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The Origins of LanguageJordan Zlatev

Lecture 9Controversies and hypotheses

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Controversies

1. What is language (again!)?2. When language evolved?3. How it evolved?

4. Why it evolved? (Lecture 10)

5. Can language evolution be divided in “stages”? Which? (Lecture 11)

(Lecture 9)

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A brief recapitulation

Aristotle Man: the rational – and linguistic – animal

Condillac (1746) Action > gesture (through ritualization =

non-normative conventionalization) Iconicity in gesture/pantomime > grammar

Rousseau (1781) Gestures and cries > language (through

rituals and songs), “the social contract”

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A brief recapitulation

Monboddo (1774) “four original types of communicative self-

explanatory signs: facial expressions, painting, emotional cries, imitative iconic signs ” (Johansson 2005: 15)

Herder (1772) “our generalist minds and lack of instincts”

(ibid: 160) Mueller (1866: 354)

“Language is our Rubicon, and no brute will dare cross it.”

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A brief recapitulation

Chomsky (1988: 167) “In the case of such systems as

language and wings (sic!) it is not easy even to imagine a course of selection that might have given rise to them.”

Pinker and Bloom (1990) “Natural language and natural selection”

Fitch (2002: 162) “the scientific study of the evolution of

language has apparently come of age”

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“Dimensions” of hypotheses1. Innate/genetically determined vs.

Learned/culturally determined2. Adaptation vs. Spandrel (+ Exaptation)3. Early vs. Late (< 100 000 YA) origin4. Gradual vs. Abrupt5. Speech-first vs. Gesture-first

“The dimensions should not be interpreted as either-or dichotomies, but as continua (?), along which different hypotheses can be located at different points” (: 163)

Evidence presented so far (and more) provides “constraints on hypotheses” (see Chapter 12)

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1. “Innate vs. learned”

Not so much concerned with language evolution per se, but with “what is language” (mainly): Formal or functional system? Modular or cognitive (integrated)? Biological or cultural? “System” or “usage” (know-how,

contingencies) Richest domain of research in terms

of evidence

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1. “Innate vs. learned” “I have no idea what the phrase [i.e.

innateness hypothesis] is supposed to mean and have correspondingly never advocated any such hypothesis – beyond the truism that there is some language-relevant distinction between granddaughter and her pet kitten”

(Chomsky 1999, Johansson: 178)

The questions are what is the “distinction”? is it language-specific?

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The “three main pillars” of linguistic innateness

1. The universality of linguistic features, e.g. hierarchical structure, “nouns and verbs”

2. “The poverty of the stimulus” – impossibility of language acquisition without a priori knowledge of “Universal Grammar”, no “learning algorithm”

3. (Universal) patterns in L1 acquisition, e.g. few overgeneralizations, *”I sent Malmö a package”

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Against innateness Linguistic universals

Can be questioned, e.g. recursion in general, and for a given language such as Piraha (Everett 2005) or Riau Indonesian (Gil 2001)

Evans and Levinson (2010): “The myth of linguistic universals” (BBS, target article)

Can be explained by other means: ▪ Features of cognition and/or reality (Cognitive Linguistics)▪ “Adaptive pressures” from communication and learning

(Functional Linguistics)▪ Descent from a common original language▪ Necessary “semiotic constraints” (Deacon 2003)

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Against innateness Is the “stimulus” really “impoverished”,

and is acquisition free of overgeneralizations? “Motherese”- possibly universal “Negative evidence” available without explicit

correction (cf. the situation in vocabulary learning) What children acquire is not a Chomsky-style

generative grammar, but e.g. “the performance system underlying comprehension and production” (Seidenberg & MacDonald 1999)

Children do make all kinds of errors in L1 - but “recover” quickly.

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Against innateness…

The timing of monolingual and bilingual language acquisition No major differences, which would be

expected if UG was innate (t = 0) Alternative theories of L1 acquisition

(e.g. Tomasello 2003) “The poverty of the genes”

Less than 20 000 genes for entire human body and brain!

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Against innateness…

Brain plasticity, especially on the global level (and language is not a “module”)

Long periods of group-living (and interbreeding) does not lead to innate biases for learning the group’s language

“Ape-language” studies (and maybe even those with dolphins and grey parrots) have met with some degree of success

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1. “Innate vs. learned”

“Strong claims of a complex and fully genetically determined innate grammar are untenable” (Johansson 2005: 188)

This does not imply that language can be “learned” by “a general learning device” (or a kitten with a larger brain)

Even if language is essentially a cultural phenomenon, there is good evidence for “gene-culture co-evolution” (at least for speech)

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2. Adaptation vs. spandrel Spandrel is a term used in evolutionary biology

describing a phenotypic characteristic that is considered to have developed during evolution as a side-effect of an adaptation, rather than arising from natural selection. The term developed from an analogy of causal relationships between forms found in architecture and those found in biology. The term was coined by the Harvard paleontologist Stephen Jay Gould and population geneticist Richard Lewontin in their influential paper "The Spandrels of San Marco and the Panglossian Paradigm: A Critique of the Adaptationist Programme" (1979). (Wikipedia)

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Adaptation “Evolutionary theory offers clear criteria for

when a trait should be attributed to natural selection: complex design for some function, and the absence of alternative processes capable of explaining such complexity. Human language meets this criterion…” (Pinker and Bloom 1990: 707)

Jackendoff and Pinker (2005) vs. Hauser, Chomsky and Fitch (2002)

FOXP2 was selected for in the hominine line

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Exaptation/spandrel C. Johansson: cultural evolution on a “pre-

existing biological substrate” may be sufficient Tomasello (1999): 5 million years, and minimal

(?) genetic differences from the chimpanzees are not sufficient for a “tool kit” of adaptations

Lightfoot (2000) Some linguistic rules are not obviously functional, e.g. “subjacency” *Whose paper that I read on the train is”?

It is not clear that FOXP2 is a “language gene”

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2. Adaptation vs. spandrel

Not either-or: Some features of language can be adaptations and other spandrels, or both (starting as spandrels, or as exaptations)

“The first steps towards language had to be based on pre-existing features that had originally evolved form some other purpose” (: 164)

Some “final steps” may be the result of cultural evolution: language adapting to us, rather than vice versa

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3. Early vs. late origins “Late hypotheses with biological based

language faculties are severely constrained” (: 167), i.e. implausible!

Since there were adaptations for speech in the Neanderthals, these go back at least to the common ancestor (800,000 YA).

“The Upper Paleolithic revolution” of 40,000 YA: “The revolution that wasn’t” (McBreasty and Brooks 2000)

=> Support for relatively early origins

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“Late origins” defenses Language as a cultural “invention”, and not

determined by the genetic/biological bases (which must then be explained as exaptations for non-linguistic functions)

The early material culture of Homo sapiens (about 200,000 YA) was not truly “symbolic” (Davidson 2003)

The Singing Neanderthals (Mithen 2005): “their communication system would be holistic, multi-modal, manipulative and musical: Hmmm”

Þ Possible, but hardly the “best explanation”

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4. Sudden vs. gradual Geologically sudden ≠ “sudden on human

timescales” (speciation in a single generation)

“… the punctuations of punctuated equilibrium do not represent de Vresian saltations, but rather denote the proper scaling of ordinary speciation into geological time” (Gould 2002: 19)

“the sudden single-step evolution of something as complex as language is highly problematic” (Johansson 2005: 170)

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4. Sudden vs. gradual

Sudden: Language is so unlike animal communication

Gradual: This does not imply that “gulf” was bridged in a single step

Sudden : Mutation in “master regulatory genes” (Schwartz 1999)

Gradual: “genuinely new features require changes in the developmental programs themselves, not just in the master switches” (Johansson 2005: 171)

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4. Sudden vs. gradual Sudden: FOXP2 is one such regulatory gene,

and seems to play some role for language Gradual : But (a) the relevant mutations

seems to have been present in Neanderthals and (b) they do not concern only language and (c) FOXP2 “problems” do not affect language capacity as a whole

Sudden: Universal Grammar is “monolithic” Gradual : Not even Chomsky holds this

anymore

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“Graduality”

“If biological evolution dominated the process, as it would have to, if language is innate in any strong sense, then the process can be expected to be geologically slow. On the other hand, if language is largely the product of memetic [rather: cultural] evolution, then even a gradual process may appear geologically sudden” (Johansson 2005: 173)

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5. Speech-first vs. gesture-first “I cannot doubt that language owes

it origin to the imitation and modification, aided by signs and gestures, of the various sounds, the voices of other animals, and man’s own distinctive cries” (Darwin 1872: 56)

The homology between animal vocal signals and language is far from unproblematic.

Evidence for gestural primacy

1. Paleontology and archeology2. Neuroscience3. Comparative psychology4. Developmental psychology5. Gesture studies6. Semiotic analysis

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1. Paleontology and archeology

H. Ergaster/Erectus had tool manufacture, migration, camps, fire… – but not the only (?) fossilizing marker that is still plausibly connected with speech: an extended thoracic canal, for controlling breathing (MacLarnon & Hewitt 1999, 2004)

Control of breathing is also necessary for sustained running, or singing. (Fitch 2009)

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2. NeuroscienceBA 44, 45 = BrocaBA 22, 39, 40 = Wernicke

Overlap extensively with the “human mirror neuron system” (Arbib 2005; Iacoboni 2005; Decety & Chaminande 2005): in tasks of perception-action matching, imitation, imagination, pantomime…

BA 4, 6 = perception-production of “meaningless syllables” (Wilson et al. 2004) 29

An extension of control for bodily mimesis to “vocomimesis” and eventually phonology (Zlatev 2008b)

3. Comparative psychology “…primate gestures are

individually learned and flexibly produced communicative acts…vocal displays are mostly unlearned, genetically fixed, emotionally urgent, involuntary, inflexible… They are broadcast mostly indiscriminately…” (Tomasello 2008: 54)

Chimpanzee calls are of two types: “broadcast” and “proximal”, and the two lead to distinct brain-activation patterns (Taglialatela et al. 2008)

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4. Developmental psychology Developmental primacy of iconic

and pointing gestures compared to speech (Bates 1979; Tomasello 2008; Zlatev and Andrén 2009)

The epigenetic character of development can be used as an argument for analogy with evolution without appealing to “recapitulation” (Zlatev 2003)

Speech and gesture development are closely linked in time (Goldin-Meadow 2003; Andrén 2010)

Analogy between evolution and development is always “controversial” 31

Cultural comparsion: Main semiotic categories(whole corpus, components per utterance)

00,10,20,30,40,50,60,7

Deictic Iconic Emblematic

Sw e

Thai

(Zlatev and Andrén 2009)

5. Gesture studies The ubiquity and

universality of gestures – which even when conventional are never completely arbitrary.

Gestures and speech are closely related - but “single system”? (McNeil 2005)

Even the most “transparent” gestures are in part conventional (Streeck 2009; Andrén 2010)

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“An insuperable problem”?

“Several different lines of evidence, then, can be added up to support the hypothesis that the first step in the evolution towards linguistic expression was taken with the employment of visible action, or gesture, for referential expression. Yet, as has often been pointed out, this seemingly attractive hypothesis faces, as MacNeilage (1998: 232) has put it, an insuperable problem. Languages are overwhelmingly spoken.”

(Kendon 2008: 12)33

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A response from “gesture-first” After chimps and dolphins, perhaps other social

species (elephants, buffalo) will be found to have diverse vocal calls – but these are still signals and not symbols before being shown to involve a referential triangle.

Many reasons to select for speech, after triadic mimesis (economy, non-visibility, parallel use…), and furthermore: mimesis is not a full “gestural language”

Even today, there is no “absolute switch”, but a “gesture-speech integrated system”, and language can emerge in the gestural modality whenever speech is “blocked” (deafness).

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(Preliminary) conclusionsLearned vs. innate: mostly

learned, but with at least some biological adaptations

Adapation vs. exaptation/spandrel: both

Early vs. late: early adaptations, possibly late cultural evolution

Gradual vs. sudden: gradual, but apparently “step-wise”, punctuated

Speech-first vs. gesture-first: controversial…