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TRANSCRIPT
REVIEW ARTICLE
The prognostic value of serum erythropoietin in patientswith lower-risk myelodysplastic syndromes: a review of the literatureand expert opinion
Sophie Park1 & Charikleia Kelaidi2 & Mathieu Meunier1 & Nicole Casadevall3 & Aaron T. Gerds4 & Uwe Platzbecker5
Received: 16 May 2019 /Accepted: 11 September 2019 /Published online: 25 October 2019
AbstractMyelodysplastic syndromes (MDS) are hematopoietic stem cell malignancies associated with an erythroid maturation defect,resulting in anemia. Treatments for MDS include erythropoiesis-stimulating agents (ESAs). The identification of prognosticmarkers is important to help predict response and improve outcomes. Various scoring systems have been developed to helppredict response to ESAs. Despite limitations in its assessment, serum erythropoietin (sEPO) level is an important predictor ofhematologic response to ESAs in patients with lower-riskMDS. Numerous studies have reported significantly lower sEPO levelsamong responders versus non-responders. Furthermore, treatment response is significantly more likely among those with sEPOlevels below versus those above various cutoffs. Other prognostic indicators for response to ESAs include lower transfusionrequirement, fewer bone marrow blasts, higher hemoglobin, lower serum ferritin, lower-risk MDS, and more normal cytogenet-ics. Studies of other MDS therapies (e.g., lenalidomide and luspatercept) have also reported that lower sEPO levels are indicativeof hematologic response. In addition, lower sEPO levels (up to 500 IU/L) have been included in treatment algorithms for patientswith lower-risk MDS to define whether ESAs are indicated. Lower sEPO levels are predictive of hematologic response—particularly to ESAs. Further, clinical trials should use sEPO thresholds to ensure more homogeneous cohorts.
Keywords Erythropoietin . Myelodysplastic syndromes . Prognosis . Erythropoiesis-stimulating agents . Hematologic response
Introduction
Myelodysplastic syndromes (MDS) are a heterogeneous groupof hematopoietic stem cell malignancies that are characterizedby an erythroid maturation defect, resulting in anemia, and candevelop into acute myeloid leukemia (AML) [1, 2]. WorldHealth Organization (WHO) MDS classifications from 2002
included refractory anemia (RA), refractory anemia with ringsideroblasts (RARS), refractory cytopenia with multilineagedysplasia (RCMD), RCMD and ring sideroblasts (RCMD-RS), refractory anemia with excess blasts (RAEB), and MDSassociated with isolated del(5q) [3]. The most recent 2016WHO MDS classifications are slightly different and includeMDS with single lineage or multilineage dysplasia, MDS withring sideroblasts and single or multilineage dysplasia, MDSwith excess blasts, and MDS with isolated del(5q) [4].
The prognosis of patients with MDS, which is highly var-iable, can be assessed using various prognostic scoring sys-tems. The earliest of these—the 1997 International PrognosticScoring System (IPSS)—was largely based on the percentageof bone marrow blasts and karyotype [5]. The WHOclassification–based Prognostic Scoring System (WPSS),which was introduced in 2007 [6], was largely based on the2002 WHO MDS classifications [3] and karyotype. The re-cently revised 2012 IPSS (IPSS-R) [7] provides improved riskstratification over the original IPSS by incorporating moredetailed cytogenetic subgroups and different thresholds for
* Sophie [email protected]
1 CHU Grenoble, Université Grenoble Alpes, Institute for AdvancedBiosciences, INSERM U1209, CNRS UMR 5309, CS 10217,38043 Grenoble, France
2 Aghia Sophia Children’s Hospital, Athens, Greece3 Hôpital Saint-Antoine, Paris, France4 Taussig Cancer Institute, Cleveland Clinic, Cleveland, OH, USA5 Medical Clinic and Policlinic 1, Hematology and Cellular Therapy,
Leipzig University Hospital, Leipzig, Germany
Annals of Hematology (2020) 99:7–19https://doi.org/10.1007/s00277-019-03799-4
# The Author(s) 2019, corrected publication 2019
blast percentage and degree of cytopenias. These systems canall be used to categorize patients’ risks (e.g., low, intermediate,or high) in terms of survival and leukemic evolution.
A key first-line treatment option for many patients withsymptomatic anemia associated with lower-risk MDS iserythropoiesis-stimulating agents (ESAs) (e.g., epoetin alphaor darbepoetin alpha), whichmay also be combined with gran-ulocyte colony–stimulating factor (G-CSF) [8]. However,these are only recommended for patients with serum erythro-poietin (sEPO) levels up to 500 IU/L [8]. In this review, wediscuss the issues surrounding sEPO assessment and examinethe available evidence for its prognostic value—primarily forresponse to ESAs—among patients with lower-risk MDS.Wealso discuss other prognostic markers for response to ESAs,and the inclusion of sEPO and other markers in various ESAresponse prediction scoring systems.
Erythropoietin characterization
The concept of a hormone that regulates red blood cell (RBC)production was proposed in 1906 [9, 10] and, in 1948 [11], itwas termed “erythropoietin” (EPO) [12]. EPO is mainly(90%) synthesized in peritubular cells in the kidney [13–15],with the remainder being produced in the liver [16]. HumanEPO was first purified in 1977 [17] and the human EPO genewas cloned in 1985 [18, 19]. Recombinant human EPO(rhEPO) was shown to be comparable to natural EPO in1986 [20] and, in 1987, synthetic EPO was first used to treatanemia associated with end-stage renal disease [21].
It is now well known that RBC production is regulated byEPO [12], which it does by binding to EPO receptors that aremainly expressed on immature erythroid cells [22, 23], thusstimulating their transformation into mature erythrocytes.
sEPO assessment
Although sEPO assessment can be difficult due to its very lowconcentration in plasma (normally around 50 ng/L) [12], thefirst reliable bioassay was developed in 1955 [12, 24].Originally, 1 unit of EPO was defined as the dose that gavethe same erythropoiesis-stimulating response as 5-μmol co-baltous chloride [12]. In 1961, EPO standard Awas produced(from sheep plasma), but this was quickly replaced by EPOstandard B (from human urine) [25]. The international unit(IU) for EPO was then defined as the activity contained in1.48 mg of EPO standard B [25]. The second internationalreference preparation of EPO was established in 1972 [26]and, in 1992, a purified recombinant deoxyribonucleic acid–derived human EPO was introduced [27].
A reliable radioimmunoassay for EPO was first developedin 1979 [12, 28] and enzyme-linked immunoassay kits are
now used to measure EPO levels. Although currently avail-able kits have good sensitivity (< 1 IU/L), their range gener-ally only extends up to 100 IU/L [29–32] or 200 IU/L [33].Although this is suitable for the general population, in whomsEPO levels are approximately 8 IU/L [34], they may not beable to accurately measure sEPO levels in MDS patients withsymptomatic anemia, who can have highly elevated sEPOlevels (> 10,000 IU/L [35]). Another potential complicationwhen measuring sEPO levels is that they can vary throughoutthe day, although this is more significant in healthy individualsthan in patients with MDS [36]. Accurate measurement ofsEPO levels may also be complicated by the range of kitsavailable, as there is likely some heterogeneity between them.
Prognostic factors for response to ESAsin patients with MDS
In general, factors that can be used to predict response totreatments can be used to tailor treatments more efficientlyand, hence, improve outcomes. Many studies have examinedfactors that are prognostic for response to ESAs (with orwithout G-CSF) among patients with lower-risk MDS, andthese are discussed below. Of note, response definitions weregenerally based on International Working Group (IWG) he-matologic improvement criteria from 2000 [37] or 2006 [38],but this varied by study (as detailed in Table 1 [39–62] andFig. 1 [39–52, 54, 56, 57, 59–65]).
sEPO levels and response to ESAs
Multiple studies have reported correlations between sEPOlevels and response to ESAs with or without G-CSFamong predominantly lower-risk MDS patients (Table 1)[39–62]. Nearly all the studies listed in Table 1 reportedresponse rates to ESAs with or without G-CSF amongpatients with sEPO levels below versus above variouscutoff levels. The most commonly reported sEPO cutoffwas 100 IU/L, for which reported response rates were 50–93% for patients with sEPO < 100 IU/L versus 12–58%for patients with sEPO > 100 IU/L. Using a sEPO cutoffof 200 IU/L, 45–82% of patients with sEPO below thecutoff versus 5–53% of patients with higher sEPO levelsresponded; for a cutoff of 500 IU/L, 48–55% versus 10–16% responded, respectively. Most response comparisonsby above versus below sEPO cutoff were significant.
Among studies that reported mean or median sEPOlevels among responders versus non-responders, all re-ported lower sEPO levels among responders, althoughthe actual values varied widely between studies(Table 1). The sEPO differences were significant in allbut two studies: significance was not reported in onestudy [49] and one study only included 24 patients [49].
8 Ann Hematol (2020) 99:7–19
Table1
sEPO
levelspredictiv
eof
hematologicresponse
toESA
sin
patientswith
MDS(m
ainlylower-risk)
Reference
Treatment
nResponsedefinitio
nsEPO
respondersvs
non-
responders,IU/L
asEPO
cutoffs,IU
/LResponseby
sEPO
,%
Hellstrom
-Lindberg
[39]
EPO+G-CSF
98Hb≥115g/Lor
Hb↑≥15
g/Lor
100%
reductionintransfusionneed
andstableHbfor≥6weeks
118(range
6–1144)vs
741
(range
8–5921)(P
<0.001)
≤100vs
>100
64vs
26(P
<0.001)
≤500vs
>500
55vs
10(P
<0.001)
Hellstrom
-Lindberg
[40]
EPO+G-CSF
71Hb≥115g/Lor
Hb↑≥15
g/L
(non-transfusion
patients)or
100%
reductionin
transfusionneed
and
stableHbfor≥4weeks
(transfu-
sion
patients)
247±318vs
1293
±1531
(P=0.008)
<100vs
≥100
50vs
29(P
=NS)
<500vs
≥500
48vs
16(P
=0.02)
Wallvik
[41]
EPO
68Hb↑≥15
g/L(non-transfusion
patients)or
elim
inationof
transfu-
sion
need
for≥6weeks
(transfu-
sion
patients)
85±74
vs427±464(P
uni=
0.001,Pmulti=0.009)
NR
NR
Hellstrom
-Lindberg
[42]
EPO+G-CSF
53Hb≥115g/Lor
Hb↑≥15
g/L
(non-transfusion
patients)or
100%
reductionin
transfusionneed
and
stableHbfor≥4weeks
(transfu-
sion
patients)
NR
<100vs
≥100
56vs
22(P
=0.02)
<200vs
≥200
45vs
18(P
=NS)
100–200vs
200–500
25vs
25(P
=NS)
Musto
[43]
Darbepoetin
alpha
37IW
G2000
bNR
<100vs
≥100
65vs
12(P
<0.003)
Stasi[44]
Darbepoetin
alpha
53IW
G2000
b97
(range
26–370)vs
275
(56–515)
(P<0.001)
NR
NR
Mannone
[45]
Darbepoetin
alpha
62IW
G2000
bNR
<100vs
>100
86vs
58(P
=0.013)
<200vs
>200
82vs
53(P
=0.032)
Gabrilove
[46]
Darbepoetin
alpha
206
IWG2006
cNR
<100vs
100–<500vs
≥500
51vs
35vs
19(P
=NR)
Park[47]
EPO
±G-CSF
403
IWG2000
bNR
≤200vs
>200
69vs
42(P
uni<0.001,Pmulti=0.03)
Gotlib
[48]
Darbepoetin
alpha±
G-CSF
24IW
G2000
b102(range
12–422)vs
178
(range
44–2556)
(P=0.06)
<150vs
≥150
81vs
38(P
=0.06)
Greenberg
[49]
EPO
±G-CSF
73IW
G2006
c(but
response
hadto
besustainedfor≥4months)
40(range
9–638)
vs142
(range
22–5466)
(P=NR)
<200vs
>200
45vs
5(P
=0.002)
Frisan
[50]
ESA
±G-CSF
127
IWG2006
c35
(IQR17–98)
vs122(IQR
45–234)(P
=0.005)
<100vs
≥100
72vs
42(P
=0.006)
Westers[51]
EPO
±G-CSF
46IW
G2006
c76
(range
19–587)vs
187
(range
33–6000)
(P=
0.001)
<100vs
>100
71vs
12(P
=NR)
Park[52]
EPO
±G-CSF
112
IWG2006
cNR
≤100vs
100–500
72vs
30(P
uni=0.0003;P
multi=
0.02)
Villegas
[53]
Darbepoetin
alpha±
G-CSF
44IW
G2000
bNR
<100vs
≥100
80vs
26(P
=0.0003)
Kelaidi
[54]
Darbepoetin
alpha±
G-CSF
99IW
G2006
cNR
<100vs
≥100
66vs
21(P
<0.0001)
Kelaidi
[55]
ESA
±G-CSF
253
IWG2006
c33
(IQR19–66)
vs53
(IQR
31–145)vs
104(IQR
46–238)(P
=0.02)d
NR
NR
Ann Hematol (2020) 99:7–19 9
Tab
le1
(contin
ued)
Reference
Treatment
nResponsedefinitio
nsEPO
respondersvs
non-
responders,IU/L
asEPO
cutoffs,IU
/LResponseby
sEPO
,%
Santin
i[56]
ESA
456
IWG2006
cNR
≤100vs
>100
75vs
45(P
<0.0002)
≤200vs
>200
75vs
31(P
<0.0001)
Molteni
[57]
EPO
58IW
G2006
cNR
≤80
vs>80
OR=0.10;9
5%CI,0.03–0.35
(Pmulti<0.0005)
≤100vs
>100
OR=0.16;9
5%CI,0.05–0.54
(Pmulti=0.003)
Jang
[58]
Darbepoietin
alpha
50IW
G2000
bNR
<100vs
≥100
93vs
44(P
=NR)
<200vs
≥200
82vs
39(P
=NR)
<300vs
≥300
62vs
50(P
=NR)
Kosmider
[59]
ESA
79IW
G2006
cNR
<100vs
>100
76vs
39(P
uni=0.002;Pmulti=0.04)
Buckstein
[60]
ESA
±G-CSF
996
IWG2006
c87
±194vs
208±332
(P<0.0001)
<100vs
≥100
OR=2.3(P
=0.001)
Houston
[61]
ESA
±G-CSF
208
IWG2006
cNR
<100vs
≥100
ORuni=8.3(P
uni<0.0001);
ORmulti=8.7(P
multi<0.0001)
<200vs
≥200
ORuni=4.9(P
uni=0.007)
Park[62]
ESA
±G-CSF
1698
IWG2006
c60
(IQR21–75)
vs183(IQR
38–323)vs
245(IQR
49–260)(P
<0.001)
d
NR
NR
CIconfidence
interval,EPO
erythropoietin,ESA
erythropoiesis-stim
ulatingagent,G-CSF
granulocytecolony–stim
ulatingfactor,Hbhemoglobin,
IQRinterquartile
range,IU
internationalunit,
IWG
InternationalW
orking
Group,M
DSmyelodysplasticsyndromes,N
Rnotreported,NSnotsignificant,O
Rodds
ratio
,ORmultiodds
ratio
bymultiv
ariableanalysis,O
Runiodds
ratio
byunivariateanalysis,
PmultiPvalueby
multiv
ariableanalysis,P
uniPvalueby
univariateanalysis,R
BCredbloodcell,
SDstandard
deviation,sEPOserum
erythropoietin
aValuesaremean±SDor
median(range
orIQ
R)forrespondersversus
non-responders
bIW
G2000
response
criteria:forpatientswith
pretreatmentH
b<110g/L,≥
10g/Lincrease
inHb;forRBCtransfusion-dependentpatients,50%
decrease
intransfusionrequirem
ents.R
esponses
have
tolast≥2months[38]
cIW
G2006
responsecriteria:forp
atientswith
pretreatmentH
b<110g/L,≥
15g/Lincrease
inHb;reductionof≥4RBCtransfusions/8weeks
versus
pretreatment8
weeks
(onlyRBCtransfusions
fora
Hb
≤9.0g/dL
).Responses
have
tolast≥8weeks
[39]
dIn
thesestudies,sEPO
levelswerereported
forpatientswho
respondedanddidnotrelapse
versus
thosewho
respondedandrelapsed
versus
thosewith
prim
aryresistance
toESAs
10 Ann Hematol (2020) 99:7–19
Two studies classified patients as having primary resis-tance to ESAs, relapsing after an initial response, or con-tinuing to respond [55, 62]. Median sEPO levels in thesethree groups decreased significantly from resistant to re-lapsing to responding (Table 1) [55, 62].
Of note, among studies that reported ranges of sEPO levelsamong responders and non-responders, patients with an sEPOlevel as high as 1144 IU/L responded, while those with an
sEPO level as low as 8 IU/L did not respond (Table 1), sug-gesting that sEPO levels cannot be guaranteed to predict re-sponse. Hence, additional prognostic indicators are needed.
Other factors predictive of response to ESAs
A wide range of other markers have been correlated withimproved hematologic response to ESAs with or without
Ann Hematol (2020) 99:7–19 11
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Agea
Sexb
Neutrophil / leukocyte countc
Cytopenia leveld
Platelet counte
Hemoglobin levelsf
Dysplastic lineage / RARS vs RCMD-RSg
BM blast / RAEBh
Prior use of ESAsi
Prior RBC transfusionj
IPSS/IPSS-R status/riskk
BFU-E levelsl
p-ERK1/2 levelsm
Serum ferritinn
Serum TNF-αo
Somatic mutationsp
WHO classificationsq
WPSS classificationsr
Number of studies
Fac
tor
asse
ssed
Significant impact on response No significant impact on response
Fig. 1 Non-sEPO factors predictive of hematologic response to ESAs inpatients with MDS (mainly lower-risk). ANC absolute neutrophil count,BFU-E burst-forming unit-erythroid, BM bone marrow, EPO erythropoi-etin, ESA erythropoiesis-stimulating agent, IPSS International PrognosticScoring System, IPSS-R revised International Prognostic Scoring System,MDS myelodysplastic syndromes, RAEB refractory anemia with excessblasts,RARS refractory anemia with ring sideroblasts, RBC red blood cell,RCMS-RS refractory cytopenia with multilineage dysplasia and ringsideroblasts, sEPO serum erythropoietin, TNF-α tumor necrosis factoralpha, WHO World Health Organization, WPSS WHO classification-based Prognostic Scoring System. (a) Hellstrom-Lindberg [39],Hellstrom-Lindberg [40], Stasi [44], Park [47], Gotlib [48], Greenberg[49], Frisan [50], Westers [51], Park [52], Santini [56], Kosmider [59],Houston [61], Park [62]; (b) Hellstrom-Lindberg [39], Hellstrom-Lindberg [42], Stasi [44], Mannone [45], Park [47], Gotlib [48],Greenberg [49], Frisan [50], Park [52], Santini [56], Kosmider [59],Buckstein [60], Houston [61], Park [62], Remacha [63]; (c) Hellstrom-Lindberg [39], Hellstrom-Lindberg [40], Stasi [44], Santini [56],Buckstein [60], Remacha [63], Howe [64]; (d) Molteni [57]; (e)Hellstrom-Lindberg [39], Hellstrom-Lindberg [40], Stasi [44], Santini[56], Buckstein [60], Remacha [63]; (f) Hellstrom-Lindberg [39],
Hellstrom-Lindberg [40], Stasi [44], Frisan [50], Westers [51], Park[52], Kelaidi [54], Santini [56], Buckstein [60], Houston [61], Park[62]; (g) Mannone [45], Park [47], Greenberg [49], Park [52], Molteni[57], Kosmider [59], Remacha [63]; (h) Hellstrom-Lindberg [39],Hellstrom-Lindberg [40], Wallvik [41], Hellstrom-Lindberg [42], Musto[43], Stasi [44], Mannone [45], Park [47], Greenberg [49], Frisan [50],Westers [51], Park [52], Kelaidi [54], Santini [56], Molteni [57], Houston[61]; (i) Gabrilove [46]; (j) Hellstrom-Lindberg [39], Hellstrom-Lindberg[40], Wallvik [41], Hellstrom-Lindberg [42], Musto [43], Stasi [44],Mannone [45], Park [47], Gotlib [48], Greenberg [49], Frisan [50],Westers [51], Kelaidi [54], Santini [56], Molteni [57], Kosmider [59],Buckstein [60], Houston [61], Howe [64]; (k) Hellstrom-Lindberg [42],Stasi [44], Mannone [45], Park [47], Gotlib [48], Greenberg [49], Frisan[50], Westers [51], Park [52], Kelaidi [54], Santini [56], Kosmider [59],Buckstein [60], Houston [61], Park [62]; (l) Stasi [44], Frisan [50]; (m)Frisan [50]; (n) Hellstrom-Lindberg [40], Westers [51], Park [52], Kelaidi[54], Santini [56], Kosmider [59], Buckstein [60], Houston [61], Park[62]; (o) Stasi [65]; (p) Kosmider [59]; (q) Mannone [45], Park [47],Frisan [50], Westers [51], Park [52], Kelaidi [54], Santini [56],Kosmider [59], Park [62]; (r) Westers [51]
G-CSF among patients with lower-risk MDS (Fig. 1)[39–52, 54, 56, 57, 59–65]. The most commonly reportednon-sEPO markers for improved response are lower trans-fusion requirement and higher hemoglobin level. Othercommonly cited markers include fewer bone marrowblasts (lower percentage or RA/RARS rather thanRAEB), lower serum ferritin level, lower-risk MDS usingvarious prognostic schemes (e.g., IPSS, WPSS, IPSS-R),and more normal cytogenetics (e.g., lower-risk IPSS-Rkaryotypes). There have also been reports that lower tu-mor necrosis factor alpha level, being ESA-naïve, andshorter time to ESA onset are associated with improvedresponse. A recent meta-analysis of darbepoetin alpha inMDS [66] has similarly reported that being ESA-naïveand having higher baseline hemoglobin level, higher dose,transfusion independence, and low-risk IPSS—along withsEPO level below 100 IU/L—are all linked with improvedresponse rates.
It should be noted that many of the abovementionedfactors that have been correlated with improved responseto ESAs have also been correlated with improved progno-sis [5–7]. It is therefore possible that patients with lessaggressive disease are more likely to respond to ESAs,so these markers (including sEPO) may actually be pre-dictors of disease severity rather than merely response toESAs [67].
One study has examined the effect of somatic mutationson erythroid response [59]. In univariate analysis, havingmore than two mutations reduced the likelihood of re-sponse (odds ratio [OR], 0.29; 95% confidence interval[CI], 0.11–0.78; P = 0.01) compared with fewer mutations,but this was no longer significant in multivariate analysis.Higher numbers of mutations were, however, correlatedwith worse overall survival (hazard ratio [HR], 2.53; 95%CI, 1.00–7.20; P = 0.05), which suggests that alternativetreatments may be required in such patients.
Scoring systems predictive of hematologicresponse to ESAs among patients with MDS
Based on the most influential predictive factors discussedabove, various groups have proposed scoring systems to pre-dict hematologic response to ESAs with or without G-CSFamong patients with MDS (Table 2) [39, 56, 60, 61]. Theseall include sEPO levels, although the cutoffs and scores varybetween systems. The earliest system additionally includedonly transfusion need [39]. Later systems [56, 60, 61] includ-ed either IPSS-R or IPSS risk levels. Response rates for themost favorable scores are 74–85%, falling to 7–23% for theleast favorable scores (Table 2).
Various groups have corroborated that the Nordic score[39] is predictive of response to ESAs. Remacha et al. [63]
reported response rates to rhEPO with or without G-CSF of78% versus 15% for scores of > 1 versus ± 1 (Puni = 0.0001;risk ratio [RR], 11.6; 95% CI, 2.5–53; Pmulti = 0.0016) among32 patients [63]. Hellstrom-Lindberg et al. [42] later validatedtheir own score in 53 patients, showing that 61% versus 14%of those with scores of > 1 versus ± 1 responded (P = 0.001).Similarly, Molteni et al. [57] reported that 64% versus 33% ofthose with scores of > 1 versus ± 1 responded (P = 0.05).However, they also reported that 79% versus 33% of patientswith scores of 4 versus 3 responded (P = 0.004), showing thatthose with a score of 3 had the same response rate as thosewith a score of ± 1.
Houston et al. [61], who designed the myelodysplasticsyndromes-Canada ESA (MDS-CAN ESA) score, also testedthe Nordic [39] and European [56] scores. Using the Nordicscore, they found that 57% versus 31% of patients with scoresof > 1 versus ± 1 responded (P = 0.01) [61]. They reported anon-significant declining trend of response rate to ESAs (67%vs 58% vs 52% vs 40% vs 13%) with increasing Europeanscores. However, the lack of significance was likely due to alack of power as all the required variables (ferritin, sEPO, andIPSS-R) were only available in 92 patients. Buckstein et al.[60], who designed the Italy-Canada (ITACA) score, also test-ed the Nordic, European, and MDS-CAN ESA scores(Table 2), but in much larger numbers of patients (n = 846,524, and 702, respectively). They reported response rates of68–78% for the best categories, falling to 20–38% for theworst categories for these three scores, suggesting that all ofthem could be very beneficial in predicting response to ESAs.
Inclusion of sEPO assessments in MDStreatment guidelines
The importance of the predictive value of sEPO for responseto ESAs is corroborated by its inclusion as a deciding factorfor treatment in various MDS guidelines. For example, forpatients with lower-risk MDS and symptomatic anemia, thecurrent National Comprehensive Cancer Network ClinicalPractice Guidelines in Oncology (NCCN guidelines®) forMyelodysplastic Syndromes depend on the presence/absenceof the del(5q) cytogenetic abnormality and sEPO level [8]. Forpatients with del(5q), lenalidomide is indicated; for patientswithout del(5q), ESAs (epoetin alpha or darbepoetin alpha)are only recommended for those patients with sEPO levelsup to 500 IU/L; for patients without del(5q) and sEPO levelsabove 500 IU/L , b io log i c r e sponse mod i f i e r s ,hypomethylating agents, or clinical trials are indicated [8].Similarly, the American Society of Hematology [68] only rec-ommends ESAs for patients with lower-risk MDS and symp-tomatic anemia if they have sEPO levels below 500 IU/L.
The recommended sEPO level cutoff of 500 IU/L seemsquite high, given that most studies and prediction scores use
12 Ann Hematol (2020) 99:7–19
cutoffs of 100 or 200 IU/L (Tables 1 and 2). Also, many kitsused to assess sEPO levels have detection limits of 100 IU/L[29–32] or 200 IU/L [33]. Further, sEPO levels can vary de-pending on factors such as hemoglobin level, time since lasttransfusion, and time of day. Therefore, a level of 500 IU/Lwas likely chosen for the guidelines to avoid having to denyESAs to patients who might still respond to them. Of course,rather than relying solely on an sEPO level below 500 IU/L, itmay be beneficial to use one of the predictive scoring systemsdescribed in Table 2 to further ascertain the likelihood of re-sponse to ESAs.
Based on three large studies of mainly lower-riskMDS patients treated with ESAs with or without G-CSF, approximately 80% of patients have sEPO levelsbelow 200 IU/L [47, 56] and only around 10% of pa-tients have sEPO levels above 500 IU/L [46]. Therefore,approximately 90% of lower-risk MDS patients wouldbe eligible to receive ESAs according to guidelines.Given that only around 10–20% of patients with sEPOlevels above 500 IU/L would likely respond to ESAs[39, 40, 46], such patients are recommended to receivealternative treatments (e.g., biologic response modifiersor hypomethylating agents) [8]. It should be noted thatpatients with sEPO levels of 200–500 IU/L have a low-er chance of response than those with sEPO levels be-low 200 IU/L (see Table 1) and are thus more likely torequire additional/alternative treatments. In patients with
no response to ESAs with or without G-CSF after 3months (or if response is lost), alternative treatments(e.g., lenalidomide) are recommended [8].
Additional prognostic uses of sEPOamong patients with MDS
sEPO levels have not only been correlated with response toESAs. Various studies have also examined whether sEPOlevels affect duration of response [44, 47, 59] and overallsurvival [41, 49, 55] among patients treated with ESAs.Other studies have examined whether sEPO levels can affectresponse to non-ESA treatments [69–72], or the effect ofsEPO on progression to AML and overall survival amongpatients with de novo MDS [73].
Duration of response in patients treated with ESAs
Three studies were identified that reported duration of re-sponse to ESAs with or without G-CSF by sEPO level [44,47, 59]. Stasi et al. [44] reported response durations by sEPOlevel among 24 responders to darbepoetin alpha. Although nostatistical analyses were performed, there did appear to besome correlation between longer survival and lower sEPO.However, Kosmider et al. [59] reported that sEPO level wasnot significantly correlated with response duration among 79
Table 2 Scoring systems for predicting hematologic response to ESAs in patients with MDS (mainly lower-risk)
Nordic (1997)(Hellstrom-Lindberg [39])
European (2013)(Santini [56])
MDS-CAN ESA (2017)(Houston [61])
ITACA (2017)(Buckstein [60])
Predictive factor(score adjustment)
sEPO, IU/L < 100 (+ 2)100–500 (+ 1)> 500 (− 3)
> 200 (+ 1) < 100 (+ 2) < 100 (+ 1)
RBC transfusion need, units/month < 2 (+2)≥ 2 (− 2)
– – 0 (+ 1)
IPSS – – Low (+1) Low (+ 1)
IPSS-R Low (+ 1)Int (+ 2)High (+ 3)
– –
Serum ferritin, ng/mL – > 350 (+ 1) – –
Predictive scores (% of patientsachieving a response)
Best to worst > 1 (74)± 1 (23)<− 1 (7)(P = NR)
0 (85)1 (80)2 (64)3 (40)4 (20)(P = NR)
3 (81)2 (55)1 (30)0 (17)(P < 0.0001)
3 (85)2 (67)1 (43)0 (23)(P < 0.0001)
ESA erythropoiesis-stimulating agent, Int intermediate, IPSS International Prognostic Scoring System, IPSS-R revised International Prognostic ScoringSystem, ITACA Italy-Canada, IU international unit, MDS myelodysplastic syndromes, MDS-CAN ESA myelodysplastic syndromes-Canadaerythropoiesis–stimulating agent, NR not reported, sEPO serum erythropoietin
Ann Hematol (2020) 99:7–19 13
patients treated with an ESA with or without G-CSF.Similarly, in a study of 403 patients who received EPO withor without G-CSF, Park et al. [47] found that there was nosignificant difference in duration of response using a cutoff of200 IU/L (20 months among patients with sEPO levels below200 IU/L; 25months among those with sEPO levels ≥ 200 IU/L; HR, 1.0; 95% CI, 0.6–1.7; P = 0.97).
Overall survival in patients treated with ESAs
Various studies have reported on overall survival among pa-tients treated with ESAs by sEPO level, but with inconsistentfindings. In a study of 66 patients treated with EPO, Wallviket al. [41] reported that median survival generally increasedwith decreasing sEPO level (e.g., 25 months for those withsEPO > 200 IU/L; 28 months for ≤ 200 IU/L; 38 months for ≤100 IU/L; and 65 months for ≤ 50 IU/mL). However, this wasonly significant for the 50, 70, and 100 IU/L cutoffs, but notfor the 40, 150, or 200 IU/L cutoffs. Similarly, among 53patients treated with EPO, survival was better among thosewith sEPO levels lower than 200 IU/L (34.2%) than thosewith 200 IU/L and higher (13.3%), after a median follow-upof 5.8 years [49]. In a study that categorized patients as re-lapsed after ESAs (n = 66) or refractory to ESAs (n = 120),survival decreased with lower sEPO, but only among thosewho responded and then relapsed (median survival 30.7months [sEPO ≤100 IU/L] vs not reached [sEPO >100 IU/L]; HR, 0.38; 95% CI, 0.15–0.94; P = 0.036) [55]. Amongpatients with refractory MDS, the difference was not signifi-cant (median survival 38.6 months [sEPO ≤ 100 IU/L] vs 50.8months [sEPO > 100 IU/L]; HR, 0.88; 95% CI, 0.59–1.33; P= 0.56) [55]. The mechanism underlying the inverse relation-ship between sEPO and overall survival is not fully under-stood but may involve a combination of factors. Resistanceto endogenous EPO, a predictor of poor outcome [55, 62], canresult in elevated sEPO levels. High EPO level, therefore,could be a marker of more aggressive disease that defines apopulation of patients with poor prognosis.
Prediction of response to non-ESA treatments
To our knowledge, three studies have reported on ery-throid response to lenalidomide with or without EPO intransfusion-dependent, ESA-refractory/ineligible patientswith non-del(5q) lower-risk MDS (Table 3) [69–71].Santini et al. [69] reported significantly better responsesin patients with sEPO ≤ 500 IU/L versus > 500 IU/L byunivariate analysis, but not by multivariate analysis. Theyalso reported a significant trend for response by variouscutoffs (Table 3). In a study by Toma et al. [70], an sEPOcutoff of 100 IU/L was predictive of response in univar-iate (OR, 3.3; 95% CI, 1.4–7.9; P = 0.009) and multivar-iate (OR, 4.1; 95%, CI 1.3–12.6; P = 0.02) analyses. In a
smaller study, lower mean sEPO levels were reportedamong responders versus non-responders, but this wasnot significant [71].
Erythroid response in MDS patients receiving luspatercepthas also been reported to vary by sEPO level (76% for sEPO <200 IU/L; 58% for 200–500 IU/L; 43% for > 500 IU/L) [72].Using a cutoff of 100 IU/L, sEPO had a significant effect onresponse in univariate and multivariate analyses (details inTable 3).
Prediction of progression to AML and overall survivalin patients with de novo MDS
Cortesao et al. [73] examined the effect of sEPO level onprogression to AML and overall survival in a study of 102patients with de novo MDS. They found that patients whodeveloped AML had higher mean sEPO levels than thosewho did not (P < 0.05) and that a sEPO level above 57 IU/Lhad an influence on progression. The authors also reportedthat overall survival increased with decreasing sEPO levels(P = 0.03).
A higher sEPO level is associated with a low probability ofresponse to ESAs [47], and it has been suggested that failureof ESA therapy is a marker of poor prognosis in patients withlower-risk MDS [55, 62]. The relationship between responseto ESAs and the incidence of AML has been evaluated inseveral studies. In a study involving 253 patients with non-del(5q) lower-risk MDS who failed ESA therapy, the 5-yearcumulative incidence of AML was significantly higher in pa-tients experiencing early ESA failure (i.e., relapse within 6months of response) compared with patients experiencing lat-er failure (21.6% vs 9%; P = 0.02) [55].
Similarly, in a study of 1698 patients with non-del(5q)lower-risk MDS, Park et al. [62] found that patientsexperiencing primary ESA failure had a higher risk ofprogression to AML than those experiencing secondaryfailure (i.e., relapse after an initial erythroid response;16.7% vs 8.1%; P = 0.001).
Rationale for the predictive value of sEPO
Despite the clear link between EPO and RBCs, MDS patientswith similar hemoglobin levels can have very different sEPOlevels [44, 74]. Many, but not all, MDS patients with anemiahave elevated sEPO levels, as EPO production is stimulatedby hypoxemia [12]. However, despite these high sEPO levels,sufficient RBC production is still not stimulated. Further in-creasing the concentration of EPO with ESAs is therefore lesslikely to be effective in patients who already have high sEPOlevels. Conversely, elevating sEPO levels with ESAs is morelikely to be beneficial among patients with lower levels. Somestudies have shown that sEPO levels have a strong inversecorrelation with hemoglobin levels in lower-risk MDS
14 Ann Hematol (2020) 99:7–19
Table3
sEPO
levelspredictiv
eof
erythroidresponse
totreatm
entsotherthan
ESA
sam
ongpatientswith
MDS
Reference
Treatment;patients
nResponsedefinitio
nsEPO
respondersvs
non-responders,IU/L
asEPO
cutoffs,IU
/LErythroid
response
bysEPO
,%
Santin
i[69]
Lenalidom
ide;TD,
ineligible/refractoryto
ESA
s,non-del(5q)
160
Transfusion
independence
for≥8weeks
NR
≤500vs
>500
34vs
16(P
uni=0.015;
Pmulti=NS)
≤100vs
100–200vs
200–500vs
>500
43vs
33vs
23vs
16(P
trend=0.002)
Toma[70]
Lenalidom
ide±EPO
;TD,
ESA
-refractory,non-del(5q)
131
IWG2006
bNR
<100vs
≥100
47vs
21(P
uni=0.0087;
Pmulti=0.016)
Kom
rokji[71]
Lenalidom
ide;TD,
failedrhEPO
,non-del(5q)
32IW
G2000
c255±283vs
870±1298
(P=NS)
NR
NR
Platzbecker
[72]
Luspatercept;TD,
mainlyfailedESAs
58IW
G2006
bNR
<200vs
200–500vs
≥500
76vs
58vs
43(P
=NR)
<100vs
≥100
ECuni=1·55
(Puni=0.03);
ECmulti=1·71
(Pmulti=0.04)
ECmultiestim
ated
coefficientbymultiv
ariateanalysis,E
Cuniestim
ated
coefficientbyunivariateanalysis,E
POerythropoietin,E
SAerythropoiesis-stim
ulatingagent,IW
GInternationalW
orking
Group,M
DS
myelodysplasticsyndromes,NRnotreported,NSnotsignificant,PmultiPvalueby
multiv
ariableanalysis,PtrendPvalueforthetrend,
PuniPvalueby
univariateanalysis,rhEPO
recombinant
human
erythropoietin,SDstandard
deviation,sEPOserum
erythropoietin,T
Dtransfusiondependent
aValuesaremean±SDforrespondersversus
non-responders
bIW
G2006
responsecriteria:forp
atientswith
pretreatmentH
b<110g/L,≥
15g/Lincrease
inHb;reductionof≥4RBCtransfusions/8weeks
versus
pretreatment8
weeks
(onlyRBCtransfusions
fora
Hb
≤9.0g/dL
).Responses
have
tolast≥8weeks
[38]
cIW
G2000
response
criteria:forpatientswith
pretreatmentH
b<110g/L,≥
10g/Lincrease
inHb;forRBCtransfusion-dependentpatients,50%
decrease
intransfusionrequirem
ents.R
esponses
have
tolast≥2months[39]
Ann Hematol (2020) 99:7–19 15
patients [35, 75], suggesting that patients with worse anemia(i.e., lower hemoglobin) may have higher levels of sEPO.Patients who are resistant to ESAs have higher sEPO andlower hemoglobin levels than those who respond (Tables 1and 2), so these factors may be indicative of reduced bonemarrow responsiveness.
Several mechanisms for ineffective hematopoiesis in pa-tients with MDS have been discussed in the literature.Spinelli et al. [76] have reported that EPO signaling is affectedin MDS patients. They found that EPO failed to activate ex-tracellular signal-regulated kinase (ERK) 1/2 or STAT5 in64% of cases in CD71 + CD45− cells from patients withMDS [76]. In the same study, in vivo ESA response correlatedwith in vitro EPO-dependent STAT5 activation in 91% ofcases [76]. Frisan et al. [50] have reported that phospho (p)-ERK 1/2 expression—in both the steady state and after EPOstimulation—is defective in cultured MDS erythroblasts.However, Claessens et al. [77] have reported that EPO signal-ing pathways (STAT5, Akt, and ERK 1/2) are normally acti-vated in MDS erythroid progenitors. Therefore, the role ofEPO signaling in patients with MDS is unclear.Methodological differences, including the method used tomeasure EPO signaling pathway activity, may explain thediscrepancy in findings between these studies.
Claessens et al. [77] have also reported that MDS erythroidprogenitors have higher apoptosis rates than normal cells—which can be explained by the excess of Fas ligand during thedifferentiation stage of erythroid progenitors—and that pa-tients with MDS produce less erythroid burst-forming units(BFU-E) than controls. Interestingly, Frisan et al. [50] havereported that responders to ESAs have significantly higher p-ERK 1/2 and BFU-E levels than non-responders (Fig. 1).
Reliable prognostic markers for response can be used toguide treatment options and, hence, improve outcomes.Despite limitations in its assessment, sEPO is an importantpredictor of response to ESAs with or without G-CSF in pa-tients with lower-riskMDS. Lower sEPO levels (up to 500 IU/L) have thus been included in treatment algorithms for pa-tients with lower-risk MDS to define whether ESAs are indi-cated [8, 68]. However, in clinical practice, a sEPO cutofflevel of 200 IU/L is more likely to be indicative of response,and various scoring systems can be used to further enhanceresponse prediction. For patients who do not respond to ESAsalone, G-CSF can be added; if they are refractory to this com-bination, other treatment options (e.g., lenalidomide) may berequired [8]. Studies of other MDS therapies (e.g.,lenalidomide, luspatercept) have also shown that patients withlower sEPO levels are more likely to have a hematologic re-sponse. Overall, there is a wealth of evidence that lower sEPOlevels are predictive of hematologic response—particularly toESAs. Further, clinical trials should use sEPO thresholds toensure more homogeneous cohorts. Previous studies haveshown that more than 97% of patients with MDS have sEPO
levels < 500 IU/L [62]. Current European guidelines recom-mend erythropoietin-alpha for patients with sEPO levels <200 IU/L [78], who represent approximately 86% of patientswith MDS [56].
Acknowledgments The authors received editorial and writing supportprovided by Daniel Gilmartin, PhD, of Excerpta Medica, supported byCelgene Corporation. The authors are fully responsible for the contentand editorial decisions for this manuscript.
Authors’ contributions All authors took part in the drafting of this reviewmanuscript and revising it critically for important intellectual content. Allauthors read and approved the final manuscript.
Funding information This studywas funded by the Celgene Corporation,Summit, NJ, USA.
Compliance with ethical standards
Conflict of interest S.P. received research support from CelgeneCorporation, Janssen, Pfizer, and Roche. C.K., M.M., N.C., and A.T.G.declare that they have no competing interests. U.P. received researchsupport from Amgen and Janssen.
16 Ann Hematol (2020) 99:7–19
Open Access This article is distributed under the terms of the CreativeCommons At t r ibut ion 4 .0 In te rna t ional License (h t tp : / /creativecommons.org/licenses/by/4.0/), which permits unrestricted use,distribution, and reproduction in any medium, provided you give appro-priate credit to the original author(s) and the source, provide a link to theCreative Commons license, and indicate if changes were made.
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