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US District Court Civil Docket as of 01/16/2003 US District Court for the Northern District of California 5:97cv21083 Reiver, et al v. 3COM Corporation, et al Date Filed: 12/05/1997 Assigned To: Judge Martin J Jenkins Referred To: Magistrate Judge Richard Seeborg Nature of suit: Securities (850) Cause: Securities Exchange Act Lead Docket: None Other Docket: None Jurisdiction: Federal Question Class Code: TERMED CONSOL PROTO REFSE Closed: Yes Statute: 15:78m(a) Jury Demand: Both Demand Amount: $0 Litigants Attorneys Lonnie B Reiver PLAINTIFF Jeffrey H Squire [COR NTC] Kirby McInerney & Squire LLP 830 Third Ave 10TH Flr New York , NY 10022 USA (212) 371-6600 Richard S Schiffrin [COR NTC] Schiffrin & Barroway LLP Three Bala Plaza East Suite 400 Bala Cynwyd , PA 19004 USA (610) 667-7706 John K Grant [COR NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco , CA 94111 USA 415-288-4545

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Page 1: US District Court for the - securities.stanford.edusecurities.stanford.edu/filings-documents/1009/... · 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC

US District Court Civil Docket as of 01/16/2003

US District Court for the Northern District of California

5:97cv21083 Reiver, et al v. 3COM Corporation, et al

Date Filed: 12/05/1997 Assigned To: Judge Martin J Jenkins Referred To: Magistrate Judge Richard Seeborg

Nature of suit: Securities (850) Cause: Securities Exchange Act

Lead Docket: None Other Docket: None

Jurisdiction: Federal Question

Class Code: TERMED CONSOL PROTO REFSE

Closed: Yes Statute: 15:78m(a)

Jury Demand: Both Demand Amount: $0

Litigants Attorneys

Lonnie B Reiver PLAINTIFF

Jeffrey H Squire [COR NTC] Kirby McInerney & Squire LLP 830 Third Ave 10TH Flr New York , NY 10022 USA (212) 371-6600 Richard S Schiffrin [COR NTC] Schiffrin & Barroway LLP Three Bala Plaza East Suite 400 Bala Cynwyd , PA 19004 USA (610) 667-7706 John K Grant [COR NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco , CA 94111 USA 415-288-4545

Page 2: US District Court for the - securities.stanford.edusecurities.stanford.edu/filings-documents/1009/... · 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC

Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC 401 B Street Ste 1600 San Diego , CA 92101 USA (619) 338-4514 Stephen R Basser [COR NTC] Barrack Rodos & Bacine 402 West Broadway Ste 850 San Diego , CA 92101 USA (619) 230-0800 Alan Schulman [COR NTC] Bernstein Litowitz Berger & Grossmann LLP 12730 High Bluff Drive Suite 100 San Diego , CA 92130 USA 858-793-0070 Address Terminated On 2/ 1/ 02 William S Lerach [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego , CA 92101 USA 619-231-1058

Alan Hinerfeld PLAINTIFF

Jeffrey H Squire [COR NTC] Kirby McInerney & Squire LLP 830 Third Ave 10TH Flr New York , NY 10022 USA (212) 371-6600 Richard S Schiffrin [COR NTC] Schiffrin & Barroway LLP

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Three Bala Plaza East Suite 400 Bala Cynwyd , PA 19004 USA (610) 667-7706 John K Grant [COR NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco , CA 94111 USA 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC 401 B Street Ste 1600 San Diego , CA 92101 USA (619) 338-4514 Stephen R Basser [COR NTC] Barrack Rodos & Bacine 402 West Broadway Ste 850 San Diego , CA 92101 USA (619) 230-0800 Alan Schulman [COR NTC] Bernstein Litowitz Berger & Grossmann LLP 12730 High Bluff Drive Suite 100 San Diego , CA 92130 USA 858-793-0070 Address Terminated On 2/ 1/ 02 William S Lerach [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego , CA 92101 USA

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619-231-1058

Elaine Null-Corrento PLAINTIFF

Jeffrey H Squire [COR NTC] Kirby McInerney & Squire LLP 830 Third Ave 10TH Flr New York , NY 10022 USA (212) 371-6600 Richard S Schiffrin [COR NTC] Schiffrin & Barroway LLP Three Bala Plaza East Suite 400 Bala Cynwyd , PA 19004 USA (610) 667-7706 John K Grant [COR NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco , CA 94111 USA 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC 401 B Street Ste 1600 San Diego , CA 92101 USA (619) 338-4514 Stephen R Basser [COR NTC] Barrack Rodos & Bacine 402 West Broadway Ste 850 San Diego , CA 92101 USA (619) 230-0800 Alan Schulman [COR NTC]

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Bernstein Litowitz Berger & Grossmann LLP 12730 High Bluff Drive Suite 100 San Diego , CA 92130 USA 858-793-0070 Address Terminated On 2/ 1/ 02 William S Lerach [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego , CA 92101 USA 619-231-1058

Lawrence L Davis, and PLAINTIFF

Jeffrey H Squire [COR NTC] Kirby McInerney & Squire LLP 830 Third Ave 10TH Flr New York , NY 10022 USA (212) 371-6600 Richard S Schiffrin [COR NTC] Schiffrin & Barroway LLP Three Bala Plaza East Suite 400 Bala Cynwyd , PA 19004 USA (610) 667-7706 John K Grant [COR NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco , CA 94111 USA 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC 401 B Street Ste 1600

Page 6: US District Court for the - securities.stanford.edusecurities.stanford.edu/filings-documents/1009/... · 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC

San Diego , CA 92101 USA (619) 338-4514 Stephen R Basser [COR NTC] Barrack Rodos & Bacine 402 West Broadway Ste 850 San Diego , CA 92101 USA (619) 230-0800 Alan Schulman [COR NTC] Bernstein Litowitz Berger & Grossmann LLP 12730 High Bluff Drive Suite 100 San Diego , CA 92130 USA 858-793-0070 Address Terminated On 2/ 1/ 02 William S Lerach [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego , CA 92101 USA 619-231-1058

CDL Foundation Inc, on Behalf of Themselves and All Others Similarly Situated PLAINTIFF

Jeffrey H Squire [COR NTC] Kirby McInerney & Squire LLP 830 Third Ave 10TH Flr New York , NY 10022 USA (212) 371-6600 Richard S Schiffrin [COR NTC] Schiffrin & Barroway LLP Three Bala Plaza East Suite 400 Bala Cynwyd , PA 19004 USA (610) 667-7706

Page 7: US District Court for the - securities.stanford.edusecurities.stanford.edu/filings-documents/1009/... · 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC

John K Grant [COR NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Ste 2600 San Francisco , CA 94111 USA 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC 401 B Street Ste 1600 San Diego , CA 92101 USA (619) 338-4514 Stephen R Basser [COR NTC] Barrack Rodos & Bacine 402 West Broadway Ste 850 San Diego , CA 92101 USA (619) 230-0800 Alan Schulman [COR NTC] Bernstein Litowitz Berger & Grossmann LLP 12730 High Bluff Drive Suite 100 San Diego , CA 92130 USA 858-793-0070 Address Terminated On 2/ 1/ 02 William S Lerach [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 401 B Street Suite 1700 San Diego , CA 92101 USA 619-231-1058

Louisiana School Employees' Retirement System PLAINTIFF

Max W Berger [COR LD NTC]

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Bernstein Litowitz Berger & Grossmann 1285 Avenue of the Americas 33RD Flr New York , NY 10019 USA (212) 554-1400 Douglas M McKeige [COR LD NTC] Bernstein Litowitz Berger & Grossmann 1285 Avenue of the Americas 33RD Flr New York , NY 10019 USA (212) 554-1400 Steven B Singer [COR LD NTC] Bernstein Litowitz Berger & Grossmann 1285 Avenue of the Americas 33RD Flr New York , NY 10019 USA (212) 554-1400

Louisiana Municipal Police Employees' Retirement System PLAINTIFF

Max W Berger [COR LD NTC] Bernstein Litowitz Berger & Grossmann 1285 Avenue of the Americas 33RD Flr New York , NY 10019 USA (212) 554-1400 Douglas M McKeige [COR LD NTC] Bernstein Litowitz Berger & Grossmann 1285 Avenue of the Americas 33RD Flr New York , NY 10019 USA (212) 554-1400 Steven B Singer [COR LD NTC] Bernstein Litowitz Berger & Grossmann 1285 Avenue of the Americas 33RD Flr New York , NY 10019

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USA (212) 554-1400

v.

3COM Corporation DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jennifer L Cahill [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road

Page 10: US District Court for the - securities.stanford.edusecurities.stanford.edu/filings-documents/1009/... · 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC

Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Eric A Benhamou DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road

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Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Casey Cowell DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road

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Palo Alto , CA 94304-1050 USA 650-493-9300 Daniel J Bergeson [COR LD NTC] Bergeson & Eliopoulos LLP 55 Almaden Blvd Ste 400 San Jose , CA 95113 USA (408)291-6200 Gary S Caplan [COR LD NTC] Sachnoff & Weaver Ltd 30 S Wacker Dr Ste 2900 Chicago , IL 60606-7484 USA (312) 207-1000 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

James E Cowie DEFENDANT

Richard L Edson DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300

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Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Robert J Robert J Finocchio, Jr DEFENDANT

Ralph Godfrey DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road

Page 14: US District Court for the - securities.stanford.edusecurities.stanford.edu/filings-documents/1009/... · 415-288-4545 Ellen Gusikoff Stewart [COR NTC] Spector Roseman & Kodroff, PC

Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

John H Hart DEFENDANT

Stephen C Johnson DEFENDANT

Richard W Joyce DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300

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Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Alan J Kessler DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300

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Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Ross W Manire DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300

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Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000 Sarah R Wolff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA

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312-207-1000

John McCartney DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jennifer L Cahill [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300

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Hanley N Chew [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Christoper B Paisley DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300

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Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000 Sarah R Wolff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Michael S Seedman, and DEFENDANT

Boris Feldman [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Keith E Eggleton [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Cynthia A DY [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA

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650-493-9300 Kimberley A Fonner [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Jill L Nissen [COR LD NTC] Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto , CA 94304-1050 USA 650-493-9300 Gary S Caplan [COR LD NTC] Sachnoff & Weaver Ltd 30 S Wacker Dr Ste 2900 Chicago , IL 60606-7484 USA (312) 207-1000 Lowell Sachnoff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000 Sarah R Wolff [COR LD NTC] Sachnoff & Weaver 30 South Wacker Drive Suite 2900 Chicago , IL 60606 USA 312-207-1000

Ronald A Sege DEFENDANT

---------------------------------------------

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John H Morrow OBJECTOR

Date # Proceeding Text

12/05/1997 1 COMPLAINT FOR VIOLATION OF THE SECURITIES EXCHANGE ACT OF 1934, Summons(es) issued; Fee status pd entered on 12/5/97 in the amount of $ 150.00 ( Receipt No. 504049); jury demand [5:97-cv-21083] (mah) [Entry date 12/15/97] [5:97cv21083]

12/05/1997 2 ORDER RE PROCEDURE and SCHEDULE by Mag. Judge Edward A. Infante : Plaintiff to file requisite certificate on 12/5/97 ; Last day for pltf to file copy of class action notice 12/26/97 ; Proof of service to be filed by 1/20/98 ; (cc: all counsel) Plaintiff to file motion to serve as lead plaintiff 60 days after publication of notice. (mah) [Entry date 12/15/97] [5:97cv21083]

12/05/1997 3 NOTICE TO PRESERVE DOCUMENTS PURUANT TO LOCAL RULE 16-1(g)(4)by Plaintiff Lonnie B. Reiver, Plaintiff Alan Hinerfeld, Plaintiff Elaine Null-Corrento, Plaintiff Lawrence L. Davis, Plaintiff CDL Foundation Inc. [5:97-cv-21083] (mah) [Entry date 12/15/97] [5:97cv21083]

12/09/1997 4 MOTION before Mag. Judge Edward A. Infante by defendant 3COM Corporation to reassign to US District Judge [5:97-cv-21083] (gm) [Entry date 12/22/97] [5:97cv21083]

12/11/1997 5 NOTICE of Publication by Plaintiff [5:97-cv-21083] (gm) [Entry date 12/22/97] [5:97cv21083]

12/22/1997 6 CLERK'S NOTICE granting motion to reassign to US District Judge [4-1] [5:97-cv-21083] (gm) [Entry date 01/06/98] [5:97cv21083]

12/23/1997 7 ORDER by Assignment Committee to reassign to Judge James Ware, referring case to Mag. Judge Edward A. Infante ( Date Entered: 1/6/98) (cc: all counsel) [5:97-cv-21083] (gm) [Entry date 01/06/98] [5:97cv21083]

01/07/1998 8 NOTICE of pendency by defendant 3COM Corporation [5:97-cv-21083] (gm) [Entry date 01/09/98] [5:97cv21083]

01/07/1998 9 NOTICE by defendant 3COM Corporation of related case(s) C97-04622 JL; C97-04715 MMC [5:97-cv-21083] (gm) [Entry date 01/09/98] [5:97cv21083]

01/20/1998 10 WAIVER OF SERVICE by defendant 3COM Corporation served on 12/10/97 [5:97-cv-21083] (gm) [Entry date 01/21/98] [5:97cv21083]

01/21/1998 11 WAIVER OF SERVICE by defendant Eric A. Benhamou, defendant Ralph Godfrey, defendant John H. Hart, defendant Stephen C. Johnson, defendant Richard W. Joyce, defendant Alan J. Kessler, defendant Christoper B. Paisley, defendant Ronald A. Sege served on 12/10/97 in response to the [5:97-cv-21083] (gm) [Entry date 01/22/98] [5:97cv21083]

01/22/1998 12 NOTICE of pendency by defendant 3COM Corporation [5:97-cv-21083] (gm) [Entry date 01/26/98] [5:97cv21083]

01/30/1998 13 MOTION with memorandum in support before Judge James Ware by Plaintiff Lonnie B. Reiver to consolidate cases with Notice set for 3/9/98 at 9:00 [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

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01/30/1998 -- RECEIVED Proposed Order ( Plaintiff Lonnie B. Reiver ) re: motion to consolidate cases [13-1] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 14 MOTION with memorandum in support before Judge James Ware by Plaintiff Lonnie B. Reiver to consolidate cases with Notice set for 3/9/98 at 9:00 [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 -- RECEIVED Proposed Order ( Plaintiff Lonnie B. Reiver ) re: motion to consolidate cases [14-1] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 15 MOTION with memorandum in support before Judge James Ware by Plaintiff for to be appointed lead plaintiff, for approval of lead plaintff's choice of lead counsel and plaintff's executive committee with Notice set for 3/9/98 at 9:00 [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 16 DECLARATION by Reed R. Kathrein (Volume I of VI) on behalf of Plaintiff in support of motion for to be appointed lead plaintiff [15-1], re motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 17 DECLARATION by Reed R. Kathrein (Volume II of VI) on behalf of Plaintiff in support of motion for to be appointed lead plaintiff [15-1], re motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 18 DECLARATION by Reed R. Kathrein (Volume III of VI) on behalf of Plaintiff in support of motion for to be appointed lead plaintiff [15-1], re motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 19 DECLARATION by Reed R. Kathrein (Volume IV of VI) on behalf of Plaintiff in support of motion for to be appointed lead plaintiff [15-1], re motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 20 DECLARATION by Reed R. Kathrein (Volume V of VI) on behalf of Plaintiff in support of motion for to be appointed lead plaintiff [15-1], re motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 21 DECLARATION by Reed R. Kathrein (Volume VI of VI) on behalf of Plaintiff in support of motion for to be appointed lead plaintiff [15-1], re motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 -- RECEIVED Proposed Order ( Plaintiff) re: motion for to be appointed lead plaintiff [15-1], re: motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 22 CERTIFICATE by Plaintiff [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 23 CERTIFICATE by Plaintiff [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 24 CERTIFICATE by Plaintiff [5:97-cv-21083] (gm) [Entry date 02/03/98]

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[5:97cv21083]

01/30/1998 25 CERTIFICATE by Plaintiff [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

01/30/1998 26 CERTIFICATE by Plaintiff [5:97-cv-21083] (gm) [Entry date 02/03/98] [5:97cv21083]

02/02/1998 27 Amended PROOF OF SERVICE by Plaintiff of certificate [26-1], certificate [25-1], certificate [24-1], certificate [23-1], certificate [22-1], order received [0-0] [5:97-cv-21083] (gm) [Entry date 02/05/98] [5:97cv21083]

02/02/1998 -- RECEIVED Proposed Order ( ) re: motion for to be appointed lead plaintiff [15-1], re: motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] [5:97-cv-21083] (gm) [Entry date 02/05/98] [5:97cv21083]

02/03/1998 29 ORDER by Judge James Ware relating cases; ( Date Entered: 2/9/98) (cc: all counsel) [5:97-cv-21083] (gm) [Entry date 02/09/98] [5:97cv21083]

02/04/1998 28 CERTIFICATE by Plaintiff in 5:97-cv-21083 [5:97-cv-21083] (gm) [Entry date 02/09/98] [5:97cv21083]

02/11/1998 30 WAIVER OF SERVICE by defendant John McCartney in 5:97-cv-21083 served on 12/10/97 in response to the Request for Waiver sent on 2/10/98 [5:97-cv-21083] (gm) [Entry date 02/13/98] [5:97cv21083]

02/18/1998 31 STIPULATION and ORDER by Judge James Ware : setting hearing on motion for to be appointed lead plaintiff [15-1] 9:00 4/6/98, setting hearing on motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] 9:00 4/6/98, setting hearing on motion to consolidate cases [14-1] 9:00 4/6/98, setting hearing on motion to consolidate cases [13-1] 9:00 4/6/98 (cc: all counsel) [5:97-cv-21083] (gm) [Entry date 02/20/98] [5:97cv21083]

02/23/1998 32 ORDER by Judge James Ware relating cases C98-20061; C98-20088; C98-20089 ( Date Entered: 2/27/98) (cc: all counsel) [5:97-cv-21083] (gm) [Entry date 02/27/98] [5:97cv21083]

03/03/1998 33 WAIVER OF SERVICE by defendant James E. Cowie in 5:97-cv-21083 served on 12/10/97 in response to the Request for Waiver sent on 2/24/98 [5:97-cv-21083] (gm) [Entry date 03/04/98] [5:97cv21083]

03/03/1998 34 WAIVER OF SERVICE by defendant Richard L. Edson in 5:97-cv-21083 served on 12/10/97 in response to the Request for Waiver sent on 3/2/98 [5:97-cv-21083] (gm) [Entry date 03/04/98] [5:97cv21083]

03/05/1998 35 RETURN OF SERVICE executed upon defendant Robert J. Finocchio in 5:97-cv-21083 on 2/23/98 [5:97-cv-21083] (gm) [Entry date 03/09/98] [5:97cv21083]

03/05/1998 36 RETURN OF SERVICE executed upon defendant Ross W. Manire in 5:97-cv-21083 on 2/18/98 [5:97-cv-21083] (gm) [Entry date 03/09/98] [5:97cv21083]

03/05/1998 37 WAIVER OF SERVICE by defendant Michael S. Seedman in 5:97-cv-21083 served on 2/11/98 in response to the Request for Waiver sent on 3/4/98 [5:97-cv-21083] (gm) [Entry date 03/09/98] [5:97cv21083]

03/05/1998 38 WAIVER OF SERVICE by defendant Casey Cowell in 5:97-cv-21083 served on 2/11/98 in response to the Request for Waiver sent on 3/4/98 [5:97-cv-21083] (gm) [Entry date 03/09/98] [5:97cv21083]

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03/12/1998 39 WAIVER OF SERVICE by defendant Ross W. Manire in 5:97-cv-21083 served on 12/10/97 in response to the Request for Waiver sent on 3/10/98 [5:97-cv-21083] (gm) [Entry date 03/18/98] [5:97cv21083]

03/16/1998 -- RECEIVED Proposed Order appointing lead plaintiffs and lead plaintiffs' lead counsel( Plaintiff in 5:97-cv-21083) [5:97-cv-21083] (gm) [Entry date 03/19/98] [5:97cv21083]

03/24/1998 40 STIPULATION and ORDER by Judge James Ware : granting motion to consolidate cases [14-1], granting motion to consolidate cases [13-1] (cc: all counsel) [5:97-cv-21083] (gm) [Entry date 03/26/98] [5:97cv21083]

03/24/1998 41 STIPULATION and ORDER by Judge James Ware : granting motion for to be appointed lead plaintiff [15-1], granting motion for approval of lead plaintff's choice of lead counsel and plaintff's executive committee [15-2] (cc: all counsel) [5:97-cv-21083] (gm) [Entry date 03/26/98] [5:97cv21083]

05/28/1998 42 NOTICE of entry of order by Plaintiff in 5:97-cv-21083 [5:97-cv-21083] (gm) [Entry date 06/02/98] [5:97cv21083]

07/16/1998 -- Docket Modification (Administrative) to order [40-1] consolidating cases 5:97-cv-21083 with member cases C98-20088 ; C98-20089 ; C98-20155 ; C98-20158 ; C98-20061 and 5:98-cv-20737 [5:97-cv-21083] (gm) [Entry date 07/16/98] [5:97cv21083]

08/18/1998 43 CONSOLIDATED AMENDED COMPLAINT [1-1] by Plaintiff in 5:97-cv-21083; jury demand [5:97-cv-21083] (dhm) [Entry date 08/21/98] [5:97cv21083]

10/02/1998 44 ORDER by Judge James Ware modifying the 3/24/98 stipulation and order re consolidation of Securities Fraud Class Actions ( Date Entered: 10/10/98) (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 10/10/98] [5:97cv21083]

12/04/1998 45 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge James Ware by dfts Michael S. Seedman, Christoper B. Paisley, John McCartney, Ross W. Manire, Alan J. Kessler, Ralph Godfrey, Richard L. Edson, Casey Cowell, Eric A. Benhamou, 3COM Corporation to dismiss consolidated amended complaint with Notice set for at 9:00 [5:97-cv-21083] (dhm) [Entry date 12/09/98] [5:97cv21083]

12/04/1998 46 DECLARATION by Jill L. Nissen on behalf of defendant in 5:97-cv-21083 in support of motion to dismiss consolidated amended complaint [45-1] Volume I-Exhibits 1-3 [5:97-cv-21083] (dhm) [Entry date 12/09/98] [5:97cv21083]

12/04/1998 47 DECLARATION by Jill L. Nissen on behalf of defendant in 5:97-cv-21083 in support of motion to dismiss consolidated amended complaint [45-1] Volume II-Exhibits 4-28 [5:97-cv-21083] (dhm) [Entry date 12/09/98] [5:97cv21083]

12/04/1998 48 REQUEST FOR JUDICIAL NOTICE by defendant in 5:97-cv-21083 motion to dismiss consolidated amended complaint [45-1] [5:97-cv-21083] (dhm) [Entry date 12/09/98] [5:97cv21083]

12/04/1998 -- RECEIVED Proposed Order ( defendant in 5:97-cv-21083) re: motion to dismiss consolidated amended complaint [45-1] [5:97-cv-21083] (dhm) [Entry date 12/09/98] [5:97cv21083]

12/04/1998 49 PROOF OF SERVICE by defendant in 5:97-cv-21083 of order received [0-0], request [48-1], declaration [47-1], declaration [46-1], motion to dismiss consolidated amended complaint [45-1] [5:97-cv-21083] (dhm) [Entry date 12/09/98] [5:97cv21083]

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12/07/1998 50 WAIVER OF SERVICE by dfts Michael S. Seedman, Christoper B. Paisley, John McCartney, Ross W. Manire, Alan J. Kessler, Richard W. Joyce, Ralph Godfrey, Richard L. Edson, Casey Cowell, Eric A. Benhamou, and 3COM Corporation served on 9/11/98 in response to the Request for Waiver sent on 08/24/98 [5:97-cv-21083] (dhm) [Entry date 12/10/98] [5:97cv21083]

01/29/1999 51 NOTICE OF MOTION AND MOTION before Judge James Ware by Plaintiff in 5:97-cv-21083 to strike exhibits 1,2,7-9 and 24 to the declaration of Jill L. Nissen with Notice set for 3/8/99 at 9:00 [5:97-cv-21083] (dhm) [Entry date 02/02/99] [Edit date 02/02/99] [5:97cv21083]

01/29/1999 52 MEMORANDUM by Plaintiff in 5:97-cv-21083 in support of motion to strike exhibits 1,2,7-9 and 24 to the declaration of Jill L. Nissen [51-1] [5:97-cv-21083] (dhm) [Entry date 02/02/99] [5:97cv21083]

01/29/1999 -- RECEIVED Proposed Order ( Plaintiff in 5:97-cv-21083) re: motion to strike exhibits 1,2,7-9 and 24 to the declaration of Jill L. Nissen [51-1] [5:97-cv-21083] (dhm) [Entry date 02/02/99] [5:97cv21083]

02/08/1999 53 NOTICE by Plaintiff in 5:97-cv-21083 of change of address [5:97-cv-21083] (dhm) [Entry date 02/09/99] [5:97cv21083]

02/22/1999 54 REPLY by defendant in 5:97-cv-21083 to opposition to motion to dismiss consolidated amended complaint [45-1] [5:97-cv-21083] (dhm) [Entry date 02/25/99] [5:97cv21083]

02/22/1999 55 OPPOSITION by defendant in 5:97-cv-21083 to counter motion to strike exhibits 1,2,7-9 and 24 to the declaration of Jill L. [51-1] [5:97-cv-21083] (dhm) [Entry date 02/25/99] [5:97cv21083]

02/22/1999 56 SUPPLEMENT by defendant in 5:97-cv-21083 to the declaration of Jill L. Nissen [47-1], [46-1] [5:97-cv-21083] (dhm) [Entry date 02/25/99] [5:97cv21083]

02/22/1999 57 PROOF OF SERVICE by defendant in 5:97-cv-21083 of [56-1], opposition [55-1], motion reply [54-1] [5:97-cv-21083] (dhm) [Entry date 02/25/99] [5:97cv21083]

03/24/1999 58 STATEMENT of recent decision by defendants in 5:97-cv-21083 [5:97-cv-21083] (dhm) [Entry date 03/29/99] [5:97cv21083]

04/01/1999 59 MOTION before Judge James Ware by defendant Michael S. Seedman in 5:97-cv-21083, defendant Casey Cowell in 5:97-cv-21083 for attorney to appear pro hac vice [5:97-cv-21083] (dhm) [Entry date 04/05/99] [5:97cv21083]

04/01/1999 60 DECLARATION by Gary S. Caplan on behalf of defendant Michael S. Seedman in 5:97-cv-21083, defendant Casey Cowell in 5:97-cv-21083 re motion for attorney to appear pro hac vice [59-1] [5:97-cv-21083] (dhm) [Entry date 04/05/99] [5:97cv21083]

04/01/1999 61 DECLARATION by Michelle M. McCliman on behalf of defendant Michael S. Seedman in 5:97-cv-21083, defendant Casey Cowell in 5:97-cv-21083 re motion for attorney to appear pro hac vice [59-1] [5:97-cv-21083] (dhm) [Entry date 04/05/99] [5:97cv21083]

04/01/1999 62 MOTION before Judge James Ware by defendant Michael S. Seedman in 5:97-cv-21083, defendant Casey Cowell in 5:97-cv-21083 for attorney to appear pro hac vice [5:97-cv-21083] (dhm) [Entry date 04/05/99] [5:97cv21083]

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04/01/1999 63 DECLARATION by Lowell E. Sachnoff on behalf of defendant Michael S. Seedman in 5:97-cv-21083, defendant Casey Cowell in 5:97-cv-21083 re motion for attorney to appear pro hac vice [62-1] [5:97-cv-21083] (dhm) [Entry date 04/05/99] [5:97cv21083]

04/01/1999 -- RECEIVED Proposed Order ( defendant Michael S. Seedman in 5:97-cv-21083, defendant Casey Cowell in 5:97-cv-21083) re: motion for attorney to appear pro hac vice [62-1], re: motion for attorney to appear pro hac vice [59-1] [5:97-cv-21083] (dhm) [Entry date 04/05/99] [5:97cv21083]

04/02/1999 64 ORDER by Judge James Ware granting motion for attorney to appear pro hac vice [62-1], granting motion for attorney to appear pro hac vice [59-1] ( Date Entered: 4/8/99) (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 04/08/99] [5:97cv21083]

04/07/1999 65 ORDER by Judge James Ware re statement chart ( Date Entered: 4/12/99) (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 04/12/99] [5:97cv21083]

04/19/1999 66 STIPULATION and ORDER by Judge James Ware : Pltf's time to file and serve the "Statement Chart" is extended to and including 4/26/99 (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 04/21/99] [5:97cv21083]

04/21/1999 67 PROOF OF SERVICE by Plaintiff in 5:97-cv-21083 of order [66-2] [5:97-cv-21083] (dhm) [Entry date 04/23/99] [5:97cv21083]

04/26/1999 68 STATEMENT Chart by Plaintiffs in 5:97-cv-21083 pursuant to court's 4/7/99 Order [5:97-cv-21083] (dhm) [Entry date 04/27/99] [5:97cv21083]

04/27/1999 69 CORRECTED STATEMENT chart pursuant to Court's 4/7/99 order by Plaintiff in 5:97-cv-21083 [5:97-cv-21083] (dhm) [Entry date 04/28/99] [5:97cv21083]

05/03/1999 70 RESPONSE by defendant in 5:97-cv-21083 to pltfs' corrected statement chart [69-1] [5:97-cv-21083] (dhm) [Entry date 05/03/99] [5:97cv21083]

05/03/1999 71 DECLARATION by Jill L. Nizzen on behalf of defendant in 5:97-cv-21083 in support of response to pltfs' corrected statement chart [70-1] [5:97-cv-21083] (dhm) [Entry date 05/03/99] [5:97cv21083]

05/03/1999 72 PROOF OF SERVICE by defendant in 5:97-cv-21083 of declaration [71-1], response [70-1] [5:97-cv-21083] (dhm) [Entry date 05/03/99] [5:97cv21083]

06/23/1999 73 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge James Ware by Plaintiff School in 5:97-cv-21083, Plaintiff Louisiana Municipal in 5:97-cv-21083 to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel with Notice set for 8/2/99 at 9:00 [5:97-cv-21083] (dhm) [Entry date 06/24/99] [5:97cv21083]

06/23/1999 74 DECLARATION by R. Randall Roche on behalf of Plaintiff in 5:97-cv-21083 re motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 06/24/99] [5:97cv21083]

06/23/1999 75 DECLARATION by Max W. Berger on behalf of Plaintiff in 5:97-cv-21083 re motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 06/24/99] [5:97cv21083]

06/23/1999 76 DECLARATION by Steven B. Singer on behalf of Plaintiff in 5:97-cv-21083 re

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motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 06/24/99] [5:97cv21083]

06/23/1999 -- RECEIVED Proposed Order ( Plaintiff Louisiana School in 5:97-cv-21083, Plaintiff Louisiana Municipal in 5:97-cv-21083) re: motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 06/24/99] [5:97cv21083]

06/23/1999 77 PROOF OF SERVICE by Plaintiff Louisiana School in 5:97-cv-21083, Plaintiff Louisiana Municipal in 5:97-cv-21083 of declaration [76-1], order received [0-0], declaration [75-1], declaration [74-1], motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 06/24/99] [5:97cv21083]

06/29/1999 78 DECLARATION by Steven B. Singer on behalf of Plaintiff in 5:97-cv-21083 in support of ex parte motion to shorten time [5:97-cv-21083] (dhm) [Entry date 07/02/99] [5:97cv21083]

06/29/1999 -- RECEIVED Proposed Order ( Plaintiff in 5:97-cv-21083) re: declaration [78-1] [5:97-cv-21083] (dhm) [Entry date 07/02/99] [5:97cv21083]

06/29/1999 79 PROOF OF SERVICE by Plaintiff in 5:97-cv-21083 of order received [0-0], declaration [78-1] [5:97-cv-21083] (dhm) [Entry date 07/02/99] [5:97cv21083]

06/29/1999 101 EX-PARTE APPLICATION before Judge James Ware by Plaintiff in 5:97-cv-21083 to shorten time on motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (rg) [Entry date 08/18/99] [5:97cv21083]

07/01/1999 80 STATEMENT of recent decision by defendants in 5:97-cv-21083 [5:97-cv-21083] (dhm) [Entry date 07/08/99] [5:97cv21083]

07/01/1999 81 PROOF OF SERVICE by defendant in 5:97-cv-21083 of statement [80-1] [5:97-cv-21083] (dhm) [Entry date 07/08/99] [5:97cv21083]

07/02/1999 82 STIPULATION and ORDER by Judge James Ware : setting hearing on motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] 9:00 7/26/99 (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 07/12/99] [5:97cv21083]

07/08/1999 89 ORDER by Judge James Ware re motion to dismiss [45-1], dismissing the consolidated amended complaint [43-1] and granting pltfs leave to amend complaint ( Date Entered: 7/15/99) (cc: all [5:97-cv-21083] (dhm) [Entry date 07/15/99] [Edit date 08/27/99] [5:97cv21083]

07/09/1999 83 PROOF OF SERVICE by Plaintiff in 5:97-cv-21083 of order [82-1] [5:97-cv-21083] (dhm) [Entry date 07/15/99] [5:97cv21083]

07/09/1999 84 OBJECTIONS by Plaintiff in 5:97-cv-21083 to motion to disqualify the firm of Milberg Weiss and REQUEST to strike declaration of Randall Roche [73-1] [5:97-cv-21083] (dhm) [Entry date 07/15/99] [5:97cv21083]

07/09/1999 85 OBJECTIONS by Plaintiff in 5:97-cv-21083 to motion to disqualify the firm of Milberg Weiss and REQUEST to strike declaration of Max W. Berger [73-1] [5:97-cv-21083] (dhm) [Entry date 07/15/99] [5:97cv21083]

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07/09/1999 86 DECLARATION by Professors Stephen A. Saltzburg and Daniel J. Capra on behalf of Plaintiff in 5:97-cv-21083 re [85-1], [84-1] [5:97-cv-21083] (dhm) [Entry date 07/15/99] [5:97cv21083]

07/09/1999 87 OPPOSITION by Plaintiff in 5:97-cv-21083 to motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 07/15/99] [5:97cv21083]

07/09/1999 88 DECLARATION by William S. Lerach on behalf of Plaintiff in 5:97-cv-21083 in support of opposition [87-1] [5:97-cv-21083] (dhm) [Entry date 07/15/99] [5:97cv21083]

07/12/1999 90 STATEMENT of recent decision by defendant in 5:97-cv-21083 [5:97-cv-21083] (dhm) [Entry date 07/16/99] [5:97cv21083]

07/12/1999 91 PROOF OF SERVICE by defendant in 5:97-cv-21083 of statement [90-1] [5:97-cv-21083] (dhm) [Entry date 07/16/99] [5:97cv21083]

07/14/1999 92 OPPOSITION by Plaintiffs in 5:97-cv-21083 to objections and request to strike declaration of Randall Roche filed in support of motion to disqualify Milberg Weiss [85-1] [5:97-cv-21083] (dhm) [Entry date 07/16/99] [5:97cv21083]

07/14/1999 93 OBJECTIONS by Plaintiffs and REQUEST to strike the Saltzburg/Capra expert report [86-1] [5:97-cv-21083] (dhm) [Entry date 07/16/99] [5:97cv21083]

07/14/1999 94 REPLY by Plaintiff in 5:97-cv-21083 to opposition to motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] [5:97-cv-21083] (dhm) [Entry date 07/16/99] [5:97cv21083]

07/14/1999 95 PROOF OF SERVICE by Plaintiff in 5:97-cv-21083 of motion reply [94-1], objection [93-1], opposition [92-1], service [91-1], statement [90-1] [5:97-cv-21083] (dhm) [Entry date 07/16/99] [5:97cv21083]

07/14/1999 100 OPPOSITION by Plaintiff in 5:97-cv-21083 to Milberg Weiss' objection and request to strike declaration of Max W. erger filed in support of motion to disqualify Milberg Weiss [5:97-cv-21083] (dhm) [Entry date 08/04/99] [5:97cv21083]

07/20/1999 96 EX-PARTE APPLICATION before Judge James Ware by Plaintiff in 5:97-cv-21083 for order requiring dfts to file an answer to pltfs consolidated complaint [5:97-cv-21083] (dhm) [Entry date 07/22/99] [5:97cv21083]

07/20/1999 97 DECLARATION by Spencer A. Burkholz on behalf of Plaintiff in 5:97-cv-21083 re motion for order requiring dfts to file an answer to pltfs consolidated complaint [96-1] [5:97-cv-21083] (dhm) [Entry date 07/22/99] [5:97cv21083]

07/23/1999 98 OPPOSITION by defendant in 5:97-cv-21083 to motion for order requiring dfts to file an answer to pltfs consolidated complaint [96-1] [5:97-cv-21083] (dhm) [Entry date 07/28/99] [5:97cv21083]

07/30/1999 99 CONSOLIDATED COMPLAINT [1-1] by Plaintiff in 5:97-cv-21083; jury demand [5:97-cv-21083] (dhm) [Entry date 08/02/99] [5:97cv21083]

08/26/1999 102 ORDER by Judge James Ware denying motion for order requiring dfts to file an answer to pltfs consolidated complaint [96-1], [73-1] [101-1], denying w/out prejudice motion to disqualify the firm of Milberg Weiss Bershad Hynes & Lerach LLP from continuing to serve as co-lead counsel [73-1] ( Date Entered: 08/30/99) (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 08/30/99] [5:97cv21083]

09/03/1999 103 NOTICE OF MOTION AND MOTION WITH MEMORANDUM IN SUPPORT before

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Judge James Ware by defendants in 5:97-cv-21083 to dismiss second amended complaint with Notice set for 10/18/99 at 9:00 [5:97-cv-21083] (dhm) [Entry date 09/03/99] [5:97cv21083]

09/03/1999 104 DECLARATION by Jennifer L. Cahill on behalf of defendant in 5:97-cv-21083 in support of motion to dismiss second amended complaint [103-1] [5:97-cv-21083] (dhm) [Entry date 09/03/99] [5:97cv21083]

09/03/1999 105 REQUEST FOR JUDICIAL NOTICE by defendant in 5:97-cv-21083 motion to dismiss second amended complaint [103-1] [5:97-cv-21083] (dhm) [Entry date 09/03/99] [5:97cv21083]

09/03/1999 -- RECEIVED Proposed Order ( defendant in 5:97-cv-21083) re: motion to dismiss second amended complaint [103-1] [5:97-cv-21083] (dhm) [Entry date 09/03/99] [5:97cv21083]

09/03/1999 106 PROOF OF SERVICE by defendant in 5:97-cv-21083 of request [105-1], order received [0-0], declaration [104-1], motion to dismiss second amended complaint [103-1] [5:97-cv-21083] (dhm) [Entry date 09/03/99] [5:97cv21083]

09/27/1999 107 OPPOSITION by Plaintiff in 5:97-cv-21083 to motion to dismiss second amended complaint [103-1] [5:97-cv-21083] (dhm) [Entry date 09/29/99] [5:97cv21083]

09/27/1999 108 DECLARATION by Reed R. Kathrein on behalf of Plaintiff in 5:97-cv-21083 in support of opposition [107-1] [5:97-cv-21083] (dhm) [Entry date 09/29/99] [5:97cv21083]

10/04/1999 109 REPLY by defendant in 5:97-cv-21083 re motion to dismiss second amended complaint [103-1] [5:97-cv-21083] (dhm) [Entry date 10/04/99] [5:97cv21083]

10/04/1999 110 SUPPLEMENTAL DECLARATION by Jennifer L. Cahill on behalf of defendant in 5:97-cv-21083 in support of reply [109-1] [5:97-cv-21083] (dhm) [Entry date 10/04/99] [5:97cv21083]

10/04/1999 111 PROOF OF SERVICE by defendant in 5:97-cv-21083 of declaration [110-1], reply [109-1] [5:97-cv-21083] (dhm) [Entry date 10/04/99] [5:97cv21083]

10/06/1999 112 NOTICE by Plaintiff in 5:97-cv-21083 of change of address [5:97-cv-21083] (dhm) [Entry date 10/12/99] [5:97cv21083]

10/14/1999 113 STATEMENT of recent decision pursuant to Local Rule 7-3(e) by Plaintiff in 5:97-cv-21083 [5:97-cv-21083] (dhm) [Entry date 10/20/99] [5:97cv21083]

10/14/1999 114 ORDER by Judge James Ware setting hearing on motion to dismiss second amended complaint [103-1] 9:00 12/6/99 ( Date Entered: 10/20/99) (cc: all counsel) [5:97-cv-21083] (dhm) [Entry date 10/20/99] [5:97cv21083]

10/28/1999 115 STATEMENT of Recent Decisions by defendants in 5:97-cv-21083 [5:97-cv-21083] (dhm) [Entry date 10/29/99] [5:97cv21083]

12/13/1999 116 MEMORANDUM by Plaintiff CDL Foundation Inc. re: rule 12(g) of the Federal rules of civil procedure [5:97-cv-21083] (cv) [Entry date 12/15/99] [5:97cv21083]

01/11/2000 117 REPORTER'S TRANSCRIPT; Date of proceedings: 12/6/99 ( C/R: I. l. Rodriguez) [5:97-cv-21083] (cv) [Entry date 01/11/00] [5:97cv21083]

01/11/2000 -- Docket Modification (Administrative) to order [44-2] terminating case associations (5:99-cv-20077 5:98-cv-20061 5:98-cv-20155 5:98-cv-20624 5:98-cv-20347) and consolidating all cases. [5:97-cv-21083] (cv) [Entry date 01/11/00] [5:97cv21083]

01/14/2000 118 ORDER by Judge James Ware Plaintiff' may file amended complaint by 2/29/00; Dft

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motion to dismiss is Granted in part and Denied in part. ( Date Entered: 1/14/00) (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 01/14/00] [5:97cv21083]

01/20/2000 119 NOTICE by Plaintiff CDL Foundation Inc. [118-1] order [5:97-cv-21083] (cv) [Entry date 01/20/00] [5:97cv21083]

01/25/2000 120 NOTICE by Plaintiff [118-1] order [5:97-cv-21083] (cv) [Entry date 01/26/00] [5:97cv21083]

02/28/2000 121 STIPULATION and ORDER by Judge James Ware : extending to file 2nd amended complaint to 3/31/00 (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 02/29/00] [5:97cv21083]

03/02/2000 122 ANSWER by defendant 3COM Corporation to second amended complaint [99-1] [5:97-cv-21083] (cv) [Entry date 03/02/00] [5:97cv21083]

03/02/2000 123 PROOF OF SERVICE by defendant 3COM Corporation of answer [122-1] [5:97-cv-21083] (cv) [Entry date 03/02/00] [5:97cv21083]

03/02/2000 124 ANSWER by defendant John McCartney to second amended complaint [99-1] [5:97-cv-21083] (cv) [Entry date 03/02/00] [5:97cv21083]

03/02/2000 125 PROOF OF SERVICE by defendant 3COM Corporation of answer [124-1] [5:97-cv-21083] (cv) [Entry date 03/02/00] [5:97cv21083]

03/02/2000 126 ANSWER by defendant Casey Cowell to second amended complaint [99-1] [5:97-cv-21083] (cv) [Entry date 03/02/00] [5:97cv21083]

03/02/2000 127 PROOF OF SERVICE by defendant 3COM Corporation of answer [126-1] [5:97-cv-21083] (cv) [Entry date 03/02/00] [5:97cv21083]

03/07/2000 128 NOTICE by Plaintiff CDL Foundation Inc. [121-2] order [5:97-cv-21083] (cv) [Entry date 03/08/00] [5:97cv21083]

03/09/2000 129 NOTICE by Plaintiff of change of Firm Name [5:97-cv-21083] (gm) [Entry date 03/10/00] [5:97cv21083]

03/20/2000 130 NOTICE by Plaintiff CDL Foundation Inc. of change of frim name [5:97-cv-21083] (cv) [Entry date 03/21/00] [5:97cv21083]

03/31/2000 131 STIPULATION and ORDER by Judge James Ware : for protective order (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 04/03/00] [5:97cv21083]

03/31/2000 132 CONSOLIDATED AMENDED COMPLAINT by Plaintiff (under seal) [5:97-cv-21083] (cv) [Entry date 04/03/00] [5:97cv21083]

04/04/2000 133 PROOF OF SERVICE by Plaintiff CDL Foundation Inc. of complaint [132-1] [5:97-cv-21083] (cv) [Entry date 04/05/00] [5:97cv21083]

04/05/2000 134 NOTICE by defendant Ronald A. Sege [131-2] order [5:97-cv-21083] (cv) [Entry date 04/05/00] [5:97cv21083]

05/08/2000 135 STIPULATION the State action will be stayed by stipulation of the parties [5:97-cv-21083] (cv) [Entry date 05/09/00] [5:97cv21083]

05/19/2000 136 ANSWER by defendant Eric A. Benhamou, defendant Christoper B. Paisley, defendant Michael S. Seedman, defendant Ross W. Manire to complaint [132-1] [5:97-cv-21083] (cv) [Entry date 05/24/00] [5:97cv21083]

05/19/2000 137 PROOF OF SERVICE by defendant 3COM Corporation of answer [136-1] [5:97-cv-

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21083] (cv) [Entry date 05/24/00] [5:97cv21083]

06/12/2000 138 NOTICE by Plaintiff of change of address [5:97-cv-21083] (cv) [Entry date 06/13/00] [5:97cv21083]

07/20/2000 139 SETTLEMENT CONFERENCE MINUTES: ( C/R none) ( Hearing Date: 7/20/00) Case not settled, Settlement conf. (Mag) at 9:30 7/25/00 ; [5:97-cv-21083] (cv) [Entry date 07/21/00] [5:97cv21083]

07/21/2000 140 ORDER by Judge James Ware of appointment of mediator, Mag. Judge Edward A. Infante, referring case for discovery to Mag. Judge Patricia V. Trumbull, Case Management Statement is due 9/8/00 ; Case Management Conference set for 10:00 9/18/00 ; ( Date Entered: 7/24/00) (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 07/24/00] [5:97cv21083]

07/25/2000 141 SETTLEMENT CONFERENCE MINUTES: ( C/R none) ( Hearing Date: 7/25/00) Settlement conference held, Settlement conf. (Mag) at 2:30 9/7/00 ; [5:97-cv-21083] (cv) [Entry date 07/25/00] [5:97cv21083]

09/08/2000 142 SETTLEMENT CONFERENCE MINUTES: ( C/R none) ( Hearing Date: 9/7/00) Settlement conference held, Settlement conf. (Mag) at 2:00 10/4/00 ; [5:97-cv-21083] (cv) [Entry date 09/11/00] [5:97cv21083]

09/12/2000 143 NOTICE OF MOTION AND MOTION before Mag. Judge Patricia V. Trumbull by Plaintiff CDL Foundation Inc. to compel production of documents with Notice set for 10/17/00 at 10:00 (under seal) [5:97-cv-21083] (cv) [Entry date 09/12/00] [5:97cv21083]

09/12/2000 144 DECLARATION by S. A. Burkholz on behalf of Plaintiff CDL Foundation Inc. re motion to compel production of documents [143-1] (under seal) [5:97-cv-21083] (cv) [Entry date 09/12/00] [5:97cv21083]

09/13/2000 145 CASE MANAGEMENT STATEMENT and PROPOSED ORDER filed. [5:97-cv-21083] (cv) [Entry date 09/13/00] [5:97cv21083]

09/15/2000 146 ORDER by Judge James Ware Case Management Conference set for 10:00 at 10/30/00 () (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 09/18/00] [5:97cv21083]

10/02/2000 147 MAIL [146-2] returned from Post Office [5:97-cv-21083] (cv) [Entry date 10/04/00] [5:97cv21083]

10/03/2000 148 OPPOSITION by defendant Eric A. Benhamou, defendant 3COM Corporation to motion to compel production of documents [143-1], including the production of transcripts of testimony given before the SSC [5:97-cv-21083] (cv) [Entry date 10/04/00] [5:97cv21083]

10/03/2000 149 DECLARATION by J. L. Kopel on behalf of defendant 3COM Corporation re opposition [148-1] [5:97-cv-21083] (cv) [Entry date 10/04/00] [5:97cv21083]

10/03/2000 150 PROOF OF SERVICE by defendant 3COM Corporation of declaration [149-1], opposition [148-1] [5:97-cv-21083] (cv) [Entry date 10/04/00] [5:97cv21083]

10/04/2000 151 SETTLEMENT CONFERENCE MINUTES: ( C/R none) ( Hearing Date: 10/4/00) Settlement conference held case settled. [5:97-cv-21083] (cv) [Entry date 10/05/00] [5:97cv21083]

10/26/2000 152 ORDER by Judge James Ware Status conference set for 10:00 11/20/00 ; ( Date Entered: 12/27/00) (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 10/27/00] [5:97cv21083]

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11/03/2000 -- RECEIVED Stip & order re: jurisdiction of Magistrate Judge submitted by Plaintiff [5:97-cv-21083] (cv) [Entry date 11/03/00] [5:97cv21083]

11/03/2000 153 PROOF OF SERVICE by defendant 3COM Corporation of document received [0-0] [5:97-cv-21083] (cv) [Entry date 11/03/00] [5:97cv21083]

11/03/2000 154 STIPULATION and ORDER by Judge James Ware : UPON consent of parties, this case transferred for final disposition to to Mag. Judge Edward A. Infante referring to Mag. Judge Edward A. Infante the motion to compel production of documents [143-1], Case reassigned to Judge Edward A. Infante for all proceedings including judgment. (cc: all counsel) [5:97-cv-21083] (cv) [Entry date 11/06/00] [5:97cv21083]

11/06/2000 -- Docket Modification (Administrative) to Scheduling order UPON consent of parties, this case transferred for final disposition to to Mag. Judge Edward A. Infante referring to Mag. Judge Edward A. Infante the motion to compel production of documents [143-1] [154-1], Scheduling order Case reassigned to Judge Edward A. Infante for all proceedings including judgment. [154-2], order [154-3] [5:97-cv-21083] (cv) [Entry date 11/06/00] [5:97cv21083]

11/06/2000 155 MAIL [152-1] returned from Post Office address to Jeffrey Squire [5:97-cv-21083] (lfc) [Entry date 11/21/00] [5:97cv21083]

11/08/2000 156 PROOF OF SERVICE by defendant 3COM Corporation of order [154-3] [5:97-cv-21083] (rg) [Entry date 11/27/00] [5:97cv21083]

11/16/2000 -- RECEIVED Proposed Stipulation and Order ( ) [5:97-cv-21083] (rg) [Entry date 11/28/00] [5:97cv21083]

11/16/2000 157 STIPULATION re settlment. [5:97-cv-21083] (rg) [Entry date 11/29/00] [5:97cv21083]

11/28/2000 158 ORDER by Mag. Judge Edward A. Infante for preliminary approval of settlement, and certifying the class action and providing for notice ( Date Entered: 12/6/00) (cc: all counsel) [5:97-cv-21083] (lrd) [Entry date 12/06/00] [5:97cv21083]

11/29/2000 159 MINUTES: ( C/R LeeAnne Shortridge) ( Hearing Date: 11/28/00) preliminarily approving settlement, and certifying the class [5:97-cv-21083] (rg) [Entry date 12/07/00] [5:97cv21083]

01/16/2001 169 NOTICE proof of claim by Ralph Rosner [5:97-cv-21083] (lfc) [Entry date 02/27/01] [5:97cv21083]

01/23/2001 160 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Mag. Judge Edward A. Infante by Plaintiff for order of approval of plan of allocation of settlement proceeds with Notice set for 2/23/01 9:00 a.m. [5:97-cv-21083] (lfc) [Entry date 01/29/01] [5:97cv21083]

01/23/2001 161 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Mag. Judge Edward A. Infante by Plaintiff for order for final approval of settlement with Notice set for 02/23/01 9:00 a.m. [5:97-cv-21083] (lfc) [Entry date 01/29/01] [5:97cv21083]

01/23/2001 162 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Mag. Judge Edward A. Infante by Plaintiff in support pf plaintiffs' application for award of attorney fees and reimbursement of expenses with Notice set for 02/23/01 at 9:00 a.m. [5:97-cv-21083] (lfc) [Entry date 01/29/01] [5:97cv21083]

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01/23/2001 163 DECLARATION by Robert N. Kaplan, Max W. Berger, Edward M.Gergosian and William S. Lerach on behalf of Plaintiff re motion in support pf plaintiffs' application for award of attorney fees and reimbursement of expenses [162-1], re motion for order for final approval of settlement [161-1], re motion for order of approval of plan of allocation of settlement proceeds [160-1] [5:97-cv-21083] (lfc) [Entry date 01/29/01] [5:97cv21083]

01/23/2001 164 DECLARATION by Cheryl Washington on behalf of Plaintiff re:(a) mailing of notice of proposed settlement of class action and proof of claim and release form and (b) publication of summary notice [5:97-cv-21083] (lfc) [Entry date 01/30/01] [5:97cv21083]

01/23/2001 165 DECLARATION by Keith f. Park on behalf of Plaintiff re motion in support pf plaintiffs' application for award of attorney fees and reimbursement of expenses [162-1] [5:97-cv-21083] (lfc) [Entry date 01/30/01] [5:97cv21083]

01/23/2001 -- RECEIVED Proposed Order re final judgment and order of dismissal with prejudice ( Plaintiff) [5:97-cv-21083] (lfc) [Entry date 01/30/01] [5:97cv21083]

01/23/2001 -- RECEIVED Proposed Order ( Plaintiff) re: motion for order for final approval of settlement [161-1] [5:97-cv-21083] (lfc) [Entry date 01/30/01] [5:97cv21083]

01/23/2001 -- RECEIVED Proposed Order ( Plaintiff) re: motion in support pf plaintiffs' application for award of attorney fees and reimbursement of expenses [162-1] [5:97-cv-21083] (lfc) [Entry date 01/30/01] [5:97cv21083]

01/30/2001 166 ORDER by Mag. Judge Edward A. Infante re [162-1] ( Date Entered: 02/05/01) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 02/05/01] [5:97cv21083]

02/02/2001 167 NOTICE of objections John H. Morrow [5:97-cv-21083] (lfc) [Entry date 02/09/01] [5:97cv21083]

02/02/2001 168 NOTICE of objection [167-1] duplicate notice [5:97-cv-21083] (lfc) [Entry date 02/13/01] [5:97cv21083]

02/13/2001 170 NOTICE proof of claim by Anthony Simonetti [5:97-cv-21083] (lfc) [Entry date 02/27/01] [5:97cv21083]

02/15/2001 173 SUPPLEMENT by Plaintiff in 5:97-cv-21083 re declaration [172-1] [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/15/2001 174 CO-LEAD COUNSEL'S SUPPLEMENTAL submission in support of application for award of attorney's fees by Plaintiff in 5:97-cv-21083 [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/20/2001 171 MEMORANDUM of law of objector,John H. Morrow in opposition to motion in support of plaintiffs' application for award of attorney fees and reimbursement of expenses [162-1] [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/23/2001 175 ORDER by Mag. Judge Edward A. Infante approving plan of allocation of settlement proceeds ( Date Entered: 02/28/01) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/23/2001 178 JUDGMENT: by Mag. Judge Edward A. Infante for order, dismissing case (5:98-cv-20842 5:98-cv-20158 5:98-cv-20088 5:98-cv-20089 5:98-cv-20155 5:98-cv-20061 5:98-cv-20737) ; appeal filing ddl 3/30/01 ( Date Entered: 02/28/01) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

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02/26/2001 176 MINUTES: ( C/R Peter Torreano) ( Hearing Date: 02/23/01) granting motion for order for final approval of settlement, motion for approval of plan allocation was also approved [161-1] [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/26/2001 177 REPORTER'S TRANSCRIPT; Date of proceedings: 02/23/01 ( C/R: Peter Torreano) Scheduling order approving plan of allocation of settlement proceeds [175-1], order [175-2] [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/27/2001 172 DECLARATION by Keith F. Park regarding service of pleadings on John H. Morrow on behalf of Plaintiff in 5:97-cv-21083 [5:97-cv-21083] (lfc) [Entry date 02/28/01] [5:97cv21083]

02/28/2001 179 DECLARATION by John H. Morrow regarding receipt of plaintiffs' counsels' supplemental submission and expense [5:97-cv-21083] (lfc) [Entry date 03/01/01] [5:97cv21083]

03/09/2001 180 ORDER by Mag. Judge Edward A. Infante granting plaintiffs' application for award of attorney fees and reimbursement of expenses [162-1] ( Date Entered: 03/09/01) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 03/09/01] [5:97cv21083]

03/13/2001 181 PROOF OF SERVICE of order [180-1] [5:97-cv-21083] (lfc) [Entry date 03/16/01] [5:97cv21083]

03/19/2001 182 APPLICATION of objector, John H. Morrow, for an award of attorneys' fees under certain contigent circumstances [5:97-cv-21083] (lfc) [Entry date 03/22/01] [5:97cv21083]

03/19/2001 183 ORDER by Mag. Judge Edward A. Infante denying without prejudice objector's application [182-1] ( Date Entered: 03/26/01) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 03/26/01] [5:97cv21083]

05/09/2001 184 MOTION before Mag. Judge Edward A. Infante by Objector John H. Morrow second application for an attorneys fee [5:97-cv-21083] (lfc) [Entry date 05/17/01] [5:97cv21083]

05/23/2001 185 RESPONSE by Plaintiff CDL Foundation Inc. re motion second application for an attorneys fee [184-1] [5:97-cv-21083] (lfc) [Entry date 05/31/01] [5:97cv21083]

05/23/2001 186 ORDER by Mag. Judge Edward A. Infante denying motion second application for an attorneys fee [184-1] ( Date Entered: 05/31/01) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 05/31/01] [5:97cv21083]

09/12/2001 187 MAIL returned from Post Office [5:97-cv-21083] (lfc) [Entry date 09/13/01] [5:97cv21083]

02/15/2002 188 LETTER dated 01/31/02 from Joshua Guttman regarding class action. [5:97-cv-21083] (lfc) [Entry date 02/20/02] [5:97cv21083]

08/22/2002 189 STIPULATION agreement between the Northern Trust Company and Gillardi & Co. LLC to have matter heard by Magistrate Judge Edward A. Infante. [5:97-cv-21083] (lfc) [Entry date 08/23/02] [5:97cv21083]

08/22/2002 -- RECEIVED Proposed Order (co-lead counsel for Plaintiff) [5:97-cv-21083] (lfc) [Entry date 08/23/02] [5:97cv21083]

08/26/2002 190 ORDER by Mag. Judge Edward A. Infante re: Dispute Between the NOrthern Trust Company and Gilardi & Co., LLc telephonic Case Management Conference set for 09/06/02 at 9:00 a.m. ( Date 08/29/02) Entered: 08/29/02) (cc: all counsel) [5:97-cv-

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21083] (lfc) [Entry date 08/29/02] [5:97cv21083]

08/29/2002 191 NOTICE of entry of order re: dispute between the Northern Trust Company and Gilardi & Co LLC by Plaintiff [5:97-cv-21083] (lfc) [Entry date 09/03/02] [5:97cv21083]

08/29/2002 192 NOTICE of telephonic scheduling conference on 9/6/02 at 9:00 a.m. by Plaintiff [5:97-cv-21083] (lfc) [Entry date 09/03/02] [5:97cv21083]

09/04/2002 193 LETTER dated 09/04/02 by Mimi Sagmit re: Payment of outstanding class action settlement claims. [5:97-cv-21083] (lfc) [Entry date 09/05/02] [5:97cv21083]

09/09/2002 194 MINUTES: ( C/R not reported) ( Hearing Date: 9/06/02) Further Telephonic Case Management Conference set for 9:00 a.m. 10/11/02 ; Counsel for the Class to Coordinate the phone conf. [5:97-cv-21083] (lfc) [Entry date 09/11/02] [5:97cv21083]

09/23/2002 195 CONSENT to proceed before magistrate judge filed by Northern Trust Company [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 196 MOTION before Mag. Judge Edward A. Infante for attorney Alan N. Salpeterto appear pro hac vice . Fee status pd. with Notice set for [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 197 MOTION before Mag. Judge Edward A. Infante for attorney Howard J. Roin to appear pro hac vice . Fee status paid. with Notice set for [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 -- RECEIVED Proposed Order ( ) re: motion for attorney Alan N. Salpeterto appear pro hac vice . Fee status pd. [196-1] [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 -- RECEIVED Proposed Order ( ) re: motion for attorney Howard J. Roin to appear pro hac vice . Fee status paid. [197-1] [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 198 MOTION before Mag. Judge Edward A. Infante for attorney Michele Odorizzi to appear pro hac vice . Fee status pd. with Notice set for [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 -- RECEIVED Proposed Order ( ) re: motion for attorney Michele Odorizzi to appear pro hac vice . Fee status pd. [198-1] [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 199 MOTION before Mag. Judge Edward A. Infante for attorney David D. Pope to appear pro hac vice . Fee status pd.. with Notice set for [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 -- RECEIVED Proposed Order ( ) re: motion for attorney David D. Pope to appear pro hac vice . Fee status pd.. [199-1] [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/23/2002 200 PROOF OF SERVICE of order received [0-0], motion for attorney David D. Pope to appear pro hac vice . Fee status pd.. [199-1], order received [0-0], motion for attorney Michele Odorizzi to appear pro hac vice . Fee status pd. [198-1], order received [0-0], order received [0-0], motion for attorney Howard J. Roin to appear pro hac vice . Fee status paid. [197-1], motion for attorney Alan N. Salpeterto appear pro hac vice . Fee status pd. [196-1], consent magistrate [195-1] [5:97-cv-21083] (lrd) [Entry date 09/26/02] [5:97cv21083]

09/24/2002 201 ORDER by Mag. Judge Edward A. Infante granting motion for attorney David D. Pope to appear pro hac vice Attorneys for Northern Trust Company . Fee status pd.. [199-1] (

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Date Entered: 10/03/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 10/03/02] [5:97cv21083]

09/24/2002 202 ORDER by Mag. Judge Edward A. Infante granting motion for attorney Michele Odorizzi to appear pro hac vice Attorneys for Northern Trust Company . Fee status pd. [198-1] ( Date Entered: 10/03/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 10/03/02] [5:97cv21083]

09/24/2002 203 ORDER by Mag. Judge Edward A. Infante granting motion for attorney Howard J. Roin to appear pro hac vice Attorneys for Northern Trust Company . Fee status paid. [197-1] ( Date Entered: 10/03/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 10/03/02] [5:97cv21083]

09/24/2002 204 ORDER by Mag. Judge Edward A. Infante granting motion for attorney Alan N. Salpeterto appear pro hac vice Attorneys for Northern Trust Company . Fee status pd. [196-1] ( Date Entered: 10/03/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 10/03/02] [5:97cv21083]

10/02/2002 205 CONSENT to proceed before magistrate judge by defendant [5:97-cv-21083] (lrd) [Entry date 10/08/02] [5:97cv21083]

10/02/2002 206 NOTICE by Plaintiff [192-1] notice [5:97-cv-21083] (lrd) [Entry date 10/08/02] [Edit date 10/16/02] [5:97cv21083]

10/10/2002 207 LETTER dated 10/10/02 regarding letters that had been sent previouly sent to the courts dated 9/4/02 and 7/2/02 [5:97-cv-21083] (lrd) [Entry date 10/10/02] [Edit date 10/16/02] [5:97cv21083]

10/10/2002 208 CONSENT to proceed before magistrate judge document signed by Gilardi & Co.LLC member Northern Trust Company [5:97-cv-21083] (lrd) [Entry date 10/15/02] [Edit date 10/16/02] [5:97cv21083]

10/11/2002 209 MINUTES: ( C/R n/a) ( Hearing Date: 10/11/02) referring case for settlement to Magistrate Judge Richard Seeborg, and Discovery cutoff (magistrate) 12/10/02 ; All motions will be heard by 9:00 1/13/03 ; supplemental disclosure is due 11/1/02 ;, and Gilardi is directed to prepare a letter setting forth the factual and legal position to claims by Northern Trust this shall be completed by 10/22/02 [5:97-cv-21083] (lrd) [Entry date 10/15/02] [Edit date 10/16/02] [5:97cv21083]

11/06/2002 211 PROOF OF SERVICE of Northern Trust Company [5:97-cv-21083] (lfc) [Entry date 11/08/02] [5:97cv21083]

11/06/2002 -- RECEIVED Proposed Order ( propose shceduling order ) [5:97-cv-21083] (lfc) [Entry date 11/08/02] [5:97cv21083]

11/07/2002 210 ORDER by Magistrate Judge Richard Seeborg for settlement Settlement Conference will be held on 12/09/02 at 9:30 a.m. ( Date Entered: 11/08/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 11/08/02] [5:97cv21083]

11/12/2002 212 SCHEDULING ORDER by Mag. Judge Edward A. Infante : Evidentiary Hearing will be held on 1-13-03 at 9:00 a.m.; Pre-hearing briefs are due no later than 1-6-03. cc:all counsel) [5:97-cv-21083] (mp) [Entry date 11/12/02] [5:97cv21083]

11/27/2002 213 LETTER dated 11/27/02 from Robert A. Wooten: re: The Northern Trust Company and Gilardi & Co. jointly request a 30 minute telephonic hearing to discuss certain recent discovery dispute. [5:97-cv-21083] (lfc) [Entry date 12/05/02] [5:97cv21083]

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12/02/2002 214 LETTER dated 12/02/02 from Robert A. Wooten re: by this letter Gilardi & co. LLc supplements the 11/28/02 joint letter requesting the Court's intervention in a controversy involving the allowable breadth of discovery. [5:97-cv-21083] (lfc) [Entry date 12/05/02] [5:97cv21083]

12/03/2002 215 LETTER dated 12/03/02 from Shirish Gupta re:concerning the discovery issues. [5:97-cv-21083] (lfc) [Entry date 12/05/02] [5:97cv21083]

12/04/2002 216 LETTER dated 12/04/02 from Shirish Gupta re: scheduled for a telephonic conference. [5:97-cv-21083] (lfc) [Entry date 12/05/02] [5:97cv21083]

12/04/2002 217 Gilardi & Co.'s Response to Northern Trust Company's Request for Production of Documents [5:97-cv-21083] (lfc) [Entry date 12/09/02] [5:97cv21083]

12/05/2002 218 STIPULATION and ORDER by Mag. Judge Edward A. Infante : for protective order (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 12/09/02] [5:97cv21083]

12/05/2002 219 ORDER REGARDING DISCOVERY DISPUTES by Mag. Judge Edward A. Infante ( Date Entered: 12/09/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 12/09/02] [5:97cv21083]

12/09/2002 220 LETTER dated December 9, 2002 from Howard J. Roin from Northern Trust [5:97-cv-21083] (mp) [Entry date 12/09/02] [5:97cv21083]

12/09/2002 221 ORDER by Judge Howard R. Lloyd Settlement conf. (Mag) at 9:30 1/9/03 ; ( Date Entered: 12/10/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 12/10/02] [5:97cv21083]

12/09/2002 222 SETTLEMENT CONFERENCE MINUTES: () ( Hearing Date: 12/9/02) Settlement conference held, Settlement conference will be held 9:30 1/9/03 ; [5:97-cv-21083] (cfe) [Entry date 12/11/02] [5:97cv21083]

12/13/2002 223 NOTICE of entry of order regarding discovery disputes by Northern Trust Company. [5:97-cv-21083] (lfc) [Entry date 12/16/02] [5:97cv21083]

12/13/2002 224 PROOF OF SERVICE of notice [223-1] [5:97-cv-21083] (lfc) [Entry date 12/16/02] [5:97cv21083]

12/13/2002 225 LETTER dated December 12, 2002 from Robert A Wooten Jr. on behalf on Northern Trust Co. [5:97-cv-21083] (lfc) [Entry date 12/16/02] [5:97cv21083]

12/23/2002 226 ORDER by Mag. Judge Edward A. Infante ordered that evidentiary hearing scheduled for 01/13/03 at 9:00 a.m. is vacated . All litigation, including discovery, is hereby stayed pedning further order of the court. litigation including discovery ( Date Entered: 12/24/02) (cc: all counsel) [5:97-cv-21083] (lfc) [Entry date 12/24/02] [5:97cv21083]

01/07/2003 227 SETTLEMENT CONFERENCE MINUTES: Hearing Date: 1/9/03 is off calendar) Settlement conference (telephonic) held [5:97-cv-21083] (cfe) [Entry date 01/07/03] [5:97cv21083]

01/13/2003 228 ORDER by Mag. Judge Edward A. Infante recusing ( Date Entered: 1/13/03) (cc: all counsel) [5:97-cv-21083] (lrd) [Entry date 01/13/03] [5:97cv21083]

01/13/2003 229 ORDER by Executive Committee re [228-1], re [228-2] Case reassigned to Judge Martin J. Jenkins ( Date Entered: 1/13/03) (cc: all counsel) [5:97-cv-21083] (lrd) [Entry date 01/13/03] [5:97cv21083]

01/13/2003 230 MINUTES: ( C/R Patty Cromwell Tape # 001-03 e) ( Hearing Date: 10/11/02) Judge

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orders disqualification from case. The matter will be reassigned. [5:97-cv-21083] (dhm) [Entry date 01/14/03] [5:97cv21083]

01/16/2003 231 NOTICE of entry by Plaintiff, of Order of Recusal [228-2] [5:97-cv-21083] (gm) [Entry date 01/17/03] [5:97cv21083]