table of contents go tx overview system masters system users system instruments system risk
TRANSCRIPT
Table of ContentsGO TX Overview
System Masters
System Users
System Instruments
System Risk
GO TX Overview
Getting StartedTo start using GO TX, information about the following activities need to be done
Preloading of data by Indigo TX
Bank masters
Depository participant masters
Stock masters
Settlement calendars
Getting StartedLoading of master data by broker
Broker offices
Users of the system
Investors
Participant’s bank accounts
Participant’s DP accounts
Setting of rules and parameters by the broker
System parameters
System risk parameters
Exchange risk parameters
Stock risk groups
Investor risk categories
GO TX System Hierarchy
Only one office at the top level (the Head or National Office)
Multiple offices at subsequent levels
GO TX System HierarchyParticipant defines the number of levels in the hierarchy
3 Default levels:
National
Regional
Branch
UsersEmployees are referred to as ‘Users’
Types of users
Traders
Office Supervisor at each office hierarchy level
National Level
Branch Level
Risk Supervisor
Head office only
Back Office Supervisor
Head office only
System Administrator
Head office only
Levels System Administrator screens have three levels of viewing
My Level: Displays the data of the logged-in system administrator and offices below.
i.e. Results for all offices of the participant is displayed.
My Office: Displays the data of the office to which the system administrator belongs.
i.e. Results for the participant’s head office alone is displayed.
Other: Displays the data of a particular office, by selecting an Office ID.
i.e. Results for a particular office of the participant is displayed.
Log on
Access through User ID and Password
Restricted number of attempts
Automatic session expiry
Change PasswordForce Change of Password on first time logon
Reset password to be requested in case of expiry
System Masters
Participant Bank
List of banks registered with the participant
Add a bank
Delete a bank
System Parameters
GO TX settings for broker
View trade dates
Parameters may be updated as per broker requirement
Maximum logon attempts
Dormancy factor
Password validity (days)
Password re-use
Settlement Calendar
Participant can only View settlement calendar
Exchange Holiday
Participant can only view the exchange holidays
System Users
Office Master
Create offices for the participant
3 levels of offices
View office details
Modify / Delete Office details
Activate / Suspend Office
User MaintenanceDisplay the list of users in an office
Add / Update a user
View a user’s details
Suspend or activate a user
Menu Maintenance
View the available menus for a user
Customize the menus
Restrict access according to the roles assigned
Registration Approval
Registration requests
Client additional requests – Bank, DP, Product
Request Status & Request history
Verification Details
Investor MaintenanceView list of investors
View investor profile
Investor information
Personal information
Bank information
Depository information
Identity proof information
Photo card identity information
Add investor
Update investor details
User Password
Reset User passwords
Enter the user code
Enter the new password
Re-enter the new password
Investor Password
Reset the investor’s password
System to generate the password immediately
System Instruments
Equity
Displays the stocks traded on the exchange
View stock information
System Risk
System Risk
Global level parameters
Applicable for all investors for a participant
Parameter value can be changed after trading hours
Not all parameters are applicable for CSE
Exchange Risk
Margin for the participant
Provided by Exchange
Parameters
Buy/Sell exposure limit
Gross Exposure limit
Net Exposure limit
Equity Group Risk
Risk parameters defined for a group of stocks
Add stock group
Set risk parameters for each group
Cannot be updated during trading hours
Investor Category Risk
Categories pre-defined in the system
Parameters defined for a category
Each investor assigned a category
Category parameters can be modified
Investor Risk
Override the risk category for an individual
Set parameters for the individual
Provide additional credit
Change an investor’s category
Trader Risk
Mandatory for each Trader
Limits set on
Buy/Sell exposure
Gross exposure
Net exposure