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TRANSCRIPT
IIA | Tulsa Chapter Newsletter
THE WORKPAPERS
This month I am traveling for work and am working
with auditors from different companies and coun-tries to conduct an internal controls audit for our
joint operation. This work has brought me lessons
in patience, understanding, and the importance of
the common language of the IIA Standards.
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eius-
mod tempor incididunt ut labore et dolore magna aliqua. Ac ut conse-
quat semper viverra nam libero justo laoreet sit. Enim tortor at auctor
urna nunc id cursus metus. Malesuada fames ac turpis egestas sed tempus. Diam sit amet nisl suscipit adipiscing bibendum. Felis biben-
dum ut tristique et egestas quis. Sapien eget mi proin sed libero enim
sed faucibus. Purus faucibus ornare suspendisse sed nisi lacus sed
viverra. Augue ut lectus arcu bibendum. Pulvinar elementum integer enim neque volutpat ac. Mattis ullamcorper velit sed ullamcorper
morbi tincidunt ornare massa. Semper feugiat nibh sed pulvinar pro-
in. Sit amet consectetur adipiscing elit ut aliquam. Cursus mattis mo-
lestie a iaculis at erat pellentesque adipiscing commodo. Pel-lentesque elit eget gravida cum sociis natoque penatibus.
Just checking to make sure you are still reading. Although I enjoy
sharing my opinion, I wonder if this part of the newsletter is some-
thing that anyone reads or needs? Let us know if this is something you wish for the president to continue to write or if we should drop it
from your inbox and focus on announcements and events. I can
share my opinions with you in person or on social media just as easi-
ly. #extrovert To wrap up my story from above, I am grateful that I work for a company that understands risks and appreciates the ne-
cessity of controls. And as always, I am grateful to learn something
new, meet new people, and of course sample delicious foods. See
you at the December meeting.
December 2019
Did you know you can find your local chapter of the IIA on social media? Find us on Facebook by searching for “IIA Tulsa
Chapter” and request to join today. We are also on LinkedIn. Search for “The Institute of Internal Auditors - Tulsa Chapter”
and request to join. Also, follow @TheIIA on Twitter today to get updated information and connect with colleagues across
the nation!
If you have a submission or idea for an upcoming newsletter, please submit your ideas to the Newsletter Chair, Shannon Lofthus at:
In This Issue
• President’s Message
• General Meeting
Announcement
• IIA News & Highlights
• Certification Corner
• Welcome New
Members
• Members-Only
Webinars
• Cybersecurity Audit
and Risk Roundtable
• ISACA/ISSA Annual
Joint Meeting
• Employment
Opportunities
• Calendar of Events
• Directory
Message
2019-2020 President
Connected
~Sarah, Chapter President
Announcement Topic:
CAE Hot Topics Panel
Where:
Tulsa Country Club
701 N. Union Ave.,
Tulsa, OK 74127
(Refer to map on page 3)
When:
Thursday, December 5, 2019
Agenda:
Registration: 11:30 AM
Lunch & Speaker: Noon
Reservation Deadline:
Wednesday, December 4, 2019
Prices: Credit Card or Check
Members: $25
Guests: $30
Students: FREE
Retired/Unemployed: $12
**An additional $5 will be charged
for walk-ins or if registering after
the deadline above
Menu (buffet-style):
Roasted tomato porcini rubbed
sirloin, herb roasted pork loin with
maple bourbon glaze, vegetable
medley, parmesan potato gratin,
strawberry spinach salad, fresh
fruit and an assortment of desserts
Registration Contact:
Register Online HERE!
Questions? Contact the Attend-
ance Chairs Brittney Rice at
brittney.rice@stinnett-
associates.com or Blair Kuehn-
Smith at [email protected]
Note: General meetings are
held the 2nd Thursday of the
month, unless otherwise noted.
To register for the December Tulsa IIA meeting, please visit: https://
www.eiseverywhere.com/503504 and submit your registration online. You may
also use the same link to cancel a reservation.
All cancellations of reservations must be made before noon on the day before
the meeting. Unfulfilled reservations will be billed as the IIA is billed at the
reservation rate, not attendance.
CAE Hot Topics Panel Discussion Presented by Jeff Dehart, Principal at Stinnett & Associates
Becky Keesling, CPA, is the Executive Vice President, Chief
Auditor for BOK Financial and is responsible for ensuring the
Company’s internal controls are designed properly and oper-
ating effectively while performing independent assessments
of the Company’s compliance with various laws and regula-
tions. Keesling obtained an accounting degree from Missouri
State University and is a member of the AICPA, OSCPA, and the IIA.
Keesling currently serves on the board of the Oklahoma Hall of Fame,
Emergency Infant Services, Missouri State University School of Account-
ancy Advisory Board, and IIA Tulsa Chapter Board of Governors.
Debbie King, CIA, CRMA, is vice president, audit services,
of ONEOK, responsible for the design, development and im-plementation of internal audit programs; management of the
companywide ERM program; and SOX compliance. King is a
member of the IIA, ONEOK Women’s Resource Group Steer-
ing Committee, Oklahoma Ethics Consortium, United Way
Women’s Leadership Council and Accounting & Financial Women’s Alli-
ance, as well as a founding member of Oklahoma Energy Internal Audit
Forum and Chief Audit Executive Roundtable. She also is co-chair of the
ONEOK Women’s Resource Group Mentoring Committee.
David Kinkaid, CPA, CIA, CFE, is a Principal with Stinnett &
Associates. He has 25 years of experience in internal audit,
finance, and public accounting. For the past 20 years, David
has focused on formulating or significantly revamping corpo-
rate internal audit functions and SOX compliance efforts for a
variety of organizations. His experience includes working
closely with Executive Management teams, Corporate
Boards, and Audit Committees, and establishing and direct-
ing SOX compliance efforts, anti-corruption compliance functions, and
internal audit functions in both private and publicly traded organizations.
Kent Warkentin, CPA, CIA, is the General Auditor at Quik-
Trip Corporation and has a combined 25 years of experience
working in external audit, public-company financial reporting, and internal audit. Warkentin leads the internal audit group at
QuikTrip as they perform process and control reviews, con-
sulting engagements and compliance reviews, and also leads
the development and facilitation of QuikTrip’s ERM process.
CAE Hot Topics
FROM TULSA INTERNATIONAL
AIRPORT Take interstate 244 West and after
downtown Tulsa follow the signs to-
wards Sand Springs, (64/51 also
known locally as the Keystone Ex-
pressway or the Cimarron Turnpike).
Stay in the right lane on 64/51 and exit
on the Gilcrease Museum Road and
then turn right. At the next traffic light
(Edison) turn right. Travel ½ mile and
turn left on Union Ave. Club entrance
is immediately on right.
FROM RIVERSIDE DRIVE Travel north on Riverside until you
come to Denver Avenue and merge to
the right. Once on Denver, travel ap-
proximately 1.5 miles to Edison and
turn left. Travel approximately 1 mile to
Union (you will pass the golf course on
the right). Turn Right on Union. Club
entrance is immediately on right.
FROM THE BROKEN ARROW
EXPRESSWAY (64/51) Travel Westbound on 64/51. After passing through downtown Tulsa the road curves right heading North. (Make
sure you stay on 64/51) Immediately after the curve start getting in the left lane to exit toward Sand Springs. (This
is kind of a bad spot traffic wise because you have to cross three lanes of traffic fairly quickly). After the Sand
Springs exit get in the right lane and exit on Gilcrease Museum Road and turn right. At the next traffic light
(Edison) turn right Travel ½ mile and turn left on Union Ave. Club entrance is immediately on right.
Parking N
Un
ion
Ave
W Edison St
Join us at the TULSA COUNTRY CLUB (red star below) located at 701 N. Union Ave., Tulsa, OK.
Directions
Be On the Lookout: 2020 Member Needs Assessment Survey is Coming!
Each year The IIA solicits feedback from its membership in the annual
Member Needs Survey. The 2020 survey is scheduled to be sent via email
from The IIA to all members by December 9. The survey will be open
through January 12, 2020. In order for our Chapter to obtain CAP points for
participation, we need just 30 members to complete this survey which will
take about 15 minutes to complete. To put that in perspective, our Chapter
currently has 347 members, so that requires less than 10% participation
rate. I think that’s pretty doable!
Reminder!!
As we get into our active
Chapter year, now is a
good time to review your
contact information on your
IIA profile and to ensure
you’re able to access your
account online. It’s im-
portant to keep this infor-
mation up to date so that
you continue to receive
Tulsa Chapter notifications,
receive the Member rate
on your Tulsa Chapter
meetings and conferences,
and receive customized
communications directly
from The IIA. Get started
now!
You may also find this
newsletter information and
more about The IIA - Tulsa
Chapter at:
https://chapters.theiia.org/
tulsa/
The proposed bylaws
which were voted on and
adopted during the October
2018 meeting are posted to
the “Members Only” page.
Don’t forget to make sure
your communication prefer-
ences are up-to-date so
that you don’t miss any
Chapter news!
Call for Nominations
We are looking for future leaders and volunteers. Are you a member who is
passionate about our profession, do you have ideas, or are looking for a way to
develop or demonstrate your leadership skills? Please send questions and
nominations to our chapter email: [email protected].
Chapter Achievement Program (CAP) The Tulsa Chapter has held Gold status for 25+ years and is given Sapphire
status in recognition of our achievements. We get most of our program points
from attendance at our events. If there are events that you aren’t seeing that
you would like to see, please reach out to our program committee chair Emily
Marang. Be sure to participate in the 2020 Needs Assessment when it is pro-
vided later in December. This is a simple way to help our Chapter reach our
CAP goal and also provide valuable feedback to The IIA. Let your voice be
heard!
Members and member companies who participate or perform the following ac-
tivities can earn points for our Chapter:
• Speaking engagements inside or outside your organization
• Receive a Quality Assessment for your audit shop
• Participate in a QAR quality review team (IIA and non-IIA sponsored)
• Published articles in a professional journal or IA magazine
• Junior Achievement Volunteer hours
• Hosting an Internal Audit event at work (Lunch and Learn)
• Conducting speaking engagements (unpaid) Domestic or International
• …and many more programs.
Highlights
OnRisk 2020: A Guide to Understanding, Aligning, and Optimizing Risk December 17, 2019 | 1:00-2:00 p.m. ET | 1 CPE
OnRisk 2020 brings together perspective of the board, executive management, and chief audit executives on
the risks that are top of mind for 2020 and beyond. Based on quantitative and qualitative surveys, the report
lays out how each respondent group views key risks. Respondents shared their perspectives on their personal
knowledge of the risks and their views on their organizations’ capability to address the risks. Learn more.
Learning Objectives:
• Get an overview of the newly released flagship report on risk from the IIA, OnRisk 2020, A Guide to Under-
standing, Aligning, and Optimizing Risk.
• Understand the key risks for 2020 and beyond that are top of mind for Internal Auditors and their stakehold-
ers.
• Learn about key findings from surveys and interviews of Board Members, Executive Management and Inter-
nal Audit Leaders.
• Realize the value of alignment on organizational capabilities around key risks.
Webinars
Need CPE/CPD
Credits?
If you answered yes, then you’re in
luck, because The IIA still has plenty
of CPE/CPD-earning opportunities to
support your IIA certifications and
your eligibility to opt in to the Certifi-
cation Registry.
Please join us in congratulating the following individual on their recent certification:
Katrina Dillwith Certified Internal Auditor (CIA)
Corner
Welcome Steven Ellis ONEOK, Inc.
Brought to you by the Tulsa Chapters of IIA, ISACA, and ISSA
DATE & TIME
TUESDAY
JANUARY 28, 2020
11:30AM - 1:00PM
LOCATION
SPIRIT BANK
1st Floor Community Room
1800 S. Baltimore Ave. Tulsa, OK
HOST
JULIO TIRADO
DIRECTOR OF INTERNAL AUDIT AT
SPIRIT BANK
1 496141
The Tulsa Chapters of IIA, ISACA and ISSA are teaming up to bring you the quarterly Cybersecurity Audit and Risk
Roundtable. These discussions are intended for audit/risk professionals to talk about key issues in the profession
like education, security frameworks, recent security events, and network with other audit/security/technology pro-
fessionals. No technical or information security knowledge or experience is required. This event is open to any-
one interested in learning more about the key issues being discussed.
Online registration is open now
Online registration closes at 5:00pm on Thursday, January 23rd, 2020
Julio Tirado, Director of Internal Audit
Office Phone: 918-295-7266
E-mail: [email protected]
Thank you to ISSA for sponsoring this event so it remains free to attend!
Annual Joint Meeting for ISACA and ISSA Tulsa Chapters
Auditors vs Security Pros: A Fireside Chat About
Fostering Collaboration
Join a fireside chat between a Director of Internal Audit and a Chief Information Security Officer as they talk
about some of the challenges our professions have encountered and the potential solutions for improving rela-
tionships and fostering greater collaboration.
Event Date: Wednesday, December 4, 2019; 11:30 AM to 1:00 PM CST
Event Place: SpiritBank Tower Tulsa Downtown
1800 S Baltimore Ave
Tulsa, OK 74119
CPE: 1 hour
Cost: $10 per person If you are a walk-in, please bring cash or check with you. For credit card payment, please sign-up online here.
Register: https://engage.isaca.org/tulsachapter/home
Speakers:
Pedro Serrano
Pedro has over 35 years of experience managing and installing technical controls in networks around the world,
20 of those in military systems. He is the Chief Information Security Officer (CISO) at Grand River Dam Authority
(GRDA) a State of Oklahoma Agency producing and distributing reliable electricity from Hydro Electric plants.
Pedro has two postgraduates degrees one in Telecommunications Management from Oklahoma State Universi-
ty and the other in Computer Science from Tulsa University. Pedro serves as the President of the Information
System Security Association (ISSA) chapter in Tulsa, Oklahoma and holds the CISSP certification from ISC2.
Julio Tirado
Julio is the Director of Internal Audit at a Tulsa-based financial institution, SpiritBank. As the Director of Internal
Audit he supports corporate governance through the evaluation of processes for compliance with external and
internal requirements, alignment with best practices, and strives towards the continued improvement of risk man-
agement efforts. Julio’s 12 years of audit experience are built upon his a B.B.A. in Finance from the University
of Central Oklahoma and an M.B.A. in Finance from Oklahoma Christian University. He continues his pursuit of
knowledge in a variety of ways as new resources become available and the educational experience continues to
evolve. Julio maintains professional designations including the Certified Information Systems Auditor, Certified
Fraud Examiner, and Certified Information Systems Security Professional. He is a member of the Institute of
Internal Auditors (IIA) and the Information Systems Security Association (ISSA) in which he serves as the Secre-
tary and a Board member.
If your company has job openings and would like to publish on our IIA Chapter Careers webpage, please send information to
Shannon Lofthus ([email protected]) and Kristy Hancock ([email protected]).
Please include the following on a single page:
Company logo, brief position description, qualifications and responsibilities, and contact information
Company Position
1. Cherokee Nation Businesses Continuous Auditor I, II, or Senior
2. Northeastern State University Adjunct Accounting Instructor
3. Stinnett & Associates IT Auditor
4. The Williams Companies Data Analyst
5. The Williams Companies Audit Senior
** Denotes new position listing since last newsletter.
Opportunities
Events Dec. 4 11:30-1:00pm Annual Joint Meeting for ISACA/ISSA: Auditors vs Security Pros: A
Fireside Chat About Fostering Collaboration
Spirit Bank
Dec. 5 11:30-1:00pm December General Meeting: CAE Hot Topics Roundtable featuring
Becky Keesling, Debbie King, David Kinkaid and Kent Warkentin
Register Online by Wednesday, December 4
Tulsa Country Club
Dec. 17 12:00-1:00pm Members-Only Webinar: OnRisk 2020: A Guide to Understanding,
Aligning, and Optimizing Risk
Online
Jan. 16 11:30-1:00pm January General Meeting: Loyalty Rewards Program Risk Tulsa Country Club
Jan. 28 11:30-1:00pm Cybersecurity Audit and Risk Roundtable Spirit Bank
February TBD Online Training: Incorporating Consulting Into Your Audit Plan -
presented by Jami Shine
Online
Feb. 13 11:30-1:00pm February General Meeting: ERM Tulsa Country Club
Mar. 3-6 TBD IIA Chapter Partnership - Stay tuned for details on this fantastic
opportunity!
TBD
Mar. 12 11:30-1:00pm March General Meeting: Jennifer Roberson and Chrissy McKeown Tulsa Country Club
Apr. 9 11:30-1:00pm April General Meeting: Gary Graff Tulsa Country Club
Apr 10 TBD BSidesOK - FREE Information Security Conference TBD
May 14 11:30-1:00pm May General Meeting: Special Guest Speaker Mayor G.T. Bynum Tulsa Country Club
Tulsa Chapter 2019 - 2020 Officers, Committee Chairs, and Governors Officers and Committee Chairs
Position Name Phone Email
President Sarah Kuhn 918-661-4590 [email protected]
Advocacy Sarah Kuhn 918-661-4590 [email protected]
CAP/Long-Range Planning Sarah Kuhn 918-661-4590 [email protected]
Chapter Specialty Centers Sarah Kuhn 918-661-4590 [email protected]
Galvanize User Group Kerri Surdahl 918-661-7444 [email protected]
Bylaws Michelle Minton 918-284-0537 [email protected]
1st Vice President Emily Marang 918-728-8756 [email protected]
Programs Committee Chair Emily Marang 918-728-8756 [email protected]
Programs Committee Member Robyn Cannon 918-748-4112 [email protected]
Programs Committee Member Matthew Barth 918-227-8206 [email protected]
Programs Committee Member Garrett Blankenship 918-527-8749 [email protected]
Hospitality/Arrangements Vicki Peters 918-596-7528 [email protected]
Newsletter/Placement/Certification Shannon Lofthus 918-281-8453 [email protected]
Publicity/Social Media Hannah Hallock 918-661-1787 [email protected]
Webmaster/Website Kristy Hancock 918-697-3449 [email protected]
2nd Vice President Darlena Granger 918-591-5040 [email protected]
Academic Relations Chair Darlena Granger 918-591-5040 [email protected]
Certification Officer Darlena Granger 918-591-5040 [email protected]
Community Relations Jeanette Franco 918-588-7498 [email protected]
Membership Officer Darlena Granger 918-591-5040 [email protected]
Treasurer Leslie Clarke 918-606-1153 [email protected]
Budget & Finance Leslie Clarke 918-606-1153 [email protected]
Attendance Brittney Rice 918-281-8435 [email protected]
Attendance Blair Kuehn-Smith 918-921-3074 [email protected]
Secretary Brian Wandel 405-206-0173 [email protected]
Awards Cathy Criswell 918-596-7505 [email protected]
Historian Vicki Peters 918-596-7528 [email protected]
Research Jim Sleezer 918-853-5114 [email protected]
Appointed by Board of Governors
Audit Committee Jamie Johnson 405-742-1438 [email protected]
Nominating Matthew Barth 918-227-8206 [email protected]
Governors
Term Expiration Name Phone Email
May-22 Kim Aldrette 918-573-0062 [email protected]
May-22 Becky Keesling 918-921-3057 [email protected]
May-22 David Kinkaid 918-281-8419 [email protected]
May-22 Jami Shine 918-615-7929 [email protected]
May-21 Terry Cloud 918-586-4708 [email protected]
May-21 Michelle Minton 918-284-0537 [email protected]
May-21 Mo O’Connor 918-477-4447 [email protected]
May-21 Marnie Padilla 918-281-8439 [email protected]
May-20 Dustin Dye 918-384-6729 [email protected]
May-20 Hannah Hallock 918-661-1787 [email protected]
May-20 David Hurd 918-740-5740 [email protected]
May-20 Debbie King 918-732-1386 [email protected]
Past Presidents
Past President 1 Matthew Barth 918-227-8206 [email protected]
Past President 2 Cathy Criswell 918-596-7505 [email protected]