through vial impedance spectroscopy (tvis)€¦ · global pharmaceutical market 2015 and 2021...
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Through Vial Impedance Spectroscopy
Through Vial Impedance Spectroscopy (TVIS)
A new method for the development of manufacturing processes for injectable drug product
Prof. Geoff Smith
10th International Workshop on Impedance Spectroscopy 28-29th September 2017, Chemnitz, Germany
2 Through Vial Impedance Spectroscopy
Pharmaceuticals (From drugs molecules to products)
Man-made drugs – small molecules (chemical synthesis) to large molecules (biotechnology)
Formulation development • Drug products (i.e. dosage form: tablets, injections) etc. • Healthcare and cosmetics product (i.e. nutrition)
Production
Product available in the market • Quality: Safety & Efficacy
Aspirin 21 atoms
Hormone ~3000 atoms
Antibody 25,000 atoms
QC Pharmacopoeial tests
3 Through Vial Impedance Spectroscopy
Biopharmaceutical in Market from 1982-2014 (classified by therapeutic categories)
Antihemophilic factor, human recombinant
0
5
10
15
20
25
Blood factors Other bloodrelated
Hormones Growthfactors
IFN,IL &TNF Vaccines mAbs Other
Pro
du
ct a
pp
rova
l (%
) Hemoglobin
Growth hormone
GM-CSF
Interferon alfa
Varicella-zoster virus
Nivolumab
4 Through Vial Impedance Spectroscopy
Global Pharmaceutical Market 2015 and 2021
Newrzella A. (2017) Pharma & Biotech 2017 – Review of Outsourced Manufacturing
0
200
400
600
800
1000
1200
1400
2015 2021
Mar
ket
size
/ $
bn
Year
Biosimilars
Biologics
OTC
Generics
Patented/Originatorsmal molecules
The biologics market increases rapidly from 16.6% in 2015 to 22.2% in 2021.
5 Through Vial Impedance Spectroscopy
Monoclonal antibodies (mAbs) • A monospecific immunoglobulin
• Medicinal application of mAbs
o Diagnostic application (i.e. immunoassay, immunoscintigraphy), e.g. Prof.Abdelhamid
o Therapeutic applications (i.e. Cancer, Transplantation, Immune disease etc.)
Antibodies bind with
antigens on the surface of
target cells
T-cell bind with
antibodies
Lead to cell lysis or phagocytosis
target cells
are destroyed
Example of mAbs mechanism of action
6
Monoclonal antibodies (mAb)
Oncology disease
Immune disorder
Leukaemia
Breast cancer
Lung cancer
Colorectal cancer
Organ Transplantation
Crohn’s disease
Multiple Sclerosis
Rheumatoid arthritis
Psoriasis
7
Drug Product Development
http://phrma-docs.phrma.org/sites/default/files/pdf/biopharmaceutical-industry-profile.pdf
Freeze Drying Process
9
Advantages of Lyophilization
• Lyophilization commonly used for
o Large Molecule Drugs (e.g. proteins, DNA)
o Small Molecules Drugs (e.g. penicillin)
o Microorganisms (e.g. bacteria, virusus)
o Blood products
Lyophilization process Dry Powder
Increase Stability
Easy to Dissolving
Easy to transport Low moisture content
More surface area & porous
Low temperature
process
Zoster vaccine (Zostavax®) Azithromycin injection.
(Zithromax®)
https://www.pharmpro.com/article/2017/03/lyophilization-basics
“40% of biologically based products have to be freeze dried” “80% of the available products lyophilized in vial”
http://www.genengnews.com/gen-articles/lyophilization-growing-with-biotechnology/1083
10 Through Vial Impedance Spectroscopy
Limitation of Lyophilization Technology
• Complicate
• Costly
• Long process
• Difficult to scale up
• Variation between batch
11 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Freeze Dryer Shelf
Equilibrium product temperature of all vials
𝑇𝑚
12 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
𝑇𝑚
Freeze Dryer Shelf
Temperature of the product (liquid state) decreases (Tp) as shelf temperature decreases (Ts)
13 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
𝑇𝑚
Liquid product supercools below the melting point: Melting temperatures of ice in frozen solution would be less than that of pure water, owing to the
freezing point depression of the solutes
Freeze Dryer Shelf
14 Through Vial Impedance Spectroscopy
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Ice crystal growth from the bottom of the vial (typically takes less than 2 min).
Release of heat causes a spike in the product temperature
Freeze Dryer Shelf
Ice nucleation
15 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Temperature hold to ensure complete solidification of ice
Freeze Dryer Shelf
Ice layer
Temperature of frozen solid (Tp) now in equilibrium with the shelf
but Tp > Ts by 2-3 oC
16 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Crystal growth during annealing
Freeze Dryer Shelf
Ice layer
17 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Freeze Dryer Shelf
Ice layer
18 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Increasing shelf temperature (ramp), increases ice temperature and partial
pressure until 𝑃𝑖𝑐𝑒 = 𝑃𝑐 and drying (sublimation) starts
Freeze Dryer Shelf
Radiation
Convection
Direct
conduction
Convection
Ice layer
𝑃𝑖𝑐𝑒 = 𝑃𝑐
19 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Once the ice is removed then self cooling stops and the product
temperature can now catch up with the shelf temperature.
When 𝑇𝑃 ≥ 𝑇𝑠; then drying is assumed to have stopped
Freeze Dryer Shelf
Dried layer
20 Through Vial Impedance Spectroscopy
Lyophillization or Freeze Drying Process
• A technique which dries product at low temperature through sublimation process
• It consists of three main steps : Freezing, Primary drying and Secondary drying
Pre
ssu
re /
mb
ar
Tem
per
atu
re /
oC
Time / h
Product Temperature
Shelf Temperature
pressure
Freezing Annealing (option)
Primary Drying
Secondary Drying
Freeze Dryer Shelf
Dried layer
21 Through Vial Impedance Spectroscopy
Process Analytical Technologies
Challenging in development and manufacture of freeze-dried
biopharmaceuticals
Regulatory requirements
Characteristic of protein
therapeutic (i.e. unstable)
Process variation
(can affect productivity,
consistency & repeatability)
Process Analytical Technology (PAT)
Definition by US FDA:
A mechanism to design, analyze and control pharmaceutical manufacturing process through the measurement of Critical Process Parameters (CPP) which affect Critical Quality Attributes (CQA)).
- Manometric Temperature Measurement (MTM) - Tunable Diode Laser Absorption Spectroscopy (TDLAS) Limitation : - Batch method (representative parameter) → not
suitable for high variation batch (e.g. edge effect) - TDLAS is difficult to calibrate and costly
22 Through Vial Impedance Spectroscopy
Introduction to the TVIS System • Impedance spectroscopy characterizes the ability of materials to conduct
electricity under an applied an oscillating voltage (of varying frequency)
• Impedance measurements across a vial rather than within the vial
• Hence “Through Vial Impedance Spectroscopy”
• Features
• Single vial “non-product invasive”
• Both freezing and drying characterised in a single technique
• Non-perturbing to the packing of vials
• Stopper mechanism unaffected
SV product temperature
SV sublimation rate
SV end point
23 Through Vial Impedance Spectroscopy
Through Vial Impedance Spectroscopy (TVIS) Introduction
24 Through Vial Impedance Spectroscopy
Freeze drying chamber
Stimulating voltage
Resultant current
LyoViewTM analysis software
LyoDEATM measurement software
Junction box
TVIS system (I to V convertor)
Pass through
TVIS measurement vial
25 Through Vial Impedance Spectroscopy
Impedance Analyzer for Lyophilization Process
• Through Vial Multi Channel Impedance Analyzer
• Impedance measurement specially optimized for lyophilization experiments (contact method)
• Five sequentially measuring impedance channels
• All five channels share a common excitation signal
• Automatic voltage excitation amplitude adjustment
• Current Gain 109 (1 Gigaohm trans impedance amplifier gain)
• Five synchronized type K thermocouple measuring ports
26 Through Vial Impedance Spectroscopy
Equivalent electrical circuit model
• An equivalent electrical circuit model is created by combining the circuit elements which includes the solution resistance (𝑅𝑠) and the capacitances of the glass-solution interface (𝐶𝐺) and the solution (𝐶𝑠) in an appropriate configuration of series and parallel elements.
CG is the capacitance of the glass-solution interface, CS and RS are the capacitance and resistance of the solution
𝑹s
𝑪G 𝑪s
27 Through Vial Impedance Spectroscopy
Impedance to Complex Capacitance • The impedance of the model can be calculated from the following equation
𝑍∗Total = 𝑍∗ 𝐶G + [
1
𝑍∗ 𝑅S
+ 1
𝑍∗ 𝐶S
]
𝑍∗Total =
1
𝑖𝜔𝐶𝐺+
𝑅𝑆
1 + 𝑖𝜔𝑅𝑆𝐶𝑆
which re-arranges to
𝑍∗Total =
1 + 𝑖𝜔𝑅𝑆(𝐶𝐺 + 𝐶𝑆)
𝑖𝜔𝐶𝐺 + 𝑖𝜔2𝑅𝑆𝐶𝐺𝐶𝑆
• Impedance can be expressed in terms of a complex capacitance
𝐶∗Total =
1
𝑖𝜔𝑍∗Total
=𝐶𝐺 + 𝑖𝜔𝑅𝑆𝐶𝐺𝐶𝑆
1 + 𝑖𝜔𝑅𝑆 𝐶𝐺 + 𝐶𝑆
• The complex capacitance can also be expressed in form of real part and imaginary part
𝐶∗ = 𝐶′ + 𝑖𝐶″
• From the complex capacitance formula, the expressions for real and imaginary capacitance can be calculated to explain the origin of interfacial polarization peak. This achieved by multiplying the nominator and denominator by the complex conjugate of the denominator and by grouping the real (𝐶′) and imaginary (𝐶″) parts
𝐶′ =𝐶𝐺+𝜔2𝑅𝑆
2𝐶𝐺𝐶𝑆 𝐶𝑆+𝐶𝐺
1+ 𝜔𝑅𝑆 (𝐶𝑆+𝐶𝐺2 and 𝐶″= −
𝜔𝑅𝑆𝐶𝐺2
1+(𝜔𝑅𝑆((𝐶𝑆+𝐶𝐺))2
28 Through Vial Impedance Spectroscopy
Dielectric loss spectrum of frozen water at -27 oC
• A frequency of
• If 𝐶𝐺 > 𝐶𝑆 then
• Which explains the sensitivity of 𝐶″𝑃𝐸𝐴𝐾 to
the height of the ice layer
𝐶″𝑃𝐸𝐴𝐾 =𝐶𝐺
2
2(𝐶𝑆+𝐶𝐺)
𝐹𝑃𝐸𝐴𝐾 =1
2𝜋𝑅S (𝐶𝑆 + 𝐶𝐺)
𝐶″𝑃𝐸𝐴𝐾 ≅ 𝐶𝐺
𝑅s
𝐶G 𝐶s
0.00
0.10
0.20
0.30
1 2 3 4 5 6
-C″
/pF
Log Frequency
𝐶″𝑃𝐸𝐴𝐾 = 0.294 𝑝𝐹
𝐹𝑃𝐸𝐴𝐾 = 3.08
0.618 pF 0.031 pF
2.02 x 108 Ω
29 Through Vial Impedance Spectroscopy
Imaginary Part of Capacitance Real Part of Capacitance
High frequency
Liquid state Liquid state Frozen solid
Frozen solid
low frequency
Annealing = Re-heating and Re-cooling
Re-heating Re-heating
Intermediate frequency
Re-cooling
Re-cooling
low frequency
Primary drying Primary drying
low frequency
TVIS Response Surface (3D-Plot)
30 Through Vial Impedance Spectroscopy
Phase Separation in freezing step 5%w/v Lactose solution (frozen)
0.0
0.1
0.2
0.3
0.4
0.5
1 2 3 4 5 6
-C″
/ p
F
Log Frequency
Water (frozen)
0.0
0.2
0.4
0.6
0.8
1.0
1 2 3 4 5 6
-C″
/ p
F
Log Frequency
ice Unfrozen Fraction
Add the equivalent circuit here Add the equivalent circuit here
Ice peak
Ice peak
Unfrozen fraction peak
31 Through Vial Impedance Spectroscopy
Impedance and Capacitance Spectrum
5%w/v Lactose solution
+ 20.3oC
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
1 2 3 4 5 6
-C″
/pF
C′ /
pF
Log Frequency
-90-80-70-60-50-40-30-20-100
2
4
6
8
10
12
1 2 3 4 5 6
Thet
a
Log
|Z|
Log Frequency
Liquid state
32 Through Vial Impedance Spectroscopy
Impedance and Capacitance Spectrum
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
1 2 3 4 5 6
-C″
/pF
C′ /
pF
Log Frequency
-90-80-70-60-50-40-30-20-100
2
4
6
8
10
12
1 2 3 4 5 6
Thet
a
Log
|Z|
Log Frequency
Solid (frozen state) lower temp
5%w/v Lactose solution
-30.4 oC
33 Through Vial Impedance Spectroscopy
Impedance and Capacitance Spectrum
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
1 2 3 4 5 6
-C″
/pF
C′ /
pF
Log Frequency
-90-80-70-60-50-40-30-20-100
2
4
6
8
10
12
1 2 3 4 5 6
Thet
a
Log
|Z|
Log Frequency
Solid (frozen state) high temp
5%w/v Lactose solution
-20.4 oC
34 Through Vial Impedance Spectroscopy
Impedance and Capacitance Spectrum
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
1 2 3 4 5 6
-C″
/pF
C′ /
pF
Log Frequency
-90-80-70-60-50-40-30-20-100
2
4
6
8
10
12
1 2 3 4 5 6
Thet
a
Log
|Z|
Log Frequency
Dry state
5%w/v Lactose solution
-10.8 oC
35 Through Vial Impedance Spectroscopy
Through Vial Impedance Spectroscopy (TVIS)
• TVIS measurement relate to both the electrical resistance and electrical capacitance of the vial contents.
0.0
0.2
0.4
0.6
0.8
1 2 3 4 5 6
- C
″/ p
F
Log Frequency
FPEAK FPEAK
Liquid
State
Solid
State
0.00.10.20.30.40.50.6
1 2 3 4 5 6
-C
″ /
pF
Log Frequency
C″PEAK
incr
ease
Drying time
0.0
0.2
0.4
0.6
0.8
1 2 3 4 5 6
-C″
/pF
Log Frequency
-38 oC
-18 oC
Monitoring Phase Behaviour (ice nucleation temperature and solidification end points
FPEAK temperature calibration for predicting temperature of the product in primary drying
Drying rate surrogate (from dC″PEAK /dt )
C′ (real part of the complex capacitance) is highly sensitive to low ice volumes; therefore
it could be used for determination end point of primary drying
36 Through Vial Impedance Spectroscopy
0.0
0.2
0.4
0.6
0.8
1.0
1 2 3 4 5 6
C″/
pF
Log Frequency
• FPEAK profile during annealing has ‘similar’ profile with product temperature.
• Assuming thermal equivalence between the thermocouple (TC) vial and TVIS vial, then the temperature calibration from annealing might be employed for the prediction of temperature during primary drying
Temperature Calibration
-40 oC
-60-50-40-30-20-100
2.0
2.5
3.0
3.5
4.0
4.5
5 6 7 8 9
Tem
per
atu
re/o
C
Log
F PEA
K
Time / h
-20 oC
y = -4.7474x2 + 56.64x - 160.16 R² = 0.9998
-50
-40
-30
-20
-10
2.6 2.8 3.0 3.2 3.4 3.6 3.8
Tem
per
atu
re /
oC
Log FPEAK
Shelf Temp. Product Temp.
TVIS
Temperature FPEAK
37
Temperature Prediction in Primary Drying
• Good agreement between product temperature (by TC) and T(FPEAK)
-50
-40
-30
-20
-10
0
12 13 14 15 16
Tem
per
atu
re /
oC
Time / h
• Temperature calibration curve selected for temperature prediction in primary drying : T(FPEAK)
y = -4.7474x2 + 56.64x - 160.16 R² = 0.9998
-50
-40
-30
-20
-10
2.6 2.8 3.0 3.2 3.4 3.6 3.8
Tem
per
atu
re /
oC
Log FPEAK
Shelf Temperature (𝑇𝑆)
Thermocouple T(FPEAK)
Before drying
during drying
TC T(FPEAK)
𝑇(𝐹𝑃𝐸𝐴𝐾) > 𝑇𝑠
Before drying
𝑑𝑄
𝑑𝑡
TC T(FPEAK)
𝑇(𝐹𝑃𝐸𝐴𝐾) < 𝑇𝑠
during drying
𝑑𝑄
𝑑𝑡
𝑑𝑄
𝑑𝑡= 𝐿 ∙
𝑑𝑚
𝑑𝑡
38 Through Vial Impedance Spectroscopy
Compensation of C″PEAK by T(FPEAK)
y = -8E-05x2 - 0.0016x + 0.8962 R² = 0.9993
0.80
0.82
0.84
0.86
0.88
0.90
-45 -40 -35 -30 -25 -20
C″ P
EAK
Temperature /oC
0.4
0.5
0.6
0.7
0.8
0.9
1.0
12 14 16 18
C″ P
EAK /
pF
Time / h
Ĉ″PEAK
C″PEAK
13.67 h
-44
-42
-40
-38
-36
-34
-32
-30
12 14 16 18
Tem
per
atu
re /
oC
Time / h
13
.67
h d
ryin
g st
arts
Thermocouple
T(FPEAK) 195 µbar
0.0
0.1
0.2
0.3
0.4
-50 -45 -40 -35 -30 -25
Pre
ssu
re /
mb
ar
Temperature / oC
195 µbar
−36
oC
T(FPEAK) during primary drying is used for compensation
39 Through Vial Impedance Spectroscopy
0.0
0.2
0.4
0.6
0.8
1.0
12 14 16 18 20 22 24
C″ P
EAK /
pF
Time / h
• Drying rate (g/h) for Ĉ″PEAK
Drying rate calculation
)()()(
)()(
ˆ)
ˆˆ(
initialPEAKinitialend
endPEAKinitialPEAK
C
regionelectrodewithinmassice
TimeTime
CCrateDrying
152.083.0
69.3)
3.144.17
47.083.0(
hgrateDrying
(0.83 pF, 14.3 h)
(0.47 pF, 17.4 h)
40 Through Vial Impedance Spectroscopy
Summary
• Temperature calibration of the TVIS parameter (𝐹𝑃𝐸𝐴𝐾) for ice during an additional temperature cycling stage applied to a prediction of ice temperatures during the initial (few hours) of primary drying
• Temperature compensation of TVIS parameter (𝐶𝑃𝐸𝐴𝐾″ ) allows for an accurate
estimation of ice mass during primary drying as evidenced by comparable results of drying rate between the determined by TVIS and that determined (gravimetrically) by loss weight
Non-invasive real time information for characterising the freeze drying process
41 Through Vial Impedance Spectroscopy
Future Work
• Development mapping a drying characteristics from lab scale to production
o Determination of heat transfer coefficients (𝐾𝑉)
o Determination of dry layer resistance (𝑅𝑃) to predict drying efficiency
• Investigation the molecular dynamic of the unfrozen fraction
o Monitoring product stability
o Examine the mechanical strength of the freeze dried product (i.e. collapse behaviour)
• Develop (new) continuous drying technologies
42 Through Vial Impedance Spectroscopy
• De Montfort University, School of Pharmacy
o Evgeny Polygalov: co-inventor of TVIS instrument
o Yowwares Jeeraruangrattana. PhD student
o Irina Ermolina. Senior Lecturer
• Sciospec Scientific Instruments
Commercial Development of TVIS instrument
o Martin Bulst
o Sebastien Wegner
Acknowledgements, Recent Projects & Collaborators
Biopharmaceutical Stability at Room Temperature
Analytical Technologies for the Stabilization of Biopharmaceuticals
Government Support for industry
LyoDEA Lyophilization process analytics By dielectric analysis