the evolution of phd education in spain: a chronological ... 2017 aliaga... · economy in the world...
TRANSCRIPT
Authorbio:
RocíoAliaga-IslaholdstheInternationalPhDinEntrepreneurshipandBusinessManagementatBusinessEconomicsDepartmentatAutonomousUniversityofBarcelona.HerPhDresearchwasinthefieldofentrepreneurshipfocusingspeciallyonimmigrantentrepreneurswhoaresettledinSpain.PartofherresearchwasdevelopedattheInternationalResearchInstitute–IRIattheTedRogersSchoolofManagementinToronto.Otherresearchexplorestheimpactofthehumancapitalontheperceptionofentrepreneurialopportunities.Inadditionto
entrepreneurshipshealsoresearchesonhighereducationfocusingspeciallyinPhDeducationanditsevolutioninthelastyears.Theoutcomesofherresearchhavebeenpublishedinseveralacademicjournals,booksandchapterbooks.
Furthermore,RocioholdsaM.Sc.inSocialPolicyatUniversityofBrasiliainBrazil.HerthesisfocusedonthepreventionoftheHIV/Aidsamongyouthpeople.Then,theeducationandhealthpolicieswereconsideredinherwork.HerexperienceallowedhertoworkattheUNESCOinBrasiliaasaconsultant.Moreover,RocíohasworkedasResearchAnalystattheSEFORISprojectundertheFP7oftheEuropeanUnionResearch,specificallyfortheWP3.Currently,shetakesaMarieCurieCOFUNDtoresearchattheCentred'EconomieSocialeattheHECLiegeManagementSchoolattheLiegeUniversity.Dr.Aliaga-Islamaybecontactedatrociodelpilar.aliaga@e-campus.uab.cat
TheEvolutionofPhDEducationinSpain:AChronologicalReviewofSupra-nationalandNational
Actions
RocíoAliaga-Isla
LiegeUniversity,Belgium
Abstract
PhDeducationinSpainhaschanged;thecurrentconceptionofthePhDisdifferentfromitsinitialconcept.PhDeducationpolicyinSpainhasexperiencedchangesinitsobjectivesandstructure.SinceitsmembershipintotheEuropeanCommunity,institutionalpoliciesatsupra-nationalandnationallevelhaveshapedandconditionedsuchchanges.Therefore,howhavePhDeducationpolicieschangedoveralongtimein
Spain?Toanswerthisquestion,achronologicalreviewhasbeenconductedunderthelightofinstitutionaltheory.Severallegaldocumentsenactedatsupra-nationallevelarereviewedtoframethechangesofPhDeducationpolicyatanationallevel.Moreover,nationallegaldocumentsarereviewedtofollowtheevolutionofPhDeducationinSpain.ThisstudyshowsthatPhDeducationinSpainhasexperiencedrapidchanges,whicharecongruenttosomeextentwiththesupra-nationalpoliciesthathaveemergedfromthesocialandeconomicchangeintheEuropeanUnion.
Keywords:PhDeducation,institutionalapproach,supra-nationalandnationaldocuments,policy,chronologicalreview
IntroductionInthelastdecades,PhDeducationpolicy(andtraining)hasbecomeanimportantpointinthepoliticalagendaintheEuropeanUnion.Currently,severalinstitutionalchangeshaveoccurredatseverallevelsinordertoimprovePhDeducationinEurope.TheBolognaDeclarationof1999–withtheaimtocreatetheEuropeanHigherEducationArea–andtheLisbonStrategyof2000–thatformulatedthecreationoftheEuropeanResearchandInnovationArea–haveguidedthechangesofPhDeducationinEurope(Kehm,2006).Themainobjectiveoftheseactionswastoharmonizethehighereducationwiththeaimtocreatethemostdynamicandcompetitiveknowledge-basedeconomyintheworldby2010(Capano&Piattoni,2011).Toaccomplishtheseobjectives,severalactionshavebeentakenbythehighereducationsupra-nationalinstitutionsinvolvedinthiscomplexprocess.ThisimpliesthedivisionoftasksandresponsibilitiesamongtheEuropeanUnionandthememberstates.Therefore,anewgovernancestructurebasedonapartnershipapproachbetweenthehighereducationinstitutionsintheEuropeanUnionandthememberstateswasputintoplace.TheSpanishhighereducationsystemingeneralhasexperiencedmajorchangesinrecentyears.Therearehistoricalfactsthathavetriggeredsuchchanges,suchasthemembershipofSpainintotheEuropeanCommunityin1986.ItisclearthatthemembershipofSpainintotheEuropeanareahaschangedseveralissuesregardingacommonpurpose,thedevelopmentoftheEurozone.Withinthiscontext,therefore,SpainasasignatorycountryoftheBolognaprocessisexperiencingseveralinstitutionalchangesinitsPhDeducationpolicy.Thereby,thedefinitionofPhDeducationisdifferentfromitsinitialconcept(Noble,1994;Clark,1995).Severalhighereducationguidelinesenactedatsupra-nationallevelhaveshapedPhDeducationatanationallevel.Therefore,theobjectivesandthestructureofPhDeducationinSpainhavechanged,beingconsistentwiththepurposesestablishedbythehighereducationinstitutionsatsupra-nationallevel(Canal-Domínguez&Muñiz-Pérez,2012).ThisstudyexaminesthechangesinPhDeducationpolicyinSpainunderthelightoftheinstitutionaltheory(Greenwood,Oliver,&Suddabi,2008).Thisframeworkisappropriatetoconductthereviewofchangesinpoliticalissues,suchinthecaseofPhDeducationpolicyinSpain.Therefore,theresearchgeneralquestionthatguidesthedevelopmentofthisstudyis:HowhasPhDeducationpolicychangedovertimeinSpain?Also,threesubquestionsareconsideredforthisstudy:Howhavesupra-nationalpoliciesoftheEuropeanUnionspecificallyinfluencedthechangesinPhDeducation
policyinSpain?WhatSpanishpolicieshavegovernedPhDeducationovertime?HowhasSpain’sPhD,inpractice,changedovertimeasaresultofthosepolicies?Toanswerthesequestions,thisstudyfirstreviewedseveralsupra-nationaldocumentsfromthevariousministerialmeetingstounderstandthechangesinamemberstate,Spain.ItwasfocusedontheSorbonneDeclaration,BolognaDeclaration,LisbonAgenda,PragueCommuniqué,BerlinCommuniqué,BergenCommuniqué,LondonCommuniqué,LouvainCommuniqué,Budapest-ViennaDeclarationandtheBucharestCommuniqué.Andsecond,atnationallevel,severalpoliciesarereviewed,focusingspecificallyonthreemainRoyalDecreesthathavegovernedPhDeducationinSpain.Figure1showsatimelineofthesupra-nationalandnationalpoliciesthathavebeenchronologicallyreviewed.
01/01/1980 31/12/2020
18/10/1986Spain into the
European Community
30/04/1998RD778/1998
29/10/2007RD 1393/2007
08/01/2011RD 99/2011
19/06/1999Bologna Declaration
21/12/2001OL 6/2001
23/11/2007OL 4/2007
19/09/2003Berlin Communiqué
19/05/2005Bergen Communiqué
25/05/1998Sorbonne Declaration
01/01/2000Lisboa Agenda
21/01/2005RD 56/2005
23/01/1985RD 185/1985
02/07/2010RD 861/2010
25/08/1983OL 11/1983
28/04/2009Louvain Communiqué
19/05/2001Prague Communiqué
12/03/2010Budapest-Viena Declaration
26/04/2012Bucharest Communiqué
18/05/2007London Communiqué
21/01/2005RD 55/2005
B o l o g n a P r o c e s s
05/09/2003RD 1125/2003
2000Lisbon Agenga
2005New start for Lisbon Strategy
Figure1.Timelineofsupra-nationalandnationalpolicies
Thefindingsshowedthatsupra-nationalpolicieshaveplayedaroleinthechangesofPhDeducationpolicyinSpain.Moreover,PhDeducationpolicyinSpainhaschangedinitsobjectives,aswellasinitsstructure.Forinstance,theobjectiveshighlightedintheRoyalDecrees185/1985and778/1998aresimilar.TheRD185/1985wasenactedoneyearbeforethemembershipofSpainintotheEuropeanCommunity.Therefore,theRD185/1985governedPhDeducation,consideringSpainasasinglecountry.Incontrast,theRD778/1998wasenactedinthealready-establishedEuropeanUnion,despitethehighereducationissuewasnotrelevant.ThismeansthattheobjectivespointedoutinthisRDaresimilartothepreviousRD185/1985.Nonetheless,clearlychangesarestatedwiththeRD99/2011,wheretheresearchactivityrecoversextremeimportancetodevelophighqualityscientificresearch.Thereby,PhDeducationshouldbedevelopedintheintersectionoftheEuropeanHigherEducationAreas(EHEA)andtheEuropeanResearchArea(ERA),whichwillbethepillarsoftheknowledgesocietyinEurope.Asaconsequence,thestructureofthePhDhaschangedaccordingstipulationsintherespectiveroyaldecrees.
Thisstudycontributesbymakingastate-of-the-artSpanishPhDeducationpolicytrajectorythatshowshowthesupra-nationalandnationalpolicieshaveguidedthispath.Therefore,tounderstand,thepoliciesthatguidetheimplementationhelpustowidervisualizethechangesinPhDeducationpolicyinSpainovertime.Also,thecontributionreliesontheclaimofsomeauthorsthathighlightedalackofstudiesaboutPhDeducationinSpain(Mora,Garcia-Montalvo,&Garcia-Aracil,2000;Moral&Vidal,2000;Sánchez,1996),sothisisagreatendeavortocontributetowardfillingthisgap.Theremainedofthepaperisorganizedasfollows.ThenextsectionisdedicatedtoframetheinstitutionaltheoryanditsimportancetounderstandingthechangesinPhDeducationpolicy.Thefollowingsectionpresentsthemethodology.Thenthepresentationofthefindingsfollowedbythediscussionandconclusion.TheoreticalapproachInstitutionalTheory:LookingattheSupra-nationalandNationalLevelsThereisaconsensusamongsocialscientiststhatinstitutionsmatterforunderstandingtheenvironmentalchangesovertimeandspace(DiMaggio&Powell,1983;March&Olsen,1996;North,1990;Powell&DiMaggio,1991).Moreover,thereareseveralbranchesofinstitutionaltheoriesindifferentfieldsofknowledge,suchaseconomic,sociologyandpoliticalscience(Scott,2008).Thereby,changesinhighereducation,specificallyinPhDeducationpolicyinSpain,arerelatedtoorganizations’opennesstotheirsocialandculturalenvironments(Scott,1992).Then,thesechangesarelegitimatedbytheenactmentofvariouslegaldocumentsandpolicies.Moreover,thepoliticalsystemcanbeinterpretedasfunctioningbasedonamixofprinciples(March&Olsen,2005).Forinstance,changesinPhDeducationpolicyarenotonlyrelatedtotheambitiousobjectivetoreachahighqualityofeducation,butitisalsointrinsicallyrelatedtotheeconomyofthecountry.Furthermore,asPhDeducationpolicyisextremelyrelatedtoresearch,thenresearchisalsorelatedtotheeconomy.Inthissense,theeducationpolicyenactedbysupra-nationalinstitutionsisresponsibleforthechangesinthenationalPhDeducation;thereby,itisrelatedtopoliticalinstitutionsthatareorganizationsthatcreate,enforceandapplylaws.Forinstance,theobjectiveofLisbonStrategyistofocusoneducationandresearchasameanstoreachasustainableeconomicgrowthinEurope(Gornitzka,2007).Institutionalchangeiscomplicated,becauseitdealswiththedeinstitutionalizationofexistingrules,normsandlawstoinstitutionalizeormodifynewones,leavingnewpracticesthatcouldbelegitimated(Olsen,2001).Thereby,politicalinstitutionsarerelatedtonormativerulesthatincludeprescriptive,evaluativeandobligatorydimensions.Moreover,therearevaluesandnormsembeddedinnormativesystems.AccordingtoScott(2008:55)howthingsshouldbedoneisspecifiedbynormsthatlegitimatemeanstohavevaluedends;atthesametime,desiresandpreferencesareincludedinvalues,whichusuallyarestatedinthelaw.Thus,theinstitutionalchangesofPhDeducationinSpaincouldbeunderstood,sincethenormativepillar(Scott,2008)consideringthepoliticalinstitutions(MarchandOlsen,1996)isinvolvedintheenactmentofthehighereducationpoliciesatnationalandsupra-nationallevels.
Inthissense,changesinPhDeducationinSpainarenotstraightforward.Itinvolvescomplexprocessesatdifferentlevels,aboveall,whenitisrelatedtoamemberstateoftheEuropeanUnion(EU),suchasthecaseofSpain.Thismeansthereareinstitutionsatsupra-nationallevelthatinterveneintheprocessofshapingPhDeducationpolicy.Forinstance,strictlyrelatedtoPhDeducationinSpainarethosetreatiesandarrangementsamongtheEUstatesenactedexactlybytheEuropeanCommission,thecouncilofMinistersandtheEuropeanParliament.ThesepoliticalinstitutionsareoutoftheSpanishbordersbutatthesametimewithintheEUborders.ThismeansthattheEUhassomebasicfeatures,suchasadomain,whichisrelatedtothespacious-temporalofitsjurisdiction;thescopeisrelatedtotheextentofitsdecision-makingpower,andtheproceduresarerelatedtotherulesthatdefineitsvariouslegislativeinstitutions(Pogge,1997).Inthisregard,thisapproachenablesustoexaminethetrajectoryofthehighereducationinEurope,guidedbytheBolognaprocessandtheLisbonStrategy,focusingspecificallyonPhDeducationpolicyinSpain.MethodologyThisstudyreviewstheSpanishPhDeducationpolicytrajectoryovertime.Thisreviewreliesontwomainparts.Thefirstisdevotedtoexamininghowsupra-nationalagreementsamongseveralinstitutionsinrelationtothehighereducationhaveguidedthistrajectory.ThelegaldocumentsincludedinthischronologicalreviewrangefromtheSorbonneDeclarationin1998totheBucharestCommuniquein2012.ThesecondexaminesseveralSpanishpoliciesinrelationtothehighereducation,focusingspecificallyonthethreemainRDsofPhDeducationpolicy,identifyingwhichSpanishpolicieshavegovernedPhDeducationovertimeandhowtheSpanishPhDeducationhaschangedovertimeasaresultofthosepolicies.Thelegaldocumentsincludedinthisexaminationrangefrom1983,withtheOrganicLaw11/1983,to2011,withtheRoyalDecree99/2011.Althoughseverallegaldocumentsarereviewed,thereviewiscenteredonthethreemainRoyalDecreesrelatedtotheSpanishPhDeducationpolicy–185/1985,778/1998and99/2011.Thistimespanwasconsidered,takingintoaccountthelastlegaldocumentofhighereducationinSpainbeforeitsmembershipintotheEuropeanUnion.ChronologicalReview:ThefindingsSupra-NationaldocumentsthatshapePhDeducationpolicyinSpainSupra-nationalinstitutionsaimedfortheexchangeamongcountriesinvolvedintheprocessofintegration,suchasthecaseoftheEuropeanUnion(SweetandSandholtz,1997).Europehasexperiencedatransformationofthehighereducationinthelastdecades.IthasbeeninfluencedbytwoEuropeanlevelpolicydevelopments:theBolognaProcessandtheLisbonStrategy.TheBolognaProcessisanintergovernmentalcommitmenttorestructuringthehighereducationsystems,andtheLisbonStrategyispartoftheUniontotreateconomicissues,linkingthemtothehighereducationsystems(Keeling,2006).Thissectionpresentstheexaminationofvariousministerialmeetingsandactionscelebratedsince1998.Thesemeetingshavebroadenedtheactionsandgivenmajorprecisiontothetoolsthathavebeendevelopedtoachievetheobjectives.Thesemeetingsareinternationalagreements,ledbysupra-nationalinstitutions,suchastheEuropeanCommission,theEuropeanParliamentandaboveall,theCouncilofMinisters(Balzer&Martens,2004).Supra-nationalinstitutionsareorganizationswitha
kindofformalpoweratahigherlevel,withtheaimofgoverningacommonspace(Tsebelis&Garrett,2001).SeveralunifiedpoliciesoftheEuropeanUnionhavebeenenacted,relatedtotheharmonizationofhighereducationinEurope.Thereby,asitwasmentionedbefore,althoughourinterestisonPhDeducationpolicy,treatiesandarrangementsthatshapedhighereducationinSpainarereviewedinordertocontextualize.Table1summarizesthemainlegaldocumentsthatarosefromtheseveralministerialmeetings,includingtheLisbonStrategy.Table1.Legaldocumentsenactedatsupra-nationallevel
Legal document Propose
Sorbonne Declaration (1998)
The main objective was to create a common frame of reference within the intended European Higher Education Area, where mobility should be promoted both for students and graduates, as well as for the teaching staff.
Bologna Declaration (1999)
The aims of the Sorbonne Declaration were confirmed in 1999, through the Bologna Declaration, where 29-30 countries expressed their willingness to commit to enhance the competitiveness of the European Higher Education Area, emphasizing the need to further the independence and autonomy of all Higher Education Institutions.
Lisbon Agenda/Strategy (2000) The main objective was to make the European Union the most competitive developing knowledge economy in the world by 2010.
Prague Communique (2001)
The number of member countries was enlarged to 33, and there has also taken place an expansion of the objectives, in terms of lifelong learning, involving students as active partners and enhancing the attractiveness and competitiveness of the European Higher Education Area.
Berlin Communique (2003) The objective was to promote the link between the European Higher Education Area with the European Research Area, as well as the promotion of quality assurance.
Bergen Communique (2005)
This legal document underlined the importance of partnerships, including stakeholders – students, Higher Education Institutions, academic staff and employers, together with the further enhancing of research, especially with regard to the third cycle – doctoral programs.
London Communique (2007)
The objective was evaluated the progress achieved by that time, concerning mobility, degree structure, recognition, qualifications frameworks (both overarching and national), lifelong learning, quality assurance, social dimension.
Louvain Communique (2009)
The main working areas for the next decade were set, with emphasis on: social dimension, lifelong learning, employability, student centered learning and the teaching mission of education, international openness, mobility, education, research and innovation.
Budapest-Vienna Declaration (2010) The EHEA has been expanded to 47 countries being admitted Kazakhstan.
Bucharest Communique (2012)
The Ministers agreed to focus on three main goals in the face of the economic crisis: to provide quality higher education to more students, to better equip students with employable skills, and to increase student mobility.
ThetopicofeducationwasnotofdirectinterestwhentheEuropeanCommunitywasestablishedin1957bytheTreatyofRome,1officiallyknownastheTreatyEstablishingtheEuropeanCommunity(TEEC)(Lindberg,1963).However,indirectly,thevocationaleducationandtrainingismentionedinsomearticlesoftheTreatyofParis,signedin1951andrelatedtotheEuropeanCoalandSteelCommunity(ECSC),theTreatiesofRomein1957,relatedtotheEuropeanEconomicCommunity(EEC)andtheEuropeanAtomicEnergyCommittee(Euratom)(Ertl,2006).ThefragileandrecentstructureoftheEuropeanCommunityhasmovedsomeimportantstepsaheadfromtheeconomicsystem,regardingtheeducationasameanstoreachaneconomicgrowth.Thereby,theinterestineducationbecameclearwiththeincreasingmeetingsoftheeducationministersandrectorsofEuropeanuniversities.Withthisaim,theSorbonneJointDeclarationwassignedin1998bytheeducationministersfromFrance,Germany,ItalyandtheUnitedKingdom(SorbonneJointDeclaration,1998).ThemainobjectiveofthismeetingwascommittingthemselvestoharmonizingthehighereducationsysteminEurope(Marçal-Grilo,2003).ThisharmonizationwasrelatedtothecreationofacommonframeofreferencewithintheEHEA.Thus,aftertheSorbonneJointDeclaration,theLisbonAgendawasdevisedin2000,withtheaimtomaketheEuropeanUnionthemostcompetitivedevelopingknowledgeeconomyintheworldby2010(Capano&Piattoni,2011;Gornitzka,2007).HighereducationwasnottheaimoftheLisbonAgendaof2000.AccordingtoHaskel(2009),highereducationwasatopicofinterestsomeyearsafter.Only,inFebruaryof2005,theCommissionenactedtheCommunication“NewStartfortheLisbonStrategy”(EuropeanCommission,2005a),andalsoinAprilofthesameyear,thisCommunicationmobilizedtheuniversitiesinsupportoftheLisbonStrategy(EuropeanCommission,2005b).Then,withthecelebrationofthisaction,theuniversitywasthefocusofattention,becomingthehighereducation,astrategicfactorintheprocessoftheEuropeanintegration(Capano&Piattoni,2011).Moreover,theeducationministersacrossEuropehavejoinedtheBolognaDeclarationin1999toaddressstructuralchangesinthehighereducationinEurope(BolognaDeclaration,1999).Consequently,theBolognaprocesscreatestheEuropeanHigherEducationArea(Keeling,2006;vanderWende,2000),throughwhichthemobilityofstudentstoconductanykindofacademicactivitywithintheEuropeanCommunityisfacilitated.Asaconsequence,severalministerialmeetingswereconductedinordertoreaffirmtheircommitmentandassesstheadvancementoftheprocess.Forinstance,aroundoneyearafterBologna,theeducationministersof32countriessignedthePragueCommuniqué(PragueCommuniqué,2001).TheobjectiveofthismeetingwastoreaffirmthecommitmentwiththesixobjectivesalreadyestablishedintheBolognaDeclaration,whichissummarizedasfollows:(1)adoptionofasystemofeasilyreadableandcomparabledegrees,(2)adoptionofasystemoftwomaincycles,undergraduateandgraduate,forhighereducation,(3)establishmentoftheEuropeancredit–ECTS,(4)overcomingobstaclestomobility,(5)promotingEuropeancooperationinqualityassuranceand(6)promotingEuropeandimensionsinhighereducationwithregardtocurriculumdevelopment,inter-institutionalcooperation,1AllEUtreatiesreferredtointhispapercanalsobefoundonEUR-LEX,theportaltoEuropeanUnionlaw:http://www.eu.int/eur-lex/en/treaties/index.htm
mobilityschemesandintegratedprogrammesofstudyandresearch(Cerych,2002).Moreover,inthismeeting,someobjectiveswereaddedinrelationtothelifelonglearning,involvingstudentsasactivepartnersandenhancingtheattractivenessandcompetitivenessoftheEHEA.Furthermore,therewasanecessitytoevaluatetheprogressandestablishnewobjectivestoacceleratetheconstructionoftheEHEA.ItisinthissensethattheeducationministersmetinaConferenceofBerlin(BerlinCommuniqué,2003).MinistersofeducationcommittedtoensurethelinkbetweentheEHEAandtheERAtostrengthenthebasesoftheEuropeanknowledge.TheEHEA,therefore,iscrucialtopreservetheEuropeanrichnessanddiversityoftheirculturalfeaturesbutalsoimportanttofostertheinnovationforthesocialandeconomicdevelopment.Consistentwiththat,ErasmusMundusMasterswerestructured,andtheCommissioninBergenlaunchedotherpilotstudies(BergenCommuniqué,2005).Theobjectiveofproposingnewstructuresinthehighereducationwasfacilitatingthemobilityandtherecognitionofdegreesamongthememberstates.Then,thisisintrinsic,relatedtothemobilityofresearchersandtheintroductionoffoundingthroughEuropeResearchCouncil(EuropeanCommission,2002).Itisinthisstagewheretheresearchistherebyvalued;itishighlightedascrucialintheEuropeanResearchpolicyandalsointheBolognaprocesses.Moreover,inthismeeting,theimportanceofpartnerships,includingthedifferentagentsinvolvedinhighereducationarea,aboveallinthedoctoralprogrammes,werepointedout.ModernizingandinvestinginthequalityofhighereducationwillbeaninvestmentforthefutureofEuropeancitizens(EuropeanCommission,2005b).Then,itisclearthattheresearchpolicyhasbeenaddedattheBolognareforms,althoughtheycomefromdifferentpolicyorigins.Inthisway,theEUresearchpolicybecameconsistentwiththeBolognaprocess,enhancingthepoliticalremarksoftheLisbonStrategyineducationandresearchinEurope.Consequently,theBolognaprocessbecameaguideforuniversitiesinthemembercountriesintheEU(Keeling,2006).Moreover,tostrengthenthehighereducationsystem,theministerscommittedthemselvestoelaboratingthenationalframeworkstomakethequalificationscompatiblewiththeoverarchingframeworksintheEHEA.ThediscussionabouttheelaborationofframeworksstartedwiththeBergenConference2005,butitwasreallystatedintheLondonMinister’smeetingin2007(LondonCommunique,2007).ThequalificationframeworkswerehighlightedasimportantinstrumentstoachievethecomparabilityandtransparencywithintheEHEA.ThemainobjectivewaspromotingthemobilityoflearnerswithintheEuropeanUnion.AlltheeffortsforharmonizingandmodernizingtheEuropeanuniversityarethereforeevaluatedtenyearsafter,inthemeetingofLouvain,in2009(LouvainCommunique,2009).Educationministersfrom46countriesconcludedthatobjectiveshighlightedintheBolognaprocesswerenotachievedatall(Karseth&Solbrekke,2010).Asaconsequence,asitwasremarkedinBolognaBeyond2010(2009),thepoliciesdevelopedintheBolognaprocessarestillvalidfortoday,althoughtheirapplicationattheEuropeanlevelwillneedamajorcommitmentgoingbeyond2010(Kehm,2010).ThenextMinisterialmeetingwasinBudapest,whereeducationministersmetwiththeobjectivetoreinforcetheEHEAandalsotowelcomeKazakhstanasanewparticipantofthechangesinthehighereducation(Budapest-ViennaDeclaration,2010).Moreover,inthisdeclaration,ministersalsoagreedthatmorecommitmentisneededtoreachthe
objectiveshighlightedintheBolognaprocess.Literally,theypointedout:“Wewillstepupoureffortstoaccomplishthereformsalreadyunderwaytoenablestudentsandstafftobemobile,toimproveteachingandlearninginhighereducationinstitutions,toenhancegraduateemployability,andtoprovidequalityhighereducationforall”(Budapest-ViennaDeclaration,2010:2).ItisseenthattheachievementsofBologna’objectivesarealsolinkedtotheemployabilityofgraduates.ThisworryismoreclearlyseenintheBucharestdeclaration,whereobjectivesnowarelinkedtotheEuropeaneconomicandfinancialcrisis(BucharestCommuniqué,2012).MinistriesofEducationareawareoftheeconomicsituationandputalltheireffortstowardimprovingthequalityofhighereducationtoovercomethecrisis.Inthissense,theircommitmentisdirectedtowardsecuringpublicfundingforhighereducationasaninvestmentforthefutureinordertoreducetheyouthunemployment.Thereby,threemaingoalsarehighlightedinthiscommuniqueinordertofacethecrisis:toprovidequalityhighereducationtomorestudents,tobetterequipstudentswithemployableskillsandtoincreasestudentmobility(BucharestCommunique,2012).Consideringthat,educationministerspointedoutnewtimesforachievingtheobjectives:“For2012-2015itisespeciallyconcentratedonfullysupportingourhighereducationinstitutionsandstakeholdersintheireffortstodelivermeaningfulchangesandtofurtherthecomprehensiveimplementationofallBolognaactionlines”(BucharestCommunique,2012:1).Furthermore,thetopicofresearchistouchedagainasexplicitpartofhighereducationintheBucharestdeclaration.Thereby,ministershighlightedthatresearchshouldunderpinteachingandlearning;thismeanslinkingtheEHEAwiththeERA(BucharestCommuniqué,2012).ItisinthisframeworkthatSpanishhighereducationisbeingshaped.PhDEducationPolicy:thecaseofSpainTheSpanishPhDeducationpolicyhasexperiencedchangesinthelastdecades,duetothetransformationofthehighereducationatsupra-nationallevel.ThereareparticularinstitutionalchangesandhistoriccircumstancesthathaveshapedPhDeducationpolicy.InSpain,thePoliticalConstitutionestablishesthecompetenceoftheStateintheregulationtoobtainacademicandprofessionaltitles,asitishighlightedintheArticle149.1.30(ConstituciónEspañola,1978).Therefore,asSpainispartoftheEuropeanUnion,thetransformationofthehighereducationatsupra-nationallevelhasinfluencedtheSpanishtrajectoryofPhDeducationpolicy.ThereareseveraldocumentsthatshowthechangesinPhDeducationpolicy,whichareexaminedinthissection,focusingspecificallyintheobjectivesandstructure.Table2summarizesthelegaldocumentsenactedatnationallevel.Table3summarizesthemainchangeshighlightedinthethreemainRoyalDecreesrelationofPhDEducationPolicyinSpain.Table 2. Legal documents enacted at national level
Legal documents Propose
Organic Law 11/1983
To approve the general guidelines of the curricula that allows the getting of the valid official titles in the Spanish territory. Focusing on the competencies of the Spanish Autonomous Communities and in the composition and functions of the Social Council and the professors’ regulation.
Royal Decree 185/1985 To regulate the Third Cycle of university studies, the expedition of the PhD title and other post graduate studies in Spain.
Royal Decree 778/1998 To regulate the Third Cycle studies, the expedition of doctoral degrees and other post graduate degrees in Spain.
Organic Law 6/2001
To promote the cohesion of the university system, to empower competences to the Autonomous Communities related to the teaching, increasing the autonomy of the Spanish university and establishing the link between university and society.
Royal Decree 1125/2003 To establish the European credit system to assess the grading in the Spanish university.
Royal Decree 55/2005 To establish the structure of the university teaching and regulated the official university degrees in Spain.
Royal Decree 56/2005 To offer a legal framework to harmonize the structure of the post graduate studies such as Second and Third Cycle.
Organic Law 4/2007 Highlight the bases to a deep modernization of the Spanish university.
Royal Decree 1393/2007 To develop the structure of the official university teaching being congruent with the general guidelines emanated from the EHEA.
Royal Decree 861/2010
Adjusted some necessary changes to guarantee the efficiency of the guidelines established in the previous RD 1393/2007 related to the structure of the university studies in Spain.
Royal Decree 99/2011 To regulated the PhD education in Spain. In this RD is defined what the PhD education is.
Table 3. Changes of the PhD Education in Spain
Doctoral characteristics Royal Decree 185/1985 Royal Decree 778/1998 Royal Decree 99/2011
PhD Definition
The Third Cycle … constitutes an essential condition to the scientific, social and economic progress of a community…
û
Doctoral education is the Third Cycle formation that lead to the acquisition of competences and abilities related to the scientific research of quality
Requirements to enter the PhD
Graduate title, Architect title or Engineer title
Graduate title, Architect title or Engineer title
Graduate title or Master
Structure of the PhD
32 credits before the thesis in 2 years – 12 of them could be seminars 5 credits in other seminars
20 credits in teaching 12 credit in research 5 credits in seminars
û
Curses and seminar period 2 years 2 years û Research sufficiency ü ü û
Doctoral characteristics Royal Decree 185/1985 Royal Decree 778/1998 Royal Decree 99/2011
Diploma DEA û ü û Publications û ü û Project of doctoral thesis ü ü ü
Doctoral thesis Original work Original work
Original work that allows the candidate to work with autonomy in R&D environment
Director of the thesis
Titular professor doctor Associate Professor doctor Visiting professor doctor Foreigner professor doctor
Doctor linked to a university as permanent of temporal contract
Doctor with accredited experience
Responsible of the quality of the thesis
û û Director of the thesis
Time to read the thesis 5 years û 3 years full time
5 years part time Renewable time to read the thesis 2 years more û 2 years for full time
3 years for part time Mobility û û ü Status during the PhD formation
Student Student Hired researcher
PhD title name Doctor Doctor International doctor
ThefirstlawthatconfiguredthestructureandgovernedthehighereducationinSpainwastheOrganicLaw11/1983ofAugust25,relatedtotheuniversityreform.ThislawapprovedthegeneralguidelinesofthecurriculathatallowgettingvalidofficialtitlesintheSpanishterritory(JefaturadelEstado,1983).ThislawfocusedonthecompetenciesoftheSpanishAutonomousCommunitiesandthecompositionandfunctionsoftheSocialCouncilandtheprofessors’regulation.ConsistentwiththeobjectiveshighlightedintheOrganicLaw11/1983,theregulationoftheThirdCycleofuniversitystudies,theexpeditionofPhDtitleandotherpostgraduatestudiesisstipulatedintheRoyalDecree185/1985ofJanuary23(EducationMinistry,1985).ThemainobjectiveoftheRoyalDecree185/1985istoregulatetheThirdCycleofuniversitystudies,theexpeditionofPhDtitleandotherpost-graduatestudiesinSpain.TheRDmentionedthatPhDeducationisimportantandessentialtothescientificprogressandfortheeconomicandsocialdevelopment.Inthissense,theformationofresearchersisfundamental.Therefore,PhDeducationisimportantfortheformationofnewuniversityprofessorsandresearchers.ThisRDaimedtoconstitutegroupsofresearchtofacechallengessuccessfullyand,aboveall,toboosttheformationofnewuniversityprofessors.RegardingthestructureofPhDeducation,theRD185/1985highlightsthatPhDeducationinSpainwasstructured,consideringaperiodofcoursesandseminars,alongtwoyears.Thesecoursesandseminarshavetobelinkedwithmethodologyandresearchtechniques.Duringthetwoyears,thestudenthastoreach32credits,fromwhich12canbeacquiredinseminarsandcoursesrelatedtothefieldofresearchandupfivecreditsfromotherfieldsofknowledge.Oncethestudentovercomesthecoursework,aresearch-sufficiencyisrequired.Thisresearch-sufficiencyisaglobalevaluationaboutalltheknowledgeacquireduntilthisstage.Moreover,adoctoralprojecthastobepresentedandsupportedbythesupervisor.Onlyafterthatcanthethesisbepresented.Thethesishastobeanoriginalresearchwork,whichhastobepresentedduringa
maximumtermoffiveyears.Ifitisnotpresentedinsuchaterm,thetermcanbeenlargedfortwomoreyears.Inthecasewherethestudent’sthesishasnotbeenapproved,he/shehastoleavetheuniversityandgotoanotheruniversitytocontinuewithPhDeducation.Bytheway,theRD778/1998stillfocusedSpainasasinglenationinpractice,althoughthecountryalreadywasamemberoftheEuropeanUnion.Inthiscontext,thestructureofPhDeducationwasdeveloped.PhDeducationstructurewasshapedbytheSpanishRoyalDecrees,inaccordancewiththeeconomyandsocialbehaviour.ThemainobjectiveoftheRD778/1998istoregulatetheThirdCyclestudies,theexpeditionofdoctoraldegreesandotherpostgraduatedegrees.ThisRDisconsistentwiththepreviousRD.Inthissense,italsoaimedtoformnewresearchers,groupsofresearchtofacethechallengefromnewsciencesandtechniques.Also,itmentionedtheformationofnewuniversityprofessorsasanimportantfactor.Moreover,inordertoreachtheseobjectives,thisRDhighlightedthatthepreviousexperienceacquiredalongthirteenyearsinchargeistakenintoaccounttoreachsuchobjectives.Inthissense,itispointedoutthatprogrammesofqualitymustbethepriority,aswellastheinter-universityprogrammes,interdisciplinaryandthemobilityofstudents.Inorderfortheseobjectivestobeeffective,aminimumnumberofstudentsbyprogrammeisproposed,anditisanestablishedmechanismtoplanandevaluatethequalityofsuchprogrammes,consideringtheuniversityautonomy(EducationMinistry,1998).Regardingthestructure,thisRDdeclaredthatthetotalquantityofcreditsoftheprogrammeisdividedintwomainperiods.Betweenbothperiods,thestudenthastohave32credits.Thefirstoneisdedicatedtotakingsomecoursestoobtain20credits.Fromthese,fifteencreditscanbeawarded,takingcoursesandseminarsinthesamefieldofknowledge,andfivecreditscanbejoinedfromcoursesorseminarsfromotherfieldsofknowledge.Afterthat,PhDstudentcanobtainadiplomawhenhe/shehasfinishedthefirstperiod,thenthisdiplomawillberecognizedinanySpanishuniversity.Thesecondperiodisforresearchingunderthesupervisionofaprofessordoctor.Inthisperiod,PhDstudenthastoobtaintwelvecredits,doingresearchworks,andinsomecases,doingpublications.ThissupervisionaimsforthespecializationofPhDstudentsinadeterminedscientificfield,empoweringPhDstudentswithskillsinresearchtechniquesandmethodologies.WhenPhDstudentpassesthesecondperiod,adiplomaofadvancedstudiesisobtained.ThisdiplomawillbevalidinanySpanishuniversity,indicatingthatthePhDstudenthaspassedthisperiod.Therefore,thepossessionofthisdiplomaallowsthePhDstudenttobeginwiththethesisinanySpanishuniversity.However,thestudentmustfirstpresentaresearchprojectthatwillbedevelopedalonghis/herdoctoralformation.Oncetheprojectisapproved,thestudentwillbeginwiththeresearch,takingintoconsiderationtheoriginalityofthetopicinaspecificfieldofknowledge.AprofessorthatholdsaPhDfromauniversitywillsupervisethisthesis.Oneortwosupervisorscansupervisethedevelopmentofthethesis(EducationMinistry,1998).Moreover,theRD778/1998,initsUniqueDerogatoryDisposition,highlightedthatinaccordancewiththementionedOrganicLaw11/1983ofAugust25,thefollowinglegaldocumentsarederogated:RD185/1985ofJanuary23,whichregulatedtheThirdCycleofuniversitystudiesandtheexpeditionofthePhDtitle;RD1561/1985ofAugust28,
whichmodifiedthefirstfinaldispositionoftheRD185/1985;theRD1397/1987ofNovember13,whichcompletedtheforesightoftheRD185/1985,relatedtothetermtopresentthePhDthesis;theRD537/1988ofMay27,whichmodifiedtheRD185/1985,andtheRD823/1989ofJuly7,whichaddedtotheRD185/1985anadditionaldispositionthatrecognizedthePhDtitleoftheEuropeanUniversityInstituteofFlorence.ThesepreviouslegaldocumentsdescribedPhDeducationinSpain,regardingtheirobjectivesandstructures.ItisseenthattheRoyalDecrees185/1985and778/1998aresimilarintheirobjectivesandalsointheirstructure.However,thepublicationofresearchismentionedslightlyinawayasapossibilityofdoingthat.Andalso,themobilityofstudentsishighlightedinadiscreetwayintheRD778/1998.BoththepublicationandthemobilityofstudentsarementionedthroughoutthisRDonlyonce.Ithasbeenconsideredthat,althoughtheRoyalDecree778/1998wasdevelopedinacontextofinstitutionalchangesinSpain,theeducationhasnotbeenchangedyet,despitethemembershipofSpainattheEuropeanCommunity,whichwassignedinJune12of1985andenteringintoforceon1January1986.WhilethefirstyearsofSpainmembershipintotheEuropeanCommunitycouldbringchangesattheeconomiclevel,theotherinstitutionaldimensions,suchastheeducation,latertookrelevanceinthepoliticalagendasoftheEuropeancountries.Asmentionedinsection3,aseriesofministerialmeetingsandagreementsamongEuropeancountriesoccurred,aimingtoensurethestandardsofqualityofhighereducation.Indeed,ithasseenmajorchangesintheRoyalDecree1125/2003ofSeptember5,whichestablishedtheEuropeancreditsystemtoassessthegradingintheSpanishuniversity(EducationMinistry,2003).ThedesignoftheEuropeanHigherEducationAreahasimpliedtheestablishmentoftheEuropeanCreditTransferandAccumulationSystem(ECTS),withtheaimtomakelearningandteachingmoretransparentacrossEurope.Moreover,theadoptionoftheEuropeancreditallowstherecognitionofallstudieswithintheEuropeanArea.Thereby,theECTSiscloselyrelatedtotheeffortofmodernizingthehighereducationinEuropetomakethenationalsystemsconverge.Inthiscontext,theRD55/2005ofJanuary21establishedthestructureoftheuniversityteachingandregulatedtheofficialuniversitydegreesinSpain.ThisregulationisconsistentwiththeguidelinesestablishedintheEuropeanHigherEducationAreaandwiththeOrganicLaw6/2001ofDecember21(JefaturadelEstado,2001).TogetherwiththeRD55/2005,thepost-graduatestudiesareregulatedbytheRD56/2005ofJanuary21.Theuniversitystructureismodified,consideringtheEuropeanHigherEducationAreawiththeaimtoreachaqualityintheEuropeansystem,makingattractivetheEuropeaneducationatinternationallevel.TheobjectiveoftheRD56/2005istoofferalegalframeworktoharmonizethestructureofthepost-graduatestudies,suchasSecondandThirdCycle,whichmeansmaster’sandPhD.Therefore,thisRDintroducedtheofficialmastertitleattheSpanishuniversitysystem,whichmeanstogiveanadvancededucationinresearchtechniques(EducationMinistry,2005b).Despitetheeffortsandtheinstitutionalchangeshighlightedinthelegaldocuments,therehasbeenprogressiveworkontheharmonizationoftheEuropeanHigherEducationAreainSpain.Indoingso,theSpanishgovernmentcompromisedtoadapttheSpanishuniversitysystemintothenewstructure,highlightedintheBolognadeclaration
until2010.Todothat,theOrganicLaw4/2007ofApril12reallystatedthebasisofadeepmodernizationoftheSpanishuniversity,modifyingthepreviousOrganicLaw6/2001ofDecember21.TheOL6/2001promotedthecohesionoftheuniversitysystem,toempowercompetencestotheAutonomousCommunitiesrelatedtotheteaching,increasingtheautonomyoftheSpanishuniversityandestablishingthelinkbetweenuniversityandsociety.DespitetheeffortsshowedinseverallegaldocumentstoalignthehighereducationtotheEuropeanguidelines,thecontentoftheOL4/2007remarkedactionswiththeaimtoharmonizetheSpanishhighereducation.TherapidsocialchangesandthepressureoftheothermembersoftheEuropeanUniontoconverttheEurozoneinaspaceofhighqualityresearchintheworldinfluencestheenactmentandestablishmentofthisOL(JefaturadelEstado,2007).Thislawhighlightedandemphasizedtherelevanceofresearchintheuniversity,theTitleIV,intheSections33and36;thearticles38and39arerelatedtoPhDeducation.Thesearticlespointedoutthat“scientificresearchistheessentialtoteachanditisaprimordialtoolforthesocialdevelopmentthroughthetransferofknowledge.”ItisclearthatthescientificresearchplayedaroleinthisOL.Moreover,itismentionedthatPhDeducationaimsfortheresearchformation,whichisthemilestoneforteachingattheuniversity(EducationMinistry,2007).Consistentwiththechangesalreadyhighlighted,theRD1393/2007ofOctober29hastheobjectivetodevelopthestructureoftheofficialuniversityteaching,beingcongruentwiththegeneralguidelinesemanatedfromtheEHEA(EducationMinistry,2007b).Chapter1,Article1highlightedthatthedevelopmentofthestructureoftheofficialteachinguniversitywillbeconsistentwiththeEuropeanHigherEducationAreaandwiththeOrganicLaw4/2007ofApril12.ThisRDfocusedonissuesrelatedtotherecognitionoftheEuropeancreditsintotheSpanishuniversityatthethreelevels–Degree,Master’sandPhD.TherelationshipbetweentheEuropeanHigherEducationAreaandtheEuropeanResearchAreaisestablishedasamainobjectiveintheorganizationoftheSpanishuniversity.InChapterII,Article11,issuesrelatedtothePhDinSpainarehighlighted.Forexample,theacquirementofcompetencesandabilitiestomakequalityresearchisthenewaimofPhDeducation.Furthermore,ChapterV,entitledPhDTeaching,includedtheArticle18PhDprogramme,Article19accesstoPhDTeaching,Article20admissiontoPhDteaching,Article21doctoralthesis,Article22EuropeanMentioninthePhDtitleandArticle23professorsintheteachingofPhD.AllofthemwerederogatedbytheRD99/2011.Evenmore,thisRDintheUniqueDerogatoryDispositionhighlightedthattheRoyalDecrees55/2005ofJanuary21and56/2005arederogated.Asitwasmentionedbefore,theRD55/2005hadasobjectivetheestablishmentoftheofficialuniversityteachingstructureinSpain(EducationMinistry,2005a).Moreover,theRD56/2005aimregulatedthepostgraduatestudies,whichmeansthesecondandthirdcycle.Inthischangingcontext,thestructureofuniversityteachinginSpainhighlightedintheRD1393/2007ofOctober29ismodifiedthroughtheRD861/2010ofJuly2.ThisRDadjustedsomenecessarychangestoguaranteetheefficiencyoftheguidelinesestablishedinthepreviousRD1393/2007,relatedtothestructureoftheuniversitystudiesinSpain.TheconstructionoftheEHEAandtheEARisaconstantwork;inthisregard,severalinstitutionaleffortshavebeenoriented.Therefore,PhDeducationwillplayaroleinthe
intersectionoftheEHEAandtheEAR,beingboththepillarsinaknowledgesociety.Likewise,itisnecessarytocontinuetoreshapeandpolishpiecesthatallowaspacebasedonknowledge,attractiveandopentotherestoftheworld,Europe.Inthiscontext,theRD99/2011regulatedPhDeducationinSpain.Article2definedwhatPhDeducationis.TheThirdCyclecorrespondstoPhDEducation,whichallowsPhDstudentstheacquisitionofskillsandabilitiestodevelopscientificresearchofquality.Article3pointedoutthattheorganizationofPhDprogrammeswillbeestablishedintheuniversitystatutes.PhDeducationlastsamaximumofthreeyearswhenthestudentisdedicatedfulltime.However,thedurationcouldbeuptofiveyearswhenthestudentisdedicatedpartialtime.Moreover,PhDprogrammesdonotrequireECTS,becausetheessentialactivityistoresearch.DuringthePhDperiod,thePhDstudentcouldtakesomecomplementaryformation.OncethePhDstudentisadmittedinthePhDprogramme,asupervisorisassigned.Theroleofthesupervisorisrelevantinthiscontext,sothesuccessofresearchandthedesignofthethesiswillremainonhis/herexpertisedoingresearch.AresearchprojectisrequiredinthefirstyearofPhDeducation;aresearchcommissionerwillevaluatethisproject.Iftheprojectisapproved,thePhDstudentcancontinuewiththePhD.Ifnothe/shehastomodifytheproject,anditwillbepresentedagainattheresearchcommittee.Atthistime,iftheprojectisapproved,thestudentcontinuesintheprogramme,andifnot,thestudenthastoleavethePhDprogramme(EducationMinistry,2011).Furthermore,theacademiccommissionwillevaluatethePhDstudentyearly.Andfinally,thethesiswillbepresented.Thisthesishastobeanoriginalresearchworkinanyfieldofknowledge.ThethesismustempowerthePhDstudenttoworkinanautonomouswayintheR&Denvironment.ThedefenceofthethesisgivestheoptiontorequesttheinternationalmentioninthePhDtitle.Toobtainsuchmention,thestudenthastostayinaresearchcentreorinaninstitutionofhighereducationoutsideSpainforatleastthreemonths.Also,partofthethesishastobewrittenandpresentedinadifferentlanguagethanSpanish.ThethesishastobereviewedatminimumbytwoexpertsfromaninstitutionoutsideofSpain.And,amemberofthetribunalofdefencewillbefromaninstitutionofhighereducationfromoutsideSpain.ThisRDiswidelyclear,highlightingseveraldimensionsrelatedwiththeconstructionoftheEuropeaneducationarea,tryingtoharmonizeandconvergeincommonobjectives.Furthermore,itisseenthattheEuropeanpolicyofresearchhighlightedthenecessitytopromotetheR&DinallsocialsectorsthroughthecollaborationofindustryandbusinessPhDeducation.Thisstrategywillfosterinnovationofindustry,thereforereinforcingtheeconomyofthecountry(Cano,LindonandRebollar,2011).DiscussionandconclusionThisarticlereviewschronologicallyseveraldocumentsenactedatsupra-nationalandnationalleveltoexamineandexplorethechangesinPhDeducationinSpain.Thereviewwasconductedunderthelightoftheinstitutionaltheoryandpivotedaroundtwomainparts:Thefirstwasdevotedtoexaminehowthesupra-nationalagreementsamongseveralinstitutionshaveguidedPhDeducationpolicychangesinSpain.Second,theSpanishhighereducationpoliciesareexamined,focusingonthethreemainRoyal
DecreesrelatedtoPhDeducationpolicyinSpain.TheRDsreviewedwerethe185/1985,778/1998and99/2011.However,otherlegaldocumentsoftheSpanishhighereducationwereexaminedtocontextualizethechangesinPhDeducationpolicyinSpain.Thereviewofsupra-nationaldocumentsenactedbyhighereducationinstitutionsshowshowtheseveralministerialsummitshaveestablishedtheguidelinesthateachmemberoftheEuropeanUnionhastofollow.AcrucialdimensionofoverallEuropeanhighereducationpolicyisPhDeducation,whichisthemaximumlevelinthehighereducationstructurethatcoversextremeimportance,duetoitslinkingwiththeresearchactivity.AlltheseeffortsareconsistentwiththeBolognaprocessandtheLisbonStrategythatconstitutesacomprehensivebasisfortheEuropeanUnionactioninhighereducation.Therefore,thehighereducationguidelinesatsupra-nationallevelhavebeenappliedatnationallevel;suchisthecaseofSpain.ThereviewoftheSpanishRoyalDecrees185/1985,778/1998and99/2011showsthetrajectoryofthechangesexperiencedbyPhDeducationpolicy.Forinstance,theobjectivesandthestructurehighlightedintheRD185/1985focusedonSpainasasinglenation.EvenintheRD778/1998,Spainisstillconsideredortreatedasasinglenation.ThismeansthattheseRDsstillwerenotconsistentwiththeguidelinesstipulatedbythehighereducationinstitutionsintheEuropeanUnion.TheRD185/1985wasenactedbeforethemembershipofSpainintotheEuropeanCommunity,sotheobjectivesstipulatedinthisRDareconsequentwiththerealityofSpainassinglenation.Byotherway,theRD778/1998slightlyshowssomechangesinrespecttothepreviousRD.Forinstance,thepublicationandthemobilityofstudentsarefoundonlyonceinthisRD,andthestructurehadnotchangedatall.ThedivisionofthePhDintotwoperiods–theteachingandtheresearch–ishighlighted.Asaconsequence,adiplomaisdeliveredwhenfinishingtheteachingperiodandotherwhencompletedtheresearchperiod.However,theRD99/2011clearlyhighlightsmajorchangesintheobjectivesandstructureofPhDeducationinSpain.Forinstance,thethreecyclesofhighereducationareclearlyhighlightedinthisRD.Asitwasmentionedbefore,theRD56/2005modifiesthestructureofthehighereducation,consideringtheEHEAandtheERA.Thereby,itisunderthisRDthatthesecondandthirdcyclesareclearlydividedasindependentlevels(EducationMinistry,2005b).Therefore,theRD99/2011pointedouttheresearchactivityasamainobjectiveofPhDeducation,wherePhDstudentshavetoacquirecapabilitiestodealwithintheinternationalscientificcommunity.Then,aMaster’swillbearequirementtodoaPhD,sotheperiodofPhDdoesnothavecreditsorteachingperiod,butonecantakesomeseminarsascomplementaryformation.ThemobilityofPhDstudentsispointedoutasvitalfortheirformationaswellastostrengthentherelationshipamonginternationalresearchers.ItisinthiscontextwheretheinternationalPhDtitleisgiven.Therefore,again,PhDeducationreinforcestherelationshipbetweentheEHEAandtheEAR,buildingapillarofknowledgesocietyintheEuropeanUnion.Moreover,therelationshipofPhDeducationwiththeeconomicgrowthofEuropeisanintrinsicobjective,highlightedthroughouttheRD99/2011.ThesearethecurrentchangesrelatedtotheobjectivesandstructureofPhDeducationidentifiedinthethreeRDs.However,itisacknowledgeablethatthesystemischanging,anditwillbechanginginthefutureuntilitreachesaquasi-completeharmonizationofthehighereducationin
Europe.ThisharmonizationisimportantnotonlyforPhDeducationbutforallthelevelswithinthehighereducationintheEuropeanUnioningeneralandinSpaininparticular.ChangesinPhDeducationareimportantbecauseitwillfacilitatethemobilityofEuropeancitizens,therewillnotfrontiersforthosetoholdarecognizedPhDtitleunEurope.AllthismeansanimpactintheeconomyandinthedevelopmentoftheresearchinEuropeandinSpain.However,thesechangesalsobringchallengesforuniversityadministrationbecausetheyhavetoadapttoallthechangesnotonlyinthestructureofPhDeducationbutalsoinwaystoguidePhDstudentstodevelopahighqualityresearch.
ReferencesBalzer,C.,&Martens,K.(2004).InternationalhighereducationandtheBolognaProcess.WhatpartdoestheEuropeanCommissionplay?PresentedattheEpsNetPlenaryConference,CharlesUniversity,Prague.
BergenCommuniqué.(2005).TheEuropeanHigherEducationArea—AchievingtheGoals.CommuniquéoftheConferenceofMinistersresponsibleforHigherEducation.Bergen,19–20May2005.
BerlinCommuniqué.(2003).RealizingtheEuropeanHigherEducationArea.CommuniquéoftheConferenceofMinistersresponsibleforHigherEducation.Berlin,19September2003.
BolognaBeyond2010.(2009).BackgroundpaperfortheBolognaFollow-upGrouppreparedbytheBeneluxBolognaSecretariat.Leuven/Louvain-la-NeuveMinisterialConference28–29April2009.
BolognaDeclaration.(1999).JointDeclarationoftheEuropeanMinistersofEducation.Bologna,19June1999.
BucharestCommuniqué.(2012).MakingtheMostofOurPotential:ConsolidatingtheEuropeanHigherEducationArea.Bucharest,26-27April2012.
Budapest-ViennaDeclaration.(2010).OntheEuropeanHigherEducationArea.March12,2010.
Canal-Domínguez,J.F.,&MuñizPérez,M.A.(2012).Professionaldoctoratesandcareers:TheSpanishcase.EuropeanJournalofEducation,47(1),153–171.
Cano,J.L.,Lindon,I.,&Rebollar,R.(2011).EldoctoradoenIngenieríaIndustrialenEspaña.Situaciónactualyperspectivas.DYNA,86(1),29–40.
Capano,G.,&Piattoni,S.(2011).FromBolognatoLisbon:ThepoliticalusesoftheLisbon“script”inEuropeanhighereducationpolicy.JournalofEuropeanPublicPolicy,18(4),584–606.
Cerych,L.(2002).Sorbonne,Bologna,Prague:Wheredowegofromhere?InJ.Enders&O.Fulton(Eds.)Highereducationinaglobalizingworld(pp.121–126).Springer:Netherlands.
Clark,B.R.(1995).PlacesofInquiry:ResearchandAdvancedEducationinModernUniversities.UniversityofCaliforniaPress,London,England.
ConstituciónEspañola(1978).ConstituciónEspañola.
DiMaggio,P.,&Powell,W.(1983).Theironcagerevisited:Institutionalisomorphismandcollectiverationalityinorganizationalfields.AmericanSociologicalReview,48(2),147–160.
EducationMinistry.(1985).RealDecreto185/1985porelqueseregulaeltercerciclodeestudiosuniversitarios,laobtenciónyexpedicióndeltítulodedoctor.
EducationMinistry.(1998).RealDecreto778/1998,de30deabril,porelqueseregulaeltercerciclodeestudiosuniversitarios,laobtenciónyexpedicióndeltítulodeDoctoryotrosestudiosdepostgrado.
EducationMinistry.(2003).RealDecreto1125/2003,de5deseptiembre,porelqueseestableceelsistemaeuropeodecréditosyelsistemadecalificacionesenlastitulacionesuniversitariasdecarácteroficialyvalidezentodoelterritorionacional.
EducationMinistry.(2005a).RealDecreto55/2005,de21deenero,porelqueseestablecelaestructuradelasenseñanzasuniversitariasyseregulanlosestudiosuniversitariosoficialesdeGrado.
EducationMinistry.(2005b).RealDecreto56/2005porelqueseregulanlosestudiosoficialesdepostgrado.
EducationMinistry.(2007).RealDecreto1393/2007,de29deoctubre,porelqueseestablecelaordenacióndelasenseñanzasuniversitariasoficiales.
EducationMinistry.(2011).RealDecreto99/2011porelqueseregulanlasenseñanzasoficialesdedoctorado.
Ertl,H.(2006).EuropeanUnionpoliciesineducationandtraining:TheLisbonagendaasaturningpoint?ComparativeEducation,42(1),5–27.
EuropeanCommission.(2002).HigherEducationandResearchfortheERA:CurrentTrendsandChallengesfortheNearFuture.(Brussels,Directorate-GeneralforResearch).
EuropeanCommission.(2005a).Workingtogetherforgrowthandjobs.AnewstartfortheLisbonStrategy.(COMM24)Brussels.
EuropeanCommission.(2005b).MobilizingthebrainpowerofEurope:EnablinguniversitiestomaketheirfullcontributiontotheLisbonStrategy.(COMM152)Brussels.
Gornitzka,A.(2007).TheLisbonProcess:Asupranationalpolicyperspective.InP.Maassen&J.Olsen(Eds.)UniversitydynamicsandEuropeanintegration.TheNetherlands:Springer.
Greenwood,R.,Oliver,C.,&Suddabi,K.(Eds.).(2008).TheSAGEhandbookoforganizationalinstitutionalism,UTSLibrary.LosAngeles:SAGE.
Haskel,B.(2009).Whencanaweakprocessgeneratestrongresults?TheBolognaProcesstocreateaEuropeanHigherEducationArea.InTömmel&Verdun(Eds.)Innovativegovernance.Thepoliticsofmultilevelpolicymaking(pp.134–157).Boulder,CO:LynneRienner.
Huff,A.(1990).Mappingstrategicthought.JhonWiley&Sons.
JefaturadelEstado.(1983).LeyOrgánica11/1983de25deagostodeReformaUniversitaria.
JefaturadelEstado.(2001).LeyOrgánica6/2001de21dediciembre,deuniversidades.
JefaturadelEstado.(2007).LeyOrgánica4/2007porlaquesemodificalaLeyOrgánica6/2001deuniversidades.
Karseth,B.,&Solbrekke,T.D.(2010).Qualificationsframeworks:TheavenuetowardstheconvergenceofEuropeanhighereducation?EuropeanJournalofEducation,45(4),563–576.
Keeling,R.(2006).TheBolognaProcessandtheLisbonResearchAgenda:theEuropeanCommission’sexpandingroleinhighereducationdiscourse.EuropeanJournalofEducation,41(2),203–223.
Kehm,B.M.(2006).DoctoraleducationinEuropeandNorthAmerica:Acomparativeanalysis.WennerGrenInternationalSeries,83,67.
Kehm,B.M.(2010).TheFutureoftheBolognaProcess—TheBolognaProcessofthefuture.EuropeanJournalofEducation,45(4),529–534.
Lindberg,L.N.(1963).ThepoliticaldynamicsofEuropeaneconomicintegration.StanfordUniversityPress,California.
LondonCommuniqué.(2007).TowardstheEuropeanHigherEducationArea:respondingtochallengesinaglobalisedworld.London18May2007.
LouvainCommuniqué.(2009).TheEuropeanHigherEducationAreainthenewdecade.Louvain,28-29April2009.
Marçal-Grilo,E.(2003).EuropeanHigherEducationSociety.TertiaryEducationandManagement,9(1),3–11.
March,J.G.,&Olsen,J.P.(1996).Institutionalperspectivesonpoliticalinstitutions.Governance,9(3),247–264.
March,J.,&Olsen,J.(2005).Elaboratingthenewinstitutionalism.ArenaCentreforEuropeanStudies,UniversityofOslo.
Mora,J.G.,Garcia-Montalvo,J.,&Garcia-Aracil,A.(2000).HighereducationandgraduateemploymentinSpain.EuropeanJournalofEducation,35(2),229–237.
Moral,J.-G.,&Vidal,J.(2000).AdequatepoliciesandunintendedeffectsinSpanishhighereducation.TertiaryEducationandManagement,6(4),247–258.
Noble,K.A.(1994).Changingdoctoraldegrees:aninternationalperspective.SocietyforResearchintoHigherEducation.
North,D.C.(1990).Institutions,institutionalchange,andeconomicperformance.CambridgeUniversityPress.Cambridge,UK.
Olsen,J.(2001).OrganizingEuropeaninstitutionsofgovernance–APreludetoaninstitutionalaccountofpoliticalintegration.InH.Wallace(Ed.)InterlockingDimensionsofEuropeanIntegration.Pg.323–324.Houndmills:Pelgrave.
Pogge,T.W.(1997).CreatingSupra-NationalInstitutionsdemocratically:ReflectionsontheEuropeanUnion’s“DemocraticDeficit.”JournalofPoliticalPhilosophy,5(2),163–182.
Powell,W.W.,&DiMaggio,P.J.(Eds.).(1991).TheNewinstitutionalisminorganizationalanalysis.Chicago[etc.]:TheUniversityofChicagoPress.
PragueCommuniqué.(2001).TowardstheEuropeanHigherEducationArea.
Sánchez,L.(1996).PolíticasdereformauniversitariaenEspaña:1983-1993.CentrodeEstudiosAvanzadosenCienciasSociales.
Scott,W.R.(1992).Organizations:Rational,naturalandopensystems.UpperSaddleRiver,N.J.:PrenticeHall.
Scott,W.R.(2008).Institutionsandorganizations(ThirdEdition.).SagePublicationsLt.
SorbonneJointDeclaration.(1998).JointdeclarationonharmonizationofthearchitectureoftheEuropeanhighereducationsystem.Paris,theSorbonne.
Sweet,A.S.,&Sandholtz,W.(1997).EuropeanIntegrationandSupranationalGovernance.JournalofEuropeanPublicPolicy,4(3),297–317.
Tsebelis,G.,&Garrett,G.(2001).TheInstitutionalFoundationsofIntergovernmentalismandSupranationalismintheEuropeanUnion.InternationalOrganization,55(02),357–390.
VanderWende,M.C.(2000).TheBolognaDeclaration:EnhancingthetransparencyandcompetitivenessofEuropeanhighereducation.HigherEducationinEurope,25(3),305–310.
ThisfeaturearticlewasacceptedforpublicationintheInternationalHETLReview(IHR)afteradouble-blindpeerreviewinvolvingthreeindependentmembersoftheIHRBoardofReviewersandtworevisioncycles.Acceptingeditor:CharlynnMiller
Suggestedcitation:
Aliaga-Isla,R.(2017).TheEvolutionofPhDEducationinSpain:AChronologicalReviewofSupra-nationalandNationalActions.InternationalHETLReview,Volume7,Article1,URL:https://www.hetl.org/the-evolution-of-phd-education-in-spain-a-chronological-review-of-supra-national-and-national-actions
Copyright©2017
Theauthor(s)asserttheirrighttobenamedasthesoleauthorsofthisarticleandtobegrantedcopyrightprivilegesrelatedtothearticlewithoutinfringingonanythirdparty’s
rightsincludingcopyright.TheauthorsassigntoHETLPortalandtoeducationalnon-profitinstitutionsanon-exclusivelicensetousethisarticleforpersonaluseandincoursesofinstructionprovidedthatthearticleisusedinfullandthiscopyrightstatementisreproduced.Theauthorsalsograntanon-exclusivelicensetoHETLPortaltopublishthisarticleinfullontheWorldWideWeb(primesitesandmirrors)andinelectronicand/orprintedformwithintheHETLReview.Anyotherusageisprohibitedwithouttheexpresspermissionoftheauthors.
Disclaimer
Opinionsexpressedinthisarticlearethoseoftheauthors,andassuchdonotnecessarilyrepresenttheposition(s)ofotherprofessionalsoranyinstitution.Bypublishingthisarticle,theauthorsaffirmthatanyoriginalresearchinvolvinghumanparticipantsconductedbytheauthorsanddescribedinthearticlewascarriedoutinaccordancewithallrelevantandappropriateethicalguidelines,policiesandregulationsconcerninghumanresearchsubjectsandthatwhereapplicableaformalethicalapprovalwasobtained.