The leader in Financial Markets Education

Presents

International Program on

Securities Market Operationsth th 05 to 09 March, 2018, Mumbai, India.

BSE Institute limited is a wholly owned subsidiary of the BSE Limited. BSE Institute inherits from BSE the knowledge and insights into the capital markets industry, garnered over the past 142 years.

Ÿ At BSE Institute we believe that insightful financial professionals will drive innovation, growth, and value in today's dynamic world economy. Hence, our open registration programs are designed to transform good professionals into great leaders.

Ÿ The courses designed at BSE Institute help in developing the required capabilities, understanding the trends and in preparing for what's around the bend.

Ÿ With a diverse mix of participants, experiential and holistic learning, faculty with vast industry experience, and strong corporate involvement, learning at BSE Institute is a unique experience.

Ÿ We credit ourselves for having trained over 10,000 participants in various courses offered at the institute.

Program Objective

This Five days program for market professionals in the mid to senior levels working in the

securities markets provides a unique experience of learning various aspects of the policy

and practice. The program is primarily meant for international audience and thus consists

of a right mix of class room lectures/presentations, practical / demonstrations, interface

with leading professionals and practitioner and

visits to major �nancial institutions in Mumbai.

Subject

Introduction To Capital Markets

Ÿ Fundamental RoleŸ Capital Market Segments & Products

/ InstrumentsŸ Primary Markets Process, Institutions

& Intermediaries

Ÿ IndicesŸ Capital Assets Pricing Model (CAPM)Ÿ Reforms in Indian Securities Markets

Fundamental Analysis Of Equity

Ÿ PurposeŸ Financial Statement Analysis

Ÿ Sector-Specific Ratios

Membership On Exchanges

Ÿ Stock Brokers, Trading and Clearing Members, Authorized Persons, Sub-brokers & Membership Norms

Ÿ Trading Membership – Admission & Surrender Procedures, Suspension & Expulsion

Ÿ Broker – Client RelationshipŸ Investors Service Cell & ArbitrationŸ Code of Advertisement

Regulatory Framework

Ÿ Regulatory FrameworkŸ Securities Contracts (Regulation)

Act, 1956; Securities and Exchange Board of India Act, 1992

Ÿ SEBI Regulations (Intermediaries, 2008); (Prohibition of Insider Trading,

1992); (Prohibition of fraudulent and Unfair Trade Practices relating to securities market, 2003)

Ÿ The Depositories Act, 1996; Indian Contract Act, 1872; Income Tax Act, 1961, Anti – Money Laundering

Introduction To Derivatives

Ÿ Derivatives: What and Why? & Derivatives Contracts

Ÿ OTC Derivatives & Exchange Traded Derivatives

Ÿ ParticipantsŸ Continuous CompoundingŸ Regulatory Framework, Accounting &

Taxation

Types Of Derivatives

Ÿ Equity DerivativesŸ Interest Rate Derivatives

Ÿ Currency Derivatives

Introduction To Mutual Funds

Ÿ Role, Scheme Types, OptionsŸ M u t u a l F u n d s S t r u c t u r e s ,

Operations & Distribution ChannelsŸ Distribution CommissionŸ New Fund Offer, Who can invest? &

who cannot invest?Ÿ Know your Cus tomer (KYC)

Requirements

Ÿ Investors Transactions (Normal Phys ica l Mode; Through the Internet; BSE StAR Channel)

Ÿ Expenses, Net Assets & NAV, Valuation, Load, Cut-off Timing

MF Evaluation – Return & Risk Metrics

Ÿ Measur ing Returns & SEBI ’s Disclosure Norms on Returns

Ÿ Absolute and Relative ReturnsŸ Measuring Risk & Risk Adjusted

Returns (Sharpe’s Ratio, Treynor Ratio) & Applying the metrics

Ÿ Qualitative Approaches

Taxation

Ÿ Securities Transaction Tax (STT)Ÿ Capital Gains

Ÿ Additional tax on income DistributedŸ Tax Deducted at Source (TDS)

Information Sources

Ÿ SID, SAI & KIMŸ Fact Sheets & Fund account

statements

Ÿ Annual Report and Portfolio Statements

Ÿ Other sources of information

Investor Protection

Ÿ Structural ProtectionŸ Time-Standards

Ÿ Other legal considerations for investors

FINTECH

Ÿ Algorithmic TradingŸ Robo-Advisors and Systematic Trading

Ÿ Block ChainŸ Cryptocurrency

Financial Risk Management: Technology and Operations

Ÿ Market structure & ParticipantŸ Solution Architecture & DesignŸ Financial Market Product life Cycle

Development & Implementation

Ÿ Introduction to Risk & Market RiskŸ Algorithmic Trading & complex event

processing

Cyber security Technology and Applications

Ÿ Introduction to cyber securityŸ Systems Security, Cryptograph and

Network Security

Ÿ The Landscape of Cyber security and Case Studies

Program Advantage

Study visits and walk and talk tours at:

Ÿ Regulator

Ÿ Exchanges

Ÿ Banks

Ÿ Depositories

Ÿ Broking Houses

Ÿ Financial Institutions

Target AudienceSenior to Mid Level Officials from the Regulator, Securities Market Commission, Stock

Exchanges, Central and Commercial Banks, Financial Institutions, Broking Houses,

Corporates and other Financial Services.

Program FeesUS $ 6000/- (Includes single room accommodation in a reputed star hotel, local

transportation from hotel to the training venue and back, study materials, lunch &

refreshments and field visits / walk and talk tours at reputed financial organizations).

Duration & Timing5 Days | 10:00 am to 5.30 pm

RegistrationUse enclosed format with payment details

Last Date for Registrationth

25 Feb, 2018

Enroll now to avail the discount!!th

Ÿ Register on / before 25 Feb, 2018 and avail “Flat 10% Discount” on the total fees per participant

Ÿ Special concession on fees for group enrolment from the same organization

Ÿ BIL reserves the right to decide the policy pertaining to permissible refund to participants who have registered and paid fees for the program

Disclaimer

1. Accommodation/ Hotel Booking:

(Note: Hotel Check in 12.00 pm – Check out 12 .00 pm)

*Subjective to confirmation and availability

Participants checking in before 12.00 pm will be charged from the previous day as the Hotel will have to

block rooms for them from the previous day. If Extra Day stay(s) applicable, the Participant is requested

to pay directly to the Hotel at the Special Rate applicable to BSE Group for single room occupancy with

Breakfast only.

2. Airport Transfers:

Participants are requested to make own arrangements from the Mumbai International Airport to reach the

Hotel and back. Participants are advised to book a pre-paid taxi/cab from the official counter on their

arrival at the Mumbai International Airport.

3. Participants are advised to have the following:

• Travel Insurance • Medical Insurance

• Baggage Insurance • Your personal medical kit

• International Roaming Number • Any other related

4. BIL will bear the accommodation / stay of all the participants for 6 Nights Only, (Check In after/at 12.00 pm th thon Monday, 05 Mar, 2018 and Check Out by/before 12.00 pm on Friday, 09 Mar, 2018).

If beyond, the above mentioned stay, to be borne by the participants directly to the Hotel.

5. A participant enrolling for the program understands and accepts the fact that BIL shall make best effort to

provide accommodations to participants as mentioned herein. However, participant shall assume all risk and

liability with reference to its accommodations while attending program and BIL and/or BSE Ltd. shall not be

liable for the same.

6. BSE Ltd. / BIL Mumbai, India employees/coordinators would not be responsible for any

accommodation/stay beyond the last day of the program or any related issues thereafter.

7. BSE Ltd. / BIL, Mumbai, India employees/coordinators shall not be held responsible for any unforeseen

occurrence / circumstances / ailments / or related incidents including but not limited to incidents during/after

the program or hotel stay or local travel while in Mumbai, India.

8. Breakfast would be complimentary at the hotel, during the days of hotel stay.

9. Any other expenses related to participant's accommodation, telephone calls, laundry, usage of mini-

bars, personal restaurant bills, other expenses related personal nature etc. are needed to be cleared /

settled by the participants directly to hotel before checking-out.

10. BIL would be providing working lunch for the 5 days of training program, remaining the participants

are requested to take care of.

Few of Our International Clients

Makhzoom Saleem CMDA, Maldives

My view was that the course primarily focus on dematerialisation and depository operations. This was definitely achieved. Infact all presentations, discussions, meetings helped me a lot to understand all aspects of capital market better. Also I have learned everything including trading, sett lement, depository, r isk management, etc.

“

” Charles Dickson BrownGhana Stock Exchange, Ghana

Surveillance & Risk management: faculties were able to explain and take us through the procedures and systems they use in their surveillance and risk management process.Major take away from the training is Surveillance and inspection & Challenges and weakness faced by the BSE since its inception and how they have been overcome.

“

”

IshraqCMDA, Maldives

Major take away from the training is Inspection, surveil lance, regulatory best practices, Better procedures, risk management, better overall market development techniques.

“”Faisal Saleh

Bahrain Barse, Kingdom of Bahrain

I got many ideas which I can take back to my company“ ”

Participants of November - 2016Training Programs

Levina SackeyGhana Stock Exchange, Ghana

A course objectives were all achieved with proper examples and very well interactive. A better understanding of the capital market -Exposure to some techniques in the capital market, Contacts of the well-seasoned speakers and

coordinators & contacts of colleagues that share the same ideas as I do.“”

Joachim Njagi Wandaka Capital Market Authority, Kenya

The course objectives were achieved based on the program that comprehensively covered the operations of a security market. I now have a group of the whole security market operations.

“” Jimmy Mnene

Capital Markets Authority, Kenya

To have a comprehensive understanding of the overall operations of the securities market. The objectives of the course were to a large extent achieved.“

”

James M.KCapital Market Authority, Kenya

Having come from the banking sector, I think everything we were taken through was very insightful and will be applied appropriately in my work.“

” Dinushan GodesitharanColombo Stock Exchange, Sri Lanka

The trading operations, listing procedure & the market surveillance sessions were really helpful & insightful which are relevant to what I do back in my exchange .“

”

Dhammika Indralal Colombo Stock Exchange, Sri Lanka

my objectives were to get exposure on international securities market operations. BSE is an exchange which provides the platform number of types of securities. Hence, I believed that I was able to get understanding the theoretical & practical perspective of those operations.

“”Moses Kenneth Abakah

Central Securities Depository, Ghana

The objectives were primarily focussed on understanding the attainment of an efficient capital market & the role capital market can contribute to economic growth/ development. The objectives were achieved because the facilitators were seasoned practitioners.

“”

Participants of previous Training Programs

Maryam Sayed Adel AlhashemiBahrain Bourse, Kingdom of Bahrain

To have a overview of the exchange different product and services interact with different regulatory and exchange bodies globally.“

” Senan Mohamed Al SherooqiBahrain Bourse, Kingdom of Bahrain

The courses was comprehensive and educational and I learned quite well from the program lectures. Also I was very impressed by how professional is the capital market in India.

“”

Emelia OtengCentral Securities Depository, Ghana

A great place to network with like-minded people and professionals.

The program provided great insights on how the India Capital Markets operates and also helped me in depth about the functioning of clearing houses in India.

“”

Jameela Ali Al HamhamiHead of Indices Section Muscat

Securities Market

Irene K J - mutisoManager, HR & Cor. Communication

Central Depository & Settlement Corp. Ltd.Nairobi, Kenya

Good Topics Covered. Excellent faculty in indexing, IPO's Procedures, Debt Market and Commodity Market. In addition to other interesting sessions.

“”

Good eye-opener. Great to interaction with various juridictions. I learnt quite a lot. Good Team work.

“”

Shirley Chih-Ho LiVice President

Taiwan Stock Exchange Corporation

Rajib ShomeSenior Manager

Reliance Brokerage Services Ltd. Bangladesh

The program is very helpful to undestand te India Capital Market. People are capable. Great Job !

“”

Most of the lectures are great. I got a great learning experience.“ ”

The program was good and gave a good insight into the Indian Market which some can be used to improve our market back home.. The derivatives market course was the best.

“

”

Very interesting and interactive. Gives an idea of the indian market in practice and in-depth knowledge about it.

“”

Nonofo PhalatseCDS Operations Officer

Botswana Stock Exchange

Subratty JawairaExaminer

Financial Services Commission, Mauritius

Contact us:Lavanya Iyengar

International & Premium Programs

th thBSE Institute Limited, 18 & 19 Floor, P. J. Towers, Dalal Street, Mumbai - 400 001.

T: +91 22 2272 5048 | F: +91 22 2272 3250 | M: +91 83569 20319

E: lavanya.iyengar@bseindia.com | training@bseindia.com

W: www.bsebti.com | Follow us on:

Email: lavanya.iyengar@bseindia.com / training@bseindia.com

05th Mar to 09th Mar, 2018

HDFCINBBXXX

IFSC Code : HDFC 00000 60

6000/-