up cmc thesis & dissertation guidebook v5

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UP CMC Thesis & Dissertation Guidebook v5

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  • COLLEGE OF MASS COMMUNICATION University of the Philippines Diliman

    FORMAT GUIDEBOOK FOR

    THESES AND DISSERTATIONS

    DILIMAN, QUEZON CITY

    JUNE 2008

  • Guidebook page 2

    This document is designed as a guide for preparing and presenting theses and

    dissertations at the University of the Philippines College of Mass Communication.

    This guidebook uses inputs from the style manuals of the UP School of Library and

    Information Science and the Ohio University. It was developed by the Thesis Format

    Committee organized by Dean Elena Pernia. The committee was chaired by Dr. Fernando

    D. Paragas with Prof. Yvonne T. Chua, Ms. Luzviminda J. Matulac, Dr. Perlita G.

    Manalili, and Dr. Arminda V. Santiago as members.

    TABLE OF CONTENTS OF THE GUIDEBOOK

    I. General Guidelines

    A. Formatting of Text 3

    B. Formatting of Charts, Pictures and Illustrations, and Tables and Matrices 4

    C. Submission Procedures 4

    II. Formatting Guidelines 6

    A. Sample Cover 7

    B. Sample Spine 8

    C. Sample Title Page 9

    D. Sample Approval Sheet Page for B.A. Theses 10

    E. Sample Approval Sheet Page for M.A. Theses and Dissertations 11

    F. Sample Biographical Page 12

    G. Sample Acknowledgment Page 13

    H. Sample Dedication Page 14

    I. Abstract Page Samples 16

    J. Sample Table of Contents 18

    K. Sample Lists 19

    L. Sample Page Layout 20

    M. Sample First Page of a Chapter 21

    N. Subheads 22

    O. Sample Tables 23

    P. Sample Chart 25

    Q. Sample Graphics (Pictures, Illustrations) 26

    R. Sample Matrix 27

    III. Supplementary Materials 28

    A. Basic Outline of Chapters and Sections 28

    B. Basic Writing Guidelines 28

    C. Basic Citation using APA Style 33

    D. Basic Citation using MLA Style 49

  • Guidebook page 3

    I. GENERAL GUIDELINES

    A. Formatting of Text

    Use the following for the entire document:

    1. Citation and references: Use APA (American Psychological Association) 5th

    Edition or MLA (Modern Language Association) for in-text citation and the listing of

    references. Do not mix citation styles.

    2. Font: Times New Roman 12 points or Arial 11 points normal, for the entire

    document, except for footnotes (see below). No other font may be used, even for the

    preliminary section.

    3. Paper: White, 8.5 x 11, 80gsm. No special paper may be used in any part of the

    document, except for photo paper for pictures, graphics, and other illustrations.

    4. Margin: 1.5 for the left margin, 1.0 for the top, right, and bottom margins

    5. Justification. Use ragged right margin because this is more readable than forced

    justify margin.

    6. Spacing: Double spacing for the entire document. No additional spacing between

    paragraphs. Add an extra double space between sections.

    7. Page numbers: Place page numbers in the header, on the top right corner. Follow

    these formatting guidelines for specific pages in the document. Examples are in

    Sections III and IV.

    a. For all pages preceding the first chapter, use lowercase Roman numerals (i, ii,

    iii). However, page numbers shall first appear on the Table of Contents.

    Although the Title, Approval Sheet, Biographical Data, Acknowledgment,

    Dedication, and Abstract pages are counted in the pagination, their page numbers

    are not shown.

    b. For the body, use Hindu-Arabic numerals (1, 2, 3). Numbering should begin

    with the first page of the first chapter, but the page number should not appear on

    the first page. Similarly, the first page of each succeeding chapter should have no

    page number.

    c. Page numbers stand alone, with no special formatting. Do not use dashes (-2-) or

    the word Page (Ex.: Page 2) to identify page numbers.

    8. Footnotes should be used instead of endnotes to promote readability. Place

    sequentially numbered footnotes at the bottom of the appropriate page. Footnotes

    must be single-spaced, using Times New Roman 11 points or Arial 10 points.

    Footnotes must be separated from the main body by a short line.

    B. Formatting of Charts, Pictures and Illustrations, and Tables and Matrices

    1. Charts, pictures and illustrations, and tables and matrices should appear on the same

    page or on the following page after they are mentioned in the text. Put an extra double

    space before and after these items. Photo paper may be used for charts, pictures, and

    illustrations.

  • Guidebook page 4

    2. Images must fit and be centered within margins. If a table, figure, or picture does not

    fit in a portrait page layout, change to a landscape layout. Put this landscaped page

    immediately after the page that cites the table, figure, or picture. The landscaped page

    must have a 1.5 margin at the top, and 1.0 margin on all others. Landscaped pages

    must be oriented away from the binding.

    3. No text should appear to the left or to the right of the charts, pictures and illustrations,

    and tables and matrices.

    4. Label charts, pictures and illustrations, and tables and matrices chronologically using

    Hindu-Arabic numerals.

    5. Put titles at the top of the charts, pictures and illustrations, and tables and matrices.

    Ensure that these titles match those in the Table of Contents and in the document.

    Titles must be flush left, rather than centered, on the page.

    6. Place captions at the bottom of the pictures and illustrations. Captions must be single-

    spaced. Separate captions from the text with an extra double space.

    C. Submission Procedures

    The deadline for submission of theses and dissertations is one week before the last day

    for the submission of grades for graduating students to provide sufficient time for content

    and format checking, corrections and binding. For example, if the deadline for

    submission of grades is April 4, theses and dissertations must be with the advisers by

    March 28.

    Undergraduate and masters theses must be hardbound using maroon leatherette with

    gold lettering. Doctoral dissertations must be hardbound using black leatherette with gold

    lettering.

    The filenames for the digital files (either the document version or the digital version of

    the production work) should be as follows: Last Name, First Name Middle Name; the

    month and year of graduation; and the title of the thesis/dissertation (Ex.: De la Cruz,

    Juana Santos 04-07 A Case Study of the University of the Philippines College of Mass

    Communication)

    The CD/DVD must be submitted in a thin transparent plastic case without any special

    cover or label. Simply write the title and the name/s of the author/s on the disc itself using

    an alcohol-based CD/DVD marker. The ink of ordinary pentel pens penetrates the disc

    and destroys the files. Consult the CMC Library for an example.

  • Guidebook page 5

    To be considered for graduation, an undergraduate student should submit the following to

    his/her Department Secretary:

    1. For Broadcast Communication

    - Three hardbound copiesone each for the library, the department, and the

    student

    - Four CD/DVD copies of the consolidated thesis in PDF formatone each for the

    library, the department, the adviser, and the student

    - Four CD/DVD copies of any production workone each for the library, the

    department, the adviser, and the student

    2. For Communication Research

    - Three hardbound copies and three CD/DVD copies of the consolidated thesis in

    PDF formatone each for the library, the adviser, and the student.

    - One additional CD/DVD copy of the consolidated thesis in PDF format for the

    department

    3. For Film

    - Four hardbound copiesone each for the library, the Institute, the adviser, and

    the student

    - Four DVD copies of the production workone for the library, the Institute, the

    adviser, and the student. These DVD copies may use a designed cover.

    - One CD/DVD copy of the consolidated thesis in PDF format for the library

    - One mini-DVD copy for the Institute

    4. For Journalism

    - Four CD/DVD copies of the consolidated thesis in PDF formatone each for the

    library, the department, the adviser, and the student

    - One hardbound copy for the library

    According to the 2006 UP CMC Rules for MA and PhD Students, an applicant for

    graduation must submit to the Graduate Studies Department at least five (5) bound copies

    and at least one digital copy of the approved masters thesis as a prerequisite for

    graduation.

    Moreover, PhD students who are applying for graduation must submit to the Graduate

    Studies Department at least one pre-print (or pre-publication) paper on the approved

    doctoral dissertation, where applicable, as another prerequisite for graduation.

  • Guidebook page 6

    II. FORMATTING GUIDELINES

    External features

    A. Cover

    B. Spine

    Preliminary Section

    C. Title page

    D. Approval Sheet page

    E. Biographical page

    F. Acknowledgment page

    G. Dedication page

    H. Abstract page

    I. Table of Contents

    J. List of Tables

    Body

    K. Page layout

    L. First page of a chapter

    M. Subheads

    N. Tables

    O. Chart

    P. Graphics (Pictures, Illustrations)

    Q. Matrix

  • Guidebook page 7

    AN ACADEMIC LIFE:

    A CASE STUDY OF THE UNIVERSITY OF THE PHILIPPINES

    COLLEGE OF MASS COMMUNICATION

    JUANA SANTOS DE LA CRUZ

    COLLEGE OF MASS COMMUNICATION

    UNIVERSITY OF THE PHILIPPINES DILIMAN

    APRIL 2008

    Only one of the following

    may appear on the cover:

    October for First

    Semester, April for Second

    Semester, and May for

    Summer graduation. Use

    all caps.

    The name of the

    College and the

    University must

    appear about 3.5

    above the bottom edge

    of the cover. Please

    note the correct

    spelling of UP

    Diliman.

    The month and the year of

    graduation must appear

    about 2 above the bottom

    edge of the cover.

    A. SAMPLE COVER

    All theses and dissertations must be hardbound. They must use gold lettering and

    Times New Roman, 14 points, on the cover. Theses must be covered in deep maroon

    leatherette and dissertations in black leatherette. Bound copies must measure 8.5

    by 11.

    All text in the cover must be single-spaced.

    The full title must appear centered within

    the cover, with the creative title (if any) on

    the first line. Use all caps for the title.

    Your FULL name must

    appear about 5.5 from

    the top edge of the

    cover. Use all caps. In

    case of multiple

    authors, vertically

    center your names

    around 5.5 from the

    top edge of the cover.

    The title should

    appear 2.5 from

    the top edge of

    the cover.

    Alphabetically list multiple authors

    according to their surnames.

  • Guidebook page 8

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    LA

    CR

    UZ

    , JS

    UP

    CM

    C

    AP

    RIL

    20

    08

    A

    N A

    CA

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    MIC

    LIF

    E: A

    CA

    SE

    ST

    UD

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    F T

    HE

    UN

    IVE

    RS

    ITY

    OF

    TH

    E

    PH

    ILIP

    PIN

    ES

    CO

    LL

    EG

    E O

    F M

    AS

    S C

    OM

    MU

    NIC

    AT

    ION

    B. SAMPLE SPINE

    The spine must use

    gold lettering and

    Times New Roman, 14

    points. All caps must be

    used.

    The first 3 must contain the

    name/s of the author using

    this format: Surname, First

    name initials Middle name

    initials. For streamlined look,

    remove periods after initials.

    (Use DE LA CRUZ, JS.

    Do not use DE LA CRUZ J.S.)

    Name/s must be horizontally

    and vertically centered within

    this space.

    East Asian names may omit

    the comma.

    There is a single 6-

    point gold line at

    the top and bottom

    areas of the spine,

    as well as between

    the main items in it.

    The middle 6 must contain

    the full title, which must be

    horizontally and vertically

    centered within this space.

    The bottom 2 of the spine

    must contain the initials UP

    CMC as well as the month

    and the year of graduation.

  • Guidebook page 9

    AN ACADEMIC LIFE:

    A CASE STUDY OF THE UNIVERSITY OF THE PHILIPPINES

    COLLEGE OF MASS COMMUNICATION

    JUANA SANTOS DE LA CRUZ

    Submitted to the

    COLLEGE OF MASS COMMUNICATION

    University of the Philippines Diliman

    In partial fulfillment of the requirements

    for the degree of

    [STATE DEGREE] IN [STATE PROGRAM]

    [State Month Year]

    Right

    margin:

    1

    Top margin: 1

    Bottom margin: 1

    C. SAMPLE TITLE PAGE

    Two double spaces from the

    top margin. The title should be

    typed on the third double

    space. Remove a double space

    if the title is long or if there

    are multiple authors.

    Four double spaces from the

    last line of the title. Your

    name should be typed on the

    fifth double space. In the

    case of a longer title or

    multiple author/s, decrease

    this space accordingly.

    Two double spaces from the

    name of the author. The line

    submitted to the must be

    typed on the third double

    space.

    Make sure you indicate

    the correct degree and

    program:

    BACHELOR OF ARTS IN

    - BROADCAST

    COMMUNICATION

    - COMMUNICATION

    RESEARCH

    - JOURNALISM

    - FILM

    MASTER OF ARTS IN

    COMMUNICATION

    (COMMUNICATION

    RESEARCH)

    MASTER OF ARTS IN

    MEDIA STUDIES

    - (BROADCAST

    COMMUNICATION)

    - (FILM)

    - (JOURNALISM)

    DOCTOR OF

    PHILOSOPHY IN

    COMMUNICATION

    Extra double space here.

    Extra double space here.

    Only one of the following may

    appear on the cover: October for

    First Semester, April for Second

    Semester, and May for Summer

    graduation. Use regular caps

    (e.g. April 2008), with no comma

    between the month and the year.

    Please follow the

    system of capitalization

    as indicated in this

    example.

    Left

    margin:

    1.5

  • Guidebook page 10

    AN ACADEMIC LIFE:

    A CASE STUDY OF THE UNIVERSITY OF THE PHILIPPINES

    COLLEGE OF MASS COMMUNICATION

    by

    JUANA SANTOS DE LA CRUZ

    (Author 2)

    (Author 3)

    (Author 4)

    has been accepted for

    the degree of [STATE DEGREE] IN [STATE PROGRAM]

    by

    [State Rank, Name of Adviser, Degree]

    and approved for the

    University of the Philippines College of Mass Communication

    by

    [State Rank, Name of the Dean, Degree]

    Dean, College of Mass Communication

    Top margin: 1

    Left

    margin:

    1.5 Bottom margin: 1

    Right

    margin:

    1

    D. SAMPLE APPROVAL SHEET FOR B.A. THESES

    Nine single spaces from the title.

    The word by must be typed on

    the tenth single space. Remove a

    space for every additional line in

    the case of a long title.

    Four single spaces from the preceding line.

    Type the name of the adviser on the fifth single

    space. Make sure you have the correct names

    and degrees of your adviser and the dean.

    Ex:

    Professor Bituin N. Masinag, PhD

    Make sure

    you specify

    the correct

    degree. See

    previous

    page for the

    correct

    degree titles.

    Seven single spaces

    between the line of the

    first authors name and

    the line has been

    approved for.

    Four single spaces from the top

    margin. The title begins on the fifth

    single space.

  • Guidebook page 11

    AN ACADEMIC LIFE:

    A CASE STUDY OF THE UNIVERSITY OF THE PHILIPPINES

    COLLEGE OF MASS COMMUNICATION

    by

    JUANA SANTOS DE LA CRUZ

    has been accepted for

    the degree of [STATE DEGREE] IN [STATE PROGRAM]

    by

    [State Rank, Name of Adviser, Degree]

    Adviser

    [State Rank, Name of Adviser, Degree]

    Critic

    [State Rank, Name of Adviser, Degree]

    Reader

    [State Rank, Name of Adviser, Degree]

    Member

    and approved for the

    University of the Philippines College of Mass Communication

    by

    [State Rank, Name of the Dean, Degree]

    Dean, College of Mass Communication Left

    margin:

    1.5

    Bottom margin: 1

    Right

    margin:

    1

    E. SAMPLE APPROVAL SHEET FOR

    M.A. THESES & Ph.D. DISSERTATIONS

    Five single spaces from the title.

    The word by must be typed on

    the ninth single space. Remove a

    space for every additional line in

    the case of a long title.

    Four single spaces from the preceding line.

    Type the name of the adviser on the fifth

    single space. Make sure you have the correct

    name and degree of your adviser.

    Four single spaces between

    authors name and the line

    has been approved for.

    Four single spaces

    Four single spaces

    Four single spaces

    Example for faculty entries:

    Professor Bituin N. Masinag, PhD

  • Guidebook page 12

    BIOGRAPHICAL DATA

    PERSONAL DATA

    Name Juana S. De la Cruz

    Permanent Address Line 1

    Line 2

    Telephone Number (+63-Area Code) First Three Digits-Last Four Digits

    Date & Place of Birth Day Month Year, Manila

    EDUCATION

    Secondary Level Honor (if applicable), School, City/Municipality, Province

    of School

    Primary Level Honor (if applicable), School, City/Municipality, Province

    of School

    ORGANIZATIONS Position, Organization

    Position, Organization

    WORK EXPERIENCE Position, Office, Months working

    Position, Office, Months working

    Position, Office, Months working

    ACHIEVEMENTS Achievement 1

    Achievement 2

    F. SAMPLE BIOGRAPHICAL DATA SHEET

    Limit to one page per

    author. No pictures and

    special paper.

    Example for educational

    level: Valedictorian,

    Philippine School for the

    Arts, Los Baos, Laguna

    For work experience,

    cite the three most

    recent/comprehensive

    jobs you have had in

    college.

    For achievements, cite

    the three most

    prestigious. Combine

    similar achievements in

    one line. Example:

    College scholar: 1st and

    2nd semester, AY2006-

    2007, 2nd semester, AY

    2007-2008.

  • Guidebook page 13

    ACKNOWLEDGMENTS

    The following thesis, while an individual work, benefited from the insights and

    direction of several people.

    First, my Thesis Adviser, Dr. Bituin N. Masinag, exemplifies the high quality

    scholarship to which I aspire. In addition, Mr. Pasencioso N. Masigasig provided timely

    and instructive comments and evaluation at every stage of the thesis process, allowing me

    to complete this project on schedule. Next, I wish to thank the complete Thesis

    Committee. Each individual provided insights that guided and challenged my thinking,

    substantially improving the finished product.

    In addition to the technical and instrumental assistance above, I received equally

    important assistance from family and friends. My colleague, Lito N. Glito, provided on-

    going support throughout the thesis process, as well as technical assistance critical for

    completing the project in a timely manner.

    Finally, I wish to thank the respondents of my study (who remain anonymous for

    confidentiality purposes). Their comments and insights created an informative and

    interesting project with opportunities for future work.

    G. SAMPLE ACKNOWLEDGMENT PAGE

    This is an optional page. If you decide to write one, make it sound professional

    since the thesis/dissertation is an academic document. The example in this page is

    culled from http://www.gradschool.uky.edu/ThesisExample11.pdf.

    Limit your acknowledgments to one page only, focusing on those who directly

    helped you in conducting your study. Consolidate your acknowledgments if you

    are part of a group.

    Double-space and justify your text. Note that there is no e after the letter g

    in acknowledgment.

  • Guidebook page 14

    DEDICATION

    To my parents

    Victorio and Milagros de la Cruz

    For instilling in me

    From an early age

    The desire to obtain a UP degree

    H. SAMPLE DEDICATION PAGE

    This is an optional page. If you decide to write one, make it sound professional

    since the thesis/dissertation is an academic document.

    Limit your dedication/s to one page. Consolidate your dedications in one page if

    you are part of a group.

    Double-space and horizontally and vertically center your text.

  • Guidebook page 15

    ABSTRACT

    De la Cruz, J.S. (2007). Rhetoric and Riot in Rio de Janeiro, Unpublished Doctoral

    Dissertation, University of the Philippines College of Mass Communication.

    This dissertation examines the role of newspaper editors in the political turmoil

    and strife that characterized late First Empire Rio de Janeiro (1827-1831). Newspaper

    editors and their journals helped change the political culture of late First Empire Rio de

    Janeiro by involving the people in the discussion of state. This change in political culture

    is apparent in Emperor Pedro I's gradual loss of control over the mechanisms of power.

    As the newspapers became increasingly numerous and powerful, the Emperor lost his

    legitimacy in the eyes of the people. To explore the role of the newspapers in the political

    events of the late First Empire, this dissertation analyzes all available newspapers

    published in Rio de Janeiro from 1827 to 1831. Newspapers and their editors were

    leading forces in the effort to remove power from the hands of the ruling elite and place it

    under the control of the people. In the process, newspapers helped change how politics

    operated in the constitutional monarchy of Brazil.

    I. ABSTRACT PAGE SAMPLES

    Your abstract must be 200 words or less. (The text above has 163 words). It must

    succinctly contain the following: a statement of your problem/s and objectives

    based on a synthesis of your related literature review and theoretical framework,

    a short description of your methodology, and a brief discussion of your most

    pertinent findings and interpretation. If your thesis has a production component,

    include a concise explanation of how it relates to your research.

    The abstracts above and on the next page were downloaded from

    http://www.unc.edu/depts/wcweb/handouts/abstracts.html.

    Include the proper citation of

    your work.

  • Guidebook page 16

    ABSTRACT

    Andrews, K.T. (1997). 'Freedom is a constant struggle': The dynamics and consequences

    of the Mississippi Civil Rights Movement, 1960-1984, Unpublished Doctoral Dissertation,

    State University of New York at Stony Brook.

    This dissertation examines the role of newspaper editors in the political turmoil

    and strife that characterized late First Empire Rio de Janeiro (1827-1831). Newspaper

    editors and their journals helped change the political culture of late First Empire Rio de

    Janeiro by involving the people in the discussion of state. This change in political culture

    is apparent in Emperor Pedro I's gradual loss of control over the mechanisms of power.

    As the newspapers became increasingly numerous and powerful, the Emperor lost his

    legitimacy in the eyes of the people. To explore the role of the newspapers in the political

    events of the late First Empire, this dissertation analyzes all available newspapers

    published in Rio de Janeiro from 1827 to 1831. Newspapers and their editors were

    leading forces in the effort to remove power from the hands of the ruling elite and place it

    under the control of the people. In the process, newspapers helped change how politics

    operated in the constitutional monarchy of Brazil.

    Your abstract must be 200 words or less. (The text above has 163 words). It must

    succinctly contain the following: a statement of your problem/s and objectives

    based on a synthesis of your related literature review and theoretical framework,

    a short description of your methodology, and a brief discussion of your most

    pertinent findings and interpretation. If your thesis has a production component,

    include a concise explanation of how it relates to your research.

    The abstracts above and on the next page were downloaded from

    http://www.unc.edu/depts/wcweb/handouts/abstracts.html.

    I. ABSTRACT PAGE SAMPLES Include the proper citation of

    your work.

  • Guidebook page 17

    ABSTRACT

    Andrews, K.T. (1997). 'Freedom is a constant struggle': The dynamics and consequences

    of the Mississippi Civil Rights Movement, 1960-1984, Unpublished Doctoral Dissertation,

    State University of New York at Stony Brook.

    This dissertation examines the impacts of social movements through a multi-layered

    study of the Mississippi Civil Rights Movement from its peak in the early 1960s through

    the early 1980s. By examining this historically important case, I clarify the process by

    which movements transform social structures and the constraints' movements face when

    they try to do so. The time period studied in this dissertation includes the expansion of

    voting rights and gains in black political power, the desegregation of public schools and

    the emergence of white-flight academies, and the rise and fall of federal anti-poverty

    programs. I use two major research strategies: (1) a quantitative analysis of county-level

    data and (2) three case studies. Data have been collected from archives, interviews,

    newspapers and published reports. This dissertation challenges the argument that

    movements are inconsequential. Indeed, some view federal agencies, courts, political

    parties, or economic elites as the agents driving institutional change. Typically these

    groups acted in response to movement demands and the leverage brought to bear by the

    civil rights movement. The Mississippi movement attempted to forge independent

    structures for sustaining challenges to local inequities and injustices. By propelling

    change in an array of local institutions, movement infrastructures had an enduring legacy

    in Mississippi.

    I. ABSTRACT PAGE SAMPLES Include the proper citation of

    your work.

  • Guidebook page 18

    TABLE OF CONTENTS

    Page

    Title Page i

    Approval Sheet ii

    Biographical Data iii

    Acknowledgments iv

    Dedication v

    Abstract vi

    Table of Contents vii

    List of Tables x

    List of Matrices xi

    List of Figures xii

    I. INTRODUCTION 1

    A. Background of the Study 1

    B. Statement of the Problem and Objectives 5

    C. Significance of the Study 7

    D. Scope and Limitations 10

    The first page number

    appears on the page of the

    Table of Contents. Locate

    it 0.5 from the top and

    align it with the right

    margin. Use Times New

    Roman 12 points.

    Use this as a checklist for the needed

    pages/sections in your thesis:

    Insert a two-column table, with the

    right column width pegged at 0.5

    The subheads indicated here are only

    for formatting purposes. They are not

    the required minimum contents for

    each chapter.

    Note that only the first-level subhead is

    included in the Table of Contents.

    J. SAMPLE TABLE OF CONTENTS vii

  • Guidebook page 19

    LIST OF TABLES

    Number Title Page

    1 Profile of Respondents 1

    2 1

    3 5

    4 7

    5 10

    LIST OF FIGURES

    Number Title Page

    1

    2

    3

    4

    5

    The following examples serve as a guide for the look of your lists of tables,

    matrices, and figures (which includes charts, illustrations, pictures, and other

    graphics). In your actual document, begin a new page for each list.

    Make sure that the titles in these lists are the same as those in the body of your

    document. Also, number all your tables consecutively using Hindu-Arabic

    numerals without decimal places (E.g. 1, 2, 3 and not 1.0., 1.1., 1.2.) . Details for

    the titling of tables and other collaterals are in Section IV.

    In creating these lists, insert a three-column table and label each column

    accordingly. The first column has a width of 0.75 while the third column has a

    width of 0.5.

    Single-space titles, but put a double space between titles.

    K. SAMPLE LISTS

  • Guidebook page 20

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    incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud

    exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.

    Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu

    fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui

    officia deserunt mollit anim id est laborum.1

    Sed ut perspiciatis unde omnis iste natus error sit voluptatem accusantium

    doloremque laudantium, totam rem aperiam, eaque ipsa quae ab illo inventore veritatis et

    quasi architecto beatae vitae dicta sunt explicabo (Cicero, 1995). Nemo enim ipsam

    voluptatem quia voluptas sit aspernatur aut odit aut fugit, sed quia consequuntur magni

    dolores eos qui ratione voluptatem sequi nesciunt.

    Lorem ipsum dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor

    incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud

    exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.

    1 Neque porro quisquam est, qui dolorem ipsum quia dolor sit amet, consectetur,

    adipisci velit, sed quia non numquam eius modi tempora incidunt ut labore et dolore

    magnam aliquam quaerat voluptatem.

    Top

    margin:

    1 L. SAMPLE PAGE LAY-OUT

    Left

    margin:

    1.5

    Right

    margin:

    1

    The page number

    appears on the second

    page of each chapter.

    Locate it 0.5 from the

    top and align it with the

    right margin. Use

    Times New Roman, 12

    points.

    Use superscripted Hindu-Arabic

    numerals for footnotes. Use footnotes

    rather than endnotes.

    Footnotes are located at the bottom of each page, separated from

    the main text by a line. Footnotes are numbered consecutively using

    Hindu-Arabic numerals. The text uses the same font and font size

    as the main body. The footnote text is single-spaced and the

    justification is ragged right. Its first line is indented by 0.5.

    Make sure that the footnote and its referent are on the same page.

    Bottom margin: 1

  • Guidebook page 21

    CHAPTER I. INTRODUCTION

    Lorem ipsum dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor

    incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud

    exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.

    Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu

    fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui

    officia deserunt mollit anim id est laborum.

    Sed ut perspiciatis unde omnis iste natus error sit voluptatem accusantium

    doloremque laudantium, totam rem aperiam, eaque ipsa quae ab illo inventore veritatis et

    quasi architecto beatae vitae dicta sunt explicabo (Cicero, 1995). Nemo enim ipsam

    voluptatem quia voluptas sit aspernatur aut odit aut fugit, sed quia consequuntur magni

    dolores eos qui ratione voluptatem sequi nesciunt.

    Neque porro quisquam est, qui dolorem ipsum quia dolor sit amet, consectetur,

    adipisci velit, sed quia non numquam eius modi tempora incidunt ut labore et dolore

    magnam aliquam quaerat voluptatem. Ut enim ad minima veniam, quis nostrum

    exercitationem ullam corporis suscipit laboriosam, nisi ut aliquid ex ea commodi

    consequatur?

    At vero eos et accusamus et iusto odio dignissimos ducimus qui blanditiis

    praesentium voluptatum deleniti atque corrupti quos dolores et quas molestias excepturi

    sint occaecati cupiditate non provident, similique sunt in culpa qui officia deserunt

    mollitia animi, id est laborum et dolorum fuga. Et harum quidem rerum facilis est et

    expedita distinctio.

    M. SAMPLE FIRST PAGE OF A CHAPTER There is no page number

    on the first page of each

    chapter.

    The chapter must be labeled with the

    appropriate Roman numeral and title, in

    all caps.

    Paragraphs must be indented, ragged right justify,

    and double-spaced. There are no extra spaces

    between paragraphs. But there is an extra double

    space between sections.

    READ the supplementary materials for details about

    in-text citation, using either APA or MLA. Do not

    mix citation styles.

    Do not use any footer. The bottom part of the page must be devoted to footnotes, if any.

  • Guidebook page 22

    I. INTRODUCTION

    Lorem ipsum dolor sit amet, consectetur adipisicing elit, sed do eiusmod tempor

    incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud

    exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.

    Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu

    fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui

    officia deserunt mollit anim id est laborum.

    A. The First Subhead

    Sed ut perspiciatis unde omnis iste natus error sit voluptatem accusantium

    doloremque laudantium, totam rem aperiam, eaque ipsa quae ab illo inventore veritatis et

    quasi architecto beatae vitae dicta sunt explicabo. Nemo enim ipsam voluptatem quia

    voluptas sit aspernatur aut odit aut fugit, sed quia consequuntur magni dolores eos qui

    ratione voluptatem sequi nesciunt.

    1. The Second Subhead

    Neque porro quisquam est, qui dolorem ipsum quia dolor sit amet, consectetur,

    adipisci velit, sed quia non numquam eius modi tempora incidunt ut labore et dolore

    magnam aliquam quaerat voluptatem. Ut enim ad minima veniam, quis nostrum

    exercitationem ullam corporis suscipit laboriosam, nisi ut aliquid ex ea commodi

    consequatur?

    a. The Third Subhead

    Quis autem vel eum iure reprehenderit qui in ea voluptate velit esse quam nihil

    molestiae consequatur, vel illum qui dolorem eum fugiat quo voluptas nulla pariatur?

    N. SUBHEADS

    The chapter must be labeled with the appropriate

    Roman numeral and title, in all caps.

    This is the only subhead that appears in

    the Table of Contents (TOC). It must be

    the same as the one in the TOC.

    The first-level subhead must be centered and

    labeled with the appropriate letter in caps.

    The second-level subhead must be centered,

    italicized, and labeled with the appropriate

    Hindu-Arabic numeral.

    There must only be three levels of subheads to promote readability. The flush-left

    third-level subhead is labeled with a lowercase letter.

  • Guidebook page 23

    Neque porro quisquam est, qui dolorem ipsum quia dolor sit amet, consectetur,

    adipisci velit, sed quia non numquam eius modi tempora incidunt ut labore et dolore

    magnam aliquam quaerat voluptatem.

    Table 2. Profile of Respondents (N=365)

    Gender Frequency Percentage

    Male 44.4

    Female 55.6

    Age

    21 to 34 50.3

    35 to 57 49.7

    Notes:

    Instructions:

    1. Consolidate similar data in one table with spanner heads, as shown in the example.

    Column heads and spanner heads (e.g. Gender) must be centered within the cell,

    while row entries must be flush left.

    2. Single-space the table. Include an extra double space before and after the table.

    3. Figures must be aligned right, then centered in the cell. Distinguish percentage figures

    from frequencies through a single decimal place.

    4. Do not compute percentages for sample sizes where the units of analysis number less

    than 100. Use either raw frequencies or proportions.

    5. Include notes on the last merged row of the table. Examples of notes include sources,

    multiple response items, among others.

    6. Place a table immediately after the paragraph in which it is first cited. If it does not fit

    on the page where it is first cited, place it on the immediately succeeding page.

    Remember that since tables are visual aids, they must be located after they are cited.

    In other words, the discussion must precede the table.

    O. SAMPLE TABLES

    Extra double space before a table. Number tables consecutively using Hindu-Arabic numerals.

    Separate Table Numbers from the Table Title

    Titles must be concise and italicized. Ensure that titles are the

    entered the same way in the TOC. N indicates total sample size.

  • Guidebook page 24

    Table 3. Change in Job by Gender and Age

    Change in job

    Sample

    (N=320)

    Gender Age

    Male

    (n=142)

    Female

    (n=178)

    21 to 34

    years old

    (n=161)

    35 to 57

    years old

    (n=159)

    First employment 27.2 19.7 33.1 26.7 27.7

    Underemployed 13.4 7.7 18.0 12.4 14.5

    The same 56.9 68.3 47.8 59.0 54.7

    Better 2.5 4.2 1.1 1.9 3.1

    Chi-square

    2 (3, N = 320) = 30.30,

    p < .01

    2 (3, N = 320) = 1.06,

    p = .79

    Instructions:

    1. For cross-tabulations, put independent variables on the columns and dependent

    variables on the rows.

    2. Indicate the sub-sample sizes with a small letter n.

    3. For bi-variate and multi-variate tables with Chi-square tests of significance,

    remember to include the following statistics:

    - 2 (1, N = 320) = 1.00, p = .32

    2 (Degree of freedom, N = Sample size),

    Computed Chi-square value, p = Significance score

    4. For t-tests and ANOVA, create a table that shows mean scores and standard

    deviation. Include the following statistics:

    - t (318 = 3.99, p < .01) t (Degree of freedom = Computed T-test value, p =

    Significance score)

    - F (3,316 = 5.76, p < .01) F (Degree of freedom, Sample size = ANOVA value,

    p = Significance score)

    5. If SPSS shows p = .00 change the notation to p < .01

  • Guidebook page 25

    Chart 1. Annual Deployment of Overseas Filipino Workers, 1984-2002

    Instructions:

    1. Consecutively number charts using Hindu-Arabic numerals.

    2. Streamline charts, removing extra lines, zeroes, etc.

    3. Do not use color in distinguishing the categories in the charts. Instead, use patterns or

    a palette of black, white, and distinct shades of gray.

    4. Single-space the text in the chart. Include an extra double space before and after the

    chart.

    5. Include notes at the bottom of the chart. Examples of notes include sources and

    multiple response items. For sources, follow APA guidelines, as shown in the

    example above.

    6. Place a chart immediately after the paragraph in which it is first cited. If it does not fit

    on the page where it is first cited, place it on the immediately succeeding page. As

    with other visual aids, charts must be located after they are cited. In other words, the

    discussion must precede the chart.

    P. SAMPLE CHART

    Source. Philippine Overseas Employment Administration. (2005). Overseas Employment

    Statistics [Data in Microsoft Excel files]. Retrieved March 17, 2008 from

    .

    Land-based

    Sea-based

    Total

    2002

    Year

    Nu

    mb

    er (

    in

    00

    0)

    1984 1986 1988

    1,000

    800

    600

    400

    200

    01990 1992 1994 1996 1998 2000 2003 2004

  • Guidebook page 26

    Figure 1. Images from the 2005 Philippine Fiesta in America

    Clockwise, from top left: Last years beauty pageant winners; a booth selling Philippine

    cable TV services, food items sold turo-turo (point-point) style; a booth with a traditional

    hut; and a parade of colors.

    Instructions:

    1. Consecutively number figures using Hindu-Arabic numerals. Include all pictures,

    illustrations, and graphics under figures.

    2. Consolidate similar images in a collage as shown above. Crop pictures to save space.

    3. Single-space the caption. Include an extra double space before and after the chart.

    4. Include notes after the caption. Examples of notes are sources, in which case, follow

    APA guidelines.

    5. Place a figure immediately after the paragraph in which it is first cited. If it does not

    fit on the page where it is first cited, place it on the immediately succeeding page. As

    with other visual aids, figures must be located after they are cited. In other words, the

    discussion must precede the figure.

    Q. SAMPLE GRAPHIC

  • Guidebook page 27

    Matrix 1. Sample Episode Codes for Sex and the City

    Item Episode 7. The Chicken Dance Episode 9. The Man, the Myth, and

    the Viagra

    Alcohol They drink at the footsteps of the

    apartment next to Mirandas while

    chatting. They even walk with

    open containers. Samantha looks

    drunk at the wedding reception.

    Carrie drinks wine at the dinner

    with Big. Miranda drinks at the

    Comic bar then when she meets

    Steve. Cocktails at Denial. Brunch

    with alcohol. Samantha is at a bar

    drinking wine when she meets the

    old guy.

    Nutrition Meals are served during the love

    triangle date, the going-away party

    for Jeremy, during their regular

    meal at Caf, caf and also during

    the wedding.

    Brunch al fresco at Vermouth.

    Mountains of vegetables. Miranda

    eats rice pudding.

    Instructions:

    1. Include only summary matrices in the body of the document. Place extended

    matricessuch as those that include verbatim interview transcriptsin the

    appendices. Since these extended matrices organize transcripts, raw transcripts must

    no longer be included in the thesis.

    2. Vertically and horizontally center column heads.

    3. Matrices must be formatted the same way as the other organizing tools. Notice the

    title format and the single-spaced text, for instance. Also, include an extra double

    space before and after the matrix.

    4. Consecutively number matrices using Hindu-Arabic numerals.

    5. Place a matrix on the same page, or on the next page immediately after the page,

    where it is cited.

    R. SAMPLE MATRIX

  • Guidebook page 28

    III. SUPPLEMENTARY MATERIALS

    A. Basic Outline of Chapters and Sections

    The following are suggested chapters and sections that may be used for theses and

    dissertations.

    Title Page

    Approval Sheet Page

    Biographical Data Page

    Abstract

    Table of Contents

    Lists of Tables, Matrices, Figures (if any)

    I. Introduction

    II. Review of Related Literature

    III. Study Framework

    IV. Methodology/Research Design

    V. Results and Discussion

    VI. Summary and Conclusion

    VII. Implications and Recommendations

    Bibliography

    Appendices

    B. Basic Writing Guidelines

    I. INTRODUCTION. This chapter provides an overview of the entire work.

    A. Background of the Study. This section must contain the following:

    1. An introduction of the communication or media concern that the work seeks

    to discuss using historical and baseline data (e.g., timelines, statistical trends,

    population data, media facts and figures), and qualitative insights (e.g.,

    quotations, anecdotes, reviews);

    2. An introduction and explanation of the chosen cases (e.g., a media

    organization, the population of young adults, a specific geographical area) that

    are going to be used to study the communication or media concern.

    [For example, the introduction first introduces corruption in media outlets by

    explaining envelopmental and checkbook journalism. It then explains why beat

    reporters are the best people to study for this type of corruption in media.]

    B. Statement of the Problem and Objectives. This section must not only be a listing

    of the problem and objectives. Instead, it must link the problem to the arguments

    presented in the background of the study (ideally, in a 100-word paragraph). The

    research problem itself must be a clearly articulated research question or a series

    of questions.

    C. Significance of the Study. This must state why the study is being done. It must

    draw arguments from the background of the study, the related literature, the study

  • Guidebook page 29

    framework to explain 1) how the study can illuminate a specific communication

    or media concern and 2) why the chosen cases can best address this concern. It

    must provide a preview of the implications and recommendations.

    II. REVIEW OF RELATED LITERATURE. This chapter must provide a substantive

    review of the findings, methods, and theories from previous studies as published in

    academic and scholarly-reviewed documents such as journals, research anthologies,

    theses, and dissertations. Some helpful tips in writing the review:

    - Begin the literature with a description of the concepts that are being explored in

    the chapter. Do not say, This chapter reviews related literature.

    - The literature that is being reviewed must be organized according to substantive

    concepts/themes that adhere to the objectives of the study. Thus, refrain from

    organizing the literature into local studies and foreign studies unless the

    research objective of the study is to compare territorial perspectives. Also, never

    organize the related literature review according to document type (e.g., journals,

    books, theses, dissertations).

    - The literature must not be an enumeration of previous studies. In other words, it

    must not appear as an extended annotated bibliography. (An example would be to

    have a series of paragraphs that begin with A thesis by, Another thesis

    by, and Yet another thesis by.)

    - The literature links your study to previous research. Thus, a review must cogently

    compare and contrast what has been argued in literature on the communication or

    media concern that is at the heart of the current work; afterwards, explain how

    these arguments relate to your own research. Group together similar findings, then

    contrast these with dissenting results. Provide a critique of the literature being

    reviewed.

    - Textbook definitions and the etymologies of concepts must appear in the

    introduction, not in this chapter.

    - In citing related literature, use the past tense (e.g., Cicero (1945) said/argued/

    wrote; According to Cicero (1945), pleasure was). However, in relating related

    literature to your own research, use the present tense. Please use the appropriate

    APA or MLA in-text citation format.

    - Conclude this chapter with a synthesis of research gapswhat is known and what

    is unknown, what has been done and what has not been done, what theoretical

    approaches have been used and which have not been used as regards your

    research question. This facilitates the connection of your study to previous

    knowledge and helps you articulate the significance of your research.

    III. STUDY FRAMEWORK. This chapter presents the theoreticalsociological, critical,

    humanisticfoundations of your research. Further, it explains how previous

    scholarly arguments inform your research. Finally, it serves as a blueprint as to how

    the variables/concepts in your study relate to one another.

    There are generally two ways of presenting the study framework. One approach that

    is perhaps useful for qualitative research is a conceptual framework that combines the

    theoretical concepts and conceptual constructs that are used in the research. Another

  • Guidebook page 30

    approach that is perhaps useful for quantitative research is the three-level

    operationalization process, which is discussed below.

    The use of models is encouraged since this helps visualize the relationships among

    variables and measure or concepts and indicators.

    A. Theoretical Level. This section explains why a chosen theory best informs the

    research. It discusses the theorys author/s and historical roots as well as the

    original context for which it was developed. It explains each concept in the theory

    and the inter-relations among these concepts. Moreover, the section includes a

    literature-based critique of the theory. Thus, the discussion of the theoretical level

    must not solely depend on a textbook compendium of theories (such as

    Littlejohns), but on a thorough research of the theorys evolution itself and a

    comprehensive analysis of its concepts and arguments using various scholarly

    sources.

    Should the research involve several theories, each individual theory must be

    discussed as described in the preceding paragraph. Then, a discussion of how the

    theories integratewhich concepts are either included or excluded, for instance

    must be included.

    Remember that theoretical framework must be parsimonious. Thus, avoid

    unnecessarily complicated models and arguments that cover a bigger ground than

    what the research does.

    B. Conceptual Level. This applies the theory or the integrative theory into the

    thesis/dissertation. It explains the soundness of how a concept as originally

    defined by its author translates into the current effort.

    C. Operational Level. This section explains the specific measures for the measures or

    indicators that are being used in the study to explore particular variables and

    concepts. This section must match the components of the research instrument.

    D. Operational Definition of Terms. This section includes terms that are used

    differently from their dictionary definitions.

    E. Statement of Hypotheses. Quantitative studies that involve statistical analysis must

    include this section. Each hypothesis (labeled as H1, H2a, H2b) must be

    introduced by an explanatory paragraph.

    IV. METHODOLOGY. This chapter describes and explains the logic behind the

    gathering and analysis of research data. In the proposal stage, this chapter is written in

    the future tense. Thus, during thesis writing stage, make sure that this chapters text is

    changed into past tense.

    A. Research Design and Methods. This section explains the choices in the conduct of

    the research. Did the study use a qualitative, a quantitative, or a triangulate

    approach? Did it use a one-shot, cross-sectional, or longitudinal approach? Which

    specific methods were used? Why?

    B. Concepts and Indicators/Variables and Measures. This links the framework and

    the methodology. Thus, this section discusses how specific variables or concepts

    were operationalized into particular measures or indicators.

  • Guidebook page 31

    C. Research Instruments. This section describes the questionnaires that were used to

    gather data. Rather than simply regurgitating the elements of the instruments, this

    section must explain the logic behind the design of these questionnaires.

    D. Units of Analysis and Sampling. This section explains how specific units (e.g.,

    households or groups, newspapers or news articles) were chosen for the study.

    Also, it explains how these units were selected using probability or non-

    probability sampling.

    E. Data Gathering/Generation and Construction. This section describes in detail the

    protocols that were followed during data gathering, especially in the

    implementation of the sampling scheme, and the rationale behind these protocols.

    It can also include a timetable or a budget report. This section also explains any

    changes between the proposed and the implemented data gathering procedure.

    F. Data Analysis. This section explains how and why the data were organized,

    analyzed, and interpreted accordingly.

    G. Scope and Limitations. This section must explain the parameters of the study. An

    important caveat is that a concern that is not within the scope of the study must

    not be considered as a limitation. For instance, do not say that a qualitative study

    is limited by its inability to provide representativeness and generalizability

    because, in the first place, a qualitative study is not designed to do so.

    III. RESULTS AND DISCUSSION*. This chapter presents the findings of the study. To

    ensure that the research does address what it originally sought to do, this chapter must

    be organized according to the specific objectives.

    In the case of studies that use triangulation, this chapter must not be organized

    according to methods to promote consistency across theses and dissertations and ease

    of access to their findings. Thus, a section in the Results and Discussion chapter must

    draw from both quantitative and qualitative data to address the objectives. Findings

    can only be organized by method if the study is primarily methodological in nature.

    Thus, an answer to a specific objective must draw from both quantitative and

    qualitative data.

    This transmutation table below must be used for quantitative data. Never use

    percentages for sample sizes where the units of analysis number less than 100.

    Instead, use proportions or ratios. Percentage Proportion/Fractions Ratios

    20 1/5 1 out of 5 2 out of 10

    25 1/4 1 out of 4 2 out of 8

    33.3 1/3 1 out of 3 More than 3 out of 10

    50 1/2 1 out of 2 5 out of 10

    51 Majority

    60 3/5 6 out of 10 A big majority

    66.7 2/3 2 out of 3 About 7 out of 10

    70 Exactly 7 out of 10

    75 3 out of 4 6 out of 8

    80 4/5 4 out of 5 8 out of 10

    90 9 out of 10 Almost all

    95-99 Most

    100 All

  • Guidebook page 32

    Some helpful items to remember in writing the results and discussion:

    - Discussion must precede any visual aid such as tables, charts, pictures or

    matrices.

    - All direct quotes must be italicized and attributed to specific informants (use

    pseudonyms if needed). Quotes that are longer than three manuscript lines must

    be indented by 0.5. Non-English quotes from interviewees and FGD participants

    must be followed by an English translation in brackets.

    - When discussing data, use the past tense because there were gathered weeks

    before the write-up is composed. However, use the present tense when making

    inferences across findings.

    - The findings of the study must be linked to the earlier chapters. To compose a

    sound and solid thesis or dissertation, compare and contrast the findings with

    what has been earlier found in literature or argued in theory. Thus, cite previous

    studies and theories in making your arguments.

    IV. SUMMARY AND CONCLUSION. This chapter must include the following:

    A. Summary. This answers the general objective by discussing the findings

    across specific objectives. In doing this, cite previous studies and theories to

    support various arguments.

    B. Conclusion. This succinctly answers the research question.

    V. IMPLICATIONS AND RECOMMENDATIONS. Any research must ultimately

    answer the question So what? This chapter directly answers this question on at

    least three levels (see below). There are other possible implications and

    recommendations.

    A. Theoretical Issues. This section explains 1) the theoretical value of the

    findings and 2) the soundness of the original study framework. It must chart

    future research directions on the same topic but use a different theoretical

    perspective. It may also offer a new theorythis is particularly important for

    a dissertation.

    B. Methodological Issues. This section explains the soundness of the

    methodology as it was implemented. It discusses the implications of the

    methods, the units of analysis, sampling scheme, research instruments, and

    data gathering procedures on the resultant findings. It must chart future

    directions on the same topic but use a different methodology.

    C. Practical Issues. This section describes the practical implications and

    applications of the findings. Examples include recommendations on

    improving media literacy and communication practice.

  • Guidebook page 33

    C. Basic Citation Using APA Style

    Neyhart, D. & Karper, E (2007). The Owl at Purdue University. Retrieved October 17,

    2007, from The Owl at Purdue University Web site:

    http://owl.english.purdue.edu/owl/printable/560/.

    This resource was written by David Neyhart and Erin Karper. Additional material by

    Kristen Seas. Last full revision by Jodi Wagner and Kristen Seas. Last edited by Dana

    Lynn Driscoll on June 6th 2007 at 2:25PM

    Summary: APA (American Psychological Association) is most commonly used to cite

    sources within the social sciences. This resource, revised according to the 5th edition of

    the APA manual, offers examples for the general format of APA research papers, in-text

    citations, endnotes/footnotes, and the reference page.

    In-Text Citations: The Basics

    Reference citations in text are covered on pages 207-214 of the Publication Manual.

    What follows are some general guidelines for referring to the works of others in your

    essay.

    Note: APA style requires authors to use the past tense or present perfect tense when

    using signal phrases to describe earlier research. E.g., Jones (1998) found or Jones

    (1998) has found...

    APA Citation Basics

    When using APA format, follow the author-date method of in-text citation. This means

    that the author's last name and the year of publication for the source should appear in the

    text, e.g., (Jones, 1998), and a complete reference should appear in the reference list at

    the end of the paper.

    If you are referring to an idea from another work but NOT directly quoting the material,

    or making reference to an entire book, article or other work, you only have to make

    reference to the author and year of publication in your in-text reference.

    In-Text Citation Capitalization, Quotes, and Italics/Underlining

    Always capitalize proper nouns, including author names and initials: D. Jones.

    If you refer to the title of a source within your paper, capitalize all words that are four

    letters long or greater within the title of a source: Permanence and Change. Exceptions

    apply to short words that are verbs, nouns, pronouns, adjectives, and adverbs: Writing

    New Media, There Is Nothing Left to Lose. (Note that in your References list, only the

    first word of a title will be capitalized: Writing new media.)

    When capitalizing titles, capitalize both words in a hyphenated compound word: Natural-

    Born Cyborgs.

  • Guidebook page 34

    Capitalize the first word after a dash or colon: "Defining Film Rhetoric: The Case of

    Hitchcock's Vertigo."

    Italicize or underline the titles of longer works such as books, edited collections, movies,

    television series, documentaries, or albums: The Closing of the American Mind; The

    Wizard of Oz; Friends.

    Put quotation marks around the titles of shorter works such as journal articles, articles

    from edited collections, television series episodes, and song titles: "Multimedia

    Narration: Constructing Possible Worlds"; "The One Where Chandler Can't Cry."

    Short Quotations

    If you are directly quoting from a work, you will need to include the author, year of

    publication, and the page number for the reference (preceded by "p."). Introduce the

    quotation with a signal phrase that includes the author's last name followed by the date of

    publication in parentheses.

    According to Jones (1998), "Students often had difficulty using APA style, especially when it

    was their first time" (p. 199).

    Jones (1998) found "students often had difficulty using APA style" (p. 199); what implications

    does this have for teachers?

    If the author is not named in a signal phrase, place the author's last name, the year of

    publication, and the page number in parentheses after the quotation.

    She stated, "Students often had difficulty using APA style," (Jones, 1998, p. 199), but she did not

    offer an explanation as to why.

    Long Quotations

    Place direct quotations longer than 40 words in a free-standing block of typewritten lines,

    and omit quotation marks. Start the quotation on a new line, indented five spaces from

    the left margin. Type the entire quotation on the new margin, and indent the first line of

    any subsequent paragraph within the quotation five spaces from the new margin.

    Maintain double-spacing throughout. The parenthetical citation should come after closing

    punctuation mark.

    Jones's (1998) study found the following:

    Students often had difficulty using APA style, especially when it was their first time

    citing sources. This difficulty could be attributed to the fact that many students failed to

    purchase a style manual or to ask their teacher for help. (p. 199)

    Summary or Paraphrase

  • Guidebook page 35

    If you are paraphrasing an idea from another work, you only have to make reference to

    the author and year of publication in your in-text reference, but APA guidelines

    encourage you to also provide the page number (although it is not required.)

    According to Jones (1998), APA style is a difficult citation format for first-time learners.

    APA style is a difficult citation format for first-time learners (Jones, 1998, p. 199).

    In-Text Citations: Author/Authors

    APA style has a series of important rules on using author names as part of the author-date

    system. There are additional rules for citing indirect sources, electronic sources, and

    sources without page numbers.

    Citing an Author or Authors

    A Work by Two Authors:Name both authors in the signal phrase or in the parentheses

    each time you cite the work. Use the word "and" between the authors' names within the

    text and use "&" in the parentheses.

    Research by Wegener and Petty (1994) showed...

    (Wegener & Petty, 1994)

    A Work by Three to Five Authors: List all the authors in the signal phrase or in

    parentheses the first time you cite the source.

    (Kernis, Cornell, Sun, Berry, & Harlow, 1993)

    In subsequent citations, only use the first author's last name followed by "et al." in the

    signal phrase or in parentheses.

    (Kernis et al., 1993)

    In et al., et should not be followed by a period.

    Six or More Authors: Use the first author's name followed by et al. in the signal phrase

    or in parentheses.

    Harris et al. (2001) argued...

    (Harris et al., 2001)

    Unknown Author: If the work does not have an author, cite the source by its title in the

    signal phrase or use the first word or two in the parentheses. Titles of books and reports

    are italicized or underlined; titles of articles and chapters are in quotation marks.

  • Guidebook page 36

    A similar study was done of students learning to format research papers ("Using APA," 2001).

    Note: In the rare case the "Anonymous" is used for the author, treat it as the author's

    name (Anonymous, 2001). In the reference list, use the name Anonymous as the author.

    Organization as an Author: If the author is an organization or a government agency,

    mention the organization in the signal phrase or in the parenthetical citation the first time

    you cite the source.

    According to the American Psychological Association (2000),...

    If the organization has a well-known abbreviation, include the abbreviation in brackets

    the first time the source is cited and then use only the abbreviation in later citations.

    First citation: (Mothers Against Drunk Driving [MADD], 2000)

    Second citation: (MADD, 2000)

    Two or More Works in the Same Parentheses: When your parenthetical citation

    includes two or more works, order them the same way they appear in the reference list,

    separated by a semi-colon.

    (Berndt, 2002; Harlow, 1983)

    Authors With the Same Last Name: To prevent confusion, use first initials with the last

    names.

    (E. Johnson, 2001; L. Johnson, 1998)

    Two or More Works by the Same Author in the Same Year: If you have two sources

    by the same author in the same year, use lower-case letters (a, b, c) with the year to order

    the entries in the reference list. Use the lower-case letters with the year in the in-text

    citation.

    Research by Berndt (1981a) illustrated that...

    Personal Communication: For interviews, letters, e-mails, and other person-to-person

    communication, cite the communicators name, the fact that it was personal

    communication, and the date of the communication. Do not include personal

    communication in the reference list.

    (E. Robbins, personal communication, January 4, 2001).

    A. P. Smith also claimed that many of her students had difficulties with APA style (personal

    communication, November 3, 2002).

  • Guidebook page 37

    Citing Indirect Sources

    If you use a source that was cited in another source, name the original source in your

    signal phrase. List the secondary source in your reference list and include the secondary

    source in the parentheses.

    Johnson argued that...(as cited in Smith, 2003, p.102).

    Note:When citing material in parentheses, set off the citation with a comma, as above.

    Electronic Sources

    If possible, cite an electronic document the same as any other document by using the

    author-date style.

    Kenneth (2000) explained...

    Unknown Author and Unknown Date: If no author or date is given, use the title in your

    signal phrase or the first word or two of the title in the parentheses and use the

    abbreviation "n.d." (for "no date").

    Another study of students and research decisions discovered that students succeeded with tutoring

    ("Tutoring and APA," n.d.).

    Sources Without Page Numbers

    When an electronic source lacks page numbers, you should try to include information that

    will help readers find the passage being cited. When an electronic document has

    numbered paragraphs, use the symbol, or the abbreviation "para." followed by the

    paragraph number (Hall, 2001, 5) or (Hall, 2001, para. 5). If the paragraphs are not

    numbered and the document includes headings, provide the appropriate heading and

    specify the paragraph under that heading. Note that in some electronic sources, like Web

    pages, people can use the Find function in their browser to locate any passages you cite.

    According to Smith (1997), ... (Mind over Matter section, para. 6).

    Note: Never use the page numbers of Web pages you print out; different computers print

    Web pages with different pagination.

    Footnotes and Endnotes

    Because long explanatory notes can be distracting to readers, APA style guidelines

    recommend the use of endnotes/footnotes. In the text, place a superscript numeral

    immediately after the text about which you would like to include more information, e.g.:

  • Guidebook page 38

    Scientists examined the fossilized remains of the wooly-wooly yak.1

    Number the notes consecutively in the order they appear in your paper. At the end of the

    paper, create a separate page labeled Notes (with the title centered at the top of the page).

    Below are examples of two kinds of notes.

    Evaluative bibliographic comments

    1 See Blackmur (1995), especially chapters three and four, for an insightful analysis of this

    extraordinary animal.

    2 On the problems related to yaks, see Wollens (1989, pp. 120-135); for a contrasting view, see

    Pyle (1992).

    Explanatory or additional information considered too digressive for the

    main text

    3 In a recent interview, Weller (1998) reiterated this point even more strongly: "I am an artist, not

    a yak!" (p. 124).

    Reference List: Basic Rules

    Your reference list should appear at the end of your paper. It provides the information

    necessary for a reader to locate and retrieve any source you cite in the body of the paper.

    Each source you cite in the paper must appear in your reference list; likewise, each entry

    in the reference list must be cited in your text.

    Your references should begin on a new page separate from the text of the essay; label this

    page References (with no quotation marks, underlining, etc.), centered at the top of the

    page. It should be double-spaced just like the rest of your essay.

    Basic Rules

    All lines after the first line of each entry in your reference list should be indented one-half

    inch from the left margin. This is called hanging indentation.

    Authors' names are inverted (last name first); give the last name and initials for all

    authors of a particular work unless the work has more than six authors. If the work has

    more than six authors, list the first six authors and then use et al. after the sixth author's

    name to indicate the rest of the authors.

    Reference list entries should be alphabetized by the last name of the first author of each

    work.

    If you have more than one article by the same author, single-author references or

    multiple-author references with the exact same authors in the exact same order are listed

    in order by the year of publication, starting with the earliest.

    When referring to any work that is NOT a journal, such as a book, article, or Web page,

    capitalize only the first letter of the first word of a title and subtitle, the first word after a

  • Guidebook page 39

    colon or a dash in the title, and proper nouns. Do not capitalize the first letter of the

    second word in a hyphenated compound word.

    Capitalize all major words in journal titles.

    Italicize titles of longer works such as books and journals.

    Do not italicize, underline, or put quotes around the titles of shorter works such as journal

    articles or essays in edited collections.

    Reference List: Author/Authors

    The following rules for handling works by a single author or multiple authors apply to all

    APA-style references in your reference list, regardless of the type of work (book, article,

    electronic resource, etc.)

    Single Author

    Last name first, followed by author initials.

    Berndt, T. J. (2002). Friendship quality and social development. Current Directions in

    Psychological Science, 11, 7-10.

    Two Authors

    List by their last names and initials. Use the "&" instead of "and."

    Wegener, D. T., & Petty, R. E. (1994). Mood management across affective states: The

    hedonic contingency hypothesis. Journal of Personality & Social Psychology, 66, 1034-

    1048.

    Three to Six Authors

    List by last names and initials; commas separate author names, while the last author name

    is preceded again by "&"

    Kernis, M. H., Cornell, D. P., Sun, C. R., Berry, A., & Harlow, T. (1993). There's more to

    self-esteem than whether it is high or low: The importance of stability of self-esteem.

    Journal of Personality and Social Psychology, 65, 1190-1204.

    More Than Six Authors

    If there are more than six authors, list the first six as above and then "et al.," which stands

    for "and others." Remember not to place a period after "et" in "et al."

    Harris, M., Karper, E., Stacks, G., Hoffman, D., DeNiro, R., Cruz, P., et al. (2001).

    Writing labs and the Hollywood connection. Journal of Film and Writing, 44(3), 213-

    245.

  • Guidebook page 40

    Organization as Author

    American Psychological Association. (2003).

    Unknown Author

    Merriam-Webster's collegiate dictionary (10th ed.).(1993). Springfield, MA: Merriam-

    Webster.

    NOTE: When your essay includes parenthetical citations of sources with no author

    named, use a shortened version of the source's title instead of an author's name. Use

    quotation marks and italics as appropriate. For example, parenthetical citations of the two

    sources above would appear as follows: (Merriam-Webster's, 1993) and ("New Drug,"

    1993).

    Two or More Works by the Same Author

    Use the author's name for all entries and list the entries by the year (earliest comes first).

    Berndt, T.J. (1981).

    Berndt, T.J. (1999).

    When an author appears both as a sole author and, in another citation, as the first author

    of a group, list the one-author entries first.

    Berndt, T. J. (1999). Friends' influence on students' adjustment to school. Educational

    Psychologist, 34, 15-28.

    Berndt, T. J., & Keefe, K. (1995). Friends' influence on adolescents' adjustment to school.

    Child Development, 66, 1312-1329.

    References that have the same first author and different second and/or third authors are

    arranged alphabetically by the last name of the second author, or the last name of the

    third if the first and second authors are the same.

    Wegener, D. T., Kerr, N. L., Fleming, M. A., & Petty, R. E. (2000). Flexible corrections

    of juror judgments: Implications for jury instructions. Psychology, Public Policy, & Law,

    6, 629-654.

    Wegener, D. T., Petty, R. E., & Klein, D. J. (1994). Effects of mood on high elaboration

    attitude change: The mediating role of likelihood judgments. European Journal of Social

    Psychology, 24, 25-43.

  • Guidebook page 41

    Two or More Works by the Same Author in the Same Year

    If you are using more than one reference by the same author (or the same group of

    authors listed in the same order) published in the same year, organize them in the

    reference list alphabetically by the title of the article or chapter. Then assign letter

    suffixes to the year. Refer to these sources in your essay as they appear in your reference

    list, e.g.: "Berdnt (1981a) makes similar claims..."

    Berndt, T. J. (1981a). Age changes and changes over time in prosocial intentions and

    behavior between friends. Developmental Psychology, 17, 408-416.

    Berndt, T. J. (1981b). Effects of friendship on prosocial intentions and behavior. Child

    Development, 52, 636-643.

    Reference List: Articles in Periodicals

    Basic Form

    APA style dictates that authors are named last name followed by initials; publication year

    goes between parentheses, followed by a period. The title of the article is in sentence-

    case, meaning only the first word and proper nouns in the title are capitalized. The

    periodical title is run in title case, and is followed by the volume number which, with the

    title, is also italicized or underlined.

    Author, A. A., Author, B. B., & Author, C. C. (Year). Title of article. Title of Periodical,

    volume number(issue number), pages.

    Article in Journal Paginated by Volume

    Journals that are paginated by volume begin with page one in issue one, and continue

    numbering issue two where issue one ended, etc.

    Harlow, H. F. (1983). Fundamentals for preparing psychology journal articles. Journal of

    Comparative and Physiological Psychology, 55, 893-896.

    Article in Journal Paginated by Issue

    Journals paginated by issue begin with page one every issue; therefore, the issue number

    gets indicated in parentheses after the volume. The parentheses and issue number are not

    italicized or underlined.

    Scruton, R. (1996). The eclipse of listening. The New Criterion, 15(30), 5-13.

    Article in a Magazine

    Henry, W. A., III. (1990, April 9). Making the grade in today's schools. Time, 135, 28-31.

  • Guidebook page 42

    Article in a Newspaper

    Unlike other periodicals, p. or pp. precedes page numbers for a newspaper reference in

    APA style. Single pages take p., e.g., p. B2; multiple pages take pp., e.g., pp. B2, B4 or

    pp. C1, C3-C4.

    Schultz, S. (2005, December 28). Calls made to strengthen state energy policies. The

    Country Today, pp. 1A, 2A.

    Letter to the Editor

    Moller, G. (2002, August). Ripples versus rumbles [Letter to the editor]. Scientific

    American, 287(2), 12.

    Review

    Baumeister, R. F. (1993). Exposing the self-knowledge myth [Review of the book The

    self-knower: A hero under control ]. Contemporary Psychology, 38, 466-467.

    Reference List: Books

    Basic Format for Books

    Author, A. A. (Year of publication). Title of work: Capital letter also for subtitle.

    Location: Publisher.

    NOTE: For "Location," you should always list the city, but you should also include the

    state if the city is unfamiliar or if the city could be confused with one in another state.

    Calfee, R. C., & Valencia, R. R. (1991). APA guide to preparing manuscripts for journal

    publication. Washington, DC: American Psychological Association.

    Edited Book, No Author

    Duncan, G.J., & Brooks-Gunn, J. (Eds.). (1997). Consequences of growing up poor. New

    York: Russell Sage Foundation.

    Edited Book with an Author or Authors

    Plath, S. (2000). The unabridged journals (K.V. Kukil, Ed.). New York: Anchor.

    A Translation

    Laplace, P. S. (1951). A philosophical essay on probabilities. (F. W. Truscott & F. L.

    Emory, Trans.). New York: Dover. (Original work published 1814).

  • Guidebook page 43

    NOTE: When you cite a republished work, like the one above, work in your text, it

    should appear with both dates: Laplace (1814/1951).

    Edition Other Than the First

    Helfer, M.E., Keme, R.S., & Drugman, R.D. (1997). The battered child (5th ed.).

    Chicago: University of Chicago Press.

    Article or Chapter in an Edited Book

    Author, A. A., & Author, B. B. (Year of publication). Title of chapter. In A. Editor & B.

    Editor (Eds.), Title of book (pages of chapter). Location: Publisher.

    NOTE: When you list the pages of the chapter or essay in parentheses after the book

    title, use "pp." before the numbers: (pp. 1-21). This abbreviation, however, does not

    appear before the page numbers in periodical references, except for newspapers.

    O'Neil, J. M., & Egan, J. (1992). Men's and women's gender role journeys: Metaphor for

    healing, transition, and transformation. In B. R. Wainrib (Ed.), Gender issues across the

    life cycle (pp. 107-123). New York: Springer.

    Multivolume Work

    Wiener, P. (Ed.). (1973). Dictionary of the history of ideas (Vols. 1-4). New York:

    Scribner's.

    Reference List: Other Print Sources

    An Entry in An Encyclopedia

    Bergmann, P. G. (1993). Relativity. In The new encyclopedia britannica (Vol. 26, pp.

    501-508). Chicago: Encyclopedia Britannica.

    Work Discussed in a Secondary Source

    List the source the work was discussed in:

    Coltheart, M., Curtis, B., Atkins, P., & Haller, M. (1993). Models of reading aloud: Dual-

    route and parallel-distributed-processing approaches. Psychological Review, 100, 589-

    608.

    NOTE: Give the secondary source in the references list; in the text, name the original

    work, and give a citation for the secondary source. For example, if Seidenberg and

    McClelland's work is cited in Coltheart et al. and you did not read the original work, list

    the Coltheart et al. reference in the References. In the text, use the following citation:

  • Guidebook page 44

    In Seidenberg and McClelland's study (as cited in Coltheart, Curtis, Atkins, & Haller, 1993), ...

    Dissertation Abstract

    Yoshida, Y. (2001). Essays in urban transportation (Doctoral dissertation, Boston

    College, 2001). Dissertation Abstracts International, 62, 7741A.

    Government Document

    National Institute of Mental Health. (1990). Clinical training in serious mental illness

    (DHHS Publication No. ADM 90-1679). Washington, DC: U.S. Government Printing

    Office.

    Report From a Private Organization

    American Psychiatric Association. (2000). Practice guidelines for the treatment of

    patients with eating disorders (2nd ed.). Washington, D.C.: Author.

    Conference Proceedings

    Schnase, J.L., & Cunnius, E.L. (Eds.). (1995). Proceedings from CSCL '95: The First

    International Conference on Computer Support for Collaborative Learning. Mahwah,

    NJ: Erlbaum.

    Reference List: Electronic Sources

    Article From an Online Periodical

    Online articles follow the same guidelines for printed articles. Include all information the

    online host makes available, including an issue number in parentheses.

    Author, A. A., & Author, B. B. (Date of publication). Title of article. Title of Online

    Periodical, volume number(issue number if available). Retrieved month day, year, from

    http://www.someaddress.com/full/url/

    Bernstein, M. (2002). 10 tips on writing the living Web. A List Apart: For People Who

    Make Websites, 149. Retrieved May 2, 2006, from

    http://www.alistapart.com/articles/writeliving

    Online Scholarly Journal Article

    Author, A. A., & Author, B. B. (Date of publication). Title of article. Title of Journal,

    volume number. Retrieved month day, year, from http://www.someaddress.com/full/url/

  • Guidebook page 45

    Kenneth, I. A. (2000). A Buddhist response to the nature of human rights. Journal of

    Buddhist Ethics, 8.Retrieved February 20, 2001, from

    http://www.cac.psu.edu/jbe/twocont.html

    If the article appears as a printed version as well, the URL is not required. Use

    "Electronic version" in brackets after the article's title.

    Whitmeyer, J.M. (2000). Power through appointment [Electronic version]. Social Science

    Research, 29, 535-555.

    Article From a Database

    When referencing material obtained from an online database (such as a database in the

    library), provide appropriate print citation information (formatted just like a "normal"

    print citation would be for that type of work). Then add information that gives the date of

    retrieval and the proper name of the database. This will allow people to retrieve the print

    version if they do not have access to the database from which you retrieved the article.

    You can also include the item number or accession number in parentheses at the end, but

    the APA manual says that this is not required. (For more about citing articles retrieved

    from electronic databases, see page 278 of the Publication Manual.)

    Smyth, A. M., Parker, A. L., & Pease, D. L. (2002). A study of enjoyment of peas.

    Journal of Abnormal Eating, 8(3). Retrieved February 20, 2003, from PsycARTICLES

    database.

    Nonperiodical Web Document, Web Page, or Report

    List as much of the following information as possible (you sometimes have to hunt

    around to find the information; don't be lazy. If there is a page like

    http://www.somesite.com/somepage.htm, and somepage.htm doesn't have the information

    you're looking for, move up the URL to http://www.somesite.com/):

    Author, A. A., & Author, B. B. (Date of publication). Title of document. Retrieved month

    day, year, from http://Web address.

    NOTE: When an Internet document is more than one Web page, provide a URL that

    links to the home page or entry page for the document. Also, if there isn't a date available

    for the document use (n.d.) for no date.

    Chapter or Section of a Web document

    Author, A. A., & Author, B. B. (Date of publication). Title of article. In Title of book or

    larger document (chapter or section number). Retrieved month day, year, from

    http://www.someaddress.com/full/url/.

  • Guidebook page 46

    Engelshcall, R. S. (1997). Module mod_rewrite: URL Rewriting Engine. In Apache

    HTTP Server Version 1.3 Documentation (Apache modules.) Retrieved March 10, 2006,

    from http://httpd.apache.org/docs/1.3/mod/mod_rewrite.html

    NOTE: Use a chapter or section identifier and provide a URL that links directly to the

    chapter section, not the home page of the Web site.

    E-mail

    E-mails are not included in the list of references, though you parenthetically cite them in

    your main text: (E. Robbins, personal communication, January 4, 2001).

    Online Forum or Discussion Board Posting

    Message posted to an online newsgroup, forum, or discussion group. Include the title of

    the message, and the URL of the newsgroup or discussion board.

    Frook, B. D. (1999, July 23). New inventions in the cyberworl