
Mgmt ForForForElect Director Robert Pace 1.9
Mgmt ForForForElect Director Robert L. Phillips 1.10
Mgmt ForForForElect Director Laura Stein 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Canadian National Railway Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposal
SH AgainstAgainstAgainstRequire Audit Committee to Request Proposals For The Audit Engagement No Less Than Every 8 Years
4
Cardinal Health, Inc.
Meeting Date: 11/03/2016
Record Date: 09/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 14149Y108
Ticker: CAH
Shares Voted: 375
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David J. Anderson Mgmt For For For
Mgmt ForForForElect Director Colleen F. Arnold 1.2
Mgmt ForForForElect Director George S. Barrett 1.3
Mgmt AgainstAgainstForElect Director Carrie S. Cox 1.4
Mgmt AgainstAgainstForElect Director Calvin Darden 1.5
Mgmt ForForForElect Director Bruce L. Downey 1.6
Mgmt ForForForElect Director Patricia A. Hemingway Hall 1.7
Mgmt ForForForElect Director Clayton M. Jones 1.8
Mgmt ForForForElect Director Gregory B. Kenny 1.9
Mgmt AgainstAgainstForElect Director Nancy Killefer 1.10
Mgmt AgainstAgainstForElect Director David P. King 1.11
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Caterpillar Inc.
Meeting Date: 06/08/2016
Record Date: 04/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 149123101
Ticker: CAT
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Caterpillar Inc.
Shares Voted: 704
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David L. Calhoun Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Daniel M. Dickinson 1.2
Mgmt AbstainAbstainForElect Director Juan Gallardo 1.3
Mgmt AgainstAgainstForElect Director Jesse J. Greene, Jr. 1.4
Mgmt AbstainAbstainForElect Director Jon M. Huntsman, Jr. 1.5
Mgmt AbstainAbstainForElect Director Dennis A. Muilenburg 1.6
Mgmt AbstainAbstainForElect Director Douglas R. Oberhelman 1.7
Mgmt AbstainAbstainForElect Director William A. Osborn 1.8
Mgmt AgainstAgainstForElect Director Debra L. Reed 1.9
Mgmt AbstainAbstainForElect Director Edward B. Rust, Jr. 1.10
Mgmt ForForForElect Director Susan C. Schwab 1.11
Mgmt AgainstAgainstForElect Director Miles D. White 1.12
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH ForForAgainstRequire Independent Board Chairman 6
CBRE Group, Inc.
Meeting Date: 05/13/2016
Record Date: 03/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 12504L109
Ticker: CBG
Shares Voted: 730
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Brandon B. Boze Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Curtis F. Feeny 1b
Mgmt AgainstAgainstForElect Director Bradford M. Freeman 1c
Mgmt AbstainAbstainForElect Director Christopher T. Jenny 1d
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
CBRE Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Gerardo I. Lopez 1e
Mgmt AgainstAgainstForElect Director Frederic V. Malek 1f
Mgmt ForForForElect Director Paula R. Reynolds 1g
Mgmt AbstainAbstainForElect Director Robert E. Sulentic 1h
Mgmt ForForForElect Director Laura D. Tyson 1i
Mgmt AbstainAbstainForElect Director Ray Wirta 1j
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Right to Call Special Meeting 4
SH ForForAgainstAmend Bylaws -- Call Special Meetings 5
CDK Global, Inc.
Meeting Date: 11/15/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 12508E101
Ticker: CDK
Shares Voted: 1,066
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Willie A. Deese 1b
Mgmt ForForForElect Director Amy J. Hillman 1c
Mgmt AbstainAbstainForElect Director Brian P. MacDonald 1d
Mgmt ForForForElect Director Eileen J. Martinson 1e
Mgmt AgainstAgainstForElect Director Stephen A. Miles 1f
Mgmt AgainstAgainstForElect Director Robert E. Radway 1g
Mgmt AbstainAbstainForElect Director Stephen F. Schuckenbrock 1h
Mgmt AbstainAbstainForElect Director Frank S. Sowinski 1i
Mgmt AbstainAbstainForElect Director Robert M. Tarkoff 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
CECO Environmental Corp.
Meeting Date: 05/12/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 125141101
Ticker: CECE
Shares Voted: 23,039
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jason DeZwirek Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Eric M. Goldberg 1.2
Mgmt WithholdWithholdForElect Director Jeffrey Lang 1.3
Mgmt WithholdWithholdForElect Director Claudio A. Mannarino 1.4
Mgmt WithholdWithholdForElect Director Jonathan Pollack 1.5
Mgmt WithholdWithholdForElect Director Seth Rudin 1.6
Mgmt ForForForElect Director Valerie Gentile Sachs 1.7
Mgmt WithholdWithholdForElect Director Dennis Sadlowski 1.8
Mgmt WithholdWithholdForElect Director Donald A. Wright 1.9
Mgmt AgainstAgainstForRatify BDO USA, LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Celgene Corporation
Meeting Date: 06/15/2016
Record Date: 04/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 151020104
Ticker: CELG
Shares Voted: 62
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Hugin Mgmt For For For
Mgmt ForForForElect Director Mark J. Alles 1.2
Mgmt ForForForElect Director Richard W. Barker 1.3
Mgmt ForForForElect Director Michael W. Bonney 1.4
Mgmt WithholdWithholdForElect Director Michael D. Casey 1.5
Mgmt ForForForElect Director Carrie S. Cox 1.6
Mgmt ForForForElect Director Jacqualyn A. Fouse 1.7
Mgmt ForForForElect Director Michael A. Friedman 1.8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Celgene Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Julia A. Haller 1.9
Mgmt ForForForElect Director Gilla S. Kaplan 1.10
Mgmt WithholdWithholdForElect Director James J. Loughlin 1.11
Mgmt WithholdWithholdForElect Director Ernest Mario 1.12
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt AgainstAgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
5
SH ForForAgainstCall Special Meetings 6
SH ForForAgainstProxy Access 7
CenterPoint Energy, Inc.
Meeting Date: 04/28/2016
Record Date: 03/03/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 15189T107
Ticker: CNP
Shares Voted: 106
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Milton Carroll Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Michael P. Johnson 1b
Mgmt ForForForElect Director Janiece M. Longoria 1c
Mgmt AbstainAbstainForElect Director Scott J. McLean 1d
Mgmt AbstainAbstainForElect Director Theodore F. Pound 1e
Mgmt AbstainAbstainForElect Director Scott M. Prochazka 1f
Mgmt ForForForElect Director Susan O. Rheney 1g
Mgmt AbstainAbstainForElect Director Phillip R. Smith 1h
Mgmt AbstainAbstainForElect Director Peter S. Wareing 1i
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
CenterPoint Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
4
Cerner Corporation
Meeting Date: 05/27/2016
Record Date: 03/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 156782104
Ticker: CERN
Shares Voted: 3,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerald E. Bisbee, Jr. Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Denis A. Cortese 1b
Mgmt AgainstAgainstForElect Director Linda M. Dillman 1c
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Chatham Lodging Trust
Meeting Date: 05/19/2016
Record Date: 03/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 16208T102
Ticker: CLDT
Shares Voted: 15,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director C. Gerald Goldsmith Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Rolf E. Ruhfus 1.2
Mgmt WithholdWithholdForElect Director Jeffrey H. Fisher 1.3
Mgmt WithholdWithholdForElect Director Thomas J. Crocker 1.4
Mgmt WithholdWithholdForElect Director Robert Perlmutter 1.5
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chevron Corporation
Meeting Date: 05/25/2016
Record Date: 03/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 166764100
Ticker: CVX
Shares Voted: 415
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alexander B. Cummings, Jr. - Resigned
Mgmt
Mgmt ForForForElect Director Linnet F. Deily 1b
Mgmt AgainstAgainstForElect Director Robert E. Denham 1c
Mgmt ForForForElect Director Alice P. Gast 1d
Mgmt AgainstAgainstForElect Director Enrique Hernandez, Jr. 1e
Mgmt AbstainAbstainForElect Director Jon M. Huntsman, Jr. 1f
Mgmt AbstainAbstainForElect Director Charles W. Moorman, IV 1g
Mgmt AgainstAgainstForElect Director John G. Stumpf 1h
Mgmt AgainstAgainstForElect Director Ronald D. Sugar 1i
Mgmt AgainstAgainstForElect Director Inge G. Thulin 1j
Mgmt AbstainAbstainForElect Director John S. Watson 1k
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Non-Employee Director Omnibus Stock Plan
4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstAdopt Quantitative GHG Goals for Products and Operations
6
SH ForForAgainstAnnually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario
7
SH ForForAgainstAnnually Report Reserve Replacements in BTUs
8
SH ForForAgainstIncrease Return of Capital to Shareholders in Light of Climate Change Risks
9
SH ForForAgainstReport on the Result of Efforts to Minimize Hydraulic Fracturing Impacts
10
SH ForForAgainstRequire Director Nominee with Environmental Experience
11
SH ForForAgainstAmend Bylaws -- Call Special Meetings 12
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chipotle Mexican Grill, Inc.
Meeting Date: 05/11/2016
Record Date: 03/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 169656105
Ticker: CMG
Shares Voted: 972
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Al Baldocchi Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Darlene Friedman 1.2
Mgmt AgainstAgainstForElect Director John S. Charlesworth 1.3
Mgmt AgainstAgainstForElect Director Kimbal Musk 1.4
Mgmt AgainstAgainstForElect Director Montgomery F. (Monty) Moran 1.5
Mgmt AgainstAgainstForElect Director Neil Flanzraich 1.6
Mgmt AgainstAgainstForElect Director Patrick J. Flynn 1.7
Mgmt AgainstAgainstForElect Director Stephen Gillett 1.8
Mgmt AgainstAgainstForElect Director Steve Ells 1.9
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAmend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings
4
Mgmt AgainstAgainstForProvide Proxy Access Right 5
SH ForForAgainstProxy Access 6
SH ForForAgainstStock Retention/Holding Period 7
SH ForForAgainstPermit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting
8
SH ForForAgainstReport on Sustainability, Including Quantitative Goals
9
SH ForForAgainstAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
10
Chubb Limited
Meeting Date: 05/19/2016
Record Date: 03/28/2016
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H1467J104
Ticker: CB
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chubb Limited
Shares Voted: 219
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForAllocate Disposable Profit 2.1
Mgmt ForForForApprove Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount
2.2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers AG (Zurich) as Auditors
4.1
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors
4.2
Mgmt ForForForRatify BDO AG (Zurich) as Special Auditors 4.3
Mgmt AbstainAbstainForElect Director Evan G. Greenberg 5.1
Mgmt AgainstAgainstForElect Director Robert M. Hernandez 5.2
Mgmt AbstainAbstainForElect Director Michael G. Atieh 5.3
Mgmt ForForForElect Director Sheila P. Burke 5.4
Mgmt AbstainAbstainForElect Director James I. Cash 5.5
Mgmt AgainstAgainstForElect Director Mary A. Cirillo 5.6
Mgmt AgainstAgainstForElect Director Michael P. Connors 5.7
Mgmt AbstainAbstainForElect Director John Edwardson 5.8
Mgmt AbstainAbstainForElect Director Lawrence W. Kellner 5.9
Mgmt AbstainAbstainForElect Director Leo F. Mullin 5.10
Mgmt ForForForElect Director Kimberly Ross 5.11
Mgmt AgainstAgainstForElect Director Robert Scully 5.12
Mgmt AbstainAbstainForElect Director Eugene B. Shanks, Jr. 5.13
Mgmt AbstainAbstainForElect Director Theodore E. Shasta 5.14
Mgmt AbstainAbstainForElect Director David Sidwell 5.15
Mgmt AbstainAbstainForElect Director Olivier Steimer 5.16
Mgmt AgainstAgainstForElect Director James M. Zimmerman 5.17
Mgmt AgainstAgainstForElect Evan G. Greenberg as Board Chairman 6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chubb Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Michael P. Connors as Member of the Compensation Committee
7.1
Mgmt ForForForAppoint Mary A. Cirillo as Member of the Compensation Committee
7.2
Mgmt ForForForAppoint Robert M. Hernandez as Member of the Compensation Committee
7.3
Mgmt ForForForAppoint Robert Scully as Member of the Compensation Committee
7.4
Mgmt ForForForAppoint James M. Zimmerman as Member of the Compensation Committee
7.5
Mgmt ForForForDesignate Homburger AG as Independent Proxy
8
Mgmt ForForForIssue Shares Without Preemptive Rights 9
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 10
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Directors
11.1
Mgmt AgainstAgainstForApprove Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017
11.2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Mgmt AgainstAgainstForTransact Other Business (Voting) 13
Church & Dwight Co., Inc.
Meeting Date: 05/05/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 171340102
Ticker: CHD
Shares Voted: 1,777
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Matthew T. Farrell Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Bradley C. Irwin 1b
Mgmt AgainstAgainstForElect Director Penry W. Price 1c
Mgmt AgainstAgainstForElect Director Arthur B. Winkleblack 1d
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cigna Corporation
Meeting Date: 04/27/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 125509109
Ticker: CI
Shares Voted: 1,647
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David M. Cordani Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Isaiah Harris, Jr. 1.2
Mgmt AgainstAgainstForElect Director Jane E. Henney 1.3
Mgmt ForForForElect Director Donna F. Zarcone 1.4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Cisco Systems, Inc.
Meeting Date: 12/12/2016
Record Date: 10/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 17275R102
Ticker: CSCO
Shares Voted: 209,113
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Carol A. Bartz Mgmt For Against Against
Mgmt AgainstAgainstForElect Director M. Michele Burns 1b
Mgmt ForForForElect Director Michael D. Capellas 1c
Mgmt ForForForElect Director John T. Chambers 1d
Mgmt ForForForElect Director Amy L. Chang 1e
Mgmt ForForForElect Director John L. Hennessy 1f
Mgmt ForForForElect Director Kristina M. Johnson 1g
Mgmt AgainstAgainstForElect Director Roderick C. McGeary 1h
Mgmt ForForForElect Director Charles H. Robbins 1i
Mgmt ForForForElect Director Arun Sarin 1j
Mgmt ForForForElect Director Steven M. West 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cisco Systems, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstReport on Arab and non-Arab Employees using EEO-1 Categories
5
SH ForForAgainstEstablish Board Committee on Operations in Israeli Settlements
6
Citrix Systems, Inc.
Meeting Date: 06/23/2016
Record Date: 04/25/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 177376100
Ticker: CTXS
Shares Voted: 5,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert M. Calderoni Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Nanci E. Caldwell 1b
Mgmt AbstainAbstainForElect Director Jesse A. Cohn 1c
Mgmt AbstainAbstainForElect Director Robert D. Daleo 1d
Mgmt AbstainAbstainForElect Director Murray J. Demo 1e
Mgmt AbstainAbstainForElect Director Peter J. Sacripanti 1f
Mgmt AbstainAbstainForElect Director Graham V. Smith 1g
Mgmt AgainstAgainstForElect Director Godfrey R. Sullivan 1h
Mgmt AbstainAbstainForElect Director Kirill Tatarinov 1i
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
CLARCOR Inc.
Meeting Date: 03/29/2016
Record Date: 02/05/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 179895107
Ticker: CLC
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
CLARCOR Inc.
Shares Voted: 12,163
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Burgstahler Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Christopher L. Conway 1.2
Mgmt WithholdWithholdForElect Director Paul Donovan 1.3
Mgmt WithholdWithholdForElect Director Thomas W. Giacomini 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
SH ForForAgainstReport on Sustainability, Including GHG Goals 3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
4
Colgate-Palmolive Company
Meeting Date: 05/06/2016
Record Date: 03/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 194162103
Ticker: CL
Shares Voted: 7,388
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John P. Bilbrey Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director John T. Cahill 1b
Mgmt AbstainAbstainForElect Director Ian Cook 1c
Mgmt AgainstAgainstForElect Director Helene D. Gayle 1d
Mgmt ForForForElect Director Ellen M. Hancock 1e
Mgmt AbstainAbstainForElect Director C. Martin Harris 1f
Mgmt AgainstAgainstForElect Director Richard J. Kogan 1g
Mgmt ForForForElect Director Lorrie M. Norrington 1h
Mgmt AbstainAbstainForElect Director Michael B. Polk 1i
Mgmt AgainstAgainstForElect Director Stephen I. Sadove 1j
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Colgate-Palmolive Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Community Bancorp.
Meeting Date: 05/17/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 20343A101
Ticker: CMTV
Shares Voted: 357
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles W. Bucknam Jr. Mgmt For For For
Mgmt ForForForElect Director Stephen P. Marsh 1.2
Mgmt ForForForElect Director Patrick M. Malone 1.3
Mgmt ForForForElect Director Fredric Oeschger 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify BerryDunn as Auditors 3
Connecticut Water Service, Inc.
Meeting Date: 05/13/2016
Record Date: 03/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 207797101
Ticker: CTWS
Shares Voted: 103,069
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Heather Hunt Mgmt For For For
Mgmt ForForForElect Director Eric W. Thornburg 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Baker Tilly Virchow Krause, LLP as Auditors
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Consolidated Communications Holdings, Inc.
Meeting Date: 05/02/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 209034107
Ticker: CNSL
Shares Voted: 2,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roger H. Moore Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Thomas A. Gerke 1.2
Mgmt WithholdWithholdForElect Director Dale E. Parker 1.3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Costco Wholesale Corporation
Meeting Date: 01/29/2016
Record Date: 11/20/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 22160K105
Ticker: COST
Shares Voted: 428
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Hamilton E. James Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director W. Craig Jelinek 1.2
Mgmt WithholdWithholdForElect Director John W. Stanton 1.3
Mgmt ForForForElect Director Mary A. (Maggie) Wilderotter 1.4
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAdopt Proxy Access Right 4
Cree, Inc.
Meeting Date: 10/25/2016
Record Date: 08/25/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 225447101
Ticker: CREE
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cree, Inc.
Shares Voted: 5,625
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles M. Swoboda Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Clyde R. Hosein 1.2
Mgmt WithholdWithholdForElect Director Robert A. Ingram 1.3
Mgmt WithholdWithholdForElect Director Darren R. Jackson 1.4
Mgmt WithholdWithholdForElect Director C. Howard Nye 1.5
Mgmt WithholdWithholdForElect Director John B. Replogle 1.6
Mgmt WithholdWithholdForElect Director Thomas H. Werner 1.7
Mgmt WithholdWithholdForElect Director Anne C. Whitaker 1.8
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
CVS Health Corporation
Meeting Date: 05/19/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 126650100
Ticker: CVS
Shares Voted: 1,603
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard M. Bracken Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director C. David Brown, II 1b
Mgmt ForForForElect Director Alecia A. DeCoudreaux 1c
Mgmt ForForForElect Director Nancy-Ann M. DeParle 1d
Mgmt AgainstAgainstForElect Director David W. Dorman 1e
Mgmt AgainstAgainstForElect Director Anne M. Finucane 1f
Mgmt AbstainAbstainForElect Director Larry J. Merlo 1g
Mgmt AbstainAbstainForElect Director Jean-Pierre Millon 1h
Mgmt AbstainAbstainForElect Director Richard J. Swift 1i
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
CVS Health Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director William C. Weldon 1j
Mgmt AgainstAgainstForElect Director Tony L. White 1k
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Consistency Between Corporate Values and Political Contributions
4
SH ForForAgainstReport on Pay Disparity 5
Deluxe Corporation
Meeting Date: 05/04/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 248019101
Ticker: DLX
Shares Voted: 21
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald C. Baldwin Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Charles A. Haggerty 1.2
Mgmt WithholdWithholdForElect Director Cheryl E. Mayberry McKissack 1.3
Mgmt WithholdWithholdForElect Director Don J. McGrath 1.4
Mgmt WithholdWithholdForElect Director Neil J. Metviner 1.5
Mgmt WithholdWithholdForElect Director Stephen P. Nachtsheim 1.6
Mgmt ForForForElect Director Mary Ann O'Dwyer 1.7
Mgmt WithholdWithholdForElect Director Thomas J. Reddin 1.8
Mgmt WithholdWithholdForElect Director Martyn R. Redgrave 1.9
Mgmt WithholdWithholdForElect Director Lee J. Schram 1.10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
DENTSPLY International Inc.
Meeting Date: 01/11/2016
Record Date: 12/02/2015
Country: USA
Meeting Type: Special
Primary Security ID: 249030107
Ticker: XRAY
Shares Voted: 1,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt For For For
Mgmt ForForForAdopt Second Amended and Restated Certificate of Incorporation
2
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
Mgmt ForForForAdjourn Meeting 5
DENTSPLY SIRONA Inc.
Meeting Date: 05/25/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 24906P109
Ticker: XRAY
Shares Voted: 1,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael C. Alfano Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director David K. Beecken 1b
Mgmt AgainstAgainstForElect Director Eric K. Brandt 1c
Mgmt AgainstAgainstForElect Director Michael J. Coleman 1d
Mgmt AbstainAbstainForElect Director Willie A. Deese 1e
Mgmt AbstainAbstainForElect Director Thomas Jetter 1f
Mgmt AbstainAbstainForElect Director Arthur D. Kowaloff 1g
Mgmt AbstainAbstainForElect Director Harry M. Jansen Kraemer, Jr. 1h
Mgmt AbstainAbstainForElect Director Francis J. Lunger 1i
Mgmt AbstainAbstainForElect Director Jeffrey T. Slovin 1j
Mgmt AbstainAbstainForElect Director Bret W. Wise 1k
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Digital Realty Trust, Inc.
Meeting Date: 05/10/2016
Record Date: 03/17/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 253868103
Ticker: DLR
Shares Voted: 150
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Dennis E. Singleton Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Laurence A. Chapman 1B
Mgmt ForForForElect Director Kathleen Earley 1C
Mgmt AgainstAgainstForElect Director Kevin J. Kennedy 1D
Mgmt AgainstAgainstForElect Director William G. LaPerch 1E
Mgmt AbstainAbstainForElect Director A. William Stein 1F
Mgmt AgainstAgainstForElect Director Robert H. Zerbst 1G
Mgmt AgainstAgainstForRatify KMPG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Discovery Communications, Inc.
Meeting Date: 05/19/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 25470F104
Ticker: DISCA
Shares Voted: 3,260
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul A. Gould Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director M. LaVoy Robison 1.2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
SH ForForAgainstReport on Steps Taken to Increase Board Diversity
3
SH ForForAgainstAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dollar Tree, Inc.
Meeting Date: 06/16/2016
Record Date: 04/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 256746108
Ticker: DLTR
Shares Voted: 600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arnold S. Barron Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Gregory M. Bridgeford 1.2
Mgmt AbstainAbstainForElect Director Macon F. Brock, Jr. 1.3
Mgmt ForForForElect Director Mary Anne Citrino 1.4
Mgmt AgainstAgainstForElect Director H. Ray Compton 1.5
Mgmt AgainstAgainstForElect Director Conrad M. Hall 1.6
Mgmt AbstainAbstainForElect Director Lemuel E. Lewis 1.7
Mgmt AbstainAbstainForElect Director Bob Sasser 1.8
Mgmt AbstainAbstainForElect Director Thomas A. Saunders, III 1.9
Mgmt AbstainAbstainForElect Director Thomas E. Whiddon 1.10
Mgmt AgainstAgainstForElect Director Carl P. Zeithaml 1.11
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Dominion Resources, Inc.
Meeting Date: 05/11/2016
Record Date: 03/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 25746U109
Ticker: D
Shares Voted: 2,599
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William P. Barr Mgmt For Against Against
Mgmt ForForForElect Director Helen E. Dragas 1.2
Mgmt AbstainAbstainForElect Director James O. Ellis, Jr. 1.3
Mgmt AbstainAbstainForElect Director Thomas F. Farrell, II 1.4
Mgmt AgainstAgainstForElect Director John W. Harris 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dominion Resources, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Mark J. Kington 1.6
Mgmt ForForForElect Director Pamela J. Royal 1.7
Mgmt AgainstAgainstForElect Director Robert H. Spilman, Jr. 1.8
Mgmt AbstainAbstainForElect Director Michael E. Szymanczyk 1.9
Mgmt AgainstAgainstForElect Director David A. Wollard 1.10
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstReport on Potential Impact of Denial of a Certificate for North Anna 3
5
SH ForForAgainstProvide Right to Act by Written Consent 6
SH ForForAgainstRequire Director Nominee with Environmental Experience
7
SH ForForAgainstReport on Financial and Physical Risks of Climate Change
8
SH ForForAgainstReport on Plans to Adapt to Distributed Energy Generation and Energy Efficiency Changes in Sector
9
Donaldson Company, Inc.
Meeting Date: 11/18/2016
Record Date: 09/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 257651109
Ticker: DCI
Shares Voted: 1,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Hoffman Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Douglas A. Milroy 1.2
Mgmt WithholdWithholdForElect Director Willard D. Oberton 1.3
Mgmt WithholdWithholdForElect Director John P. Wiehoff 1.4
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dr Pepper Snapple Group, Inc.
Meeting Date: 05/19/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 26138E109
Ticker: DPS
Shares Voted: 16
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David E. Alexander Mgmt For For For
Mgmt ForForForElect Director Antonio Carrillo 1b
Mgmt ForForForElect Director Pamela H. Patsley 1c
Mgmt AgainstAgainstForElect Director Joyce M. Roche 1d
Mgmt ForForForElect Director Ronald G. Rogers 1e
Mgmt ForForForElect Director Wayne R. Sanders 1f
Mgmt AgainstAgainstForElect Director Dunia A. Shive 1g
Mgmt AgainstAgainstForElect Director M. Anne Szostak 1h
Mgmt ForForForElect Director Larry D. Young 1i
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Certificate of Incorporation 4
SH ForForAgainstAdopt Comprehensive Recycling Strategy for Beverage Containers
5
Dreyfus Institutional Cash Advantage Funds
Meeting Date: 09/26/2016
Record Date: 05/23/2016
Country: USA
Meeting Type: Special
Primary Security ID: 26200V104
Ticker: N/A
Shares Voted: 995,596
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Reorganization of Funds between Dreyfus Institutional Cash Advantage Funds and Dreyfus Institutional Preferred Money Market Fund
Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dreyfus Municipal Bond Infrastructure Fund, Inc.
Meeting Date: 08/09/2016
Record Date: 06/03/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 26203D101
Ticker: DMB
Shares Voted: 6,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director J. Charles Cardona Mgmt For For For
Mgmt ForForForElect Director Robin A. Melvin 1.2
E. I. du Pont de Nemours and Company
Meeting Date: 04/27/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 263534109
Ticker: DD
Shares Voted: 21,822
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lamberto Andreotti Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Edward D. Breen 1b
Mgmt AbstainAbstainForElect Director Robert A. Brown 1c
Mgmt AgainstAgainstForElect Director Alexander M. Cutler 1d
Mgmt AgainstAgainstForElect Director Eleuthere I. du Pont 1e
Mgmt AbstainAbstainForElect Director James L. Gallogly 1f
Mgmt AgainstAgainstForElect Director Marillyn A. Hewson 1g
Mgmt AgainstAgainstForElect Director Lois D. Juliber 1h
Mgmt AbstainAbstainForElect Director Ulf M. ('Mark') Schneider 1i
Mgmt AgainstAgainstForElect Director Lee M. Thomas 1j
Mgmt AbstainAbstainForElect Director Patrick J. Ward 1k
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH AgainstAgainstAgainstCreate Employee Advisory Position for Board 5
SH ForForAgainstReport on Supply Chain Impact on Deforestation
6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
E. I. du Pont de Nemours and Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReport on Accident Reduction Efforts 7
E. I. du Pont de Nemours and Company
Meeting Date: 07/20/2016
Record Date: 06/02/2016
Country: USA
Meeting Type: Special
Primary Security ID: 263534109
Ticker: DD
Shares Voted: 21,822
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 3
Eagle Bancorp, Inc.
Meeting Date: 05/12/2016
Record Date: 03/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 268948106
Ticker: EGBN
Shares Voted: 780
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Leslie M. Alperstein Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Dudley C. Dworken 1.2
Mgmt WithholdWithholdForElect Director Harvey M. Goodman 1.3
Mgmt WithholdWithholdForElect Director Ronald D. Paul 1.4
Mgmt WithholdWithholdForElect Director Robert P. Pincus 1.5
Mgmt WithholdWithholdForElect Director Norman R. Pozez 1.6
Mgmt WithholdWithholdForElect Director Donald R. Rogers 1.7
Mgmt WithholdWithholdForElect Director Leland M. Weinstein 1.8
Mgmt ForForForAdopt Majority Voting for Uncontested Election of Directors
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForRatify Stegman & Company as Auditors 4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eagle Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
East West Bancorp, Inc.
Meeting Date: 05/24/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 27579R104
Ticker: EWBC
Shares Voted: 810
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Molly Campbell Mgmt For For For
Mgmt ForForForElect Director Iris S. Chan 1.2
Mgmt WithholdWithholdForElect Director Rudolph I. Estrada 1.3
Mgmt WithholdWithholdForElect Director Paul H. Irving 1.4
Mgmt WithholdWithholdForElect Director John M. Lee 1.5
Mgmt WithholdWithholdForElect Director Herman Y. Li 1.6
Mgmt WithholdWithholdForElect Director Jack C. Liu 1.7
Mgmt WithholdWithholdForElect Director Dominic Ng 1.8
Mgmt WithholdWithholdForElect Director Keith W. Renken 1.9
Mgmt WithholdWithholdForElect Director Lester M. Sussman 1.10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Eastman Chemical Company
Meeting Date: 05/05/2016
Record Date: 03/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 277432100
Ticker: EMN
Shares Voted: 990
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Humberto P. Alfonso Mgmt For Abstain Abstain
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eastman Chemical Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Gary E. Anderson 1.2
Mgmt AgainstAgainstForElect Director Brett D. Begemann 1.3
Mgmt AgainstAgainstForElect Director Michael P. Connors 1.4
Mgmt AbstainAbstainForElect Director Mark J. Costa 1.5
Mgmt AbstainAbstainForElect Director Stephen R. Demeritt 1.6
Mgmt AbstainAbstainForElect Director Robert M. Hernandez 1.7
Mgmt AgainstAgainstForElect Director Julie F. Holder 1.8
Mgmt ForForForElect Director Renee J. Hornbaker 1.9
Mgmt AgainstAgainstForElect Director Lewis M. Kling 1.10
Mgmt AbstainAbstainForElect Director James J. O'Brien 1.11
Mgmt AgainstAgainstForElect Director David W. Raisbeck 1.12
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Eaton Corporation plc
Meeting Date: 04/27/2016
Record Date: 02/29/2016
Country: Ireland
Meeting Type: Annual
Primary Security ID: G29183103
Ticker: ETN
Shares Voted: 221
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Craig Arnold Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Todd M. Bluedorn 1b
Mgmt AgainstAgainstForElect Director Christopher M. Connor 1c
Mgmt AbstainAbstainForElect Director Michael J. Critelli 1d
Mgmt AbstainAbstainForElect Director Alexander M. Cutler 1e
Mgmt AbstainAbstainForElect Director Richard H. Fearon 1f
Mgmt AgainstAgainstForElect Director Charles E. Golden 1g
Mgmt AgainstAgainstForElect Director Linda A. Hill 1h
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eaton Corporation plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Arthur E. Johnson 1i
Mgmt AgainstAgainstForElect Director Ned C. Lautenbach 1j
Mgmt ForForForElect Director Deborah L. McCoy 1k
Mgmt AbstainAbstainForElect Director Gregory R. Page 1l
Mgmt AgainstAgainstForElect Director Sandra Pianalto 1m
Mgmt AbstainAbstainForElect Director Gerald B. Smith 1n
Mgmt ForForForAmend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons
2A
Mgmt ForForForAmend Company's Memorandum of Association in Connection with Recent Changes in Irish Law
2B
Mgmt ForForForAmend Company's Articles of Association to Clarify the Board's Sole Authority to Determine its Size within the Fixed Limits in Articles
3
Mgmt AgainstAgainstForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors
4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForApproval of Overseas Market Purchases of the Company Shares
6
eBay Inc.
Meeting Date: 04/27/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 278642103
Ticker: EBAY
Shares Voted: 1,058
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Fred D. Anderson, Jr. Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Edward W. Barnholt 1b
Mgmt AgainstAgainstForElect Director Anthony J. Bates 1c
Mgmt AgainstAgainstForElect Director Bonnie S. Hammer 1d
Mgmt AgainstAgainstForElect Director Kathleen C. Mitic 1e
Mgmt AbstainAbstainForElect Director Pierre M. Omidyar 1f
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
eBay Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Paul S. Pressler 1g
Mgmt AbstainAbstainForElect Director Robert H. Swan 1h
Mgmt AgainstAgainstForElect Director Thomas J. Tierney 1i
Mgmt AbstainAbstainForElect Director Perry M. Traquina 1j
Mgmt AbstainAbstainForElect Director Devin N. Wenig 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstReport on Gender Pay Gap 5
Eli Lilly and Company
Meeting Date: 05/02/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 532457108
Ticker: LLY
Shares Voted: 1,866
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ralph Alvarez Mgmt For Against Against
Mgmt AbstainAbstainForElect Director R. David Hoover 1b
Mgmt AbstainAbstainForElect Director Juan R. Luciano 1c
Mgmt AbstainAbstainForElect Director Franklyn G. Prendergast 1d
Mgmt AgainstAgainstForElect Director Kathi P. Seifert 1e
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstReport on Guidelines for Country Selection 4
EMC Corporation
Meeting Date: 05/12/2016
Record Date: 03/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 268648102
Ticker: EMC
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
EMC Corporation
Shares Voted: 132,052
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Donald J. Carty Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Randolph L. Cowen 1b
Mgmt AbstainAbstainForElect Director James S. DiStasio 1c
Mgmt AbstainAbstainForElect Director John R. Egan 1d
Mgmt AgainstAgainstForElect Director William D. Green 1e
Mgmt ForForForElect Director Jami Miscik 1f
Mgmt AgainstAgainstForElect Director Paul Sagan 1g
Mgmt ForForForElect Director Laura J. Sen 1h
Mgmt AbstainAbstainForElect Director Joseph M. Tucci 1i
Mgmt AgainstAgainstForRatify Pricewaterhousecoopers Llp as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
EMC Corporation
Meeting Date: 07/19/2016
Record Date: 05/13/2016
Country: USA
Meeting Type: Special
Primary Security ID: 268648102
Ticker: EMC
Shares Voted: 131,162
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Emerson Electric Co.
Meeting Date: 02/02/2016
Record Date: 11/24/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 291011104
Ticker: EMR
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Emerson Electric Co.
Shares Voted: 2,005
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director C. A. H. Boersig Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director J. B. Bolten 1.2
Mgmt WithholdWithholdForElect Director M. S. Levatich 1.3
Mgmt WithholdWithholdForElect Director R. L. Stephenson 1.4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
SH ForForAgainstReport on Sustainability 4
SH ForForAgainstReport on Political Contributions 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstAdopt Quantitative Company-wide GHG Goals 7
EQT Corporation
Meeting Date: 04/20/2016
Record Date: 02/10/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 26884L109
Ticker: EQT
Shares Voted: 6,175
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For For
Mgmt AbstainAbstainForElect Director Philip G. Behrman 1.2
Mgmt AbstainAbstainForElect Director Kenneth M. Burke 1.3
Mgmt AgainstAgainstForElect Director A. Bray Cary, Jr. 1.4
Mgmt ForForForElect Director Margaret K. Dorman 1.5
Mgmt AbstainAbstainForElect Director David L. Porges 1.6
Mgmt AgainstAgainstForElect Director James E. Rohr 1.7
Mgmt AbstainAbstainForElect Director Stephen A. Thorington 1.8
Mgmt AgainstAgainstForElect Director Lee T. Todd, Jr. 1.9
Mgmt ForForForElect Director Christine J. Toretti 1.10
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
EQT Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 4
Exactech, Inc.
Meeting Date: 05/02/2016
Record Date: 03/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 30064E109
Ticker: EXAC
Shares Voted: 112,307
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James G. Binch Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director William B. Locander 1.2
Mgmt WithholdWithholdForElect Director David W. Petty 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForRatify RSM US LLP as Auditors 4
Expeditors International of Washington, Inc.
Meeting Date: 05/03/2016
Record Date: 03/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 302130109
Ticker: EXPD
Shares Voted: 66,036
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Wright Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director James M. DuBois 1.2
Mgmt AgainstAgainstForElect Director Mark A. Emmert 1.3
Mgmt ForForForElect Director Diane H. Gulyas 1.4
Mgmt AbstainAbstainForElect Director Dan P. Kourkoumelis 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Expeditors International of Washington, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Michael J. Malone 1.6
Mgmt AbstainAbstainForElect Director Richard B. McCune 1.7
Mgmt AbstainAbstainForElect Director Jeffrey S. Musser 1.8
Mgmt ForForForElect Director Liane J. Pelletier 1.9
Mgmt AbstainAbstainForElect Director James L.K. Wang 1.10
Mgmt AgainstAgainstForElect Director Tay Yoshitani 1.11
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForApprove Stock Option Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Mgmt ForForForProvide Proxy Access Right 5
SH ForForAgainstClawback of Incentive Payments 6
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: 05/04/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 30219G108
Ticker: ESRX
Shares Voted: 5,423
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Maura C. Breen Mgmt For Against Against
Mgmt AgainstAgainstForElect Director William J. DeLaney 1b
Mgmt AbstainAbstainForElect Director Elder Granger 1c
Mgmt AgainstAgainstForElect Director Nicholas J. LaHowchic 1d
Mgmt AbstainAbstainForElect Director Thomas P. Mac Mahon 1e
Mgmt AbstainAbstainForElect Director Frank Mergenthaler 1f
Mgmt AgainstAgainstForElect Director Woodrow A. Myers, Jr. 1g
Mgmt AbstainAbstainForElect Director Roderick A. Palmore 1h
Mgmt AbstainAbstainForElect Director George Paz 1i
Mgmt AbstainAbstainForElect Director William L. Roper 1j
Mgmt AbstainAbstainForElect Director Seymour Sternberg 1k
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
EXPRESS SCRIPTS HOLDING COMPANY
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Timothy Wentworth 1l
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstReport on Political Contributions 6
Exxon Mobil Corporation
Meeting Date: 05/25/2016
Record Date: 04/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 30231G102
Ticker: XOM
Shares Voted: 3,152
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Boskin Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Peter Brabeck-Letmathe 1.2
Mgmt ForForForElect Director Angela F. Braly 1.3
Mgmt ForForForElect Director Ursula M. Burns 1.4
Mgmt WithholdWithholdForElect Director Larry R. Faulkner 1.5
Mgmt WithholdWithholdForElect Director Jay S. Fishman 1.6
Mgmt ForForForElect Director Henrietta H. Fore 1.7
Mgmt WithholdWithholdForElect Director Kenneth C. Frazier 1.8
Mgmt WithholdWithholdForElect Director Douglas R. Oberhelman 1.9
Mgmt WithholdWithholdForElect Director Samuel J. Palmisano 1.10
Mgmt WithholdWithholdForElect Director Steven S. Reinemund 1.11
Mgmt WithholdWithholdForElect Director Rex W. Tillerson 1.12
Mgmt WithholdWithholdForElect Director William C. Weldon 1.13
Mgmt WithholdWithholdForElect Director Darren W. Woods 1.14
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Exxon Mobil Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SH ForForAgainstRequire Director Nominee with Environmental Experience
5
SH AgainstAgainstAgainstSeek Sale of Company/Assets 6
SH ForForAgainstProxy Access 7
SH ForForAgainstDisclose Percentage of Females at Each Percentile of Compensation
8
SH ForForAgainstReport on Lobbying Payments and Policy 9
SH ForForAgainstIncrease Return of Capital to Shareholders in Light of Climate Change Risks
10
SH ForForAgainstAdopt Policy Acknowledging the Imperative for 2 Degree Limit
11
SH ForForAgainstAnnually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario
12
SH ForForAgainstAnnually Report Reserve Replacements in BTUs
13
SH ForForAgainstReport on the Result of Efforts to Minimize Hydraulic Fracturing Impacts
14
Facebook, Inc.
Meeting Date: 06/20/2016
Record Date: 04/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 30303M102
Ticker: FB
Shares Voted: 230
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Erskine B. Bowles 1.2
Mgmt WithholdWithholdForElect Director Susan D. Desmond-Hellmann 1.3
Mgmt WithholdWithholdForElect Director Reed Hastings 1.4
Mgmt WithholdWithholdForElect Director Jan Koum 1.5
Mgmt WithholdWithholdForElect Director Sheryl K. Sandberg 1.6
Mgmt WithholdWithholdForElect Director Peter A. Thiel 1.7
Mgmt WithholdWithholdForElect Director Mark Zuckerberg 1.8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Facebook, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForRatify the Grant of Restricted Stock Units to Non-Employee Directors
4
Mgmt AgainstAgainstForRatify the Grant of Restricted Stock Units to Non-Employee Directors
5
Mgmt AgainstAgainstForApprove Annual Compensation Program for Non-employee Directors
6
Mgmt AgainstAgainstForAmend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes
7A
Mgmt AgainstAgainstForIncrease Authorized Common Stock 7B
Mgmt ForForForAmend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock
7C
Mgmt ForForForAmend Certificate of Incorporation to Provide for Additional Events
7D
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 8
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
9
SH ForForAgainstReport on Sustainability 10
SH ForForAgainstReport on Lobbying Payments and Policy 11
SH ForForAgainstEstablish International Policy Board Committee
12
SH ForForAgainstReport on Gender Pay Gap 13
FedEx Corporation
Meeting Date: 09/26/2016
Record Date: 08/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 31428X106
Ticker: FDX
Shares Voted: 2,134
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James L. Barksdale Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director John A. Edwardson 1.2
Mgmt AgainstAgainstForElect Director Marvin R. Ellison 1.3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
FedEx Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director John C. ("Chris") Inglis 1.4
Mgmt ForForForElect Director Kimberly A. Jabal 1.5
Mgmt AgainstAgainstForElect Director Shirley Ann Jackson 1.6
Mgmt AbstainAbstainForElect Director R. Brad Martin 1.7
Mgmt AbstainAbstainForElect Director Joshua Cooper Ramo 1.8
Mgmt AgainstAgainstForElect Director Susan C. Schwab 1.9
Mgmt AbstainAbstainForElect Director Frederick W. Smith 1.10
Mgmt AbstainAbstainForElect Director David P. Steiner 1.11
Mgmt AgainstAgainstForElect Director Paul S. Walsh 1.12
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstExclude Abstentions from Vote Counts 5
SH ForForAgainstAdopt Holy Land Principles 6
SH ForForAgainstReport Application of Company Non-Discrimination Policies in States With Pro-Discrimination Laws
7
Fidelity Advisor Series II
Meeting Date: 04/13/2016
Record Date: 02/16/2016
Country: USA
Meeting Type: Special
Primary Security ID: 315916841
Ticker: N/A
Shares Voted: 5,123
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Elizabeth S. Acton Mgmt For For For
Mgmt WithholdWithholdForElect Director John Engler 1.2
Mgmt WithholdWithholdForElect Director Albert R. Gamper, Jr. 1.3
Mgmt WithholdWithholdForElect Director Robert F. Gartland 1.4
Mgmt ForForForElect Director Abigail P. Johnson 1.5
Mgmt WithholdWithholdForElect Director Arthur E. Johnson 1.6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fidelity Advisor Series II
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Michael E. Kenneally 1.7
Mgmt WithholdWithholdForElect Director James H. Keyes 1.8
Mgmt ForForForElect Director Marie L. Knowles 1.9
Mgmt WithholdWithholdForElect Director Geoffrey A. von Kuhn 1.10
First Solar, Inc.
Meeting Date: 05/18/2016
Record Date: 03/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 336433107
Ticker: FSLR
Shares Voted: 3,076
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Ahearn Mgmt For Abstain Abstain
Mgmt ForForForElect Director Sharon L. Allen 1.2
Mgmt AbstainAbstainForElect Director Richard D. Chapman 1.3
Mgmt AbstainAbstainForElect Director George A. ("Chip") Hambro 1.4
Mgmt AbstainAbstainForElect Director James A. Hughes 1.5
Mgmt AbstainAbstainForElect Director Craig Kennedy 1.6
Mgmt AbstainAbstainForElect Director James F. Nolan 1.7
Mgmt AbstainAbstainForElect Director William J. Post 1.8
Mgmt AbstainAbstainForElect Director J. Thomas Presby 1.9
Mgmt AbstainAbstainForElect Director Paul H. Stebbins 1.10
Mgmt AbstainAbstainForElect Director Michael T. Sweeney 1.11
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Franklin Resources, Inc.
Meeting Date: 02/17/2016
Record Date: 12/21/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 354613101
Ticker: BEN
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Franklin Resources, Inc.
Shares Voted: 1,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter K. Barker Mgmt For Against Against
Mgmt ForForForElect Director Mariann Byerwalter 1b
Mgmt AbstainAbstainForElect Director Charles E. Johnson 1c
Mgmt AbstainAbstainForElect Director Gregory E. Johnson 1d
Mgmt AbstainAbstainForElect Director Rupert H. Johnson, Jr. 1e
Mgmt AgainstAgainstForElect Director Mark C. Pigott 1f
Mgmt AbstainAbstainForElect Director Chutta Ratnathicam 1g
Mgmt ForForForElect Director Laura Stein 1h
Mgmt AgainstAgainstForElect Director Seth H. Waugh 1i
Mgmt AbstainAbstainForElect Director Geoffrey Y. Yang 1j
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
SH ForForAgainstReport on and Assess Proxy Voting Policies in Relation to Climate Change Position
3
Fresenius Medical Care AG & Co. KGaA
Meeting Date: 05/12/2016
Record Date: 04/04/2016
Country: Germany
Meeting Type: Annual
Primary Security ID: D2734Z107
Ticker: FME
Shares Voted: 600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.80 per Share
2
Mgmt ForForForApprove Discharge of Personally Liable Partner for Fiscal 2015
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2015
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2016 5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fresenius Medical Care AG & Co. KGaA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Remuneration System for Management Board Members of Personally Liable Partner
6
Mgmt ForForForElect Gerd Krick to the Supervisory Board 7a
Mgmt ForForForElect Dieter Schenk to the Supervisory Board 7b
Mgmt ForForForElect Rolf Classon to the Supervisory Board and Joint Committee
7c
Mgmt ForForForElect William Johnston to the Supervisory Board and Joint Committee
7d
Mgmt ForForForElect Deborah McWhinney to the Supervisory Board
7e
Mgmt ForForForElect Pascale Witz to the Supervisory Board 7f
Mgmt ForForForApprove Remuneration of Supervisory Board 8
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
9
Mgmt ForForForAmend Pooling Agreement Between Company, Fresenius SE & Co. KGaA, and Independent Directors
10
Mgmt ForForForAmend 2011 Stock Option Plan 11
General Electric Company
Meeting Date: 04/27/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 369604103
Ticker: GE
Shares Voted: 23,607
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
A1 Elect Director Sebastien M. Bazin Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director W. Geoffrey Beattie A2
Mgmt AgainstAgainstForElect Director John J. Brennan A3
Mgmt AbstainAbstainForElect Director Francisco D' Souza A4
Mgmt AgainstAgainstForElect Director Marijn E. Dekkers A5
Mgmt AbstainAbstainForElect Director Peter B. Henry A6
Mgmt ForForForElect Director Susan J. Hockfield A7
Mgmt AbstainAbstainForElect Director Jeffrey R. Immelt A8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
General Electric Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Andrea Jung A9
Mgmt AgainstAgainstForElect Director Robert W. Lane A10
Mgmt ForForForElect Director Rochelle B. Lazarus A11
Mgmt AbstainAbstainForElect Director Lowell C. McAdam A12
Mgmt AbstainAbstainForElect Director James J. Mulva A13
Mgmt AgainstAgainstForElect Director James E. Rohr A14
Mgmt ForForForElect Director Mary L. Schapiro A15
Mgmt AbstainAbstainForElect Director James S. Tisch A16
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
B1
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors B2
SH ForForAgainstReport on Lobbying Payments and Policy C1
SH ForForAgainstRequire Independent Board Chairman C2
SH ForForAgainstAdopt Holy Land Principles C3
SH AgainstAgainstAgainstRestore or Provide for Cumulative Voting C4
SH AgainstAgainstAgainstPerformance-Based and/or Time-Based Equity Awards
C5
SH AgainstAgainstAgainstReport on Guidelines for Country Selection C6
General Mills, Inc.
Meeting Date: 09/27/2016
Record Date: 07/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 370334104
Ticker: GIS
Shares Voted: 2,405
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson Mgmt For Against Against
Mgmt AbstainAbstainForElect Director R. Kerry Clark 1b
Mgmt AgainstAgainstForElect Director David M. Cordani 1c
Mgmt AbstainAbstainForElect Director Roger W. Ferguson, Jr. 1d
Mgmt ForForForElect Director Henrietta H. Fore 1e
Mgmt ForForForElect Director Maria G. Henry 1f
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
General Mills, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Heidi G. Miller 1g
Mgmt AgainstAgainstForElect Director Steve Odland 1h
Mgmt AbstainAbstainForElect Director Kendall J. Powell 1i
Mgmt AbstainAbstainForElect Director Robert L. Ryan 1j
Mgmt AbstainAbstainForElect Director Eric D. Sprunk 1k
Mgmt ForForForElect Director Dorothy A. Terrell 1l
Mgmt AbstainAbstainForElect Director Jorge A. Uribe 1m
Mgmt AgainstAgainstForApprove Non-Employee Director Omnibus Stock Plan
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 4
Genuine Parts Company
Meeting Date: 04/25/2016
Record Date: 02/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 372460105
Ticker: GPC
Shares Voted: 47,188
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mary B. Bullock Mgmt For For For
Mgmt ForForForElect Director Elizabeth W. Camp 1.2
Mgmt WithholdWithholdForElect Director Paul D. Donahue 1.3
Mgmt WithholdWithholdForElect Director Gary P. Fayard 1.4
Mgmt WithholdWithholdForElect Director Thomas C. Gallagher 1.5
Mgmt WithholdWithholdForElect Director John R. Holder 1.6
Mgmt ForForForElect Director Donna W. Hyland 1.7
Mgmt WithholdWithholdForElect Director John D. Johns 1.8
Mgmt WithholdWithholdForElect Director Robert C. 'Robin' Loudermilk, Jr.
1.9
Mgmt ForForForElect Director Wendy B. Needham 1.10
Mgmt WithholdWithholdForElect Director Jerry W. Nix 1.11
Mgmt WithholdWithholdForElect Director Gary W. Rollins 1.12
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Genuine Parts Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director E. Jenner Wood, III 1.13
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Gilead Sciences, Inc.
Meeting Date: 05/11/2016
Record Date: 03/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 375558103
Ticker: GILD
Shares Voted: 31,954
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John F. Cogan Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Kevin E. Lofton 1b
Mgmt AgainstAgainstForElect Director John W. Madigan 1c
Mgmt AbstainAbstainForElect Director John C. Martin 1d
Mgmt AbstainAbstainForElect Director John F. Milligan 1e
Mgmt AgainstAgainstForElect Director Nicholas G. Moore 1f
Mgmt AbstainAbstainForElect Director Richard J. Whitley 1g
Mgmt ForForForElect Director Gayle E. Wilson 1h
Mgmt AgainstAgainstForElect Director Per Wold-Olsen 1i
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstProvide Right to Act by Written Consent 5
GlaxoSmithKline plc
Meeting Date: 05/05/2016
Record Date: 03/23/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3910J112
Ticker: GSK
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
GlaxoSmithKline plc
Shares Voted: 3,360
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Business
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt WithholdWithholdForApprove Remuneration Report 2
Mgmt ForForForElect Vindi Banga as Director 3
Mgmt ForForForElect Dr Jesse Goodman as Director 4
Mgmt ForForForRe-elect Sir Philip Hampton as Director 5
Mgmt ForForForRe-elect Sir Andrew Witty as Director 6
Mgmt ForForForRe-elect Sir Roy Anderson as Director 7
Mgmt ForForForRe-elect Stacey Cartwright as Director 8
Mgmt ForForForRe-elect Simon Dingemans as Director 9
Mgmt ForForForRe-elect Lynn Elsenhans as Director 10
Mgmt ForForForRe-elect Judy Lewent as Director 11
Mgmt ForForForRe-elect Urs Rohner as Director 12
Mgmt ForForForRe-elect Dr Moncef Slaoui as Director 13
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Mgmt ForForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
15
MgmtExtraordinary Business
Mgmt ForForForAuthorise EU Political Donations and Expenditure
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
20
Mgmt ForForForAuthorise the Company to Call General Meeting with 14 Working Days' Notice
21
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Meeting Date: 06/07/2016
Record Date: 04/13/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 41068X100
Ticker: HASI
Shares Voted: 186,317
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey W. Eckel Mgmt For Withhold Withhold
Mgmt ForForForElect Director Teresa M. Brenner 1.2
Mgmt WithholdWithholdForElect Director Mark J. Cirilli 1.3
Mgmt WithholdWithholdForElect Director Charles M. O'Neil 1.4
Mgmt WithholdWithholdForElect Director Richard J. Osborne 1.5
Mgmt WithholdWithholdForElect Director Steven G. Osgood 1.6
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
HCP, Inc.
Meeting Date: 04/28/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 40414L109
Ticker: HCP
Shares Voted: 97,779
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Brian G. Cartwright Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Christine N. Garvey 1b
Mgmt AgainstAgainstForElect Director David B. Henry 1c
Mgmt AbstainAbstainForElect Director James P. Hoffmann 1d
Mgmt ForForForElect Director Lauralee E. Martin 1e
Mgmt AgainstAgainstForElect Director Michael D. McKee 1f
Mgmt AbstainAbstainForElect Director Peter L. Rhein 1g
Mgmt AgainstAgainstForElect Director Joseph P. Sullivan 1h
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Herman Miller, Inc.
Meeting Date: 10/10/2016
Record Date: 08/12/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 600544100
Ticker: MLHR
Shares Voted: 50,385
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dorothy A. Terrell Mgmt For For For
Mgmt ForForForElect Director Lisa A. Kro 1.2
Mgmt ForForForElect Director David O. Ulrich 1.3
Mgmt ForForForElect Director Michael A. Volkema 1.4
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Hingham Institution for Savings
Meeting Date: 04/28/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 433323102
Ticker: HIFS
Shares Voted: 8,157
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Howard M. Berger Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Kevin W. Gaughen 1.2
Mgmt WithholdWithholdForElect Director Julio R. Hernando 1.3
Mgmt WithholdWithholdForElect Director Robert K. Sheridan 1.4
Mgmt WithholdWithholdForElect Director Edward L. Sparda 1.5
Mgmt ForForForElect Company Clerk Jacqueline M. Youngworth
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Hologic, Inc.
Meeting Date: 03/02/2016
Record Date: 01/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 436440101
Ticker: HOLX
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hologic, Inc.
Shares Voted: 816
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jonathan Christodoro Mgmt For For For
Mgmt WithholdWithholdForElect Director Sally W. Crawford 1.2
Mgmt ForForForElect Director Scott T. Garrett 1.3
Mgmt WithholdWithholdForElect Director Nancy L. Leaming 1.4
Mgmt ForForForElect Director Lawrence M. Levy 1.5
Mgmt ForForForElect Director Stephen P. MacMillan 1.6
Mgmt WithholdWithholdForElect Director Samuel Merksamer 1.7
Mgmt ForForForElect Director Christiana Stamoulis 1.8
Mgmt WithholdWithholdForElect Director Elaine S. Ullian 1.9
Mgmt ForForForElect Director Christopher J. Coughlin 1.10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 4
Horace Mann Educators Corporation
Meeting Date: 05/25/2016
Record Date: 03/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 440327104
Ticker: HMN
Shares Voted: 1,155
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel A. Domenech Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Stephen J. Hasenmiller 1b
Mgmt AbstainAbstainForElect Director Ronald J. Helow 1c
Mgmt ForForForElect Director Beverley J. McClure 1d
Mgmt AbstainAbstainForElect Director H. Wade Reece 1e
Mgmt AbstainAbstainForElect Director Gabriel L. Shaheen 1f
Mgmt AbstainAbstainForElect Director Robert Stricker 1g
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Horace Mann Educators Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Steven O. Swyers 1h
Mgmt ForForForElect Director Marita Zuraitis 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
Hubbell Incorporated
Meeting Date: 05/03/2016
Record Date: 03/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 443510607
Ticker: HUBB
Shares Voted: 7,139
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carlos M. Cardoso Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Anthony J. Guzzi 1.2
Mgmt WithholdWithholdForElect Director Neal J. Keating 1.3
Mgmt WithholdWithholdForElect Director John F. Malloy 1.4
Mgmt ForForForElect Director Judith F. Marks 1.5
Mgmt WithholdWithholdForElect Director David G. Nord 1.6
Mgmt WithholdWithholdForElect Director John G. Russell 1.7
Mgmt WithholdWithholdForElect Director Steven R. Shawley 1.8
Mgmt WithholdWithholdForElect Director Richard J. Swift 1.9
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAmend Executive Incentive Bonus Plan 3
Hyster-Yale Materials Handling, Inc.
Meeting Date: 05/04/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 449172105
Ticker: HY
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hyster-Yale Materials Handling, Inc.
Shares Voted: 32,904
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director J.C. Butler, Jr. Mgmt For Withhold Withhold
Mgmt ForForForElect Director Carolyn Corvi 1.2
Mgmt WithholdWithholdForElect Director John P. Jumper 1.3
Mgmt WithholdWithholdForElect Director Dennis W. LaBarre 1.4
Mgmt WithholdWithholdForElect Director F. Joseph Loughrey 1.5
Mgmt WithholdWithholdForElect Director Alfred M. Rankin, Jr. 1.6
Mgmt WithholdWithholdForElect Director Claiborne R. Rankin 1.7
Mgmt WithholdWithholdForElect Director John M. Stropki 1.8
Mgmt WithholdWithholdForElect Director Britton T. Taplin 1.9
Mgmt WithholdWithholdForElect Director Eugene Wong 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
IDACORP, Inc.
Meeting Date: 05/19/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 451107106
Ticker: IDA
Shares Voted: 2,550
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Darrel T. Anderson Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Thomas Carlile 1.2
Mgmt WithholdWithholdForElect Director Richard J. Dahl 1.3
Mgmt WithholdWithholdForElect Director Ronald W. Jibson 1.4
Mgmt ForForForElect Director Judith A. Johansen 1.5
Mgmt WithholdWithholdForElect Director Dennis L. Johnson 1.6
Mgmt WithholdWithholdForElect Director J. LaMont Keen 1.7
Mgmt ForForForElect Director Christine King 1.8
Mgmt WithholdWithholdForElect Director Richard J. Navarro 1.9
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
IDACORP, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Robert A. Tinstman 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Illinois Tool Works Inc.
Meeting Date: 05/06/2016
Record Date: 03/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 452308109
Ticker: ITW
Shares Voted: 36,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel J. Brutto Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Susan Crown 1b
Mgmt AgainstAgainstForElect Director James W. Griffith 1c
Mgmt AgainstAgainstForElect Director Richard H. Lenny 1d
Mgmt AgainstAgainstForElect Director Robert S. Morrison 1e
Mgmt AbstainAbstainForElect Director E. Scott Santi 1f
Mgmt AgainstAgainstForElect Director James A. Skinner 1g
Mgmt AbstainAbstainForElect Director David B. Smith, Jr. 1h
Mgmt ForForForElect Director Pamela B. Strobel 1i
Mgmt AbstainAbstainForElect Director Kevin M. Warren 1j
Mgmt AgainstAgainstForElect Director Anre D. Williams 1k
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForProvide Right to Call Special Meeting 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
SH AgainstAgainstAgainstExclude the Impact of Stock Buyback Programs on the Financial Metrics on which CEO Pay is Based
6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Independent Bank Corp.
Meeting Date: 05/19/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 453836108
Ticker: INDB
Shares Voted: 60
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Eileen C. Miskell Mgmt For For For
Mgmt AbstainAbstainForElect Director Carl Ribeiro 1.2
Mgmt AbstainAbstainForElect Director John H. Spurr, Jr. 1.3
Mgmt AbstainAbstainForElect Director Thomas R. Venables 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Intel Corporation
Meeting Date: 05/19/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 458140100
Ticker: INTC
Shares Voted: 9,771
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charlene Barshefsky Mgmt For For For
Mgmt AbstainAbstainForElect Director Aneel Bhusri 1b
Mgmt AbstainAbstainForElect Director Andy D. Bryant 1c
Mgmt AgainstAgainstForElect Director John J. Donahoe 1d
Mgmt AbstainAbstainForElect Director Reed E. Hundt 1e
Mgmt AbstainAbstainForElect Director Brian M. Krzanich 1f
Mgmt AbstainAbstainForElect Director James D. Plummer 1g
Mgmt AgainstAgainstForElect Director David S. Pottruck 1h
Mgmt AbstainAbstainForElect Director Frank D. Yeary 1i
Mgmt AgainstAgainstForElect Director David B. Yoffie 1j
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Intel Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstAdopt Holy Land Principles 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 6
Interface, Inc.
Meeting Date: 05/17/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 458665304
Ticker: TILE
Shares Voted: 2,370
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John P. Burke Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Andrew B. Cogan 1.2
Mgmt WithholdWithholdForElect Director Carl I. Gable 1.3
Mgmt WithholdWithholdForElect Director Jay D. Gould 1.4
Mgmt WithholdWithholdForElect Director Daniel T. Hendrix 1.5
Mgmt WithholdWithholdForElect Director Christopher G. Kennedy 1.6
Mgmt WithholdWithholdForElect Director K. David Kohler 1.7
Mgmt WithholdWithholdForElect Director James B. Miller, Jr. 1.8
Mgmt WithholdWithholdForElect Director Sheryl D. Palmer 1.9
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
International Business Machines Corporation
Meeting Date: 04/26/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 459200101
Ticker: IBM
Shares Voted: 10,093
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth I. Chenault Mgmt For Abstain Abstain
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
International Business Machines Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Michael L. Eskew 1.2
Mgmt AbstainAbstainForElect Director David N. Farr 1.3
Mgmt AbstainAbstainForElect Director Mark Fields 1.4
Mgmt AgainstAgainstForElect Director Alex Gorsky 1.5
Mgmt ForForForElect Director Shirley Ann Jackson 1.6
Mgmt AgainstAgainstForElect Director Andrew N. Liveris 1.7
Mgmt AgainstAgainstForElect Director W. James McNerney, Jr. 1.8
Mgmt ForForForElect Director Hutham S. Olayan 1.9
Mgmt AbstainAbstainForElect Director James W. Owens 1.10
Mgmt ForForForElect Director Virginia M. Rometty 1.11
Mgmt ForForForElect Director Joan E. Spero 1.12
Mgmt AgainstAgainstForElect Director Sidney Taurel 1.13
Mgmt AbstainAbstainForElect Director Peter R. Voser 1.14
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH ForForAgainstRequire Independent Board Chairman 6
Intuit Inc.
Meeting Date: 01/21/2016
Record Date: 11/23/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 461202103
Ticker: INTU
Shares Voted: 28,944
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Eve Burton Mgmt For For For
Mgmt ForForForElect Director Scott D. Cook 1b
Mgmt ForForForElect Director Richard L. Dalzell 1c
Mgmt AgainstAgainstForElect Director Diane B. Greene 1d
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Intuit Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Suzanne Nora Johnson 1e
Mgmt ForForForElect Director Dennis D. Powell 1f
Mgmt ForForForElect Director Brad D. Smith 1g
Mgmt AgainstAgainstForElect Director Jeff Weiner 1h
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Invesco Quality Municipal Income Trust
Meeting Date: 08/26/2016
Record Date: 06/20/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 46133G107
Ticker: IQI
Shares Voted: 4,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a.1 Elect Director Albert R. Dowden Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Eli Jones 1a.2
Mgmt WithholdWithholdForElect Director Raymond Stickel, Jr. 1a.3
Jarden Corporation
Meeting Date: 04/15/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Special
Primary Security ID: 471109108
Ticker: JAH
Shares Voted: 600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
John Wiley & Sons, Inc.
Meeting Date: 09/22/2016
Record Date: 07/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 968223206
Ticker: JW.A
Shares Voted: 96,788
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Laurie A. Leshin Mgmt For For For
Mgmt WithholdWithholdForElect Director George Bell 1.2
Mgmt WithholdWithholdForElect Director William Pence 1.3
Mgmt ForForForElect Director Kalpana Raina 1.4
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Johnson & Johnson
Meeting Date: 04/28/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 478160104
Ticker: JNJ
Shares Voted: 49,306
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary C. Beckerle Mgmt For For For
Mgmt AbstainAbstainForElect Director D. Scott Davis 1b
Mgmt AbstainAbstainForElect Director Ian E. L. Davis 1c
Mgmt AbstainAbstainForElect Director Alex Gorsky 1d
Mgmt ForForForElect Director Susan L. Lindquist 1e
Mgmt AbstainAbstainForElect Director Mark B. McClellan 1f
Mgmt ForForForElect Director Anne M. Mulcahy 1g
Mgmt AgainstAgainstForElect Director William D. Perez 1h
Mgmt AgainstAgainstForElect Director Charles Prince 1i
Mgmt AgainstAgainstForElect Director A. Eugene Washington 1j
Mgmt AgainstAgainstForElect Director Ronald A. Williams 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Johnson & Johnson
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstAdopt a Payout Policy Giving Preference to Share Buybacks Over Dividends
4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstReport on Policies for Safe Disposal of Prescription Drugs by Users
7
Johnson Controls, Inc.
Meeting Date: 01/27/2016
Record Date: 11/19/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 478366107
Ticker: JCI
Shares Voted: 6,005
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David P. Abney Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Natalie A. Black 1.2
Mgmt ForForForElect Director Julie L. Bushman 1.3
Mgmt WithholdWithholdForElect Director Raymond L. Conner 1.4
Mgmt WithholdWithholdForElect Director Richard Goodman 1.5
Mgmt WithholdWithholdForElect Director Jeffrey A. Joerres 1.6
Mgmt WithholdWithholdForElect Director William H. Lacy 1.7
Mgmt WithholdWithholdForElect Director Alex A. Molinaroli 1.8
Mgmt WithholdWithholdForElect Director Juan Pablo del Valle Perochena 1.9
Mgmt WithholdWithholdForElect Director Mark P. Vergnano 1.10
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProxy Access 4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Johnson Controls, Inc.
Meeting Date: 08/17/2016
Record Date: 06/27/2016
Country: USA
Meeting Type: Special
Primary Security ID: 478366107
Ticker: JCI
Shares Voted: 22,430
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 3
JPMorgan Chase & Co.
Meeting Date: 05/17/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 46625h100
Ticker: JPM
Shares Voted: 1,862
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt For For For
Mgmt AbstainAbstainForElect Director James A. Bell 1b
Mgmt ForForForElect Director Crandall C. Bowles 1c
Mgmt AgainstAgainstForElect Director Stephen B. Burke 1d
Mgmt AbstainAbstainForElect Director James S. Crown 1e
Mgmt AbstainAbstainForElect Director James Dimon 1f
Mgmt AbstainAbstainForElect Director Timothy P. Flynn 1g
Mgmt AbstainAbstainForElect Director Laban P. Jackson, Jr. 1h
Mgmt AbstainAbstainForElect Director Michael A. Neal 1i
Mgmt AgainstAgainstForElect Director Lee R. Raymond 1j
Mgmt AgainstAgainstForElect Director William C. Weldon 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstRequire Independent Board Chairman 4
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
JPMorgan Chase & Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstProhibit Accelerated Vesting of Awards to Pursue Government Service
6
SH AgainstAgainstAgainstAppoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments
7
SH AgainstAgainstAgainstClawback Amendment 8
SH ForForAgainstAdopt Executive Compensation Philosophy with Social Factors
9
Kadant Inc.
Meeting Date: 05/18/2016
Record Date: 03/23/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 48282T104
Ticker: KAI
Shares Voted: 49,116
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jonathan W. Painter Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director William A. Rainville 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Keurig Green Mountain, Inc.
Meeting Date: 02/24/2016
Record Date: 01/11/2016
Country: USA
Meeting Type: Special
Primary Security ID: 49271M100
Ticker: GMCR
Shares Voted: 5,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For Against
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Keurig Green Mountain, Inc.
Shares Voted: 10,740
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Keysight Technologies, Inc.
Meeting Date: 03/17/2016
Record Date: 01/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 49338L103
Ticker: KEYS
Shares Voted: 106
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James G. Cullen Mgmt For Against Against
Mgmt ForForForElect Director Jean M. Halloran 1.2
Mgmt AbstainAbstainForElect Director Mark B. Templeton 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Kimberly-Clark Corporation
Meeting Date: 05/04/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 494368103
Ticker: KMB
Shares Voted: 136
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Abelardo E. Bru 1.2
Mgmt AbstainAbstainForElect Director Robert W. Decherd 1.3
Mgmt AbstainAbstainForElect Director Thomas J. Falk 1.4
Mgmt AgainstAgainstForElect Director Fabian T. Garcia 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kimberly-Clark Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Mae C. Jemison 1.6
Mgmt AbstainAbstainForElect Director James M. Jenness 1.7
Mgmt ForForForElect Director Nancy J. Karch 1.8
Mgmt AbstainAbstainForElect Director Ian C. Read 1.9
Mgmt AgainstAgainstForElect Director Marc J. Shapiro 1.10
Mgmt AbstainAbstainForElect Director Michael D. White 1.11
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt AgainstAgainstForAmend Non-Employee Director Omnibus Stock Plan
5
Koninklijke Ahold NV
Meeting Date: 03/14/2016
Record Date: 02/08/2016
Country: Netherlands
Meeting Type: Special
Primary Security ID: N0139V167
Ticker: AH
Shares Voted: 60,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOpen Meeting 1
Mgmt ForForForApprove Merger Agreement with SA Groupe Delhaize
2
Mgmt ForForForElect F. Muller to Management Board 3.a
Mgmt ForForForElect P. Bouchut to Management Board 3.b
Mgmt ForForForElect K. Holt to Management Board 3.c
Mgmt ForForForElect M. Jansson to Supervisory Board 3.d
Mgmt ForForForElect J. de Vaucleroy to Supervisory Board 3.e
Mgmt ForForForElect P. De Maeseneire to Supervisory Board 3.f
Mgmt ForForForElect D. Leroy to Supervisory Board 3.g
Mgmt ForForForElect W.G. McEwan to Supervisory Board 3.h
Mgmt ForForForElect J.L. Stahl to Supervisory Board 3.i
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Koninklijke Ahold NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect J. Thijs to Supervisory Board 3.j
Mgmt ForForForApprove Reduction in Capital with EUR 1 Billion Repayment
4
Mgmt AgainstAgainstForAmend Articles Re: Option Right to Stichting Ahold Continuïteit
5
Mgmt ForForForElect Mr. J. Carr to Management Board 6.a
Mgmt ForForForElect J.E. McCann to Management Board 6.b
Mgmt ForForForElect M.G. McGrath to Supervisory Board 7.a
Mgmt ForForForElect M.A. Citrino to Supervisory Board 7.b
Mgmt AgainstAgainstForAmend the Remuneration Policy of the Management Board
8
Mgmt ForForForAmend the Remuneration Policy of the Supervisory Board
9
MgmtClose Meeting 10
Koninklijke Ahold NV
Meeting Date: 04/19/2016
Record Date: 03/15/2016
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N0139V167
Ticker: AH
Shares Voted: 63,045
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtReceive Explanation on Company's Reserves and Dividend Policy
3
MgmtDiscuss Remuneration Report Containing Remuneration Policy for Management Board Members
4
Mgmt ForForForAdopt Financial Statements and Statutory Reports
5
Mgmt ForForForApprove Dividends of EUR 0.52 Per Share 6
Mgmt ForForForApprove Discharge of Management Board 7
Mgmt ForForForApprove Discharge of Supervisory Board 8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Koninklijke Ahold NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Amendments on the Remuneration Policy for the Management Board Members
9
Mgmt ForForForRatify PricewaterhouseCoopers Accountants N.V. as Auditors
10
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
11
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuance Under Item 11
12
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
Mgmt ForForForApprove Reduction in Share Capital by Cancellation of Shares Under Item 13
14
MgmtClose Meeting 15
Liberty Property Trust
Meeting Date: 05/12/2016
Record Date: 03/10/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 531172104
Ticker: LPT
Shares Voted: 90,677
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frederick F. Buchholz Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Thomas C. DeLoach, Jr. 1.2
Mgmt ForForForElect Director Katherine Elizabeth Dietze 1.3
Mgmt WithholdWithholdForElect Director Antonio F. Fernandez 1.4
Mgmt WithholdWithholdForElect Director Daniel P. Garton 1.5
Mgmt WithholdWithholdForElect Director William P. Hankowsky 1.6
Mgmt ForForForElect Director M. Leanne Lachman 1.7
Mgmt WithholdWithholdForElect Director David L. Lingerfelt 1.8
Mgmt WithholdWithholdForElect Director Fredric J. Tomczyk 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lincoln National Corporation
Meeting Date: 05/27/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 534187109
Ticker: LNC
Shares Voted: 495
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William H. Cunningham Mgmt For Against Against
Mgmt AbstainAbstainForElect Director George W. Henderson, III 1.2
Mgmt AgainstAgainstForElect Director Eric G. Johnson 1.3
Mgmt ForForForElect Director M. Leanne Lachman 1.4
Mgmt AbstainAbstainForElect Director William Porter Payne 1.5
Mgmt AgainstAgainstForElect Director Patrick S. Pittard 1.6
Mgmt AbstainAbstainForElect Director Isaiah Tidwell 1.7
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Supermajority Vote Requirement 4
Lowe's Companies, Inc.
Meeting Date: 05/27/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 548661107
Ticker: LOW
Shares Voted: 2,385
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Raul Alvarez Mgmt For Withhold Withhold
Mgmt ForForForElect Director Angela F. Braly 1.2
Mgmt ForForForElect Director Sandra B. Cochran 1.3
Mgmt ForForForElect Director Laurie Z. Douglas 1.4
Mgmt WithholdWithholdForElect Director Richard W. Dreiling 1.5
Mgmt WithholdWithholdForElect Director Robert L. Johnson 1.6
Mgmt WithholdWithholdForElect Director Marshall O. Larsen 1.7
Mgmt WithholdWithholdForElect Director James H. Morgan 1.8
Mgmt WithholdWithholdForElect Director Robert A. Niblock 1.9
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lowe's Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Bertram L. Scott 1.10
Mgmt WithholdWithholdForElect Director Eric C. Wiseman 1.11
Mgmt ForForForApprove Executive Incentive Bonus Plan 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstReport on Sustainability, Including Quantitative Goals
5
SH ForForAgainstAdopt Proxy Access Right 6
Marriott International, Inc.
Meeting Date: 04/08/2016
Record Date: 02/02/2016
Country: USA
Meeting Type: Special
Primary Security ID: 571903202
Ticker: MAR
Shares Voted: 606
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Marriott International, Inc.
Meeting Date: 05/06/2016
Record Date: 03/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 571903202
Ticker: MAR
Shares Voted: 606
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director J.W. Marriott, Jr. Mgmt For For For
Mgmt AgainstAgainstForElect Director Mary K. Bush 1.2
Mgmt ForForForElect Director Deborah Marriott Harrison 1.3
Mgmt ForForForElect Director Frederick A. 'Fritz' Henderson 1.4
Mgmt ForForForElect Director Lawrence W. Kellner 1.5
Mgmt ForForForElect Director Debra L. Lee 1.6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Marriott International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George Munoz 1.7
Mgmt AgainstAgainstForElect Director Steven S. Reinemund 1.8
Mgmt ForForForElect Director W. Mitt Romney 1.9
Mgmt ForForForElect Director Arne M. Sorenson 1.10
Mgmt AgainstAgainstForElect Director Susan C. Schwab 1.11
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Supermajority Vote Requirement 4
MasterCard Incorporated
Meeting Date: 06/28/2016
Record Date: 04/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 57636Q104
Ticker: MA
Shares Voted: 509
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Ajay Banga 1b
Mgmt AgainstAgainstForElect Director Silvio Barzi 1c
Mgmt AbstainAbstainForElect Director David R. Carlucci 1d
Mgmt AgainstAgainstForElect Director Steven J. Freiberg 1e
Mgmt AgainstAgainstForElect Director Julius Genachowski 1f
Mgmt ForForForElect Director Merit E. Janow 1g
Mgmt ForForForElect Director Nancy J. Karch 1h
Mgmt AbstainAbstainForElect Director Oki Matsumoto 1i
Mgmt ForForForElect Director Rima Qureshi 1j
Mgmt AgainstAgainstForElect Director Jose Octavio Reyes Lagunes 1k
Mgmt AbstainAbstainForElect Director Jackson Tai 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Maxim Integrated Products, Inc.
Meeting Date: 11/09/2016
Record Date: 09/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 57772K101
Ticker: MXIM
Shares Voted: 208
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William (Bill) P. Sullivan Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Tunc Doluca 1.2
Mgmt ForForForElect Director Tracy C. Accardi 1.3
Mgmt WithholdWithholdForElect Director James R. Bergman 1.4
Mgmt WithholdWithholdForElect Director Joseph R. Bronson 1.5
Mgmt WithholdWithholdForElect Director Robert E. Grady 1.6
Mgmt WithholdWithholdForElect Director William D. Watkins 1.7
Mgmt ForForForElect Director MaryAnn Wright 1.8
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt AgainstAgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
5
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
McDonald's Corporation
Meeting Date: 05/26/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 580135101
Ticker: MCD
Shares Voted: 11,487
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd Dean Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Stephen Easterbrook 1b
Mgmt AgainstAgainstForElect Director Robert Eckert 1c
Mgmt ForForForElect Director Margaret Georgiadis 1d
Mgmt AbstainAbstainForElect Director Enrique Hernandez, Jr. 1e
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
McDonald's Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeanne Jackson 1f
Mgmt AgainstAgainstForElect Director Richard Lenny 1g
Mgmt AbstainAbstainForElect Director Walter Massey 1h
Mgmt AbstainAbstainForElect Director John Mulligan 1i
Mgmt ForForForElect Director Sheila Penrose 1j
Mgmt AgainstAgainstForElect Director John Rogers, Jr. 1k
Mgmt AgainstAgainstForElect Director Miles White 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH ForForAgainstAdopt Holy Land Principles 6
SH ForForAgainstAdopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain
7
SH ForForAgainstReport on Consistency Between Corporate Values and Political Contributions
8
SH AgainstAgainstAgainstReport on Consistency Between Corporate Values and Political Activities
9
McKesson Corporation
Meeting Date: 07/27/2016
Record Date: 05/31/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 58155Q103
Ticker: MCK
Shares Voted: 14,566
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Andy D. Bryant Mgmt For Against Against
Mgmt ForForForElect Director Wayne A. Budd 1b
Mgmt AgainstAgainstForElect Director N. Anthony Coles 1c
Mgmt ForForForElect Director John H. Hammergren 1d
Mgmt AgainstAgainstForElect Director M. Christine Jacobs 1e
Mgmt ForForForElect Director Donald R. Knauss 1f
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
McKesson Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Marie L. Knowles 1g
Mgmt AgainstAgainstForElect Director Edward A. Mueller 1h
Mgmt ForForForElect Director Susan R. Salka 1i
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstPro-rata Vesting of Equity Awards 4
SH ForForAgainstReport on Political Contributions 5
Medizone International, Inc.
Meeting Date: 12/15/2016
Record Date: 10/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 585013105
Ticker: MZEI
Shares Voted: 23,650
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edwin G. Marshall Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Michael E. Shannon 1.2
Mgmt WithholdWithholdForElect Director Daniel D. Hoyt 1.3
Mgmt WithholdWithholdForElect Director David A. Esposito 1.4
Mgmt WithholdWithholdForElect Director Vincent C. Caponi 1.5
Mgmt ForForForRatify Tanner LLC as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForIncrease Authorized Common Stock 5
Mgmt ForForForApprove Omnibus Stock Plan 6
SH AgainstAgainstAgainstEstablish Mandatory Retirement Age for Directors
7
SH AgainstAgainstAgainstRescind the Company's Authorization to Issue All Remaining, Unissued Shares of Preferred Stock
8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Medtronic plc
Meeting Date: 12/09/2016
Record Date: 10/11/2016
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5960L103
Ticker: MDT
Shares Voted: 100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard H. Anderson Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Craig Arnold 1b
Mgmt AgainstAgainstForElect Director Scott C. Donnelly 1c
Mgmt AbstainAbstainForElect Director Randall J. Hogan, III 1d
Mgmt AbstainAbstainForElect Director Omar Ishrak 1e
Mgmt ForForForElect Director Shirley Ann Jackson 1f
Mgmt AbstainAbstainForElect Director Michael O. Leavitt 1g
Mgmt AbstainAbstainForElect Director James T. Lenehan 1h
Mgmt ForForForElect Director Elizabeth G. Nabel 1i
Mgmt AgainstAgainstForElect Director Denise M. O'Leary 1j
Mgmt AgainstAgainstForElect Director Kendall J. Powell 1k
Mgmt AbstainAbstainForElect Director Robert C. Pozen 1l
Mgmt ForForForElect Director Preetha Reddy 1m
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForProvide Proxy Access Right 4
Mgmt ForForForAmend Articles of Association 5a
Mgmt ForForForAmend Memorandum of Association 5b
Mgmt ForForForAmend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits
6
Merchants Bancshares, Inc.
Meeting Date: 05/26/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 588448100
Ticker: MBVT
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Merchants Bancshares, Inc.
Shares Voted: 51,019
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey L. Davis Mgmt For Withhold Withhold
Mgmt ForForForElect Director Karen J. Danaher 1.2
Mgmt WithholdWithholdForElect Director Geoffrey R. Hesslink 1.3
Mgmt WithholdWithholdForElect Director Donald R. Chase 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe Horwath LLP as Auditors 3
Merck & Co., Inc.
Meeting Date: 05/24/2016
Record Date: 03/31/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 58933Y105
Ticker: MRK
Shares Voted: 41,704
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Thomas R. Cech 1b
Mgmt ForForForElect Director Pamela J. Craig 1c
Mgmt AbstainAbstainForElect Director Kenneth C. Frazier 1d
Mgmt AgainstAgainstForElect Director Thomas H. Glocer 1e
Mgmt AbstainAbstainForElect Director C. Robert Kidder 1f
Mgmt ForForForElect Director Rochelle B. Lazarus 1g
Mgmt AgainstAgainstForElect Director Carlos E. Represas 1h
Mgmt AbstainAbstainForElect Director Paul B. Rothman 1i
Mgmt AgainstAgainstForElect Director Patricia F. Russo 1j
Mgmt AbstainAbstainForElect Director Craig B. Thompson 1k
Mgmt AbstainAbstainForElect Director Wendell P. Weeks 1l
Mgmt AgainstAgainstForElect Director Peter C. Wendell 1m
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Merck & Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstReport on Policies for Safe Disposal of Prescription Drugs by Users
6
MetLife, Inc.
Meeting Date: 06/14/2016
Record Date: 04/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 59156R108
Ticker: MET
Shares Voted: 22
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cheryl W. Grise Mgmt For Against Against
Mgmt ForForForElect Director Carlos M. Gutierrez 1.2
Mgmt ForForForElect Director R. Glenn Hubbard 1.3
Mgmt ForForForElect Director Steven A. Kandarian 1.4
Mgmt ForForForElect Director Alfred F. Kelly, Jr. 1.5
Mgmt AgainstAgainstForElect Director Edward J. Kelly, III 1.6
Mgmt ForForForElect Director William E. Kennard 1.7
Mgmt AgainstAgainstForElect Director James M. Kilts 1.8
Mgmt ForForForElect Director Catherine R. Kinney 1.9
Mgmt AgainstAgainstForElect Director Denise M. Morrison 1.10
Mgmt AgainstAgainstForElect Director Kenton J. Sicchitano 1.11
Mgmt ForForForElect Director Lulu C. Wang 1.12
Mgmt AgainstAgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstProvide Right to Act by Written Consent 6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Microchip Technology Incorporated
Meeting Date: 08/15/2016
Record Date: 06/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 595017104
Ticker: MCHP
Shares Voted: 148
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steve Sanghi Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Matthew W. Chapman 1.2
Mgmt AgainstAgainstForElect Director L.B. Day 1.3
Mgmt ForForForElect Director Esther L. Johnson 1.4
Mgmt AgainstAgainstForElect Director Wade F. Meyercord 1.5
Mgmt ForForForAmend Executive Incentive Bonus Plan 2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Microsoft Corporation
Meeting Date: 11/30/2016
Record Date: 09/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Shares Voted: 31,742
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William H. Gates, lll Mgmt For Abstain Abstain
Mgmt ForForForElect Director Teri L. List-Stoll 1.2
Mgmt AgainstAgainstForElect Director G. Mason Morfit 1.3
Mgmt AbstainAbstainForElect Director Satya Nadella 1.4
Mgmt AbstainAbstainForElect Director Charles H. Noski 1.5
Mgmt AbstainAbstainForElect Director Helmut Panke 1.6
Mgmt ForForForElect Director Sandra E. Peterson 1.7
Mgmt AgainstAgainstForElect Director Charles W. Scharf 1.8
Mgmt AgainstAgainstForElect Director John W. Stanton 1.9
Mgmt AbstainAbstainForElect Director John W. Thompson 1.10
Mgmt AgainstAgainstForElect Director Padmasree Warrior 1.11
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Microsoft Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAmend Right to Call Special Meeting 4
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 5
SH ForForAgainstProxy Access 6
Mid-America Apartment Communities, Inc.
Meeting Date: 11/10/2016
Record Date: 09/26/2016
Country: USA
Meeting Type: Special
Primary Security ID: 59522J103
Ticker: MAA
Shares Voted: 2,560
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForIncrease Authorized Common Stock 2
Mgmt ForForForAdjourn Meeting 3
Middlesex Water Company
Meeting Date: 05/24/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 596680108
Ticker: MSEX
Shares Voted: 45,629
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kim C. Hanemann Mgmt For For For
Mgmt WithholdWithholdForElect Director Steven M. Klein 1.2
Mgmt ForForForElect Director Amy B. Mansue 1.3
Mgmt WithholdWithholdForElect Director Walter G. Reinhard 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Baker Tilly Virchow Krause, LLP as Auditors
3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
MINERALS TECHNOLOGIES INC.
Meeting Date: 05/11/2016
Record Date: 03/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 603158106
Ticker: MTX
Shares Voted: 790
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joseph C. Muscari Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Barbara R. Smith 1b
Mgmt AbstainAbstainForElect Director Donald C. Winter 1c
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstAdopt a Payout Policy Giving Preference to Share Buybacks Over Dividends
4
MOCON, Inc.
Meeting Date: 05/26/2016
Record Date: 04/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 607494101
Ticker: MOCO
Shares Voted: 7,831
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert L. Demorest Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Donald N. DeMorett 1.2
Mgmt WithholdWithholdForElect Director Robert F. Gallagher 1.3
Mgmt WithholdWithholdForElect Director Bradley D. Goskowicz 1.4
Mgmt ForForForElect Director Kathleen P. Iverson 1.5
Mgmt WithholdWithholdForElect Director Tom C. Thomas 1.6
Mgmt WithholdWithholdForElect Director David J. Ward 1.7
Mgmt WithholdWithholdForElect Director Paul R. Zeller 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify RSM US LLP as Auditors 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
National Grid plc
Meeting Date: 07/25/2016
Record Date: 06/07/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G6375K151
Ticker: NG.
Shares Voted: 2,080
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForRe-elect Sir Peter Gershon as Director 3
Mgmt ForForForRe-elect John Pettigrew as Director 4
Mgmt ForForForRe-elect Andrew Bonfield as Director 5
Mgmt ForForForRe-elect Dean Seavers as Director 6
Mgmt ForForForElect Nicola Shaw as Director 7
Mgmt ForForForRe-elect Nora Mead Brownell as Director 8
Mgmt ForForForRe-elect Jonathan Dawson as Director 9
Mgmt ForForForRe-elect Therese Esperdy as Director 10
Mgmt ForForForRe-elect Paul Golby as Director 11
Mgmt ForForForRe-elect Ruth Kelly as Director 12
Mgmt ForForForRe-elect Mark Williamson as Director 13
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForForApprove Remuneration Report 16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise the Company to Call General Meeting with 14 Working Days' Notice
21
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
NCR Corporation
Meeting Date: 05/11/2016
Record Date: 02/17/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 62886E108
Ticker: NCR
Shares Voted: 500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward 'Pete' Boykin Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Linda Fayne Levinson 1.2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForDeclassify the Board of Directors 5
SH ForForAgainstAdopt Proxy Access Right 6
Neogen Corporation
Meeting Date: 10/06/2016
Record Date: 08/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 640491106
Ticker: NEOG
Shares Voted: 4,525
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William T. Boehm Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Jack C. Parnell 1.2
Mgmt WithholdWithholdForElect Director James P. Tobin 1.3
Mgmt WithholdWithholdForElect Director James C. Borel 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
New York Community Bancorp, Inc.
Meeting Date: 04/26/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Special
Primary Security ID: 649445103
Ticker: NYCB
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
New York Community Bancorp, Inc.
Shares Voted: 12,125
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition Mgmt For For For
Mgmt ForForForIncrease Authorized Common Stock 2
Mgmt ForForForAdjourn Meeting 3
New York Community Bancorp, Inc.
Meeting Date: 06/07/2016
Record Date: 04/12/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 649445103
Ticker: NYCB
Shares Voted: 12,125
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael J. Levine Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Ronald A. Rosenfeld 1b
Mgmt AbstainAbstainForElect Director Lawrence J. Savarese 1c
Mgmt AbstainAbstainForElect Director John M. Tsimbinos 1d
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt ForForForDeclassify the Board of Directors 3
SH ForForAgainstProxy Access 4
NextEra Energy, Inc.
Meeting Date: 05/19/2016
Record Date: 03/23/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 65339F101
Ticker: NEE
Shares Voted: 460
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sherry S. Barrat Mgmt For For For
Mgmt AbstainAbstainForElect Director James L. Camaren 1b
Mgmt AgainstAgainstForElect Director Kenneth B. Dunn 1c
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
NextEra Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Naren K. Gursahaney 1d
Mgmt AgainstAgainstForElect Director Kirk S. Hachigian 1e
Mgmt ForForForElect Director Toni Jennings 1f
Mgmt AgainstAgainstForElect Director Amy B. Lane 1g
Mgmt AbstainAbstainForElect Director James L. Robo 1h
Mgmt AgainstAgainstForElect Director Rudy E. Schupp 1i
Mgmt AbstainAbstainForElect Director John L. Skolds 1j
Mgmt AbstainAbstainForElect Director William H. Swanson 1k
Mgmt AgainstAgainstForElect Director Hansel E. Tookes, II 1l
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SH ForForAgainstReport on Political Contributions 5
SH ForForAgainstAdopt Proxy Access Right 6
SH ForForAgainstReport on Risks and Costs of Sea Level Rise 7
NIKE, Inc.
Meeting Date: 09/22/2016
Record Date: 07/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 654106103
Ticker: NKE
Shares Voted: 5,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan B. Graf, Jr. Mgmt For Withhold Withhold
Mgmt ForForForElect Director Michelle A. Peluso 1.2
Mgmt ForForForElect Director Phyllis M. Wise 1.3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
SH ForForAgainstReport on Political Contributions 4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
NIKE, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
5
Nokia Corp.
Meeting Date: 06/16/2016
Record Date: 06/03/2016
Country: Finland
Meeting Type: Annual
Primary Security ID: X61873133
Ticker: NOKIA
Shares Voted: 6,144
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOpen Meeting 1
MgmtCall the Meeting to Order 2
MgmtDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
MgmtAcknowledge Proper Convening of Meeting 4
MgmtPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
10
Mgmt ForForForFix Number of Directors at Nine 11
Mgmt ForForForElect Vivek Badrinath as Director 12.1
Mgmt ForForForElect Bruce Brown as Director 12.2
Mgmt ForForForElect Louis R. Hughes as Director 12.3
Mgmt ForForForElect Jean C. Monty as Director 12.4
Mgmt ForForForElect Elizabeth Nelson as Director 12.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nokia Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Olivier Piou as Director 12.6
Mgmt ForForForElect Risto Siilasmaa as Director 12.7
Mgmt ForForForElect Carla Smits-Nusteling as Director 12.8
Mgmt ForForForElect Kari Stadigh as Director 12.9
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 14
Mgmt ForForForAuthorize Share Repurchase Program 15
Mgmt ForForForApprove Issuance of up to 1.2 Billion Shares without Preemptive Rights
16
MgmtClose Meeting 17
Nordstrom, Inc.
Meeting Date: 05/19/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 655664100
Ticker: JWN
Shares Voted: 410
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt ForForForElect Director Tanya L. Domier 1b
Mgmt AbstainAbstainForElect Director Enrique Hernandez, Jr. 1c
Mgmt AbstainAbstainForElect Director Blake W. Nordstrom 1d
Mgmt AbstainAbstainForElect Director Erik B. Nordstrom 1e
Mgmt AbstainAbstainForElect Director Peter E. Nordstrom 1f
Mgmt AbstainAbstainForElect Director Philip G. Satre 1g
Mgmt AbstainAbstainForElect Director Brad D. Smith 1h
Mgmt AbstainAbstainForElect Director Gordon A. Smith 1i
Mgmt AbstainAbstainForElect Director Bradley D. Tilden 1j
Mgmt AbstainAbstainForElect Director B. Kevin Turner 1k
Mgmt AbstainAbstainForElect Director Robert D. Walter 1l
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nordstrom, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Executive Incentive Bonus Plan 4
Norfolk Southern Corporation
Meeting Date: 05/12/2016
Record Date: 03/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 655844108
Ticker: NSC
Shares Voted: 550
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas D. Bell, Jr. Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Erskine B. Bowles 1.2
Mgmt AbstainAbstainForElect Director Robert A. Bradway 1.3
Mgmt AgainstAgainstForElect Director Wesley G. Bush 1.4
Mgmt AgainstAgainstForElect Director Daniel A. Carp 1.5
Mgmt AgainstAgainstForElect Director Steven F. Leer 1.6
Mgmt AbstainAbstainForElect Director Michael D. Lockhart 1.7
Mgmt ForForForElect Director Amy E. Miles 1.8
Mgmt AbstainAbstainForElect Director Martin H. Nesbitt 1.9
Mgmt AbstainAbstainForElect Director James A. Squires 1.10
Mgmt AbstainAbstainForElect Director John R. Thompson 1.11
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Novartis AG
Meeting Date: 02/23/2016
Record Date: 01/22/2016
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H5820Q150
Ticker: NOVN
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Shares Voted: 388
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.70 per Share
3
Mgmt ForForForApprove CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt AgainstAgainstForAuthorize Repurchase of up to CHF 10 Billion in Issued Share Capital
5
Mgmt ForForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million
6.1
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million
6.2
Mgmt ForForForApprove Remuneration Report (Non-Binding) 6.3
Mgmt ForForForReelect Joerg Reinhardt as Director and Chairman
7.1
Mgmt ForForForReelect Nancy Andrews as Director 7.2
Mgmt ForForForReelect Dimitri Azar as Director 7.3
Mgmt ForForForReelect Srikant Datar as Director 7.4
Mgmt ForForForReelect Ann Fudge as Director 7.5
Mgmt ForForForReelect Pierre Landolt as Director 7.6
Mgmt ForForForReelect Andreas von Planta as Director 7.7
Mgmt ForForForReelect Charles Sawyers as Director 7.8
Mgmt ForForForReelect Enrico Vanni as Director 7.9
Mgmt ForForForReelect William Winters as Director 7.10
Mgmt ForForForElect Tom Buechner as Director 7.11
Mgmt ForForForElect Elizabeth Doherty as Director 7.12
Mgmt ForForForAppoint Srikant Datar as Member of the Compensation Committee
8.1
Mgmt ForForForAppoint Ann Fudge as Member of the Compensation Committee
8.2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Enrico Vanni as Member of the Compensation Committee
8.3
Mgmt ForForForAppoint William Winters as Member of the Compensation Committee
8.4
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
9
Mgmt ForForForDesignate Peter Andreas Zahn as Independent Proxy
10
Mgmt AgainstAgainstForTransact Other Business (Voting) 11
Nuveen Dividend Advantage Municipal Fund 2
Meeting Date: 02/10/2016
Record Date: 08/24/2015
Country: USA
Meeting Type: Special
Primary Security ID: 67070F100
Ticker: NXZ
Shares Voted: 2,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Reorganization of Funds Between Nuveen Dividend Advantage Municipal Fund 2 Nuveen Dividend Advantage Municipal Fund 3
Mgmt For For For
Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund
Meeting Date: 08/03/2016
Record Date: 06/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 67071L106
Ticker: NVG
Shares Voted: 1,615
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1c.1 Elect Director Judith M. Stockdale Mgmt For For For
Mgmt ForForForElect Director Carole E. Stone 1c.2
Mgmt ForForForElect Director Margaret L. Wolff 1c.3
Nuveen Enhanced Municipal Credit Opportunities Fund
Meeting Date: 08/03/2016
Record Date: 06/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 67070X101
Ticker: NZF
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nuveen Enhanced Municipal Credit Opportunities Fund
Shares Voted: 2,380
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1c.1 Elect Director Judith M. Stockdale Mgmt For For For
Mgmt ForForForElect Director Carole E. Stone 1c.2
Mgmt ForForForElect Director Margaret L. Wolff 1c.3
Nuveen Quality Income Municipal Fund, Inc.
Meeting Date: 03/02/2016
Record Date: 09/14/2015
Country: USA
Meeting Type: Special
Primary Security ID: 670977107
Ticker: NQU
Shares Voted: 1,650
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger of Funds Between Nuveen Quality Income Municipal Fund, Inc. and Nuveen Dividend Advantage Municipal Income Fund
Mgmt For For For
Oracle Corporation
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 68389X105
Ticker: ORCL
Shares Voted: 3,194
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director H. Raymond Bingham 1.2
Mgmt WithholdWithholdForElect Director Michael J. Boskin 1.3
Mgmt ForForForElect Director Safra A. Catz 1.4
Mgmt WithholdWithholdForElect Director Bruce R. Chizen 1.5
Mgmt WithholdWithholdForElect Director George H. Conrades 1.6
Mgmt WithholdWithholdForElect Director Lawrence J. Ellison 1.7
Mgmt WithholdWithholdForElect Director Hector Garcia-Molina 1.8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Oracle Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Jeffrey O. Henley 1.9
Mgmt WithholdWithholdForElect Director Mark V. Hurd 1.10
Mgmt ForForForElect Director Renee J. James 1.11
Mgmt WithholdWithholdForElect Director Leon E. Panetta 1.12
Mgmt WithholdWithholdForElect Director Naomi O. Seligman 1.13
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstReport on Lobbying Payments and Policy 4
Palo Alto Networks, Inc.
Meeting Date: 12/08/2016
Record Date: 10/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 697435105
Ticker: PANW
Shares Voted: 148
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark D. McLaughlin Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Asheem Chandna 1b
Mgmt WithholdWithholdForElect Director James J. Goetz 1c
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Panera Bread Company
Meeting Date: 05/19/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 69840W108
Ticker: PNRA
Shares Voted: 155
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Larry J. Franklin Mgmt For Withhold Withhold
Mgmt ForForForElect Director Diane Hessan 1.2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Panera Bread Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director William W. Moreton 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Parnassus Funds
Meeting Date: 03/22/2016
Record Date: 02/01/2016
Country: USA
Meeting Type: Special
Primary Security ID: 701765109
Ticker: N/A
Shares Voted: 485
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeanie S. Joe Mgmt For For For
Mgmt ForForForElect Director Donald J. Boteler 1b
Mgmt ForForForElect Director Alecia A. DeCoudreaux 1c
Mgmt WithholdWithholdForElect Director Jerome L. Dodson 1d
Parnassus Income Funds
Meeting Date: 03/22/2016
Record Date: 02/01/2016
Country: USA
Meeting Type: Special
Primary Security ID: 701769101
Ticker: N/A
Shares Voted: 845
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeanie S. Joe Mgmt For For For
Mgmt ForForForElect Director Donald J. Boteler 1b
Mgmt ForForForElect Director Alecia A. DeCoudreaux 1c
Mgmt WithholdWithholdForElect Director Jerome L. Dodson 1d
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Patterson Companies, Inc.
Meeting Date: 09/12/2016
Record Date: 07/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 703395103
Ticker: PDCO
Shares Voted: 28,185
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Scott P. Anderson Mgmt For For For
Mgmt ForForForElect Director John D. Buck 1.2
Mgmt ForForForElect Director Jody H. Feragen 1.3
Mgmt ForForForElect Director Sarena S. Lin 1.4
Mgmt WithholdWithholdForElect Director Ellen A. Rudnick 1.5
Mgmt WithholdWithholdForElect Director Neil A. Schrimsher 1.6
Mgmt WithholdWithholdForElect Director Les C. Vinney 1.7
Mgmt ForForForElect Director James W. Wiltz 1.8
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Paychex, Inc.
Meeting Date: 10/12/2016
Record Date: 08/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 704326107
Ticker: PAYX
Shares Voted: 500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director B. Thomas Golisano Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Joseph G. Doody 1b
Mgmt AgainstAgainstForElect Director David J.S. Flaschen 1c
Mgmt AgainstAgainstForElect Director Phillip Horsley 1d
Mgmt AgainstAgainstForElect Director Grant M. Inman 1e
Mgmt ForForForElect Director Pamela A. Joseph 1f
Mgmt AbstainAbstainForElect Director Martin Mucci 1g
Mgmt AgainstAgainstForElect Director Joseph M. Tucci 1h
Mgmt AgainstAgainstForElect Director Joseph M. Velli 1i
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Paychex, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
PayPal Holdings, Inc.
Meeting Date: 05/25/2016
Record Date: 04/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 70450Y103
Ticker: PYPL
Shares Voted: 815
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Wences Casares Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Jonathan Christodoro 1b
Mgmt AbstainAbstainForElect Director John J. Donahoe 1c
Mgmt AgainstAgainstForElect Director David W. Dorman 1d
Mgmt ForForForElect Director Gail J. McGovern 1e
Mgmt AbstainAbstainForElect Director David M. Moffett 1f
Mgmt AbstainAbstainForElect Director Pierre M. Omidyar 1g
Mgmt AbstainAbstainForElect Director Daniel H. Schulman 1h
Mgmt AbstainAbstainForElect Director Frank D. Yeary 1i
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
6
Pentair PLC
Meeting Date: 05/10/2016
Record Date: 03/07/2016
Country: Ireland
Meeting Type: Annual
Primary Security ID: G7S00T104
Ticker: PNR
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pentair PLC
Shares Voted: 615
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Glynis A. Bryan Mgmt For For For
Mgmt AgainstAgainstForElect Director Jerry W. Burris 1b
Mgmt AbstainAbstainForElect Director Carol Anthony (John) Davidson 1c
Mgmt AbstainAbstainForElect Director Jacques Esculier 1d
Mgmt AgainstAgainstForElect Director T. Michael Glenn 1e
Mgmt AbstainAbstainForElect Director David H.Y. Ho 1f
Mgmt AbstainAbstainForElect Director Randall J. Hogan 1g
Mgmt AgainstAgainstForElect Director David A. Jones 1h
Mgmt AbstainAbstainForElect Director Ronald L. Merriman 1i
Mgmt AgainstAgainstForElect Director William T. Monahan 1j
Mgmt ForForForElect Director Billie Ida Williamson 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForDetermine Price Range for Reissuance of Treasury Shares
4
Mgmt ForForForFix Number of Directors at 12 5
Mgmt ForForForAmend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons
6A
Mgmt ForForForAmend Company's Memorandum of Association in Connection with Recent Changes in Irish Law
6B
People's United Financial, Inc.
Meeting Date: 04/21/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 712704105
Ticker: PBCT
Shares Voted: 4,294
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John P. Barnes Mgmt For Withhold Withhold
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
People's United Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Collin P. Baron 1.2
Mgmt WithholdWithholdForElect Director Kevin T. Bottomley 1.3
Mgmt WithholdWithholdForElect Director George P. Carter 1.4
Mgmt WithholdWithholdForElect Director William F. Cruger, Jr. 1.5
Mgmt WithholdWithholdForElect Director John K. Dwight 1.6
Mgmt WithholdWithholdForElect Director Jerry Franklin 1.7
Mgmt ForForForElect Director Janet M. Hansen 1.8
Mgmt WithholdWithholdForElect Director Richard M. Hoyt 1.9
Mgmt ForForForElect Director Nancy McAllister 1.10
Mgmt WithholdWithholdForElect Director Mark W. Richards 1.11
Mgmt WithholdWithholdForElect Director Kirk W. Walters 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause
3
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 4
PepsiCo, Inc.
Meeting Date: 05/04/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 713448108
Ticker: PEP
Shares Voted: 16,325
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Shona L. Brown Mgmt For Against Against
Mgmt AbstainAbstainForElect Director George W. Buckley 1b
Mgmt AbstainAbstainForElect Director Cesar Conde 1c
Mgmt AbstainAbstainForElect Director Ian M. Cook 1d
Mgmt ForForForElect Director Dina Dublon 1e
Mgmt ForForForElect Director Rona A. Fairhead 1f
Mgmt AbstainAbstainForElect Director Richard W. Fisher 1g
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
PepsiCo, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director William R. Johnson 1h
Mgmt ForForForElect Director Indra K. Nooyi 1i
Mgmt AgainstAgainstForElect Director David C. Page 1j
Mgmt AbstainAbstainForElect Director Robert C. Pohlad 1k
Mgmt AgainstAgainstForElect Director Lloyd G. Trotter 1l
Mgmt AgainstAgainstForElect Director Daniel Vasella 1m
Mgmt AbstainAbstainForElect Director Alberto Weisser 1n
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SH ForForAgainstEstablish a Board Committee on Sustainability 5
SH ForForAgainstReport on Plans to Minimize Pesticides' Impact on Pollinators
6
SH AbstainReferAgainstAdopt Holy Land Principles 7
SH ForForAgainstAdopt Quantitative Renewable Energy Goals 8
Pfizer Inc.
Meeting Date: 04/28/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 717081103
Ticker: PFE
Shares Voted: 48,566
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dennis A. Ausiello Mgmt For Against Against
Mgmt AgainstAgainstForElect Director W. Don Cornwell 1.2
Mgmt AbstainAbstainForElect Director Joseph J. Echevarria 1.3
Mgmt ForForForElect Director Frances D. Fergusson 1.4
Mgmt ForForForElect Director Helen H. Hobbs 1.5
Mgmt AgainstAgainstForElect Director James M. Kilts 1.6
Mgmt AbstainAbstainForElect Director Shantanu Narayen 1.7
Mgmt AgainstAgainstForElect Director Suzanne Nora Johnson 1.8
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pfizer Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Ian C. Read 1.9
Mgmt AbstainAbstainForElect Director Stephen W. Sanger 1.10
Mgmt AgainstAgainstForElect Director James C. Smith 1.11
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstGive Shareholders Final Say on Election of Directors
5
SH ForForAgainstProvide Right to Act by Written Consent 6
SH AgainstAgainstAgainstProhibit Tax Gross-ups on Inversions 7
PG&E Corporation
Meeting Date: 05/23/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 69331C108
Ticker: PCG
Shares Voted: 19
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lewis Chew Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Anthony F. Earley, Jr. 1.2
Mgmt AbstainAbstainForElect Director Fred J. Fowler 1.3
Mgmt AgainstAgainstForElect Director Maryellen C. Herringer 1.4
Mgmt AbstainAbstainForElect Director Richard C. Kelly 1.5
Mgmt AbstainAbstainForElect Director Roger H. Kimmel 1.6
Mgmt AbstainAbstainForElect Director Richard A. Meserve 1.7
Mgmt AgainstAgainstForElect Director Forrest E. Miller 1.8
Mgmt AbstainAbstainForElect Director Rosendo G. Parra 1.9
Mgmt AgainstAgainstForElect Director Barbara L. Rambo 1.10
Mgmt ForForForElect Director Anne Shen Smith 1.11
Mgmt AgainstAgainstForElect Director Barry Lawson Williams 1.12
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
PG&E Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Philip Morris International Inc.
Meeting Date: 05/04/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 718172109
Ticker: PM
Shares Voted: 751
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Harold Brown Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Andre Calantzopoulos 1.2
Mgmt AbstainAbstainForElect Director Louis C. Camilleri 1.3
Mgmt AgainstAgainstForElect Director Werner Geissler 1.4
Mgmt ForForForElect Director Jennifer Li 1.5
Mgmt AbstainAbstainForElect Director Jun Makihara 1.6
Mgmt AbstainAbstainForElect Director Sergio Marchionne 1.7
Mgmt ForForForElect Director Kalpana Morparia 1.8
Mgmt AgainstAgainstForElect Director Lucio A. Noto 1.9
Mgmt AbstainAbstainForElect Director Frederik Paulsen 1.10
Mgmt AgainstAgainstForElect Director Robert B. Polet 1.11
Mgmt AgainstAgainstForElect Director Stephen M. Wolf 1.12
Mgmt ForForForRatify PricewaterhouseCoopers SA as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAdopt Human Rights Policy, Including the Right to Health
4
SH ForForAgainstParticipate in OECD Mediation for Human Rights Violations
5
PIMCO Strategic Income Fund, Inc.
Meeting Date: 06/30/2016
Record Date: 04/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 72200X104
Ticker: RCS
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
PIMCO Strategic Income Fund, Inc.
Shares Voted: 2,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James A. Jacobson Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director William B. Ogden, IV 1.2
Plum Creek Timber Company, Inc.
Meeting Date: 02/12/2016
Record Date: 12/28/2015
Country: USA
Meeting Type: Special
Primary Security ID: 729251108
Ticker: PCL
Shares Voted: 1,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 3
PPG Industries, Inc.
Meeting Date: 04/21/2016
Record Date: 02/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 693506107
Ticker: PPG
Shares Voted: 800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James G. Berges Mgmt For Against Against
Mgmt AbstainAbstainForElect Director John V. Faraci 1.2
Mgmt ForForForElect Director Victoria F. Haynes 1.3
Mgmt AbstainAbstainForElect Director Michael H. McGarry 1.4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
PPG Industries, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstAdopt a Payout Policy Giving Preference to Share Buybacks Over Dividends
6
PPL Corporation
Meeting Date: 05/25/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 69351T106
Ticker: PPL
Shares Voted: 800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Adkins Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director John W. Conway 1.2
Mgmt AbstainAbstainForElect Director Steven G. Elliott 1.3
Mgmt AgainstAgainstForElect Director Raja Rajamannar 1.4
Mgmt AgainstAgainstForElect Director Craig A. Rogerson 1.5
Mgmt AbstainAbstainForElect Director William H. Spence 1.6
Mgmt AgainstAgainstForElect Director Natica von Althann 1.7
Mgmt AbstainAbstainForElect Director Keith H. Williamson 1.8
Mgmt AbstainAbstainForElect Director Armando Zagalo de Lima 1.9
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt ForForForIncrease Authorized Common Stock 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
SH ForForAgainstRequire Independent Board Chairman 6
SH ForForAgainstAssess Plans to Increase Distributed Low-Carbon Electricity Generation
7
Praxair, Inc.
Meeting Date: 04/26/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 74005P104
Ticker: PX
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Praxair, Inc.
Shares Voted: 365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen F. Angel Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Oscar Bernardes 1.2
Mgmt AgainstAgainstForElect Director Nance K. Dicciani 1.3
Mgmt AgainstAgainstForElect Director Edward G. Galante 1.4
Mgmt AbstainAbstainForElect Director Ira D. Hall 1.5
Mgmt AbstainAbstainForElect Director Raymond W. LeBoeuf 1.6
Mgmt AbstainAbstainForElect Director Larry D. McVay 1.7
Mgmt ForForForElect Director Denise L. Ramos 1.8
Mgmt AbstainAbstainForElect Director Martin H. Richenhagen 1.9
Mgmt AgainstAgainstForElect Director Wayne T. Smith 1.10
Mgmt AbstainAbstainForElect Director Robert L. Wood 1.11
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Executive Incentive Bonus Plan 4
SH AgainstAgainstAgainstAdopt a Payout Policy Giving Preference to Share Buybacks Over Dividends
5
Putnam High Income Securities Fund
Meeting Date: 04/29/2016
Record Date: 02/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 746779107
Ticker: PCF
Shares Voted: 750
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Fix Number of Directors at Thirteen Mgmt For For For
Mgmt WithholdWithholdForElect Director Liaquat Ahamed 1B.1
Mgmt WithholdWithholdForElect Director Ravi Akhoury 1B.2
Mgmt ForForForElect Director Barbara M. Baumann 1B.3
Mgmt ForForForElect Director Jameson A. Baxter 1B.4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Putnam High Income Securities Fund
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Robert J. Darretta 1B.5
Mgmt ForForForElect Director Katinka Domotorffy 1B.6
Mgmt WithholdWithholdForElect Director John A. Hill 1B.7
Mgmt WithholdWithholdForElect Director Paul L. Joskow 1B.8
Mgmt WithholdWithholdForElect Director Kenneth R. Leibler 1B.9
Mgmt WithholdWithholdForElect Director Robert E. Patterson 1B.10
Mgmt WithholdWithholdForElect Director George Putnam, III 1B.11
Mgmt WithholdWithholdForElect Director Robert L. Reynolds 1B.12
Mgmt WithholdWithholdForElect Director W. Thomas Stephens 1B.13
Mgmt AgainstAgainstAgainstApprove Conversion from Closed-End to Open-End Fund
2
QUALCOMM Incorporated
Meeting Date: 03/08/2016
Record Date: 01/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 747525103
Ticker: QCOM
Shares Voted: 340
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Barbara T. Alexander Mgmt For For For
Mgmt AbstainAbstainForElect Director Raymond V. Dittamore 1b
Mgmt AbstainAbstainForElect Director Jeffrey W. Henderson 1c
Mgmt AbstainAbstainForElect Director Thomas W. Horton 1d
Mgmt AbstainAbstainForElect Director Paul E. Jacobs 1e
Mgmt AbstainAbstainForElect Director Harish Manwani 1f
Mgmt AbstainAbstainForElect Director Mark D. McLaughlin 1g
Mgmt AbstainAbstainForElect Director Steve Mollenkopf 1h
Mgmt AbstainAbstainForElect Director Clark T. 'Sandy' Randt, Jr. 1i
Mgmt AbstainAbstainForElect Director Francisco Ros 1j
Mgmt AgainstAgainstForElect Director Jonathan J. Rubinstein 1k
Mgmt AbstainAbstainForElect Director Anthony J. Vinciquerra 1l
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
QUALCOMM Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstProxy Access 5
Royal Dutch Shell plc
Meeting Date: 01/27/2016
Record Date: 01/04/2016
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G7690A100
Ticker: RDSA
Shares Voted: 800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove the Cash and Share Offer for BG Group plc
1
Royal Dutch Shell plc
Meeting Date: 05/24/2016
Record Date: 04/14/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7690A100
Ticker: RDSA
Shares Voted: 800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForRe-elect Ben van Beurden as Director 3
Mgmt ForForForRe-elect Guy Elliott as Director 4
Mgmt ForForForRe-elect Euleen Goh as Director 5
Mgmt ForForForRe-elect Simon Henry as Director 6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Dutch Shell plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRe-elect Charles Holliday as Director 7
Mgmt ForForForRe-elect Gerard Kleisterlee as Director 8
Mgmt ForForForRe-elect Sir Nigel Sheinwald as Director 9
Mgmt ForForForRe-elect Linda Stuntz as Director 10
Mgmt ForForForRe-elect Hans Wijers as Director 11
Mgmt ForForForRe-elect Patricia Woertz as Director 12
Mgmt ForForForRe-elect Gerrit Zalm as Director 13
Mgmt ForForForAppoint Ernst & Young LLP as Auditors 14
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
MgmtShareholder Proposal
SH AgainstAgainstAgainstApprove that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy
19
S&P Global Inc.
Meeting Date: 04/27/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID:
Ticker: MHFI
Shares Voted: 2,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Winfried Bischoff Mgmt For Against Against
Mgmt AgainstAgainstForElect Director William D. Green 1.2
Mgmt AbstainAbstainForElect Director Charles E. Haldeman, Jr. 1.3
Mgmt ForForForElect Director Rebecca Jacoby 1.4
Mgmt ForForForElect Director Hilda Ochoa-Brillembourg 1.5
Mgmt AbstainAbstainForElect Director Douglas L. Peterson 1.6
Mgmt AbstainAbstainForElect Director Michael Rake 1.7
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
S&P Global Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Edward B. Rust, Jr. 1.8
Mgmt AgainstAgainstForElect Director Kurt L. Schmoke 1.9
Mgmt AbstainAbstainForElect Director Richard E. Thornburgh 1.10
Mgmt ForForForChange Company Name from McGraw Hill Financial, Inc. to S&P Global Inc.
2
Mgmt ForForForEstablish Range For Board Size 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 5
SanDisk Corporation
Meeting Date: 03/15/2016
Record Date: 02/03/2016
Country: USA
Meeting Type: Special
Primary Security ID: 80004C101
Ticker: SNDK
Shares Voted: 442
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 3
Schlumberger Limited
Meeting Date: 04/06/2016
Record Date: 02/17/2016
Country: Curacao
Meeting Type: Annual
Primary Security ID: 806857108
Ticker: SLB
Shares Voted: 1,416
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter L.S. Currie Mgmt For Against Against
Mgmt ForForForElect Director V. Maureen Kempston Darkes 1b
Mgmt AbstainAbstainForElect Director Paal Kibsgaard 1c
Mgmt AbstainAbstainForElect Director Nikolay Kudryavtsev 1d
Mgmt AgainstAgainstForElect Director Michael E. Marks 1e
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Schlumberger Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Indra K. Nooyi 1f
Mgmt AgainstAgainstForElect Director Lubna S. Olayan 1g
Mgmt AbstainAbstainForElect Director Leo Rafael Reif 1h
Mgmt AbstainAbstainForElect Director Tore I. Sandvold 1i
Mgmt AbstainAbstainForElect Director Henri Seydoux 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAdopt and Approve Financials and Dividends 3
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForAmend Articles 5
Mgmt ForForForFix Number of Directors at Twelve 6
Mgmt AgainstAgainstForAmend 2010 Omnibus Stock Incentive Plan 7
SolarCity Corporation
Meeting Date: 06/07/2016
Record Date: 04/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 83416T100
Ticker: SCTY
Shares Voted: 65
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lyndon R. Rive Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director John H.N. Fisher 1b
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForApprove Remuneration of Executive Directors and/or Non-Executive Directors
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SH ForForAgainstProxy Access 5
Sonoco Products Company
Meeting Date: 04/20/2016
Record Date: 02/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 835495102
Ticker: SON
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sonoco Products Company
Shares Voted: 14,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John R. Haley Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Richard G. Kyle 1.2
Mgmt WithholdWithholdForElect Director M. Jack Sanders 1.3
Mgmt WithholdWithholdForElect Director Thomas E. Whiddon 1.4
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers, LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForAgainstDeclassify the Board of Directors 4
SH ForForAgainstProxy Access 5
St. Jude Medical, Inc.
Meeting Date: 10/26/2016
Record Date: 09/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 790849103
Ticker: STJ
Shares Voted: 14,894
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt AbstainAbstainForElect Director Stuart M. Essig 3a
Mgmt ForForForElect Director Barbara B. Hill 3b
Mgmt AbstainAbstainForElect Director Michael A. Rocca 3c
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForApprove Omnibus Stock Plan 5
Mgmt ForForForDeclassify the Board of Directors 6
Mgmt ForForForProvide Proxy Access Right 7
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 8
Mgmt ForForForAdjourn Meeting 9
SH ForForAgainstReduce Supermajority Vote Requirement 10
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Starbucks Corporation
Meeting Date: 03/23/2016
Record Date: 01/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 855244109
Ticker: SBUX
Shares Voted: 503
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Howard Schultz Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director William W. Bradley 1b
Mgmt ForForForElect Director Mary N. Dillon 1c
Mgmt AbstainAbstainForElect Director Robert M. Gates 1d
Mgmt ForForForElect Director Mellody Hobson 1e
Mgmt AbstainAbstainForElect Director Kevin R. Johnson 1f
Mgmt AbstainAbstainForElect Director Joshua Cooper Ramo 1g
Mgmt AgainstAgainstForElect Director James G. Shennan, Jr. 1h
Mgmt AgainstAgainstForElect Director Clara Shih 1i
Mgmt AgainstAgainstForElect Director Javier G. Teruel 1j
Mgmt AgainstAgainstForElect Director Myron E. Ullman, III 1k
Mgmt AbstainAbstainForElect Director Craig E. Weatherup 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstProxy Access 5
SH ForForAgainstAmend Policies to Allow Employees to Participate in Political Process with No Retribution
6
State Street Corporation
Meeting Date: 05/18/2016
Record Date: 03/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 857477103
Ticker: STT
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
State Street Corporation
Shares Voted: 200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kennett F. Burnes Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Patrick de Saint-Aignan 1b
Mgmt ForForForElect Director Lynn A. Dugle 1c
Mgmt AbstainAbstainForElect Director William C. Freda 1d
Mgmt AgainstAgainstForElect Director Amelia C. Fawcett 1e
Mgmt AgainstAgainstForElect Director Linda A. Hill 1f
Mgmt AbstainAbstainForElect Director Joseph L. Hooley 1g
Mgmt AgainstAgainstForElect Director Richard P. Sergel 1h
Mgmt AbstainAbstainForElect Director Ronald L. Skates 1i
Mgmt AbstainAbstainForElect Director Gregory L. Summe 1j
Mgmt AbstainAbstainForElect Director Thomas J. Wilson 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 4
Stryker Corporation
Meeting Date: 04/27/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 863667101
Ticker: SYK
Shares Voted: 15,602
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Howard E. Cox, Jr. Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Srikant M. Datar 1b
Mgmt AgainstAgainstForElect Director Roch Doliveux 1c
Mgmt AgainstAgainstForElect Director Louise L. Francesconi 1d
Mgmt AbstainAbstainForElect Director Allan C. Golston 1e
Mgmt AbstainAbstainForElect Director Kevin A. Lobo 1f
Mgmt AgainstAgainstForElect Director William U. Parfet 1g
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Stryker Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Andrew K. Silvernail 1h
Mgmt ForForForElect Director Ronda E. Stryker 1i
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Sun Hydraulics Corporation
Meeting Date: 05/23/2016
Record Date: 03/31/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 866942105
Ticker: SNHY
Shares Voted: 24,050
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marc Bertoneche Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director David W. Grzelak 1.2
Mgmt WithholdWithholdForElect Director Philippe Lemaitre 1.3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SVB Financial Group
Meeting Date: 04/21/2016
Record Date: 02/23/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 78486Q101
Ticker: SIVB
Shares Voted: 240
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Greg W. Becker Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Eric A. Benhamou 1.2
Mgmt WithholdWithholdForElect Director David M. Clapper 1.3
Mgmt WithholdWithholdForElect Director Roger F. Dunbar 1.4
Mgmt WithholdWithholdForElect Director Joel P. Friedman 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
SVB Financial Group
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lata Krishnan 1.6
Mgmt WithholdWithholdForElect Director Jeffrey N. Maggioncalda 1.7
Mgmt ForForForElect Director Mary J. Miller 1.8
Mgmt WithholdWithholdForElect Director Kate D. Mitchell 1.9
Mgmt WithholdWithholdForElect Director John F. Robinson 1.10
Mgmt WithholdWithholdForElect Director Garen K. Staglin 1.11
Mgmt ForForForAmend Employee Stock Purchase Plan 2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Symantec Corporation
Meeting Date: 11/01/2016
Record Date: 09/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 871503108
Ticker: SYMC
Shares Voted: 111,365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory S. Clark Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Frank E. Dangeard 1b
Mgmt AgainstAgainstForElect Director Kenneth Y. Hao 1c
Mgmt AgainstAgainstForElect Director David W. Humphrey 1d
Mgmt AgainstAgainstForElect Director Geraldine B. Laybourne 1e
Mgmt AgainstAgainstForElect Director David L. Mahoney 1f
Mgmt AgainstAgainstForElect Director Robert S. Miller 1g
Mgmt ForForForElect Director Anita M. Sands 1h
Mgmt AgainstAgainstForElect Director Daniel H. Schulman 1i
Mgmt AbstainAbstainForElect Director V. Paul Unruh 1j
Mgmt ForForForElect Director Suzanne M. Vautrinot 1k
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Symantec Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Synchrony Financial
Meeting Date: 05/19/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 87165B103
Ticker: SYF
Shares Voted: 1,584
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Margaret M. Keane Mgmt For For For
Mgmt ForForForElect Director Paget L. Alves 1b
Mgmt ForForForElect Director Arthur W. Coviello, Jr. 1c
Mgmt ForForForElect Director William W. Graylin 1d
Mgmt ForForForElect Director Roy A. Guthrie 1e
Mgmt AgainstAgainstForElect Director Richard C. Hartnack 1f
Mgmt AgainstAgainstForElect Director Jeffrey G. Naylor 1g
Mgmt ForForForElect Director Laurel J. Richie 1h
Mgmt ForForForElect Director Olympia J. Snowe 1i
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Sysco Corporation
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 871829107
Ticker: SYY
Shares Voted: 20,248
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel J. Brutto Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director John M. Cassaday 1b
Mgmt AgainstAgainstForElect Director Judith B. Craven 1c
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sysco Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director William J. DeLaney 1d
Mgmt AgainstAgainstForElect Director Joshua D. Frank 1e
Mgmt AgainstAgainstForElect Director Larry C. Glasscock 1f
Mgmt AbstainAbstainForElect Director Jonathan Golden 1g
Mgmt AbstainAbstainForElect Director Bradley M. Halverson 1h
Mgmt AbstainAbstainForElect Director Hans-Joachim Koerber 1i
Mgmt ForForForElect Director Nancy S. Newcomb 1j
Mgmt AbstainAbstainForElect Director Nelson Peltz 1k
Mgmt AbstainAbstainForElect Director Edward D. Shirley 1l
Mgmt AbstainAbstainForElect Director Richard G. Tilghman 1m
Mgmt AgainstAgainstForElect Director Jackie M. Ward 1n
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstPro-rata Vesting of Equity Awards 4
T. Rowe Price Group, Inc.
Meeting Date: 04/27/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 74144T108
Ticker: TROW
Shares Voted: 567
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark S. Bartlett Mgmt For Against Against
Mgmt AbstainAbstainForElect Director Edward C. Bernard 1b
Mgmt AgainstAgainstForElect Director Mary K. Bush 1c
Mgmt AbstainAbstainForElect Director H. Lawrence Culp, Jr. 1d
Mgmt AgainstAgainstForElect Director Freeman A. Hrabowski, III 1e
Mgmt AgainstAgainstForElect Director Robert F. MacLellan 1f
Mgmt AbstainAbstainForElect Director Brian C. Rogers 1g
Mgmt AgainstAgainstForElect Director Olympia J. Snowe 1h
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
T. Rowe Price Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director William J. Stromberg 1i
Mgmt AgainstAgainstForElect Director Dwight S. Taylor 1j
Mgmt AgainstAgainstForElect Director Anne Marie Whittemore 1k
Mgmt AbstainAbstainForElect Director Alan D. Wilson 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
SH ForForAgainstReport on and Assess Proxy Voting Policies in Relation to Climate Change Position
4
Target Corporation
Meeting Date: 06/08/2016
Record Date: 04/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 87612E106
Ticker: TGT
Shares Voted: 3,140
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Roxanne S. Austin Mgmt For For For
Mgmt AgainstAgainstForElect Director Douglas M. Baker, Jr. 1b
Mgmt ForForForElect Director Brian C. Cornell 1c
Mgmt AgainstAgainstForElect Director Calvin Darden 1d
Mgmt AgainstAgainstForElect Director Henrique De Castro 1e
Mgmt ForForForElect Director Robert L. Edwards 1f
Mgmt ForForForElect Director Melanie L. Healey 1g
Mgmt ForForForElect Director Donald R. Knauss 1h
Mgmt ForForForElect Director Monica C. Lozano 1i
Mgmt ForForForElect Director Mary E. Minnick 1j
Mgmt AgainstAgainstForElect Director Anne M. Mulcahy 1k
Mgmt ForForForElect Director Derica W. Rice 1l
Mgmt ForForForElect Director Kenneth L. Salazar 1m
Mgmt ForForForElect Director John G. Stumpf 1n
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Target Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Guidelines for Country Selection 4
Telus Corporation
Meeting Date: 05/05/2016
Record Date: 03/07/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 87971M103
Ticker: T
Shares Voted: 106,123
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director R. H. (Dick) Auchinleck Mgmt For For For
Mgmt ForForForElect Director Micheline Bouchard 1.2
Mgmt ForForForElect Director Raymond T. Chan 1.3
Mgmt ForForForElect Director Stockwell Day 1.4
Mgmt ForForForElect Director Lisa de Wilde 1.5
Mgmt ForForForElect Director Darren Entwistle 1.6
Mgmt ForForForElect Director Mary Jo Haddad 1.7
Mgmt ForForForElect Director John S. Lacey 1.8
Mgmt ForForForElect Director William (Bill) A. MacKinnon 1.9
Mgmt ForForForElect Director John Manley 1.10
Mgmt ForForForElect Director Sarabjit (Sabi) S. Marwah 1.11
Mgmt ForForForElect Director David L. Mowat 1.12
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForApprove Shareholder Rights Plan 3
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
4
Templeton Emerging Markets Income Fund
Meeting Date: 03/01/2016
Record Date: 12/11/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 880192109
Ticker: TEI
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Templeton Emerging Markets Income Fund
Shares Voted: 1,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frank J. Crothers Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Frank A. Olson 1.2
Mgmt WithholdWithholdForElect Director Rupert H. Johnson, Jr. 1.3
Mgmt WithholdWithholdForElect Director Gregory E. Johnson 1.4
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Tennant Company
Meeting Date: 04/27/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 880345103
Ticker: TNC
Shares Voted: 28,314
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William F. Austen Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director H. Chris Killingstad 1.2
Mgmt WithholdWithholdForElect Director David Windley 1.3
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tesla Motors, Inc.
Meeting Date: 05/31/2016
Record Date: 04/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 88160R101
Ticker: TSLA
Shares Voted: 1,045
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brad W. Buss Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Ira Ehrenpreis 1.2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tesla Motors, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
SH ForForAgainstReduce Supermajority Vote Requirement 3
Tesla Motors, Inc.
Meeting Date: 11/17/2016
Record Date: 09/23/2016
Country: USA
Meeting Type: Special
Primary Security ID: 88160R101
Ticker: TSLA
Shares Voted: 1,225
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Texas Instruments Incorporated
Meeting Date: 04/21/2016
Record Date: 02/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 882508104
Ticker: TXN
Shares Voted: 25,540
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ralph W. Babb, Jr. Mgmt For For For
Mgmt ForForForElect Director Mark A. Blinn 1b
Mgmt AgainstAgainstForElect Director Daniel A. Carp 1c
Mgmt ForForForElect Director Janet F. Clark 1d
Mgmt ForForForElect Director Carrie S. Cox 1e
Mgmt ForForForElect Director Ronald Kirk 1f
Mgmt AgainstAgainstForElect Director Pamela H. Patsley 1g
Mgmt AgainstAgainstForElect Director Robert E. Sanchez 1h
Mgmt ForForForElect Director Wayne R. Sanders 1i
Mgmt ForForForElect Director Richard K. Templeton 1j
Mgmt AgainstAgainstForElect Director Christine Todd Whitman 1k
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Texas Instruments Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
The Advisory Board Company
Meeting Date: 06/07/2016
Record Date: 04/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 00762W107
Ticker: ABCO
Shares Voted: 1,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sanju K. Bansal Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director David L. Felsenthal 1.2
Mgmt WithholdWithholdForElect Director Peter J. Grua 1.3
Mgmt ForForForElect Director Nancy Killefer 1.4
Mgmt WithholdWithholdForElect Director Kelt Kindick 1.5
Mgmt WithholdWithholdForElect Director Robert W. Musslewhite 1.6
Mgmt WithholdWithholdForElect Director Mark R. Neaman 1.7
Mgmt WithholdWithholdForElect Director Leon D. Shapiro 1.8
Mgmt ForForForElect Director LeAnne M. Zumwalt 1.9
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Charles Schwab Corporation
Meeting Date: 05/17/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 808513105
Ticker: SCHW
Shares Voted: 25,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John K. Adams, Jr. Mgmt For Abstain Abstain
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Charles Schwab Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Stephen A. Ellis 1b
Mgmt AbstainAbstainForElect Director Arun Sarin 1c
Mgmt AbstainAbstainForElect Director Charles R. Schwab 1d
Mgmt AgainstAgainstForElect Director Paula A. Sneed 1e
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstPrepare Employment Diversity Report 5
The Chemours Company
Meeting Date: 04/27/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 163851108
Ticker: CC
Shares Voted: 3,972
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradley J. Bell Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Mary B. Cranston 1b
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt AgainstAgainstAgainstRetain Classified Board Structure 5
The Clorox Company
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 189054109
Ticker: CLX
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Clorox Company
Shares Voted: 200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Amy Banse Mgmt For For For
Mgmt AgainstAgainstForElect Director Richard H. Carmona 1.2
Mgmt ForForForElect Director Benno Dorer 1.3
Mgmt AgainstAgainstForElect Director Spencer C. Fleischer 1.4
Mgmt ForForForElect Director Esther Lee 1.5
Mgmt ForForForElect Director A.D. David Mackay 1.6
Mgmt ForForForElect Director Robert W. Matschullat 1.7
Mgmt AgainstAgainstForElect Director Jeffrey Noddle 1.8
Mgmt ForForForElect Director Pamela Thomas-Graham 1.9
Mgmt ForForForElect Director Carolyn M. Ticknor 1.10
Mgmt ForForForElect Director Christopher J. Williams 1.11
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstApprove Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares
4
The Coca-Cola Company
Meeting Date: 04/27/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 191216100
Ticker: KO
Shares Voted: 3,266
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Herbert A. Allen Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Ronald W. Allen 1.2
Mgmt AbstainAbstainForElect Director Marc Bolland 1.3
Mgmt ForForForElect Director Ana Botin 1.4
Mgmt AbstainAbstainForElect Director Howard G. Buffett 1.5
Mgmt AbstainAbstainForElect Director Richard M. Daley 1.6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Coca-Cola Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Barry Diller 1.7
Mgmt AgainstAgainstForElect Director Helene D. Gayle 1.8
Mgmt AbstainAbstainForElect Director Evan G. Greenberg 1.9
Mgmt AgainstAgainstForElect Director Alexis M. Herman 1.10
Mgmt AbstainAbstainForElect Director Muhtar Kent 1.11
Mgmt AbstainAbstainForElect Director Robert A. Kotick 1.12
Mgmt AgainstAgainstForElect Director Maria Elena Lagomasino 1.13
Mgmt AbstainAbstainForElect Director Sam Nunn 1.14
Mgmt AbstainAbstainForElect Director David B. Weinberg 1.15
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Executive Incentive Bonus Plan 3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstAdopt Holy Land Principles 5
SH AgainstAgainstAgainstLimit/Prohibit Accelerated Vesting of Awards 6
SH AgainstAgainstAgainstReport on Consistency Between Corporate Values and Political Contributions
7
The Hartford Financial Services Group, Inc.
Meeting Date: 05/18/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 416515104
Ticker: HIG
Shares Voted: 850
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert B. Allardice, III Mgmt For For For
Mgmt AgainstAgainstForElect Director Trevor Fetter 1b
Mgmt ForForForElect Director Kathryn A. Mikells 1c
Mgmt ForForForElect Director Michael G. Morris 1d
Mgmt AgainstAgainstForElect Director Thomas A. Renyi 1e
Mgmt ForForForElect Director Julie G. Richardson 1f
Mgmt ForForForElect Director Teresa W. Roseborough 1g
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Hartford Financial Services Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Virginia P. Ruesterholz 1h
Mgmt ForForForElect Director Charles B. Strauss 1i
Mgmt ForForForElect Director Christopher J. Swift 1j
Mgmt AgainstAgainstForElect Director H. Patrick Swygert 1k
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
The Hershey Company
Meeting Date: 05/04/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 427866108
Ticker: HSY
Shares Voted: 1,650
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Pamela M. Arway Mgmt For For For
Mgmt WithholdWithholdForElect Director John P. Bilbrey 1.2
Mgmt WithholdWithholdForElect Director Robert F. Cavanaugh 1.3
Mgmt WithholdWithholdForElect Director Charles A. Davis 1.4
Mgmt WithholdWithholdForElect Director Mary Kay Haben 1.5
Mgmt WithholdWithholdForElect Director Robert M. Malcolm 1.6
Mgmt WithholdWithholdForElect Director James M. Mead 1.7
Mgmt WithholdWithholdForElect Director James E. Nevels 1.8
Mgmt WithholdWithholdForElect Director Anthony J. Palmer 1.9
Mgmt WithholdWithholdForElect Director Thomas J. Ridge 1.10
Mgmt WithholdWithholdForElect Director David L. Shedlarz 1.11
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SH ForForAgainstReport on Use of Nanomaterials in Products 5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Home Depot, Inc.
Meeting Date: 05/19/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 437076102
Ticker: HD
Shares Voted: 8,109
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerard J. Arpey Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Ari Bousbib 1b
Mgmt AbstainAbstainForElect Director Gregory D. Brenneman 1c
Mgmt AbstainAbstainForElect Director J. Frank Brown 1d
Mgmt AgainstAgainstForElect Director Albert P. Carey 1e
Mgmt AgainstAgainstForElect Director Armando Codina 1f
Mgmt AgainstAgainstForElect Director Helena B. Foulkes 1g
Mgmt ForForForElect Director Linda R. Gooden 1h
Mgmt AgainstAgainstForElect Director Wayne M. Hewett 1i
Mgmt ForForForElect Director Karen L. Katen 1j
Mgmt AbstainAbstainForElect Director Craig A. Menear 1k
Mgmt AbstainAbstainForElect Director Mark Vadon 1l
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstPrepare Employment Diversity Report and Report on Diversity Policies
4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
The J. M. Smucker Company
Meeting Date: 08/17/2016
Record Date: 06/20/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 832696405
Ticker: SJM
Shares Voted: 23,467
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kathryn W. Dindo Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Paul J. Dolan 1b
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The J. M. Smucker Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jay L. Henderson 1c
Mgmt ForForForElect Director Nancy Lopez Knight 1d
Mgmt AgainstAgainstForElect Director Elizabeth Valk Long 1e
Mgmt ForForForElect Director Gary A. Oatey 1f
Mgmt ForForForElect Director Sandra Pianalto 1g
Mgmt ForForForElect Director Alex Shumate 1h
Mgmt ForForForElect Director Mark T. Smucker 1i
Mgmt ForForForElect Director Richard K. Smucker 1j
Mgmt ForForForElect Director Timothy P. Smucker 1k
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Plans to Increase Renewable Energy Use
4
The Kraft Heinz Company
Meeting Date: 04/21/2016
Record Date: 02/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 500754106
Ticker: KHC
Shares Voted: 385
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory E. Abel Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Alexandre Behring 1b
Mgmt AbstainAbstainForElect Director Warren E. Buffett 1c
Mgmt AbstainAbstainForElect Director John T. Cahill 1d
Mgmt ForForForElect Director Tracy Britt Cool 1e
Mgmt ForForForElect Director Jeanne P. Jackson 1f
Mgmt AgainstAgainstForElect Director Jorge Paulo Lemann 1g
Mgmt AgainstAgainstForElect Director Mackey J. McDonald 1h
Mgmt AbstainAbstainForElect Director John C. Pope 1i
Mgmt AgainstAgainstForElect Director Marcel Herrmann Telles 1j
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Kraft Heinz Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
The Kroger Co.
Meeting Date: 06/23/2016
Record Date: 04/27/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 501044101
Ticker: KR
Shares Voted: 33
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Nora A. Aufreiter Mgmt For For For
Mgmt ForForForElect Director Robert D. Beyer 1b
Mgmt ForForForElect Director Anne Gates 1c
Mgmt ForForForElect Director Susan J. Kropf 1d
Mgmt ForForForElect Director W. Rodney McMullen 1e
Mgmt AgainstAgainstForElect Director Jorge P. Montoya 1f
Mgmt AgainstAgainstForElect Director Clyde R. Moore 1g
Mgmt AgainstAgainstForElect Director Susan M. Phillips 1h
Mgmt AgainstAgainstForElect Director James A. Runde 1i
Mgmt ForForForElect Director Ronald L. Sargent 1j
Mgmt ForForForElect Director Bobby S. Shackouls 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstReport on Human Rights Risk Assessment Process
4
SH ForForAgainstAssess Environmental Impact of Non-Recyclable Packaging
5
SH ForForAgainstAssess Feasibility and Benefits of Adopting Quantitative Renewable Energy Goals
6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Kroger Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstAdopt a Payout Policy Giving Preference to Share Buybacks Over Dividends
7
The Middleby Corporation
Meeting Date: 05/11/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 596278101
Ticker: MIDD
Shares Voted: 429
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Selim A. Bassoul Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Sarah Palisi Chapin 1.2
Mgmt WithholdWithholdForElect Director Robert B. Lamb 1.3
Mgmt ForForForElect Director Cathy L. McCarthy 1.4
Mgmt WithholdWithholdForElect Director John R. Miller, III 1.5
Mgmt WithholdWithholdForElect Director Gordon O'Brien 1.6
Mgmt WithholdWithholdForElect Director Philip G. Putnam 1.7
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
The PNC Financial Services Group, Inc.
Meeting Date: 04/26/2016
Record Date: 01/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 693475105
Ticker: PNC
Shares Voted: 3,161
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles E. Bunch Mgmt For Against Against
Mgmt ForForForElect Director Marjorie Rodgers Cheshire 1.2
Mgmt AbstainAbstainForElect Director William S. Demchak 1.3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The PNC Financial Services Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Andrew T. Feldstein 1.4
Mgmt AbstainAbstainForElect Director Daniel R. Hesse 1.5
Mgmt ForForForElect Director Kay Coles James 1.6
Mgmt AgainstAgainstForElect Director Richard B. Kelson 1.7
Mgmt ForForForElect Director Jane G. Pepper 1.8
Mgmt AbstainAbstainForElect Director Donald J. Shepard 1.9
Mgmt ForForForElect Director Lorene K. Steffes 1.10
Mgmt AgainstAgainstForElect Director Dennis F. Strigl 1.11
Mgmt AbstainAbstainForElect Director Michael J. Ward 1.12
Mgmt AbstainAbstainForElect Director Gregory D. Wasson 1.13
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
The Procter & Gamble Company
Meeting Date: 10/11/2016
Record Date: 08/12/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 742718109
Ticker: PG
Shares Voted: 43,558
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Francis S. Blake Mgmt For Abstain Abstain
Mgmt ForForForElect Director Angela F. Braly 1b
Mgmt AgainstAgainstForElect Director Kenneth I. Chenault 1c
Mgmt AgainstAgainstForElect Director Scott D. Cook 1d
Mgmt AgainstAgainstForElect Director Terry J. Lundgren 1e
Mgmt AgainstAgainstForElect Director W. James McNerney, Jr. 1f
Mgmt AbstainAbstainForElect Director David S. Taylor 1g
Mgmt AgainstAgainstForElect Director Margaret C. Whitman 1h
Mgmt ForForForElect Director Patricia A. Woertz 1i
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Procter & Gamble Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Ernesto Zedillo 1j
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReport on Consistency Between Corporate Values and Political Activities
4
SH ForForAgainstReport on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws
5
The Southern Company
Meeting Date: 05/25/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 842587107
Ticker: SO
Shares Voted: 415
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Juanita Powell Baranco Mgmt For For For
Mgmt AbstainAbstainForElect Director Jon A. Boscia 1b
Mgmt AgainstAgainstForElect Director Henry A. 'Hal' Clark, III 1c
Mgmt AbstainAbstainForElect Director Thomas A. Fanning 1d
Mgmt AgainstAgainstForElect Director David J. Grain 1e
Mgmt AgainstAgainstForElect Director Veronica M. Hagen 1f
Mgmt AbstainAbstainForElect Director Warren A. Hood, Jr. 1g
Mgmt ForForForElect Director Linda P. Hudson 1h
Mgmt AbstainAbstainForElect Director Donald M. James 1i
Mgmt AbstainAbstainForElect Director John D. Johns 1j
Mgmt AbstainAbstainForElect Director Dale E. Klein 1k
Mgmt AgainstAgainstForElect Director William G. Smith, Jr. 1l
Mgmt AgainstAgainstForElect Director Steven R. Specker 1m
Mgmt AbstainAbstainForElect Director Larry D. Thompson 1n
Mgmt AbstainAbstainForElect Director E. Jenner Wood, III 1o
Mgmt ForForForProvide Proxy Access Right 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Southern Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReduce Supermajority Vote Requirement 3
Mgmt ForForForEliminate Fair Price Provision 4
Mgmt ForForForPermit Board to Amend Bylaws Without Shareholder Consent
5
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 7
Mgmt AgainstAgainstForRatify Deloitte & Touche as Auditors 8
SH ForForAgainstReport on Strategy for Aligning with 2 Degree Scenario
9
SH ForForAgainstReport on Financial Risks of Stranded Carbon Assets
10
The Travelers Companies, Inc.
Meeting Date: 05/19/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 89417E109
Ticker: TRV
Shares Voted: 1,260
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alan L. Beller Mgmt For Against Against
Mgmt AgainstAgainstForElect Director John H. Dasburg 1b
Mgmt ForForForElect Director Janet M. Dolan 1c
Mgmt AgainstAgainstForElect Director Kenneth M. Duberstein 1d
Mgmt AgainstAgainstForElect Director Jay S. Fishman 1e
Mgmt ForForForElect Director Patricia L. Higgins 1f
Mgmt AgainstAgainstForElect Director Thomas R. Hodgson 1g
Mgmt AgainstAgainstForElect Director William J. Kane 1h
Mgmt AgainstAgainstForElect Director Cleve L. Killingsworth, Jr. 1i
Mgmt AgainstAgainstForElect Director Philip T. (Pete) Ruegger, III 1j
Mgmt AgainstAgainstForElect Director Todd C. Schermerhorn 1k
Mgmt AgainstAgainstForElect Director Alan D. Schnitzer 1l
Mgmt AgainstAgainstForElect Director Donald J. Shepard 1m
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Travelers Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Laurie J. Thomsen 1n
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SH ForForAgainstReport on Political Contributions 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
The Walt Disney Company
Meeting Date: 03/03/2016
Record Date: 01/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 254687106
Ticker: DIS
Shares Voted: 4,917
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan E. Arnold Mgmt For Against Against
Mgmt AbstainAbstainForElect Director John S. Chen 1b
Mgmt AbstainAbstainForElect Director Jack Dorsey 1c
Mgmt AbstainAbstainForElect Director Robert A. Iger 1d
Mgmt ForForForElect Director Maria Elena Lagomasino 1e
Mgmt AbstainAbstainForElect Director Fred H. Langhammer 1f
Mgmt AgainstAgainstForElect Director Aylwin B. Lewis 1g
Mgmt AbstainAbstainForElect Director Robert W. Matschullat 1h
Mgmt AbstainAbstainForElect Director Mark G. Parker 1i
Mgmt ForForForElect Director Sheryl K. Sandberg 1j
Mgmt AgainstAgainstForElect Director Orin C. Smith 1k
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForReduce Supermajority Vote Requirement 4
SH ForForAgainstReduce Supermajority Vote Requirement 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Thermo Fisher Scientific Inc.
Meeting Date: 05/18/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 883556102
Ticker: TMO
Shares Voted: 4,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Marc N. Casper Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Nelson J. Chai 1b
Mgmt AbstainAbstainForElect Director C. Martin Harris 1c
Mgmt AbstainAbstainForElect Director Tyler Jacks 1d
Mgmt ForForForElect Director Judy C. Lewent 1e
Mgmt AgainstAgainstForElect Director Thomas J. Lynch 1f
Mgmt AbstainAbstainForElect Director Jim P. Manzi 1g
Mgmt AbstainAbstainForElect Director William G. Parrett 1h
Mgmt AgainstAgainstForElect Director Scott M. Sperling 1i
Mgmt AgainstAgainstForElect Director Elaine S. Ullian 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Toyota Motor Corp.
Meeting Date: 06/15/2016
Record Date: 03/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J92676113
Ticker: 7203
Shares Voted: 260
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForElect Director Uchiyamada, Takeshi 1.1
Mgmt ForForForElect Director Toyoda, Akio 1.2
Mgmt ForForForElect Director Kodaira, Nobuyori 1.3
Mgmt ForForForElect Director Kato, Mitsuhisa 1.4
Mgmt ForForForElect Director Ijichi, Takahiko 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Toyota Motor Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Didier Leroy 1.6
Mgmt ForForForElect Director Terashi, Shigeki 1.7
Mgmt ForForForElect Director Hayakawa, Shigeru 1.8
Mgmt ForForForElect Director Uno, Ikuo 1.9
Mgmt ForForForElect Director Kato, Haruhiko 1.10
Mgmt ForForForElect Director Mark T. Hogan 1.11
Mgmt ForForForAppoint Alternate Statutory Auditor Sakai, Ryuji
2
Mgmt ForForForApprove Annual Bonus 3
Tractor Supply Company
Meeting Date: 05/03/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 892356106
Ticker: TSCO
Shares Voted: 2,222
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cynthia T. Jamison Mgmt For For For
Mgmt WithholdWithholdForElect Director Johnston C. Adams 1.2
Mgmt WithholdWithholdForElect Director Peter D. Bewley 1.3
Mgmt WithholdWithholdForElect Director Keith R. Halbert 1.4
Mgmt WithholdWithholdForElect Director George MacKenzie 1.5
Mgmt WithholdWithholdForElect Director Edna K. Morris 1.6
Mgmt WithholdWithholdForElect Director Mark J. Weikel 1.7
Mgmt WithholdWithholdForElect Director Gregory A. Sandfort 1.8
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
U.S. Bancorp
Meeting Date: 04/19/2016
Record Date: 02/23/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 902973304
Ticker: USB
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
U.S. Bancorp
Shares Voted: 4,880
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Douglas M. Baker, Jr. Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Warner L. Baxter 1b
Mgmt AbstainAbstainForElect Director Marc N. Casper 1c
Mgmt AgainstAgainstForElect Director Arthur D. Collins, Jr. 1d
Mgmt AbstainAbstainForElect Director Richard K. Davis 1e
Mgmt ForForForElect Director Kimberly J. Harris 1f
Mgmt AbstainAbstainForElect Director Roland A. Hernandez 1g
Mgmt ForForForElect Director Doreen Woo Ho 1h
Mgmt AgainstAgainstForElect Director Olivia F. Kirtley 1i
Mgmt ForForForElect Director Karen S. Lynch 1j
Mgmt AgainstAgainstForElect Director David B. O'Maley 1k
Mgmt AgainstAgainstForElect Director O'dell M. Owens 1l
Mgmt AbstainAbstainForElect Director Craig D. Schnuck 1m
Mgmt AgainstAgainstForElect Director Scott W. Wine 1n
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SH AgainstAgainstAgainstAdopt Share Retention Policy For Senior Executives
5
UDR, Inc.
Meeting Date: 05/12/2016
Record Date: 03/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 902653104
Ticker: UDR
Shares Voted: 486
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Katherine A. Cattanach Mgmt For For For
Mgmt AbstainAbstainForElect Director Robert P. Freeman 1b
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
UDR, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Jon A. Grove 1c
Mgmt ForForForElect Director Mary Ann King 1d
Mgmt AgainstAgainstForElect Director James D. Klingbeil 1e
Mgmt AbstainAbstainForElect Director Clint D. McDonnough 1f
Mgmt AgainstAgainstForElect Director Robert A. McNamara 1g
Mgmt AgainstAgainstForElect Director Mark R. Patterson 1h
Mgmt AgainstAgainstForElect Director Lynne B. Sagalyn 1i
Mgmt AbstainAbstainForElect Director Thomas W. Toomey 1j
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Unilever NV
Meeting Date: 04/21/2016
Record Date: 03/04/2016
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N8981F271
Ticker: UNA
Shares Voted: 74,981
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtDiscussion of the Annual Report and Accounts for the 2015 financial year
1
Mgmt ForForForApprove Financial Statements and Allocation of Income
2
Mgmt ForForForApprove Discharge of Executive Board Members
3
Mgmt ForForForApprove Discharge of Non-Executive Board Members
4
Mgmt ForForForReelect N S Andersen as a Non-Executive Director
5
Mgmt ForForForReelect L M Cha as a Non-Executive Director 6
Mgmt ForForForReelect V Colao as a Non-Executive Director 7
Mgmt ForForForReelect L O Fresco as Non-Executive Director 8
Mgmt ForForForReelect A M Fudge as Non-Executive Director 9
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect J Hartmann as a Non-Executive Director 10
Mgmt ForForForReelect M Ma as a Non-Executive Director 11
Mgmt ForForForReelect P G J M Polman as an Executive Director
12
Mgmt ForForForReelect J Rishton as a Non-Executive Director 13
Mgmt ForForForReelect F Sijbesma as a Non-Executive Director
14
Mgmt ForForForElect M Dekkers as a Non-Executive Director 15
Mgmt ForForForElect S Masiyiwa as a Non-Executive Director 16
Mgmt ForForForElect Y Moon as a Non-Executive Director 17
Mgmt ForForForElect G Pitkethly as an Executive Director 18
Mgmt ForForForRatify KPMG as Auditors 19
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights
20
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
21
Mgmt ForForForApprove Cancellation of Repurchased Shares 22
MgmtClose Meeting 23
Union Bankshares, Inc.
Meeting Date: 05/18/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 905400107
Ticker: UNB
Shares Voted: 450
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven J. Bourgeois Mgmt For Withhold Withhold
Mgmt ForForForElect Director Dawn D. Bugbee 1.2
Mgmt WithholdWithholdForElect Director Kenneth D. Gibbons 1.3
Mgmt WithholdWithholdForElect Director John M. Goodrich 1.4
Mgmt WithholdWithholdForElect Director Timothy W. Sargent 1.5
Mgmt WithholdWithholdForElect Director David S. Silverman 1.6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Union Bankshares, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director John H. Steel 1.7
Mgmt WithholdWithholdForElect Director Schuyler W. Sweet 1.8
Mgmt WithholdWithholdForElect Director Cornelius J. Van Dyke 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Berry Dunn McNeil & Parker, LLC as Auditors
3
United Financial Bancorp, Inc.
Meeting Date: 05/19/2016
Record Date: 03/10/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 910304104
Ticker: UBNK
Shares Voted: 89,330
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert A. Stewart, Jr. Mgmt For For For
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Wolf & Company, P.C. as Auditors 3
United Natural Foods, Inc.
Meeting Date: 12/15/2016
Record Date: 10/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 911163103
Ticker: UNFI
Shares Voted: 89,353
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Eric F. Artz Mgmt For For For
Mgmt ForForForElect Director Ann Torre Bates 1b
Mgmt ForForForElect Director Denise M. Clark 1c
Mgmt ForForForElect Director Daphne J. Dufresne 1d
Mgmt ForForForElect Director Michael S. Funk 1e
Mgmt ForForForElect Director James P. Heffernan 1f
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
United Natural Foods, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter A. Roy 1g
Mgmt ForForForElect Director Steven L. Spinner 1h
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProxy Access 4
United Parcel Service, Inc.
Meeting Date: 05/05/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 911312106
Ticker: UPS
Shares Voted: 20,147
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David P. Abney Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Rodney C. Adkins 1b
Mgmt AbstainAbstainForElect Director Michael J. Burns 1c
Mgmt AbstainAbstainForElect Director William R. Johnson 1d
Mgmt ForForForElect Director Candace Kendle 1e
Mgmt AgainstAgainstForElect Director Ann M. Livermore 1f
Mgmt AbstainAbstainForElect Director Rudy H.P. Markham 1g
Mgmt AgainstAgainstForElect Director Clark 'Sandy' T. Randt, Jr. 1h
Mgmt AbstainAbstainForElect Director John T. Stankey 1i
Mgmt ForForForElect Director Carol B. Tome 1j
Mgmt AgainstAgainstForElect Director Kevin M. Warsh 1k
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
SH ForForAgainstReport on Lobbying Payments and Policy 3
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
SH AbstainReferAgainstAdopt Holy Land Principles 5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
United Technologies Corporation
Meeting Date: 04/25/2016
Record Date: 02/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 913017109
Ticker: UTX
Shares Voted: 250
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John V. Faraci Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Jean-Pierre Garnier 1b
Mgmt AbstainAbstainForElect Director Gregory J. Hayes 1c
Mgmt AgainstAgainstForElect Director Edward A. Kangas 1d
Mgmt ForForForElect Director Ellen J. Kullman 1e
Mgmt AbstainAbstainForElect Director Marshall O. Larsen 1f
Mgmt AgainstAgainstForElect Director Harold McGraw, III 1g
Mgmt AgainstAgainstForElect Director Richard B. Myers 1h
Mgmt AbstainAbstainForElect Director Fredric G. Reynolds 1i
Mgmt AbstainAbstainForElect Director Brian C. Rogers 1j
Mgmt AgainstAgainstForElect Director H. Patrick Swygert 1k
Mgmt AbstainAbstainForElect Director Andre Villeneuve 1l
Mgmt ForForForElect Director Christine Todd Whitman 1m
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForEliminate Cumulative Voting 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
UTAH MEDICAL PRODUCTS, INC.
Meeting Date: 04/29/2016
Record Date: 02/25/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 917488108
Ticker: UTMD
Shares Voted: 32,672
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Barbara A. Payne Mgmt For Withhold Withhold
Mgmt AgainstAgainstForRatify Jones Simkins LLC as Auditors 2
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
UTAH MEDICAL PRODUCTS, INC.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
V.F. Corporation
Meeting Date: 04/26/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 918204108
Ticker: VFC
Shares Voted: 20
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard T. Carucci Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Juliana L. Chugg 1.2
Mgmt WithholdWithholdForElect Director Juan Ernesto de Bedout 1.3
Mgmt WithholdWithholdForElect Director Mark S. Hoplamazian 1.4
Mgmt WithholdWithholdForElect Director Robert J. Hurst 1.5
Mgmt WithholdWithholdForElect Director Laura W. Lang 1.6
Mgmt WithholdWithholdForElect Director W. Alan McCollough 1.7
Mgmt WithholdWithholdForElect Director W. Rodney McMullen 1.8
Mgmt WithholdWithholdForElect Director Clarence Otis, Jr. 1.9
Mgmt WithholdWithholdForElect Director Steven E. Rendle 1.10
Mgmt WithholdWithholdForElect Director Matthew J. Shattock 1.11
Mgmt WithholdWithholdForElect Director Eric C. Wiseman 1.12
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
VCA Inc.
Meeting Date: 04/14/2016
Record Date: 02/26/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 918194101
Ticker: WOOF
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
VCA Inc.
Shares Voted: 1,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert L. Antin Mgmt For Abstain Abstain
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ventas, Inc.
Meeting Date: 05/10/2016
Record Date: 03/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 92276F100
Ticker: VTR
Shares Voted: 78,421
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Melody C. Barnes Mgmt For For For
Mgmt ForForForElect Director Debra A. Cafaro 1B
Mgmt AgainstAgainstForElect Director Jay M. Gellert 1C
Mgmt AgainstAgainstForElect Director Richard I. Gilchrist 1D
Mgmt AbstainAbstainForElect Director Matthew J. Lustig 1E
Mgmt AbstainAbstainForElect Director Douglas M. Pasquale 1F
Mgmt AbstainAbstainForElect Director Robert D. Reed 1G
Mgmt AbstainAbstainForElect Director Glenn J. Rufrano 1H
Mgmt AbstainAbstainForElect Director James D. Shelton 1I
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Verizon Communications Inc.
Meeting Date: 05/05/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 92343V104
Ticker: VZ
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Verizon Communications Inc.
Shares Voted: 55,189
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt AbstainAbstainForElect Director Mark T. Bertolini 1.2
Mgmt AgainstAgainstForElect Director Richard L. Carrion 1.3
Mgmt AgainstAgainstForElect Director Melanie L. Healey 1.4
Mgmt ForForForElect Director M. Frances Keeth 1.5
Mgmt AbstainAbstainForElect Director Karl-Ludwig Kley 1.6
Mgmt AbstainAbstainForElect Director Lowell C. McAdam 1.7
Mgmt AbstainAbstainForElect Director Donald T. Nicolaisen 1.8
Mgmt AgainstAgainstForElect Director Clarence Otis, Jr. 1.9
Mgmt AgainstAgainstForElect Director Rodney E. Slater 1.10
Mgmt ForForForElect Director Kathryn A. Tesija 1.11
Mgmt AgainstAgainstForElect Director Gregory D. Wasson 1.12
Mgmt AbstainAbstainForElect Director Gregory G. Weaver 1.13
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAdopt Quantitative Renewable Energy Goals 4
SH ForForAgainstReport on Indirect Political Contributions 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Independent Board Chairman 7
SH ForForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
8
SH AgainstAgainstAgainstStock Retention/Holding Period 9
W.W. Grainger, Inc.
Meeting Date: 04/27/2016
Record Date: 03/07/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 384802104
Ticker: GWW
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
W.W. Grainger, Inc.
Shares Voted: 135
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Adkins Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Brian P. Anderson 1.2
Mgmt ForForForElect Director V. Ann Hailey 1.3
Mgmt WithholdWithholdForElect Director Stuart L. Levenick 1.4
Mgmt WithholdWithholdForElect Director Neil S. Novich 1.5
Mgmt WithholdWithholdForElect Director Michael J. Roberts 1.6
Mgmt WithholdWithholdForElect Director Gary L. Rogers 1.7
Mgmt WithholdWithholdForElect Director James T. Ryan 1.8
Mgmt WithholdWithholdForElect Director E. Scott Santi 1.9
Mgmt WithholdWithholdForElect Director James D. Slavik 1.10
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Walgreens Boots Alliance, Inc.
Meeting Date: 01/27/2016
Record Date: 11/30/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 931427108
Ticker: WBA
Shares Voted: 4,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Janice M. Babiak Mgmt For For For
Mgmt AbstainAbstainForElect Director David J. Brailer 1b
Mgmt AgainstAgainstForElect Director William C. Foote 1c
Mgmt ForForForElect Director Ginger L. Graham 1d
Mgmt AgainstAgainstForElect Director John A. Lederer 1e
Mgmt AbstainAbstainForElect Director Dominic P. Murphy 1f
Mgmt AbstainAbstainForElect Director Stefano Pessina 1g
Mgmt AgainstAgainstForElect Director Barry Rosenstein 1h
Mgmt AgainstAgainstForElect Director Leonard D. Schaeffer 1i
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Walgreens Boots Alliance, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Nancy M. Schlichting 1j
Mgmt AbstainAbstainForElect Director James A. Skinner 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Wal-Mart Stores, Inc.
Meeting Date: 06/03/2016
Record Date: 04/08/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 931142103
Ticker: WMT
Shares Voted: 2,970
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James I. Cash, Jr. Mgmt For Abstain Abstain
Mgmt ForForForElect Director Pamela J. Craig 1b
Mgmt AbstainAbstainForElect Director Timothy P. Flynn 1c
Mgmt AbstainAbstainForElect Director Thomas W. Horton 1d
Mgmt AgainstAgainstForElect Director Marissa A. Mayer 1e
Mgmt AbstainAbstainForElect Director C. Douglas McMillon 1f
Mgmt AgainstAgainstForElect Director Gregory B. Penner 1g
Mgmt AgainstAgainstForElect Director Steven S. Reinemund 1h
Mgmt AgainstAgainstForElect Director Kevin Y. Systrom 1i
Mgmt AbstainAbstainForElect Director S. Robson Walton 1j
Mgmt AbstainAbstainForElect Director Steuart L. Walton 1k
Mgmt AgainstAgainstForElect Director Linda S. Wolf 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstReport on Incentive Compensation Plans 6
SH AgainstAgainstAgainstReport on Guidelines for Country Selection 7
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Waste Management, Inc.
Meeting Date: 05/12/2016
Record Date: 03/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 94106L109
Ticker: WM
Shares Voted: 385
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Frank M. Clark, Jr. 1b
Mgmt AgainstAgainstForElect Director Andres R. Gluski 1c
Mgmt AbstainAbstainForElect Director Patrick W. Gross 1d
Mgmt AgainstAgainstForElect Director Victoria M. Holt 1e
Mgmt ForForForElect Director Kathleen M. Mazzarella 1f
Mgmt AgainstAgainstForElect Director John C. Pope 1g
Mgmt AgainstAgainstForElect Director W. Robert Reum 1h
Mgmt AbstainAbstainForElect Director David P. Steiner 1i
Mgmt AbstainAbstainForElect Director Thomas H. Weidemeyer 1j
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstPro-rata Vesting of Equity Awards 4
Waters Corporation
Meeting Date: 05/11/2016
Record Date: 03/17/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 941848103
Ticker: WAT
Shares Voted: 3,057
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joshua Bekenstein Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Michael J. Berendt 1.2
Mgmt WithholdWithholdForElect Director Douglas A. Berthiaume 1.3
Mgmt WithholdWithholdForElect Director Edward Conard 1.4
Mgmt ForForForElect Director Laurie H. Glimcher 1.5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Waters Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Christopher A. Kuebler 1.6
Mgmt WithholdWithholdForElect Director William J. Miller 1.7
Mgmt WithholdWithholdForElect Director Christopher J. O'Connell 1.8
Mgmt ForForForElect Director JoAnn A. Reed 1.9
Mgmt WithholdWithholdForElect Director Thomas P. Salice 1.10
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Watts Water Technologies, Inc.
Meeting Date: 05/18/2016
Record Date: 03/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 942749102
Ticker: WTS
Shares Voted: 2,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert L. Ayers Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Bernard Baert 1.2
Mgmt WithholdWithholdForElect Director Richard J. Cathcart 1.3
Mgmt WithholdWithholdForElect Director Christopher L. Conway 1.4
Mgmt WithholdWithholdForElect Director W. Craig Kissel 1.5
Mgmt WithholdWithholdForElect Director Joseph T. Noonan 1.6
Mgmt WithholdWithholdForElect Director Robert J. Pagano, Jr. 1.7
Mgmt ForForForElect Director Merilee Raines 1.8
Mgmt WithholdWithholdForElect Director Joseph W. Reitmeier 1.9
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 2
WEC Energy Group, Inc.
Meeting Date: 05/05/2016
Record Date: 02/25/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 92939U106
Ticker: WEC
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
WEC Energy Group, Inc.
Shares Voted: 9,306
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt For Against Against
Mgmt ForForForElect Director Barbara L. Bowles 1.2
Mgmt AbstainAbstainForElect Director William J. Brodsky 1.3
Mgmt AbstainAbstainForElect Director Albert J. Budney, Jr. 1.4
Mgmt ForForForElect Director Patricia W. Chadwick 1.5
Mgmt AbstainAbstainForElect Director Curt S. Culver 1.6
Mgmt AgainstAgainstForElect Director Thomas J. Fischer 1.7
Mgmt AbstainAbstainForElect Director Paul W. Jones 1.8
Mgmt AbstainAbstainForElect Director Gale E. Klappa 1.9
Mgmt AbstainAbstainForElect Director Henry W. Knueppel 1.10
Mgmt AbstainAbstainForElect Director Allen L. Leverett 1.11
Mgmt AgainstAgainstForElect Director Ulice Payne, Jr. 1.12
Mgmt ForForForElect Director Mary Ellen Stanek 1.13
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProxy Access 4
Wells Fargo & Company
Meeting Date: 04/26/2016
Record Date: 03/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 949746101
Ticker: WFC
Shares Voted: 7,854
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John D. Baker, II Mgmt For For For
Mgmt ForForForElect Director Elaine L. Chao 1b
Mgmt AgainstAgainstForElect Director John S. Chen 1c
Mgmt AgainstAgainstForElect Director Lloyd H. Dean 1d
Mgmt ForForForElect Director Elizabeth A. Duke 1e
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wells Fargo & Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Susan E. Engel 1f
Mgmt ForForForElect Director Enrique Hernandez, Jr. 1g
Mgmt AgainstAgainstForElect Director Donald M. James 1h
Mgmt ForForForElect Director Cynthia H. Milligan 1i
Mgmt ForForForElect Director Federico F. Pena 1j
Mgmt ForForForElect Director James H. Quigley 1k
Mgmt AgainstAgainstForElect Director Stephen W. Sanger 1l
Mgmt ForForForElect Director John G. Stumpf 1m
Mgmt ForForForElect Director Susan G. Swenson 1n
Mgmt ForForForElect Director Suzanne M. Vautrinot 1o
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
SH ForForAgainstRequire Independent Board Chairman 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
Westar Energy, Inc.
Meeting Date: 05/19/2016
Record Date: 03/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 95709T100
Ticker: WR
Shares Voted: 1
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard L. Hawley Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director B. Anthony Isaac 1.2
Mgmt WithholdWithholdForElect Director S. Carl Soderstrom, Jr. 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAmend Omnibus Stock Plan 4
SH ForForAgainstAssess Plans to Increase Distributed Low-Carbon Electricity Generation
5
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Westinghouse Air Brake Technologies Corporation
Meeting Date: 05/11/2016
Record Date: 03/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 929740108
Ticker: WAB
Shares Voted: 14,987
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Brooks Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director William E. Kassling 1.2
Mgmt WithholdWithholdForElect Director Albert J. Neupaver 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
WestRock Company
Meeting Date: 02/02/2016
Record Date: 12/08/2015
Country: USA
Meeting Type: Annual
Primary Security ID: 96145D105
Ticker: WRK
Shares Voted: 370
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Timothy J. Bernlohr Mgmt For Against Against
Mgmt AbstainAbstainForElect Director J. Powell Brown 1b
Mgmt AbstainAbstainForElect Director Michael E. Campbell 1c
Mgmt AbstainAbstainForElect Director Terrell K. Crews 1d
Mgmt AbstainAbstainForElect Director Russell M. Currey 1e
Mgmt AbstainAbstainForElect Director G. Stephen Felker 1f
Mgmt AgainstAgainstForElect Director Lawrence L. Gellerstedt III 1g
Mgmt AbstainAbstainForElect Director John A. Luke, Jr. 1h
Mgmt AgainstAgainstForElect Director Gracia C. Martore 1i
Mgmt AbstainAbstainForElect Director James E. Nevels 1j
Mgmt AgainstAgainstForElect Director Timothy H. Powers 1k
Mgmt AbstainAbstainForElect Director Steven C. Voorhees 1l
Mgmt AgainstAgainstForElect Director Bettina M. Whyte 1m
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
WestRock Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Director Alan D. Wilson 1n
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Weyerhaeuser Company
Meeting Date: 05/20/2016
Record Date: 03/24/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 962166104
Ticker: WY
Shares Voted: 800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David P. Bozeman Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Mark A. Emmert 1.2
Mgmt AbstainAbstainForElect Director Rick R. Holley 1.3
Mgmt AgainstAgainstForElect Director John I. Kieckhefer 1.4
Mgmt ForForForElect Director Sara Grootwassink Lewis 1.5
Mgmt AbstainAbstainForElect Director John F. Morgan, Sr. 1.6
Mgmt AgainstAgainstForElect Director Nicole W. Piasecki 1.7
Mgmt AbstainAbstainForElect Director Marc F. Racicot 1.8
Mgmt AbstainAbstainForElect Director Lawrence A. Selzer 1.9
Mgmt AbstainAbstainForElect Director Doyle R. Simons 1.10
Mgmt AbstainAbstainForElect Director D. Michael Steuert 1.11
Mgmt ForForForElect Director Kim Williams 1.12
Mgmt AgainstAgainstForElect Director Charles R. Williamson 1.13
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 3
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
WGL Holdings, Inc.
Meeting Date: 03/01/2016
Record Date: 01/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 92924F106
Ticker: WGL
Shares Voted: 13,730
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael D. Barnes Mgmt For For For
Mgmt ForForForElect Director Stephen C. Beasley 1.2
Mgmt ForForForElect Director George P. Clancy, Jr. 1.3
Mgmt ForForForElect Director James W. Dyke, Jr. 1.4
Mgmt ForForForElect Director Nancy C. Floyd 1.5
Mgmt ForForForElect Director Linda R. Gooden 1.6
Mgmt ForForForElect Director James F. Lafond 1.7
Mgmt ForForForElect Director Debra L. Lee 1.8
Mgmt ForForForElect Director Terry D. McCallister 1.9
Mgmt ForForForElect Director Dale S. Rosenthal 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 4
Whole Foods Market, Inc.
Meeting Date: 03/09/2016
Record Date: 01/11/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 966837106
Ticker: WFM
Shares Voted: 750
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John Elstrott Mgmt For Withhold For
Mgmt ForWithholdForElect Director Shahid (Hass) Hassan 1.2
Mgmt ForForForElect Director Stephanie Kugelman 1.3
Mgmt ForWithholdForElect Director John Mackey 1.4
Mgmt ForWithholdForElect Director Walter Robb 1.5
Mgmt ForWithholdForElect Director Jonathan Seiffer 1.6
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Whole Foods Market, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForWithholdForElect Director Morris (Mo) Siegel 1.7
Mgmt ForWithholdForElect Director Jonathan Sokoloff 1.8
Mgmt ForWithholdForElect Director Ralph Sorenson 1.9
Mgmt ForForForElect Director Gabrielle Sulzberger 1.10
Mgmt ForWithholdForElect Director William (Kip) Tindell, III 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
SH ForForAgainstProxy Access 5
SH ForForAgainstPro-rata Vesting of Equity Plan 6
SH ForForAgainstReport on Food Waste Management 7
Shares Voted: 75,471
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director John Elstrott 1.1
Mgmt WithholdWithholdForElect Director Shahid (Hass) Hassan 1.2
Mgmt ForForForElect Director Stephanie Kugelman 1.3
Mgmt WithholdWithholdForElect Director John Mackey 1.4
Mgmt WithholdWithholdForElect Director Walter Robb 1.5
Mgmt WithholdWithholdForElect Director Jonathan Seiffer 1.6
Mgmt WithholdWithholdForElect Director Morris (Mo) Siegel 1.7
Mgmt WithholdWithholdForElect Director Jonathan Sokoloff 1.8
Mgmt WithholdWithholdForElect Director Ralph Sorenson 1.9
Mgmt ForForForElect Director Gabrielle Sulzberger 1.10
Mgmt WithholdWithholdForElect Director William (Kip) Tindell, III 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Whole Foods Market, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstProxy Access 5
SH ForForAgainstPro-rata Vesting of Equity Plan 6
SH ForForAgainstReport on Food Waste Management 7
WisdomTree Investments, Inc.
Meeting Date: 06/20/2016
Record Date: 04/27/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 97717P104
Ticker: WETF
Shares Voted: 1,412
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven Begleiter Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Win Neuger 1.2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Worthington Industries, Inc.
Meeting Date: 09/29/2016
Record Date: 08/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 981811102
Ticker: WOR
Shares Voted: 5,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kerrii B. Anderson Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director John P. McConnell 1.2
Mgmt WithholdWithholdForElect Director Mary Schiavo 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Non-Employee Director Omnibus Stock Plan
3
Mgmt AgainstAgainstForRatify KPMG LLP as Auditors 4
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Yahoo! Inc.
Meeting Date: 06/30/2016
Record Date: 05/20/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 984332106
Ticker: YHOO
Shares Voted: 2,450
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tor R. Braham Mgmt For Abstain Abstain
Mgmt AbstainAbstainForElect Director Eric K. Brandt 1.2
Mgmt AbstainAbstainForElect Director David Filo 1.3
Mgmt ForForForElect Director Catherine J. Friedman 1.4
Mgmt AbstainAbstainForElect Director Eddy W. Hartenstein 1.5
Mgmt AbstainAbstainForElect Director Richard S. Hill 1.6
Mgmt ForForForElect Director Marissa A. Mayer 1.7
Mgmt AbstainAbstainForElect Director Thomas J. McInerney 1.8
Mgmt AgainstAgainstForElect Director Jane E. Shaw 1.9
Mgmt AbstainAbstainForElect Director Jeffrey C. Smith 1.10
Mgmt AgainstAgainstForElect Director Maynard G. Webb, Jr. 1.11
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
3
Zimmer Biomet Holdings, Inc.
Meeting Date: 05/03/2016
Record Date: 03/04/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 98956P102
Ticker: ZBH
Shares Voted: 15
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Christopher B. Begley Mgmt For Abstain Abstain
Mgmt AgainstAgainstForElect Director Betsy J. Bernard 1b
Mgmt AgainstAgainstForElect Director Paul M. Bisaro 1c
Mgmt ForForForElect Director Gail K. Boudreaux 1d
Mgmt AbstainAbstainForElect Director David C. Dvorak 1e
Vote Summary ReportReporting Period: 01/01/2016 to 01/09/2017
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zimmer Biomet Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Michael J. Farrell 1f
Mgmt AbstainAbstainForElect Director Larry C. Glasscock 1g
Mgmt AbstainAbstainForElect Director Robert A. Hagemann 1h
Mgmt AgainstAgainstForElect Director Arthur J. Higgins 1i
Mgmt AbstainAbstainForElect Director Michael W. Michelson 1j
Mgmt AgainstAgainstForElect Director Cecil B. Pickett 1k
Mgmt AbstainAbstainForElect Director Jeffrey K. Rhodes 1l
Mgmt AgainstAgainstForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4