sec news digest, september 20, 2000price press rel 2000-135 rel 33-7891 34-43307 file no 3-10291...
TRANSCRIPT
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SEC NEWS DIGEST
Issue 2000-181 September 20 2000
COMMISSION ANNOUNCEMENTS
PUBLICATION OF STAFF LEGAL BULLETIN NO 11
On September 19 2000 the Division of Investment Management issued staff legal
bulletin on the applicability of the Investment Advisers Act of 1940 to financial advisors
of issuers of municipal securities The bulletin clarifies the circumstances under which
financial advisors may advise issuers of municipal securities on the investment of their
bond offering proceeds without being deemed to be investment advisers The bulletin
also explains when financial advisors may advise their clients about investments in
specific money market accounts without being subject to the Advisers Act
COMMISSION MEETITGS
Following is schedule of Commission meetings which will be conducted under provisions
of the Government in the Sunshine Act Meetings will be scheduled according to the
requirements of agenda items under consideration
Meetings will be held in the Commission Meeting Room Room 1C30 at the Commissions
headquarters building 450 Fifth Street N.W Washington D.C Visitors are welcome at
all open meetings insofar as space is available Persons wishing to photograph or
videotape Commission meetings must obtain permission in advance from the Secretary of
the Commission Persons wishing to tape record Commission meeting should notif the
Secretarys office 48 hours in advance of the meeting
Any member of the public who requires auxiliary aids such as sign language interpreter or
material on tape to attend public meeting should contact Rochelle Franks Office of
Administrative and Personnel Management to make arrangements Ms Franks can be
reached at TTY number 202 942-9558 If you are calling from non-TTY number
please call the Relay Service at 1-800-877-8339
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CLOSED MEETING WEDNESDAY SEPTEMBER 27 2000 1100 A.M
The subject matter of the closed meeting scheduled Wednesday September 27 at 1100
a.m will be Institution and settlement of injunctive actions and Institution and
settlement of administrative proceedings of an enforcement nature
OPEN MEETING THURSDAY SEPTEMBER 28 2000 200 P.M
The subject matter of the open meeting scheduled for Thursday September 28 at 200
p.m will be
The Commission will hear oral argument on an appeal by the Division of Enforcement and
the Office of the Chief Accountant from an initial decision of an administrative law judge in
the matter of KPMG Peat Marwick LLP Peat Marwick
This case involves allegations that certain circumstances impaired Peat Marwicks
independence from an audit client Porta Systems Corp PORTA The law judge found
that only one of these circumstances -- Peat Marwicks loan to PORTAs president --
impaired Peat Marwicks independence Because generally accepted auditing standards
GAAS require that auditors be independent from audit clients the law judge concluded
that Peat Marwick violated the requirement in Rule 2-02 of Regulation S-X that an
accountants report accurately state whether the audit was made in accordance with
GAAS The law judge also concluded that because Peat Marwick was not independent
at the time it certified financial statements filed by PORTA as part of its 1995 annual
report Peat Marwick caused PORTA to violate Section 13a of the Securities Exchange
Act of 1934 and Rule 13 a-i thereunder The law judge did not conclude however that
Peat Marwick had engaged in improper professional conduct within the meaning of Rule
102e of the Commissions Rules of Practice The law judge dismissed the proceeding
insofar as it alleged that Peat Marwick engaged in improper professional conduct under
Rule 102e and denied the Divisions request for entry of cease and desist order
against Peat Marwick under Section 21 of the Exchange Act
Among the issues likely to be argued are the following
whether Peat Marwicks loan to PORTAs president was the only independence
impairing circumstance involved in this case
whether Peat Marwick acted recklessly withrespect to any independence impairing
circumstances involved in this case and
whether and what sanctions are appropriate remedies in this case
For further information contact Rada Potts at 202 942-0961
NEWS DIGEST September 20 2000
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CLOSED MEETING THURSDAY SEPTEMBER 28g 2000 300 P.M
The subject matter of the closed meeting scheduled for Thursday September 28 at 300
p.m will be Post argument discussion
At times changes in Commission priorities require alterations in the scheduling of
meeting items For further information and to ascertain what if any matters have been
added deleted or postponed please contact The Office of the Secretary at 202 942-
7070
ENFORCEMENT PROCEEDINGS
SEC BRINGS FRAUD CHARGES IN INTERNET MANIPULATION SCHEME
Settlement Calls for Return of $285000 in Illegal Gains
The Commission today brought and settled civil fraud charges against Jonathan
Lebed age 15 for using the Internet to conduct stock manipulation scheme that made
total profits of $272826 Without admitting or denying the findings Mr Lebed settled
with the Commission agreeing to an administrative cease and desist order and to
disgorge his illegal profits of $272826 together with prejudgment interest of $12174
for total of $285000 This is the first time the Commission has brought charges
against minor
Ronald Long Administrator of the Philadelphia District Office said implore
investors to be highly skeptical of any advice they receive from the internet People
should do thorough research before making investment decisions and verif all
information before acting on it
The Commissions Order finds that on eleven separate occasions between August 23
1999 when Lebed was 14 years old and February 2000 Lebed of Cedar Grove New
Jersey engaged in scheme on the Internet in which he purchased through brokerage
accounts large block of thinly-traded microcap stock Within hours of making the
purchase Lebed sent numerous false and/or misleading unsolicited e-mail messages or
spam primarily to various Yahoo Finance message boards touting the stock he had
just purchased Lebed then sold all of these shares usually within 24 hours profiting
from the increase in price his messages had caused In some instances Lebed placed
sell limit order before the market closed on the day he purchased the stock to ensure that
he would not miss the price increase of the stock while he was in school the next day
Lebeds profits on each trade ranged from more than $1 1000 to nearly $74000
The Order finds that Lebed used multiple fictitious author names for the hundreds of
identical messages he posted during each manipulation The postings Lebed made to
Internet website message boards included baseless price predictions and other false
and/or misleading statements For example he claimed in one of his messages that
NEWS DIGEST September 20 2000
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company trading at $2 per share would be trading at more than $20 per share very
soon Other postings claimed that stock would be the next stock to gain 1000%and was the most undervalued stock ever The posted messages always caused the
price and volume of the touted stocks to increase dramatically On the day that Lebed
sold his shares and realized his profit the trading volume in the stock reached either
record or near-record highs in some cases reaching 52-week high for both volume and
price Press Rel 2000-135 Rel 33-7891 34-43307 File No 3-10291
CORRECTION
The following is corrected summary for an item that appeared in some copies of the
September 5th issue of the Digest
COMMISSION SETTLES ADMINISTRATIVE PROCEEDING AGAINST RJCHARDTALYN CO AND ITS PRINCIPALS RICHARD AND ALAN FEINBERG
The Commission issued an Order Making Findings Imposing Remedial Sanctions and
Ordering Respondents to Cease And Desist The Order alleges that during the period
from in or about January 1994 to March 1995 in connection with certain OTC trades
with four broker-dealers information was provided that the transactions were completed
at the national best bid or offer price NBBO and Respondents did not inform them
that on certain occasions Richardt-Alyn purchased or sold the same stock on Selectnet
at price better than the NBBO In this manner Richardt-AIyn earned total of $17477
in trading profits
Administrative Law Judge Carol Fox Foelak issued an initial decision in this matter
dated September 30 1999 Subsequently both sides filed Petitions for Review before the
Commission The Commissions Order sets aside the initial decision censures the
Respondents and orders them to cease and desist from violating Section 17a2 and
of the Securities Act of 1933 and Section 17a of the Securities Exchange Act of 1934
and Rule 7a-3 thereunder orders Richardt-Alyn to comply with an undertaking to pay
$17477 and orders Richard and Alan Feinberg each to pay civil money penalty in the
amount of $5000 Rel 34-37727
IN VESTMENT COMPANY ACT RELEASES
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES ET AL
An order has been issued pursuant to Section 26b of the Investment Company Act to
The Equitable Life Assurance Society of the United States Equitable Separate Account
No 301 of Equitable Separate Account No 45 of Equitable Separate Account No 49 of
Equitable and Separate Account FP of Equitable collectively Applicants approving
the substitution of securities issued by the EQ Advisors Trusts Alliance Equity Index
Portfolio for securities issued by the EQ Advisors Trusts BT Equity 500 Index Portfolio
and currently held by those unit investment trusts The order also exempts Applicants
NEWS DIGEST September 20 2000
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pursuant to 17b of the Act from Section 17a of the Act to the extent necessary to
permit certain in-kind redemptions of portfolio securities in connection with the
substitution and the consolidation of certain subaccounts by certain of those unit
investment trusts following the substitution Re IC-24643 September 18
PROVIDENT MUTUAL LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 6c of the Investment Company Act
granting exemptive relief from Sections 2a32 22c and 27i2A of the Act and
Rule 22c-1 thereunder to Provident Mutual Life Insurance Company Provident Mutual
Variable Annuity Separate Account Providentmutual Life and Annuity Company of
America Providentmutual Variable Annuity Separate Account and 1717 Capital
Management Company to permit the recapture of credits applied to purchase payments
made under certain variable annuity contracts Re IC-24644 September 19
FIRST AMERICAN INVESTMENT FUNDS INC AND U.S BANK NATIONAL
ASSOCIATION
notice has been issued giving interested persons until October 10 2000 to request
hearing on an application filed by First American Investment Funds Inc and U.S Bank
National Association for an order exempting applicants from Section 17a of the
Investment Company Act The order would permit series of registered open-end
management investment company to acquire all of the assets subject to the liabilities of
another series of the investment company Because of certain affiliations applicants
may not rely on Rule 17a-8 under the Act Re IC-24645 September 19
SEASONS SERIES TRUST ET AL
notice has been issued giving interested personsuntil October 16 2000 to request
hearing on an application filed by Seasons Series Trust et for an order exempting
applicants from Sections 12d1A and of the Investment Company Act and from
Section 17a of the Act The order would permit certain registered unit investment
trusts or open-end management investment companies to acquire shares of registered
open-end management investment companies both within and outside the same group of
investment companies Rel IC-24646 September 19
SELF-RGULATORY ORGANIZATIONS
PARTIAL ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission granted partial accelerated approval to proposed rule change filed by
the Chicago Board Options Exchange SR-CBOE-00-37 relating to the reporting of
options transactions within 90 seconds after execution Re 34-43250
NEWS DIGEST September 20 2000
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DELISTING GRANTED
An order has been issued granting the application of the American Stock Exchange to
strike from listing and registration Integrated Transportation Network Group Inc
Common Stock $.O1 par value Rel 34-43 297
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File Number and date filed Assigned Branch and designation if the
statement is New Issue
Registration statements may be obtained in person or by writing to the Commissions
Public Reference Branch at 450 Fifth Street N.W Washington DC 20549 or at the
following e-mail box address publicinfosec.gov In most cases this information is
also available on the Commissions website www.sec.gov
SB-2 PARADIGM ADVANCED TECHNOLOGIES INC CONCORDE GATE 201 M3C 3N6TORONTO ONTARIO A6 416 9296565 40000000 $120000000CONMON STOCK FILE 333-45666 SEP 13 BR
S-8 XPEDIAN INC 6230 FARIVIEW RD STE 102 CHARLOTTE NC 28210
704 5408138 1000000 $300000 COMMON STOCK FILE 33345670SEP 13 BR
S8 BELMONT BANCORP P0 BOX 249 ST CLAIRSVILLE OH 43950 740 6953323
500000 $1421900 COMMON STOCK FILE 33345672 SEP 13 BR
SB-2 WEDGE NET EXPERTS INC 1706 WINDING RIDGE ROAD KNOXVILLE TN 37922
865 6946468 85000 $85000 COMMON STOCK FILE 33345678 SEP13
BR NEW ISSUE
S8 BANKATLANTIC BANCORP INC 1750 SUNRISE BLVD FORT LAUDERDALE FL
33304
954 7605000 1704148 $6901799 COMMON STOCK FILE 33345680
SEP 13 BR
S-8 SILICON LABORATORIES INC 4635 BOSTON LN AUSTIN TX 78735 90449$444733.16 COMMON STOCK FILE 33345682 SEP 13 BR
S-i EPOCH SECURITIES INC 151 UNION ST ICEHOUSE TWO SAN FRANCISCO CA
94111 415 3153100 200000 $10000000 COMMON STOCK FILE33345684 SEP 13 NEW ISSUE
NEWS DIGEST September 20 2000
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S8 PAN INTERNATIONAL HOLDINGS INC 215 CRANWOOD DR KEY BISCAYNE FL
33149
305 3655825 5000000 $50000 COMMON STOCK FILE 33345686
SEP 13 BR
S8 OAK HILL FINANCIAL INC 14621 STATE RTE 93 JACKSON OH 44640
614 2863283 400000 $6475000 COMMON STOCK FILE 33345690
SEP 13 BR
S8 SBE INC 4550 NORRIS CANYON ROAD SAN RAMON CA 94583 510 355-2000
108956 $1613638 COMMON STOCK FILE 33345692 SEP 13 BR
S8 RIGHT START INC /CA 5388 STERLING CENTER DR WESTLAKE VILLAGE CA
91361
818 7077100 150000 $515625 COMMON STOCK FILE 33345694
SEP 13 BR
S-i AKANAI TECHNOLOGIES INC 500 TECHNOLOGY SQ CAMBRIDGE MA 02139
617 2503000 300000000 $300000000 STRAIGHT BONDS FILE
33345696 SEP 13 BR
S8 RIGHT START INC /CA 5388 STERLING CENTER DR WESTLAKE VILLAGE CA
91361
818 7077100 75000 $257812.50 COMMON STOCK FILE 33345698
SEP 13 BR
S4 TENET HEALTHCARE CORP 3820 STATE ST SANTA BARBARA CA 93105
805 5637000 400000000 $400000000 STRAIGHT BONDS FILE33345700 SEP 13 BR
S3 INTEGRATED SURGICAL SYSTEMS INC 1850 RESEARCH PARK DAVIS CA 95616
530 7922600 13554505 $11385784.20 COMMON STOCK FILE
33345706 SEP 13 BR
S-3 TAKE TWO INTERACTIVE SOFTWARE INC 575 BROADWAY 6TH FLOOR NEW
YORK NY
10012 212 3346633 2016747 $30755391.75 COMMON STOCK FILE33345708 SEP 13 BR
S8 COST PLUS INC/CA/ 201 CLAY ST BOX 23350 OAKLAND CA 94607
415 8937300 450000 $16101700 COMMON STOCK FILE 33345710
SEP 13 BR
S8 MENLO ACQUISITION CORP 100 MISTY LN PARSIPPANY NJ 07054
650 5290730 525000 $640500 COMMON STOCK FILE 33345712
SEP 13 BR
S8 AMES DEPARTMENT STORES INC 2418 MAIN ST ROCKY HILL CT 06067
860 2572000 2000000 $12600000 COMMON STOCK FILE 33345714
SEP 13 BR
S8 AMES DEPARTMENT STORES INC 2418 MAIN ST ROCKY HILL CT 06067
860 2572000 500000 $3150000 COMMON STOCK FILE 33345716
SEP 13 BR
NEWS DIGEST September 20 2000
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S8 AMES DEPARTMENT STORES INC 2418 MAIN ST ROCKY HILL CT 06067
860 2572000 300000 $1890000 COMMON STOCK FILE 33345718
SEP 13 BR
SB-2 NEW MILLENNIUM MEDIA INTERNATIONAL INC 101 PHILIPPE PARKWAY SUITE
300SAFETY HARBOR FL 34695 727 7976664 25160000 $17612000COMMON STOCK FILE 333-45722 SEP 13 BR
S-8 WARPRPDIO COM INC 6535 DAYTON ST STE 3000 GREENWOOD VILLAGE CO
80111 303 7999118 3500000 $3815000 COMMON STOCK FILE
33345726 SEP 13 BR
S3 SPECTRASITE HOLDINGS INC 100 REGENCY FOREST DR STE 400 CARY NC
27511
919 4680112 $25000000 COMMON STOCK FILE 33345728 SEP 13
BR
S3 SPEEDUS COM INC 140 58TH ST STE 7E BROOKLYN NY 11220 718 567-
4300
1015176 $3680013 COMMON STOCK FILE 33345730 SEP 13 BR
S8 EPRESENCE INC 120 FLANDERS RD WESTHORO MA 01581 508 898-1000
318700 $3386187.50 COMMON STOCK FILE 33345732 SEP 13 BR
Si KYPHON INC 1350 BORDEAUX DR SUNNYVALE CA 94089 408 548-6500
$57500000 COMMON STOCK FILE 33345734 SEP 13 NEW ISSUE
S8 IRIDEX CORP 1212 TERRA BELLA AyE MOUNTAIN VIEW CA 95034
650 9404700 310000 $2344375 COMMON STOCK FILE 33345736
SEP 13 BR
S4 FNB CORP \VA\ 105 ARBOR DR CHRISTIANSBURG VA 24068 540 381-4951
297246 $7411192 COMMON STOCK FILE 33345738 SEP 13 BR
S3 HOUSEHOLD FINANCE CORP 2700 SANDERS RD PROSPECT HEIGHTS IL 60070
847 5645000 10000000000 STRAIGHT BONDS FILE 33345740 SEP
13BR
S-8 PATTERSON DENTAL CO 1031 MENDOTA HEIGHTS RD ST PAUL MN 55120
612 6861600 700000 $15957830 COMMON STOCK FILE 33345742
SEP 13 BR
58 VOICE MOBILITY INTERNATIONAL INC 13777 COMMERCE PARKWAY SUITE 180
RICHMOND Al 00000 60 4482 5428815 $28229838 COMMON
STOCKFILE 33345744 SEP 13 BR 37
S-8 EXTENSITY INC 2200 POWELL ST STE 400 EMERYVILLE CA 94608
510 5945700 800000 $18104180.60 COMMON STOCK FILE 333
45748
SEP 13 BR
NEWS DIGEST September 20 2000
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S8 CHARMING SHOPPES INC 450 WINKS LANE BENSALEM PA 19020 215 245
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Changes in Control of Registrant
Acquisition or Disposition of Assets
Bankruptcy or Receivership
Changes in Registrants Certifying Accountant
Other Materiafly Important Events
Resignations of Registrants Directors
Financial Statements and Exhibits
Change in Fiscal Year
Regulation Offerings
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previously filed responding to the itemsl of the form specified 8-K reports may be obtained in person
or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C20549 or at the following e-mail box address pubhcinfosec.gov In most cases this information is
also available on the Commissions website www.sec.gov
OF ISSUER
STATE BK ITEM NOCODE DATE CO4ENT
BAY VIEW SECURITIZATION CORP
CA
DE
DE
DE
DE
GA
DE
PA
UT
DE
DE
DE XX
DE
MY
DE
DE 09/15/00
AMEND
AMEND
9100
2000000 $9968750 COMMON STOCK FILE 33345750 SEP 14 BR
S-8 JNI CORP 9775 TOWNE CENTRE DR SAN DIEGO CA 92121 858 535-3121
1400000 $96012618 COMMON STOCK FILE 33345752 SEP 14 BR36
Item
ItemItemItem
Item
ItemItemItemItem
AAMES CAPITAL CORP
ADMINISTAFF INC \DE\
ADVANCE PARADIGM INC
ADVANCED ENERGY INDUSTRIES INC
ADVANCED FIBRE COMMUNICATIONS INC
AFLAC INC
AIRGAS INC
ALCOA INC
AMERICAN ELECTRIC AUTOMOBILE CO INC
AMERICAN EXPRESS CENTURION BANK
AMERICAN EXPRESS CREDIT ACCOUNT MAS
TER TRUST
AMERICAN EXPRESS RECEIVABLES FINANC
ING CORP II
AMERICAN GAMING ENTERTAINMENT LTD
DE
AMKOR TECHNOLOGY INC
ARROW ELECTRONICS INC
BANK OF AMERICA MORTGAGE SECURITIES
INC
09/18/00
09/13/00
07/05/00
08/18/00
05/16/00
09/19/00
09/19/00
09/18/00
09/18/00
09/15/00
09/15/00
09/15/00
09/01/00
09/11/00
09/18/00
09/18/00
NEWS DIGEST September 20 2000
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NAME OF ISSUER
STATE BK ITEM NOCODE DATE COMMENT
BEAR STEARNS ASSET BACKED CERTIFICA
TES SERIES 20001BEAR STEARNS ASSET BACKED SECURITIE
INC
BEAR STEARNS COMMERCIAL MORTGAGE SE
CURITIES INC
BILLING CONCEPTS CORP
BOEING CAPITAL CORP
BOWL AMERICA INC
CARDINAL FINANCIAL CORP
CATALINA LIGHTING INC
CENTUPA SOFTWARE CORP
CHAMPION ENTERPRISES INC
CHASE COIllERCIAL MORTGAGE SECURITIE
CORP
CHASE FUNDING INC
CHASE MANHATTAN CORP /DE/
CHENIERE ENERGY INC
COLONIAL DOWNS HOLDINGS INC
COMMUNITY BANK SYSTEM INC
COMPOSITE SOLUTIONS INC
COM21 INC
CONSECO FINANCE CORP
CONSECO FINANCE CORP
CONSECO FINANCE SECURITIZATIONS COP
CPS AUTO RECEIVABLES TRUST 1998-4
CROWN ENERGY CORP
CT COMMUNICATIONS INC INC
CYBERAMERICA CORP
CYPOST CORP
DAIMLERCHRYSLER AUTO
DAIMLERCHRYSLER AUTO
DAINLERCHRYSLER AUTO
DAINLERCHRYSLER AUTO
DESIGN PRODUCTS INC
DEUTSCHE MORTGAGE
CORP SERIES 2000-Cl
DEVON ENERGY CORP/DE
DIGEX INC/DE
DIGITALTHINK INC
DRUGMPX COM INC
DT INDUSTRIES INC
COMMERCE GROUP INC
EA ENGINEERING SCIENCE TECHNOLOGY
INC
EARTHLINK INC
EBAY INC
EDG CAPITAL INC
EDUCATIONAL INSIGHTS INC
EDUTREK INT INC
EMPIRE FEDERAL BANCORP INC
ENDOSONICS CORP
ENHERENT CORP
DE 08/25/00
DE 09/18/00
DE 09/16/00
09/15/00
09/13/00
09/15/00
09/01/00
07/20/00 AMEND
09/12/00
09/18/00
09/15/00
09/18/00
09/12/00
09/15/00
09/18/00
09/13/00
07/21/00 AMEND
09/18/00 AMEND
09/13/00
09/15/00
09/13/00
09/15/00
08/30/00
09/12/0008/29/00 AMEND
05/26/00 AMEND
09/15/00
09/15/00
09/15/00
09/15/00
09/15/00
09/14/00
09/19/00
09/06/00
09/15/00
09/14/00
09/19/00
09/18/00 AMEND
09/19/00
09/12/00
09/19/00
09/13/00
09/12/00
09/08/00
09/15/00
09/19/00
09/18/00
DE
DE
MD
VAFL
CA
MI
NY
NY
DE
DE
VA
DE
FL
DE
DE
DE
DE
CA
UT
NC
NV
DE
DE
DE
DE
DE
NV
DE
DE
DE
CA
NV
DE
NV
DE
DE
DE
NY
CA
GA
DE
DE
DE
xx
TRUST 2000
TRUST 2000
TRUST 2000
TRUST 2000
UT
ASSET RECEIVING
10 NEWS DIGEST September 20 2000
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OF ISSUER
STATE 8K ITEM NOCODE DATE COENT
ENSTAR GROUP INC
ENVIRO CLEAN OF AMERICA INC
ENZON INC
EOP OPERATING LTD PARTNERSHIP
EPIX MEDICAL INC
EQUITY OFFICE PROPERTIES TRUST
FARMER MAC MORTGAGE SECURITIES CORP
FEDERAL MOGUL CORP
FIRST BANK CORPORATE CARD MASTER TR
UST
ENTERTAINMENT HOLDING CORP
MANITOWOC BANCORP INC
SIERRA RECEIVABLES II INC
SIERRA RECEIVABLES III INC
UNION DIRECT BANK
UNION MASTER CREDIT CARD TRUS
INTERNATIONAL LTD
INTERNATIONAL LTD
COM INC
FLEXTRONI CS
FLEXTRONICS
FOODVISION
FORD MOTOR
FORD MOTOR
GENTNER CO1UNICATIONS CORP
GILLETTE CO
GLOBALSTAR LP
GLOBALSTAR TELECOIThIUNICATIONS LTD
GOLDMAN SACHS GROUP INC
GREENPOINT HOME EQUITY LOAN TRUST
0001GREENPOINT MORTGAGE SECURITIES INC/
GULFMARK OFFSHORE INC
HANOVER FOODS CORP /PA/
HARRIS CORP /DE/
HEADWATERS INC
HEALTHAXIS INC
HEWLETT PACKARD CO
HOME LOAN TRUST 2000 MORTGAGE PAS
THROUGH CERT SER 2000
HONDA AUTO LEASE TRUST 1999A
HOUSEHOLD AUTOMOTIVE TRUST VI SERIE
2000
HYBRIDON INC
ICG COFIUNICATIONS INC
ICG COIIIIUNICATIONS INC
ICG COIll4UNICATIONS INC
ICG FUNDING LLC
ICG FUNDING LLC
ICG FUNDING LLC
ICG HOLDINGS CANADA CO
ICG HOLDINGS CANADA CO
ICG HOLDINGS CANADA CO
ICG HOLDINGS INC
ICG HOLDINGS INC
ICG HOLDINGS INC
07/03/00 AMEND
09/15/00
09/08/00
09/15/00
09/18/00
09/15/00
09/19/00
09/19/00
09/19/00
09/13/00
08/22/00
09/01/00
09/01/00
09/15/00
09/15/00
09/15/00
09/15/00
09/19/00
06/28/00
09/14/00
07/08/00 AMEND
10/21/99
09/18/00
09/18/00
09/19/00
08/25/00
09/14/00
09/18/00
09/12/00
08/31/00 AMEND
09/06/00
09/18/00
09/18/00
08/30/00
08/31/00
09/15/00
09/12/00
08/22/00
09/13/00
09/18/00
08/22/00
09/13/00
09/18/00
08/22/00
09/13/ 00
09/18/00
08/22/00
09/13/ 00
09/18/00
FIRST
FIRST
FIRST
FIRST
FIRST
FIRST
XXCO
CO
XX
GA
NV
DE
DE
MD
DE
MI
NY
NV
WI
DE
DE
DE
DE
DE
UT
DE
DE
DE
DE
DE
DE
DE
PA
DE
DE
PA
DE
NC
DE
NV
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
CO
CO
CO
DE/
/DE/
/DE/
Co
CO
CO/
11 NEWS DIGEST September 20 2000
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NA OF ISSUER
ICG SERVICES INC
IEXALT INC
INFORMATION MANAGEMENT ASSOCIATES
NC
INTEGRATED FOOD RESOURCES INC
INTERCOM SYSTEMS INC
INTERMOUNTAIN RESOURCES INC
JABIL CIRCUIT INC
JAWS TECHNOLOGIES INC /NY
LASON INC
LEHMAN CO INC
LEVI STRAUSS CO
MATHSOFT INC
MCMORAN EXPLORATION CO IDEMEASUREMENT SPECIALTIES INC
MEDAMICUS INC
MEDICAL DYNAMICS INC
MEDIQUIK SERVICES INC
MEDIS TECHNOLOGIES LTD
MERCHANTS NEW YORK BANCORP INC
METRIS MASTER TRUST
METRIS RECEIVABLES INC
METRISA INC
MLMI RESECURITIZATION PASS THROUGH
CERT SERIES 2000-iA
MLMI RESECURITIZATION PASS THROUGH
CERT SERIES 2000-lB
MLMI RESECURITIZATION PASS THROUGH
CERT SERIES 2000-ic
MLMI RESECURITIZATION PASS THROUGH
CERT SERIES 2000-iD
MONEY STORE INVESTMENT CORP
MONEY STORE SBA ADJUSTABLE RATE CER
TIFICATES 1998iMORGAN CO INC
MORGAN COIERCIAL MORTGAGE FINA
NCE CORP
NATURADE INC
NETWORK SIX INC
NEWPORT NEWS SHIPBUILDING INC
NX NETWORKS INC
OSICOM TECHNOLOGIES INC
PAGING NETWORK INC
PARK PLACE ENTERTAINMENT CORP
PARKER DRILLING CO IDEPENTASTAR COI1UNICATIONS INC
PEOPLES BANK CREDIT CARD MASTER TRU
ST
PEOPLES SIDNEY FINANCIAL CORP
PHILADELPHIA SUBURBAN CORP
PINNACLE ENTERTAINMENT INC
PINNACLE HOLDINGS INC
PLAY CO TOYS ENTERTAINMENT CORP
STATE 8K ITEM NOCODE DATE CONT
08/22/00
09/14/00
09/18/00
09/14/00
09/12/00
09/08/00
09/19/00
08/22/00
09/18/00
09/10/00
09/19/00
09/18/00
09/15/00
09/18/00
08/25/00
09/13/00
09/01/00
09/01/00
09/05/00
09/19/00
09/19/00
07/06/00 AMEND
08/30/00
DE 08/30/00
DE 08/30/00
DE 08/30/00
09/18/00
09/18/00
09/12/00
09/18/00
08/31/00
09/14/00
09/18/00
09/19/00
09/05/00
09/07/00
09/12/00
09/14/00
09/01/00
08/31/00
09/15/00
09/11/00
09/15/00
08/04/00 AMEND
09/18/00
DE
NV
CT
NV
DE
NV
DE
NVDE
DE
DE
MA
DE
NJ
MN
CO
DE
DE
DE
DE
DE
DE
DE
Xx
NJ
NJ
DE
DE
DE
RI
DE
DE
NJ
DE
DE
DE
DE
CT
DE
PA
DE
DE
DE
12 NEWS DIGEST September 20 2000
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NAME OF ISSUER
STATE BK ITEM NOCODE DATE CONT
PRUDENTIAL SECURITIES SECURED FINAN
CING CORP
QUOKKA SPORTS INC
REGENCY GROUP LTD INC
RESIDENTIAL ASSET MORTGAGE PRODUCTS
INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES II INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES II INC
ROHN INDUSTRIES INC
RURAL ELECTRIC COOPERATIVE GRANTOR
TRUST SOYLAND 1993 El
RURAL ELECTRIC COOPERATIVE GRANTOR
TRUST SOYLAND 1993 B2
RYERSON TULL INC IDESALEM COMMUNICATIONS CORP /DE/
SANGUINE CORP
SCHULER HOMES INC
SFAC NEW HOLDINGS INC
SFC NEW HOLDINGS INC
SHAW GROUP INC
SHELLS SEAFOOD RESTAURANTS INC
SONUS COMMUNICATION HOLDINGS INC
SOONER HOLDINGS INC /OK/
SOUTHERN FINANCIAL BANCORP INC /VA/
SUNGLOBE FIBER SYSTEMS CORP
SVI HOLDINGS INC
SYNC RESEARCH INC
TANGIBLE ASSET GALLERIES INC
TELTONE CORP
TEXAS PETROCHEMICAL HOLDINGS INC
TEXAS PETROCHEMICALS LP
TIBCO SOFTWARE INC
TIME WARNER TELECOM INC
TRANSPRO INC
TRICON GLOBAL RESTAURANTS INC
TSET INC
WIRELESS DATA INC
UAL CORP IDEUNIMARK GROUP INC
UNITED ARTISTS THEATRE CIRCUIT INC
/MD/
UNITED ARTISTS THEATRE CO
US DATA AUTHORITY INC
VERTEX PHARMACEUTICALS INC MAVIALOG CORP
VIRTUAL COMMUNITIES INC/DEl
WACKENHUT CORP
WACKENHUT CORRECTIONS CORP
WASHINGTON GROUP INTERNATIONAL INC
WATCHOUT INC
WEBB INTERACTIVE SERVICES INC
WHX CORP
09/01/00
09/15/00
09/18/00 AMEND
09/18/00
DR 09/18/00
DE 09/19/00
09/18/00
09/15/00
NY 09/15/00
09/15/00
09/01/00
09/18/00
09/12/00
09/18/00
09/18/00
09/18/00
09/13/00
09/15/00
09/11/00
09/01/00
07/11/00 AMEND
09/19/00
08/31/00
09/05/00
09/20/00
09/18/00
09/18/00
09/05/00
09/11/00
09/12/00
09/14/00
09/06/00
09/07/00
09/19/00
09/18/00
09/05/00
09/05/00
09/15/00
09/19/00
09/18/00
09/19/ 00
09/19/00
09/19/00
09/15/00
09/09/00
09/13/00
09/18/ 00
DE
DE
NV
DE
DE
NY
DE
DE
MV
DE
DE
DE
LA
DE
DE
OK
VA
NV
NV
DR
NV
WA
DE
TX
DE
DE
DR
NC
NV
CO
DR
TX
MD
DR
FL
MAMADR
FL
FL
DE
UT
CO
DE
XX
13 NEWS DIGEST September 20 2000
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STATE 8K ITEM NOOF ISSUER CODE DATE COMMENT
WINNERS EDGE COM INC DE 09/18/00
WORLD FINANCIAL NETWORK NATIONAL BA OH 09/15/00
NK
WORLDWIDEWEB INSTITUTE COM INC FL 09/01/00
WORONOCO BANCORE INC DE 09/18/00
21ST CENTURY TECHNOLOGIES INC NV 09/06/00
14 NEWS DIGEST September 20 2000