u.s. district court u.s. district of minnesota (dmn) civil ...securities.stanford.edu ›...

US District Court Civil Docket as of March 10, 2013 Retrieved from the court on October 22, 2013

U.S. District Court U.S. District of Minnesota (DMN)

CIVIL DOCKET FOR CASE #: 0:02-cv-03677-JMR-FLN

In Re: Morgulas et al v. Metris Co. et al Date Filed: 09/20/2002 Assigned to: Judge James M. Rosenbaum Date Terminated: 04/21/2006

Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

represented by Garrett D Blanchfield , Jr Reinhardt Wendorf & Blanchfield 332 Minnesota St Ste E-1250 St Paul, MN 55101 651-287-2100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jeffrey D Bores Chestnut Cambronne, PA 17 Washington Ave N Ste 300 Mpls, MN 55401-2048 612-339-7300 Fax: 612-336-2940 Email: [email protected] TERMINATED: 10/23/2002 LEAD ATTORNEY

Joseph D Cohen Weiss & Lurie 551 5th Ave Ste 1600 New York, NY 10176 212-682-3025 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph H Weiss Weiss & Lurie 551 5th Ave Ste 1600 New York, NY 10176 (212) 682-3025

Referred to: Magistrate Judge Franklin L. Noel Demand: $0 Case in other court: 06-02486 Cause: 15:78m(a) Securities Exchange Act

Plaintiff

Seth Morgulas on Behalf of Himself and all Others Similarly Situated

Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Karl L Cambronne Chestnut Cambronne, PA 17 Washington Ave N Ste 300 Mpls, MN 55401-2048 612-339-7300 Fax: 612-336-2940 Email: [email protected] TERMINATED: 10/23/2002 LEAD ATTORNEY

Marc-NA L Godino Not Admitted LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michael D Braun Braun Law Group, PC 12400 Wilshire Blvd Ste 920 Los Angeles, CA 90025 310-442-7755 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michiyo Michelle Furukawa Stull Stull & Brody 10940 Wilshire Blvd Ste 2300 Los Angeles, CA 90024 310-209-2468 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Patrice L Bishop Stull Stull & Brody 9430 W Olympic Boulevard Suite 400 Beverly Hills, CA 90212 310-209-2468 Fax: 13102092087 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frances E Baillon Baillon Thome Jozwiak & Wanta,LLP 222 South Ninth Street Suite 2955 Minneapolis, MN 55402 612-252-3570 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Raymond J Martinez, Jr represented by Garrett D Blanchfield , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph D Cohen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph H Weiss (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Michael D Braun (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michiyo Michelle Furukawa (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Patrice L Bishop (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frances E Baillon (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Michael Brody Pettit represented by Joseph D Cohen (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph H Weiss (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Marc-NA L Godino (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michiyo Michelle Furukawa (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Patrice L Bishop (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Frances E Baillon (See above for address) ATTORNEY TO BE NOTICED

Garrett D Blanchfield , Jr (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Metris Companies, Inc represented by Angela M Hall Slaughter Unitedllealth Group 9701 Kata Park Dr INACTIVE Minnetonka, MN 55343 952-931-5334 Fax: 952-931-5265 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Katie C Pfeifer Dorsey & Whitney LLP 50 S 6th St Ste 1500

Mpls, MN 55402-1498 612-492-6947 Fax: 612-340-2807 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter W Carter Dorsey & Whitney LLP 50 S 6th St Ste 1500 Mpls, MN 55402-1498 612-340-5635 Fax: 612-340-2868 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Seth J S Leventhal LEVENTHAL pllc 527 Marquette Avenue South, #2100 Minneapolis, MN 55402 612-234-7349 Fax: 612-677-7600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas M Jancik Dorsey & Whitney LLP 50 S 6th St Ste 1500 Mpls, MN 55402-1498 612-340-2600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Charles C Moore White & Case LLP 701 13th St NW Washington, DC 20005 202-637-6175 Fax: 202-639-9355 Email: [email protected] ATTORNEY TO BE NOTICED

Christopher T Shaheen US Bank National Association 800 Nicollet Mall BC-MN-H21O INACTIVE Mpls, MN 55402

612-303-4931 Email: [email protected] ATTORNEY TO BE NOTICED

Colin Wicker Dorsey & Whitney LLP 50 S 6th St Ste 1500 Mpls, MN 55402-1498 612-492-6687 Fax: 612-340-2868 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Ronald N Zebeck represented by Angela M Hall Slaughter (See above for address) TERMINATED: 05/25/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

David P Pearson Winthrop & Weinstine, PA 225 S 6th St Ste 3500 Mpls, MN 55402-4629 612-604-6692 Fax: 612-604-6892 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Julie M Engbloom Lane Powell PC 601 SW 2nd Ave Ste 2100 Portland, OR 97204 503-778-2183 Email: [email protected] TERMINATED: 06/28/2006 LEAD ATTORNEY

Peter W Carter (See above for address) TERMINATED: 01/06/2004 LEAD ATTORNEY

Seth J S Leventhal (See above for address) TERMINATED: 05/25/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas M Jancik (See above for address) TERMINATED: 05/25/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Laura A Pfeiffer Winthrop & Weinstine, PA 225 S 6th St Ste 3500 Mpls, MN 55402-4629 612-604-6400 Fax: 612-604-6800 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

David Wesselink

represented by Angela M Hall Slaughter (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Katie C Pfeifer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter W Carter (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Seth J S Leventhal (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas M Jancik (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Charles C Moore (See above for address) ATTORNEY TO BE NOTICED

Christopher T Shaheen (See above for address) ATTORNEY TO BE NOTICED

V.

Respondent

Office of the Comptroller of the represented by Ernest C Barrett , III Currency

Office of Comptroller of the Currency Litigation Division INACTIVE Washington, DC 20219 202-874-4822 Fax: 202-874-5279 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Objector

KPMG LLP represented by Jeffrey C Sharer Sidley Austin LLP - IL One S Dearborn St Chicago, IL 60603 312-853-7028 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph W Anthony Anthony Ostlund Baer & Louwagie PA 90 S 7th St Ste 3600 Mpls, MN 55402 612-349-6969 Fax: 612-349-6996 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Linton J Childs Sidley Austin LLP - IL One S Dearborn St Chicago, IL 60603 312-853-2211 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Nathan P Brenna 4031 110th Ave NW INACTIVE Keene, ND 58847

701-675-2088 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

09/20/2002 1 COMPLAINT - Summons issued. Assigned to Chief Judge James M. Rosenbaum per Securities list and referred to Magistrate Judge Franklin L. Noel. (63pg(s) Receipt #425636 (DDB) (Entered: 09/23/2002)

09/27/2002 2 RETURN OF SERVICE of summons & complaint executed upon deft Metris Companies on 9/23/02. (3 pg(s) ( (Entered: 10/02/2002)

10/23/2002 3 ATTORNEY SUBSTITUTION: terminating attorney Jeffrey D Bores and Karl L Cambronne for Seth Morgulas and substituting attorney Michael D. Braun. 2pg(s) (PAK) (Entered: 10/28/2002)

11/19/2002 4 MOTION by movant Raymond J Martinez Jr to consolidate this case with 02-3695 and 02-4197 , for order appointing Raymond L. Martinez Jr as lead plaintiff , for order approving Stull Stull & Brody and Weiss & Yourman as lead counsel and for order approving Reinhardt & Anderson as liaison counsel ( to Magistrate Judge Franklin L. Noel ) 6pg(s) (DFL) Modified on 11/26/2002 (Entered: 11/26/2002)

11/19/2002 5 MEMORANDUM by movant Raymond J Martinez Jr in support of motion to consolidate this case with 02-3695 and 02-4197 [4-1], of motion for order appointing Raymond L. Martinez Jr as lead plaintiff [4-2], of motion for order approving Stull Stull & Brody and Weiss & Yourman as lead counsel [4-3], of motion for order approving Reinhardt & Anderson as liaison counsel [4-4] 12pg(s) (DFL) (Entered: 11/26/2002)

11/19/2002 6 AFFIDAVIT of Garrett D. Blanchfield Jr regarding motion to consolidate this case with 02-3695 and 02-4197 [4-1], regarding motion for order appointing Raymond L. Martinez Jr as lead plaintiff [4-2], regarding motion for order approving Stull Stull & Brody and Weiss & Yourman as lead counsel [4-3], regarding motion for order approving Reinhardt & Anderson as liaison counsel [4-4] 3+pg(s) (DFL) (Entered: 11/26/2002)

12/03/2002 7 ORDER FOR REASSIGNMENT OF RELATED CASES (Chief Judge James M. Rosenbaum / 11/22/02) (Judge Michael J. Davis / 12/2/02) Related case no. 02-3695 MJD/JGL is now reassigned to Chief Judge James M. Rosenbaum by use of the securities list and referred to Mag. Judge Franklin L. Noel. 2pg(s) (c: attys.) (cc: all counsel) (JMR) Modified on 12/11/2002 (Entered: 12/10/2002)

12/11/2002 8 ORDER ( Chief Judge James M. Rosenbaum / 12/11/2) that deft Raymond Martinez's motion to consolidate & appoint lead counsel is hereby referred to the Honorable Franklin L. Noel for R & R. (1pg(s) (cc: all counsel) (DDB) (Entered: 12/19/2002)

12/17/2002 9 AMENDED NOTICE by movant Raymond J Martinez Jr setting hearing for motion to consolidate this case with 02-3695 02-4197 [4-1] for order appointing Raymond L. Martinez Jr as lead plaintiff [4-2] for order approving Stull Stull & Brody and Weiss &

Yourman as lead counsel [4-3] and for order approving Reinhardt & Anderson as liaison counsel ( to Magistrate Judge Franklin L. Noel ) [4-4] at 10:30 on 1/9/03 (3 pgs) (MKC) (Entered: 01/03/2003)

12/27/2002 10 Second AMENDED NOTICE by Raymond J Martinez Jr setting hearing for motion to consolidate this case with 02-3695 and [4-1], setting hearing for motion for order appointing Raymond L. Martinez Jr as lead plaintiff [4-2] , setting hearing for motion for order approving Stull Stull & Brody and Weiss & Yourman as lead counsel [4-3], setting hearing for motion for order approving Reinhardt & Anderson as liaison counsel. ( to Magistrate Judge Franklin L. Noel ) [4-4]ret. at 9:00am on 2/3/03. 5pg(s) (RJL) (Entered: 01/06/2003)

01/15/2003 11 PETITION AND ORDER for admission pro hac vice ( Clerk Richard D. Sletten )of attorney Michael Braun on behalf of movant Raymond J Martinez Jr. 2pg(s) (JMT) Modified on 12/28/2004 - added attorney's name (MMC). (Entered: 01/23/2003)

01/15/2003 12 PETITION AND ORDER for admission pro hac vice ( Clerk Richard D. Sletten ) of attorney Patrice Bishop on behalf of movant Raymond J Martinez Jr. 2pg(s) (JMT) Modified on 12/28/2004 - added attorney's name (MMC). (Entered: 01/23/2003)

01/27/2003 13 REPLY MEMORANDUM to motion to consolidate this case with 02-3695 and 02- 4197 [4-1], to motion for order appointing Raymond L. Martinez Jr as lead plaintiff [4-2], to motion for order approving Stull Stull & Brody and Weiss & Yourman as lead counsel [4-3], to motion for order approving Reinhardt & Anderson as liaison counsel. [4-4] 6pg(s) (RJL) (Entered: 02/04/2003)

01/30/2003 14 Third AMENDED NOTICE by plaintiff setting hearing for motion to consolidate this case with 02-3695 and 02-4197 [4-1], for motion for order appointing Raymond L. Martinez Jr as lead plaintiff [4-2], for motion for order approving Stull Stull & Brody and Weiss & Yourman as lead counsel [4-3],for motion for order approving Reinhardt & Anderson as liaison counsel. ( to Magistrate Judge Franklin L. Noel ) [4-4]ret. at 9:00am on 2/6/03. 4pg(s) (RJL) (Entered: 02/05/2003)

02/06/2003 16 LETTER RE: SVC OF DISPOSITIVE MOTION PAPERS by defendants to dismiss SVC LTR ( to Chief Judge James M. Rosenbaum ) 1pg(s) (DFL) (Entered: 02/11/2003)

02/06/2003 34 MOTION by defendants Metris Companies, Ronald N Zebeck, and David Wesselink to dismiss plaintiffs' corrected amended complaint ( to Chief Judge James M. Rosenbaum ). 5 pg(s) (JMM) (Entered: 06/09/2003)

02/07/2003 15 ATTORNEY SUBSTITUTION: terminating Chestnut & Cambronne and substituting Reinhardt & Anderson and attorney Garrett Dennis Blanchfield Jr as to pltf 2pg(s) (SJT) (Entered: 02/07/2003)

03/04/2003 17 LETTER RE: SVC OF DISPOSITIVE MOTION PAPERS by defendant to dismiss. SVC LTR ( to Chief Judge James M. Rosenbaum ) 1pg(s) (RJL) (Entered: 03/07/2003)

03/04/2003 19 MOTION by defendant to dismiss for insufficiency of service of process. ( to Chief Judge James M. Rosenbaum ) 2pg(s) (RJL) (Entered: 03/12/2003)

03/05/2003 18 ORDER CONSOLIDATING ACTIONS, APPOINTING LEAD PLAINTIFF, APPROVING LEAD PLAINTIFF'S SELECTIONOF LEAD COUNSELAND

LIAISON COUNSEL ( Magistrate Judge Franklin L. Noel / 3/5/03) re: motion to consolidate this case with 02-3695 and 02-4197 is Granted [4-1] Master file is established. The master file is 02-3677. The clerk shall file all proceedings in master file. Counsel shall call to the attention of the Clerk the filing or transfer of any case that might properly be consolidated as part of the consolidated action. Class member Raymond L. Martinez Jr is appointed to serve as lead plaintiff [4-2], The Law firm of Stull Stull & Brody and Weiss & Yourman is appointed as lead counsel [4-3], The law firm Reinhardt & Anderson is approved as liaison counsel. [4-4] (5 pg(s) (cc: all counsel) (MKC) (Entered: 03/11/2003)

03/10/2003

03/10/2003

03/10/2003

03/10/2003

03/10/2003

03/10/2003

03/10/2003

03/14/2003

03/20/2003

04/07/2003

04/09/2003

04/11/2003

04/11/2003

20 MEMORANDUM by defendant in support of motion to dismiss for insufficiency of service of process. [19-1] 5pg(s) (RJL) (Entered: 03/12/2003)

21 AFFIDAVIT of David D. Wesselink regarding motion to dismiss for insufficiency of service of process. [19-1] 1pg(s) (RJL) (Entered: 03/12/2003)

22 AFFIDAVIT of Richard G. Evans regarding motion to dismiss for insufficiency of service of process. [19-1] 3pg(s) (RJL) (Entered: 03/12/2003)

23 AFFIDAVIT of Peter W. Carter regarding motion to dismiss for insufficiency of service of process. [19-1] 5pg(s) (RJL) (Entered: 03/12/2003)

24 MEMORANDUM by plaintiff in opposition to motion to dismiss for insufficiency of service of process. [19-1] 9pg(s) (RJL) (Entered: 03/12/2003)

25 AFFIDAVIT of Patrice L. Bishop regarding motion to dismiss for insufficiency of service of process. [19-1] 13pg(s) (RJL) (Entered: 03/12/2003)

26 REPLY MEMORANDUM by defendant to motion to dismiss for insufficiency of service of process. [19-1] 3pg(s) (RJL) (Entered: 03/12/2003)

27 LETTER dated 3/13/03 to counsel from Magistrate Judge Noel scheduling case management conference for 2:00 p.m. on 4/2/03 1pg(s) (DFL) (Entered: 03/19/2003)

28 LETTER dated 3/18/03 from Peter Carter rescheduling case management conference for 10:00 a.m. on 4/11/03 1pg(s) (DFL) (Entered: 03/25/2003)

29 AMENDED CLASS ACTION COMPLAINT FOR VIOLATION OF FEDERAL SECURITIES LAWS [1-1] by plaintiffs; jury demand. (78 pgs) (MKC) (Entered: 04/09/2003)

30 LETTER dated 4/8/03 from Peter W. Carter to Michael D. Braun, Re: will withdraw alternative motion for failure to state a claim under Rule 12(b)(6). 1pg(s) (DFL) (Entered: 04/10/2003)

31 MINUTES:( Magistrate Judge Franklin L. Noel / ) re: PRETRIAL CONFERENCE . (3 pgs) (MKC) (Entered: 04/14/2003)

32 NOTICE OF ERRATA TO AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF FEDERAL SECURITIES LAWS by plaintiff. [29-1] (88 pgs) (MKC) Modified on 04/16/2003 (Entered: 04/15/2003)

04/28/2003

33 LETTER RE: SVC OF DISPOSITIVE MOTION PAPERS by defendants' to dismiss. ( to Chief Judge James M. Rosenbaum ) 1pg(s) (RJL) (Entered: 05/01/2003)

06/05/2003

06/05/2003

06/05/2003

06/05/2003

35 MEMORANDUM by defendants in support of motion to dismiss plaintiffs' corrected amended complaint. [34-1] 24 pg(s) (JMM) (Entered: 06/09/2003)

36 AFFIDAVIT of Angela M. Hall regarding motion to dismiss plaintiffs' corrected amended complaint. [34-1] 4+ pg(s) SEPARATE (JMM) (Entered: 06/09/2003)

37 MEMORANDUM by plaintiff Seth Morgulas in opposition to motion to dismiss plaintiffs' corrected amended complaint. [34-1] 39 pg(s) (JMM) (Entered: 06/09/2003)

38 AFFIDAVIT of Michael D. Braun in support of opposition to motion to dismiss plaintiffs' corrected amended complaint. [34-1] 8 pg(s) (JMM) (Entered: 06/09/2003)

06/05/2003 39 REPLY memorandum by defendants Metris Companies, Ronald N Zebeck, and David Wesselink in support of motion to dismiss plaintiffs' corrected amended complaint. [34-1] 13 pg(s) (JMM) (Entered: 06/09/2003)

07/11/2003 41 MINUTES: ( Chief Judge James M. Rosenbaum / Hansen, Dawn) denying motion to dismiss plaintiffs' corrected amended complaint. [34-1] 1pg(s) (DFL) (Entered: 08/05/2003)

07/14/2003

40 ORDER ( Chief Judge James M. Rosenbaum / 7/14/03)that defendant's motion to dismiss is denied. [34-1] (1 pgs) (cc: all counsel) (MKC) (Entered: 07/17/2003)

07/30/2003

43 NOTICE OF ( Magistrate Judge Franklin L. Noel / 7/30/03) ; pretrial status conference set for 10:00 a.m. on 9/5/03. 5 pg(s) (cc: all counsel) (JMM) (Entered: 08/06/2003)

08/01/2003 42 STIPULATION AND ORDER ( Magistrate Judge Franklin L. Noel ) that defendants may have to and including 8/18/03 to answer the amended class action complaint. 2pg(s) (cc: all counsel) (DFL) (Entered: 08/06/2003)

08/18/2003 44 ANSWER by defendants to plaintiffs' corrected amended class action complaint. 18 pg(s) (JMM) (Entered: 08/21/2003)

08/29/2003 45 RULE 26(f) REPORT. 7 pg(s) (JMM) (Entered: 09/04/2003)

09/05/2003 46 MINUTES:( Magistrate Judge Franklin L. Noel / ) re: PRETRIAL CONFERENCE. 3 pg(s) (JMM) (Entered: 09/10/2003)

09/08/2003 47 PRETRIAL SCHEDULE ( Magistrate Judge Franklin L. Noel / 9/8/03) ; amd complaint set for 1/14/04 ; discovery set for 12/1/04 ; non-dispositive motions set for 6/1/05 ; dispositive motions set for 11/1/05 ; ready for trial set for 2/1/06. 4 pg(s) (cc: counsel) (JMM) (Entered: 09/10/2003)

09/11/2003

09/11/2003

09/11/2003

48 MOTION by defendants for sanctions( to Chief Judge James M. Rosenbaum ). 5 pg(s) (JMM) (Entered: 09/15/2003)

49 MEMORANDUM by defendants in support of motion for sanctions. [48-1] 8 pg(s) (JMM) (Entered: 09/15/2003)

50 AFFIDAVIT of Peter Carter regarding motion for sanctions. [48-1] 30 pg(s) (JMM) (Entered: 09/15/2003)

09/11/2003

51 MEMORANDUM by plaintiffs in opposition to motion for sanctions. [48-1] 17 pg(s) (JMM) (Entered: 09/15/2003)

09/11/2003 52 AFFIDAVIT of Michael Braun regarding motion for sanctions. [48-1] 9+ pg(s)

SEPARATE (JMM) (Entered: 09/15/2003)

09/11/2003 53 REPLY by defendants in support of motion for sanctions. [48-1] 10 pg(s) (JMM) (Entered: 09/15/2003)

09/24/2003 54 AMENDED PRETRIAL SCHEDULE ( Magistrate Judge Franklin L. Noel / 9/22/03) ; amd complaint set for 1/14/05. 3 pg(s) (cc: counsel) (JMM) (Entered: 09/25/2003)

10/28/2003 55 MOTION by defendants Metris Companies, Ronald N Zebeck, and David Wesselink to compel answers to interrogatories ( to Magistrate Judge Franklin L. Noel ). RET. 11/17/03 at 9:00 a.m. 3 pg(s) (JMM) (Entered: 11/04/2003)

10/28/2003 56 MEMORANDUM by defendants Metris Companies, Ronald Zebeck, and David Wesselink in support of motion to compel answers to interrogatories. [55-1] 15 pg(s) (JMM) (Entered: 11/04/2003)

10/28/2003 57 AFFIDAVIT of Thomas Jancik regarding motion to compel answers to interrogatories. [55-1] 40 pg(s) (JMM) (Entered: 11/04/2003)

10/29/2003 58 I MOTION by defendants Metris Companies, Ronald N Zebeck, and David Wesselink for protective order ( to Magistrate Judge Franklin L. Noel ). RET. 11/17/03 at 9:00 a.m. 3 pg(s) (JMM) (Entered: 11/04/2003)

10/29/2003 59 MEMORANDUM by defendants Metris Companies, Ronald Zebeck, and David Wesselink in support of motion for protective order. [58-1] 6 pg(s) (JMM) (Entered: 11/04/2003)

10/29/2003 60 AFFIDAVIT of Richard G. Evans regarding motion for protective order. [58-1] 2 pg(s) (JMM) (Entered: 11/04/2003)

10/29/2003 61 AFFIDAVIT of Seth Leventhal regarding motion for protective order. [58-1] 25 pg(s) (JMM) (Entered: 11/04/2003)

11/04/2003 62 NOTICE by defendants Metris Companies, Ronald N Zebeck, and David Wesselink setting hearing for motion for protective order ( to Magistrate Judge Franklin L. Noel ). [58-1] at 9:30 a.m. on 11/24/03. 3 pg(s) (JMM) (Entered: 11/07/2003)

11/04/2003 63 NOTICE by defendants Metris Companies, Ronald N Zebeck, and David Wesselink setting hearing for motion to compel answers to interrogatories ( Magistrate Judge Franklin L. Noel ). [55-1] at 9:30 a.m. on 11/24/03. 2 pg(s) (JMM) (Entered: 11/07/2003)

11/07/2003 64 NOTICE by defendants Metris Companies, Ronald N Zebeck, and David Wesselink setting hearing for motion to compel answers to interrogatories ( Magistrate Judge Franklin L. Noel ). [55-1] at 11:00 a.m. on 11/24/03. 3 pg(s) (JMM) (Entered: 11/13/2003)

11/07/2003 65 NOTICE by defendants Metris Companies, Ronald N Zebeck, and David Wesselink setting hearing for motion for protective order ( to Magistrate Judge Franklin L. Noel ). [58-1] at 11:00 a.m. on 11/24/03. 2 pg(s) (JMM) (Entered: 11/13/2003)

11/17/2003 66 MEMORANDUM by plaintiff Seth Morgulas in opposition to motion to compel answers to interrogatories. [55-1] 31 pg(s) (JMM) (Entered: 11/18/2003)

11/17/2003 67 AFFIDAVIT of Joseph Cohen regarding motion to compel answers to interrogatories.

[55-1] 2+ pg(s) (JMM) (Entered: 11/18/2003)

11/17/2003

68 MEMORANDUM by plaintiff Seth Morgulas in opposition to motion for protective order. [58-1] 13 pg(s) (JMM) (Entered: 11/18/2003)

11/24/2003 69 MINUTES:( Magistrate Judge Franklin L. Noel / ) re: denying defendant's motion for protective order [58-1] and taking under advisement on the Defendant's motion to compel answers to interrogatories. [55-1] 1 pg(s) (JMM) (Entered: 11/26/2003)

12/11/2003 70 STIPULATION FOR PROTECTIVE ORDER AND PROTECTIVE ORDER ( Magistrate Judge Franklin L. Noel ) 7 pg(s) (cc: all counsel) (JMM) Additional attachment(s) added on 10/5/2004 (akl). (Entered: 12/12/2003)

12/23/2003 71 ORDER ( Magistrate Judge Franklin L. Noel / 12/23/03) defendants' motion to compel answers to interrogatories is granted [55-1]; defendants' motion for protective order is denied. [58-1] 1pg(s) (cc: all counsel) (DFL) Additional attachment(s) added on 10/5/2004 (akl). (Entered: 12/29/2003)

01/06/2004 72 ATTORNEY SUBSTITUTION: terminating attorney Peter W Carter for Ronald N Zebeck and substituting attorney David P Pearson. 2 pg(s) (JMM) (Entered: 01/06/2004)

01/16/2004

73 MOTION by plaintiff to certify class action ( to Magistrate Judge Franklin L. Noel ). 2 pg(s) (JMM) (Entered: 01/20/2004)

02/18/2004

74 ORDER Referring Motion 73 Motion to Certify Class . Signed by Judge James M Rosenbaum on 2-18-04. (lgl) (Entered: 02/18/2004)

03/04/2004 75 NOTICE of Hearing on 73 Motion to Certify Class: Motion Hearing set for 4/16/2004 at 11:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (JMM) (Entered: 03/04/2004)

03/05/2004 76 NOTICE of Hearing on 73 Motion to Certify Class: Motion Hearing set for 6/4/2004 at 10:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (JMM) (Entered: 03/05/2004)

03/08/2004 77 MOTION for Class Certification by plaintiff Seth Morgulas. 3 pgs. (HLL) (Entered: 03/15/2004)

03/08/2004 NOTICE of Hearing on Motion 77 MOTION for Class Certification: Motion Hearing set for 6/4/2004 10:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (HLL) (Entered: 03/15/2004)

03/08/2004

MOTIONS 77 MOTION to Certify Class REFERRED to Magistrate Judge Franklin L. Noel. (HLL) (Entered: 03/15/2004)

03/15/2004

78 MEMORANDUM in Support re 77 MOTION to Certify Class filed by Seth Morgulas. 19 pgs (JMM) (Entered: 03/17/2004)

05/25/2004 79 MEMORANDUM in Opposition re 77 MOTION to Certify Class filed by Metris Companies, Inc, David Wesselink, Ronald N Zebeck. (Leventhal, Seth) (Entered: 05/25/2004)

05/25/2004 80 AFFIDAVIT of Peter Carter, Esq. in OPPOSITION TO 77 MOTION to Certify Class filed by Metris Companies, Inc, David Wesselink, Ronald N Zebeck. (Leventhal, Seth)

(Entered: 05/25/2004)

05/25/2004 81 EXHIBIT 1 (Part 1 of 4) to Affidavit of Peter Carter in Opposition to Motion to Certify Class by Metris Companies, Inc, David Wesselink, Ronald N Zebeck.. (Leventhal, Seth) (Entered: 05/25/2004)








05/25/2004 89 EXHIBIT 3 to Affidavit of Peter Carter in Opposition to Motion to Certify Class by Metris Companies, Inc, David Wesselink, Ronald N Zebeck.. (Leventhal, Seth) (Entered: 05/25/2004)





05/25/2004 94 EXHIBIT 6 (Part 3 of 3) to Affidavit of Peter Carter in Opposition to Motion to

Certify Class by Metris Companies, Inc, David Wesselink, Ronald N Zebeck.. (Leventhal, Seth) (Entered: 05/25/2004)








05/25/2004 102 AFFIDAVIT of Richard Evans in OPPOSITION TO 77 MOTION to Certify Class filed by Metris Companies, Inc, David Wesselink, Ronald N Zebeck. (Leventhal, Seth) (Entered: 05/25/2004)

05/25/2004 103 CERTIFICATE OF SERVICE by Metris Companies, Inc, David Wesselink, Ronald N Zebeck re 88 Exhibit, 89 Exhibit, 90 Exhibit, 91 Exhibit, 92 Exhibit, 93 Exhibit, 94 Exhibit, 95 Exhibit, 96 Exhibit, 97 Exhibit, 79 Memorandum in Opposition to Motion, 80 Affidavit in Opposition to Motion, 98 Exhibit, 99 Exhibit, 81 Exhibit, 100 Exhibit, 82 Exhibit, 101 Exhibit, 102 Affidavit in Opposition to Motion, 83 Exhibit, 84 Exhibit, 85 Exhibit, 86 Exhibit, 87 Exhibit (Leventhal, Seth) (Entered: 05/25/2004)

05/28/2004 104 NOTICE of Hearing on Motion 77 MOTION to Certify Class: Motion Hearing set for 7/2/2004 10:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Blanchfield, Garrett) (Entered: 05/28/2004)

05/28/2004 105 CERTIFICATE OF SERVICE by Seth Morgulas re 104 Notice of Hearing on Motion (Blanchfield, Garrett) (Entered: 05/28/2004)

06/04/2004 106 REPLY re 79 Memorandum in Opposition to Motion for Class Certification filed by Michael Brody Pettit. (Braun, Michael) (Entered: 06/04/2004)

06/04/2004 107 Declaration of Michael D. Braun in Support of 106 Reply filed by Michael Brody I Pettit. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5

- Part 1# 6 Exhibit 5 - Part 2)(Braun, Michael) (Entered: 06/04/2004)

06/08/2004 108 (DOCUMENT FILED IN ERROR) NOTICE of Appearance by Laura A Pfeiffer on behalf of Ronald N Zebeck (Pfeiffer, Laura) Modified on 6/9/2004 (JMM). (Entered: 06/08/2004)

06/09/2004

06/09/2004

06/17/2004

109 (AMENDED) NOTICE of Appearance by Laura A Pfeiffer on behalf of Ronald N Zebeck (Pfeiffer, Laura) Modified on 6/9/2004 (JMM). (Entered: 06/09/2004)

110 CERTIFICATE OF SERVICE by Ronald N Zebeck re 109 Notice of Appearance (Pfeiffer, Laura) (Entered: 06/09/2004)

111 MOTION to Strike Braun Affidavit by Metris Companies, Inc, David Wesselink, Ronald N Zebeck. (Leventhal, Seth) (Entered: 06/17/2004)

06/17/2004 112 NOTICE of Hearing on Motion 111 MOTION to Strike Braun Affidavit : Motion Hearing set for 7/2/2004 10:00 AM in Minneapolis - Courtroom 15E before Magistrate Judge Franklin L Noel. (Leventhal, Seth) (Entered: 06/17/2004)

06/17/2004 113 MEMORANDUM in Support re 111 MOTION to Strike Braun Affidavit filed by Metris Companies, Inc, David Wesselink, Ronald N Zebeck. (Leventhal, Seth) (Entered: 06/17/2004)

06/17/2004 114 CERTIFICATE OF SERVICE by Metris Companies, Inc, David Wesselink, Ronald N Zebeck for Notice of Motion and Motion and Memorandum to Strike (Leventhal, Seth) (Entered: 06/17/2004)

06/17/2004

115 NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for Seth Morgulas, Michael Brody Pettit (Braun, Michael) (Entered: 06/17/2004)

06/18/2004

NOTICE given to admission clerk to send PHV forms to out state attorney: Marc L. Godino. (JMM) (Entered: 06/18/2004)

06/24/2004 116 AMENDED NOTICE of Hearing on Motion 111 MOTION to Strike Braun Affidavit , 77 MOTION to Certify Class: Motion Hearing set for 7/20/2004 11:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Blanchfield, Garrett) (Entered: 06/24/2004)

06/24/2004 117 CERTIFICATE OF SERVICE by Seth Morgulas re 116 Amended Notice of Hearing on Motion for Class Certification and to Motion to Strike (Blanchfield, Garrett) (Entered: 06/24/2004)

06/25/2004 118 MEMORANDUM in Opposition re 111 MOTION to Strike Braun Affidavit filed by Michael Brody Pettit. (Attachments: # 1 Affidavit of Service by Mail)(Bishop, Patrice) (Entered: 06/25/2004)

07/15/2004 119 MOTION for Admission Pro Hac Vice- Joseph D. Cohen for Seth Morgulas. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) Modified text on 2/1/2005 (gjs). (Entered: 07/15/2004)

07/15/2004

TEXT ONLY ENTRY - ORDER granting 119 Motion for Admission Pro Hac Vice of attorney Joseph D Cohen for Michael Brody Pettit. Fee paid; receipt number 145111. Signed by Clerk Richard D Sletten on 7/15/04. (MMC) (Entered: 07/16/2004)

07/20/2004 120 Minute Entry for proceedings held before Magistrate Judge Franklin L Noel : Motion

Hearing held on 7/20/2004 re 111 MOTION to Strike Braun Affidavit filed by Ronald N Zebeck, Metris Companies, Inc, David Wesselink, 77 MOTION to Certify Class filed by Seth Morgulas. Motions taken under advisement. (JMM) (Entered: 07/20/2004)

07/20/2004 Motions Taken Under Advisement: 111 MOTION to Strike Braun Affidavit , 77 MOTION to Certify Class (JMM) (Entered: 07/20/2004)

10/28/2004 121 MOTION for Extension of Time to Complete Discovery by Seth Morgulas, Michael Brody Pettit. (Bishop, Patrice) (Entered: 10/28/2004)

10/28/2004 122 NOTICE of Hearing on Motion 121 MOTION for Extension of Time to Complete Discovery: Motion Hearing set for 11/22/2004 09:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Bishop, Patrice) (Entered: 10/28/2004)

10/28/2004 123 MEMORANDUM in Support re 121 MOTION for Extension of Time to Complete Discovery filed by Seth Morgulas, Michael Brody Pettit. (Bishop, Patrice) (Entered: 10/28/2004)

10/28/2004 124 AFFIDAVIT of Patrice L. Bishop in SUPPORT OF 121 MOTION for Extension of Time to Complete Discovery filed by Seth Morgulas, Michael Brody Pettit. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3)(Bishop, Patrice) (Entered: 10/28/2004)

10/29/2004 125 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit re 123 Memorandum in Support of Motion, 124 Affidavit in Support of Motion, 121 MOTION for Extension of Time to Complete Discovery, 122 Notice of Hearing on Motion and [Proposed] Order Granting an Extension of the Discovery Schedule (Bishop, Patrice) (Entered: 10/29/2004)

11/15/2004 126 MEMORANDUM in Opposition re 121 MOTION for Extension of Time to Complete Discovery Schedule filed by all defendants. (Attachments: # 1 Certificate of Service)(Leventhal, Seth) (Entered: 11/15/2004)

11/15/2004 127 DECLARATION re 121 MOTION for Extension of Time to Complete Discovery by Metris Companies, Inc, Ronald N Zebeck, David Wesselink of Seth Leventhal . (Leventhal, Seth) (Entered: 11/15/2004)

11/22/2004 128 Minute Entry for proceedings held before Magistrate Judge Franklin L Noel : Motion Hearing held on 11/22/2004 re 121 GRANTING MOTION for Extension of Time to Complete Discovery filed by Seth Morgulas, Michael Brody Pettit, Amended Pretrial Schedule to be issued. (Tape #01-636) (GJS) Modified text on 11/30/2004 (MKC). (Entered: 11/22/2004)

11/29/2004 129 ORDER denying 111 Motion to Strike . Signed by Magistrate Judge Franklin L Noel on 11/24/04. (GJS) (Entered: 11/29/2004)

11/30/2004 130 REPORT AND RECOMMENDATION re 77 that MOTION to Certify Class filed by Seth Morgulas, be granted. Objections to R&R due by 12/10/2004. Signed by Magistrate Judge Franklin L Noel on 11/30/04. (GJS) (Entered: 11/30/2004)

12/02/2004 131 ORDER re 121 MOTION for Extension of Time to Complete Discovery is granted. Signed by Magistrate Judge Franklin L Noel on 12/1/04. (LJD) (Entered: 12/02/2004)

12/02/2004 132 Second Amended PRETRIAL SCHEDULE. Amended Pleadings due by 1/14/2005. Discovery due by 3/1/2005. Motions (non-disp) due 8/1/2005. Motions (disp) due by 10/1/2005. Ready for trial due by 2/1/2006. Signed by Magistrate Judge Franklin L Noel on 12/1/04. (LJD) (Entered: 12/02/2004)

12/10/2004 133 DEFENDANTS' OBJECTION to AND APPEAL from 130 Report and Recommendations. (Attachments: # 1 Certificate of Service)(Leventhal, Seth) Modified title on 12/10/2004 (gjs). (Entered: 12/10/2004)

12/20/2004 134 Plaintiff's RESPONSE reto Defendants' Objection to 130 Report and Recommendations filed by Michael Brody Pettit. (Attachments: # 1 Affidavit of Service)(Bishop, Patrice) Modified text on 12/21/2004 (LJD). (Entered: 12/20/2004)

12/29/2004 135 APPLICATION to File Conventionally by Seth Morgulas. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 12/29/2004)

01/03/2005 136 ORDER granting 135 Application to File Information Conventionally . Signed by Magistrate Judge Franklin L Noel on 1/3/04. (GJS) (Entered: 01/04/2005)

01/04/2005 137 MOTION to Compel by Michael Brody Pettit. (Bishop, Patrice) (Entered: 01/04/2005)

01/04/2005 138 NOTICE of Hearing on Motion 137 MOTION to Compel: Motion Hearing set for 1/18/2005 09:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Bishop, Patrice) (Entered: 01/04/2005)

01/04/2005 139 CERTIFICATE of Counsel re 137 MOTION to Compel [Local Rule 37.1] by Patrice L Bishop on behalf of Michael Brody Pettit. (Bishop, Patrice) (Entered: 01/04/2005)

01/04/2005 140 MEMORANDUM in Support re 137 MOTION to Compel (Filed Under Seal) filed by I Michael Brody Pettit. (Baillon, Frances) (Entered: 01/04/2005)

01/04/2005 141 AFFIDAVIT of Frances E. Baillon in SUPPORT OF 137 MOTION to Compel (Filed Under Seal) filed by Michael Brody Pettit. (Baillon, Frances) (Entered: 01/04/2005)

01/04/2005 142 EXHIBIT A to Affidavit of Frances E. Baillon in Support of Motion to Compel (Filed Under Seal) filed by Michael Brody Pettit. (Baillon, Frances) Modified text on 1/7/2005 (akl). (Entered: 01/04/2005)

01/04/2005 143 EXHIBIT B-D to Affidavit of Frances E. Baillon in Support of Motion to Compel (filed under seal) filed by Michael Brody Pettit. (Baillon, Frances) Modified text on 1/7/2005 (akl). (Entered: 01/04/2005)

01/04/2005 144 EXHIBIT E to Affidavit of Frances E. Baillon in Support of Motion to Compel (filed under seal) filed by Michael Brody Pettit. (Baillon, Frances) Modified text on 1/7/2005 (akl). (Entered: 01/04/2005)

01/04/2005 145 EXHIBIT F-J to Affidavit of Frances E. Baillon in Support of Motion to Compel (filed under seal) filed by Michael Brody Pettit. (Baillon, Frances) Modified text on 1/7/2005 (akl). (Entered: 01/04/2005)

01/04/2005 146 CERTIFICATE OF SERVICE by Seth Morgulas re 145 Exhibit, 140 Memorandum in Support of Motion, 141 Affidavit in Support of Motion, 142 Exhibit, 143 Exhibit, 144 Exhibit (Baillon, Frances) (Entered: 01/04/2005)

01/04/2005 147 AFFIDAVIT of Patrice L. Bishop in SUPPORT OF 137 MOTION to Compel filed by

Michael Brody Pettit. (Attachments: # 1 Exhibit List# 2 Exhibit 1# 3 Exhibit 2# 4 Exhibit 3# 5 Exhibit 4# 6 Exhibit 5# 7 Exhibit 6# 8 Exhibit 7# 9 Exhibit 8# 10 Exhibit 9# 11 Exhibit 10 - Part 1# 12 Exhibit 10 - Part 2# 13 Exhibit 11# 14 Exhibit 12# 15 Exhibit 13 - Part 1# 16 Exhibit 13 - Part 2# 17 Exhibit 14# 18 Exhibit 15# 19 Exhibit 16# 20 Exhibit 17# 21 Exhibit 18# 22 Exhibit 19# 23 Exhibit 20)(Bishop, Patrice) (Entered: 01/04/2005)

01/04/2005 148 Certificate of Service re 137 Motion to Compel, 138 Notice of Hearing on Motion, 139 Local Rule 37.1 Certificate, 147 Affidavit in Support of 137 Motion by Michael Brody Pettit. (Attachments: # 1 Text of Proposed Order)(Bishop, Patrice) Modified links and text on 1/7/2005 (akl). (Entered: 01/04/2005)

01/06/2005 149 ORDER adopting 130 Report and Recommendation. Signed by Judge James M. Rosenbaum on January 6, 2005. (EAO) (Entered: 01/06/2005)

01/11/2005 150 RESPONSE in Opposition re 137 MOTION to Compel filed by Ronald N Zebeck. (Pearson, David) (Entered: 01/11/2005)

01/11/2005 151 CERTIFICATE OF SERVICE by Ronald N Zebeck re 150 Response in Opposition to Motion (Pearson, David) (Entered: 01/11/2005)

01/11/2005 152 MEMORANDUM in Opposition re 137 MOTION to Compel filed by Metris Companies, Inc, David Wesselink. (Leventhal, Seth) Modified text on 1/14/2005 (akl). (Entered: 01/11/2005)

01/11/2005 153 AFFIDAVIT of Seth Leventhal in OPPOSITION TO 137 MOTION to Compel filed by Metris Companies, Inc, David Wesselink. (Attachments: # 1 Exhibit Exhibit 1# 2 Exhibit Exhibit 2# 3 Exhibit Exhibit 3# 4 Exhibit Exhibit 4# 5 Exhibit Exhibit 5)(Leventhal, Seth) (Entered: 01/11/2005)

01/11/2005 154 CERTIFICATE OF SERVICE by Metris Companies, Inc, David Wesselink re 152 Memorandum in Opposition to Motion, 153 Affidavit in Opposition to Motion, (Leventhal, Seth) (Entered: 01/11/2005)

01/14/2005 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws by Michael Brody Pettit. (Bishop, Patrice) (Entered: 01/14/2005)

01/14/2005 156 NOTICE of Hearing on Motion 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws : Motion Hearing set for 1/31/2005 09:30 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Bishop, Patrice) (Entered: 01/14/2005)

01/14/2005 157 AFFIDAVIT of Patrice L. Bishop in SUPPORT OF 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws filed by Michael Brody Pettit. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4 (Part 1 of 2)# 5 Exhibit 4 (Part 2 of 2)# 6 Exhibit 5)(Bishop, Patrice) (Entered: 01/14/2005)

01/14/2005 158 EXHIBIT re 157 Affidavit in Support of Motion, EXHIBIT LIST Pursuant to ECF Procedure VIII. C. by Michael Brody Pettit. (Bishop, Patrice) (Entered: 01/14/2005)

01/14/2005 159 AFFIDAVIT of Frances E. Baillon in SUPPORT OF 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal

Securities Laws filed by Michael Brody Pettit. (Attachments: # 1 Exhibit 1 (Filed Under Seal))(Baillon, Frances)(RECEIVED SEALED DOCUMENT ON 1/14/05) Modified on 1/19/2005 (GJS). (Entered: 01/14/2005)

01/14/2005 160 CERTIFICATE OF SERVICE by Michael Brody Pettit re 159 Affidavit in Support of Motion, for Leave to File a [Proposed] Second Amended Class Action Complaint (Baillon, Frances) (Entered: 01/14/2005)

01/14/2005 161 MEMORANDUM in Support re 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws filed by Michael Brody Pettit. (Bishop, Patrice) (Entered: 01/14/2005)

01/14/2005 162 CERTIFICATE OF SERVICE by Michael Brody Pettit re 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws, 161 Memorandum in Support of Motion, 156 Notice of Hearing on Motion,, 157 Affidavit in Support of Motion, [Proposed] Order Granting Plaintiffs Leave to File Second Amended Class Action Complaint for Violations of the Federal Securities Laws (Bishop, Patrice) (Entered: 01/14/2005)

01/18/2005 163 Minute Entry for proceedings held before Magistrate Judge Franklin L Noel : Motion Hearing held on 1/18/2005 re 137 MOTION to Compel filed by Michael Brody Pettit. Motion taken under advisement. Order to be issued. (Tape #01-1623) (GJS) (Entered: 01/18/2005)

01/24/2005 164 MEMORANDUM in Opposition re 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws filed by Metris Companies, Inc, Ronald N Zebeck, David Wesselink. (Leventhal, Seth) (Entered: 01/24/2005)

01/24/2005 165 CERTIFICATE OF SERVICE by Metris Companies, Inc, Ronald N Zebeck, David Wesselink re 164 Memorandum in Opposition to Motion for Leave to File a Proposed Second Amended Class Action Complaint (Leventhal, Seth) (Entered: 01/24/2005)

01/24/2005 166 Letter from USCA8 assigning Miscellaneous Case No. 05-8001 for the Petition for permission to appeal and requesting that two certified copies of the docket sheet be forwarded to that Court. (GJS) (Entered: 01/25/2005)

01/25/2005 167 TRANSMITTAL LETTER to USCA8, St. Louis, sending 2 certified copies of docket sheet. (GJS) (Entered: 01/25/2005)

01/31/2005 168 Minute Entry for proceedings held before Magistrate Judge Franklin L Noel : granting 155 Motion for Leave to File a second amended complaint, Motion Hearing held on 1/31/2005. Order to be issued.(Tape #01-932) (GJS) (Entered: 01/31/2005)

01/31/2005 169 AMENDED COMPLAINT (filed under seal) against all defendants, filed by Michael Brody Pettit. (Attachments: # 1 Certificate of Service)(Baillon, Frances)(RECEIVED SEALED DOCUMENT ON 1/31/05) Modified on 2/1/2005 (GJS). (Entered: 01/31/2005)

02/01/2005 170 LETTER TO MAGISTRATE JUDGE by Michael Brody Pettit Hon. Franklin L. Noel . (Cohen, Joseph) (Entered: 02/01/2005)

02/07/2005 171 ORDER - GRANTING 155 MOTION for Leave to File a [Proposed] Second Amended Class Action Complaint for Violations of the Federal Securities Laws .

Signed by Magistrate Judge Franklin L Noel on 2/4/05. (GJS) (Entered: 02/07/2005)

02/09/2005 172 JUDGMENT from the USCA, Re: Petition for Permission to Take Interlocutory Appeal. It has been considered by the court and is denied. (DFL) (Entered: 02/09/2005)

02/14/2005

02/14/2005

02/14/2005

173 ANSWER to Amended Complaint by Metris Companies, Inc, David Wesselink. (Attachments: # 1 Certificate of Service)(Jancik, Thomas) (Entered: 02/14/2005)

174 Defendant Ronald Zebeck's ANSWER to Amended Complaint Plaintiffs' Second Amended Class Action Complaint by Ronald N Zebeck.(Pearson, David) (Entered: 02/14/2005)

175 CERTIFICATE OF SERVICE by Ronald N Zebeck re 174 Answer to Amended Complaint (Pearson, David) (Entered: 02/14/2005)

02/18/2005 176 ORDER re 137 Plaintiff's Motion to Compel is granted in part and denied in part. Signed by Magistrate Judge Franklin L Noel on 2/18/05. (MKC) (Entered:

I 02/18/2005)

03/28/2005 177 STIPULATION Extending the Second Amended Pretrial Schedule as to Expert Discovery by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr.,Metris Companies, Inc. David Wesselink and Ronald Zebeck (Attachments: # 1 Certificate of Service)(Baillon, Frances) Modified filers on 3/29/2005 (gjs). (Entered: 03/28/2005)

04/05/2005 178 ORDER - GRANTING 177 Stipulation extending the second amended Pretrial Schedule as to expert discovery . Signed by Magistrate Judge Franklin L Noel on 4/5/05. (GJS) (Entered: 04/06/2005)

05/25/2005 179 MOTION for Admission Pro Hac Vice for Joseph H. Weiss by Seth Morgulas, Michael Brody Pettit. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 05/25/2005)

05/25/2005 TEXT ONLY ENTRY- ORDER granting 179 Motion for Pro Hac Vice Attorney Joseph H Weiss for Michael Brody Pettit. Fee paid; receipt number 146877. Approved by Clerk Richard D Sletten on 5/25/05. (LPHa) (Entered: 05/25/2005)

06/02/2005 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Blanchfield, Garrett) (Entered: 06/02/2005)

06/02/2005 181 NOTICE of Hearing on Motion 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP : Motion Hearing set for 6/20/2005 10:30 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Blanchfield, Garrett) (Entered: 06/02/2005)

06/02/2005 182 MEMORANDUM in Support re 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP filed by all plaintiffs. (Blanchfield, Garrett) (Entered: 06/02/2005)

06/02/2005

183 AFFIDAVIT of Garrett D. Blanchfield in SUPPORT OF 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP filed by all plaintiffs. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibits C, D, E, F# 4 Exhibits G, H, I# 5 Exhibits J and K (Filed Under Seal))(Blanchfield, Garrett) (RECEIVED

SEALED DOCUMENTS ON 6/2/05) Modified on 6/6/2005 (GJS). (Entered: 06/02/2005)

06/02/2005 184 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by all plaintiffs re 182 Memorandum in Support of Motion filed by all plaintiffs. (Blanchfield, Garrett) (Entered: 06/02/2005)

06/02/2005 185 CERTIFICATE of Counsel Local Rule 37.1 Certificate by Garrett D Blanchfield, Jr on behalf of Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Blanchfield, Garrett) (Entered: 06/02/2005)

06/02/2005 186 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 183 Affidavit in Support of Motion,, 184 LR7.1 Word Count Compliance Certificate, 185 Certificate of Counsel, 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP, 181 Notice of Hearing on Motion,, 182 Memorandum in Support of Motion (Blanchfield, Garrett) (Entered: 06/02/2005)

06/03/2005 188 THIRD AMENDED PRETRIAL SCHEDULING ORDER: Discovery due by 9/1/2005. Motions (non-disp) due 9/1/2005. Motions (disp) due by 11/1/2005. Ready for trial due by 2/1/2006. Signed by Magistrate Judge Franklin L Noel on 6/3/05. (GJS) (Entered: 06/06/2005)

06/06/2005 187

AMENDED NOTICE of Hearing on Motion 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP : Motion Hearing set for 6/27/2005 11:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 06/06/2005)

06/20/2005 189 MEMORANDUM in Opposition re 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP filed by KPMG LLP. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Certificate of Service)(Brenna, Nathan) *All docs. converted to one PDF, they re-filed the Affidavit and Exhibits, see doc. #190. Modified on 6/20/2005 (JME). (Entered: 06/20/2005)

06/20/2005 190 AFFIDAVIT of Jeffrey C. Sharer in OPPOSITION TO 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP filed by KPMG LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C-G# 4 Exhibit H-K)(Brenna, Nathan) (Entered: 06/20/2005)

06/20/2005 191 RESPONSE in Opposition re 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP filed by all defendants. (Attachments: # 1 LR7.1 Word Count Compliance Certificate # 2 Certificate of Service)(Hall, Angela) (Entered: 06/20/2005)

06/21/2005 192 MOTION for Admission Pro Hac Vice for Linton J. Childs by KPMG LLP. (Brenna, Nathan) (Entered: 06/21/2005)

06/21/2005 193 MOTION for Admission Pro Hac Vice for Jeffrey C. Sharer by KPMG LLP. (Brenna, Nathan) (Entered: 06/21/2005)

06/21/2005 194 CERTIFICATE OF SERVICE by KPMG LLP for Motions for Admission Pro Hac Vice for Linton J. Childs and Jeffrey C. Sharer (Brenna, Nathan) (Entered: 06/21/2005)

06/22/2005 TEXT ONLY ENTRY - ORDER granting 192 and 193 Motions for Admission Pro Hac Vice of Attorneys Linton J. Childs and Jeffrey C. Sharer for KPMG LLP. Fees paid; receipt number 147050.Approved by Clerk Richard D. Sletten on 6/22/05. (MMC) (Entered: 06/23/2005)

06/27/2005 195 Minute Entry for proceedings held before Magistrate Judge Franklin L Noel : Motion Hearing held on 6/27/2005 re 180 MOTION to Compel Further Production of Documents From Third-Party KPMG LLP filed by Seth Morgulas, Raymond J Martinez, and Jr, Michael Brody Pettit. Order to be issued. (Tape #1: 1931-end, 2:0- 163) (jam) (Entered: 06/27/2005)

07/07/2005 196 LETTER RE: Metris Companies Inc. Securities Litigation from Patrice L Bishop. (jam) (Entered: 07/07/2005)

07/08/2005 197 ORDER re 180 Motion to Compel.In light of the Parties' representation that a compromise has been reached, and Plaintiff's withdrawal of its Motion to Compel, no further review or decision is required by this Court on this matter. Signed by Magistrate Judge Franklin L Noel on 7/8/05. (MKC) (Entered: 07/08/2005)

07/14/2005 198 FOURTH AMENDED PRETRIAL SCHEDULE ORDER: Motions (non-disp) due 8/1/2005. Motions (disp) due by 11/1/2005. Ready for trial due by 2/1/2006. Signed by Magistrate Judge Franklin L Noel on 7/13/05. (jam) (Entered: 07/14/2005)

07/22/2005 199 STIPULATION to Extend Time to File Motions to Compel Authentication of Documents by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 07/22/2005)

07/22/2005 200 STIPULATION Regarding Notice of Pendency by Michael Brody Pettit. (Attachments: # 1 Exhibit 1)(Bishop, Patrice) (Entered: 07/22/2005)

07/22/2005 201 CERTIFICATE OF SERVICE by Michael Brody Pettit re 200 Stipulation (Bishop, Patrice) (Entered: 07/22/2005)

07/26/2005 202 ORDER re 199 Stipulation to extend time to file motions to compel authentication of documents filed by Seth Morgulas, Raymond J Martinez Jr,and Michael Brody Pettit. Documents shall be served by 12/30/05. Signed by Magistrate Judge Franklin L Noel on 7/25/05. (jam) (Entered: 07/26/2005)

08/01/2005 203 MOTION to Amend/Correct 169 Amended Complaint by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 204 NOTICE of Hearing on Motion 203 MOTION to Amend/Correct 169 Amended Complaint: Motion Hearing set for 8/22/2005 09:30 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 205 MOTION to Compel Further Production of Documents by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Blanchfield, Garrett) (Entered: 08/01/2005)

08/01/2005 206 AFFIDAVIT of Patrice L. Bishop in SUPPORT OF 203 MOTION to Amend/Correct 169 Amended Complaint filed by all plaintiffs. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 207 I AFFIDAVIT of Garrett D. Blanchfield, Jr. in SUPPORT OF 205 MOTION to Compel Further Production of Documents filed by all plaintiffs. (Attachments: # 1 Exhibit 1-3

- filed under seal)(Blanchfield, Garrett) Modified on 8/1/2005 SEALED DOCUMENTS RCVD IN STP CLERK'S OFC (jvn). (Entered: 08/01/2005)

08/01/2005 208 AFFIDAVIT of Garrett D. Blanchfield, Jr. in SUPPORT OF 203 MOTION to Amend/Correct 169 Amended Complaint filed by all plaintiffs. (Attachments: # 1 Exhibit 1 - filed under seal)(Blanchfield, Garrett) Modified on 8/1/2005 SEALED DOCUMENTS RCVD IN STP CLERK'S OFC (jvn). (Entered: 08/01/2005)

08/01/2005 209 MEMORANDUM in Support re 203 MOTION to Amend/Correct 169 Amended Complaint filed by all plaintiffs. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 210 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by all plaintiffs re 209 Memorandum in Support of Motion filed by all plaintiffs. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 211 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 206 Affidavit in Support of Motion, 209 Memorandum in Support of Motion, 203 MOTION to Amend/Correct 169 Amended Complaint, 204 Notice of Hearing on Motion, 210 LR7.1 Word Count Compliance Certificate (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 212 NOTICE of Hearing on Motion 205 MOTION to Compel Further Production of Documents : Motion Hearing set for 8/22/2005 09:30 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 213 AFFIDAVIT of Patrice L. Bishop in SUPPORT OF 205 MOTION to Compel Further Production of Documents filed by all plaintiffs. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9)(Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 214 CERTIFICATE OF COMPLIANCE WITH LR 37.1 re: 205 MOTION to Compel Further Production of Documents filed by Seth Morgulas,, Raymond J Martinez, Jr, Michael Brody Pettit, by all plaintiffs filed by all plaintiffs. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 215 MEMORANDUM in Support re 205 MOTION to Compel Further Production of Documents filed by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 216 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 215 Memorandum in Support of Motion, 207 Affidavit in Support of Motion,, 213 Affidavit in Support of Motion, filed by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Bishop, Patrice) (Entered: 08/01/2005)

08/01/2005 217 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 215 Memorandum in Support of Motion, 216 LR7.1 Word Count Compliance Certificate,, 212 Notice of Hearing on Motion, 213 Affidavit in Support of Motion,, 214 Certificate of Compliance with LR 37.1, 205 MOTION to Compel Further Production of Documents (Bishop, Patrice) (Entered: 08/01/2005)

08/02/2005 218 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 215 Memorandum in Support of Motion, 216 LR7.1 Word Count Compliance Certificate,, 207 Affidavit in Support of Motion,, 212 Notice of Hearing

on Motion, 213 Affidavit in Support of Motion,, 214 Certificate of Compliance with LR 37.1, 205 MOTION to Compel Further Production of Documents (Bishop, Patrice) (Entered: 08/02/2005)

08/12/2005 219 DOCUMENT FILED IN ERROR - FORM IS INCOMPLETE. MOTION for Admission Pro Hac Vice for Michiyo Michelle Furukawa by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Blanchfield, Garrett) Modified on 8/12/2005 (MMC). (Entered: 08/12/2005)

08/12/2005 220 MOTION for Admission Pro Hac Vice for Ernest C Barrett, III by Office of the Comptroller of the Currency. (MMC) (Entered: 08/12/2005)

08/12/2005 TEXT ONLY ENTRY - ORDER granting 220 Motion for Admission Pro Hac Vice of Attorney Ernest C Barrett, III for Office of the Comptroller of the Currency. Fee waived; U.S. Government attorney.Approved by Clerk Richard D Sletten on 8/12/05. (MMC) (Entered: 08/12/2005)

08/15/2005 221 MEMORANDUM in Opposition re 205 MOTION to Compel Further Production of Documents filed by Metris Companies, Inc. (Jancik, Thomas) (Entered: 08/15/2005)

08/15/2005 222 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Metris Companies, Inc re 221 Memorandum in Opposition to Motion filed by Metris Companies, Inc. (Jancik, Thomas) (Entered: 08/15/2005)

08/15/2005 223 DECLARATION of Seth Leventhal in Opposition to 205 MOTION to Compel Further Production of Documents filed by Metris Companies, Inc. (Attachments: # 1 Exhibit 1# 2 Exhibit 2)(Jancik, Thomas) (Entered: 08/15/2005)

08/15/2005 224 CERTIFICATE OF SERVICE by Metris Companies, Inc re 223 Declaration in Opposition, 221 Memorandum in Opposition to Motion, 222 LR7.1 Word Count Compliance Certificate (Jancik, Thomas) (Entered: 08/15/2005)

08/15/2005 225 MEMORANDUM in Opposition re 205 MOTION to Compel Further Production of Documents filed by Office of the Comptroller of the Currency. (Attachments: # 1)(Barrett, Ernest) (Entered: 08/15/2005)

08/16/2005 226 MOTION for Admission Pro Hac Vice for Michiyo Michelle Furukawa by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Blanchfield, Garrett) (Entered: 08/16/2005)

08/16/2005 TEXT ONLY ENTRY: ORDER granting 226 Motion for Admission Pro Hac Vice of Attorney Michiyo Michelle Furukawa for Raymond J Martinez, Jr; Seth Morgulas and Michael Brody Pettit. Fee paid; receipt number 147375. Approved by clerk Richard D Sletten on 08/12/05. (LLJ) (Entered: 08/16/2005)

08/22/2005 227 ORDER Regarding Notice of Pendency re 200 Stipulation Regarding Notice of Pendency. Signed by Chief Judge James M Rosenbaum on 8/19/05. (HLL) (Entered: 08/22/2005)

08/22/2005 228 Minute Entry for proceedings held before Magistrate Judge Franklin L Noel : Motion Hearing held on 8/22/2005 re 203 MOTION to Amend/Correct 169 Amended Complaint filed by Seth Morgulas, Raymond J Martinez Jr, Michael Brody Pettit, is granted and 205 MOTION to Compel Further Production of Documents filed by Seth Morgulas, Raymond J Martinez Jr, Michael Brody Pettit is granted in part. Order to be

issued. (Tape #01-1304) (jam) (Entered: 08/23/2005)

08/31/2005 229 ORDER: FIFTH AMENDED PRETRIAL SCHEDULE Motions (non-disp) due 9/15/2005. Motions (disp) due by 9/21/2005. Ready for trial due by 2/1/2006. Signed by Magistrate Judge Franklin L Noel on 8/31/05. (jam) (Entered: 09/01/2005)

09/09/2005 230 1 NOTICE of HEARING on MOTION for Summary Judgment 274 by Ronald N. Zebeck. (Leventhal, Seth) Set for 11/8/05 at 11:00am, before the Honorable James M Rosenbaum. Modified text on 10/24/2005 (jam). (Entered: 09/09/2005)

09/09/2005 231 CERTIFICATE OF SERVICE by Metris Companies, Inc re 230 MOTION for Summary Judgment (Leventhal, Seth) (Entered: 09/09/2005)

09/15/2005 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Baillon, Frances) (Entered: 09/15/2005)

09/15/2005 233 NOTICE of Hearing on Motion 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. : Motion Hearing set for 10/24/2005 11:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Baillon, Frances) (Entered: 09/15/2005)

09/15/2005 234 MEMORANDUM in Support re 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. (filed under seal) filed by all plaintiffs. (Baillon, Frances) DOCUMENTS RECEIVED IN CLERK'S OFFICE 9/15/05 Modified on 9/16/2005 (VEM). (Entered: 09/15/2005)

09/15/2005 235 AFFIDAVIT of Frances E. Baillon in SUPPORT OF 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. filed by all plaintiffs. (Attachments: # 1 Exhibits 1 - 23 Filed Under Seal)(Baillon, Frances) DOCUEMNTS RECEIVED IN CLERK'S OFFICE 9/15/05 Modified on 9/16/2005 (VEM). (Entered: 09/15/2005)

09/15/2005 236 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by all plaintiffs re 234 Memorandum in Support of Motion filed by all plaintiffs. (Baillon, Frances) (Entered: 09/15/2005)

09/15/2005 237 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 235 Affidavit in Support of Motion,, 236 LR7.1 Word Count Compliance Certificate, 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr., 233 Notice of Hearing on Motion,, 234 Memorandum in Support of Motion (Baillon, Frances) (Entered: 09/15/2005)

09/16/2005 238 AMENDED NOTICE of Hearing on Motion 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. : Motion Hearing set for 10/24/2005 11:00 AM in Minneapolis - Courtroom 9W before Magistrate Judge Franklin L Noel. (Attachments: # 1 Certificate of Service)(Baillon, Frances) (Entered: 09/16/2005)

09/21/2005 239 MOTION to Exclude Testimony ofPlaintiffs' Expert Thomas A. Myers by Metris

Companies, Inc, Ronald N Zebeck, David Wesselink. (Moore, Charles) (Entered: 09/21/2005)

09/21/2005 240 MEMORANDUM in Support re 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers filed by all defendants. (Moore, Charles)RECEIVED SEALED MEMORANDUM IN CLERK'S OFFICE 9/21/05. Modified text on 9/26/2005 (jam). (Entered: 09/21/2005)

09/21/2005 241 DOCUMENT FILED IN ERROR - WRONG PLACE CARD HOLDER - WILL RE FILE Declaration of Seth Leventhal in Support of 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers , 240 Memorandum in Support of Motion filed by all defendants. (Moore, Charles) Modified text on 9/26/2005 (jam). (Entered: 09/21/2005)

09/21/2005 242 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by all defendants re 240 Memorandum in Support of Motion filed by all defendants. (Moore, Charles) (Entered: 09/21/2005)

09/21/2005 243 MOTION to Exclude Testimony of Owen Carney by Metris Companies, Inc, Ronald N Zebeck, David Wesselink. (Shaheen, Christopher) (Entered: 09/21/2005)

09/21/2005 244 NOTICE of Hearing on Motion 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers : Motion Hearing set for 11/8/2005 11:00 AM in Minneapolis - Courtroom 15E before Chief Judge James M Rosenbaum. (Moore, Charles) (Entered: 09/21/2005)

09/21/2005 245 NOTICE of Hearing on Motion 243 MOTION to Exclude Testimony of Owen Carney : Motion Hearing set for 11/8/2005 11:00 AM before Chief Judge James M Rosenbaum. (Shaheen, Christopher) (Entered: 09/21/2005)

09/21/2005 246 CERTIFICATE OF SERVICE by Metris Companies, Inc, Ronald N Zebeck, David Wesselink re 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers , 240 Memorandum in Support of Motion, 241 Declaration in Support, 242 LR7.1 Word Count Compliance Certificate, 244 Notice of Hearing on Motion (Moore, Charles) (Entered: 09/21/2005)

09/21/2005 247 MEMORANDUM in Support re 243 MOTION to Exclude Testimony of Owen Carney filed by Metris Companies, Inc, Ronald N Zebeck, David Wesselink. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Shaheen, Christopher) RECEIVED SEALED DOCUMENT IN THE CLERK'S OFFICE 9/21/05. Modified on 9/26/2005 (jam). (Entered: 09/21/2005)

09/21/2005 248 Declaration of Christopher T. Shaheen (filed under seal) in Support of 243 MOTION to Exclude Testimony of Owen Carney filed by Metris Companies, Inc, Ronald N Zebeck, David Wesselink. (Shaheen, Christopher) RECEIVED SEALED DOCUMENT IN THE CLERK'S OFFICE 9/21/05. Modified on 9/26/2005 (jam). (Entered: 09/21/2005)

09/21/2005 249 CERTIFICATE OF SERVICE by Metris Companies, Inc, Ronald N Zebeck, David Wesselink re 245 Notice of Hearing on Motion, 247 Memorandum in Support of Motion, 243 MOTION to Exclude Testimony of Owen Carney , 248 Declaration in Support (Shaheen, Christopher) (Entered: 09/21/2005)

09/21/2005 250 NOTICE of Hearing on Motion 274 MOTION for Summary Judgment: Motion

Hearing set for 11/8/2005 11:00 AM in Minneapolis - Courtroom 15E before Chief Judge James M Rosenbaum. (Pearson, David) Modified text on 10/24/2005 (jam). (Entered: 09/21/2005)

09/21/2005 251 MEMORANDUM in Support re 274 MOTION for Summary Judgment OF RONALD ZEBECK filed by Ronald N Zebeck. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Pearson, David) RECEIVED SEALED DOCUMENT IN THE CLERK'S OFFICE 9/21/05. Modified text on 9/22/2005 (jam). Modified text on 10/24/2005 (jam). (Entered: 09/21/2005)

09/21/2005 252 Declaration of RONALD N. ZEBECK in Support of 274 MOTION for Summary Judgment filed by Ronald N Zebeck. (Pearson, David) RECEIVED SEALED DOCUMENT IN CLERK'S OFFICE 9/21/05. Modified on 9/22/2005 (jam). Modified text on 10/24/2005 (jam). (Entered: 09/21/2005)

09/21/2005 253 Declaration of JULIE M. ENGBLOOM in Support of 274 MOTION for Summary Judgment filed by Ronald N Zebeck. (Pearson, David) RECEIVED SEALED DOCUMENT IN CLERK'S OFFICE 9/21/05. Modified on 9/22/2005 (jam). Modified text on 10/24/2005 (jam). (Entered: 09/21/2005)

09/21/2005 254 **DOCUMENT FILED IN ERROR-WRONG ATTACHMENT** MOTION to Exclude Testimony of S Hakala by Metris Companies, Inc, Ronald N Zebeck. (Wicker, Colin) Additional attachment(s) added on 9/22/2005 (akl). (Entered: 09/21/2005)

09/21/2005 255 NOTICE of Hearing on Motion 267 MOTION to Exclude Testimony of S Hakala : Motion Hearing set for 11/8/2005 11:00 AM in Minneapolis - Courtroom 15E before Chief Judge James M Rosenbaum. (Wicker, Colin) Modified link and text on 9/22/2005 (akl). (Entered: 09/21/2005)

09/21/2005 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink by Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) (Entered: 09/21/2005)

09/21/2005 257 MEMORANDUM in Support re 267 MOTION to Exclude Testimony of S Hakala Filed Under Seal - Place holder filed by Metris Companies, Inc, Ronald N Zebeck. (Attachments: # 1 LR7.1 Word Count Compliance Certificate Word Count)(Wicker, Colin) Modified link and text on 9/22/2005 (akl). (Entered: 09/21/2005)

09/21/2005 258 Declaration of Colin Wicker FILED UNDER SEAL in Support of 267 MOTION to Exclude Testimony of S Hakala filed by Metris Companies, Inc, Ronald N Zebeck. (Wicker, Colin) Modified link and text on 9/22/2005 (akl). (Entered: 09/21/2005)

09/21/2005 259 CERTIFICATE OF SERVICE by Metris Companies, Inc, Ronald N Zebeck re 267 MOTION to Exclude Testimony of S Hakala , 255 Notice of Hearing on Motion, 257 Memorandum in Support of Motion,, 258 Declaration in Support (Wicker, Colin) Modified link and text on 9/22/2005 (akl). (Entered: 09/21/2005)

09/21/2005 260 NOTICE of Hearing on Motion 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink : Motion Hearing set for 11/8/2005 11:00 AM in Minneapolis - Courtroom 15E before Chief Judge James M Rosenbaum. (Pfeifer, Katie) (Entered: 09/21/2005)

09/21/2005 261 AFFIDAVIT of Richard G. Evans in SUPPORT OF 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink filed by

Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) (Entered: 09/21/2005)

09/21/2005 262 MEMORANDUM in Support re 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink filed by Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) RECEIVED SEALED DOCUMENTS IN CLERK'S OFFICE 9/21/05. Modified text on 9/22/2005 (jam). (Entered: 09/21/2005)

09/21/2005 263 Declaration of Peter W. Carter in Support of 262 Memorandum in Support of Motion filed by Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) SEALED DOCUMENT RECEIVED WITH EXHIBIT IN CLERK'S OFFICE 9/21/05. Modified text on 9/22/2005 (jam). (Entered: 09/21/2005)

09/21/2005 264 Declaration of David D. Wesselink in Support of 262 Memorandum in Support of Motion filed by Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) SEALED DOCUMENT WITH EXHIBITS RECEIVED IN CLERK'S OFFICE 9/21/05. Modified text on 9/22/2005 (jam). (Entered: 09/21/2005)

09/21/2005 265 Declaration of Robert M. Young in Support of 262 Memorandum in Support of Motion filed by Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) DOCUMENT RECEIVED WITH EXHIBITS IN THE CLERK'S OFFICE 9/21/05. Modified on 9/22/2005 (jam). (Entered: 09/21/2005)

09/21/2005 266 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Metris Companies, Inc, David Wesselink re 262 Memorandum in Support of Motion. (Pfeifer, Katie) (Entered: 09/21/2005)

09/21/2005 267 MOTION to Exclude Testimony of S Hakala by Metris Companies, Inc, Ronald N Zebeck. (Wicker, Colin) (Entered: 09/21/2005)

09/21/2005 268 CERTIFICATE OF SERVICE by Metris Companies, Inc, David Wesselink re 265 Declaration in Support, 266 LR7.1 Word Count Compliance Certificate, 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink , 260 Notice of Hearing on Motion,, 261 Affidavit in Support of Motion, 262 Memorandum in Support of Motion, 263 Declaration in Support, 264 Declaration in Support (Pfeifer, Katie) (Entered: 09/21/2005)

09/22/2005 269 CERTIFICATE OF SERVICE by Ronald N Zebeck re 230 MOTION for Summary Judgment OF RONALD N. ZEBECK (Attachments: # 1 Affidavit of Service)(Pearson, David) (Entered: 09/22/2005)

09/26/2005 270 Declaration of Seth Leventhal in Support of 239 Motion to Exclude. (Moore, Charles) RECEIVED SEALED DOCUEMTNS IN THE CLERK'S OFFICE 9/21/05. Modified on 9/27/2005 (jam). Modified text on 10/24/2005 (jam). (Entered: 09/26/2005)

09/27/2005 271 TRANSCRIPT of Proceedings held on 8/22/05 before Magistrate Judge Franklin L Noel. Court Reporter: Leslie R Pingsley. (12pgs) FILED CONVENTIONALLY (jam) (Entered: 09/27/2005)

09/27/2005 272 Sixth Amended Pretrial Schedule ORDER: Motions (disp) due by 9/21/2005. Ready for trial due by 2/1/2006. Signed by Magistrate Judge Franklin L Noel on 9/27/05. (jam) (Entered: 09/27/2005)

10/11/2005 273 ORDER granting 203 Motion to Amend/Correct, granting in part and denying in part 205 Motion to Compel . Signed by Magistrate Judge Franklin L Noel on 10/7/05. (akl)

(Entered: 10/11/2005)

10/12/2005 274 MOTION for Summary Judgment by Ronald N Zebeck. (Attachments: # 1 Certificate of Service)(Pfeiffer, Laura) (Entered: 10/12/2005)

10/12/2005 ***TEXT ONLY ENTRY*** Minute Entry for proceedings held before Chief Judge James M Rosenbaum : Telephone Conference re status of motions held on 10/12/2005. (Court Reporter Linda Oman, Johnson & Dziuk) (HLL) (Entered: 10/12/2005)

10/12/2005 ***TEXT ONLY ENTRY*** AMENDED NOTICE of Hearing on Motions: 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink ; 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers ; 274 MOTION for Summary Judgment of Defendant Ronald Zebeck; 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr.; 243 MOTION to Exclude Testimony of Owen Carney and 267 MOTION to Exclude Testimony of S Hakala : Motion Hearing set for 11/8/2005 10:15 AM in Minneapolis - Courtroom 15E before Chief Judge James M Rosenbaum. (HLL) (Entered: 10/12/2005)

10/13/2005 275 AMENDED COMPLAINT [Corrected] Second Amended Class Action Complaint (filed Under Seal) against all defendants, filed by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Attachments: # 1 Certificate of Service)(Baillon, Frances) SEALED DOCUMENTS RECEIVED BY CLERK'S OFFICE ON 10/13/05 (lph). (Entered: 10/13/2005)

10/21/2005 276 MEMORANDUM in Opposition re 274 MOTION for Summary Judgment, 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink filed by all plaintiffs. (Bishop, Patrice) (Entered: 10/21/2005)

10/21/2005 277 Declaration of Patrice L. Bishop in Support of 276 Memorandum in Opposition to Motion filed by all plaintiffs. (Attachments: # 1 Exhibit 1-91)(Bishop, Patrice) (Entered: 10/21/2005)

10/21/2005 278 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Seth Morgulas, Michael Brody Pettit re 276 Memorandum in Opposition to Motion. (Bishop, Patrice) (Entered: 10/21/2005)

10/21/2005 279 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 276 Memorandum in Opposition to Motion for Summary Judgment (Blanchfield, Garrett) (Entered: 10/21/2005)

10/21/2005 280 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit re 277 Declaration in Support of Memorandum in Opposition to Defendants' Motions for Summary Judgment (Bishop, Patrice) (Entered: 10/21/2005)

10/21/2005 281 APPEAL OF MAGISTRATE JUDGE DECISION to District Court re 273 Order on Motion to Amend/Correct, Order on Motion to Compel (Bishop, Patrice) (Entered: 10/21/2005)

10/21/2005 282 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit re 276 Memorandum in Opposition to Motion (Bishop, Patrice) (Entered: 10/21/2005)

10/25/2005 283 Declaration of David D. Wesselink in Support of Notice of Hearing on Motion,, filed by all defendants. (Leventhal, Seth) RECEIVED SEALED DECLARATRION AND

SEALED EXHIBITS 1 - 10 10/25/05. Modified text on 10/27/2005 (jam). (Entered: 10/25/2005)

10/28/2005 284 REPLY to Response to Motion re 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink FILED UNDER SEAL filed by Metris Companies, Inc, David Wesselink. (Pfeifer, Katie) RECEIVED SEALED DOCUMENT IN CLERK'S OFFICE 10/28/05. Modified text on 11/1/2005 (jam). (Entered: 10/28/2005)

10/28/2005 285 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Metris Companies, Inc, David Wesselink re 284 Reply to Response to Motion, 262 Memorandum in Support of Motion,. (Pfeifer, Katie) (Entered: 10/28/2005)

10/28/2005 286 CERTIFICATE OF SERVICE by Metris Companies, Inc, David Wesselink (Pfeifer, Katie) (Entered: 10/28/2005)

10/28/2005 287 REPLY to Response to Motion re 274 MOTION for Summary Judgment filed by Ronald N Zebeck. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Engbloom, Julie) RECEIVED SEALED DOCUMENT IN THE CLERK'S OFFICE 10/28/05. Modified text on 11/1/2005 (jam). (Entered: 10/28/2005)

10/28/2005 288 AFFIDAVIT of Julie M. Engbloom in SUPPORT OF 274 MOTION for Summary Judgment filed by Ronald N Zebeck. (Attachments: # 1 Affidavit of Service Bishop# 2 Affidavit of Service Blanchfield# 3 Affidavit of Service Braun# 4 Affidavit of Service Weiss)(Engbloom, Julie) RECEIVED SEALED DOCUMENT IN CLERK'S OFFICE 10/28/05. Modified text on 11/1/2005 (jam). (Entered: 10/28/2005)

11/01/2005 289 MEMORANDUM in Opposition re 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. filed by all defendants. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Leventhal, Seth) (Entered: 11/01/2005)

11/01/2005 290 CERTIFICATE OF SERVICE by Metris Companies, Inc re 289 Memorandum in Opposition to Motion, (Leventhal, Seth) (Entered: 11/01/2005)

11/01/2005 291 MEMORANDUM in Opposition re 243 MOTION to Exclude Testimony of Owen Carney filed by all plaintiffs. (Bishop, Patrice) DOCUMENT RECEIVED IN CLERK'S OFFICE 11/1/05 Modified on 11/1/2005 (vem). (Entered: 11/01/2005)

11/01/2005 292 AFFIDAVIT of Owen Carney in OPPOSITION TO 243 MOTION to Exclude Testimony of Owen Carney filed by all plaintiffs. (Attachments: # 1 Exhibit 1 and 2)(Bishop, Patrice) DOCUMENT RECEIVED IN CLERK'S OFFICE 11/1/05 Modified on 11/1/2005 (vem). (Entered: 11/01/2005)

11/01/2005 293 MEMORANDUM in Opposition re 267 MOTION to Exclude Testimony of S Hakala filed by all plaintiffs. (Bishop, Patrice) DOCUMENT RECEIVED IN CLERK'S OFFICE 11/1/05 Modified on 11/1/2005 (vem). (Entered: 11/01/2005)

11/01/2005 294 AFFIDAVIT of Scott D. Hakala, Ph.D, CFA in OPPOSITION TO 267 MOTION to Exclude Testimony of S Hakala filed by all plaintiffs. (Attachments: # 1 Exhibit A and B)(Bishop, Patrice) DOCUMENT RECEIVED IN CLERK'S OFFICE 11/1/05 Modified on 11/1/2005 (vem). (Entered: 11/01/2005)

11/01/2005 295 1 MEMORANDUM in Opposition re 239 MOTION to Exclude Testimony of Plaintiffs'

Expert Thomas A. Myers filed by all plaintiffs. (Bishop, Patrice) DOCUMENT RECEIVED IN CLERK'S OFFICE 11/1/05 Modified on 11/1/2005 (vem). (Entered: 11/01/2005)

11/01/2005 296 AFFIDAVIT of Thomas A. Myers in OPPOSITION TO 239 MOTION to Exclude Testimony ofPlaintiffs' Expert Thomas A. Myers filed by all plaintiffs. (Attachments: # 1 Exhibit 1 through 14)(Bishop, Patrice) DOCUMENT RECEIVED IN CLERK'S OFFICE 11/1/05 Modified on 11/1/2005 (vem). (Entered: 11/01/2005)



11/01/2005 299 DOCUMENT FILED IN ERROR REFER TO DOCUMENT #302 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 293 Memorandum in Opposition to Motion, 294 Affidavit in Opposition to Motion, 295 Memorandum in Opposition to Motion, 296 Affidavit in Opposition to Motion, 291 Memorandum in Opposition to Motion, 292 Affidavit in Opposition to Motion (Blanchfield, Garrett) Modified text on 11/2/2005 (jam). (Entered: 11/01/2005)


11/01/2005 301 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit (Bishop, Patrice) (Entered: 11/01/2005)

11/01/2005 302 CERTIFICATE OF SERVICE by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr re 293 Memorandum in Opposition to Motion, 294 Affidavit in Opposition to Motion, 295 Memorandum in Opposition to Motion, 296 Affidavit in Opposition to Motion, 291 Memorandum in Opposition to Motion, 292 Affidavit in Opposition to Motion (AMENDED CERTIFICATE OF SERVICE REPLACES DOCKET ENTRY 299 (Blanchfield, Garrett) (Entered: 11/01/2005)

11/03/2005 ***TEXT ONLY ENTRY*** SECOND AMENDED NOTICE of Hearing on Motions: PLEASE NOTE CHANGE OF TIME. 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink; 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers; 274 MOTION for Summary Judgment of Defendant Ronald Zebeck; 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr.; 243 MOTION to Exclude Testimony of Owen Carney and 267 MOTION to Exclude Testimony of S Hakala: Motion Hearing set for 11/8/2005 9:30 AM in Minneapolis - Courtroom 15E before Chief Judge James M Rosenbaum. (HLL) (Entered: 11/03/2005)

11/04/2005 303 REPLY to Response to Motion re 281 APPEAL OF MAGISTRATE JUDGE DECISION to District Court re 273 Order on Motion to Amend/Correct, Order on Motion to Compel filed by all defendants. (Leventhal, Seth) Modified Filers on 11/4/2005 (JME). (Entered: 11/04/2005)

11/04/2005 304 CERTIFICATE OF SERVICE by Metris Companies, Inc re 303 Reply to Response to Motion to Compel Production (Leventhal, Seth) (Entered: 11/04/2005)

11/08/2005 305

Minute Entry for proceedings held before Chief Judge James M Rosenbaum : Motion Hearing held on 11/8/2005 re 274 MOTION for Summary Judgment filed by Ronald N Zebeck; 239 MOTION to Exclude Testimony ofPlaintiffs' Expert Thomas A. Myers filed by Ronald N Zebeck, Metris Companies, Inc, and David Wesselink; 267 MOTION to Exclude Testimony of S Hakala filed by Ronald N Zebeck and Metris Companies, Inc; 256 MOTION for Summary Judgment of Defendants Metris Companies Inc and David D. Wesselink ; 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr. filed by Seth Morgulas, Raymond J Martinez, Jr and Michael Brody Pettit; and 243 MOTION to Exclude Testimony of Owen Carney filed by Ronald N Zebeck, Metris Companies, Inc, and David Wesselink. Defendants' summary judgment motions 256 and 274 are taken under advisement. All other motions are denied. Order to be issued. (Court Reporter Ron Moen) (HLL) (Entered: 11/08/2005)

11/09/2005 306 LETTER TO DISTRICT JUDGE by Metris Companies, Inc, David Wesselink. (Attachments: # 1 Certificate of Service)(Carter, Peter) (Entered: 11/09/2005)

11/09/2005 307 ORDER denying 239 MOTION to Exclude Testimony of Plaintiffs' Expert Thomas A. Myers, 267 MOTION to Exclude Testimony of S Hakala, 232 MOTION to Exclude Proposed Testimony of Defense Experts Jeffrey L. Fread, Thomas M. Fitzgerald, Gary Kleinrichert, and James K. Malernee, Jr., and 243 MOTION to Exclude Testimony of Owen Carney. ORDER modifying 70 protective ORDER. Signed by Judge James M. Rosenbaum on November 9, 2005. (EAO) (Entered: 11/09/2005)

11/21/2005 308 STIPULATION Joint Stipulation Waiving Defendants' Answer to [corrected] Second Amended Class Action Complaint for Violations of Federal Securities Laws by Plaintiffs and defendants (Leventhal, Seth) Modified on 11/22/2005 (gjs). (Entered: 11/21/2005)

11/21/2005 309 CERTIFICATE OF SERVICE by Metris Companies, Inc re 308 Stipulation (Leventhal, Seth) (Entered: 11/21/2005)

11/28/2005 310 ORDER re 308 Stipulation regarding answers to the Corrected Second Amended Class Action Complaint . Signed by Magistrate Judge Franklin L Noel on 11/23/05. (GJS) (Entered: 11/28/2005)

12/12/2005 311 TRANSCRIPT of Summary Judgment Motion Hearing held on 11/8/05 before Judge James M. Rosenbaum. Court Reporter: Moen Reporting Services. (45pgs) FILED CONVENTIONALLY. (GJS) (Entered: 12/12/2005)

12/29/2005 312 STIPULATION to Extend Time to File Motions to Compel Authentication of Documents by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 12/29/2005)

01/04/2006 313 ORDER re 312 Stipulation regarding service of motions . Signed by magistrate Judge Franklin L Noel on 1/3/06. (GJS) (Entered: 01/04/2006)

01/09/2006 314 LETTER TO CLERK'S OFFICE FOR CHANGE OF ADDRESS from Nathan P. Brenna for KPMG LLP. (Attachments: # 1 Certificate of Service)(Brenna, Nathan)

Modified on 1/10/2006 (GJS). (Entered: 01/09/2006)

01/13/2006 315 STIPULATION to Extend Time to File Motions to Compel Authentication of Documents by Seth Morgulas, Michael Brody Pettit, Raymond J Martinez, Jr. (Attachments: # 1 Certificate of Service)(Baillon, Frances) (Entered: 01/13/2006)

01/18/2006 316 ORDER - GRANTING re 315 Stipulation to Extend Time to File Motions to Compel. Signed by Magistrate Judge Franklin L Noel on 1/18/06. (GJS) (Entered: 01/18/2006)

04/21/2006 317 ** DOCUMENT FILED IN ERROR **ORDER granting 256 Motion for Summary Judgment, granting 274 Motion for Summary Judgment (Written Opinion). Signed by Judge James M. Rosenbaum on April 21, 2006. (EAO) Modified on 4/21/2006 (GJS). (Entered: 04/21/2006)

04/21/2006 318 ORDER granting 274 motion for summary judgment and 256 granting motion for summary judgment (Written Opinion). Signed by Judge James M. Rosenbaum on April 21, 2006. (EAO) (Entered: 04/21/2006)

04/24/2006 319 JUDGMENT entered. (Attachments: # 1 Civil Notice# 2 Eighth Circuit Notice)(GJS) (Entered: 04/24/2006)

05/24/2006 320 NOTICE OF APPEAL TO 8TH CIRCUIT as to 319 Judgment by Michael Brody Pettit. (Attachments: # 1 COA - Form A # 2 Exhibit(s) Additional Counsel# 3 COA - Form B BLANK# 4 Cover Letter regarding payment of appeal fee(s)# 5 Certificate of Service)(Bishop, Patrice) (Entered: 05/24/2006)

05/24/2006 321 RECEIPT number 4003939 in the amount of $455 issued to Stull, Stull and Brody for USCA8 Appeal Fee. (GJS) (Entered: 05/25/2006)

06/02/2006 322 TRANSMITTAL LETTER to USCA8 sending appeal packet to USCA8, St. Paul. (GJS) (Entered: 06/02/2006)

06/05/2006 323 LETTER - Appeal Packet received at USCA8, St. Paul on 6/2/06. (GJS) (Entered: 06/06/2006)

06/07/2006 324 TRANSCRIPT REQUEST by Michael Brody Pettit (Attachments: # 1 Cover Letter to 8th Cir. Court of Appeals (no additional transcripts requested))(Bishop, Patrice) (Entered: 06/07/2006)

06/09/2006 325 USCA Case Number 06-2486 for 320 Notice of Appeal to 8th Circuit, filed by Michael Brody Pettit. (GJS) (Entered: 06/09/2006)

06/28/2006 326 NOTICE OF WITHDRAWAL FROM CASE by Ronald N Zebeck (Engbloom, Julie) (Entered: 06/28/2006)

06/28/2006 327 CERTIFICATE OF SERVICE by Ronald N Zebeck re 326 Notice of Withdrawal from Case (Engbloom, Julie) (Entered: 06/28/2006)

05/24/2007 328 USCA JUDGMENT as to 320 Notice of Appeal to 8th Circuit: The parties' Joint Stipulation to Dismiss this Appeal Without Prejudice and to Remand the matter to the United States District Court for the District of Minnesota is granted, and the appeal is hereby dismissed. The matter is remanded to the United States District Court to permit the parties to take such steps as may be required to implement their Settlement Agreement. (received electronically from COA) (akl) (Entered: 05/29/2007)

05/24/2007 329 MANDATE of USCA as to 320 Notice of Appeal to 8th Circuit (received electronically from COA) (akl) (Entered: 05/29/2007)

06/05/2007

06/26/2007

06/26/2007

330 Appeal Record Returned: 320 Notice of Appeal to 8th Circuit: two volumes of transcripts. (kt) QC'd by KT on 6/6/07. (Entered: 06/06/2007)

331 MOTION for Settlement FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT by Michael Brody Pettit. (Bishop, Patrice) (Entered: 06/26/2007)

332 NOTICE OF HEARING ON MOTION 331 MOTION for Settlement FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT : (Bishop, Patrice) (Entered: 06/26/2007)

06/26/2007 333 MEMORANDUM in Support re 331 MOTION for Settlement FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT filed by Michael Brody Pettit. (Bishop, Patrice) (Entered: 06/26/2007)

06/26/2007 334 AFFIDAVIT of Patrice L. Bishop in SUPPORT OF 331 MOTION for Settlement FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT filed by Michael Brody Pettit. (Attachments: # 1 Exhibit 1 (part 1 of 3)# 2 Exhibit 1 (part 2 of 3)# 3 Exhibit 1 (part 3 of 3)# 4 Exhibit 2)(Bishop, Patrice) Modified on 6/27/2007 (jc). (Entered: 06/26/2007)

06/26/2007 335 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Michael Brody Pettit re 333 Memorandum in Support of Motion filed by Michael Brody Pettit. (Bishop, Patrice) (Entered: 06/26/2007)

06/26/2007 336 CERTIFICATE OF SERVICE by Michael Brody Pettit re 331 MOTION for Settlement FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT , 335 LR7.1 Word Count Compliance Certificate, 333 Memorandum in Support of Motion, 334 Affidavit in Support of Motion,, 332 Notice of Hearing on Motion (Bishop, Patrice) (Entered: 06/26/2007)

06/26/2007 337 CERTIFICATE OF SERVICE by Michael Brody Pettit re 331 MOTION for Settlement FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT , 335 LR7.1 Word Count Compliance Certificate, 333 Memorandum in Support of Motion, 334 Affidavit in Support of Motion,, 332 Notice of Hearing on Motion AMENDED (Bishop, Patrice) (Entered: 06/26/2007)

07/31/2007 ***TEXT ONLY ENTRY*** Minute Entry for proceedings held before Chief Judge James M. Rosenbaum : Telephone Conference held on 7/31/2007. (Court Reporter Dawn Hansen) (HLL) (Entered: 08/02/2007)

11/14/2007 338

LETTER TO DISTRICT JUDGE by Michael Brody Pettit re Plaintiffs' Motion for Preliminary Approval of Class Action Settlement [Docket #331] . (Attachments: # 1 Exhibit(s) A: Revised [Proposed] Preliminary Order in Connection with Settlement Proceedings# 2 Exhibit(s) A-1: Revised Notice of Settlement# 3 Exhibit(s) A-2: Revised Proof of Claim and Release# 4 Exhibit(s) A-3: Revised Summary Notice of Pendency and Proposed Settlement of Class Action# 5 Exhibit(s) B: Redlined Preliminary Order# 6 Exhibit(s) B-1: Redlined Notice of Settlement# 7 Exhibit(s) B-2: Redlined Proof of Claim and Release# 8 Exhibit(s) B-3: Redlined Summary Notice# 9 Exhibit(s) C: Website Instructions)(Bishop, Patrice) (Entered: 11/14/2007)

01/11/2008 339 PRELIMINARY ORDER IN CONNECTION WITH SETTLEMENT

PROCEEDINGS. Settlement Fairness Hearing set for 3/25/2008 10:00 AM before Chief Judge James M. Rosenbaum. Courtroom to be determined. (Written Opinion). Signed by Judge James M. Rosenbaum on 1/11/2008. (Attachments: # 1 Exhibit: Settlement Notice # 2 Exhibit: Proof of Claim # 3 Exhibit: Summary Notice)(kl) (Entered: 01/11/2008)

03/13/2008 340 LETTER TO DISTRICT JUDGE by Michael Brody Pettit re: oversize brief. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 03/13/2008)

03/13/2008 341 MOTION Award of Costs and Reimbursement of Expenses to the Class Representative by Michael Brody Pettit. (Bishop, Patrice) (Entered: 03/13/2008)

03/13/2008 342 NOTICE OF HEARING ON MOTION 341 MOTION Award of Costs and Reimbursement of Expenses to the Class Representative : Motion Hearing set for 3/25/2008 10:00 AM in Minneapolis - Courtroom 15E before Chief Judge James M. Rosenbaum. (Bishop, Patrice) (Entered: 03/13/2008)

03/13/2008 343 MEMORANDUM in Support re 341 MOTION Award of Costs and Reimbursement of Expenses to the Class Representative filed by Michael Brody Pettit. (Bishop, Patrice) (Entered: 03/13/2008)

03/13/2008 344 Declaration of Joseph D. Cohen, Esq. in Support of 341 MOTION Award of Costs and Reimbursement of Expenses to the Class Representative filed by Michael Brody Pettit. (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C, # 4 Exhibit(s) D, # 5 Exhibit(s) E, # 6 Exhibit(s) F)(Bishop, Patrice) (Entered: 03/13/2008)


03/13/2008 346 DOCUMENT FILED IN ERROR-WILL REFILE MOTION for Attorney Fees Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel by Michael Brody Pettit. (Bishop, Patrice) Modified on 3/14/2008 (jz). (Entered: 03/13/2008)

03/13/2008 347 NOTICE OF HEARING ON MOTION 354 Corrected MOTION for Attorney Fees Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel : Motion Hearing set for 3/25/2008 10:00 AM in Minneapolis - Courtroom 15E before Chief Judge James M. Rosenbaum. (Bishop, Patrice) Modified on 3/17/2008 (jz). (Entered: 03/13/2008)

03/13/2008 348 MEMORANDUM in Support re 354 Corrected MOTION for Attorney Fees Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel filed by Michael Brody Pettit. (Bishop, Patrice) Modified on 3/17/2008 (jz). (Entered: 03/13/2008)

03/13/2008 349 Declaration of Patrice L. Bishop, Esq. in Support of 354 Corrected MOTION for Attorney Fees Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel filed by Michael Brody Pettit. (Attachments: # 1 Exhibit(s) 1, # 2 Exhibit(s) 2, # 3 Exhibit(s) 3, # 4 Exhibit(s) 4, # 5 Exhibit(s) 5, # 6 Exhibit(s) 6, # 7 Exhibit(s) 7, # 8 Exhibit(s) 8, # 9 Exhibit(s) 9, # 10 Exhibit(s) 10)(Bishop, Patrice) Modified on 3/17/2008 (jz). (Entered: 03/13/2008)


03/13/2008 351 APPENDIX filed re 354 Corrected MOTION for Attorney Fees Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel Compendium of Unreported Decisions in Support of Plaintiffs' Motion for Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel . (Attachments: # 1 Exhibit(s) 1 - 4, # 2 Exhibit(s) 5 - 7, # 3 Exhibit(s) 8 - 11, # 4 Exhibit(s) 12 - 13, # 5 Exhibit(s) 14 - 16)(Bishop, Patrice) Modified on 3/17/2008 (jz). (Entered: 03/13/2008)

03/13/2008 352 CERTIFICATE OF SERVICE by Michael Brody Pettit re 354 Corrected MOTION Award of Costs and Reimbursement of Expenses to the Class Representative, 348 Memorandum in Support of Motion, 342 Notice of Hearing on Motion, 343 Memorandum in Support of Motion, 351 Appendix filed,, 350 LR7.1 Word Count Compliance Certificate, 344 Declaration in Support, 345 LR7.1 Word Count Compliance Certificate, 347 Notice of Hearing on Motion, 346 MOTION for Attorney Fees Final Approval of Settlement, Plan of Allocation, Award of Attorneys Fees and Reimbursement of Expenses to Plaintiffs Counsel , 349 Declaration in Support, (Bishop, Patrice) Modified on 3/17/2008 (jz). (Entered: 03/13/2008)

03/13/2008 353 ERRATA to 349 Declaration in Support, by Michael Brody Pettit. (Attachments: # 1 Exhibit(s) [Corrected] Exhibit 6, # 2 Certificate of Service)(Bishop, Patrice) (Entered:

I 03/13/2008)

03/14/2008 354 Corrected MOTION for Approval of Settlement Plan of Allocation, Award of Attorneys' Fees and Reimbursement of Expenses to Plaintiffs' Counsel by Michael Brody Pettit. (Attachments: # 1 Certificate of Service)(Blanchfield, Garrett) (Entered: 03/14/2008)

03/21/2008 ***TEXT ONLY ENTRY*** NOTICE of Hearing: PLEASE NOTE LOCATION.Settlement Fairness Hearing set for 3/25/2008 10:00 AM in ST PAUL - Courtroom 3 before Chief Judge James M. Rosenbaum. (HLW) (Entered: 03/21/2008)

03/25/2008 ***TEXT ONLY ENTRY*** Minute Entry for proceedings held before Chief Judge James M. Rosenbaum: Motion Hearing held on 3/25/2008 re 354 Corrected MOTION for Approval of Settlement Plan of Allocation, Award of Attorneys' Fees and Reimbursement of Expenses to Plaintiffs' Counsel filed by Michael Brody Pettit. MOTION UNDER ADVISEMENT (Court Reporter Linda Oman, Johnson & Dziuk) (HLW) (Entered: 03/25/2008)

03/31/2008 355 BRIEF re 354 Corrected MOTION for Approval of Settlement Plan of Allocation, Award of Attorneys' Fees and Reimbursement of Expenses to Plaintiffs' Counsel Supplemental Authority filed by all plaintiffs. (Bishop, Patrice) (Entered: 03/31/2008)

03/31/2008 356 Supplemental AFFIDAVIT of Patrice L Bishop in SUPPORT OF 354 Corrected MOTION for Approval of Settlement Plan of Allocation, Award of Attorneys' Fees and Reimbursement of Expenses to Plaintiffs' Counsel re Supplemental Authority filed by all plaintiffs. (Attachments: # 1 Exhibit(s) 1, # 2 Exhibit(s) 2, # 3 Exhibit(s) 3, # 4 Exhibit(s) 4, # 5 Exhibit(s) 5, # 6 Exhibit(s) 6, # 7 Exhibit(s) 7, # 8 Exhibit(s) 8, # 9 Exhibit(s) 9, # 10 Exhibit(s) 10, # 11 Exhibit(s) 11, # 12 Exhibit(s) 12, # 13 Exhibit(s) 13, # 14 Exhibit(s) 14)(Bishop, Patrice) (Entered: 03/31/2008)

03/31/2008 357 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by all plaintiffs re 355 Brief filed by all plaintiffs. (Bishop, Patrice) (Entered: 03/31/2008)

03/31/2008 358 Certificate of Service re: 355 Brief, 356 Supplemental Affidavit, 357 LR7.1 Word Count Compliance Certificate filed by all plaintiffs. (Bishop, Patrice) Modified on 4/1/2008 (jz). (Entered: 03/31/2008)

04/24/2008 359 ORDER granting 341 Motion for reimbursement to Class Representative; granting 354 Motion for Approval of Settlement (Written Opinion). Signed by Chief Judge James M. Rosenbaum on 04/22/2008. (kl) (Entered: 04/24/2008)

04/29/2008 360 JUDGMENT (Attachments: # 1 Civil Notice - appeal, # 2 Civil-8th Circuit Pre-Hearing Conference Notice)(jz) (Entered: 04/29/2008)

04/29/2008 361 TRANSCRIPT of Settlement Hearing held on 3/25/08 before Judge James M Rosenbaum. Court Reporter: Linda G Oman. (35pgs) FILED CONVENTIONALLY (jam) (Entered: 04/30/2008)

04/30/2008 362 OBJECTION to attorney fees re 339 Order, Settlement, letter dated 2/21/08.(jam) QC'd on 5/9/2008 (mkc). (Entered: 04/30/2008)

04/30/2008 363 OBJECTIONS to settlement re 339 Order, letter 2/4/08. (jam) QC'd on 5/13/2008 (mkc). (Entered: 04/30/2008)

07/28/2008 364 MOTION for Reconsideration and clarification by Jonathan Lee Riches. (jam) QC'd by KT on 10/24/08 (Entered: 07/28/2008)

09/02/2008

01/28/2009

02/04/2010

365 MOTION to appeal the denial of his intervention in this litigation. (jam) QC'd on 9/10/2008 (mkc). (Entered: 09/03/2008)

366 LETTER from Judge James M. Rosenbaum regarding motions. (jam) DOCUMENT QC'd by KT on 2/5/09. (Entered: 01/28/2009)

367 MOTION for Class Distribution Order by Michael Brody Pettit. (Bishop, Patrice) (Entered: 02/04/2010)

02/04/2010 368 NOTICE OF HEARING ON MOTION by Michael Brody Pettit re 367 MOTION for Class Distribution Order. Date and time to be determined. (Bishop, Patrice) Modified text on 2/5/2010 (jz). (Entered: 02/04/2010)

02/04/2010 369 MEMORANDUM in Support re 367 MOTION for Class Distribution Order filed by I Michael Brody Pettit. (Bishop, Patrice) (Entered: 02/04/2010)

02/04/2010 370 Declaration of Michael Rosenbaum in Support of 367 MOTION for Class Distribution Order filed by Michael Brody Pettit. (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C - Part 1 of 2, # 4 Exhibit(s) C - Part 2 of 2, # 5 Exhibit(s) D, # 6 Exhibit(s) E, # 7 Exhibit(s) F, # 8 Exhibit(s) G)(Bishop, Patrice) (Entered: 02/04/2010)

02/04/2010 371 LR7.1 WORD COUNT COMPLIANCE CERTIFICATE by Michael Brody Pettit re 369 Memorandum in Support of Motion. (Bishop, Patrice) (Entered: 02/04/2010)

02/04/2010 372 CERTIFICATE OF SERVICE by Michael Brody Pettit re 367 MOTION for Class Distribution Order, 370 Declaration in Support, 371 LR7.1 Word Count Compliance Certificate, 369 Memorandum in Support of Motion, 368 Notice (Other). (Bishop,

Patrice) Modified text on 2/5/2010 (jz). (Entered: 02/04/2010)

03/10/2010 373 CLASS DISTRIBUTION ORDER granting 367 Plaintiffs' Unopposed Motion for Class Distribution Order. Signed by Judge James M. Rosenbaum on 3/10/2010. (HLW) (Entered: 03/10/2010)

Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html