the concept of infamy in roman law...(bizri, 2018e; hanafi & arvanitis, 2015). currently, most...
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The International Journal
ENTREPRENEURSHIP AND SUSTAINABILITY ISSUES
ISSN 2345-0282 (online) http://jssidoi.org/jesi/
2018 Volume 6 Number 1 (September)
http://doi.org/10.9770/jesi.2018.6.1(17)
Publisher http://jssidoi.org/esc/home
268
SCIENCE AND INNOVATION POLICIES IN NORTH AFRICAN COUNTRIES: EXPLORING
CHALLENGES AND OPPORTUNITIES*
Amr Radwan
1Academy of Scientific Research and Technology, 101 Kasr Al-Ainy str. 11516, Cairo, Egypt
E-mail:[email protected]
Received 15 April 2018; accepted 10 July 2018; published 30 September 2018.
Abstract. Effective science, technology and innovation (STI) policies and strategies reflect a country's successful contribution to scientific
advancement. While the economic and geopolitical framework of many North African Countries (NACs) transformed enormously during
the past decades, their relevant policies and performance were not responsive enough in adapting to these dynamics. This review is meant
to highlight the current development and evolution of NAC’s STI policies as well as similarities and identified common societal challenges
within NACs. It focusses on the nexus approach to water, energy and food. The findings of this review suggest that the existing reform and
development of the STI system in NACs require reorientation towards higher socioeconomic relevance and innovation focus accompanied
by legislative measures, effective monitoring and evaluation tools as well as engagement of relevant stakeholders and the adequate leverage
of sufficient strategic investments.
Keywords: Science policy; innovation ecosystem; North Africa; North African Countries; technology development
Reference to this paper Radwan, A. 2018 Science and innovation policies in North African Countries: Exploring challenges and
opportunities, Enterpreneurship and Sustainability Issues 6(1): 268-282. http://doi.org/10.9770/jesi.2018.6.1(17)
JEL Classifications: O1; 031; 032; 044; 055
* This work received support from a project 5TOI_4EWAS (Energy, Water and Agriculture in the South Mediterranian
Neigbourhood) co-funded by the Horizon 2020 Framework Programme of the European Union under Grant Agreement nº
692523
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2018 Volume 6 Number 1 (September)
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Additional disciplines: political sciences; sociology
1. Introduction
Science and technology (S&T) policies in North African Countries (NACs) were first developed in the 1990s.
Egypt developed its S&T framework initiative in 1994 while Jordan adopted its national S&T policy a year later
(Bizri, 2018e; Hanafi & Arvanitis, 2015). Currently, most North African Countries have national S&T policies
and strategies. Some of these policies set very ambitious goals. For instance, Egypt aims to be among the top 40
countries worldwide in the fields of innovation, quality of scientific research institutions in addition to retention of
innovative talents and capabilities by 2030 while being among the top 20 for the number of patents per year
(Ayad, 2015; Bizri, 2018b).
Following 2011, several radical changes in science, technology and innovation policies have occurred in many
NACs. After decades of stagnation, Egypt adopted in 2014 a new constitution which mandates the allocation of
1% Gross Domestic Product (GDP) to research and development, and stipulates in its article 23 that the state
guarantees the freedom of scientific research while encouraging institutions as a means towards achieving
national sovereignty and building a knowledge economy. Few weeks later, the Tunisian constitution was ratified
giving similar importance to scientific research and innovation (article 41)†. For the first time in both countries,
the constitution included explicit clauses that underscore the protection of intellectual property rights and the
importance of building a knowledge economy. In this context, only Libya has similar explicit clauses in its
constitutions among the other NACs. During the same period, neighboring Arab states reached several important
milestones in scientific research (Bizri, 2018e; Malik & Awadallah, 2013). Both Qatar and Saudi Arabia have
seen significant growth in the volume of scientific publications over the previous decade (Bizri, 2018c). The
UNESCO Science Report: Towards 2030 (2015) indicated that Saudi Arabia counts two universities among the
world’s top 500. Some neighboring Arab countries now have several best practices and specific policies for
supporting excellence in science and technology (Bizri, 2018c). Hence, there have been various considerable past
accomplishments in the field of STI policy in different NAC countries, including measures for technology
development and renewable energy incentives (Mansour & Kanso, 2017; Strielkowski et al., 2016; Melas et al.,
2017; Tvaronavičienė et al., 2017; Tvaronavičienė et al., 2018; Tvaronavičienė, 2018; Schiffer, Swan, 2018).
However, the evolution of public policies in these areas is limited in literature especially within the political
transition period (Bizri, 2018e). Despite major differences in existing science and technology ecosystem settings,
many NACs are currently engaged in reform plans that support public science engagement and the development
of productive citizens who will advance the national economic interests of establishing knowledge economies.
These reforms are driven by a recognition of the huge mismatch between the labor market needs and the
outcomes of the education system (Malik & Awadallah, 2013). With the increasing number of postgraduate
students in NACs like Egypt and Tunisia in the past decade (Figure 1), the employment rate remains a top
economic challenge (Ayad, 2015; Malik & Awadallah, 2013). Some might argue that unemployment in NACs
increases with higher levels of education, which many education practitioners and planners dispute (Mohamed
Ali, 2014). In this respect, it is important to highlight that the root cause is related to the mismatch between the
supply and demand for skills in the system, which in turns, reflects the inefficiency of existing measures and
policies (Malik & Awadallah, 2013; Mansour & Kanso, 2017).
† Article 41 of Tunisia's Constitution of 2014. https://www.constituteproject.org/constitution/Tunisia_2014.pdf
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Figure 1. Most important challenges facing North African and South Mediterranean Countries. Source: Derived from Arab Barometer
report 2014 and Arab Human Development Report 2016
2. Innovation ecosystems and governance of science and technology
The highly-centralized structure of the STI system in NACs might hinder long-term development plans. Despite
the existence of overarching bodies, coordination among the main actors of the innovation ecosystem seems
insufficient (Hamidi & Benabdeljalil, 2013; Khodr & Uherova Hasbani, 2013). In this context, there are striking
similarities between NACs. The permanent inter-ministerial committee for scientific research, innovation and
technological development in Morocco has a similar role to the Supreme Council of Scientific Research in Egypt
where many relevant ministries are represented in one committee that aims to coordinate and align priorities. Both
are presided over by the prime minister of each country and considered the principle policy-making body. In
Morocco, the government authority for scientific research acts as the secretariat and main supporter for the above-
mentioned committee. In Egypt, the Ministry of Higher Education and Scientific Research supports the operation
of the supreme council, which organized only a few meetings and was disbanded following the Egyptian
revolution in 2011 (Bizri, 2018d; Hamidi & Benabdeljalil, 2013; Radwan & Sakr, 2017). Like the Moroccan
inter-ministerial committee and the Egyptian supreme council, the Jordanian Higher Council for Science and
Technology (HCST) plays a significant role with the involvement of several ministers. The HCST has a clearer
organizational structure and responsibilities, an independent budget, eight affiliated research centers and specific
units dedicated to business incubator network and intellectual property rights (Elshuraydeh, 2007). Furthermore,
the coordination of research and innovation activities in Algeria is centrally managed by the Directorate General
for Scientific Research and Technology Development (DGSRTD) which was established in 2008. DGSRTD is
supported by an inter-sectoral committee composed of representatives from several relevant ministries (Bizri,
2018d).
Although interactions between stakeholders are adequately tackled by several policies in NACs, it still represents
a clear challenge with the obvious overlapping between several actors. Most NACs have a complex system of
research and innovation that requires strong coordination measures and better allocation of resources(Bizri,
2018b). Fragmentation and lack of coordination are also persistent; for example, the Egyptian Ministry of Higher
Education and Scientific Research supervises only 11 research centers while other research centers are supervised
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by more than five different ministries. With the idle-status of the supreme council since 2010, this lack of
coordination is expected to exacerbate (Radwan & Sakr, 2017). The case of Lebanon appears to be more
decentralized and dynamic compared to the Egyptian governance structure, but several coordination challenges
still exist with the involvement of many regulatory and organizational bodies (Khodr & Uherova Hasbani, 2013).
Despite differences in research governance, it remains important for NACs to share best practices and lessons
learnt.
Some authors have indicated the ineffectiveness or complete missing of an overarching research strategy in
NACs, which widens the gap between policy and implementation (Bizri, 2018e; The UNESCO Science Report:
Towards 2030, 2015). A recent study on Egypt’s research and innovation ecosystem indicated that strategies and
roadmaps developed by relevant national councils are usually not binding to research performing organizations
(A. Radwan & M. Sakr, 2017). Although some coordinating actors are involved in the national system of research
and innovation like the Egyptian Academy of Scientific Research, coordination among several actors is not
sufficient. Similarly, in Lebanon and Algeria some authors have indicated the importance of having specific
coordination measures, supported by policies, that shape and stimulate coordination among several actors at the
national level, especially with respect to the role of CNRS in the five-year Science, Technology and Innovation
Policy (STIP) in Lebanon (Khodr & Uherova Hasbani, 2013).
A series of interviews that have been conducted with policy makers in Lebanon in a previous study indicated the
insufficient focus on policy-oriented studies, the inapplicability of the existing international studies to the
particularity of NACs and the insufficiency of existing recommendations to direct policy at the national level
(Khodr & Uherova Hasbani, 2013). The situation is not significantly different from other NACs where policy
planning is not likely to follow an evidence-based approach (Bizri, 2018d).
The governance of science and technology at the national level is often characterized by a centralization approach
in NACs (Khodr & Uherova Hasbani, 2013). A centralized system would benefit from the associated advantages
like better interactions between system actors, stricter policy compliance, better allocation of costs and budget
planning. Decentralized systems would benefit from the provided “autonomy” which supports scalability and
effective development of capabilities and competencies. However, a hybrid system might be more effective in
NACs where an inner layer hosts the main driving and central components and the outermost layer includes the
regional and sectoral subsystems (Meuer, Rupietta, & Backes-Gellner, 2015), Table 1.
Table 1. Key Relevant Features of Policies and Strategies for Science, Technology and Innovation in NACs South Mediternean Countries
Country S&T policy Policy-making bodies
with national
authority (councils)
Dedicated
ministry
Main funding
mechanisms
Type of
governance
GERD/GDP
%
Algeria Yes, a national
plan was first
established in
1998
-National Academy of
Sciences (planned in
2015)
-The National
Commission for the
Evaluation of
Permanent Researchers
(since 2000)
Ministry of
Higher Education
and Scientific
Research
National Scientific
Research and
Technological
Development Fund
DGSRTD
Centralized 0.4*
Egypt Yes, the first
comprehensive
strategy was
-Academy of Scientific
Research and
Technology (since
Ministry of
Higher Education
and Scientific
Science,
Technology,
Development Fund
Centralized 0.72
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established in
2005
1972) Research
Academy of
Scientific Research
and Technology
Jordan Yes -Higher Council for
Science
andTechnology
(since 1987)
-Higher Council for
Science
andTechnology
-The Industrial
Scientific Research
and Development
Fund
Decentralized 0.4
Tunisia Yes, available
since 1977
-The National Agency
for Scientific Research
Promotion
Ministry of
Higher Education
and Scientific
Research
The National
Agency for
Scientific Research
Promotion
Centralized 0.6
Lebanon Yes, available
since 2006
(STIP)
-National Council for
Scientific Research
(since 1962)
-Lebanese Academy of
Sciences (since 2007)
Ministry of
Education and
Higher Education
National Council for
Scientific Research
Decentralized Unavailable
Morocco Yes, available
since 2006
(S&T vision)
-Hassan II Academy of
Sciences and
Technology since 2006
Ministry of
Higher
Education,
Scientific
Research, and
Training
-Hassan II Academy
of Sciences and
Technology
-InnovAct
-National Agency
for the Promotion of
Small and Medium
Enterprises.
Centralized 0.7*
Source: Updated version of (Hanafi & Arvanitis, 2015), *GERD is based on UNESCO Institute for Statistics (UIS) 2015
Most NACs have supporting specialized policies for renewable energy and the national strategies have listed
ambitious targets (Figure 2). Some countries already have an implementation structure in place such as the
Renewable Energy and Energy Efficiency Fund in Jordan. This fund does not only provide research and
technology grants but also loans and specific mechanisms for small and medium-sized enterprises (SMEs). Jordan
was the first country in the region to support a feed-in-tariff scheme for renewable energy. In Egypt, there are five
specialized policies to support renewable energy, include funding mechanisms and incentive packages. However,
the implementation pathways of these policies are still under discussion (Hadjipanayi et al., 2016), Figure 2.
Figure 2. Overall renewable energy future targets and targeted PV capacity for selected MENA countries (Source : (Hadjipanayi et al.,
2016)
Specialized food policies in NACs are challenged by the complex national prioritization processes that may be
heavily prone to specific political economy considerations (Bizri, 2018a, 2018c). Egypt, Jordan, Morocco and
Tunisia have started several attempts to streamline the United Nations’ social development goals in their national
strategies. In this context, Food and Agriculture Organization of the United Nations has declared in its 2017
“regional overview of food” the importance of developing and implementing joint action plans and strategies for
sustainable management of water resources and adapting to the climate change impact on water and agriculture.
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The specialized national strategies on water in NACs are limited while the national policies for supporting the
energy-food-water nexus approach are not sufficient. However, a “water” regional initiative is in place. The
regional strategy for water security was developed by the Arab Ministerial Water Council in 2009 and resulted in
a long-term program (2010-2030), as indicated in the (Arab Strategy for Water Security in the Arab region to
meet the challenges and future needs for Sustainable Development 2010-2030, 2012).
3. Expenditure in research and development
Despite the existing budgetary pressure, governments remain the main funder of research and development in
North African countries. Despite many national strategies in these countries to increase funding contribution by
the industry and business sectors, this remains a major challenge (Malik & Awadallah, 2013). Some measures are
already in place for mobilizing resources through public-private partnerships (Bizri, 2018d; Mansour & Kanso,
2017). However, organizational and regulatory frameworks for these measures are not considered enough to
balance and incentivize this partnership while controlling the possible inherent effect from this practice, including
possible limitations on open access and data sharing (Rezk, 2016; Radwan & Sakr, 2017). Public funding of
research and development in all NACs are higher than 90% of Gross Domestic Expenditure on R&D (GERD)
(Radwan & Sakr, 2017). In this context, France and Italy have been cited in literature as model examples since
they have similar GERD percentage value of public funding to North African Countries (Aguiar & Gagnepain,
2017; The UNESCO Science Report: Towards 2030, 2015). However, the value of industry funding and funding
from abroad in these European countries is a major differential factor (Aguiar & Gagnepain, 2017). This fact
suggests that the allocation of a higher percentage of GDP in NACs for research and development should be
accompanied by significant interventions to incentivize industry- academia collaboration and encourage private
sector contribution in R&D (Akaev, Korotayev, Issaev, & Zinkina, 2016; Hamidi & Benabdeljalil, 2013).
GERD has increased steadily over the past decade in many countries in the region, however, it remains below 1%
for all countries as indicated by the (Global Innovation Index, 2016). In general, GERD is considered low in
North African Countries in the past three decades while being lower than the world average (Global Innovation
Index, 2016; The UNESCO Science Report: Towards 2030, 2015). Thus, GERD percentage is being considered
in this review to reflect only the state interest in science and technology and not in assessing research and
innovation potentials or capabilities. Furthermore, the projection of R&D public funding per sector is not always
clear in many NACs with a significant focus on a bottom-up approach. Nevertheless, agriculture, water, biological
sciences, energy and medicine have the most focus in the region (Akaev et al., 2016; Bizri, 2018c). This pattern is
linked to the relative shift in research policy agendas of these countries towards targeted societal challenges. From
another prospective, this can also be further explained by the evident less focus, with respect to the reviewed
policies and strategies, on internationally recognized research areas of global interest like big data, synthetic
biology, artificial intelligence and smart factories. Moreover, the reviewed strategies and policies did not provide
sufficient attention to themes like “citizen science” and “public engagement” in science and technology initiatives
and activities (Table 2). Nevertheless, a large research infrastructure is foreseen to be supported in national
strategies and is already prioritized (The UNESCO Science Report: Towards 2030, 2015). Furthermore, there is
still a primary focus at the institutional levels on research excellence based on the constricted and routine
definition in terms of the number of citations of articles published in leading journals (Radwan & Sakr, 2017). In
this respect, some recommendations have been made by several authors to emphasize the relevance of research
funding to the existing societal challenges in addition to research communication and exploitation activities, while
considering also research excellence based on research citations and bibliometric measures (Amankwah-Amoah,
2016; Elshuraydeh, 2007). Table 2.
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Table 2. Examples of Current National Policies for Science and Technology in North African Countries South Mediternean Countries
Egypt Jordan Morocco Algeria Lebanon
Framework
Policies and
Strategies
-National Strategy for
Science, Technology
and Innovation
covering the period of
2015-2030
-Knowledge pillar of
Egypt’s vision 2030
-Technology,
Innovation and
Entrepreneurship
Strategy
-The National Policy and
Strategy for Science,
Technology and
Innovation 2013-2017
-The National Innovation
Strategy 2013-2017
-National Information and
Communications
Technology Strategy
2013-2017
-National Vision and
Strategy for Jordan 2025
-National Strategy
for the Development
of Scientific
Research (Horizon
2025)
-Morocco Innovation
Initiative
-National Strategy
for Information
Society and Digital
Economy, Digital
Morocco 2013
-National
Scientific
Research Strategy
2008-2012
-National
Scientific
Research Strategy
2013-2017
-The Science,
Technology and
Innovation Policy
(STIP) 2009
-Science,
Technology and
Innovation Policy
Plan of Action
Target
percentage of
GERD from
GDP
1% 1%
1% in the short term,
1.5% by 2025 and
2% by 2030
1% 1%
4. The evaluation and monitoring component of “science, technology and innovation” policies
While the lack of pragmatic sectorial policies and action plans could be considered a challenge, the absence of a
regulatory component in any national science policy can stifle the scientific and technological process. At present,
the evaluation and monitoring system of science and technology in NACs is, in most of the cases, carried out
unsystematically by the governmental implementing bodies (Global Innovation Index, 2016; A. Radwan & M.
Sakr, 2017; The UNESCO Science Report: Towards 2030, 2015). Most of the science and technology challenges
can be faced by having an independent evaluation and optimization system that pinpoints real-time weaknesses
and barriers during the implementation phases and suggests interventions and corrective actions when possible
(Marxt & Brunner, 2013; Weinberg, 2011). Although this system is still missing in many north African countries’
science and innovation strategies, it fits well within the many existing structures. Supporting the enforcement of
relevant laws and local policies as well as a clear implementation plan of strategies are two integral components
for having successful science, technology and innovation policies (A. Radwan & M. Sakr, 2017). These two
components still need further support in the existing national strategies for science and technology. In general, it
is widely agreed that having a national strategy without an implementation master plan with alternative pathways
and technological roadmaps using clear policy instruments would jeopardize the efficacy and efficiency of the
system and delay the local development process (Amankwah-Amoah, 2016; Intarakumnerd, Chairatana, &
Tangchitpiboon, 2002). The Egyptian and Jordanian national strategies for STI is clearly defining ambitious
objectives with relevant indicators (Table 3, Table 4). However, it remains important to allocate enough attention
to the proper and dynamic evaluation and monitoring dimension (The UNESCO Science Report: Towards 2030,
2015).
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Table 3. Strategic Objectives of Jordan National Science, Technology and Innovation Policy and Strategy (2013–2017)
Encourage the government and the scientific community to adopt the R&D priorities for developing a knowledge economy identified by
the particular council and the Scientific Research Support Fund in 2010 in Defining Scientific Research Priorities in Jordan for the
Years 2011–2020;
Generalize a science culture in the education system;
Harness R&D to promote development;
Build knowledge networks in science, technology and research;
Adopt innovation as a key stimulus for investment opportunities;
Translate the results of R&D into commercial ventures; and contribute to excellence in training and skills acquisition.
Table 4. Strategic Objectives of Egypt National Science, Technology and Innovation Policy and Strategy 2017
1. Creating and stimulating a supportive environment for research, scientific production and innovation;
1.1 Enhance the governance of research and innovation and develop specific and sectorial science policies
1.2 Further develop the scientific base of Egypt, including infrastructure and human resources
1.3 Give special support to basic and social sciences in addition to research foresight
1.4 Stimulate industry-academia collaboration
1.5 Support science and society fields and enhance international cooperation.
2. Technology development and transfer in energy, health, food and agriculture, future technologies and Egypt’s industrial strategic
focus which include textiles, therapeutics, metallurgy, chemical industry, electronics, information communication technologies and
deepening local manufacturing.
Several NACs have taken appropriate measures to establish national observatories in the past decade with the aim
of monitoring trends and indicators in science and technology. National observatories in Egypt, Jordan, Lebanon,
Palestine and Tunisia receive support from the government (ELshuraydeh, 2007; The UNESCO Science Report:
Towards 2030, 2015). Lebanon, through the National Council for Scientific Research (CNRS), is actively
planning to put in place a Lebanese Science Technology and Innovation Observatory (LORDI). A regional
observatory has been planned since 2014 by UNESCO and the Arab League Educational, Cultural and Scientific
Organization (ALESCO). This regional observatory aims to support the Arab region in boosting measures for
integration in science and technology, and to coordinate activities between national observatories, in addition to
allocating a digital hub for information sharing. However, this regional observatory is still under development as
indicated by (The UNESCO Science Report: Towards 2030, 2015). Only few countries, including Egypt and
Lebanon, have performed national innovation surveys following Organization for Economic Co-operation and
Development (OECD) methodological definition. The innovation survey became an integral part of the operation
of Egypt’s National Observatory of Science and Technology.
Meanwhile, thematic observatories of science and technology started to spread during the past decade in the South
Mediterranean countries (SMC). The heterogeneity nature of most of these thematic observatories, being
established at different levels and scales, might hinder the integration and sustainability approach (ELshuraydeh,
2007; The UNESCO Science Report: Towards 2030, 2015). These observatories are established by either an
academic institution, public authority, regional programs, international agencies or as a result of a funded project.
The Egyptian Food Observatory issues have been published by the World Food Programme between 2011 and
2013 on a quarterly basis. On the other front, the two observatories in Morocco are funded by EU’s French and
Spanish academic partners (French National Research Institute for Sustainable Development (IRD),
Oceanographic Centre of the Canaries), while UNESCO supports the Arab Water Observatory in Egypt. Many
Lebanese thematic observatories were established through EU funded projects (Bamyeh, 2015; Elshuraydeh,
2007).
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5. Challenges and opportunities within the regional dimension of STI policies
There are several strategies and ideas for policy action and initiatives being published worldwide that focus on the
potentiality of the recent growth dynamics in NACs. In NACs, science education, knowledge development and
scientific research have been always considered in national development plans (Akaev et al., 2016; Malik &
Awadallah, 2013).
Over the past decade, several NACs have moved from one political regime to another under similar circumstances
and multiple driving forces. These changes are often accompanied by evolution of relevant policies in science,
technology and innovation (Bizri, 2018e). It has been commonly agreed that effective science policy requires the
engagement of relevant stakeholders, including industry, civil societies and research institutions (Akaev et al.,
2016; Malik & Awadallah, 2013). The type of engagement varies among NACs, where some countries focus on
stakeholders’ engagement in the formulation of science policies and very few others focus on their engagement in
the implementation phases.
However, the chances for structural development and transformation have been defied by the emerging political
and socioeconomic challenges (Malik & Awadallah, 2013). Discussions about Arab development problems and
perspectives are prevailing in literature and strategic reports. Challenges in the field of science and technology
vary among Arab countries and also between South and North Mediterranean countries. Yet, while both regions
have been subject to reform pressures, the outcomes of change have been strikingly different (Bizri, 2018d).
While science policies are designed, and agreed at the regional and national levels, regional integration is
generally considered as an obvious challenge facing NACs (Elshuraydeh, 2007; Malik & Awadallah, 2013).
Effective implementation of strategies is also a clear challenge for North African countries where the lack of
effective coordination among different stakeholders is persistent and strategies are usually not binding to national
actors (Radwan & Sakr, 2017). In this respect, local authorities in Arab countries are facing several obstacles such
as boosting collaboration with other stakeholders. The negative aspects of the pivotal role of local authorities are
also related to their spatial proximity and the risk of developing nepotism and clientelism (Akaev et al., 2016).
Despite the growing number of universities in the NAC region, the public sector still dominates the scene
especially with regard to research institutions. Moreover, the private sector tends to be education-oriented but
plays a prominent role in Egypt and Lebanon (Elshuraydeh, 2007; Mansour & Kanso, 2017). As an exception,
Tunis and Morocco have a relatively larger private research sector. In addition, Morocco has the biggest share of
private higher education institutions among the NACs (Bizri, 2018d; Mansour & Kanso, 2017). R&D priority
setting in higher education establishments as well as strengthening collaboration with the industry sector were
given marginal consideration in the early 1990's (Kearns, 1992). Sectorial and specialized research centers were
established in the region in the 1970s while having the government as the main beneficiary. In this respect, the
focus areas were the food, energy, water and health sectors. More recently, the focus has expanded to
biotechnologies, microelectronics and nanotechnologies (Bizri, 2018d). During the past two decades, several
organizations further evolved to support innovation activities and technology transfer like the Centre for the
Development of Renewable Energies (CDER) in Algeria, the Institute of Agricultural Research and Higher
Education (IRESA) in Tunisia as well as Nile University and Zewail City for Science and Technology in Egypt.
Public-private partnership is sufficiently tackled in relevant policies in all NACs. Few countries, though, have
translated these policies into concrete actions and instruments (Bizri, 2018b; Mansour & Kanso, 2017). As an
example, Egypt has dedicated a nationwide financial scheme in 2015 to support public-private clusters with a
special focus on textiles, renewable energy, water desalination and management, agri-food and smart factory as
well as deepening local manufacturing in the petrochemicals and chemistry industry. The Egyptian-established
clusters involve more than 135 companies, 18 local authorities and municipalities, 20 NGOs and 55 public and
private research institutions. The Egyptian model has some similarities with the “Morocco Innovation Initiative
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Clusters”. So far nine clusters have been established under this initiative in Morocco, including energy efficiency,
textiles, food, electronic and mechanics, microelectronics and information technology and communication (Bizri,
2018d; Hamidi & Benabdeljalil, 2013).
The (Akaev et al., 2016) has identified in its latest edition the lack of acquisition, absorption and use of
knowledge as the three main problems that limit human development in NACs. The lack of cooperation between
the private sector and universities is still widespread in the NAC region and clearly a barrier to a sustainable
innovation system (Elshuraydeh, 2007; Malik & Awadallah, 2013; Ramadan & Rezk, 2016).
Changing this requires both interventions at the policy level of the countries and a new strategic approach given
that innovation is still largely dominated by major multinational groups(Abdelbary & Benhin, 2018). Only
Lebanon and Algeria have achieved good progress during the past decade in enhancing university-industry
collaboration in R&D (
Figure 2). Jordan has been in a static position since 2014, while countries like Morocco, Tunisia and Egypt have
experienced a decrease in such collaboration. It is quite clear that corporate collaboration is one of the weakest
points in NACs research capacities (Bizri, 2018c; Amr Radwan & Mahmoud Sakr, 2017). An average of 0.8% of
total scientific productivity in all NACs was based on corporate collaboration in the last 5 years (Bizri, 2018c;
Mohamed Ramadan A.Rezk, 2016). It shows also the insignificance of existing mechanisms in linking industry
and academia, and underscores the need for new programs and initiatives to encourage such collaboration (Table
5).
Figure 2. University-industry cooperation in NACs with a comparative highly ranked country. Source: Data derived from Global
Competiveness Index
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Table 5. Common STI Policy-related Challenges in NACs that Require Policy Interventions
Common STI policy-related challenges facing NACs Source
Gap between policies and implementation in addition to the poor uptake of research
evidence by policymakers.
(Bizri, 2018e; Hanafi & Arvanitis,
2015)
Private funds in research and development are limited due to insufficient incentives and
supportive measures.
(Akaev et al., 2016; ELshuraydeh,
2007; Khodr & Uherova Hasbani,
2013; A. Radwan & M. Sakr, 2017)
Lack of institutional focus on research priorities and strategies, especially when aligned
with national strategic objectives.
(Bizri, 2018e; Hamidi &
Benabdeljalil, 2013; Khodr &
Uherova Hasbani, 2013)
Insufficient overall public funding to meet identified goals. (ELshuraydeh, 2007; Hanafi &
Arvanitis, 2015)
Ineffective enforcement of intellectual property rights law. (Hanafi & Arvanitis, 2015; A.
Radwan & M. Sakr, 2017)
Curtailed industry-academia collaboration in science and technology. (ELshuraydeh, 2007; Mansour &
Kanso, 2017)
Weak engagement of stakeholders in policy settings. (Bizri, 2018e; Hamidi &
Benabdeljlil, 2015; Mansour &
Kanso, 2017)
Insufficient networking and clustering of competencies at the national and regional
levels.
(Bizri, 2018c; ELshuraydeh, 2007;
A. Radwan & M. Sakr, 2017)
Limited collaborative activities in research and innovation at the national level. (Khodr & Uherova Hasbani, 2013;
A. Radwan & M. Sakr, 2017)
Insufficient measures to control brain drain. (Geber, 2013; Gonzalez &
Chakraborty, 2014; Lucas, 2015)
Data-reliability for evaluation and monitoring of research performance (Khodr & Uherova Hasbani, 2013;
A. Radwan & M. Sakr, 2017)
Limited technological absorption capacity of the industry with the existence of a large
informal business sector.
(Hamidi & Benabdeljlil, 2015;
Mohamed Ramadan A.Rezk, 2016)
Insufficient funding and support to research infrastructure. (ELshuraydeh, 2007; A. Radwan &
M. Sakr, 2017)
An ineffective recruitment policy in academic institutions that doesn’t sufficiently retrain
talents or recruit highly qualified researchers.
(Abdelbary & Benhin, 2018;
Elrehail, Emeagwali, Alsaad, &
Alzghoul, 2018; Hanafi &
Arvanitis, 2015)
Limited awareness about existing capabilities and competencies with insufficient
utilization of the existing research and innovation public infrastructure.
(ELshuraydeh, 2007; A. Radwan &
M. Sakr, 2017)
Lack of awareness about market needs and the mismatch between the supply of and
demand for skills within the labor market.
(Abdelbary & Benhin, 2018;
Elrehail et al., 2018)
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6. Discussion and conclusion
The findings of this review suggest that the existing reforms and development of the STI system in NACs require
reorientation towards a higher socioeconomic relevance and innovation focus accompanied by legislative
measures, adequate monitoring and evaluation tools as well as effective engagement of relevant stakeholders
while leveraging sufficient strategic investments. The highly-centralized structure within the STI system in NACs
might hinder long-term development plans. Despite the existence of overarching bodies, coordination among the
main actors of the innovation ecosystem seems insufficient. It is also clear that excellence in research and
innovation in NACs will not happen without a conducive ecosystem associated with a set of supporting measures
in policies-related enforcement actions linked to the relevant R&D incentives. Linking national strategies with
institutional settings is crucial for an effective realization of the desired goals and outputs.
This review indicates also the growing overlapping and less synergistic measures among local actors, including
research institutions at the national and regional levels. Bilateral or multilateral research projects among NACs
remain extremely rare. Actions to foster specialized and interdisplinary networks need to be more fostered in
NACs. The notion of innovation clusters need to be widely promoted and accompanied by sufficient operation
mechanisms. In this respect, it is worth mentioning that some NACs, including Egypt and Tunisia, have
developed mechanisms to foster technology transfer and public-private partnerships. Nevertheless, these
interventions need to be scaled up and further developed to meet the existing gaps. Indeed, inadequate funding for
research and development remains a challenge, though not necessary considered the top barrier when compared to
ecosystem challenges like research governance and alignment of adequate policies and strategies.
In this respect, it is important to highlight that several stakeholders, including civil societies, should be involved
in the development process of policies through focused consultative processes. The responsibility of
implementing and monitoring policies should not be assigned to one party, such as a ministry of higher education
and scientific research or a higher council for science and technology, as is the case in several NACs. In general,
it is widely agreed that having a national strategy without an implementation master plan with alternative
pathways and technological roadmaps, using clear policy instruments, would jeopardize the efficacy and
efficiency of the system and delay the local development process. The responsibility must be shouldered by
planning ministries and inter-ministerial committees led by the highest levels of the political pyramid. These
recommendations shall not to be treated as isolated interventions and should be integrated into a joint action plan.
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Acknowledgement
This work received support from a project 5TOI_4EWAS (Energy, Water and Agriculture in the South Mediterranian
Neigbourhood) co-funded by the Horizon 2020 Framework Programme of the European Union under Grant Agreement nº
692523
Short biographical note about the contributors
Amr RADWAN is the Head of Research and Innovation Management Department at the Egyptian Academy of Scientific Research &
Technology (ASRT). Amr has a number of published papers and reports in the area of innovation management, research governance,
science policy and evidence-based medicine, and co-authored several strategies for S&T. Before joining the Academy of Scientific
Research in Egypt, he was a researcher at Unipharma pharmaceutical corp., where he also founded its process innovation unit. He has a
pharmacology background with professional industry experience and has also obtained a Masters of Business Administration (MBA) and a
number of diplomas in Intellectual Property Rights and Innovation Management.
ORCID ID: orcid.org/0000-0002-9667-3730
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