size discrimination of hollow hemispheres by echolocation in a … · hemispheres showed a...

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3599 Introduction Nectarivorous bats spend much of their nightly activity and energy expenditure in finding and exploiting nectar-bearing flowers. Their excellent spatial memory helps them revisit known nectar sources (Thiele and Winter, 2001). To acquire new sources, the bats use olfactory (von Helversen et al., 2000), visual (Suthers et al., 1969; von Helversen and Winter, 2003; Winter et al., 2003) and echoacoustic features (von Helversen et al., 2003; von Helversen and von Helversen, 1999) offered by the flowers to attract bats and use them as pollen vectors. Close to the flower, echoacoustic features seem to play the major role in guiding the bats to the nectar chamber (von Helversen and von Helversen, 2003). A serious problem for the echoacoustic perception of single flowers in a rainforest is that flower echoes are acoustically buried in echo clutter produced by the surrounding vegetation. In contrast, aerial hawking insectivorous bats have fewer problems with disturbing background echoes and any echo indicating an object of adequate size will most likely be a flying prey insect (Schnitzler and Henson, 1980). Insectivorous bats hunting close to vegetation are affected by echo clutter in the same way as nectarivorous bats. They employ extremely short (Schnitzler and Henson, 1980) and broadband (Siemers and Schnitzler, 2004) signals, because such signals facilitate separation of objects from background. To circumvent problems caused by echo clutter, some bats rely on additional prey-specific information. Many gleaning bats, for example, listen passively for sounds generated by their prey (Kalko and Schnitzler, 1998). Rhinolophid bats use the Doppler shift in echoes caused by wing motions of flying prey (Neuweiler, 1990; Schnitzler et al., 2003). Chiropterophilous flowers do not stand out by motion or by sounds they produce themselves, but have evolved floral shapes generating conspicuous and characteristic echoacoustic features that help bats to discriminate between nectar-bearing flowers and the surrounding vegetation. In the chiropterophilous vine Mucuna holtonii the vexillum of the flower is echoacoustically conspicuous for the bat (von Helversen and von Helversen, 1999), because it broadcasts its echo back to the bat over a wide range of sound incidence angles. Therefore its echo is audible over many calls for a bat passing by; in contrast a flat leaf will only ‘twinkle’ when Nectar feeding bats use echolocation to find their flowers in the dense growth of tropical rainforests, and such flowers have evolved acoustic features that make their echo more conspicuous to their pollinators. To shed light on the sensory and cognitive basis of echoacoustic object recognition we conducted a size discrimination experiment with the nectarivorous bat Glossophaga soricina and compared the bats’ behavioural performance with the echoic features of the training objects. We chose a simple geometric form, the hollow hemisphere, as the training object because of its resemblance to the bell-shaped concave form of many bat flowers, as well as its special acoustic qualities. The hemispheres showed a characteristic echo pattern, which was constant over a wide range of angles of sound incidence. We found systematic size-dependent changes in the echo’s temporal and spectral pattern as well as in amplitude. Bats were simultaneously confronted with seven different sizes of hollow hemispheres presented from their concave sides. Visits to one particular size were rewarded with sugar water, while we recorded the frequency of visits to the unrewarded hemispheres. We found that: (1) bats learned to discriminate between hemispheres of different size with ease; (2) the minimum size difference for discrimination was a constant percentage of the hemisphere’s size (Weber fraction: approximately 16% of the radius); (3) the comparison of behavioural data and impulse response measurements of the objects’ echoes yielded discrimination thresholds for mean intensity differences (1.3·dB), the temporal pattern (3–22·s) and the change of spectral notch frequency (approximately 16%). We discuss the advantages of discrimination in the frequency and/or time domain. Key words: flower-visiting bat, echoes of hollow hemispheres, object discrimination by echolocation, Weber–Fechner law. Summary The Journal of Experimental Biology 209, 3599-3609 Published by The Company of Biologists 2006 doi:10.1242/jeb.02398 Size discrimination of hollow hemispheres by echolocation in a nectar feeding bat Ralph Simon, Marc W. Holderied and Otto von Helversen* University of Erlangen, Institute of Zoology II, Staudtstrasse 5, 91058 Erlangen, Germany *Author for correspondence (e-mail: [email protected]) Accepted 20 May 2006 THE JOURNAL OF EXPERIMENTAL BIOLOGY

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Page 1: Size discrimination of hollow hemispheres by echolocation in a … · hemispheres showed a characteristic echo pattern, which was constant over a wide range of angles of sound incidence

3599

IntroductionNectarivorous bats spend much of their nightly activity and

energy expenditure in finding and exploiting nectar-bearingflowers. Their excellent spatial memory helps them revisitknown nectar sources (Thiele and Winter, 2001). To acquirenew sources, the bats use olfactory (von Helversen et al., 2000),visual (Suthers et al., 1969; von Helversen and Winter, 2003;Winter et al., 2003) and echoacoustic features (von Helversenet al., 2003; von Helversen and von Helversen, 1999) offeredby the flowers to attract bats and use them as pollen vectors.Close to the flower, echoacoustic features seem to play themajor role in guiding the bats to the nectar chamber (vonHelversen and von Helversen, 2003).

A serious problem for the echoacoustic perception of singleflowers in a rainforest is that flower echoes are acousticallyburied in echo clutter produced by the surrounding vegetation.In contrast, aerial hawking insectivorous bats have fewerproblems with disturbing background echoes and any echoindicating an object of adequate size will most likely be a flyingprey insect (Schnitzler and Henson, 1980).

Insectivorous bats hunting close to vegetation are affected

by echo clutter in the same way as nectarivorous bats. Theyemploy extremely short (Schnitzler and Henson, 1980) andbroadband (Siemers and Schnitzler, 2004) signals, becausesuch signals facilitate separation of objects from background.To circumvent problems caused by echo clutter, some bats relyon additional prey-specific information. Many gleaning bats,for example, listen passively for sounds generated by their prey(Kalko and Schnitzler, 1998). Rhinolophid bats use the Dopplershift in echoes caused by wing motions of flying prey(Neuweiler, 1990; Schnitzler et al., 2003).

Chiropterophilous flowers do not stand out by motion or bysounds they produce themselves, but have evolved floral shapesgenerating conspicuous and characteristic echoacousticfeatures that help bats to discriminate between nectar-bearingflowers and the surrounding vegetation. In thechiropterophilous vine Mucuna holtonii the vexillum of theflower is echoacoustically conspicuous for the bat (vonHelversen and von Helversen, 1999), because it broadcasts itsecho back to the bat over a wide range of sound incidenceangles. Therefore its echo is audible over many calls for a batpassing by; in contrast a flat leaf will only ‘twinkle’ when

Nectar feeding bats use echolocation to find their flowersin the dense growth of tropical rainforests, and suchflowers have evolved acoustic features that make theirecho more conspicuous to their pollinators. To shed lighton the sensory and cognitive basis of echoacoustic objectrecognition we conducted a size discrimination experimentwith the nectarivorous bat Glossophaga soricina andcompared the bats’ behavioural performance with theechoic features of the training objects.

We chose a simple geometric form, the hollowhemisphere, as the training object because of itsresemblance to the bell-shaped concave form of many batflowers, as well as its special acoustic qualities. Thehemispheres showed a characteristic echo pattern, whichwas constant over a wide range of angles of soundincidence. We found systematic size-dependent changes inthe echo’s temporal and spectral pattern as well as inamplitude.

Bats were simultaneously confronted with seven

different sizes of hollow hemispheres presented from theirconcave sides. Visits to one particular size were rewardedwith sugar water, while we recorded the frequency of visitsto the unrewarded hemispheres. We found that: (1) batslearned to discriminate between hemispheres of differentsize with ease; (2) the minimum size difference fordiscrimination was a constant percentage of thehemisphere’s size (Weber fraction: approximately 16% ofthe radius); (3) the comparison of behavioural data andimpulse response measurements of the objects’ echoesyielded discrimination thresholds for mean intensitydifferences (1.3·dB), the temporal pattern (3–22·��s) andthe change of spectral notch frequency (approximately16%). We discuss the advantages of discrimination in thefrequency and/or time domain.

Key words: flower-visiting bat, echoes of hollow hemispheres, objectdiscrimination by echolocation, Weber–Fechner law.

Summary

The Journal of Experimental Biology 209, 3599-3609Published by The Company of Biologists 2006doi:10.1242/jeb.02398

Size discrimination of hollow hemispheres by echolocation in a nectar feeding bat

Ralph Simon, Marc W. Holderied and Otto von Helversen*University of Erlangen, Institute of Zoology II, Staudtstrasse 5, 91058 Erlangen, Germany

*Author for correspondence (e-mail: [email protected])

Accepted 20 May 2006

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ensonified perpendicularly, i.e. is audible only for a single call.Many chiropterophilous plants have concave bell-shapedflowers. Such concave flowers show temporal and spectral echocharacteristics, which could be acoustically conspicuous forbats (von Helversen et al., 2003). Nectar feeding bats can easilybe trained in the laboratory to discriminate between differentartificial concave forms of the same frontal diameter based onecholocation alone, and they are also able to correctly classifysuch forms independent of their size (von Helversen, 2004).

But which are the echo features that enable a bat todiscriminate between concave forms? In general, echo featuresthat provide information about the size and the 3D structure ofa target are the intensity, the temporal structure and the spectralpattern of the echo (e.g. Ostwald et al., 1988; Schmidt, 1988;Schmidt, 1992; Schnitzler and Henson, 1980; Simmons et al.,1974). Hitherto the objects used for object recognition taskswere such that their echo heavily changed with the angle ofsound incidence (Bradbury, 1970; Simmons et al., 1974;Simmons and Vernon, 1971), which renders it difficult todetermine the decisive echo feature. We used the simplestpossible concave form, the hollow hemisphere, because of itsextraordinary acoustic properties. Its echoes are nearly constantover a wide range of angles of sound incidence (von Helversenet al., 2003), and echo intensity as well as spectral and temporalecho characteristics scale with hemisphere radius in apredictable but differing manner (von Helversen, 2004).

In the present study we determine the ability of aglossophagine bat to distinguish between different sized hollowhemispheres by echolocation. We used nine individuals of theflower-visiting bat Glossophaga soricina (Phyllostomidae), aspecies well suited for training and object recognition tasks. Wealso measured the ‘echoes’ (i.e. impulse responses) of thehollow hemispheres, extracted the three relevant acousticfeatures (amplitude, temporal and spectral features), andcompared them with the bats’ performance. From thiscomparison we aimed to identify the acoustic feature used bythe bats for size discrimination.

Materials and methodsTraining experiments

Experimental paradigm

The experiments followed a multiple forced choiceparadigm. In contrast to a two-alternative forced choiceparadigm, this allowed us to test more than two alternatives atthe same time. We presented seven alternatives simultaneouslyto the bats. All data were collected in a continuous combinedtraining and test paradigm.

Experimental set-up

The experiments were conducted in a circular flight cage of3.5·m diameter and a height of 2.5·m. A training apparatus waspositioned in the centre of the cage. This apparatus consistedof a central column holding electronics, nectar reservoirs andvalves. From this column 16 spokes protruded in two horizontalplanes. A feeder was mounted at the end of each spoke (see

R. Simon, M. W. Holderied and O. von Helversen

Fig.·1). To avoid position learning, the central column with thespokes was slowly turned clockwise or counterclockwise withangular velocities of up to 360°·min–1 during all experiments.Turning direction changed in a pseudorandom sequence ofrotation angles with smooth deceleration and acceleration. Thefeeders were short PVC tubes of diameter 25·mm. Theycontained an infrared light barrier and were connected to asugar water reservoir via silicone tubing. Training objects werefixed directly above each feeder. Each interruption of a lightbarrier was recorded by the computer, and in the case of acorrect visit, the computer triggered the valve to release a smallreward of sugar water (17–20·�l). In order to prevent repetitivevisits a second visit to the same feeder within 20·s was recordedbut not rewarded. The reward was 17% sugar solution of amixture of sucrose, glucose and fructose (1:1.5:1.5) (w/w).Sugar water is scentless.

Stimulus objects

Training objects were different sized hollow hemispheres ofacrylic glass. They were displayed directly above the feederwith their concave surface pointing outwards. We used 14different sizes of hollow hemispheres of radii between 6·mmand 58.5·mm (see Fig.·2). From this pool we chose fivedifferent sets of hemispheres, each with seven differenthemisphere sizes, for experiments.

Experimental design

The eight feeders of each spoke wheel carried a set of seven

Fig.·1. The apparatus we used for the training experiments. To avoidposition learning the central column with 16 spokes and feeders wasrandomly turning left and right. Only two of the feeders displayingthe positive size of hollow hemisphere provided a reward. Two othersof the same size and 12 further hemispheres of six different sizes didnot provide any reward. Visits to all 16 feeders were loggedautomatically.

Nectar reservoir

Nectar tube

Upperspoke wheel

Lowerspoke wheel

Electro motor

Computer

Feeder with light barrier

HollowhemisphereValve

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3601Size discrimination by echolocation

different sizes of hollow hemispheres – thus one intermediatesize was present twice. One of these two identical hemispheresprovided a reward (rewarded positive stimuli) while the otherdid not (unrewarded positive stimuli). The six other sizes (somesmaller, some larger) were also presented without reward(unrewarded neutral stimuli). At the second wheel of spokesthe same set of hollow hemispheres was presented analogouslybut in a different order. The order of the stimuli on both wheelsof spokes was changed every night. Thus the bat could in totalchoose between 16 stimuli: two rewarded positive stimuli(one in the upper, another in the lower spoke wheel), twounrewarded positive stimuli and two times six (12) unrewardedneutral stimuli of different sizes. Unrewarded visits were notpunished. To exclude the use of any possible alternative cue orstrategy, we evaluated only the visits at the 14 (two timesseven) unrewarded feeders as a measure of the bats’ ability todiscriminate between the different sizes.

Training and testing

Bats were allowed to fly freely in the flight cage and couldaccess each feeder with equal ease. As soon as a bat wasaccustomed to the training apparatus and accepted the feedersas food source, one hollow hemisphere was mounted on top ofeach of the 16 feeders. During the first, and sometimes also thesecond, night of training, a reward was accessible at each ofthe four feeders that displayed the hollow hemisphere with thepositive radius. The following night we started the tests withonly two rewarded feeders as described above. During alltraining and test periods the room was in total darkness suchthat the bats had to rely on echolocation alone to orient and findthe feeders.

Data analysis

We analysed our data in two steps. First, all successive visitsto the same feeder within a 20·s period were regarded as onesingle visit. In a second step the whole series of consecutivevisits was split into blocks of 100 unrewarded visits. Weexcluded 100-visit-blocks when the number of visits to therewarded positive hemisphere exceeded the visits to theunrewarded positive hemisphere by more than a factor of 1.5,

as this indicated that bats temporally adopted an unknowndeviant strategy to find the rewarded feeder. For each blockthe numbers of unrewarded visits to each size of hollowhemispheres were counted. Then we calculated the relativefrequency of visits with respect to the number of visits to theunrewarded positive stimulus, which was set to 100% (seeFig.·3). Statistical analysis was performed using SPSS 11.0(SPSS, Chicago, IL, USA).

Bats

During our experiments we used nine individual males of theflower-visiting bat Glossophaga soricina Pallas 1766. Animalswere taken from a colony at the University of Erlangen that hadbeen kept in captivity for more than 20 years. The origin of thebreeding group was northern Venezuela.

The downward frequency modulated (FM) echolocation callsof G. soricina show two harmonics covering frequencies ofapproximately 50·kHz to 140·kHz (first harmonic 56–96·kHz,second harmonic 87–137·kHz). Call durations are between 1and 2·ms. The auditory threshold curve of this species reachesfrom 15 to 130·kHz (maximum sensitivity between 60·kHz to110·kHz, best frequency around 80·kHz) (J. Lopez, Y. Winterand O. von Helversen, manuscript in preparation).

Impulse response measurements

The impulse response function (IR) fully characterizes thetransmission properties of any linear system. In anechoacoustic context, one might think of the IR as the echo ofan indefinitely short click. Actual echoes of natural calls canbe derived from the impulse response by convolution with thecalls. We used the impulse responses for our analysis.

The acoustic measurements were conducted in an anechoicchamber. To irradiate the objects we used a custom-builtcondenser speaker with a membrane diameter of 15·mm, and a1/4� condenser microphone without protecting grid (G.R.A.S.40BF with preamplifier 26AB and power module 12AA; Holte,Denmark). The speaker and the microphone were fixed inparallel at the end of a holder. To mimic the dimension of abat’s head, the distance between the centre of the microphoneand the loudspeaker membrane was set to 18·mm. This

10 20 30 40 50 60Radius (mm)

Fig.·2. The size range of hemispheres we used in the experiments and measurements. The marks on the ruler indicate the radius of the respectivehemisphere.

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‘artificial bat head’ was mounted 20·cm or 40·cm above a benchand pointed in the direction of the object to be irradiated.Objects were fixed at the same height on a turntable by meansof a piece of wire. By moving their position on the bench thedistance between the object and ‘artificial bat head’ could bechanged. The measurements were taken from distances of20·cm or 40·cm, respectively. First, the opening of the hollowhemisphere was directed exactly towards the artificial bat head.We defined this orientation of the hollow hemisphere as 0°.Then the turntable bearing the hollow hemisphere was turnedaround the vertical axis in steps of 2° or 10° from –90° to +90°.The frequency response of the loudspeaker and the microphoneallowed measurements from 20·kHz to 140·kHz.

The objects were irradiated with a continuously replayedMLS (maximum length sequence) signal, which was generatedby a custom-built sound generator. Replaying and recordingwere sample-synchronous at a sampling rate of 500·kHz. Themicrophone signal was digitized with 12-bit resolution andrecorded by a custom made hard disc recorder (Institut fürTechnische Elektronik, Universität Erlangen, Germany).

As the impulse response is not directly accessible from therecordings, we had to process our recording with the originalMLS in a ‘Fast Hadamard Transformation’ (FHT). From theimpulse response the frequency response (spectrum) wascalculated, using a Fast Fourier Transformation (FFT; windowsize 1024 samples; rectangular window). The actual spectra ofthe object’s impulse responses, without influence of theloudspeaker frequency characteristic, were calculated asthe (complex) difference spectrum between the spectra of theloudspeaker and the impulse response. To acquire thefrequency response of the loudspeaker, we replaced the objectwith an acrylic glass plate directed perpendicularly to the angleof sound incidence. Thus, we obtained the same impulseresponse as if we had placed the microphone on the acousticaxis facing the loudspeaker at twice the distance from the object(i.e. 40·cm) (for details, see von Helversen et al., 2003).

We analysed the impulse responses with regard to threefeatures: the relative amplitude, the temporal structure and thespectral pattern. To derive relative amplitude (Fig.·4A, Fig.·5C)of each individual impulse response we first integrated itsspectrum (Pa/Hz) over a frequency range of 20·kHz to 140·kHzand then normalized this to the maximum such value. As ameasure of temporal structure we used the duration of the pausebetween first and second reflection (gap1–2) of the impulseresponse. It was defined as the duration between the maximumof the first peak and the maximum of the second peak (Fig.·5A).To describe the spectral pattern of the impulse response wedetermined the frequency of the notches, which were definedas the local minima in the corresponding frequency area(Fig.·6).

Some geometrical considerations

For sound with a wavelength that is small compared to thediameter of a hollow hemisphere, geometrical optics may serveas approximation. If a parallel sound wave impinges on ahollow hemisphere, there are only certain pathways the sound

R. Simon, M. W. Holderied and O. von Helversen

can travel within the hemisphere to be reflected back exactlyinto the direction of incidence (Fig.·5D). The more often thesound is reflected, the longer the path the sound has to travelwithin the hemisphere. As shown in Fig.·5D, the path length dwill be:

where n=number of reflections. Assuming a velocity of sound in air of 340·m·s–1 (or

0.34·mm·�s–1) and d in mm, the time t necessary to pass thehemisphere will be t=d�1/0.34 (�s). For n=1 the travellingpath length within the hemisphere will be d=2r and for n=>�it will be d=�r; the maximum duration of the impulse responsewill thus be tmax=(�–2)r�1/0.34 (�s). The time gap (�s)between reflection number n1 and n2 will be:

ResultsTraining experiments

Nine bats were trained to discriminate between differentsized hollow hemispheres. All bats learned to find the positivestimuli with ease. In the second or in the third night most ofthe bats made significantly more visits to the unrewardedpositive stimuli than to the other unrewarded neutral stimuli.Fig.·3A shows the frequencies of visits plotted over the radiusof the hemispheres. Each curve represents the frequencies ofvisits to one particular set of hemisphere sizes and canoriginate from up to four individuals. This is exemplified bythe fourth curve from the left (diamonds, data for one bat),which shows results for a set with a positive stimulus of38.5·mm radius and four smaller and two larger neutralhemispheres. This curve represents 2900 unrewarded visits.1211 of these visits were made to the unrewarded positivestimulus (r=38.5·mm) and the remaining 1689 visits were tounrewarded neutral stimuli of different sizes with thefollowing frequencies: r=19·mm, 48 visits; 24·mm, 92 visits;29·mm, 281 visits; 33.5·mm, 569 visits; 48.5·mm, 488 visits;58.5·mm, 211 visits.

We pooled the numbers of visits of all individuals that weretested with the same set and normalized the frequency of visitsto the unrewarded positive hemisphere to 100%. Comparingthe five curves in Fig.·3, it is noticeable that all sets elicited thesame general preference pattern: the closer a hollowhemisphere’s radius was to the radius of the positivehemisphere, the more frequently it was visited (see Fig.·3A).

To get a measure for the breadth of the curves, the interceptpoints of the individual curves with the 75% level weredetermined. This resulted in two �r measurements, one to thesmaller radius and one to the larger. �r plotted over the smallerradius increased with the radius of the hollow hemisphere. Wefound a mean Weber fraction of �r/r=0.16±0.06, the linear

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3603Size discrimination by echolocation

regression was �r=0.13r+0.48 (F1,16=19.65, R2=0.55,P=0.0004), when forced through the origin the regressionequation was �r=0.15r (F1,17=181.62, R2=0.91, P<0.0001;please note that these values cannot be compared to values formodels that include an intercept).

Echoes of hollow hemispheresFig.·4 shows relative amplitude, impulse response and

frequency spectrum of the impulse response for a hemisphereof 25·mm radius as a function of angle of sound incidence.Within a wide range of angles of sound incidence(approximately –70° to +70°) the impulse response of eachhemisphere was nearly constant with respect to its spectral andtemporal pattern (Fig.·4B,C). The relative amplitude wassteadily high for incidence angles between –45° and +45°(Fig.·4A).

We measured the impulse response functions of 16 differentsized hollow hemispheres, the 14 sizes used in the trainingexperiments and two additional ones. It is noticeable that allthree echo parameters depend on the radius r of the hemisphere(see Figs·5, 6): the relative amplitude of the object’s impulseresponse is linearly dependent on r, because the reflected powerlinearly scales with target surface and both scale with r2

(Fig.·5C).Fig.·5A depicts one hemisphere’s impulse response taken

from an angle of 10°. The first two small peaks in the impulseresponse originate from the edges of the hemisphere. Theirposition changes with the angle of incidence (labelled as ‘edge’in Fig.·4B and Fig.·5A; 1000–1300·�s). The next large solitarypeak corresponds to the first reflection in Fig.·5D. Thesubsequent gap is followed by many peaks with graduallydecreasing amplitude corresponding to the second to nthreflection (see Fig.·5D).

The most striking feature of the impulse response functionsis the time gap between the first and the second reflection. Theduration of this gap complies with the time the sound needs tocover the path length difference between first and secondreflection (gap1–2; see Fig.·5B,D). Its duration increasedlinearly with the radius (Fig.·5B), and is in agreement with theexpectation from Fig.·5D and Eqn·2.

Every feature in the time domain (temporal pattern) has itsmathematical equivalent in the frequency domain (spectralpattern) and vice versa. Through interference, multiplereflections with different path length and thus different timedelays cause reinforcement and cancellation, resulting in acomplex spectral composition. Fig.·4C depicts the spectraldirectional pattern, i.e. the spectrum of the impulse response asa function of angle of sound incidence. It shows distincthorizontal ridges and valleys corresponding to notches, whichare at the same frequencies for all angles of sound incidence.The hemisphere with a radius of 25·mm had its lowest notchat about 45·kHz (Fig.·4C). This was also the most prominentnotch in the spectrum. Proceeding to higher frequencies, moreor less regularly spaced further notches arose that wereseparated by flat peaks, giving the plots their characteristicbanded pattern.

The larger the radius of a hollow hemisphere, the morenotches were present in the spectral pattern (Fig.·6). Wedetermined the frequency of the most prominent notches in thespectrum and found that single notches could be tracedthroughout the range of different sized hollow hemispheres.The frequency of individual notches was inversely proportional

0 10 20 30 40 50 60

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its (

%)

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�r

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Fig.·3. Size discrimination in the training experiments. (A) Relativefrequency of unrewarded visits to hollow hemispheres of differentsizes, for training experiments with five different positive sizes (r=9,19, 29, 38.5 and 48.5·mm) and a total of nine bats. The frequencieswere calculated and averaged for groups of 100 consecutiveunrewarded visits each. The frequency of visits to the unrewardedpositive size was set to 100%. Values are means ± s.e.m. The brokenline marks the 75% level. Data for up to four individuals were pooled(filled circles: one bat, n=2000; filled squares: two bats; n=1300, 2000;filled triangles: four bats, n=300, 800, 2300, 3100; filled diamonds:one bat, n=2900; open squares: one bat, n=1100). (B) �r for 75%discrimination as a function of the radius r. �r was measured betweenthe training r and the intercept with the 75% discrimination level, andis always plotted over the smaller value of r. The solid black line givesthe linear regression (F1,16=19.65, R2=0.55, P=0.0004), the brokenblack line gives the linear regression when passing through the origin(F1,17=181.62, R2=0.91, P<0.0001). The 95% confidence intervals areindicated by black dotted lines.

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3604 R. Simon, M. W. Holderied and O. von Helversen

to the hemisphere radius, yet with different proportionalityfactors (Fig.·6G). For every notch:

where anotch is a constant coefficient, characteristic for everyparticular notch (see Fig.·6G legend). In other words, notchwavelength was linearly proportional to hemisphere radius – aresult that can be derived from geometry, compare Fig.·5D.This is true not only for single notches but for the wholespectrum. Thus, the spectral distribution s(�) of a largerhemisphere is a compressed version of a smaller hemisphere’sone. In a first approximation, the function s(�) is constant forall hemispheres and changes only by an expansion factorinversely proportional to the factor by which the radius of thehemisphere is altered:

(see Fig.·6). On a logarithmic scale, according to Eqn·3, thisbecomes:

log�notch = loganotch – logr·. (5)

This means that on a logarithmic frequency scale, a change inradius will shift each notch by a constant factor of –logr. Inother words, spectra plotted over log� are identical, but shiftedby –logr (see Fig.·6A–F).

DiscussionThe behavioural data indicate a general rule that can be

deduced from Fig.·3: the larger the size of a hollow hemisphere,the larger the absolute size difference necessary for correctdiscrimination. 75% discrimination was reached on averagewith a relative radius difference of 16%. This findingcorresponds with the Weber–Fechner law, which applies tomany perceptual tasks. But what perceptual quality alloweddiscrimination of the size of hollow hemispheres? We analysedthree parameters of the hollow hemispheres’ impulse responses:intensity, time structure and spectral pattern, and deduced thedifference thresholds for every feature. To obtain the differencethreshold in intensity, gap1–2 duration and frequency (�), weused the 75% discrimination level as an indicator of the just-discernible radius difference and then derived the respectivedifference threshold by interpolation (Fig.·7).

Despite the fact that time structure and spectral pattern arelinked to each other, we first discuss all three parameters

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Fig.·4. Echo features of a hollow hemisphere (r=25·mm) for 90directions (–90° to 90°, in 2° increments) measured at a distance of20·cm. (A) Relative amplitude. (B) Directional pattern of the impulseresponse function (white: positive amplitudes; black: negativeamplitudes) Edges, 1st, 2nd reflections, see text and Fig. 5D. (C)Spectral directional pattern between 20 and 140·kHz.

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3605Size discrimination by echolocation

separately to estimate what performance the bats had toaccomplish, given that they based their discrimination abilitysolely on one of the three echo features. Thus we must bear inmind that the bat’s echolocation call is typically 1–2·ms longand covers the frequency band 50–140·kHz. Therefore theechoes that we measured and analysed are not identical to theechoes received by the bat. In particular it is still controversialif and with what detail bats can deduce the echo’s impulseresponse, which we analysed to derive the time structure. Suchproblems will be addressed in the following discussion.

Intensity of the impulse response

The difference in sound pressure level between the just-discriminable hemispheres in our experiment was at a mean of1.3·dB (see Fig.·7A). Just-detectable level differences between

two pure tones are at 4–6·dB in the mouse, 1–2·dB in macaquesand 0.5–1·dB in humans (for a review, see Fay, 1992). Thelevel discrimination threshold for noise in humans seems tobe slightly higher, ranging around 1–4·dB (Zwicker andFeldtkeller, 1967). Several authors have published values forintensity discrimination by echolocation in bats. A 17% surfacearea difference threshold was found for triangles, giving acorresponding intensity difference of 1.5–3·dB (Simmons andVernon, 1971); however, temporal and/or spectral cues mayalso have been used by the bats in these experiments, but thesewere not discussed. The same is true for experiments withNoctilio leporinus (1–2·dB) (Suthers, 1965) or for experimentswith Rhinolophus ferrumequinum, which were trained todiscriminate spheres of different sizes. In such experiments,thresholds of 2.4–4.4·dB (Airapetianz and Konstantinov, 1974)

Radius (mm)

0 10 20 30 40 50 60 70

Rel

ativ

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plitu

de

0

0.2

0.4

0.6

0.8

1.0

Time (�s)

1000 1200 1400 1600 1800

Sign

al a

mpl

itude

(V

)

–1.5

–1.0

–0.5

0

0.5

1.0

1.5

Radius (mm)

0 10 20 30 40 50 60 70

Gap

1–2

dura

tion

(�s)

0

20

40

60

80

100

120

140

160

Measured values y=2.37x

Predicted values y=2.44x

D

2nd reflection

3rd reflection

4th reflection

nth reflection

1st reflection

r

C

BA

Edges

1st2nd to nth reflection

Edge reflection

y=0.018x

Fig.·5. (A) Impulse response of a hollow hemisphere (r=38.5·mm) for an angle of sound incidence of 10° (edges, 1st, 2nd to nth reflections, seetext and D). The time gap between first and second reflection (gap1–2) is marked with a grey bar. (B) Duration of the gap between first andsecond reflection plotted over the radius of the hollow hemispheres. The gaps were measured (black triangles) from the impulse responsefunctions, and calculated (open squares) from Eqn·2 in the text. (C) Relative amplitude of the echoes of hollow hemispheres of different sizesmeasured from an angle of 10° in a distance of 40·cm (D) Sound reflections within a hollow hemisphere, for a sound source at infinite distancesuch that incoming and outgoing rays are parallel and assuming that wavelength is small in comparison to the radius.

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3606 R. Simon, M. W. Holderied and O. von Helversen

Fig.

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3607Size discrimination by echolocation

and 2.8–3.2·dB (Fleissner, 1974), were measured. These valuesare in a similar range but slightly higher than the 1.3·dB(Fig.·7A) needed by the bats in the present study, given theyhad based their decision solely on intensity differences.

It thus seems possible that the bats used intensity differencesfor size discrimination of hollow hemispheres, but one needsto consider that a level difference of 1.3·dB is comparativelysmall, taking into account that echo intensity is stronglydependent on the bat’s distance to the target. Intensity-baseddiscrimination would thus require highly accurate distance-intensity-compensation. This might not pose a major problemfor a bat, however.

Temporal pattern

The just-noticeable difference of the most obvious timedomain pattern, the gap1–2, ranged between 3–22·�s; the gap1–2

itself ranged from 12 to 148·�s. The time resolution, measuredas the threshold of recognizing two ‘pips’ as two separated‘pips’, was about 100–200·�s in Megaderma lyra(Weissenbacher et al., 2002). Neurophysiological studiesrevealed a cochlear integration time of about ~300–400·�s forEptesicus fuscus (Simmons et al., 1989). It is thus highlyunlikely that time gaps in the low �s range are resolvedexclusively in the time domain.

Temporal pattern and spectral domain

The limited temporal resolution led to the conclusion thatbats generally evaluate echoes in the frequency domain whentime differences of less than 100·�s in overlapping echoes areoffered (Beuter, 1980; Simmons et al., 1974). Nevertheless,behavioural experiments showed that Eptesicus fuscusperceives electronically generated echoes of two front targetsin terms of two distinct reflections, and this with a resolutionof up to 2·�s (Simmons, 1989; Simmons et al., 1998). Thediscrepancy between the limited temporal resolution found inother studies and these results are explained by a mechanismthat combines perception in the time and spectral domain.

Through interference, a two-front echo with a given gap in thetime domain corresponds to notches at particular frequencies inthe spectral domain. Spectral notches are particularly expedientfor resolving small changes in time gaps, because changes intwo-front spacing that are too small to be resolved in the timedomain correspond to drastic and more easily accessible changesin notch frequency. It was therefore suggested that bats perceivetwo front echoes in the spectral domain and then translate thespectral notch pattern into a full time domain representation ofthe actual range profile (Simmons et al., 1990). The spectrogramcorrelation and transformation (SCAT) model (Saillant et al.,1993) explains the transformation of spectral information intotime information. Assuming this mechanism, gap1–2 durationmay well have played a decisive role for the discrimination ofdifferent sized hollow hemispheres.

Spectral pattern

Hollow hemispheres reflect echoes with a characteristicspectral composition that is clearly size-dependent. From Eqn·4

Δν/ν 0 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.40 0.45

Num

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ons

0

1

2

3

4

5

6

7

B

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Difference in sound pressure level (dB)

0.0 0.4 0.8 1.2 1.6 2.0 2.4 2.8 3.2

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ons

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1

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7

Δ gap1–2 duration (µs)

0 4 8 12 16 20 24 28 32

Num

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ons

0

1

2

3

4

5

6

7

A x=1.26±0.47

x=9.22±4.55

x=0.16±0.07

Fig.·7. The 75% discrimination threshold for hemisphere sizes plottedfor different echo parameters. (A) Just-noticeable difference in soundpressure level, (B) just-noticeable difference in duration of the timegap between first and second reflection (gap1–2) of the impulseresponse of the echo and (C) just-noticeable change of the spectrum.Arrowheads indicate the position of the mean (x). The black circlesmark values derived from Schmidt (Schmidt, 1992).

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3608

it becomes clear that the just-noticeable change of the spectrumcan be measured by the relative change, expressed as ��/�, ofany particular peak or notch of the spectrum. We chose thelowest notch (see 1. notch in Fig.·6G), as this notch is leastblurred by noise and easiest to measure. Each higher notchwould have the same result, however. The importance of thefact that ��/� is constant for all notches, irrespective of theabsolute notch frequency, becomes apparent when oneconsiders that the bandwidth of the echolocation call is limited(50–140·kHz). A bat can only evaluate spectral changes whenthey are within the frequency range of the bats’ echolocationcall (Mogdans and Schnitzler, 1990). Yet, a certain notch beingwithin the spectral range of the call at one hemisphere sizemight at another size be out of it and thus unavailable. Minimalnoticeable change expressed as ��/� is a reliable andcomparable measure as long as at least one notch occurs withinthe echo’s frequency range.

From Eqn·5 it can be deduced that:

The average ��/� detected by the bats was thus 16% (7–21%,one outlier at 40%; see Fig.·7C). This is not much larger thanthe values (6–13%) obtained for Megaderma lyra (Schmidt,1992) in experiments with ‘two-front phantom targets’ withdelays of 7.8 and 20.7·�s.

How does the observed discrimination ability relate tocochlear morphology? Cochlear frequency maps of humans,many mammals and unspecialised FM bats (Greenwood, 1990;Vater and Siefer, 1995) show an exponential frequencydistribution along the cochlea. We have shown above that thespectra of different hemispheres, when plotted on a logarithmicfrequency scale, are at a first approximation identical and onlyshifted by –logr (see Eqn·5). This means that the spectral echopattern (peaks and notches) projected onto the cochlea is aboutthe same for all hemisphere sizes, but its position shifts alongthe cochlea for a constant distance depending on hemispheresize change (Eqn·5; Fig.·6A–F). Thus every notch or peak willbe shifted by the same number of hair cells on the basilarmembrane. This also might be a mechanism facilitatinggeneralization of form independent of size (von Helversen,2004). As discrimination ability is believed to depend oncochlear distance, our finding of a constant ��/� supports thespectral basis of size discrimination.

An adequate measure for frequency discrimination inbroadband signals is the critical bandwidth, as it takes maskingand integration in the cochlea into account (e.g. Greenwood,1961). The critical bandwidth is a function of the centrefrequency and is presumed to represent equal distances on thebasilar membrane. Typical values for the critical bandwidth(CB, expressed as percent of the mean frequency) and thecorresponding critical distance (CD) on the basilar membraneare: CB 17% (CD 1.2·mm) for humans, 21% (1.1·mm) for themacaque, about 23% (1.1·mm) for the cat and 40% (1.5·mm)for the chinchilla (for a review, see Fay, 1992). This is in the

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|�r|r

.=

R. Simon, M. W. Holderied and O. von Helversen

same order of magnitude as our mean of 16%. For G. soricina,equation 6 in Fay (Fay, 1992) would yield a CD estimate of0.46·mm [assumed CB: 16%, cochlear length: 14·mm, derivedfrom Pye (Pye, 1980) and highest audible frequency Fmax:130·kHz (J. Lopez, Y. Winter and O. von Helversen,manuscript in preparation)]. This is between the valuesmentioned above for non-echolocating mammals and the onlyavailable CD value for a bat [Rhinolophus: 6%; 0.2·mm;outside of the acoustic fovea (Long, 1977)]. Thus the observeddiscrimination ability might well be a consequence of themechanical filtering properties of the inner ear.

The magnitudes of differences in intensity, in gap1–2 durationand spectral pattern all agree reasonably well with knownmammalian performance. With our experimental approach weare not able to decide whether discrimination was achieved inthe time or in the spectral domain. Of course echolocating batswill profit from evaluating all acoustic information available tothem, including temporal/spectral and intensity differences. Insupport of a spectral basis for the observed discriminationability it is nevertheless important to note that frequencymapping and filtering properties of the mammalian cochlea canexplain the finding of a constant ��/� in general and a valueof about 16% in this species in particular.

This article is dedicated to Dagmar von Helversen, whoinitiated this work before her all too early death. Her fervour towork, her amazing inventiveness and her enthusiasm was aninspiration to us. We acknowledge gratefully the help of NevilleFletcher who gave constructive suggestions on theoreticalconsiderations of the hemisphere’s echoes. We are thankful toYork Winter for support with soft- and hardware to run the setup. Also we thank Nick Kodratieff helping us to keep the wheelturning and are grateful to Hans Opel who helped us to producesome of the hemispheres. We are also thankful to twoanonymous referees for their extensive and helpful reviews.

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