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    Change management: movingfrom good intentions to

    good results

    Wednesday, January 21, 2009

    Gary Vansuch

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    What was advertised

    All of us desire to see improvement in our lives and in our society. In

    our workplaces, the pace of change is accelerating. This can oftenbring about major enhancements to our lives. Many changes, fromemail to cell phones, from employee empowerment to Lean Six Sigma,have altered our workplaces dramatically, and forever. Managingchange, and managing it well, is becoming one of the most criticalcompetencies for any organization.

    And yet, while many organizations are increasingly exposing theiremployees to change, they are not teaching their managers, Projectmanagers and teams how to effectively manage the "people" side ofchange. We all have good intentions for managing change well, butsometimes our results fall short.

    This session will discuss why change management needs to be a keycompetency for you and YOUR organization, and will share some tipsregarding how to improve the practice of change management in yourwork.

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    What was advertised (shorter version)

    I have good intentions

    I think I am doing things to help peoplethrough change

    BUT -- our changes dont always work well,and our people complain about how thechanges impact them

    I dont understand why?

    What can I do about it?

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    Todays Discussion

    Lets diagnose this

    Do some introspection

    Discuss Some ideas wont necessarily have all of

    the right answers

    And, develop action plans for ourselves tomove from Good Intentions to Good Results

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    Takeaways

    Key points you agree with Key points you dont

    What are YOU going to do

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    Customer pledge

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    Lets start!

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    A question for you:

    What is Change management?

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    Another question for you:

    Have your change management

    efforts worked as well as youwanted?

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    8. My organization is good at managing thepeopleside of change

    initiatives.

    36%

    20%

    24%

    8%

    2%

    10%

    0%

    10%

    20%

    30%

    40%

    Stongly

    Disagree

    Disagree Neutral Agree Strongly

    Agree

    Don't Know

    & N/A

    Almost 1/2 disagreed

    Managing change: people

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    People Readiness for change

    For corporate process improvement involving systems investments:

    28%are abandoned41%come in behind schedule

    and/or over budget80%are NOT used in the way theywere intended, or NOT USED AT

    ALL, 6 months after completion ofinstallation

    -- Gartner Group, 2003

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    Here is what I believe changemanagement is:

    The process, tools and techniques to

    manage the people-side of change toachieve the required businessoutcome(s)

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    Have our good intentions forchange management addressed

    this?

    The process, tools and techniques to

    manage the people-side of change toachieve the required businessoutcome

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    Do our good intentions for changemanagement address this?

    Look carefully at the last part

    The process, tools and techniques tomanage the people-side of change toachieve the required business

    outcome

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    Or, do our good intentions forchange management look more like

    this?

    A email memo about the change, from the project team(or maybe, from a senior executive)

    A bulletin board about the project or the change A website about the project or the change

    Another email

    Some quick training

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    and, is this approachsuccessful?

    A email memo about the change, from the project team(or maybe, from a senior executive)

    A bulletin board about the project or the change A website about the project or the change

    Another email

    Some quick training

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    Change management is not:

    Managing the technical side of

    change Just communication plans

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    Summary of Key Points

    Key point 1: To move from good intentions to good results, we have to realize that effectivechange management is more than just a few pieces of communication

    Key point 2:To move from good intentions to good results, we have to realize that we (thechangers) may be living in the future state, while everyone else (the changees) is livingin the present

    Key point 3:To move beyond good intentions, effective change management MUST be

    focused on helping individualschange

    Key point 4: Individual change is a process

    Key point 5: To move beyond good intentions, we need to select and use the tools availableto us

    Key point 6: To move beyond good intentions, we need the right people involved andengaged in the right ways

    Key point 7: Begin with end in mind. Measure the right things for this change, at theorganizational level and the individual level

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    Key point 1: To move from goodintentions to good results, we have to

    realize that effective changemanagement is more than just a fewpieces of communication

    Change management is the process,tools and techniques to manage thepeople-side of change to

    achieve the required business outcome

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    Benchmarking findingsCauses of resistance

    Employees:

    1. Not aware of thebusiness need forchange

    2. Lay-offs wereannounced or feared

    3. Unsure if they had theskills needed for successin the future state

    4. Comfort with the current

    state5. Believed they were

    being asked to do morewith less, or do more forthe same pay

    Managers:

    1. Loss of power andcontrol

    2. Overloaded with current

    responsibilities3. Lacked awareness of the

    need for change

    4. Lacked the requiredskills

    5. Fear, uncertainty anddoubt

    Can mere communications address these?

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    Key point 2:

    To move from good intentions to goodresults, we have to realize that we (thechangers) may be living in the

    future state, while everyone else (thechangees) are living in the presentfuture

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    Three Phases of Change: Howpeople experience change

    CurrentState

    TransitionState

    FutureState

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    Current State

    Employees (including management and executives!)generally prefer the current state, because that is wherethey live

    CurrentState

    TransitionState

    FutureState

    better the devil you know is better than the devil you dont

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    Future State

    The future state is unknown to the employee; will it bebetter, or worse?

    This is where Project teams live

    CurrentState

    TransitionState

    FutureState

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    Transition State

    The transition state creates stress and anxiety

    CurrentState

    TransitionState

    FutureState

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    Key point 2, revisited: To move fromgood intentions to good results, wehave to realize that we may be livingin the future state, while everyone elseis living in the present

    People will resist change, but notbecause they are being contrary

    better the devil you know is better than the devil you dont

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    Key point 3: Effective changemanagement MUST be focused on

    helping individualschange

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    Successful change addresses both the technicaland the people side

    Solution is designed,developedand delivered effectively

    (Technical side)

    Solution is embraced,adopted and utilized

    effectively(People side)

    = CHANGE SUCCESS

    +

    Project management

    Change management

    Current Transition FutureCurrent Transition Future

    Individual PEOPLE change, NOT organizations

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    Individual change management it theCenterpiece of success

    The secret to successful change lies beyond thevisible and busy activities that surround change.Successful change, at its core, is rooted in somethingmuch simpler:

    How to facilitate changewith one person.

    R

    A

    K

    D

    A

    From ADKAR: a model for changeby Jeff Hiatt

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    Effective change managementrequires two perspectives

    Individual perspective

    How does one

    person makes achangesuccessfully?

    Organizational perspective

    What tools we** have

    to help individualsmake changessuccessfully?

    ** we means project leaders andteam members, HR, OD, training,communications, managers,supervisors

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    The focus of Change management is on helpingindividualsmake their own personal transition

    Organizational

    The change to how wedo business

    IndividualCurrent Transition FutureCurrent Transition Future

    How I do my jobtoday

    How I will do my jobafter the change is

    implemented

    Current Transition FutureCurrent Transition Future

    Current Transition FutureCurrent Transition Future

    Current Transition FutureCurrent Transition Future

    From:

    To:

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    Key point 3, revisited: To move beyondgood intentions, effective changemanagement MUST be focused onhelping individualschange

    From an organizational perspective, weneed to determine what we** can do tohelpindividualschange

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    Key point 4: Individual change is a

    process

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    The five building blocks of successful

    individual changeAwareness of the need for change

    Desire to participate and support the change

    Knowledge on how to change

    Abilityto implement required skills andbehaviors

    Reinforcement to sustain the change

    ADKAR is the (relatively) easy-to-remember acronym

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    3737

    Employees have preferred sendersof change messages

    0% 10% 20% 30% 40% 50% 60%

    Other

    CM team leader

    CM team member

    Project team leader

    Project team member

    The employee's supervisor

    Department head

    Senior manager

    Executive manager

    CEO/President

    Percent of respondents

    Personal messages

    Business messages

    Top-level executives andsenior leaderswhen themessage pertains to thebusiness need for change

    and alignment of thechange with theorganization's overall

    direction.

    Employees immediate

    supervisors for messagesthat pertain to theindividual impact resultingfrom the change (discussing'what's in it for me' witheach employee).

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    Communication checklist

    Yes No Question:

    Have you identified all of the different audiences you need tocommunicate with throughout the organization?

    Have you identified who the ideal sender of communicationmessages will be?

    Have you identified what are the most effective channels ofcommunication?

    Have you created mechanisms to enable two-way

    communication to take place?

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    Not Everyone Changesat the Same Pace

    Awareness Desire Knowledge Ability ReinforcementPerson B Awareness Desire Knowledge Ability ReinforcementPerson B

    Awareness Desire Knowledge Ability ReinforcementPerson D Awareness Desire Knowledge Ability ReinforcementPerson D

    Awareness Desire Knowledge Ability ReinforcementPerson C Awareness Desire Knowledge Ability ReinforcementPerson C

    Awareness Desire Knowledge Ability ReinforcementPerson A

    Awareness Desire Knowledge Ability ReinforcementPerson H Awareness Desire Knowledge Ability ReinforcementPerson H

    Awareness Desire Knowledge Ability ReinforcementPerson G Awareness Desire Knowledge Ability ReinforcementPerson G

    Awareness Desire Knowledge Ability ReinforcementPerson E Awareness Desire Knowledge Ability ReinforcementPerson E

    Awareness Desire Knowledge Ability ReinforcementPerson I Awareness Desire Knowledge Ability ReinforcementPerson I

    Person F Awareness Desire Knowledge Ability ReinforcementPerson F Awareness Desire Knowledge Ability ReinforcementPerson F Awareness Desire Knowledge Ability ReinforcementPerson F Awareness Desire Knowledge Ability Reinforcement

    Address the needs of each INDIVIDUAL

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    Employee A D K A R Notes/actions

    Adam 4 5 2 2 4

    Beverly 4 1 4 3 4

    Charles 2 2 3 3 4

    Denise 5 1 4 2 3

    Employee A D K A R Notes/actions

    Adam 4 5 2 2 4

    Beverly 4 1 4 3 4

    Charles 2 2 3 3 4

    Denise 5 1 4 2 3

    Recommendation:

    Create a Change ManagementProfile for Each Employee

    Needs knowledge

    Low desire

    Questionable desire

    Low desire

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    Key point 4, revisited: Individual

    change is a process

    From an organizational perspective, weneed to determine what we** can do tohelp individuals

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    Key point 5: To move beyond goodintentions, we need to understand,select and use the tools available to us

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    Some Key ChangeManagement Tools

    Communications

    Sponsor Roadmap

    Coaching

    Training

    Readiness / Resistance Mgt.

    These channels enableEffective change management

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    Mapping the tools to the personalchange elements (ADKAR)

    These channels

    enable projectteam to facilitate

    organizationthrough phases

    of ADKAR.

    Communications

    Sponsor Roadmap

    Coaching

    Training

    Awareness

    Desire

    Knowledge

    Ability

    Reinforcement

    Awareness

    Desire

    Knowledge

    Ability

    Reinforcement

    Readiness / Resistance Mgt.

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    Key point 5, revisited: To move beyondgood intentions, we need to select and

    use the tools available to us

    Use the right tools, in right placeCommunications

    Sponsor Roadmap

    Coaching

    Training

    Readiness / Resistance Mgt.

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    Who is this We

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    Key point 6: To move beyond good

    intentions, we need the right peopleinvolved and engaged in the rightways

    Ch i

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    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Change

    management

    resource/team

    Change

    management

    resource/team

    Executives and

    senior managers

    Executives and

    senior managers

    Project

    team

    Project

    team

    Projectsupport

    functions

    Projectsupport

    functions

    Change management requires a systemof doers

    Each gear plays aspecific role based

    on how they arerelated to change

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    Change management roles

    Role Ideal implementationChange mgmtresource/team

    I develop the change management strategy andplans. I am an integral part of project success.

    Executives and senior

    managers

    I launch (authorize and fund) changes.I sponsor change.

    Middle managers andfront-line supervisors

    I coach my direct reports through the changes thatimpact their day-to-day work.

    Project teamI manage the technical side of the change. Iintegrate change management into my projectplans.

    Project supportfunctions

    I support different activities of the changemanagement team and project team.

    * Changemanagement group,

    dept or office

    We own the change management methodologyand support its implementation in the organization.

    C t lit th t

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    Current common reality thatwe need to move beyond

    Role Common implementationChange mgmtresource/team

    I feel like Im on an island here people expect meto do everything and have all the answers.

    Executives and senior

    managers

    I gave you funding and signed the charter now go

    make it happen!Middle managers andfront-line supervisors

    I feel like Im the direct target for some of thesechanges, and I wish I knew what was going on.

    Project teamMy focus is just the technical side. Once I flip theswitch, Im moving on to the next project.

    Project supportfunctions

    I get called in on projects and given one little task,but Im not sure how I fit in to the overall picture.

    * Changemanagement group,dept or office

    I dont even exist yet.

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Executives and senior mgrs

    What is their role

    1. Participate actively and visiblythroughout the project

    2. Build a coalition of sponsorship andmanage resistance

    3. Communicate directly with employees

    Not just signing checks and project charters!

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Middle mgrs and supervisors

    Why are they important

    They are close to thepeople who adopt the

    change They play a role in alltypes of change in the

    organizationThey need to be trainedto be successful

    Executives and senior leadersExecutives and senior leaders

    Front-line employeesFront-line employees

    Middle managers and supervisors

    Executives and senior leadersExecutives and senior leaders

    Front-line employeesFront-line employees

    Middle managers and supervisors

    Macro top-downchanges

    Micro daily changes

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Middle mgrs and supervisors

    What are their roles

    Role 1 Communicator

    Role 2 Advocate

    Role 3 Coach

    Role 4 Liaison

    Role 5 Resistance manager

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Project team

    Why are they important

    Drive the technical side of change

    Design solutions

    Develop solutionsDeliver solutions

    Project management

    Change management

    Current Transition FutureCurrent Transition Future

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Project team

    What is their role

    1. Design the actual change

    2. Manage the technical side of the

    change Charter, business case, schedule, resources,

    work breakdown structure, budget, etc.

    3. Engage with CMgt team/resource4. Integrate CMgt plans into project plan

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Project support functions

    Examples

    HR

    OD

    Training Communication

    SMEs

    Bring specific experience,knowledge, tools andexpertise to the project

    Sometimes act as the

    change mgmt resource

    Key pieces of thetechnical and peoplepuzzles

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    M i h l

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    Mapping change management roles

    1. Authorize and fund2. Participate actively

    and visibly3. Create coalition4. Communicate directly

    1. Design the change2. Manage technical side3. Engage with CM4. Integrate CM

    1. Communicator2. Advocate

    3. Coach4. Liaison5. Resistance manager

    1. Experience2. Knowledge3. Tools4. Expertise

    1. Apply methodology

    2. Formulate strategy3. Develop plans4. Support other doers

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Change

    management

    resource/team

    Change

    management

    resource/team

    Executives and

    senior managers

    Executives and

    senior managers

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Executives and

    senior managers

    Executives and

    senior managers

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    Change management resource

    What is their role

    Enableothers

    Help managers

    and supervisors

    Effectively coach their employeesthrough transitions

    Help execs andsenior leaders

    Effectively fulfill the role ofsponsor of change

    Help projectteams

    Make the bridge betweenimplementing a solution and

    realizing benefits

    Change

    management

    resource/team

    Change

    management

    resource/team

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Change

    management

    resource/team

    Change

    management

    resource/team

    Executives and

    senior managers

    Executives and

    senior managers

    Project

    team

    Project

    team

    Projectsupport

    functions

    Projectsupport

    functions

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    Employee-facing vs. enabling

    Employee-facing roles Enabling roles

    One-to-one interactions

    One-to-many interaction

    Observable behaviors

    Creation andimplementation of plansthat are executed by theemployee-facing roles

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Change

    management

    resource/team

    Change

    management

    resource/team

    Executives and

    senior managers

    Executives and

    senior managers

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Change

    management

    resource/team

    Change

    management

    resource/team

    Executives and

    senior managers

    Executives and

    senior managers

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Homework: Where is your

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    Homework: Where is yourgroup?

    Role: Who: Understanding: Effectiveness:

    Change mgmtresource/team

    Executives andsenior managers

    Middle managers andfront-line supervisors

    Project team

    Project supportfunctions

    * Change mgmt group,dept or office

    Who in theorganizationplays each

    role?

    How well dothey

    understandtheir role?

    Howeffectivelyare they

    fulfilling theirrole?

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    Key point 6, revisited: To move beyond

    good intentions, we need the rightpeople involved in the right ways

    Middle managers

    and supervisors

    Middle managers

    and supervisors

    Change

    management

    resource/team

    Change

    management

    resource/team

    Executives and

    senior managers

    Executives and

    senior managers

    Project

    team

    Project

    team

    Project

    support

    functions

    Project

    support

    functions

    Do you have the right peopleinvolved in the right way?

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    How will you know if your changehas been effective?

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    Begin with the end in mind.

    -- Stephen R. Covey from The Seven Habits of Highly Effective People.

    Key point 7:

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    Begin with the end in mind.-- Stephen R. Covey from The Seven Habits of Highly Effective People.

    and, measure your progressaccordingly

    T i f

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    Two points of measurement:Organizational perspective

    Outcome:

    Did the project deliver the

    intended results? Process:

    Was the project delivered ontime and on budget?

    Were milestones met alongthe way?

    Current Transition FutureCurrent Transition Future

    Organizational

    Current Transition FutureCurrent Transition Future

    Organizational

    #s

    T i t f t

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    Two points of measurement:Individual perspective

    Outcome: Are employees doing their

    work the new way requiredby the project?

    Process:

    How well did employeesmake the transition?

    How well did we** supportthat transition?

    Current Transition FutureCurrent Transition Future

    Individual

    Current Transition FutureCurrent Transition Future

    Individual

    A D K A R

    Framework for measurement

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    Framework for measurement

    Organizational Individual

    Process

    Speed of adoption Utilization rate Proficiency

    Individual change

    management:-Awareness

    -Desire-Knowledge

    -Ability-Reinforcement

    Outcome Business performanceagainst objectives

    Individualperformance for

    each job role

    Framework for measurement

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    Framework for measurement

    Organizational Individual

    Process

    Speed of adoption Utilization rate Proficiency

    Measured by group, function,and or location

    Individual changemanagement:-Awareness

    -Desire

    -Knowledge-Ability

    -Reinforcement

    Measure byassessment

    Outcome

    Business performance against objectives,

    such as:

    Financial Performance

    Quality of product, service Quality of worklife Speed of implementation

    Etc.

    Individual performance for

    each job rolePerformance towardsobjectives, as definedin personal objectives

    with immediatemanager

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    Key point 7, revisited: Begin with end

    in mind. Measure the right things forthis change, at the organizational leveland the individual level

    Change management is the process,tools and techniques to manage the

    people-side of change to

    achieve the required business outcome

    Summary of Key Points: Revisited

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    Summary of Key Points: Revisited

    Key point 1: To move from good intentions to good results, we have to realize thateffective change management is more than just a few pieces of communication

    Key point 2:To move from good intentions to good results, we have to realize that we(the changers) may be living in the future state, while everyone else (thechangees) are living in the present

    Key point 3:To move beyond good intentions, effective change management MUST befocused on helping individualschange

    Key point 4: Individual change is a process

    Key point 5: To move beyond good intentions, we need to select and use the toolsavailable to us

    Key point 6: To move beyond good intentions, we need the right people involved andengaged in the right ways

    Key point 7: Begin with end in mind. Measure the right things for this change, at theorganizational level and the individual level

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    Everyone thinks ofchanging the world,

    but no one thinks ofchanging himself.

    - Leo Tolstoy