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Technical Task Force
Activity Report
15th General Meeting of Asia-Pacific CSD Group
November 2-4, 2011, Seoul, Korea
By
Samar Banwat
SVP
NSDL - India
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AGENDA
Technical Task Force Members
Recent Surveys Conducted
Activity in 2011
Survey Results on Measures taken by CSDs and
CCPs to reduce technology costs
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Technical Task Force Members
CDBL, Bangladesh
CDC, Pakistan
CSE, Sri Lanka
JASDEC, Japan
KSD, Korea
NSDL, India
SD&C, China
TDCC, Taiwan
VSD, Vietnam
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Recent Surveys Conducted
Information Technology (IT) Governance in CSD
New Demands on technology infrastructure
Use of Mobile Technology in providing Depository
Services
Cross Border Linkages with other country/ countries
Study of readiness of CSDs and CCPs in case of a Disaster
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ACTIVITY - 2011
13th Cross Training Seminar at Mongolia
Survey on Measures taken by CSDs and CCPs to
reduce technology costs
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Cross Training Seminar
Morning Session
Topic – Readiness of CSDs and CCPs in case of a Disaster
Moderator: National Securities Depository Limited
Speakers
Central Depository Company of Pakistan Limited
Vietnam Securities Depository (VSD)
Japan Securities Depository Center, Inc.(JASDEC)
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Cross Training Seminar
Breakout Session
Topic - Initiatives taken by CSDs for maintaining investor
relations
Chaired : National Securities Depository Limited
Speakers
BOI Shareholding Limited
Central Depository Company of Pakistan Limited
China Securities Depository and Clearing Corp. Ltd.
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Survey for ACG15
Topics Proposed
• Measures taken by CSDs and CCPs to reduce technology
costs.
• Capacity Planning by CSDs and CCPs with optimal costs.
• Assessment of maturity levels of security implementation by
CSDs and CCPs.
• Measurement techniques to fine tune the performance of
processes.
• Use of web-based technologies by CSDs.
• Technological challenges faced by CSDs.
Topic Chosen by Technical Task Force Members
Measures taken by CSDs and CCPs to reduce technology costs.
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CCDC (China)
CDBL (Bangladesh)
CDC (Pakistan)
HKMA (Hongkong)
JASDEC (Japan)
CJSC (Kazakhstan)
JSCC (Japan)
Feedback received from 13 members
KSEI (Indonesia)
NSDL (India)
SD&C (China)
TDCC (Taiwan)
TSD (Thailand)
VSD(Vietnam)
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Following are reviewed for cost reduction
Server Infrastructure
Data Center
Storage Infrastructure
Application Development & Maintenance
Platform Used for hosting the application
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Availability
Security
Headroom Capacity
DR/BCP
Overall Cost
For Server Infrastructure, Rating in terms of Importance
(1- Lowest, 5 – Highest)
1.0 2.0 3.0 4.0 5.0
2.6
4.2
2.8
4.6
4.6
Rating
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Platform used to host the database of
central depository application
Commodity Hardware with
Microsoft Windows *
Commodity Hardware with
Linux
RISC/EPIC servers with Unix
Mainframe
Others [i.e. (I) Mid-rangeserver with OS/400 (II) AIX ]
* Four members have selected multiple options of which 3 members
have Windows plus some other platform
0 1 2 3 4 5
2
5
5
2
4
Number of members
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Existing Future Preference
Number
of
Members
MainframeCommodity Hardware with
Linux1
MainframeRISC/EPIC servers with
Unix
1
RISC servers with Unix RISC servers with Unix1
RISC/EPIC servers with
Unix
Commodity Hardware with
Linux
1
Mainframe and RISC/EPIC
servers with Unix
Commodity Hardware with
Linux1
Mainframe Mainframe 1
Future Preference for Platform used to host the database
of central depository application
One member has platform agnostic application
* Only six members have replied
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Average CPU Utilization – Central Depository Application
* One member has not replied to this question
7
4
1
00
1
2
3
4
5
6
7
8
0-40 41-60 61-80 Greater than 80
Nu
mb
er
of
Mem
bers
Avg. CPU Utilization
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Peak CPU utilization
•One member has not replied to this question
0
3
2
7
0
1
2
3
4
5
6
7
8
0-40 41-60 61-80 Greater than 80
Nu
mb
er
of
mem
bers
Peak CPU utilisation
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Headroom beyond peak utilization
* One member has not replied to this question
3
4 4
1
00
1
2
3
4
5
0-20 21-40 41-60 61-80 81-100
Nu
mb
er
of
Mem
bers
Headroom beyond peak utilisation
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Type of Storage System for Critical Infrastructure
Only Enterprise Class Storage
Only Mid Range
Enterprise class plus Mid
Range
Mid Range plus Low End
0 1 2 3 4 5 6 7
1
1
1
7
Number of members
•Three members have not replied to this question
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Headroom for accommodating growth in Storage
2
8
3
0 00
1
2
3
4
5
6
7
8
9
0-20 21-40 41-60 61-80 81-100
Nu
mb
er
of
Mem
bers
Headroom for accomodating growth
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Data Center Management
a. In – house
b. Outsourced to third party
c. Cloud Infrastructure (laaS)
Provider
0 5 10 15
0
2
12
Number of Members
Typ
e o
f D
ata
Cen
tre
•One member has given multiple answers (i.e. In-house and Outsourced to third
party)
Future Preference for Data Center Management
Five members have chosen to keep status quo (i.e. in-
house)
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Type of in-house data centre
Tier 1 = Non-redundant capacity
components (single uplink and servers)
Tier 2 = Tier 1 + Redundant capacity
components
Tier 3 = Tier 1 + Tier 2 + Dual-powered
equipments and multiple uplinks
Tier 4 = Tier 1 + Tier 2 + Tier 3 + all
components are fully fault-tolerant
including plinks, storage, chillers, HVAC
systems, servers etc. Everything is dual-
powered
•One member has Tier 2++ data centre
•One member has not replied
Number of members
0 2 4 6
5
4
1
0
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Future Preference for
Type of in-house data centre
Existing Future Preference
Number
of
Members
Tier 2 ++ Tier 3 1
Tier 3 Tier 3 1
Tier 3 Tier 4 3
Tier 4 Tier 4 3
* Only eight members have replied
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Key factor driving the cost of data centre
Real estate
Power and Cooling
Infrastructure Management
Manpower
* For 3 members, they have multiple „key factors‟ driving costs
0 2 4 6 8
1
6
3
7
Number of members
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Model of outsourced development
On site development
Off shore development
* One member has selected multiple options (i.e. both option)
* Two members have not replied to this question
Number of members
0 2 4 6 8 10
3
9
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Future Preference for model of outsourced development
Existing Future Preference
Number
of
Members
On site development On site development 7
Off shore development Off shore development 1
Off shore development On site development 1
On site development and
Off shore developmentOn site development 1
* Only Ten members have replied
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Methodology used for Software estimation
Only Function Point Analysis
Only Component Based
Both Function Point Analysis
plus Component based Analysis
Any other
Number of members
0 1 2 3 4 5
3
4
1
5
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Size of application development and maintenance team
5
3
2
1
2
0
1
2
3
4
5
6
0-25 26-50 51-75 76-100 Greater than 100
Nu
mb
er
of
Mem
bers
Size of Team
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•One member has not replied to this question and one member
has not provided ratio
Ratio of development and maintenance team
Development
Team
Maintenance
Team
Number of
Members
50 50 3
60 40 2
70 30 3
85 15 1
30 70 1
Common team is used for both
tasks
1
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Server Virtualisation
Storage Consolidation/virtualization/de-dupe
Cloud Computing
Use of Open Source Software
Platform and Database agnostic application
Migration to Mainframe for Server Consolidation
Migration from Mainframe to UNIX /Linux
Migration from Unix to Linux on Commodity
Hardware
Other (i.e. Migration from MS Windows to
UNIX/Linux)
Measures taken to reduce the technology cost
Number of members
0 5 10
1
1
5
0
3
8
0
8
10
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“cloud”-based storage
“cloud”-based servers
Application hosting on low
cost hardware platform
“cloud”-based software
development environments
Options to reduce the IT cost:
1-Strongly Disagree, 2-Disagree, 3-Neutral, 4-Agree and 5-Strongly Agree
Rating
1.0 2.0 3.0 4.0 5.0
2.9
2.6
2.5
2.2
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Options to reduce the IT cost:
Set up in-house Data Center vis-a-
vis third-party data center
Set up Private Cloud vis-a-vis Take
services from Cloud Providers
Hardware Infrastructure from Single
Vendor vis-a-vis Multiple Vendors
Use of open-source software
Platform agnostic application
(Portable Solution)
In House vis-a-vis Contract with
third party for application
development and maintenance
Rating
1.0 2.0 3.0 4.0 5.0
3.7
3.6
3.6
3.5
3.3
3.2
1-Strongly Disagree, 2-Disagree, 3-Neutral, 4-Agree and 5-Strongly Agree
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Resource sharing e.g. using
common hardware, storage,
connectivity, support team in
multiple process /projects
Virtualization of servers
“Using low cost storage
systems for non-critical /
archived data
Options to reduce the IT cost:
1-Strongly Disagree, 2-Disagree, 3-Neutral, 4-Agree and 5-Strongly Agree
Rating
1.0 2.0 3.0 4.0 5.0
4.1
3.8
3.8
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Thank You