timothy c batten financial disclosure report for 2010

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  • 8/3/2019 Timothy C Batten Financial Disclosure Report for 2010

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    UNITED STATES DISTRICT COURTNORTHERN DISTRICT OF G EORGIA178 8 UNITED STATES COURTHOUSE

    75 SPRING STREET, S.W.ATLANTA, GEORGIA 30303 -3309

    CHAMBERS OFTIMOTHY C. B ATTEN, SR.

    August 26, 2011404-215-1420

    Hon. Bobby R. BaldockJudicial Conference of the U.S.Committee on Financial DisclosureOne Columbus Circle, NEWashington, DC 20544

    Re: My Calendar Year 2olo FilingDear Judge Baldock:

    Yesterday you wrote me a letter pointing out that in Part VII, page 6,lines 50 and 51, of my 2009 report I listed "Fed Home Ln Mtg Corp GlobalRef Notes Bk/Entry," but did not list this asset in my 2010 report. This wasan oversight on my part. As of December 31, 201o, I still owned this asset.The income earned by this asset in 2010 was less than $1000 (Code A), andthe value of this asset at the end of 2010 was less than $15,000 (Code J).I apologize for this inadvertent omission on my part.If you have any questions regarding this matter, please do not

    hesitate to give me a call.

    Timt C. Batten, Sr.

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

    in Governmen t Act of 1978(5 U.S.C. app. 101-111)

    I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l )B a t te n , S r . , T imothy C .

    4. Ti t le (Ar t ic le I l l judges ind ica te ac t ive or sen ior s ta tus ;mag i s t r a t e j udges i nd i cat e fu l l - or par t - t ime )

    2. C our t o r Or gan i z a t i onU .S . D is t r ic t C our t , N .D . G a .

    5a . R epor t Type (check app rop r i a t e type)] Nomi nat i on , D a t eD is t r ic t J udge - Ac t ive

    7 . C h a m b e r s o r O f f i ce A d d r e s sS ui te 2 1 427 5 S p r i n g S t r e e t , S WAtla n ta , G A 30303

    [] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym odi f ica t ions pe r t a in ing the re to , i t i s , i n m y op in ion , i n com pl iancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    R e v i e w i n g O f f i c e r Dat e

    3. Date of R e p o r t05/11/2011

    6 . R e p o r t i n g P e r i o d01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page.

    I . P O S I T I O N S . r R e p o r t i n g individual only; seepp. 9-13 of f il ing instructions. )~ N O N E (No reportableposit ions.)

    P O S I T I O N1 . D i r e c t o r a n d S e c r e t a r y / T r e a s u r e r

    N A M E O F O R G A N I Z A T IO N / E N T I T YT . E . C . H . V e n t u r e s , I n c .

    2. M a n a g i ng M e m b e r M E S e r i e s B H o l d i n g s , L L C3~

    4.5.

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 9

    N a m e o f P e r so n R e p o r t i n gBatte n, Sr. , Timoth y C.

    D a t e o f R e p o r t05/11/2011

    I l L N O N - I N V E S T M E N T I N C O M E . (Repor ting indiv idual a n d spouse; see pp . 17-24 of f i l ing instructions.)A. Fliers Non-lnvestment Incom e

    ~ (N o reporta ble incom e.)O N E non- inves tmentDATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s t m e n t I n c om e - I f y o u were ma r r i ed d u r i n g a n y p o r t i o n o f t h e rep o r t l n g y ea r , c o mp l e t e t h i s s ec ti o n .(Dollar amount not required except for honoraria.)

    N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

    1.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment .(includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    ~] N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

    1 . A m e r ica n C o n fe r e n ce 0 6 /15 /20 0 9 - N e w Y o r k , N YInst i tute 0 6/ 16/ 20 0 9

    3.4.5.

    PURPOSELitigating and ResolvingAdvertising DisputesS e m i n a r

    ITEM S PAID OR PROVIDEDAirfare, Hotel, Meals

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    FINANCIAL DISCLOSURE REPORTPage 3 o f 9

    N a m e o f P e r s o n R e p o r t i n gB a t t e n , S r . , T i m o t h y C .

    D a t e o f R e p o r t05/11/2011

    V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)~ N O N E ( N o reportable gifts .)

    SOURCE1 . D o u g C r a f t2. S t e v e W i t m e r3. M o n t e J o h n s o n4.5.

    DESCRIPTIONQ u a i l h u n t i n g t r i p i n J a n u a r yQ u a i l h u n t i n g t r i p i n J a n u a r yQ u a i l h u n t i n g t r i p i n J a n u a r y

    VALUE$600.00$600.O0$600.00

    V I . L I A B I L I T I E S . a . e l . d e s those of spouse and dependent children; see pp. 32-33 of f!ling instructions.)D (No reportable liabilities.)O N E

    C R E D IT O R D E S C R IP T IO N1 . C h a s e P l a t i n u m M a s t e r c a r d C r e d i t C a r d2. D o n a l d L . P l u n k e t t L o a n3~ M e dic ra f t E n te rp r i s e s , L L C L o a n

    4.5.

    VALUE CODEKLL

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    FINANCIAL DISCLOSURE REPORTPage 4 of 9 Ia m e o f P e r s o n R e p o r t i n gBatten , Sr., Timothy C. Date of Report05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] NONE income, assets, or transactions.)N o reportableA . B. C. D .:

    D e s c r i p t io n o f A s s e t s Inc ome dur i ng Gross value a t end T r a n s a c t o n s d u r n g r e p o r t i n g p e r io d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d . . .. o~repor t ing per iod(1) (2) (1) (2) ( 1 ) (2) (3) (4) . (5)

    Pl ace "( X)" af t er each asse t A m o u m T y p e ( e .g - , V a l u e V a l u e Type (e.g. , D a t e Value Gai n I d e n t i t 3 , o fexempt f r om pr i or d i sc l osur e Code 1 div., rent, C o de 2 M e tho d b uy , se ll , m m /dd/yy C o de 2 Co de 1 buyer / se l l e r(A-H) o r i n t . ) " ( J - P ) C o d e 3 r edempt i on) ( J-p) (A-H) ( i f p r i v a t e

    (Q-W ) t r a n s a c t i o n )

    1 . M E S e r i e s A H o l d i n g s , L L C2. M E S e r i e s B H o l d i n g s , L L C3. A d o b e S y s t e m s I n c ( D E ) ( S y m b o l : A D B E )4. A m e r i ca n T o w e r C o o - C l a s s A ( S y m b o l :A M T ) (Y)

    1 5 . A p p l e I n c ( S y m b o l : A A P L )6. A T & T I n c ( S y m b o l : T ) ( Y )7. B a i d u I n c Sp o n A d r R p t n g O r d S h s C 1 A( S y m b o l : B A )8. B a n k o f A m e r i ca C o r p ( S y m b o l : B A C )

    !9 . B a x t e r I n t l I n c1 0 . B o e i n g C o ( S y m b o l : B A )1 1 . C a p i t a l O n e F i n l C o r p ( S y m b o l : C O F ) ( Y )

    1 2 . C e l g e n e C o r p ( S y m b o l : C E L G )1 3 . C i s c o S y s l n c ( S y m b o l : C S C O )1 4 . D i r e c T V C 1 A ( S y m b o l : D T V )

    1 5 . D o w C h e m i c al C o ( S y m b o l : D O W ) ( Y )1 6 . D re yf us s L iq uid As s e t s I nc C la s s 21 7 . E I D u P o n t D e N e m o u r s & C o ( S y m b o l :D D )

    E D i s t r i b u t i o n K W

    F D i s t r i b u t i o n M WA D i v i d e n d S o l d 01/14/10 J A

    A D i v i d e n d J T

    A D i v i d e n d J T Bu y 11/02/10 JA D i v i d e n d S o l d 09/1 0/1 0 JA D i v i d e n d S o l d 03/11/10 JA D i v i d e n d J T Bu y 03/05 /1 0 J

    AA

    A D i v i d e n d S o l d 12/07/10 J AA D i v i d e n d S o l d 11/16/10 J AA D i v i d e n d J T

    Bu y 04/26/10 JA Int . /Div.A D i v i d e n d

    JJ

    TT

    1~ I n Co m e Gain Cbd es :(S e e C o l u mn s B I a n d 1 )4 )

    2.Va l u e C o d e s( S e e C o l u m n s C I a n d D 3 )

    3.Va l u e M e t h o d C o d e s( S e e C o l u m n C 2 )

    A ~$ ! i 0 0 0 o r l e s s B =$!,001 - $2, :500 C =$2,501 - $5,000F~SS0;~l - $i0o,0o0 . . . . . . . ~ ~ $ i ~ 0 ;0 0 ~ : S i ; O 0 0 1 0 0 0 m = s ~ , 0 o o , 0 0 i - $ 5 ,0 o 0 , o 0 oJ =$15,000 or less K = $ 1 5 ; 0 0 1 = $ 5 0 ~ 0 0 0 L =$50~001, $100,000N =$250,001 - $500,000 O =$500,001 = $1,000,000 P 1 =$ i i000,001 - $5,000;000P3 =$25,000,001 - $50,000,000 P4 --More than $50,000,000Q = A p p r a i s a l R =C o s t (R e a l Es t a t e On l y ) S = A s s e s s m e n tU =B o o k Va l u e V - - Ot h e r W =Es t i ma t e d

    D =$5,001 - $15,000H2 =More than $5~000;000M = $1 00, 00t - $2 50; 000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

    E =$15,001 -$50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 9

    N a m e o f P e r so n R e p o r t i n gBatten , Sr., Timothy C.

    D a t e o f R e p o r t0 5/11/20 11

    V I I . I N V E S T M E N T S a n d T R U S T S - i.co..e, va lue, transactions (Includes those of spouse an d dependent children; see pp. 34-60 of filing instructions.)~-] NONE income , as se ts , or tran sac t ions .)N o reportable

    A. B. C. D.D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

    /1) (2) (1) (2) (1 ) (2) (3)Pl ace "( X)" af t er each asse texempt f r om pr i or d i sc l osur e

    A m o u n t Type (e.g., V a l u eCod e 1 div., rent, C o d e 2( A - H ) o r i n t . ) ( J - P )

    1 8 . E I Du Pont De Nemou rs & Co (Symbol: A DividendDD)1 9 . E x p r e s s S c r ip t s I n c . C o m m o n (Symbol: A D i v i d e n dE S R _ X )20 . F e d H o m e L o a n M t g C o r p M e d T r e m N T S A I n t e re s t

    BK/Entry CUSI~21 . F e d e x C o r p (Symbol: FDX) A D i v i d e n d22 . Ford Motor Comp any (Symbol: F) A Dividend2 3 . Fr ee p or t M c M o r a n C op p er & G o ld CI B A Dividend(Symbol:FCX)2 4 . General Dynamics Corp (Symbol: GD) A Dividend2 5 . Gilead Sciences Inc (Symb ol: GILD) A Dividend2 6 . Goldman Sachs Group Inc (Symbol: GS) A Dividend2 7 . Goo gle Inc Class A (Symbol: G OOG) A Dividend2 8 . Halliburton Co H oldings Co (Symbol: H AL~A Dividend2 9 . Hew lett Packard Co (Symbol: HPQ) (Y)3 0 . Intl Business Machines Corp (Symbol: A Dividendn 3 M )3 1 . Ishares lboxx $ I n v e s to p I n v e s tm e n t G r a d e A DividendC o q o FD FD ( " L Q D " )32 . J P M o r g a n C h a s e & C o ( S y m b o l : J P M ) A D i v i d e n d

    33 . K o h l s C o r p ( S y m b o l : K S S ) A D i v i d e n d34 . M e d co H e a l t h So l u t i o n s I n c (Sy m b o l : M H S ~ A D i v i d e n d

    JJJ

    J

    J

    J

    J

    V a l u e Type (e.g., Da te ValueMeth od buy, sell~ mm/ dd/ yy C o d e 2C o d e 3 r e d e m p t i o n ) (J-P)(Q-W)

    TTT

    TT

    TTT

    Bu y(a dd l ) 09/17/10 J

    S o l d 02/05/10 JBu y 04/21/10 J

    ( 4 ) ( 5 )G a i n Identi ty o f

    C o d e I b u y e r / s e l l e r(A-H) ( i f p r i v a t e

    t ransac t ion)

    A

    S o ld 0 6/0 7/1 0 J AS o l d 07/16/10 J A

    JJJ

    T

    TT

    Bu y 12/22/10 J

    JJ

    03/1 0/1 010/20/I 0

    S o l dS o l d

    AA

    l: Inc0m~ Gain c0d~g! : A =$ 1,0 0 0 0 r l es s B =$1,001 - $2,500( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,000 G =$ 1 0 0 , 0 0 1 $ 1 , 0 0 0 , 0 0 0

    2. Va lue C o de s J = $ i5 ;0 0 0 o r le s s K =$15,001 - $50,000( S e e C o l u n m s C I a n d D 3 ) N =$250~001 - $500,000 O = $5 00,001 - $1,000,000P 3 Z $ 2 5 , oo o ,o o ~ - $5o,ooo,ooo3 . Va l u e M e t h o d C o d e s Q = A p p r a i s at R =C o s t (R e a l Es t a t e On l y )(S e e C o lu m n C 2) U = B o o k Va lu e V = O t h e r

    C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L -$50,001 - $ 100;000P 1 =$1,000,00 ! - $ 5,000,000P4 -Mo r e th an $ 50 , 0 0 0 ~ 00 0S =A s s e s s me n tW =Es t i ma t e d

    D =$5,001 - $15,000H2 - M o re t h a n $ 5 , 0 0 0 ,0 0 0M $ I 0 0 ,0 0 I - $ 250 ,0 0 0P2 =$5,000,001 - $25,000,000T - C a s h M a r k e t

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 9

    N a m e o f P e r s o n R e p o r t in gBatten, Sro, Timothy C.

    Date of Report05/11/2011

    V I I . IN V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE income, assets, or transactions.)eportable

    D e s c r i p t io n o f A s s e t s Inc ome dur i ngl i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dPlace "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,(A-H) o r i n t . )

    35 . M e r c k & C o I n c ( S y m b o l : M R K ) ( Y )36 . M e t l i f e I n c ( S y m b o l : M E T ) ( Y )37 . M i c r o s o f t C o l p ( S y m b o l : M S F T ) A D i v i d e n d

    38 . O c c i d e n t a l P e t r o l e u m C o r p - D e l ( S y m b o l : A D i v i d e n dO X Y )39 . O r a c l e C o r p ( S y m b o l : O R C L ) A D i v i d e n d4 0. P e a bo d y E n e rg y Co r p ( S ym b o l : B T U ) A D i v i d e n d41 . P f i z e r I n c ( S y m b o l : P F E ) A D i v i d e n d

    42 P h i l i p M o r r i s I n t l I n c ( S y m b o l : P M ) ( Y )43 . P r a x a i r I n c ( S y m b o l : P X ) ( Y )44 . P r e c i s io n C a s t p a r t s C o r p ( S y m b o l : P C P ) ( Y )

    ! 4 5 . Q u a l co m m I n c ( S ym b o l : Q C O M ) ( Y )46 . S a l e s f o r c e . c o m I n c ( S y m b o l : C R M ) ( Y )47 . S c h l um b e r g e r L t f (S y m b o l : S L B ) A D i v i d e n d48 . S t a p l e s I n c ( S y m b o l : S P L S ) A D i v i d e n d49 . S t a t e S t r e e t C o r p ( S y m b o l : S T T ) ( Y )

    50 . T a r g e t C o r p ( S y m b o l : T G T ) ( Y )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

    (t~ (2 ) (I ~ (2) O)Value Val ue T y p e ( e . g . , D a t e Value

    C o d e 2 M e th o d b u y , s e l l , m m / d d /y y C o de 2( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )

    (Q-W)

    J

    JJ

    S o l d 05 /07/1 0TTT Bu y 12/02/10

    S o ld 0 3/0 3/1 0

    T r a n s a c t io n s d u r i n g r e p o r t n g p e r i o d

    Bu y 06/21/10S o l d 03/1 0/1 0

    J

    J

    JJ

    (4 ) (5 )G a i n I d e n t i . t y o fC o d e 1 buyer/seller

    ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

    A

    51 . 3 M C o m p a n y ( S y m b o l : M M M ) ( Y )

    ] ]hc6~ Ghin C0d~si ; A=$1,000 0r les s( S e e C o l u m n s B I a n d 1 ) 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0

    2 . V a l u e C o d e s J = $ 1 5 , 0 0 0 o r l e s s( Se e C olu m n s C I a nd D3 ) N = $ 2 5 0,0 01 - $ 50 0,0 00

    P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q = A p p r a i s a l

    ( S e e C o l u n m C 2 ) U = B o o k V a l ue

    B=$ 1,001 - $2,500G=$100,001 - $1,000,000K=$15,001 - $50,000O =$500,001 - $ 1,000,000R - C o s t (R e a l Es t a t e On l y )V = O t h e r

    c = $ 2 , 5 0 1 - $ 5 , 0 0 0H I =$1,000,001 - $5,000~000L =$50,001 - $ 100,000P i = $ ~ , o o o , o o ~ - $ 5 , o o o , o o oP4 =More than $50,000,000S =A s s e s s me n tW =Es t i ma t e d

    =$5,001 - $15,000H2 =M 0 ~e t h a h $ 5 0 0 0 0 0 0M =$ 1 0 0 ;0 0 i - $ 2 5 0 0 0 0P 2 = $ 5 , 0 0 0 ;0 0 1 ; $ 2 5 ; 0 0 0 ; 0 0 0

    = C a s h M a r k e t

    E =$15,00I - $ 5 0 , 0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 7 o f 9

    N a m e o f P e r s o n R e p o r t in gBatten , Sr., Timothy C.

    D a t e o f R e p o r t0 5/11/20 11

    V I I . I N V E S T M E N T S a n d T R U S T S -- i n c o me, va l u e , t ra n s a c t i o n s ( In c l u d es t h o s e o f s p o u s e a n d d ep en d en t c h i l d ren ; s ee p p . 34- 60 o f f i li n g i n s t ru c t i o n s . )N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Descr i p t ion o f A sset s In co m e durin g G ro s s va lue at e n d Tr ansac t i ons dur i ng r epor t i ng per i o d( i nc l udi ng t r ust asse t s) repor t ing pe r iod of r epor t i ng per i od

    (I) (2) (I) (2) (I:) (2) (3) (4) (5 }Pl ace "( X)" af t er each asse t A m o u n t Type (e.g,, V a l u e V a l u e Ty pe (e .g . , D a t e Va lu e G a in Identi ty of

    exemp t f r om pr i or d i sc losur e Cod e 1 d i v . . r e n t . C o d e 2 Met hod buy, s e l l , m m /dd /yy C od e 2 Cod e 1 buyer / se l l e r(A- H) o r i n t . ) ( J - P ) C o d e 3 r edempt i on) (J-P) (A-H) (if private( Q-W) t r a n s a c t i o n )

    52 . T r a n s o c e a n L t d S w i t z e r l a n d ( S y m b o l : R I G ) A D i v i d e n d53 . U n i o n P a c i f i c C o r p ( S y m b o l : U N P ) A D i v i d e n d

    54 . U n i t e d P a r c e l S e r v i c e ( S y m b o l : U P S ) A D i v i d e n d55 . U n i t e d T e c h n o l o g i e s C o r p ( S y m b o l : U T X ) A D i v i d e n d56 . V a l e S A S p o n A D R ( S y m b o l : V A L E ) ( )57 . V i s a I n c C o m C I A ( S y m b o l : V ) A D i v i d e n d58 . W a l t D i s n e y C o ( S y m b o l : D IS ) ( Y )59 . Y a h o o I n c ( S y m b o l : Y H O O ) )

    J

    J

    J

    S o l dT

    T B uy

    T

    Sold

    05/20/10 J A

    10/14/10

    12/17/10 J A

    1 : in co m e G a i n C o d e s : A =$ 1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000( S e e C o l u m n s B I a n d D 4 ) F = $50 ,001 - $100,000 G =$ 100,001 - $1,0001000 H 1=$ i i0001001 ~ $5 0 0 0 0 0 0

    2. Va lue C o d e s J = $ 15.0 00 o r le s s K =$15,001 - $50,000 L - - $ 5 0 ; 0 0 $ 1 0 0 , 0 0 0( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$500,001 o $1,000,000 P 1 =$1 ;000,001 - $5;000,000

    P3 =$25.000,001 - $50,000,000 P4 = Mo r e th an $ 50 , 0 0 0 , 00 03 . Va l u e M e t h o d C o d e s Q = A p p r a i s a l R =C o s t (R e a l Es t a t e On l y ) S =A s s e s s me n t( S e e C o l u m n C 2 ) U =B o o k Va l u e V = O t h e r W ~Es t i ma t e d

    D =$5,001- $15,000H2 =More than $5,000;000M =$ 1 0 0 ;0 0 1 - $ 2 5 0 , 0 0 0P2 =$5,000,001-$25,000;000

    E =$15,001- $50,000

    T = C a s h M a r k e t

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    FINANCIAL DISCLOSURE REPORTPage 8 of 9

    N a m e o f P e r s o n R e p o r t i n gB a t t e n , S r . , T i m o t h y C .

    D a t e o f R e p o r t05/11/2011

    V II I. A D D I TI O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of report.)

  • 8/3/2019 Timothy C Batten Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 9 o f 9

    N a m e o f P e r s o n R e p o r t i n gB a t t e n , S r . , T i m o t h y C .

    D a t e o f R e p o r t05/11/2011

    IX. CERTIFICATION.1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l ud i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l dr e n , i f a n y ) i s

    a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .1 f u r t he r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/Timothy C. Batten , Sr .

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF IE S O R F A I LS T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C 1 V 1 LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

    C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4