vansuch change management- 1-22-2009 v1
TRANSCRIPT
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Change management: movingfrom good intentions to
good results
Wednesday, January 21, 2009
Gary Vansuch
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What was advertised
All of us desire to see improvement in our lives and in our society. In
our workplaces, the pace of change is accelerating. This can oftenbring about major enhancements to our lives. Many changes, fromemail to cell phones, from employee empowerment to Lean Six Sigma,have altered our workplaces dramatically, and forever. Managingchange, and managing it well, is becoming one of the most criticalcompetencies for any organization.
And yet, while many organizations are increasingly exposing theiremployees to change, they are not teaching their managers, Projectmanagers and teams how to effectively manage the "people" side ofchange. We all have good intentions for managing change well, butsometimes our results fall short.
This session will discuss why change management needs to be a keycompetency for you and YOUR organization, and will share some tipsregarding how to improve the practice of change management in yourwork.
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What was advertised (shorter version)
I have good intentions
I think I am doing things to help peoplethrough change
BUT -- our changes dont always work well,and our people complain about how thechanges impact them
I dont understand why?
What can I do about it?
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Todays Discussion
Lets diagnose this
Do some introspection
Discuss Some ideas wont necessarily have all of
the right answers
And, develop action plans for ourselves tomove from Good Intentions to Good Results
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Takeaways
Key points you agree with Key points you dont
What are YOU going to do
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Customer pledge
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Lets start!
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A question for you:
What is Change management?
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Another question for you:
Have your change management
efforts worked as well as youwanted?
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8. My organization is good at managing thepeopleside of change
initiatives.
36%
20%
24%
8%
2%
10%
0%
10%
20%
30%
40%
Stongly
Disagree
Disagree Neutral Agree Strongly
Agree
Don't Know
& N/A
Almost 1/2 disagreed
Managing change: people
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People Readiness for change
For corporate process improvement involving systems investments:
28%are abandoned41%come in behind schedule
and/or over budget80%are NOT used in the way theywere intended, or NOT USED AT
ALL, 6 months after completion ofinstallation
-- Gartner Group, 2003
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Here is what I believe changemanagement is:
The process, tools and techniques to
manage the people-side of change toachieve the required businessoutcome(s)
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Have our good intentions forchange management addressed
this?
The process, tools and techniques to
manage the people-side of change toachieve the required businessoutcome
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Do our good intentions for changemanagement address this?
Look carefully at the last part
The process, tools and techniques tomanage the people-side of change toachieve the required business
outcome
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Or, do our good intentions forchange management look more like
this?
A email memo about the change, from the project team(or maybe, from a senior executive)
A bulletin board about the project or the change A website about the project or the change
Another email
Some quick training
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and, is this approachsuccessful?
A email memo about the change, from the project team(or maybe, from a senior executive)
A bulletin board about the project or the change A website about the project or the change
Another email
Some quick training
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Change management is not:
Managing the technical side of
change Just communication plans
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Summary of Key Points
Key point 1: To move from good intentions to good results, we have to realize that effectivechange management is more than just a few pieces of communication
Key point 2:To move from good intentions to good results, we have to realize that we (thechangers) may be living in the future state, while everyone else (the changees) is livingin the present
Key point 3:To move beyond good intentions, effective change management MUST be
focused on helping individualschange
Key point 4: Individual change is a process
Key point 5: To move beyond good intentions, we need to select and use the tools availableto us
Key point 6: To move beyond good intentions, we need the right people involved andengaged in the right ways
Key point 7: Begin with end in mind. Measure the right things for this change, at theorganizational level and the individual level
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Key point 1: To move from goodintentions to good results, we have to
realize that effective changemanagement is more than just a fewpieces of communication
Change management is the process,tools and techniques to manage thepeople-side of change to
achieve the required business outcome
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Benchmarking findingsCauses of resistance
Employees:
1. Not aware of thebusiness need forchange
2. Lay-offs wereannounced or feared
3. Unsure if they had theskills needed for successin the future state
4. Comfort with the current
state5. Believed they were
being asked to do morewith less, or do more forthe same pay
Managers:
1. Loss of power andcontrol
2. Overloaded with current
responsibilities3. Lacked awareness of the
need for change
4. Lacked the requiredskills
5. Fear, uncertainty anddoubt
Can mere communications address these?
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Key point 2:
To move from good intentions to goodresults, we have to realize that we (thechangers) may be living in the
future state, while everyone else (thechangees) are living in the presentfuture
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Three Phases of Change: Howpeople experience change
CurrentState
TransitionState
FutureState
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Current State
Employees (including management and executives!)generally prefer the current state, because that is wherethey live
CurrentState
TransitionState
FutureState
better the devil you know is better than the devil you dont
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Future State
The future state is unknown to the employee; will it bebetter, or worse?
This is where Project teams live
CurrentState
TransitionState
FutureState
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Transition State
The transition state creates stress and anxiety
CurrentState
TransitionState
FutureState
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Key point 2, revisited: To move fromgood intentions to good results, wehave to realize that we may be livingin the future state, while everyone elseis living in the present
People will resist change, but notbecause they are being contrary
better the devil you know is better than the devil you dont
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Key point 3: Effective changemanagement MUST be focused on
helping individualschange
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Successful change addresses both the technicaland the people side
Solution is designed,developedand delivered effectively
(Technical side)
Solution is embraced,adopted and utilized
effectively(People side)
= CHANGE SUCCESS
+
Project management
Change management
Current Transition FutureCurrent Transition Future
Individual PEOPLE change, NOT organizations
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Individual change management it theCenterpiece of success
The secret to successful change lies beyond thevisible and busy activities that surround change.Successful change, at its core, is rooted in somethingmuch simpler:
How to facilitate changewith one person.
R
A
K
D
A
From ADKAR: a model for changeby Jeff Hiatt
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Effective change managementrequires two perspectives
Individual perspective
How does one
person makes achangesuccessfully?
Organizational perspective
What tools we** have
to help individualsmake changessuccessfully?
** we means project leaders andteam members, HR, OD, training,communications, managers,supervisors
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The focus of Change management is on helpingindividualsmake their own personal transition
Organizational
The change to how wedo business
IndividualCurrent Transition FutureCurrent Transition Future
How I do my jobtoday
How I will do my jobafter the change is
implemented
Current Transition FutureCurrent Transition Future
Current Transition FutureCurrent Transition Future
Current Transition FutureCurrent Transition Future
From:
To:
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Key point 3, revisited: To move beyondgood intentions, effective changemanagement MUST be focused onhelping individualschange
From an organizational perspective, weneed to determine what we** can do tohelpindividualschange
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Key point 4: Individual change is a
process
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The five building blocks of successful
individual changeAwareness of the need for change
Desire to participate and support the change
Knowledge on how to change
Abilityto implement required skills andbehaviors
Reinforcement to sustain the change
ADKAR is the (relatively) easy-to-remember acronym
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3737
Employees have preferred sendersof change messages
0% 10% 20% 30% 40% 50% 60%
Other
CM team leader
CM team member
Project team leader
Project team member
The employee's supervisor
Department head
Senior manager
Executive manager
CEO/President
Percent of respondents
Personal messages
Business messages
Top-level executives andsenior leaderswhen themessage pertains to thebusiness need for change
and alignment of thechange with theorganization's overall
direction.
Employees immediate
supervisors for messagesthat pertain to theindividual impact resultingfrom the change (discussing'what's in it for me' witheach employee).
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Communication checklist
Yes No Question:
Have you identified all of the different audiences you need tocommunicate with throughout the organization?
Have you identified who the ideal sender of communicationmessages will be?
Have you identified what are the most effective channels ofcommunication?
Have you created mechanisms to enable two-way
communication to take place?
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Not Everyone Changesat the Same Pace
Awareness Desire Knowledge Ability ReinforcementPerson B Awareness Desire Knowledge Ability ReinforcementPerson B
Awareness Desire Knowledge Ability ReinforcementPerson D Awareness Desire Knowledge Ability ReinforcementPerson D
Awareness Desire Knowledge Ability ReinforcementPerson C Awareness Desire Knowledge Ability ReinforcementPerson C
Awareness Desire Knowledge Ability ReinforcementPerson A
Awareness Desire Knowledge Ability ReinforcementPerson H Awareness Desire Knowledge Ability ReinforcementPerson H
Awareness Desire Knowledge Ability ReinforcementPerson G Awareness Desire Knowledge Ability ReinforcementPerson G
Awareness Desire Knowledge Ability ReinforcementPerson E Awareness Desire Knowledge Ability ReinforcementPerson E
Awareness Desire Knowledge Ability ReinforcementPerson I Awareness Desire Knowledge Ability ReinforcementPerson I
Person F Awareness Desire Knowledge Ability ReinforcementPerson F Awareness Desire Knowledge Ability ReinforcementPerson F Awareness Desire Knowledge Ability ReinforcementPerson F Awareness Desire Knowledge Ability Reinforcement
Address the needs of each INDIVIDUAL
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Employee A D K A R Notes/actions
Adam 4 5 2 2 4
Beverly 4 1 4 3 4
Charles 2 2 3 3 4
Denise 5 1 4 2 3
Employee A D K A R Notes/actions
Adam 4 5 2 2 4
Beverly 4 1 4 3 4
Charles 2 2 3 3 4
Denise 5 1 4 2 3
Recommendation:
Create a Change ManagementProfile for Each Employee
Needs knowledge
Low desire
Questionable desire
Low desire
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Key point 4, revisited: Individual
change is a process
From an organizational perspective, weneed to determine what we** can do tohelp individuals
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Key point 5: To move beyond goodintentions, we need to understand,select and use the tools available to us
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Some Key ChangeManagement Tools
Communications
Sponsor Roadmap
Coaching
Training
Readiness / Resistance Mgt.
These channels enableEffective change management
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Mapping the tools to the personalchange elements (ADKAR)
These channels
enable projectteam to facilitate
organizationthrough phases
of ADKAR.
Communications
Sponsor Roadmap
Coaching
Training
Awareness
Desire
Knowledge
Ability
Reinforcement
Awareness
Desire
Knowledge
Ability
Reinforcement
Readiness / Resistance Mgt.
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Key point 5, revisited: To move beyondgood intentions, we need to select and
use the tools available to us
Use the right tools, in right placeCommunications
Sponsor Roadmap
Coaching
Training
Readiness / Resistance Mgt.
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Who is this We
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Key point 6: To move beyond good
intentions, we need the right peopleinvolved and engaged in the rightways
Ch i
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Middle managers
and supervisors
Middle managers
and supervisors
Change
management
resource/team
Change
management
resource/team
Executives and
senior managers
Executives and
senior managers
Project
team
Project
team
Projectsupport
functions
Projectsupport
functions
Change management requires a systemof doers
Each gear plays aspecific role based
on how they arerelated to change
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Change management roles
Role Ideal implementationChange mgmtresource/team
I develop the change management strategy andplans. I am an integral part of project success.
Executives and senior
managers
I launch (authorize and fund) changes.I sponsor change.
Middle managers andfront-line supervisors
I coach my direct reports through the changes thatimpact their day-to-day work.
Project teamI manage the technical side of the change. Iintegrate change management into my projectplans.
Project supportfunctions
I support different activities of the changemanagement team and project team.
* Changemanagement group,
dept or office
We own the change management methodologyand support its implementation in the organization.
C t lit th t
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Current common reality thatwe need to move beyond
Role Common implementationChange mgmtresource/team
I feel like Im on an island here people expect meto do everything and have all the answers.
Executives and senior
managers
I gave you funding and signed the charter now go
make it happen!Middle managers andfront-line supervisors
I feel like Im the direct target for some of thesechanges, and I wish I knew what was going on.
Project teamMy focus is just the technical side. Once I flip theswitch, Im moving on to the next project.
Project supportfunctions
I get called in on projects and given one little task,but Im not sure how I fit in to the overall picture.
* Changemanagement group,dept or office
I dont even exist yet.
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Executives and senior mgrs
What is their role
1. Participate actively and visiblythroughout the project
2. Build a coalition of sponsorship andmanage resistance
3. Communicate directly with employees
Not just signing checks and project charters!
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Middle mgrs and supervisors
Why are they important
They are close to thepeople who adopt the
change They play a role in alltypes of change in the
organizationThey need to be trainedto be successful
Executives and senior leadersExecutives and senior leaders
Front-line employeesFront-line employees
Middle managers and supervisors
Executives and senior leadersExecutives and senior leaders
Front-line employeesFront-line employees
Middle managers and supervisors
Macro top-downchanges
Micro daily changes
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Middle mgrs and supervisors
What are their roles
Role 1 Communicator
Role 2 Advocate
Role 3 Coach
Role 4 Liaison
Role 5 Resistance manager
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Project team
Why are they important
Drive the technical side of change
Design solutions
Develop solutionsDeliver solutions
Project management
Change management
Current Transition FutureCurrent Transition Future
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Project team
What is their role
1. Design the actual change
2. Manage the technical side of the
change Charter, business case, schedule, resources,
work breakdown structure, budget, etc.
3. Engage with CMgt team/resource4. Integrate CMgt plans into project plan
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Project support functions
Examples
HR
OD
Training Communication
SMEs
Bring specific experience,knowledge, tools andexpertise to the project
Sometimes act as the
change mgmt resource
Key pieces of thetechnical and peoplepuzzles
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
M i h l
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Mapping change management roles
1. Authorize and fund2. Participate actively
and visibly3. Create coalition4. Communicate directly
1. Design the change2. Manage technical side3. Engage with CM4. Integrate CM
1. Communicator2. Advocate
3. Coach4. Liaison5. Resistance manager
1. Experience2. Knowledge3. Tools4. Expertise
1. Apply methodology
2. Formulate strategy3. Develop plans4. Support other doers
Middle managers
and supervisors
Middle managers
and supervisors
Change
management
resource/team
Change
management
resource/team
Executives and
senior managers
Executives and
senior managers
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Executives and
senior managers
Executives and
senior managers
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Change management resource
What is their role
Enableothers
Help managers
and supervisors
Effectively coach their employeesthrough transitions
Help execs andsenior leaders
Effectively fulfill the role ofsponsor of change
Help projectteams
Make the bridge betweenimplementing a solution and
realizing benefits
Change
management
resource/team
Change
management
resource/team
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Change
management
resource/team
Change
management
resource/team
Executives and
senior managers
Executives and
senior managers
Project
team
Project
team
Projectsupport
functions
Projectsupport
functions
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Employee-facing vs. enabling
Employee-facing roles Enabling roles
One-to-one interactions
One-to-many interaction
Observable behaviors
Creation andimplementation of plansthat are executed by theemployee-facing roles
Middle managers
and supervisors
Middle managers
and supervisors
Change
management
resource/team
Change
management
resource/team
Executives and
senior managers
Executives and
senior managers
Project
team
Project
team
Project
support
functions
Project
support
functions
Middle managers
and supervisors
Middle managers
and supervisors
Change
management
resource/team
Change
management
resource/team
Executives and
senior managers
Executives and
senior managers
Project
team
Project
team
Project
support
functions
Project
support
functions
Homework: Where is your
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Homework: Where is yourgroup?
Role: Who: Understanding: Effectiveness:
Change mgmtresource/team
Executives andsenior managers
Middle managers andfront-line supervisors
Project team
Project supportfunctions
* Change mgmt group,dept or office
Who in theorganizationplays each
role?
How well dothey
understandtheir role?
Howeffectivelyare they
fulfilling theirrole?
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Key point 6, revisited: To move beyond
good intentions, we need the rightpeople involved in the right ways
Middle managers
and supervisors
Middle managers
and supervisors
Change
management
resource/team
Change
management
resource/team
Executives and
senior managers
Executives and
senior managers
Project
team
Project
team
Project
support
functions
Project
support
functions
Do you have the right peopleinvolved in the right way?
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How will you know if your changehas been effective?
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Begin with the end in mind.
-- Stephen R. Covey from The Seven Habits of Highly Effective People.
Key point 7:
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Begin with the end in mind.-- Stephen R. Covey from The Seven Habits of Highly Effective People.
and, measure your progressaccordingly
T i f
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Two points of measurement:Organizational perspective
Outcome:
Did the project deliver the
intended results? Process:
Was the project delivered ontime and on budget?
Were milestones met alongthe way?
Current Transition FutureCurrent Transition Future
Organizational
Current Transition FutureCurrent Transition Future
Organizational
#s
T i t f t
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Two points of measurement:Individual perspective
Outcome: Are employees doing their
work the new way requiredby the project?
Process:
How well did employeesmake the transition?
How well did we** supportthat transition?
Current Transition FutureCurrent Transition Future
Individual
Current Transition FutureCurrent Transition Future
Individual
A D K A R
Framework for measurement
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Framework for measurement
Organizational Individual
Process
Speed of adoption Utilization rate Proficiency
Individual change
management:-Awareness
-Desire-Knowledge
-Ability-Reinforcement
Outcome Business performanceagainst objectives
Individualperformance for
each job role
Framework for measurement
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Framework for measurement
Organizational Individual
Process
Speed of adoption Utilization rate Proficiency
Measured by group, function,and or location
Individual changemanagement:-Awareness
-Desire
-Knowledge-Ability
-Reinforcement
Measure byassessment
Outcome
Business performance against objectives,
such as:
Financial Performance
Quality of product, service Quality of worklife Speed of implementation
Etc.
Individual performance for
each job rolePerformance towardsobjectives, as definedin personal objectives
with immediatemanager
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Key point 7, revisited: Begin with end
in mind. Measure the right things forthis change, at the organizational leveland the individual level
Change management is the process,tools and techniques to manage the
people-side of change to
achieve the required business outcome
Summary of Key Points: Revisited
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Summary of Key Points: Revisited
Key point 1: To move from good intentions to good results, we have to realize thateffective change management is more than just a few pieces of communication
Key point 2:To move from good intentions to good results, we have to realize that we(the changers) may be living in the future state, while everyone else (thechangees) are living in the present
Key point 3:To move beyond good intentions, effective change management MUST befocused on helping individualschange
Key point 4: Individual change is a process
Key point 5: To move beyond good intentions, we need to select and use the toolsavailable to us
Key point 6: To move beyond good intentions, we need the right people involved andengaged in the right ways
Key point 7: Begin with end in mind. Measure the right things for this change, at theorganizational level and the individual level
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Everyone thinks ofchanging the world,
but no one thinks ofchanging himself.
- Leo Tolstoy