social capital, indigenous community capacity, and...
TRANSCRIPT
Social Capital, Indigenous Community Capacity, and
Disaster Management
Practicum ReportSpring 2016
Instructor: Luciano MinerbiStudents: Sonomi Imagawa, Kailey Porter,
Silvia Sulis, Brent Wozniak
RPDepartment of
Urban & Regional PlanningUniversity of Hawaiʻi
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DISCLAIMERThisreportwasdonewithcarebygraduateplanningstudentsaspartofapracticumclass,butitisnottheworkofcertifiedplanners.Thereforeitneedstobereviewedbyprofessionalplannersandpertinentscientists.Theauthorsassumenoresponsibilityanddisclaimanyliabilityforanyinjuryordamagedresultingfromtheuseoreffectsofinformationormapscontainedinthisstudy.TheopinionsexpressedarethoseoftheauthorsanddonotnecessarilyreflecttheviewsoftheStateofHawaiʻiDepartmentofHawaiianHomesLands(DHHL)andtheNationalDisasterPreparednessTrainingCenter(NDPTC)orotheragencies,organizations,orgroupsmentionedinthereportortheUniversityofHawaiʻiatMānoa,DepartmentofUrbanandRegionalPlanning.
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ExecutiveSummarySocialCapitalistheculminationofallthesmallindividualrelationshipsthatcreatea
community.TheconnectionbetweenSocialCapitalanddisasterpreparednessismorerelevantthaneverwithglobalclimatechangeandincreasingseverityandfrequencyoftraumaticweatherevents.SmallHawaiianHomesteadcommunitiesareparticularlyvulnerabletonaturaldisastersduetotheirremotelocationsandcloseproximitytotheocean.
TheSpring2016practicumclassfromtheUniversityofHawai’IatManoa’sDepartmentofUrbanandRegionalPlanning,workingwiththeDepartmentofHawaiianHomelandsandtheNationalDisasterPreparednessTrainingCenter,investigatedtheuniquevulnerabilitiesthatHawaiianHomesteadcommunitiesface.Compiledoverthecourseofthesemester,thisreportservesasasummaryofthestudent’swork,researchandactivities.Thereportalsoservesasaguideforcreatingandrevisingsocialcapital,communitycapacity,anddisasterpreparednesstrainingcoursesaimedatHawaiianHomesteadcommunities.
Thepracticumreportisdividedintofivesectionsbeginningwithbackgroundinformationonthepracticumclass,thepartneringagencies,andtheHawaiianHomesteadcommunityofWaimanalo.Themiddlepartofthereportgivesathoroughframeworkandliteraturereviewcoveringsocialcapital,buildingcommunitycapacity,recoveryandstressmodels,Hawaiianvalues,communitystructure,hazards,preparednessandmapping.Thefourthsectionsummarizesthestudent’scommunityoutreachactivitiesandinterviews.Sectionfiveconcludeswithrecommendationsforthepartneringagenciesgoingforwardandimplicationsforfutureresearch.
Thestudentsfoundthatsocialcapitalisakeyaspectforcommunitypreparednessandrecoveryinthecaseofadisaster.Duetoitsimportancetopreparedness,itshouldbeafocusfororganizations,includingtheNDTPC.HARPinWaimānaloshouldfocusonthecreationofsocialcapital,usingsocialcapitaltofulfillcommunitygoals,suchastheevacuationroute,andincludeamoredetailedrecoveryplaninHoʻomākaukauʻOWaimānalo(GetReadyWaimānalo).TheNDTPCshouldcreateacoursetailoredtosocialcapital,andcanusecommunitiesonHawai‘iasanexampleofsocialcapital.DHHLcanhelptobuildsocialcapitalintheircommunitiesthroughouttheislandsthroughcreatingaProgramPlanfordisasterpreparednessandbuildingsocialcapital.
Thepracticumclassexpandeduponapastpracticum,Spring2015.ThispracticumstudiedtheDepartmentofHawaiianHomelandscoastalcommunitiesandnaturalhazards.TheSpring2016continuedthisresearchwithanapplicationofsocialcapitalandcommunitypreparedness.
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TableofContents1 Introduction.........................................................................................................................................1
2 DepartmentofHawaiianHomelandsandtheNationalDisastersPreparednessTrainingCenter..3
2.1 TheHawaiianHomesCommissionAct&DepartmentofHawaiianHomelands.....................3
2.2 NationalDisasterPreparednessTrainingCenter.......................................................................6
2.3 Waimānalo...................................................................................................................................6
2.4 WaimānaloCurrentPreparedness.............................................................................................9
3 FrameworkandLiteratureReview....................................................................................................11
3.1 SocialCapital..............................................................................................................................13
3.1.1 MeasuringSocialCapital....................................................................................................14
3.1.2 BuildingSocialCapital........................................................................................................17
3.2 BuildingCommunityCapacity....................................................................................................19
3.3 RecoveryandStressModels.....................................................................................................21
3.4 HawaiianValuesandCommunityStructure.............................................................................27
3.4.1 SomeCoreValues..............................................................................................................28
3.4.2 Leadership.........................................................................................................................29
3.4.3 Cooperation.......................................................................................................................29
3.5 Hazards,PreparednessandMapping.......................................................................................31
3.5.1 DisasterManagementinHawai’i.......................................................................................32
3.5.2 HazardsinWaimānalo.......................................................................................................36
3.6 ExpectedFindings.....................................................................................................................39
4 CommunityOutreachActivities........................................................................................................41
4.1 NationalDisastersPreparednessTrainingCenter....................................................................41
4.2 Ho’omakaukau‘OWaimānalo,CommunityPreparednessCommittee...................................41
4.2.1 PublicOutreachandInformation......................................................................................41
4.2.2 TrainingandExercises.......................................................................................................41
4.2.3 MassCareandSheltering.................................................................................................42
4.2.4 EvacuationandSignage....................................................................................................42
4.2.5 CommunityResiliencePrograms......................................................................................42
4.3 UHManoaDepartmentofUrbanandRegionalPlanningPracticumOutreach.....................42
4.3.1 MeetingwithFrenchaKalilimoku,HHARP.......................................................................42
4.3.2 EmergencyPreparednessFair..........................................................................................43
4.3.3 EmergencyPreparednessFairEvaluation........................................................................46
4.3.4 NDTPCNaturalDisasterAwarenessforCommunityLeadersCourse............................49
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4.3.4.1 CourseEvaluation..........................................................................................................50
4.3.4.2 FindingsfromtheCourse...............................................................................................51
5 ConclusionandImplicationsforFurtherResearch.........................................................................53
5.1 WaimānaloCommunityPreparedness.....................................................................................53
5.2 RecommendationforDepartmentofHawaiianHomelands..................................................55
5.3 RecommendationsfortheNationalDisasterPreparednessTrainingCenter........................57
5.4 LimitationsofthePracticum....................................................................................................57
5.5 WaimānaloEmergencyAccessRoad.......................................................................................58
6 Resources..........................................................................................................................................64
Figure1-1:MapPresentedinDHHLWaimānaloRegionalPlan2011oftheWaikupanahaSt.andIlauholeSt.ExtensionProject....................................................................................................................2Figure2-1:ThestructureofDHHL(http://dhhl.hawaii.gov/wp-content/uploads/2011/06/DHHL_org_chart.jpg)........................................................................................4Figure2-2:LandownersinWaimānalo.......................................................................................................7Figure3-1:SocialCapitalConceptual.........................................................................................................12Table3-2:PossiblePathwaystoSocialCapitalAccumulation(Fox,1996)..............................................18Figure3-3:TraditionalNativeHawaiianConceptionofPsyche(McCubbinetal.,2008)........................27Figure3-4:Clustersofvalues(adaptedfromGoodyear-Kaopua,2013;HawaiianIndependence,2016;McCubbinetal.,2008;Minerbi,1996;Pukuietal.,1972)........................................................................28Figure3-5:WaimānaloTsunamiEvacuationZonesand5-footContourLines.......................................37Figure4-1:SocialCapitalFlyerHandedouttoCommunityParticipantsattheEmergencyPreparednessFairSpring2016;SideA.....................................................................................................44Figure4-2:SocialCapitalFlyerHandedouttoCommunityParticipantsattheEmergencyPreparednessFairSpring2016;SideB.....................................................................................................45Figure4-3:PracticumstudentsattendingthePreparednessFairinKailua...........................................46Figure4-4:PracticumstudentsinteractingwithparticipantsofthePreparednessFairinKailua........47Figure4-5:StudentstalkingwithCommunityMembers........................................................................48Figure4-6:GroupactivityduringtheNDPTCcourse(Source:FredHyun)............................................49Figure4-7:Communitymembersandstudentscollaboratingduringoneofthegroupexercises......50Figure4-8:Communitymemberslisteningasothergroupspresenttheirpreliminaryplans...............50Figure4-9:OneStudentpresentingActivity3totheGroup...................................................................51Figure5-1:FrameworkConsiderationsforaGeneralDisasterPlan........................................................56Figure5-2:WaikupunahaStreetandIlauholeStreetExtensionswithEmergencyAccessRoad..........59Figure5-3:OrganizationalListandPlanningGoalsforanAlternativeEmergencyAccessRoad...........61
ListofTablesTable2-1:SMARTObjectives......................................................................................................................10
Table3-1:StagesofATSM(NationalCenterforCrisisManagement,2016)............................................22
Table3-2:StagesofCISD(Mitchell,1995)................................................................................................24
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Table3-3:HawaiiantoEnglishTranslationofWordsAssociatedwithTsunamis...................................32
Table3-4:IndividualandFamilyPreparednessforDisastersinHawaii..................................................33
Table3-5:SocialCapitalExpectedFindings.............................................................................................39
AcronymsListARC–AmericanRedCross
CERT–CommunityEmergencyResponseTeam
CISD–CriticalIncidentStressDebrief
CISM–CriticalIncidentStressManagement
DDHL–DepartmentofHawaiianHomelands
DURP–DepartmentofUrbanandRegionalPlanning
HHARP–Hawai’IHazardsAwarenessandResilienceProgram
HHCA–HawaiianHomesCommissionAct
HI-EMA–Hawai’IEmergencyManagementAgency
NDPC–NationalDomesticPreparednessConsortium
NDPTC–NationalDisasterPreparednessTrainingCenter
NGO–Non-GovernmentOrganizations
REAP–RuralEconomicAreaPartnership
UHM–UniversityofHawai’IatManoa
USDA–UnitedStatesDepartmentofAgriculture
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AppendicesAppendixA:NDTPCSocialCapitalExercise
AppendixB:PracticumFlyer
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AcknowledgmentsTheSpring2016Practicumwouldliketothankourclientsintheproject:TheDepartmentofHawaiianHomelands(DHHL)andtheNationalDisasterTrainingandPreparednessCenter(NDTPC).Itwashelpfulasyoungprofessionalstobeabletolearnabouttheplanningprocessandassistinarealworldproject.Wehopethatthisreportwillbeofuseinthefuture,especiallyintheplanninganddisasterpreparednessforlocalcommunitiesinthefuture.WewouldfurtherliketothankFrenchaKalilimokuofHHARPforallowingthestudentstostudyWaimanaloandtheirsuccessfulcommunityprogram.
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1 IntroductionTheDepartmentofUrbanRegionalPlanningPracticumCourseisaclassroom
experiencethatintegratesmoderneducationalobjectives,suchas“learningcommunity,”“servicelearning,”“criticalthinking,”and“actionorientedparticipatoryresearch.”Thisresearchexercisehasmultipleaspects.Itteachestheplanningprocessandfocusesonengagingthecommunity.Eachpracticumisunique,involvingdifferenttopics,studentsandclientswithdiverseskillsetsandinterests,butitalwaysentailsteamwork,client(s)orientation,andafinalproduct.
TheSpring2016PracticumassistedtheDepartmentofHawaiianHomeLands(DHHL),andDr.KarlKim,theexecutivedirectoroftheNationalDisasterPreparednessTrainingCenter(NDPTC).DHHLisinterestedinpromotinggrassrootstrategiesfordisasterpreparednessandcommunityresiliencebuilding.NDPTCisintheprocessofcreatingandtestingatrainingcourseonthetopicofsocialcapitalandcommunitycapacity,specificallyinregardstosmallislandcommunities.Inthiscontext,theplanningpracticumwithfourstudentsfocusedondefiningkeyconcepts,integratingthem,andpresentingthemtosomeDHHLcommunitymembersinWaimānalo.Feedbackfromthecommunityisintegratedinthefinalreport.
Thefirstsection(Chapters2,3)ofthereportincludesanintroductiontoDHHLandNDPTCaswellasacomprehensiveliteraturereviewfocusingonseveralkeyconceptssuchas:Socialcapital-especiallyinthecontextofdisasters-communitycapacity,bonding,linking,andbridging.Theseconceptsareconnectedtoideasoftrust,reciprocity,andmutualassistanceinNativeHawaiiancommunities.
Thesecondsection(Chapter4)ofthereportincludesanoverviewofthepracticum’scommunityoutreachactivities,findings,andobservations.TheoutreachactivitiesincludetheparticipationintheWaimānaloDisasterPreparednessFairandNDPTC’strainingonNationalDisasterAwarenessforCommunityLeaders.Thekeyconceptsdevelopedintheliteraturereviewareappliedinthecontextoftheseactivities.
Thefinalsection(Chapter5)providesconclusionsdrawnbythosepracticumstudentswhoparticipatedincommunityoutreachactivities,learnedandsharedexperiences,andsuggestionsforWaimānalocommunitymembers,DHHL,andtheNDPTCinmovingforwardwithtraining,buildingsocialcapital,andincreasingcommunitycapacity.
Chapter5alsoincludesamemoranduminsupportofthepreviouspriorityproject:WaikupanahaImprovements/IlauholeStreetExtension(Figure1.1),whichproposestheextensionofWaikupanahaStreetandIlauholeStreettoserveasanevacuationrouteforWaimānalocommunitymembersinthecaseofanemergency(DepartmentofHawaiianHomelands,2011).
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Figure1-1:MapPresentedinDHHLWaimānaloRegionalPlan2011oftheWaikupanahaSt.andIlauholeSt.ExtensionProject
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2 DepartmentofHawaiianHomelandsandtheNationalDisastersPreparednessTrainingCenter
ThissectionintroducesabriefdescriptionofthetwoclientsoftheSpring2016Practicum,focusingontheirjurisdictionandobjectives.
2.1 TheHawaiianHomesCommissionAct&DepartmentofHawaiianHomelandsTheHawaiianHomesCommissionAct(HHCA),isafederallawenactedin1921forthe
reconstructionofNativeHawaiianlifefollowingtheillegaloverthrowoftheHawaiianMonarchyin1893(Pitzer,1994).Theprimarypurposeoftheplanwastoassistinthedevelopmentofeconomicself-sufficiencyamongNativeHawaiians,whoaredescendantshavingatleast50percentHawaiianblood,asdefinedbytheHHCA.Approximately200,000acresofspecifiedlandswereallottedandplacedunderatrust.Homesteadlandmaybeusedforresidential,agricultural,pastoral,oraquaculturepurposesunderthelaw,andthetheHHCAprovidesloansandfinancialsupportforhomeconstruction,farmandranchdevelopment,andwatersystems(DepartmentofUrbanandRegionalPlanning,2015;3).
Figure2-1providesasummaryoftheorganizationalstructureofthedepartment,thatdividestasksintofourdifferentoffices,namelyadministrativeservicesoffices,fiscaloffice,informationandcommunityrelationsoffice,andtheplanningoffice.Thislastoffice,dealswithdevelopmentanddevelopmentstudies,waterresourcemanagementandarcheological,historicalandenvironmentalresearchconcerninghomesteadsandhomesteaders.Inparticular,theplanningoffice(PO)overseestheconsultationwithbeneficiaries;thesurveyofbeneficiaries,orientedtothecreationofservicesandpolicies;regionalplans;Islandplans,GISmapping,environmentalreviews,specialareaplans;andprogramplans(e.g.SouthPointResourceManagementPlan);andprogramplans.
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Figure2-1:ThestructureofDHHL(http://dhhl.hawaii.gov/wp-content/uploads/2011/06/DHHL_org_chart.jpg)
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Programplanstargetspecifictopics,goalsandissues,andprovideacoherentframeworkforfacingthem,byestablishingaclearvision,anddefiningstrongguidingprinciplesandimplementationstrategies.Forexample,theHoʻOmaluōEnergyPlan(DHHL,retrievedMay2016)wantstoachieveenergyself-sufficiencyandsustainabilityforNativeHawaiiansandthebroadercommunity,byachievingfivemainobjectives,eachoneconnectedtoaseriesofactivities.Theseobjectivesare:
1. Mālamaʻāina:respectandprotecttheland(e.g.bydevelopingastrategicplanforthepreservationofDHHL’sforestlands
2. Koʻo:facilitatetheuseofdiverseandrenewableenergies,forexamplebyseekingnewpartnerships
3. Kūkulupono:Designandbuildenergyefficient,self-sufficientandsustainablehomesandcommunities
4. Kōkuanōinākahu:Provideenergyefficiency,self-sufficiency,andsustainabilityopportunitiestohomesteadersandtheircommunities
5. Hoʻonaʻauao:Prepareandequipbeneficiariestopromoteagreen,energyefficientlifestyle
AppropriateobjectivescanalsobedevelopedfordisasterpreparednessaspartofDHHLplans.
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2.2 NationalDisasterPreparednessTrainingCenterTheNDPTCispartoftheNationalDomesticPreparednessConsortium(NDPC)which
wasexpandedin2007toincludetheUniversityofHawai’IatManoa(UHM).ThemissionoftheNDPTCinHawai’ii’stoutilizetheuniquegeographicandculturalresourcestocollaborativelydevelopanddelivertrainingandeducationaboutdisasterpreparedness,response,andrecoverybyincorporatingurbanplanningandenvironmentalmanagementstrategies.TheHawai’IchapteroftheNDPTCisdirectedbyUHMprofessor,Dr.KarlKimandco-directedbyDr.DoloresFoley.AmeetingwasheldbetweentheDepartmentofUrbanandRegionalPlanning(DURP)PracticumcourseearlyinthesemestertodiscussthegoalsofthePracticumandhowitcouldassisttheNDPTCfurtheritsmission.TheDURPPracticumclass,throughapartnershipwiththeNDPTC,isresearchinginsupportofthedevelopmentandtestingofatrainingcoursebasedonsocialcapitalanddisasterresponseinindigenouscommunities.TheHawaiianHomesteadcommunityofWaimānalowaschosenbasedonearlydiscussionswithDHHLleadership,becauseitsstrongcommunityactivity,especiallyintermsofdisasterpreparedness.
2.3 WaimānaloWaimānaloisacommunityonthewindwardsideofOáhu.ItsnameinHawaiian
meanspotablewaterbecauseofthestreamsthatfeedintothecommunity.Itcoversapproximately11squaremilesandconsistsofresidential,commercialandfarminglandsownedbythestate,DHHL,andsomeprivatelandowners(seeFigure2.1).Before1850Waimānalowasmainlyusedforraisingcattle,however,inthe1850’ssugarbecameanimportantcropanddominatedWaimānaloagriculturalproduction(DepartmentofHawaiianHomelands,2011).In1925someofthelandsinWaimānaloweregiventotheHawaiianHomesCommissionandnowitishometoalmost7,000NativeHawaiians(DepartmentofHawaiianHomelands,2011).
Waimānalohasatotalpopulationofaround10,000residents,ofwhicha82%haveahighschooleducation,andonly15%haveacollegedegree.Themedianageisaround35forallofWaimānalo.66%ofthehomesareowneroccupied,andthemedianhomeowneris54yearsold.SomeofthesehomesareonDHHLlands,wherepeopleownthehousebuthavealeaseforthelandtheyliveon(DHHL,2011).
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Figure2-2:LandownersinWaimānalo
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2.4 WaimānaloCurrentPreparednessWaimānalowashonoredasaHawai’IHazardsAwarenessandResilienceProgram
(HHARP)disasterresilientcommunitybyfederal,state,andlocalgovernmentofficialsin2015,duringtheWaimānaloEmergencyPreparednessFair(DepartmentofDefense,2015).ThefairwasheldattheHawai’INationalGuardRegionalTrainingInstitutebyHoʻomākaukauʻOWaimānalo(GetReadyWaimānalo),acommunitypreparednesscommitteecomprisedofmemberswithhazardmitigationplanningexperience(HoʻomākaukauʻOWaimānalo,2015;5).
HHARPwasdevelopedbyHawai’IEmergencyManagementAgency(HI-EMA)in2013andwascompletedovereighteenmonthsbyHoʻomākaukauʻOWaimānalo,HI-EMA,CityandCountyofHonoluluDepartmentofEmergencyManagement,andtheHawai’INationalGuard.Itsgoalistoenhancecommunityresiliencetohazardsbygatheringcommunitymembersthrougheducationandoutreachprogramsandtopromotehazardawarenessbyprovidingtoolsandmitigationresourcesforpreparedness,response,andrecoveryofdisasters(DepartmentofDefense,2015).
HoʻomākaukauʻOWaimānaloearneditsStormReadyandTsunamiReadydesignationsthroughHHARP,whichindicatesthatthecommunityhas(1)“a24hourswarningpointandemergencyoperationscenter(attheCityandCountyandState);(2)“multiplewaystoreceivesevereweatherwarningsandforecastsandmultiplemethodsforalertingthepublic;”(3)“asystemtomonitorlocalweatherconditions;”(4)“heldcommunityseminarstopromotereadiness;”and(5)“developedaformalhazardousweatherplan”(DepartmentofDefense,2015).
Theplanisdrafted,implementedandreviewedbyworkgroups,thatmeetofteninordertodevelopgoalsandstrategiesbaseduponSMARTobjectives(HoʻomākaukauʻOWaimānalo,2015)(SeeTable2-1).Theworkgroupsincluderesourcemappingofcommunity,publicoutreach,trainingandexercise,masscareandshelter,evacuationandsignage,andcommunityresilienceprograms.
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Table2-1:SMARTObjectives
S Specific,tasksneedtobefocusedontheworkgroupkuleana
M Measurable,objectivesneedtobequantifiable
A Achievable,objectivesneedtobesimple
R Realistic,objectivesneedtobeconsistentwiththeabilityandcommitmentoftheworkgroup
T Time,thetimelineforachievingobjectivesneedstobestated
Aspartoftheplan,abookletwaspreparedanddistributedtoserveasaguidefordisasterpreparednessandresponseforthecommunitymembersandfamiliesofWaimānalo.Thisisanessentialpieceinbuildingpreparednessandresponsestrategiesinthecommunityasitdealswithemergency/disasterguidelinesforfamilies,informationonemergencyshelters,suggestionsandinstructionsforsupplykits,andaresourcelist.Themanualprovidesaprecisestructurethatinformscommunitymembersaboutdisasters,emphasizingtheimportanceofknowingandunderstandingwhattheresources,risks,andvulnerabilitiesare,andorganizingthedutiesandresponsibilityincaseofadisaster.Informationfocusesonthepre-,during-,andpost-disasterscenariosandstrategies,butdoesnotyetincludeanylong-termpost-disasterguidelines.Inthisregard,thisprojectwillattempttointegratefindingsonsocialcapitalwithrecommendationsforlong-termresiliencegoals.Thekuleana(responsibility)ofthisinitiativeiscarriedbyFrenchaKalilimoku,aWaimānaloresident,whoprovidesinformation,inspiration,support,andtotheeffortsofcreatingapreparedandresilientcommunity.
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3 FrameworkandLiteratureReviewThePlanningPracticumofSpring2016atUHMDURPprovidesareviewofthe
literatureto:Assist(1)NDPTCinitsowncreationandtestingofatrainingcourseonthetopicofsocialcapitalandcommunitycapacity,specificallyinregardstoindigenousislandcommunities;(2)DHHLinpromotinggrassrootstrategiesfordisasterpreparednessandcommunityresiliencebuilding.Section3defineskeyconcepts,suchassocialcapital—especiallyinthecontextofdisasters,bonding,linking,bridging,andcommunitycapacity,andconnectkeyconceptstotheideasoftrust,reciprocity,mutualassistance,andcommunitycapacity,specificallyinregardstoclimatechangeanddisasterresilience.ItalsooutlinesthemainelementsofHawaiiancultureandsociety,andconnectthemtothebroaderframeworkonsocialcapitalandcommunitycapacity,asshowninFigure3-1.
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Figure3-1:SocialCapitalConceptual
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3.1 SocialCapitalSocialcapitalistheconnectionspeoplehavetothemselves,theirneighbors,and
theirexternalitiesonthecommunityasawhole.Itreferstothenetworkswhichaffectsocialandeconomicactivities,trust,andsocialnormswithincommunities,creatingstrongertiesthroughoutthecommunity.Socialcapitalnotonlyhelpswithcommunitydevelopmentandenhancement,butisalsoanassetduringdisasterrecovery(Aldrich&Meyer,2014;Nakagawa&Shaw,2004;McCoy&Rash,2001;Grootaert&vanBastelaer,2001).Communitiesmutuallybenefitfromcollaboration,connection,andcommunicationbetweenitsmembers(Caoetal.,2012).Therearealsofinancialexternalities,“socialcapitalfacilitatesthetransmissionofknowledgeabouttechnologyandmarkets,whichreducesmarketfailuresininformation,aswellasfacilitatescollectiveaction”(GrootaertandVanBastelaer,2001).InthestudydonebyNakagawaandShaw(2004),theyfoundthatduringrecoveryafterboththe1995earthquakeinKobe,Japanandthe2001earthquakeinGujarat,India,socialcapitalwasessentialfortherecoveryofacommunity.AftertheKobeEarthquake,areasweredesignatedasredevelopmentcommunitiesor“blackzones”,whereorganizationsweremandatorilycreatedtohelpwiththeredevelopmentofthetown.Othersthough,likeMano,a“greyzone”communityinJapan,hadtocreateorganizationthemselvesanduseexistingsocialcapitaltorebuildtheircommunity.Manoorganizationscreatedtheirownbuildinginspectors,aweeklynewsletter,andlobbiedforhelprebuilding.ThethirdgroupofcommunitiesinJapanaftertheKobeEarthquakewasthe“whitezone,”wheretherewerenosocialorganizationsinplacebeforetheearthquake,anditwasdifficultforthesecommunitiestorecoverwithoutpre-establishedsocialcapital.Japanesecommunitieshadmanyrolesinrehabilitationafterthedisaster,fromrescueandrelief,torebuilding.
Somescholarscriticizecallingitsocial“capital”becauseitdoesnotfitthethreecharacteristicsofcapital:“extensionintime,deliberatesacrificeinthepresentforfuturebenefit,andalienability”(Nakagawa&Shaw,2004,pg.8).However,others(Grootaert&vanBastelaer,2001;Seigler,2014)arguethatsocialcapitalhasabeneficialimpactoneconomicoutcomesandnorms.Interactionsproducebeneficialoutputs,whichislikelytoincreasewithhigherlevelsofsocialcapital.Ittakestwopeopleforinputsandoutputs,andtheknowledgespilloverscreatescommunityexternalities(Grootaert&vanBastelaer,2001).Someresearchshowsthatsocialcapitalcanhaveimpactsongrowth,equity,andpoverty,makingitacceptabletousetheterm“capital”(Grootaert,1998).
Manyscholarsbreaksocialcapitaldownintothreecategories,bonding(micro-level),bridging(meso-level),andlinking(macro-level)(Nakagawa&Shaw,2004;Aldrich&Meyer,2014;Caoetal.2012;Grootaert&vanBastelaer,2001).Thesecategoriesarebasedontheinvolvementandoutreachoftheindividuals,andmustbebalanced.Bondingsocialcapitalareclose-knitties,alsodescribedashomophily.Thismeanstherearehighlevelsofsimilaritybetweenindividuals.Bondingcanbebetweenfamilymembers,friends,neighbors,people
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whoknoweachotherwellandhavecloserelationships.Bondingsocialcapitalhastrust,establishedsocialnorms,highlocalparticipation,andgoodcommunitynetworks.Bondingcanhelpwithinformationsharingandconflictcontrolinsmallgroups(Nakagawa&Shaw,2004;Aldrich&Meyer,2014;Caoetal.2012;Grootaert&vanBastelaer,2001).
Bridgingsocialcapitalischaracterizedbypeoplewhoaresimilartoeachothereitherthroughrace,ethnicity,communitytiesororganizations.Theseconnectionsarenotasstrongasbondedconnectionsbecausetheinteractionsarelessfrequent.Bridgingsocialcapitalcanadddiversitytothecapitalnetworkandincreaseinformationsharingthroughhavingaccesstomorediverseresources.Thereareconnectionsamongvariousstakeholdersthroughoutthecommunityandevenamongstcommunities(Nakagawa&Shaw,2004,Aldrich&Meyer,2014,Caoetal.2012;Grootaert&vanBastelaer,2001).
Linkingsocialcapitalistheleastconnectedcategoryofsocialcapital.Itischaracterizedbytiesbetweencommunitymembersandtheirelectedofficialsortheauthorities,aswellaslargernon-governmentorganizations(NGOs)andtheprivatesector.Linkingconnectionsareimportantforreducingvulnerabilityofacommunitywhentheyprovideresourcesnotavailableinsidethecommunity(Nakagawa&Shaw,2004;Aldrich&Meyer,2014;Caoetal.2012;Grootaert&vanBastelaer,2001).
3.1.1 MeasuringSocialCapitalSocialcapitalmayaddresscommonproblemswithincommunities.Researchershave
lookedforwhatrolesocialcapitalplaysinthegrowthanddevelopmentofacommunity,andhowpolicycanencouragethisgrowth.Thewaytodeterminethisisthroughdevelopingbestmeasuresofsocialcapital(Stone,2001).Therehavebeenmanyattemptsat,andcriticismsfor,measuringsocialcapital.Stone(2001)notesthattherehasbeenadisconnectinthemeasurementandunderstandingofsocialcapital,yieldinginconsistentresults.
Therecanbeprimaryandsecondarydataforsocialcapital.Primarydataiscollectedstrictlyforsocialcapitalservices.Therearemanyfactorspeoplelookat,whichcanbeindividualorencompassedinotherquestions(Stone,2001).Oneofthemostpopularwaystoobtainprimarydataonsocialcapitalisthroughtheuseofsurveys.Thiscollectsspecificdataattheindividualhouseholdleveloverageographicarea,whichisthenusedtodeterminethesocialcapitalcharacteristicsofthearea.Othermethodsbesidesasurveymayincludeobservations,groupdiscussions,orhistoricalrecordsofacommunity(Stone,2001;Grootaert,Jones,Narayan&Woolcock,2004).Secondarydatacouldbecollectedforotherresearchwhichisthenusedtodeterminesocialcapitalafterthefact.Thismaynotbethebestformforlookingatsocialcapitalduetoitsindirectness.
Onecriticismofsocialcapitalresearchisthatresearcherswillcreateindicatorsofsocialcapitaloutoftheoutcomes,therearecasesinwhichtheoutcomesarenotdirectlyrelatedtotheindicatorsofsocialcapital.Theseindicatorsaredistinctfromtheoutcomes,eventhoughtheycanberelated.Therearetwotypesofindicators,proximalanddistal.
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Proximalindicatorsareactuallyoutcomesoftheconceptsofsocialcapitalwithrelationtonetworks,mutualityandtrust.Distalindicatorsarenotdirectlyrelatedtotheconceptofsocialcapital.Thesefactorsmaylackempiricalevidencetorelatethemtocoreconceptsofsocialcapital,theymayinclude;healthstatus,education,crimeorincome,andmaybeindirectoutcomesofsocialcapital.Itmustbenotedthatinsomecasesthesefactorsarenotoutcomesofsocialcapital,andshouldnotbeusedasindicators(Stone,2001;Foxton&Jones,2011).Existingsurveyquestionsandvariablesmayconfusemeasurementsofsocialcapital,sothereneedstobeaclearandconcisetheoreticalframeworkformeasuringsocialcapital(Stone,2001;Foxton&Jones,2011).Aconciseframeworkisneededtoshowthatsocialcapitalisamultifacetedconcept,understanditasaresource,anddistinguishthedifferencebetweensocialcapitalanditsoutcomes.
Researchsuggeststhatthebestindicatorstolookforwhenmeasuringsocialcapitalarenetworks(includingfamily,friends,organizational,diverse,governmental,typeandquality,communityandindividualengagement),trust(forfamily,neighbors,community,andinstitutions),andcooperationandreciprocity(Grootaert,1998;Stone,2001;Foxton&Jones,2011;Seigler2014).Stone(2001)explainstherearethreefactorswhichcanbeusedtodeterminesocialcapitalforacommunity:networks,trustandreciprocity.Networkscanbeformal(associations,communityorganizations,institutional,etc.)orinformal(familybonds,neighborhoods,etc.).Thereareavarietyofquestionsthatmaybeaskedinordertodeterminethecomplexityofone'snetworkassociations,from“inthepast12monthshaveyouseekedhelpfromthelocalgovernmentforproblemsconcerningyourcommunity?”to“whatkindofgroupsareyouinvolvedin?”(Stone,2001).Inorderforthenetworkstobeincludedinsocialcapital,theymustproduceproductiveoutcomesforthecommunity(Grootaert,1998).Thenetworks,whenlinkedtonorms,showthesocialcapitalforacommunity.Normsincludeperceivedtrustandreciprocityforacommunity.Trustcanbedividedintomultiplecategories,liketrustforinstitutions,neighbors/familiarsandfamilies.Reciprocity,orthegeneralexchangeofgoodorservices,isseenineverynetwork.Thesemayoccurintheshort-termorlong-termandtheycanbedeterminedeitherbyaskingquestionsaboutbehaviorsofacommunityorthroughdirectobservations(Stone,2001;Grootaert,Jones,Narayan&Woolcock,2004;Foxton&Jones,2011).Withinthesefactors,thenormsassociatedwiththemmustbelookedat(Stone,2001).Grootaert,Jones,NarayanandWoolcock(2004)breakthesethreecategoriesintosixforsurveyinghouseholds:groupsandnetworks,trustandsolidarity,collectiveactionandcooperation,informationandcommunication,socialcohesionandinclusion,andempowermentandpoliticalaction.
In1996theTheWorldBankissuedtheSocialCapitalInitiativetohelpunderstandtheimpactofsocialcapital,aidintheformationofsocialcapital,anddevelopmentofindicatorsformeasuringsocialcapital.Theyidentified11indicators:crimeandviolence,economicsandtrade,education,environment,finance,health,nutrition,population,waterandsanitation,povertyandeconomicdevelopment,urbandevelopment,ruraldevelopment,informationtechnology,andeconomicsandtrade(Nakagawa&Shaw,2004;Grootaert&vanBastelaer,
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2001).ThegoalfortheWorldBankwastocreateasystemfordonorstobeabletoinvestindevelopingsocialcapitaltocreatestrongercommunities(Stone,2001).TheWorldBankestimatesthathumancapitalrepresentsupto80%ofadevelopingcountry’swealth,thoughitcanbedifficulttocreatevaluesoverallbecauseitisbasedonrelationshipsunlikehumanandnaturalcapital(Seigler,2014).ThisiswhytheWorldBankcreatedtheaboveindicators,tobeabletotiefundsintohumancapital.
In2001,aSocialCapitalBenchmarkSurveywasconductedintheCharlotteregionbyMcCoyandRash.ThesurveywasoriginallydesignedbytheSaguaroSeminar:CivicEngagementinAmerica,atHarvardUniversityin1999.Theybasesocialcapitalonthesedimensions:trust,diversityoffriendships,politicalparticipation,civicleadershipandassociationalinvolvement,informalsocializing,givingandvolunteering,faith-basedengagement,andequalityofcivicengagementacrossthecommunity.Therearetwofacetsoftrust,socialtrustandinter-racialtrust.Socialtrustistrustofpeopleinteractedwithonaregularbasis,likeneighbors,congregationmembers,oraclerkataregularlyvisitedstore.Thesecondtypeoftrustisinterracialtrust,andhowmuchdifferentracestrustoneanotherinthecommunity.Diversityoffriendshipsisimportanttoassesssocialtrustinanetwork.Politicalparticipationischaracterizedbyconventionalparticipation(ifpeopleareregisteredtovoteorinterestedinpolitics)andprotestpolitics.Thesurveyfoundthatifapersonhadlowlevelsofconventionalparticipation,theyweremorelikelytobeinvolvedwithprotests.Civicleadershipreferstohowoftenpeopleparticipateincommunityorganizations,andwhetherornottheyhadaleadershiproleinthesegroups.Associationalinvolvementreferstoorganizationsnotnecessarilyboundbythetowngeographiclimits,likesportsteamsorpoliticalparties.Informalsocializingishowoftenpeopleinteractwiththeirfriends.Givingandvolunteeringisimportantforassessinghowcharitableapersonis.Faithbasedengagementishowinvolvedsomeoneisintheirreligion(McCoy&Rash,2001).
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3.1.2 BuildingSocialCapitalAlthoughthereisagreementontheimportanceofsocialcapitalindeliveringsocial,economic,andculturalbenefits,thepossibilityofincreasingitsmagnitudeisdebated.Ononehand,authorssuchasPutnam,Leonardi,&Nanetti(1993)considersocialcapitalasahistoricproduct,i.e.anassetthatcommunitiesinheritfromthepastthatcan’tbeenrichedorenhanced.Ontheotherhand,manyauthorsbelievethatitispossibletobuildandincreasesocialcapitalincommunitiesandlocalgovernments(Evans,1996;Skocpol,1996).Ingeneral,thebestwaytoincreaseandimprovesocialcapitalistoenhancesocialnetworksandtiesbetweenindividuals,familiesandinstitutions,ortocreatenewones,throughsocial,physical,and/oreconomicprojectsthatopportunitiesforgatheringandsharing(Warren,1999).Theimportanceofcreatingspacesforongoingpublicdeliberationwherecommunitymemberscandirectlyengageinthedecision-makingprocess,and“becomeparticipantsinthecomplex,ambiguous,engagingconversationsaboutdemocracy,participatingingovernanceratherthanspectators”isstressed(EvansandBoyte,1992).
Thecreationoftheseopportunitiesandforumscantakemanyformsandinvolvedifferentlayersandmembersofcommunity.Fox(1996),usingtheexampleofindigenousMexicancommunities,observedthreetypesofpatternsthroughwhichorganizationsthatcreateafertilegroundforsocialcapital(seeFigure3-2):(1)thecollaborationbetweenlocalandexternalcivilsocietyorganizations;(2)independentgrassrootsinitiatives;and(3)theconvergenceofgovernmentandsociety.First,awaytoexpandsocialnetworksandbuildupastockofsocialcapital,istoestablishand/orstrengthenthecooperationofcommunitieswithnationalandinternationalcivilorganizationssuchasNGOs,charitableentities,andhumanrightsorenvironmentalgroups.Thistypeoftieoffersindividualsvaluableincentivestonetworkandpartnerup(Fox,1996).Authoritarianenvironmentsrepresenttheonlymeansthroughwhichcitizencanassemblewithoutbeingsanctioned.Thesecondsocialcapital-buildingavenueobservedbyFox(1996)consistsofindependentinitiativesofcitizenswithacommonagenda,suchassocialorpoliticalmovements.Thesegroupsmobilizeagainstorinsupportofpolitical,environmental,orculturalissues,buildinginternalandsometimesexternalties,expandingboththeirsocialcapitalaswellastheirpowerinthepoliticalscene.An(extreme)exampleofgrassrootorganizationsthatslowlyformed,grewandtookactionsistheZapatistaNationalLiberationArmy(Fox,1996).Inresponsetobothdomesticandforeignissues(e.g.oppressionofpoorcitizensinChiapas,repression,andtheNorthAmericanFreeTradeAgreement),Zapatistasorganizedpoliticaloppositionsvillagebyvillageandbuiltalargerevolutionarygroupstillactivetoday.
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Table3-1:PossiblePathwaystoSocialCapitalAccumulation(Fox,1996)
Statesocietyconvergence: Local/outsidersocietalcollaboration:
Independentsocietalscalingup:
Coproductionbetweenstatereformistsandlocalsocietalgroups(synergisticcollaboration)
Coproductionbetweenlocalgroupsandexternalalliesincivilsociety(religious,developmental,environmental,civicorpolitical)
Bottom-upproductionofsocialcapitalthroughautonomouslocalsocial,civicorpolitical/electoralinitiativesintheabsenceofexternalsupport
Finally,thecollaborationbetweengovernmentandcommunitiesreferstothoseinitiativesorprogramsthatwanttosupportandencouragegrassrootsorganizationsbyprovidingthemtheopportunitytoexpandtheirnetworksandincreasetheirautonomyandpower.AnexampleofthistypeofinitiativeistheRegionalSolidarityFundsforIndigenousPeoplesthatwereorientedtonotonlytransferpowerandresourcesattheregionalscale,butalsotoempower“ethnicallyandpoliticallypluralisticcouncils”(Fox,1996).Similarly,Warren(1999)discussedtheroleoflocalgovernmentinprovidingopportunities(orforums,asintroducedabove)forcitizenstogatherandjoinforcesaroundspecificissues.Tothisend,theauthorsuggestedthatthepublicsectorshouldinterveneinthecreationandenhancementofthesocialcapitalofitscitizens,byfindingwaysofcreatinghorizontalnetworkingthroughavarietyofprograms.Forexample,initiativessuchasjobtrainingorparentingskillprogramscanbeorganizedasinteractiveforumswhereparticipantscombineindividuallearningwithcollectiveparticipation,creatingandbridgingties(Warren,1999).Anexampleofsocialcapitalbuildingthroughgovernmentintervention,aretheRuralEconomicAreaPartnershipPrograms(REAP)zonesadvocatedbytheUnitedStatesDepartmentofAgriculture(USDA).TheintentofREAPzonesistoaddresstheeconomicandcommunitydevelopmentissueaffectingmanyruralcommunitiesduetothestagnationoftheeconomyandemployment,patternsoflowdensity,geographicisolation,anddisconnectionfrommarkets,suppliers,andfinancialandinformationcenters(USDA,2016).Theseprogramsareorientedbothtoimplementationaswellascommunityempowerment,achieved“bybuildingtheskillsofcitizensandleaderstoplan,implement,manage,andevaluatetheirownprograms”(USDA,2016).REAParecurrentlyactiveinNorthDakota,NewYork,andVermont.
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3.2 BuildingCommunityCapacityCommunitiesarecommonlydefinedbyaspatialorpoliticalcontextbutasocial
communityiscomposedofindividuals,groups,andorganizationsthatreachbeyondanyphysicalboundary.Commonvaluesandtogethernesswithinasocialsettingiswhattrulyconnectspeople(Chaskin,1999;Goodman,et.al.,1998;Oetzel,et.al.,2011).ThetheoreticalframeworkforthePracticumcourseisbasedontheassumptionthatthroughincreasedcapacity,communitiesbecomemoreresilienttodisasters.Whiletheultimategoalofthecourseistodemonstratehowcommunitiescanbuildandfostercapacity,anoperationaldefinitionofcommunitycapacityisrequiredfirst.Chaskin(1999)proposesthefollowingdefinition:
Communitycapacityistheinteractionofhuman,organizational,andsocialcapitalexistingwithinagivencommunitythatcanbeleveragedtosolvecollectiveproblemsandimproveormaintainthewell-beingofagivencommunity.Itmayoperatethroughinformalprocessesand/ororganizedeffortsbyindividuals,organizations,andthenetworksofassociationamongthemandbetweenthemandthebroadersystemsofwhichthecommunityisapart.
Oetzel,et.al.(2011)agreesthattheconceptofbuildingcommunitycapacityisrootedincommunityorganizationsandinvolvesmultipleconcepts.Havinganoperationaldefinitiontobaseourworkuponitbecomespossibletodiscussthewaysinwhichcommunitycapacitycanbebuiltandexpandedupon.
Thetermcapacitydenotesanabilitytoperformacertaintask.Withinthecommunitycontext,capacityrelatestothefulfillmentandsustainingofacommunity’swell-being.Withoutcapacity,acommunitycannotlast.Asociallysustainablecommunityhasfourfundamentalcharacteristics:(1)asenseofcommunity;(2)committedcitizens;(3)mechanismofproblemsolving;and(4)accesstoresources(Chaskin,1999).Basedonthesefundamentals,differentcommunitieswithdifferentneedswilllook/feel/actdifferentlybasedontheirlocalcontextandone’sabilitytogobeyondtheircommunitytohavetheirsocialneedsfulfilled.Amoreaffluent,suburbanneighborhoodhasdifferentneedsthanaHawaiianHomesteadcommunityinWaimānalo.Moreaffluentpeopledonothavethesamerelianceontheirlocalneighborhoodsforbasicneeds.Forthoseless-affluentcommunities,orthosewhorelymoreontheirneighborsforfellowshipandsupport,itismoreimportanttoidentifyandremovebarrierstoservices,publicfacilities,andinstitutions(Chaskin,1999).
Acommunityhasasenseofplacewhenthereisacommonconnectednessthatcitizensmutuallyagreeto.InWaimānaloHomestead,residentsfeelathomeknowingthateveryoneintheircommunityisofHawaiianancestry,andthatcommonbondentailsbeliefs
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andvaluestheyallshare.Peoplederiveasenseofplacefrommultipleaspectsofcommunity:Mentally,throughamutualtrustorsenseofbelonging,orphysicallybybelongingtothesameorganizationsorsharingthesamecommunityassets,suchasaschoolorpark(Chaskin,1999).Organizationsandindividualsplayastrongroleincommunitycapacitybuildingthroughtheircommitmenttotheircommunity.Theyregularlyinvesttime,energy,andresourcesintotheircommunity’swellbeing.Oftentimes,organizationscreatetheenvironmentnecessaryforstakeholderstoemergewithinacommunityandconnectittoabroadersystemofcivicengagement.Committedstakeholdersbecomethemechanismforproblemsolvingbyturningtheirleadershipintoaction.Othercommunitymemberswilllooktothemduringtimesofcrisisandconflict,foritisneighborsandfriendswhoarethetruefirstresponders(Aldrich&Meyer,2015).But,intimesofdisasteritisdifficulttoretainasenseofcommunitybecausethemainconcernbecomesselfandfamilyoverothers.(Heaps,etal.,2005)
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3.3 RecoveryandStressModelsTherehasbeenagreatdealofattentiontomentalhealthresponseandstress
debriefingintheUnitedStatessincetheturnofthetwenty-firstcentury(Stebnicki,2005;675).ThebleaknessleftintheaftermathoftheSeptember11thterroristattacksandHurricaneKatrinacreateda“historicaltraumaamongWesternersthatseemstohavepromptedaconsciousnessshiftwithinthecounselingfield”(Stebnick,2009;675).Whilecommunitymembers,medicalprofessionals,andrescueworkersaretrainedforfirstresponseandrescueinaspectrumofdisastersituations,counselorsandhumanserviceprofessionalsarepreparedformentalhealthrescuesandassessingthepsychologicaldamagesofdisasters.
Socialcapitalbecomesakeyelementofrecoveryforbothsurvivorsandfamilymembers,butalsoforcrisiscounselors,whodeveloprapportandestablishconnectionstosurvivors.Socialcapitalisapublicasset,theabilityofestablishingdifferenttypesofformalandinformalorganizationsthatpermitparticipantstointerrelateandcollaborateontheprinciplesofmutualtrust,reciprocityandcooperation(Dusaillant&Guzmàn,2014).Socialcapitalincreasestheopportunitytoachievecommonobjectivesandthecapabilitytoconfrontcrisissituations.Thedensityofnetworksisassociatedwiththelevelsoftrustamongagroupofindividuals.Thus,socialcapitalmaybelikenedtoapublicgood,withcharacteristicsofindivisibilityandnon-rivalconsumption,unlikeotherformsofcapital,suchasphysical,financialorhuman(Dusaillant&Guzmàn,2014).
“Thequalityoftheworkingrelationshipisparamountinfacilitatingandreinforcingcopingandresiliencyskillsaswellassupportsandresourcesforthesurvivorofcriticalincidents”(Stebnicki,2009;677).CrisiscounselorsandhumanserviceprofessionalswhoarefollowingmodelssuchasAcuteTraumaticStressManagementorCriticalIncidentStressDebriefmusthavetheabilitytolisten,attendto,empatheticallyrespondandempowersurvivorswiththeconditionstomanagetheirlivesfollowingacriticalincident.Disastersituationsareopportunitiestostrengthendegreesofinterpersonaltrust,whichultimatelyaffectsocialcapital.Theseprocessesdonotappeartobetransitory;instead,theypersistuntilatleastthemediumterm,astrustkeepsincreasing(Dusaillant&Guzmàn,2014).
Physicaltraumaisthemainconcernforemergencyrespondersduringtimesofcrisisandoftenignorethe“hiddentrauma”thatarguably“leavesthedeepestscarsandchangespeopleforever”(NationalCenterforCrisisManagement,2016).TheAcuteTraumaticStressManagement(ATSM)wasdevelopedtoofferemergencyrespondersastressresponseprotocolthatprovidescarebeyondtraditionalemergencymedicalintervention,allowingfirstresponderstoaddresspsychologicalneeds(NationalCenterforCrisisManagement,2016).
Traumaticstressisexperiencedbysurvivorsofdisasterssuchashurricanes,floods,fires,tsunamis,andearthquakes.Suchstressdoesnotalwayshaveabeginningandanend,
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buttakesforminnumerousways,suchasfacingaseriousillnessordealingwithlossofalovedone(NationalCenterforCrisisManagement,2016).ATSMwasdevelopedtoprovidepracticaltoolsforaddressingawiderangeoftraumaticexperiencesandits“goal-directed”andfacilitatedprocessisdesignedtostabilizeacutesymptomsofstress.ThetenstagesofATSMcanbefoundinTable3-1(LernerandShelton,2005).
Table3-2:StagesofATSM(NationalCenterforCrisisManagement,2016)
Stage Questions
Stage1:AssessforDanger/SafetyforSelfandOthers
Aretherefactorsthatcancompromiseyoursafetyorthesafetyofothers?
Stage2:ConsiderMechanismofInjury Howdidtheeventphysicallyandperceptuallyimpactupontheindividual?
Stage3:EvaluatetheLevelofResponsiveness
Isindividualalertandresponsive?Undertheinfluenceofasubstance?
Stage4:AddressMedicalNeeds Forthosewhoarespecificallytrainedtomanageacutemedicalconditions
Stage5:ObserveandIdentify Whohasbeenexposedtotheeventandwhoisevidencingsignsoftraumaticstress?
Stage6:ConnectwiththeIndividual Introduceyourself,stateyourtitle/position.Onces/heismedicallyevaluated,movetheindividualawayfromthestressor.Begindeveloprapport.
Stage7:GroundtheIndividual Discussthefacts,assuresafetyifs/heis,havehimtellhisstory.Discussbehavioralandphysiologicalresponses.
Stage8:ProvideSupport Beempathetic.Communicateadesiretounderstandthefeelingsthatliebehindhis/herwords.
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Stage Questions
Stage9:NormalizetheResponse Normalize,validate,andeducate…“Normalpersontryingtocopewithanabnormalevent.”
Stage10:PreparefortheFuture Reviewtheevent,bringthepersontothepresent,describeeventsinthefutureandprovidereferrals.
ATSMpresentstechniquesfordevelopingconnectionswithemotionallydistraughtvictimsoftraumaticeventsandsupportsemergencyresponderswhentimeisrestrictedandunderimmensepressuretorestoreordertodisasterstruckenvironments.ATSMisbroadenoughtobeusedinnumeroussituationsdealingwithdiversepopulationssuchaschildren,potentiallyviolent,ordepressedindividuals(NationalCenterforCrisisManagement,2016).Itprovidesstrategiestoassistgrievingindividuals,andmoreimportantlyaddressesthecommunity’sownresponsesduringacrisis.
CriticalIncidentStressDebrief(CISD)isasevenphasesmallscalesupportivecrisisinterventionprocess,andisoneofseveralinterventiontechniquesundertheumbrellaoftheCriticalIncidentStressManagement(CISM)program(Mitchell,2016).CISDwasdevelopedspecificallyfor“small,homogenousgroupswhohaveencounteredapowerfultraumaticevent”(Mitchell,2016).Thismodelaimsatreducingdistressandtorestoregroupcohesion,whichcouldbeapplicableforsmallcommunitiessuchasWaimānalo.“Itisastructuredgroupstorytellingprocess,”combinedwithpracticalinformationtofacilitatecommunityrecovery(Mitchell,2016).
CISDisnotpreferredasthefirstinterventiontofollowadisasterbecauseitdoesnotaddressphysicalmedicalandemergencyneeds(Mitchell,2016).Thedebriefingshouldbeginatleast24hoursafterthecriticalincident,startingwiththefirstofthesevenphases(seetable3-2).Thephasesinclude,theintroduction,facts,thoughts,reactions,symptoms,teaching,re-entry,andfollowup(Mitchell,1995;270):
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Table3-3:StagesofCISD(Mitchell,1995)
Phase SocialCapital
Phase1:Introduction
Teammemberintroductionanddescriptionoftheprocess.Carefullypresentedintroductionsetsthetoneofthesession,anticipatesproblemareasandencouragesactiveparticipation.
Introduceinterventionteammembers,explainprocess,setexpectations.
Phase2:Fact
Onlybriefoverviewsofthefactsarerequested.Itiseasiertospeakofwhathappenedbeforegettingintodetailofhowitimpactedeachparticipant.Thisphaseiskeptbriefonlytoloweranxietyandlettinggroupknowthattheyhavecontrolofthediscussion.
Questions:Canyougivemeathumbnailsketchofwhathappenedinthesituationfromyourviewpoint?
Todescribetraumaticeventfromeachparticipant’sperspectiveonacognitivelevel.
Phase3:Thoughts
Transitionfromthecognitivedomaintowardtheaffectivedomain.Promptquestionsthatallowparticipantstospeakoftheirthoughtsratherthanfocusimmediatelyonthemostpainfulaspectsoftheevent.
Questions:Whatwasyourfirstthoughtoryourmostprominentthoughtonceyourealisedwhatwashappening?
Toallowparticipantstodescribecognitivereactionsandtotransitiontoemotionalreactions.
Phase4:Reactions
TheheartoftheCISD,focusingontheimpacttheeventhadontheparticipants.Anger,frustration,sadness,loss,confusion,andotheremotionsmayemerge.
Questions:Whatistheveryworstthingaboutthiseventforyoupersonally?
Toidentifythemosttraumaticaspectoftheeventfortheparticipants.
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Phase SocialCapital
Phase5:Symptoms
Leadingthegroupfromtheaffectivedomaintowardthecognitivedomain.
Questions:Howhasthistragicexperienceshownupinyourlife?Whatcognitive,physical,emotional,orbehavioralsymptomshaveyoubeendealingwithsincethisevent?
Toidentifypersonalsymptomsofdistressandtransitionbacktocognitivelevel/domain.
Phase6:Teaching
TheteamconductingtheCISDnormalizesthesymptomsbroughtupbytheparticipants.Theyexplaintheparticipants’reactionsandofferstressmanagementinformation.Otherinformationspecifictotheincidentcouldbesharedduringthisphase.
Toeducateastonormalreactionsanadaptivecopingmechanisms,providecognitiveanchor.
Phase7:Re-entry
Theparticipantsmayaskadditionalquestionsandmakefinalstatements.TheCISDteamsummarizeswhattheprogramwentover,finalstatements,andhandoutsarepresented.
Toclarifyambiguitiesandpreparefortermination,assessforfollowup.
FollowUp
TheCISDaccordingtoMitchell,istypicallyfollowedbyrefreshmentstofacilitatethebeginningoffollowupservices.Therefreshmentsanchorthegroupwhiletheteammembersspeaktoeachparticipantone-on-one.
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Thesephasesinthedebriefingprocesshelpnotonlythehumanserviceprofessionalsbuildrelationshipswiththecommunity,butitalsoreestablishesasenseofcommunityforthevictimsofthedisaster.Buildingrapportandcollectivenesswithinthecommunitywillincreasesocialcapital,whichwillthencreatestrongercommunitycapacityforrecoveryoffutureevents.
3.3.1 HawaiianRecoveryandHealing InthecaseofHawaiianfamiliesandindividuals,Thompson,McCubbin,Thompson,&Elver(1995)summarizedthreepatterns;coherence,problem-solvingcommunicationandschemathatwerecorrelatedtohigherlevelsofresilienceinNativefamiliesundergoingadversity.Inthefirstcase,coherenceistheabilityofafamilyofdevelopingtrust,predictability,andmanageabilitythatinfluencethecapacitytofosteroneanother’swellbeing(Thompsonetal.,1995).Second,communicationisessentialinthecontextofproblemsolving,becauseitemphasizespositiveaffirmationandconfirmation,andcontrastsprovocativeandsubversiveattitudes.Finally,schema,i.e.thefamily’ssharedethnicidentity,definesthecollectiveworldviewandepistemologyofmembers,enhancingbothcoherenceandtheresiliencetoadversity(Thompsonetal.,1995).Traditionalhealingmethodsandtechniquesareculturallyappropriateandeffectivemethodsoftacklingadverseandtraumaticsituations,suchasdisaster.Inthisregard,thetraditionaltreatmentofhoʻoponoponoisparticularlyinteresting,asitaimstorestoreharmonyandmaintaingoodrelationsandlōkahiwithintheʻohanaandwiththespiritualworld(forthedefinitionofHawaiiantermsseefollowingparagraph).HoʻoponoponoisaHawaiianformoffamilytherapyfocusedonpositiverelationswithinfamilymembersandthespiritualworld,andisbasedonactsofrestitutionandspiritualcleansing(McCubbinetal.,2008).
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3.4 HawaiianValuesandCommunityStructureDefiningthemainelementsofsocialcapitalforNativeHawaiiancommunities
requiresareflectionontheessentialelementofHawaiianselfandpersonalityandonsomeofthevaluesofcohesiveness,leadership,andcooperation.TheconceptofselfforHawaiiansisholistic,asthekino(physicalbody)enclosesnotonlythevitalorgans,butalsotheelementsofthemental,emotional,andspirituallifeofanindividual(Pukui,Haertig,&Lee,1972).Thekinoisinfusedwithmana(divineandspiritualpower)andpossessesintelligence,emotionsandcharacterlocatedintheʻōpū(stomach)(Pukuietal.,1972),andisthecentralpartoftheconceptionofbeing,togetherwiththeʻohana(family),makaniʻainawai(nature),andtheAkuaandAmakua(Godsandspirits)(McCubbin,Ishikawa,&McCubbin,2008),asillustratedinFigure3-2.
Figure3-2:TraditionalNativeHawaiianConceptionofPsyche(McCubbinetal.,2008)
Hawaiianvaluesandbeliefscanbefoundandstudiedinbehaviorsandnorms,suchaslanguage,protocols,culturalandreligiouspractices,andarts(Minerbi,1996).Thediscussionaroundthesemanifestationsisopenandrich,andmanyauthorsprovidedasummaryandguideofthebasiccollectiveandindividualvaluesofthisculture.Inthe
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contextofsocialcapitalandcommunitybuildingandtheirroleindisastermanagement,elevenkeyprincipleswereselectedbasedontheworkofvariousscholars(Goodyear-Kaopua,2013;McCubbinetal.,2008;Minerbi,1996;Pukuietal.,1972).Theseguidingprinciplesincludealoha,ʻaina,haʻahaʻa,kōkua,lōkahi,mana,ʻohana,kuleana,alakaʻi,pono,laulima,andmālama.Inordertoclarifytheroleoftheseelementsinthedefinitionofsocialcapitalandcommunitycapacityandtheirrelevancetodisastermanagement,theyweregroupedinthreeclusters,namelycorevalues,leadershipandcooperation(seeFigure3-4).
Figure3-3:Clustersofvalues(adaptedfromGoodyear-Kaopua,2013;HawaiianIndependence,2016;McCubbinetal.,2008;Minerbi,1996;Pukuietal.,1972)
3.4.1 SomeCoreValuesSomeofthecorevaluesofHawaiiancultureincludealoha,pono,ʻaina,mālama,and
lōkahi,and,andhighlightthedeepandholisticrelationshipbetweenHawaiians,theirland,andtheirspirituality.Alohaisthemostpopularofthesevalues,andthemost(sometimestheonly)knownworldoftheHawaiianlanguage.Itgoesfarbeyonditsfunctionasagreeting,andsymbolizessentimentsofaffection,compassion,andlove(McCubbinetal.,2008).Thisconceptcanbeappliedbothtoindividualsandsystems,asitincludessentimentofpersonalcordiality,mercy,andsympathy,butalsocommunitycohesiveness,goodwill,andmutualkindness(McCubbinetal.,2008).AnotheressentialconceptinunderstandingHawaiiancultureispono,whichreferstotheproperbehavior,ortheindividualsenseofjusticeand“right”,reflectedintheproperbehaviortowardsoneselfandtheʻohana(McCubbinetal.,2008;Minerbi,1996).Theconceptofʻaina,whichliterallytranslatesto“thatwhichfeedsus”,referstotheland,theenvironmentandnatureingeneral.ThisconcepthighlightsonceagaintheholisticnatureofHawaiiancultureandindividuals,andconsistsofthreedimensions;physical,psychologicalandspiritual.Thephysicalʻainarepresentsthehomeland,thelandoftheancestors,butalsothesourceofnourishmentandlife,asitprovidesfoodandshelter.Whereas,thepsychologicalandspiritualdimensionsarerelatedtotheprovisionofmentalhealthandthesupportofthedailyrelationshipbetweenindividualsandthespiritualworld,asasourceofguidanceandstrength(McCubbinetal.,2008).Stronglytiedtotheconceptofʻaina,isthevalueofmālama,whichrepresentsatthe
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sametimetheattitudeofcaringwithalohaandtheprincipleofrespect.Thecombinationofthisconceptwiththestewardshipofnatureandtheenvironment,i.e.mālamaʻaina,isoneofthecornerstoneofHawaiiancultureandtheguidingprincipleoftoday’smovementsforindependentHawaiʻi(HawaiianIndependence,2016).Inthisregard,thecareandrespectforthelandandthebalancedrelationshipbetweenhuman-kindandnaturearetherootsoftheindependencemovement,asopposedtotheWesternmodelofdomination,exploitationandexhaustionoftheland.Finally,lōkahirepresentsunityandharmonyandistheoverarchingvalueguidingthebroaderstructureofHawaiiansociety.Inthisregard,McCubbinetal.(2008)describedthisvalueasatrianglecombiningʻaina,kanaka(human-kind)andkeakua(thegods),underliningtheroleofthiselementasthestrengthbehindthebalancebetweenmen,gods,andtheenvironment.
3.4.2 LeadershipThedescriptionofleadershipinHawaiiancommunitiescanbesummarizedbythe
combinationoftheconceptsofhaʻahaʻa,alakaʻi,andkuleana.First,ʻhaʻahaʻarepresentsmodestyandhumility,andistheelementthatinterconnectspeopletooneanotherwithsentimentsofrespectandcaring,asopposedtoarrogance(McCubbinetal.,2008).ThiselementisessentialinNativeHawaiiancultureasitallowstobalancehumilityandself-respect,andhumilityandconfidence,andbecomesanessentialcharacteristicforgoodleadership.Alakaʻirepresentstheabilitytoguide,direct,andlead,andacquiredagreatrelevanceintheculturalrenaissanceandresilienceofHawaiianpeople.Thisconceptdescribesagoodleaderthatneedstohaveloyaltyandexpertise,butalsoalohaandmana,andneedstobeandactpono(McCubbinetal.,2008).Finally,kuleanaliterallytranslatesto“right,privilegeandresponsibility”andcanbeinterpretedastheactivecommitmentandcontributionstothecommunity(Goodyear-Kaopua,2013).
3.4.3 CooperationWhendescribingcommunitycapacityandsocialcapital,itisessentialtounderstand
whatarethebasiccomponentsofacultureandhowcooperationisorganizedwithintheircommunities.InregardtoHawaiiancommunities,theseelementsincludekōkua,laulima,andʻohana.Firstofall,tokōkuameanstohelportoassist,andreferstotheempathicandmutualsystemofgiveandtakepresentbetweenfamilymembers,families,andneighbors,especiallyintimesofneed(McCubbinetal.,2008).Morespecifically,cooperationisachievedalsothroughlaulima(literally“manyhands”),whichtranslatesinto“toworktogether”(Minerbi,1996)or“jointaction”(wehewehe.org),symbolizingthecollectiveandsystematicefforttowardstheachievementofgoalsorproblemsolving.
Finally,ʻohanarepresentsthecoreofHawaiiansocietyandorganization,notonlyasabuildingblockofsociety,butalsoasamodeloforganizationandmanagement.“Membersoftheʻohana,liketaroshoots,areallfromthesameroot”(Pukuietal.,1972).TheHawaiianfamilyincludestheextendednetworkofbloodrelatives(pilikoko),andinformal
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relationshipsoffriendship(McCubbinetal.,2008).Thefunctionoftheʻohanaistoemotionally,physicallyandfinanciallysupportitsmembers,anditcanbedefinedas“themostpracticalofsocio-economic-educationalunits”(Pukuietal.,1972).ʻOhana’swereessentialinthemanagementoftheʻahupuaʻa(landdivision),bothfortheirinternalorganizationandtheirnetwork.Ononehand,thedivisionofresponsibilitiesanddutiesamongfamilieswasimportanttotheefficientmanagementofnaturalresources,andtomālamaʻaina.Whiletheinternalorganizationoffamilyguaranteedthatdutieswereadequatelydividedamongmembersandperformedproperly(Pukuietal.,1972).Hawaiianfamilytieswerealsoimportantinthepreservationandcommunicationofknowledge,astheywerethemeansofpassingteachings,rituals,andkapu(taboos)fromonegenerationtoanother(Pukuietal.,1972).Thegeneralstructureoftheʻohanaincludes(1)makuas(parents)andrelativesinthesamegenerationastheparents,suchasunclesandaunties,(2)kupunas(grandparentsortheelderlies),and(3)thekeiki(kids)(Pukuietal.,1972).
Insum,whenleadershipisexpressedinculturalwaysconsistentwithcoreHawaiianvalues,asdescribedabove,itengendersbehaviorsandcooperativeactionsorganizedaroundtheextendedfamilysothatindigenoussocialcapitalcanbebettermobilizedfordisasterpreparednessofthelocalcommunity.
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3.5 Hazards,PreparednessandMappingSocialcapitalisextremelyimportantinthepost-disasterredevelopmentofa
community,notonlyinthephysicalstructure,butthesocialstructureaswell(Nakagawa&Shaw,2004).Aldrich&Meyer(2014)statethathistorically,communitiesworktogethertorecoverfromadisaster,withthistheycanleveragetheirsocialcapitaltorecoverinthecommunity(Ada&Bolat,2010).Theyalsoexpressthattypically,individualswithhighsocialcapitalaremorelikelytoreachoutandgethelpfromcommunitymembersbecausetheyhavemoretrustintheirneighbors;thereismorefinancialhelpaswellasresourcesforthesepeople.Thosewithfewerconnectionsmayhaveadifficulttimereachingoutforhelpafteradisasterwhentheyneedit(Aldrich&Meyer,2014).Disastermanagementcanbedividedintotwoparts,mitigationandresponse.Mitigationfocusesonpreparedness,physicalvulnerabilityofaplace,andprevention,alsoknownastheDisasterCycle.Responsetoadisastercanincludesearchandrescue,reconstructionandrehabilitationofanarea(Nakagawa&Shaw,2004).SocialcapitalisimportantinallaspectsoftheDisasterCyclefrommitigation,preparednessandresponsetotherecoveryprocessafterwards.Otherpeople’sknowledgeandexperiencecanhelptobetterpreparetheircommunityforadisaster.Whenthereisstrongsocialcapital,everyonebenefitsfromworkingtogetherinallstepsofdisastermanagementandknowledge(Ada&Bolat,2010).Whenitcomestoemergencypreparednessincommunities,theremustbebonding,bridging,andlinkingsocialcapital,andtheremustbeastrongleaderwhocanbringthecommunitytogetherandfacilitatelinkingsocialcapitalandencouragecommunitymemberstobeproactivewithpreparedness(Nakagawa&Shaw,2004;Ada&Bolat,2010)
Inrecentyearstherehasbeenanincreaseintheuseoftheinternetforconnectingtootherpeopleandsocialgroupsthroughouttheworld,whichcanbeespeciallyusefulinthecontextofdisasters(Caoetal.,2012;Procopio&Procopi,2007).InNewOrleans,afterHurricaneKatrina,theinternetplayedavitalroleinconnectingpeopletotheirfriendsandfamilyaroundtheUnitedStates.Italsoallowedthevictimstoconnecttoothersandsociallyrecoverfromthedisaster.Theinternethasincreasedtheirbridgingsocialcapitalandnetworksthroughtheabilitytogetemotionalsupportafterthecrisis(Procopio&Procopio,2007).Recently,thefocusondisastermanagementstrategieshasbeenatthecommunitylevel,bothforthepre-andpost-disasteranalysis.Communitieswithmoreconnectionsandresourcesarelikelytobemoreresilientandrecovermorequicklyfromadisaster(Nakagawa&Shaw,2004;Ada&Bolat,2010).
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3.5.1 DisasterManagementinHawai’iSevereweathereventsoccuroften,buttheyareonlyconsideredadisasterwhen
theyaffectpeople.Unfortunately,inHawaii,thereareafewmisconceptionsabouthazardsbecausenothinghashittheislandinquiteafewyears.Afewmythsare:TheBigIslandwillblockhurricanesfromhittingotherislands,ortheyonlyhitKauai,andifsomethingdoeshappen,thegovernmentwillbeavailabletohelpus(Hwang&Okimoto,2014).Recenttrendsshowthatthenumberofmajordisastereventshasincreasedinthepast50years(Aldrich&Meyer,2004).
Intermsoftraditionalknowledge,thetopicofnaturaldisastersispresentandrecurringintheHawaiianlanguage,moʻolelo(chants),oralhistories,mythology,andproverbs.Anexampleofthisnarrative,aretheprecisenamesofwavesbasedonmanycharacteristics,indicatingadeepknowledgeofnaturalphenomenasuchastsunamis.Chun(2004)andProfessorMorgan(DepartmentofOceanography,UniversityofHawaiʻiatMānoa),reviewedthemeaningandusageofthesetermsusedbyNāmakaokeahi(2004),andprovidedthefollowingHawaiiantoEnglishtranslations(Nāmakaokeahi,2004,p.xi):
Table3-4:HawaiiantoEnglishTranslationofWordsAssociatedwithTsunamis
Hawaiian EnglishKa-nalu Thewave
Ka-nalu-akea Thebroad/widewaveKa-kai-akea Thebroad/wideseaMoanaakea Thebroad/wideoceanNalu-hoo-hua Swelling-waveNalu-hoo-hoku Increasingwave
Manana-mana-akea Broad/widebranchingout
Furthermore,Nāmakaokeahi(2004)describessomepost-disasterrecoverystrategiesadoptedbyancientHawaiian.Inparticular,hedescribedhowafter“thesesrosemeetingthefreshwater”(p.E-1)(i.e.flood),chiefsfocusedonre-populatingthelandandtheislands,byfirstofallincreasingtheproductionoffoodandfish.
Table3-3describessomeofthenaturaldisasterswhichimpactHawaii,aswellassomeofthepreparednessmeasuresthatcanbetakenforthembyindividualsandfamilies.
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Table3-5:IndividualandFamilyPreparednessforDisastersinHawaii
HazardType HazardDescription IndividualPreparedness
CoastalErosion
Erosioniscausedbywaves,tides,currents,ordrainagealongthebeachesanddunes.Erosioncanbecausedby:humanimpacts,waveandcurrentchanges,andsealevelrise.
ThisiswidespreadinHawai‘i,andalloverbeacheshavebeenaffected.Thereareshorelinesetbacksforbuildingalongbeaches.Thisdiffersforeachislandandsometakeintoaccounterosionrates,othersdosolelyshorelinesetbacks.
Drought Adroughtiscausedbyexcessivelylongamountsoftimewithlimitedprecipitation.Thisreducesgroundwatersupply.
Rainwatercatchmentsystemsareonewaytolocallystorewaterincaseofadrought.Anotherwayistoreducewaterconsumption.
Earthquake Earthquakesarecausedthroughthemovementoftectonicplates.Thiscausesthegroundtoshake.Theycanalsobecausedbymagmabuildinguparoundactivevolcanoes
EarthquakesarelesscommonontheIslandofOahu,however,knowtheproceduresforwhatyoushoulddoifyoufeelanearthquake.Inyourhomebesuretohaveheavyobjectsclosertotheground,andsecuretop-heavyfurniturelikedresserstothewall.Ifyouareoutsideorinthecar,stayawayfromanythingthatcanfallonyou.
Flooding Floodingcanrelatetoflashflooding,withshortertimeperiodsofexcessiverain,orlongeronsetfloodingafterdaysofrainfall.Theycanalsohappeninsituationswhererainfallexceedspipecapacity.
LookattheFederalEmergencyManagementAgency’s(FEMA)FloodInsuranceRateMaps(FIRM)toseeifwhereyouliveispronetofloodsorhighsurf,iftheydo,investinfloodinsurance.Avoiddrivingonfloodedroads.Avoidgoingintothewater.Ifthereisaflashfloodandyouarestuckinyourhouse,verticallyevacuate.
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HazardType HazardDescription IndividualPreparedness
Tsunami Tsunamisareseriesofwaveswithlongwavelengthsandperiods.Theyaretypicallytriggeredbyearthquakes.Theycanalsobetriggeredbyunderwatervolcanoesandlandslides.Thewavescanbe30feethigh,andcanpenetrateafewmilesinlanddependingonthestrength.Theseriesofwavescanlastforacoupleofhours.
Listenforsirensafteranearthquakeevent.Ifatsunamihasbeentriggeredtheywillgooff.Moveimmediatelytohigherground.Ifyoufeelanearthquake,anditisstrongenoughtomakeitdifficultforyoutowalkormovewhileitishappening,makeyourwaytohigherground.Stayawayfrombeaches,andwaituntilyougetthe“allclear”toreturntoyourhouseifitisinthecoastalarea.Evacuatetosheltersorsafezones.
HurricanesandStorm
Surge
Hurricanesareseveretropicalstormsthathappenduringacertainseason(June1–November30inHawaii).Theyhaveheavyrainfallandcanhavewindsexceeding155milesperhour.Hurricanescreatestormsurge,whichistheriseinwaterastormcreatesabovethenormaltides.Thisincreasesfloodinginareasimpactedbyhurricanes.
Havingwindowcoveringsandroofbracingscanhelpprotectyourhouse.Also,evacuatetoemergencyshelters,especiallyifyouareinafloodzone.Begingatheringemergencysuppliesnow,andanevacuationplan.Haveinsuranceforyourhouseifitisinthefloodandhurricanezone.
Landslides Thisisthedownwardmovementofsoils,rocks,andplantsonsteepsurfaceslikemountains.
Lookatwherepastlandslideshaveoccurred,thismayshowatrend.Stayawayfromthoseareas.
Fire Firesoccurduringdryconditionswhentherehasbeenashortageofprecipitation.FiresinHawai’iarealmostcompletelycausedbypeople.
Designyourpropertytoeffectivelybattlefires.
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HazardType HazardDescription IndividualPreparedness
HighSurf Highsurfiswhentherearewavescrashingonshorethatareatleast10feet.Thewavesarecreatedbyswellsfromstormsnorthoftheislands.Thisaffectsdifferentshoresatdifferenttimesduringtheyear.
Usecautionifyouareenteringthewater,butfollowadvicegivenonpublicbeaches.Ifthelifeguardssaydon’tswim,thendon’tgetinthewater.
Sources:Homeowner’sHandbooktoPrepareforNaturalHazards;
CityandCountyofHonolulu,Hawai’IDisasterPreparedness.
Currently,tohelppeoplepreparefornaturaldisastersonO‘ahu,thereareorganizationswhichofferclassesonpreparedness.TheNDPTCoffersclassestosmallgroupsorcommunitiesonarangeoftopicssuchas:disasterrecoveryandresponse,awareness,coastalresilience,andfloodriskreduction.TheAmericanRedCross(ARC)hasclassesonhowtobepreparedforadisaster,firstaidandotherhealthprograms.HonoluluhasaCommunityEmergencyResponseTeam(CERT),whichisagroupofvolunteerswhocanactasfirstrespondersafteradisaster.Theyaretrainedinsearchandrescue,preparedness,emergencyandfirstaid,andmore.Youcanalsogetinvolvedwithlocaldisastersupportgroupsorthroughbeinginvolvedinthelocalgovernment.
Therearenumerousreportsthatadvisecitizensonwhattheyshouldhaveinanemergencykit,howtheyshouldplantoevacuateisadisasterstrikes,whattobringtoashelter,andknowhowtogetintouchwithfamilies.Oneofthereports,byHwangandOkimoto(2014)recommendsthatemergencysuppliesinclude:afirstaidkit,aflashlightwithextrabatteries,aseven-daysupplyoffoodwithamethodforopeningandcookingthefoodifneedbe,andatleastonegallonofwaterperpersonperday.Someoftheitemsforashelteraresimilartotheemergencykit.Theguidelinesforanevacuationkitinclude:onegallonofwaterperpersonperday,andonesmallbagwithmedications,foods,canopener,personalneedsitems,first-aidkit,flashlightandextrabatteries,clothes,towels,andsleepwear.Ifyouplantouseashelter,trytowalktherebecauseduringanevent,roadsmaybecongested,damaged,orclosed.Alsofindoutaheadoftimeiftheshelterisforhurricanesortsunamis(Hwang&Okimoto,2014).
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3.5.2 HazardsinWaimānaloTherearemultiplehazardswhichhavetheabilitytoimpactWaimānalo.Theyinclude:tsunami,landslides,hurricanes,highsurf,flashflooding,fires,earthquakes,droughts,andcoastalerosion.Manyoftheseeventscancoincidewitheachother,creatingalargerimpactonthecommunity.
Alongthecoast,Waimānaloisinthetsunamievacuationzone.AgreaterportionofWaimānaloisintheextremetsunamievacuationzone(ETEZ)(seeFigure3-4).TheETEZmodelstheinundationpotentialforanextremetsunamitriggeredbya9+magnitudeearthquakeintheAleutian-Alaskanarcregion.TheAleutian-AlaskanregionearthquakesposethegreatestrisktoHawai’Iduetotheircloseproximitytotheislands(Butler,2014).Thecloseranearthquakeis,ifitgeneratesatsunami,thequickerthetsunamiwillreachHawaii.Theregulartsunamievacuationzoneisshowninredonthemap,whiletheextremetsunamizoneisshowninyellow.Foranytsunaminotrated“extreme”,thepeoplewithintheredareashouldevacuate.
Figure3-4showsthevillagecenterandsurroundingresidentiallandscloserintoindicatethelocationofhurricaneevacuationshelters.PopeElementarySchoolistheshelterintheextremetsunamizone,andWaimānaloElementary/IntermediateschoolissafeoutsideoftheETEZ.Thepre-schoolsinWaimānaloareintheETEZ,andthefirestationliesjustoutsideofit.Fromthemap,therearenumerousparcelsinthetwozones.ThemainhighwayforaccessinWaimānalo,KalanianaoleHighway,isalsointhetwozones.Fromthis,itcanbeconcludedthatitmaybebeneficialtohaveanotherevacuationrouteoutofWaimānaloduringanemergency.Thisideawasoriginallyproposedin2006,andisstillapriorityprojectforDHHLinWaimānalo(DepartmentofHawaiianHomelands,2011).MoreonthispossibleevacuationrouteisdiscussedinChapter5.
Therearenoemergencysheltersfortsunami’sinWaimānalo,aswellasnosetevacuationplanexcepttogoinlandanduphillifyoufeelthegroundshakeorhearthetsunamisirens(CityandCountyofHonolulu,Evacuate!!!,2015).TheRegionalWaimānaloPlan,2011discussestheimportanceofhavinganevacuationplan,andlistsitasatoppriorityforthefutureofWaimānalo.Theirplanwasdevelopedbeforetheextremetsunamievacuationzoneswerecreated,soupdatesareneededtotheplan.However,thebasicsoftheplanstillremain.ThereisaneedtoprovideinformationofevacuationroutestoallcitizensofWaimānalo.Theresidentsshouldknowwhentheyneedtoevacuateandwheretheyshouldgoandwheretheyshouldstay(safestagingaccess).Methodsforinformingcitizensmayincludesignageorpublicoutreachandeducation(DepartmentofHawaiianHomelands,2016).Currentlyallofthedesignatedsheltersareforhurricanesonly,however,WaimānaloElementaryandIntermediateschoolisoutsideoftheETEZ,andmaybesafetouseasashelterinthecaseofatsunami.Ifthisisnotasuitablelocation,thereshouldbeasafezonesetupsopeopleknowwheretogototakerefugefromatsunami.
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Figure3-4:WaimānaloTsunamiEvacuationZonesand5-footContourLines
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3.6 ExpectedFindingsStudentsofthePlanningPracticum-Spring2016participatedintheEmergency
PreparednessFairwithMs.FrenchaKalilimokuofHHARPonApril9,2016attheChurchofJesusChristofLatter-daySaintsinKailua,HIandtheNDTPCCourse:NaturalDisasterAwarenessforCommunityLeadersatTheChurchofJesusChristofLatter-daySaintsonApril23,2016.Socialcapital,asitexistsinWaimānalotoday,isexpectedtohaveagreatinfluenceonmostmembersofthehomesteadcommunityduetotheeffortsbyHHARPtoincreasecommunitycapacityanddisasterresilience.Table3-4presentsthemainpartiesinvolvedinthreephases:before,during,andpostdisasters,andhowthecommunityisexpectedtohavedevelopedsocialcapitalandcommunityresilienceineachphase.
Themainpartiesinvolvedindisasterpreparednessinthecommunityare:Waimānalocommunitymembers(Ms.FrenchaKalilimoku,HHARP,LDSChurch,etc.),NDPTC,andDHHL.Oneobjectiveforthepracticumcoursethroughparticipationofthisworkshopistoanalyzethelevelandeffectivenessofcommunicationbetweenthesemainparties.Somequestionstheresearchersattemptedtoanswerare:
● DoesHHARPandDHHLmaintainarelationshipthatpromotesprogressiveplanningandpreparationforfuturedisasters?
● WhatisthenatureofinteractionsbetweenWaimānalocommunitymembersandHHARPandhowareHHARPobjectivesandgoalsreflectiveoftheneedsofthecommunity?
● HowcantheNDPTCencouragesocialcapitalinWaimānaloandwhatcanbeimproved?
Table3-6:SocialCapitalExpectedFindings
SocialCapital Before During After
MainParties
CommunityNDPTC
DHHL
Community:Family,FriendsPolice,Fire,National
Guard
CommunityCrisisCounselorsPolice,Fire,National
Guard
Collectiveness
PreparednessWorkshops(HHARP)
SocialCapitalCourses(NDPTC)
SocialCapitalPreparedness
ATSMCISDOtherProgramsfor
Recovery
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4 CommunityOutreachActivitiesThepracticumobjectiveinvolvescommunityoutreachandparticipantfeedbackto
supportthefindingsoftheliteraturereviewinsection3.Theliteraturereviewincludedthedefinitionofkeyconceptsinthestudyofsocialcapitalandcommunitycapacityinsmallislandcommunities,andthefollowingsectionprovidesacomprehensiveoverviewofhowtheseconcepts,suchasbonding,bridging,andlinkingmaybemanifestedinnativeHawaiiancommunities.SomeorganizationsinvolvedinthemovementforaresilientcommunityinWaimānaloareNDPTCandHo’omakaukau‘OWaimānalo.TheeffortsofmembersandvolunteersintheseorganizationsareespeciallyinfluentialtothesuccessincreatingaresilientcommunityinWaimānalo.
4.1 NationalDisastersPreparednessTrainingCenterTheNDPTCisapprovedtodevelopanddelivertrainingprogramsrelatedtodisaster
managementincoastalcommunities.Theinstitution’sfocusisonthe“fivemissionareas:Prevention,Protection,Mitigation,Response,andRecovery”(NDPTC,2016).ThetrainingcoursesofferedontheHawai’IIslandsincludethedevelopmentofawareness,resilience,andpreparedness.
4.2 Ho’omakaukau‘OWaimānalo,CommunityPreparednessCommitteeTheobjectiveofHo’omakaukau‘OWaimānaloisto“educateandtrainresidentsof
theWaimānaloCommunityaboutthe‘AllHazardsApproach’todisasterpreparedness,mitigation,responseandrecovery”(Ho’omakaukau‘OWaimānalo,2015:5).Theorganizationmeetstheirobjectivesthroughpublicoutreach,trainingandexercises,creatingspaceandpreparingcommunitytosheltercommunitymembersinthecaseofanemergency,creatingevacuationsignage,andholdingcommunityresilienceprograms.
4.2.1 PublicOutreachandInformationThepurposeofpublicoutreachistoreachouttoallmembersoftheWaimānalo
community.Ho’omakaukau‘OWaimānaloencouragesthepublicandvulnerablepopulationstogetinvolvedinindividualandcommunitydisasterpreparedness.Thisisdonethroughemergency/disasterpreparednessfairs,whereorganizationspromotingdisastermanagementpresenttheirworkandinvolvementontheislandoftheOahu.Theyarealsocommittedtoschedulingspeakersfromlocalandstateemergencymanagementagenciesandpreparednessorganizations.
4.2.2 TrainingandExercisesHo’omakaukau‘OWaimānalocoordinatesandschedulestrainingcoursesfor
membersoftheircommunity.Someorganizationsinvitedtoholdtrainingcoursesinclude:
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CERT,ARC,andNDPTC.Thesetrainingsessionsextendinfluencetoindividuals,families,andbusinessesinWaimānalo.Ho’omakaukau‘OWaimānaloalsoholdstabletopsondisasterpreparednesswithresidents,communityorganizations,businesses,electedofficials,volunteers,andprivateandpublicagencies(Ho’omakaukau‘OWaimānalo,2015).
4.2.3 MassCareandShelteringHo’omakaukau‘OWaimānaloiscommittedtoanalyzingwaystofeedandshelter
Waimānaloresidentsinthecaseofanemergency.Theyhaveestablishedtheconceptofthe‘Hub,’ortohaveadesignatedcenterforshelterindisastersituations.TheorganizationincooperationwiththeARCcontinuetoworkwithfoodestablishmentsinWaimānaloforemergencyfeeding.Radiooperatorsarealsoestablishedindisastersituations.
4.2.4 EvacuationandSignageEvacuationroutesareestablished,andtheorganizationisworkingwiththeCityand
CountyofHonolulutoestablishTsunamiwarningsignsanddesignatedrefugecenters.
4.2.5 CommunityResilienceProgramsHo’omakaukau‘OWaimānaloprovidesthecommunitytheopportunitytodevelop
andmaintainStormReadyandTsunamiReadyprogramswithNOAA.TheorganizationalsoinvolvesthecommunityindevelopingandmaintainingtherequirementsforaResilientReadyprogramwiththeHawai’iEmergencyManagementEmergency(Ho’omakaukau‘OWaimānalo,2015:12).
4.3 UHManoaDepartmentofUrbanandRegionalPlanningPracticumOutreachTheplanningpracticumparticipatedinonemeetingwithacommunityleaderand
twooutreachactivities.ThestudentsandtheinstructormetFrenchaKalililimoku,facilitatorforHHARPandlongtimeWaimānaloresident.TheyalsoparticipatedintheEmergencyPreparednessFairwithHo’omakaukau‘OWaimānalo,andtheNaturalDisasterAwarenessforCommunityLeadersCourse,heldbyNDPTC.
4.3.1 MeetingwithFrenchaKalilimoku,HHARPOnFebruary26,2016thepracticumteammetwithHHARPFacilitatorandcommunityleaderFrenchaKalilimoku,todiscussthegoalsofthepracticumandlearnmoreaboutthepreparednesseffortsofWaimānalo.Duringthemeeting,Ms.KalilimokuintroducedtheachievementsandfuturedirectionsoftheHo’omakaukau‘OWaimānaloinitiative,anddiscussedthecurrentissuesofthecommunity.ItwashighlightedthatWaimānalowasthefirstcommunityintheStateofHawai’itoreceivetheResilientCommunityAward,duetothecontinuousefforttowardclassesandtrainingonnaturalandmanmadedisasters.Sofar,103communitymembershavebeentrainedindisasterpreparedness,representingthe1.04%of
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thepopulationofWaimānalo,andMs.Kalilimokuwishestoincreasethisnumberbyinvolvingatleast10%of“mailboxes”(Kalilimoku,2016),i.e.households.Intermsoffutureconcernsanddirections,thecommunityleaderexpressedherdesireofhavinganenhancedandfunctioningevacuationroadthatcanbeusedincaseofadisasterasanalternativetoKalanianaoleHighway.Inparticular,theattentionwasdrawnonthebackroadconnectingtheendofIlauholeStreetwithWaikupanahaStreet,intheSouthernpartofWaimānalo,mauka(towardsthemountains)oftheWaimānaloBeachPark.Lastly,Ms.Kalilimokuexpressedherconcernstowardsthedisasterpreparednessofkupuna,caregiversandhousingfacilities.
4.3.2 EmergencyPreparednessFairTheobjectiveofourgroup’sparticipationinthepreparednessfairwastoinform
communitymembersofthesignificanceofsocialcapitalindisasterpreparedness,analyzethecurrentexistenceandlevelofengagementwithsocialcapitalinWaimānalo,andreceivefeedbackfromcommunitymembersonhowsocialcapitalismanifestedintheircommunity.Thepracticumgroupwasprovidedaboothwherestudentspostedmapsoftsunamievacuationzonesandflyersdefiningandpromotingsocialcapital.Theflyerincluded(1)Descriptionofsocialcapital,adiagramandsummaryofliteraturereview;(2)Questions;(3)Listofresources;and(4)Contactsforemergencymanagement(seeFigures4-1and4-2).
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Figure4-1:SocialCapitalFlyerHandedouttoCommunityParticipantsattheEmergencyPreparednessFairSpring2016;SideA
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Figure4-2:SocialCapitalFlyerHandedouttoCommunityParticipantsattheEmergencyPreparednessFairSpring2016;SideB
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4.3.3 EmergencyPreparednessFairEvaluationTheemergencypreparednessfairwasheldattheChurchofJesusChristofLatter-Day
SaintsonSaturday,April9,2016inKailua,HI.Participantsincluded,butnotlimitedto,theARC,NationalWeatherService,HonoluluFireDepartment,HonoluluPoliceDepartment,DepartmentofEmergencyManagement,TheHawai’IVoluntaryOrganizationsActiveinDisaster,NDPTCandHawai’IEmergencyAgency.
TheUniversityofHawai’IpracticumstudentspreparedamapofWaimānalotsunamizonesasasupplementtotheactivitiesthatwereplannedforfairparticipants(seeFigure4-2).MostparticipantswhovisitedthepracticumtablewerefromtheKailuacommunity,andthefewwhoresidedinWaimānalowereoutsideofthetsunamizoneandmovedontothenexttable.Thereappearedtobeadisconnectbetweenthecommunitymembers,revealingtheneedforgrowthinbridgingsocialcapital.Hostsofcommunityeventssuchasthepreparednessfaircouldbenefitfrompromotingtherelationshipbetweencommunities,andsupportingacollaborativeenvironmentbetweenneighboringcommunities.
Figure4-3:PracticumstudentsattendingthePreparednessFairinKailua
AnotherissuethatbecameevidentwasthedismissiveresponsefrommostoftheparticipantstoamapofWaimānalotsunamizones.Thefewparticipantswhoresidedin
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Waimānaloexpressedtheirsatisfactionwithlivingoutsideoftheextremetsunamizonewithlittleconcernfortheirneighborswholivedinsideofthetsunamizone.Futureworkshopscouldincludelessonsonbonding,stressingthesignificanceofcollaborationindisastersituations.
Withtheexceptionofvolunteers,theparticipantsofthepreparednessfairwerepredominantlymiddleagedtoseniorresidents.Theyoungergenerationofresidents,especiallythosewhowillbecomenewhomeownersappearedtobeabsent,whichcouldhinderthedevelopmentofsocialcapitalinthiscommunity.Anotherimportantapparentabsenceisthatofelectedofficialsand/orcommunityleaders,underliningthelackoflinkingtiesandweakeningtheoverallsocialcapitalofthecommunityaswellasitsdisasterpreparedness.
Figure4-4:PracticumstudentsinteractingwithparticipantsofthePreparednessFairinKailua
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Figure4-5:StudentstalkingwithCommunityMembers
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4.3.4 NDTPCNaturalDisasterAwarenessforCommunityLeadersCourseThecoursewasgearedtowardsindividualsandcommunitymemberswhowould
wanttobeleadersinthecaseofanemergency.Thiscourseisdesignedtohelpcreateapreparednessplan.Thecourseisbrokendownintofivemoduleswiththreeexercises.Therewere25peopleinattendanceincludingtheinstructor,hiswife,andthecommunitymemberswhoorchestratedtheworkshop,mostofwhichwereadultsorkupuna.Mostofthecommunitymembersinattendanceseemedtohavesomepersonalinterestinpreparednessandbeingaleaderfortheircommunity.Communitymembersincludedpeoplewhowantedtolearnhowtobebetterprepared,CERTmembers,membersfromothercommunitieswhowantedtobringknowledgebacktotheircommunity,students,farmersandfamilies.Thisseemedtobeagoodbridgingexperienceforthecommunitymembersinattendancewhodidnotknoweachother,andbondingforthosewhodid.
Figure4-6:GroupactivityduringtheNDPTCcourse(Source:FredHyun)
Whiletherewerepeoplewithnumerousbackgroundsattheworkshop,therewereafewgroupswhichwerenotablymissing.Therewerenopeoplefromthelocalgovernment,retiredpoliceorfireofficials,orneighborhoodboardmembers.Therewasalsoanapparentlackofinvolvementfromothercommunityorganizationslikethecanoeclub,HawaiianHomesAssociation,HawaiianCivicClub,schools,localbusinesses,youthsandlocalchurches.Morepeopleinattendancewouldhaveincreasedbridgingsocialcapital.
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4.3.4.1 CourseEvaluationOverallthecommunityseemedtoenjoythecourse.Theinstructorhadapersonal
stakeinHawaii,sohecouldrelatetotheattendees;hehadalsobeeninvolvedonKauaiintherecoveryprocessafterHurricaneIniki,sohecouldprovidereallifeexperienceandtakeawaysfromthatexperience.ThereweremostlyWaimānalocommunitymembersthere,alongwiththestudents,onemanfromKaneohewithKailuaCERT,andawomanfromAinaHaina’sPreparednessCommittee.Thereseemedtobetoomuchinstructionandnotenoughworkshoptime,theactivitiesweren’tfullycompletedbyanyofthegroups.Theideabehindtheworkshopswastogetstakeholderstothetabletocomeupwithapreliminaryplantoinvolvemembersofthecommunity.
Themoretimethecommunityhastoworktogetherthroughtheexercises,themoresocialcapitaltheyarebuildingthroughrelationshipsandtrust.Thefinalexercisewasparticularlyusefulbecauseitassignedeachgroupadifferentdisaster,andtheyhadtocomeupwithaplanbasedonwhattheylearnedthroughoutthecourse,fromexercisesoneandtwo,andtheirpersonalknowledge.
Figure4-8:Communitymemberslisteningasothergroupspresenttheirpreliminaryplans
Figure4-7:Communitymembersandstudentscollaboratingduringoneofthegroupexercises
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4.3.4.2 Findings from the Course
More participants would have increased bridging social capital. Handing out the participant's guide was beneficial for members who may not have access to either internet or a printer. There seemed to be a heavy focus on disasters, but the information could have been more tailored to the community at hand. The course relates to social capital in a few ways. It focuses on strong community leaders, who are essential in the preparedness and recovery of a disaster. The course describes the importance of creating partnerships, which can be associated with bridging and linking social capital. This would have been beneficial to more community members who were not in attendance. The course stressed the importance of preparedness and everyone having a role to play. One of the activities focused on figuring out who had skills in the community to provide assistance before and after a disaster, like carpenters, contractors, farmers, electricians, tree trimmers, and first responders. One community member noted that though there are numerous skilled workers in Waimānalo, they may be hesitant to write their name down on a list with their services, but they believed that if it came down to it, everyone in the community would band together to help recover. The topic of the evacuation route was brought up in one of the groups during discussion, and the community members seemed to have lost hope or belief that the road would ever be constructed because the proposal had been around for so long.
Figure 4-9: One Student presenting Activity 3 to the Group
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5 ConclusionandImplicationsforFurtherResearch
5.1 WaimānaloCommunityPreparednessOverall,thecommunityofWaimānalohasachievedimportantresultsandoutcomes,anditcanbeconsideredwellprepared.TheHHARPfacilitator,Ms.FrenchaKalilimoku,isdevotedandmotivatedtoexpandingtheinitiative,andherenthusiasmandleadershipwillbemuchneededinthefuture.Tothisend,thepracticumteamidentifiedsomekeyelementsthathopefullycanbeaddressedbythecommunity,itsmembersanditsleaderstoimprovetheirdisasterreadinessandplanning.
Firstofall,the“Ho’omakaukau‘OWaimānalo”planandHHARP’sinitiativesarenotwidespreadinthecommunity.Manymembersofthecommunitymaynotbeawareoftheexistenceofsucheffortstowardsdisasterpreparedness,andmaybemissingtheopportunityofbeinginformedaswellastrained.Theteamsuggestsfocusingevenmoreonoutreach,byexpandingthecontactsandreachingouttonewchannelsofdistributionandcommunications,withspecialattentiontotheyoungergenerations.Forexample,thecommunityofHauʻula(NorthShoreofOahu)plantoincreaseawarenessfortheirpreparednessprogrambyinvolvingteachersandchildreninschool.Basedonthepreparednessplan,theycreatedahomeworkassignmentthatwasthendistributedandgiventostudentstotakehomeandgooverwiththeirparents.Furthermore,theHHARPinitiatives,meeting,andprojectsshouldbeadvertisedmorethroughtheinternet,andthe“Ho’omakaukau‘OWaimānalo”manualshouldbemadeavailablefordownloadonline.
Second,intermsoffutureexpansionofthe“Ho’omakaukau‘OWaimānalo”plan,attentionshouldbedrawnonthepostdisasterprocess,identifyinglong-termstrategiesofrecovery.Thiswouldbesomethingbeneficialforthecommunity,asitwouldincreasetheresilienceofitsmembers,guidingtheminthesocial,physicalandeconomicreconstruction.Inthisregard,long-termrecoverystrategiesshouldfocusoncreationofsocialandorganizationalcohesion,andtheincreaseofsocialcapitalthroughbonding,bridging,andlinkingties.
Third,HHARP,Ms.KalilimokuandotherWaimānalocommunitymembersandstakeholders,shouldcontinuetogrouptogetherandjointheirforcestoadvocateforthecreationoftheevacuationrouteconnectingWaikupanahaStreetandIlauholeStreet.Inthisregard,thepracticumteamwroteamemo(seeSection5.5)thatwantstosupportandtoguidethisprocessandencouragetheinitiativeofthecommunity.
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Lastly,futureeffortsshouldfocusoncreatingapreparednessplantohelpthekupunaduringadisaster,especiallythosewhoarelessmobileoraloneandlivingintheseniorhomesorbythemselves.
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5.2 RecommendationforDepartmentofHawaiianHomelandsBasedonthefindingsofthisresearch,themainrecommendationtoDHHListo
increaseitsinvolvementindisasterpreparednessingeneralaswellastheinitiativesofsinglecommunitiessuchasWaimānalo.ThefirstrecommendationistoattendtheeventshostedbyHHARP,NDPTCclasses,andothercommunitygatheringsgearedarounddisasterpreparedness.Intermsofsocialcapital,thiswouldallowtheunderstandingofeachcommunity’sinteractionsandnetworks(bondingandbridging),aswellasthebuildingofneworrenewedtieswiththeinstitution(linking).TheirpresencewillalsohelpreinforceDHHL’sstanceontheimportanceofdisasterpreparedness.
Second,DHHLcanuseWaimānaloasanexampleforothercommunities,highlightingtheongoingeffortsbehindthe“Ho’omakaukau‘OWaimānalo”plan,theenthusiasmoftheinvolvedmembersofthecommunity,andtheimportanceofastrongcommunityleadershipwithintheDHHLlands.Onefirststepinthisdirectionistopoststhe“Ho’omakaukau‘OWaimānalo”onlineontheDHHLwebpagesothatcommunitymemberscandownloadit,andhopefullybeinspired.Furthermore,itwouldbeinterestingandbeneficialtoDHHLtoinvolvestudentsandyoungerhomesteadersthroughthecreationofvolunteeropportunities.Thiswouldsparktheinitiativeofcommunities,reinforcingtheleadershiproles,increasingdisasterpreparednessandresilience.
Third,DHHLshouldconsidercreatingaProgramPlanforallhomesteadcommunities.Thisplanshouldincludeclearandconsistentobjectivesfordisasterpreparednessandrecovery,andbeprimarilyfocusedonbuildingcommunitycapacityandincreasingsocialcapital,asseenintheexampleofUSDA’sREAPPrograms(seeSection3.1.2).Inparticular,thepracticumteamsuggestsfourkeyobjectives:
1. Increasenaturaldisasterawarenessofcommunityleadersandmembers.Forexample,hostingorparticipatinginNDPTCcourses(e.g.“NaturalDisasterAwarenessforCommunityLeaders”).
2. Establishscheduledmeetingsforcommunityleaderstodevelopskillsinleadershipandenhanceengagementwiththeirrespectivecommunities.
3. HaveaDHHLrepresentativeattendpreparednessfairs(andsimilarevents)heldbyorganizationsinthecommunities.Thishelpstoconnectwithotherdisasterpreparednessagenciesattendingtheseevents.
4. Haveageneralframework(seeFigure5-1)thateachcommunitycanadoptandtailortotheirspecificneedsandhazards.
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Figure5-1:FrameworkConsiderationsforaGeneralDisasterPlan
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5.3 RecommendationsfortheNationalDisasterPreparednessTrainingCenter
OurexperienceattendingtheNDPTCcourse“NaturalDisasterAwarenessforCommunityLeaders”wasoverallpositive.Thecoursematerialwasinformativeanddeliveredinaprofessionalandengagingway.Thepracticumstudentswanttohighlighttheimportanceoftheinstructorinthislearningopportunity,andrecommendtheagencytofocusonfindingandtrainingindividualswithprofoundculturalandgeographicknowledgeoftheareaandthecommunity,inordertocreatetrustandinterest.Oneimprovementthatwebelieveisnecessary,isthebetterbalancebetweenactivitiesandlecture,ensuringthatallcontentsareproperlydeliveredandthatthegroupactivitiesarecompleted.
Intermsofcontent,themainsuggestionistoincludeadefinitionofsocialcapital,andfocusingonmechanismsofbridgingandlinking.Bondingtiesdonotneedtobeaddressedindetail,asitcanbeassumedthatagoodlevelofbondingalreadyexistsbetweenparticipants,thattheyareinvolvedinthecommunity,andthattheyarealreadyawareoftheproceduresbeforeandduringdisaster.Therefore,itwouldbeinterestingtoprovideparticipantswithideasandinspirationstoincreasetheirsocialcapitalathigherscales,withexamplessuchasparticipatorybudgeting.
Theliteraturereviewandthefindingsofthecommunityoutreachactivitiesrepresentageneralframeworkforthestudyofsocialcapital,andcanbeusedbyNDPTCasaninspirationforthecontentofafuturecourseontheroleofsocialcapitalindisastermanagement.Inadditiontothesecontents,thepracticumteamcreatedagroupactivitythatcanbeusedinthiscourse.Thisactivityisbasedontheclassattendedbytheteam,andisorientedto:(1)theidentificationofthemaincharacteristicsofacommunity;(2)theidentificationofpotentialhazards;(3)thereflectionontheexistingbonding,bridging,andlinkingtiesofparticipants;(4)thebenefitsconnectedtothesenetworks(i.e.howthesecanhelpbefore,during,andafteradisaster);(5)theunderstandingofwhenthesetiesareneeded(preparedness,response,recovery);and(6)howsocialcapitalcanbeusedtoorganizedisastermanagementandpreparedness.Anexampleofthisactivityisfoundinappendix1.
5.4 LimitationsofthePracticumThestudentswereonlyabletoparticipateintwocommunityeventsoverthecourse
ofthesemester.Theywouldneedtoparticipateinmoreeventsinordertohavemoreaccurateobservationsofthebonding,bridgingandlinkingsocialcapitalaswellasthesocialnorms.
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5.5 WaimānaloEmergencyAccessRoadThereisaneedforanadditionalevacuationrouteoutofWaimānalo.Thereisonly
onemajorroadinandoutforsomeoftheresidentslivinginthearea.Theemergencybackuproadwasoriginallyplannedin2006.DHHLsubmittedafundingrequestandreceivedboththefundingandsupportfortheprojectin2009bySenatorWaters,howeverthefundingwaslostandtheroutewasnotbuilt.Theprojectcameupagaininthe2011RegionalPlanforWaimānalobyDHHL.ItislistedasapriorityprojectinconjunctionwiththeextensionsofWaikupanahaStreetandIlauholeStreet.Theroadwayimprovementsincludeasmallsectionwhichwillbegatedoff,connectingthetworoads.Thisportionwillonlybeopenedinthecaseofanemergency,andonlycertaincommunityleaderswouldhavethekeytoopentheconnection.Thecommunitymemberswillneedtogetsupportfromtheirlocalrepresentativesinordertogetfundingforthedesignoftheroad,whichisestimatedtobe$100,000andanestimated$12milliontoconstructtheroadwayimprovementsforbothWaikupanahaStreetandIlauholeStreet.Thereareafewsourcesoffundingwhichmaybeavailablefortheconstructionoftheroad,includingCityandCountyofHonoluluCapitalImprovementsprojectFund,FederalHighwayAdministrationfunds,Statefunds,andNewMarketTaxCredits(DepartmentofHawaiianHomelands,2011).
Theevacuationrouteisimportantforthecommunityincaseofatsunami.ItnotonlyprovidesanadditionalwayoutforfamiliesmoreontheMakapusideofWaimānalo,buttherecouldalsobeanadditionalrouteconnectingtoOluoluStreet,whichwouldprovidethefamiliesthereandonthebeachsideanalternativeroutetoKalanianaoleHighway.KalanianaoleHighwayisatwolaneroad,withonelaneineitherdirection.Ontheweekendsitiscongested,andinthecaseofatsunamiitcouldbegridlocked,wherethereissufficientwarning.AsecondroadwouldproviderelieffromKalanianaoleHighway,andgetmorefamiliestosafetyfaster.
Figure5-2illustratestheapproximatelocationoftheconnectionroadperthe2011RegionalPlanforWaimānalo.ItshowsthattheroutewouldbeonDHHLlands,sogettinglandownerspermissionwouldberelativelysimple.Therouteisalsooutsideofboththetsunamiandextremetsunamizones.Familiesontheocean-sideofKalanianaoleHighwayarenotonDHHLland,however,theywouldalsobenefitfromthealternateroute,sotheirsupportwouldbehelpfulinobtainingfundingfortheproject.TheconnectionfromOluoluStreettotheemergencyroutewouldbethroughstateland,sotheywouldneedtosupporttheprojectaswell.
Thecommunitywillneedtoutilizebonding,bridgingandlinkingsocialcapitalinordertogetfundingfortheroad(seeFigure5-3).Theywouldneedtoshowthattheyasacollectivecommunitysupportandneedtheprojecttobettertheircommunityandprovideaccessincaseofadisaster.Thiswillshowtheirrepresentativeswiththecityandstatetoallocatefundsfortheplanninganddesignofthealternativeroute.
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Figure5-2:WaikupunahaStreetandIlauholeStreetExtensionswithEmergencyAccessRoad
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Figure5-3:OrganizationalListandPlanningGoalsforanAlternativeEmergencyAccessRoad
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5.6 FinalPresentationandConclusionThestudentspresentedtheirfindingstotheirclientsattheconclusionofthesemester.
Overalltheclientswerepleasedwiththefindingsofthereport.TheNDTPCquestionedwhetherornottheyshoulddesignacoursecenteredonthetopicofsocialcapital.ThestudentssuggestedthatitwouldabeneficialcoursetotheNDTPCandcommunities,especiallycoupledwithothercoursestheNDTPChastooffer.Bycreatingacoursebasedonsocialcapitaltheyhavetheopportunitytobuildsocialcapitalincommunities,andfocusondisasterpreparedness.DHHLquestionedastowhetherornotthereisaHawaiiantermthatcouldbecomparabletosocialcapital.Thiscouldbeafocusforfurtherresearchforacoursetailoredtosocialcapitalforindigenouscommunities,especiallyontheIslandsofHawai‘i.Anotheraspectofsocialcapitalthatcouldbeexploredfurtherisacompilationofkapunaknowledge,andusingthatknowledgeasaresourcetoteachfuturegenerationshowtobepreparedfordisastersaswellastoshapedevelopmentinthefuture.
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Social Capital in Community Resilience
Applied to Hawaiian Homelands Communities The practicum is a classroom experience that integrates modern
educationalobjectives, suchas“learningcommunity”,“service learning”,“critical thinking”, and “action oriented participatory research”. Thisresearchexercisehasmultipleobjectives. Itteachestheplanningprocessandfocuseson involvingandengagingthecommunity.Eachpracticumisunique, involvingdifferenttopics,studentsandclientswithdifferentanddiverse skills and interests, but it always involves teamwork, client(s)orientation,andafinalproduct.
The Spring 2016 Practicum assisted (1) The Department ofHawaiianHomeLands(DHLL),and(2)Dr.KarlKim,theexecutivedirectorof the National Disaster Preparedness Training Center (NDPTC). DHHL isinterested in promoting grass-root strategies for disaster preparednessandcommunityresiliencebuilding.NDPTCisresearchingatrainingcourseon the topic of social capital and community capacity, specifically inregards to small island communities. In this context, the planningpracticumwith 4 students focused in defining key concepts, integratingthem, and presenting them to aDHHL community. The projectwas alsopresented to DHHL and NDPTC representatives. The instructor wasProfessorLucianoMinerbi([email protected])
Class Photo:
Sonomi Imagawa Brent Wozniak Kailey Porter Silvia Sulis