sec news digest, june 22, 2001 · 16840 dec 21 2000 donna yun and jerry burch case number 699-cv-1...

SEC NEWS DIGEST

Issue 2001-121 June 222001

ENFORCEMENT PROCEEDINGS

SEC SETTLES FEDERAL CHARGES AGAINST MICHAEL BECKER

On June 21 the Commission settled an administrative proceeding against Michael

Becker of Marietta Georgia Becker served as vice president-finance and administration

of Vista 2000 Inc formerly located in Roswell Georgia and traded on the NASDAQ

National Market Becker consented to the entry of cease and desist order restraining

him from further violations of the antifraud reporting books and records internal

accounting control and beneficial ownership provisions of the federal securities laws

Becker neither admitted or denied the flndin made by the Commission

The Commission found that Becker participated in numerous transactions which resulted

in false entries in Vistas books and false documents in its records which were included

in Vistas September 1995 Form I0-QSB Becker participated in and/or directed the

recording of sales even though the products had not been shipped the arbitrarycreation

of costs of goods sold the misstatement of EPS and the improper reporting of two

acquisitions Becker was responsible for ensuring that Vistas records supported

recognition of revenue and assets and that its books recorded all expenses and costs in

conformity with GAAP The Commission also found that Becker failed to file reports on

Forms pr with the Commission to report transactions related to his ownership of

Vista stock

Based on the foregoing the Commission found thai Becker committed violations of

Sections 10b 13b5 and 16a of the Exchange Act and Rules lob-5 13b2-l 16a-2 and

6a-3 thereunder and that he caused Vista to violate Sections 10b 13a 3b2A and

13b2B of the Exchange Act and Rules lOb-5 12b-20 and 13a-13 thereunder and

ordered him to cease and desist from committing or causing any violation and any future

violation of those provisions

In separate action the Commission alleges that Becker obtained ill-gotten gains when

he engaged in illegal insider trading during 1996 SEC Smyth et at Civil Action No

101-CV-1344 USDC N.D Ga LR-17044 Ret 34-44460 AAE Ret 1412 File No

10520

SEC SETTLES FEDERAL CHARGES AGAINST ALLEN SEYMOUR

On June 21 the Commission settled an administrative proceeding against Allen

Seymour of Athens Georgia Seymour CPA conducted the 1994 audit of Vista 2000

Inc formerly located in Roswell Georgia and traded on the NASDAQ National Market

Seymour consented to the entry of cease-and-desist order restraining him from further

violations of the reporting provisions of the federal securities laws and requiring him to

disgorge $16141 of audit fees and prejudgment interest Seymour neither admitted or

denied the findings made by the Commissior

The Commission found that Vistas 1994 financial statements falsely reported revenues

of $1.2 million from the sale of marketing rights and $635000 from fictitious sales

Combined these transactions represented 91% of Vistas reported revenues Seymour

knew or should have known that these transactions had not been recorded by Vista in

conformity with GAAP Seymour also failed to properly conclude that his and his firms

independence was impaired during the audit because Seymours partner owned stock

of Vista during the audit in violation of GAAS As result Seymour caused Vista to file

financial statements that had not been certified by independent accountants despite his

representations to the contrary Seymour also failed to engage in predecessor-successor

auditor communications prior to accepting the Vista audit as required by GAAS

Based on the foregoing the Commission found that Seviolated GAAS and that he

caused Vista to violate Section 13a of the Exchange Act and Rule 13a-1 thereunder and

ordered him to cease and desist from committing or causing any violation and any future

violation of those provisions Rel 34-4446 AAE Rel 1413 File No 3-10521

CIVIL INJUNCTIVE ACTION FILED AGAINST TRADAMAX GROUP INC

PATIINSON HAYTON AND CONRAD DIAZ

The Commission today filed civil injunctive action against Tradamax Group Inc its

control person Pattinson Hayton and its chief financial officer Conrad Diaz The

Commissions complaint alleges that since November 2000 the defendants made numerous

fraudulent public statements regarding the control of Tradamax by Hayton who been

found liable for securities law violations and other illegal conduct the identity of its

chief executive officer the companys product purportedly an Internet portal

website designed to facilitate trading in and track the shipment of various

commodities claimed business relationships and projected revenues and

income According to the complaint these fraudulent statements were made press

releases Internet websites spam e-mail messages Internet message boards reports

filed with the Commission and promot.onal materials distributed to prospective

investors

Also according to the complaint Canadian corporation controlled by Hayton sold

Tradamax stock into the resulting inflated market for profits of at least $114408

Further the complaint alleges that Tradamax has failed to maintain adequate books and

NEWS DIGEST June 22 2001

records and file reports with the Commission and that Hayton has sold securities in

nonexempt and unregistered transactions and failed to file mandatory reports with the

Commission disclosing his beneficial ownership of Tradamax

The complaint seeks permanent injunctions against Hayton Diaz and Tradamax

disgorgement against Tradamax and Hayton civil money penalties against Hayton and

Diaz and an officer and director bar against Hayton

On June 21 2001 United States District Court Judge Gary Taylor issued temporary

restraining order prohibiting Tradamax and Hayton from violating the antifraud provisions

of the federal securities laws and freezing their assets Tradamax Group Inc

Pattinson Hayton and Conrad Diaz No 01-99-GLT USDC CD Cal LR-17046

TAMPA REAL ESTATE AGENTS ORDERED TO DISGORGE $269000 AND PAY

$200000 IN CIVIL PENALTIES FOR ILLEGAL INSIDER TRADING

The Commission announced today that on May 23 2001 United States District Judge

Ann Aldrich sitting by designation in the Middle District of Florida ordered Donna Yun

of Longwood Florida and Jerry Burch of Heathrow Florida to disgorge ill-gotten gains

in the amount $269000 plus pre-judgment interest The Court also ordered Yun and

Burch to pay $100000 each in .ivil penalties The Court denied the Commissions

request for permanent injunctions

On December 14 2000 after an eight-day trial federal jury found Yun and Burch liable

for illegal insider trading in options on the stock c4 Scholastic Corporation In its

complaint filed on February 1999 the Commission alleged the following on or before

February 18 1997 Yuns husband an officer of Scholastic told Yun in confidence that

Scholastic would announce that it expected loss for the quarter ending at the end of that

month Yuns husband also told her that he expected Scholastic common stock then

trading at approximately $65 per share to decline to $55 as result of the announcement

At cocktail party that evening Yun disclosed this information to Burch Yun and Burch

worked as real estate agents in the same office in Tampa Florida During the following

two days Burch purchased 130 Scholastic put option contracts which would rise in value

if Scholastic stock went down After the close of trading on the second day Scholastic

announced the expected loss The next day the price of Scholastic common stock dropped

approximately 40 percent and Butch exercised his put options making net profit of

approximately $269000

On December 19 2000 the Court entered judgments against Yun and Burch for

violations of Section 10b of the Securities Exchange Act of 1934 and Exchange Act

Rule lOb-S For more information see Litigation Release Nos 16052 Feb 1999 and

16840 Dec 21 2000 Donna Yun and Jerry Burch Case Number 699-cv-1 17-

ORL-22 USDC MDFL Tampa Division LR-17047


FEDERAL COURT IN LOUISIANA ENJOINS NOLAN WADE FROM SECURITIES

VIOLATIONS AND RULES THAT CHARLES CAMPBELL DID NOT VIOLATE THE

FEDERAL SECURITIES LAWS

On February 2000 Nolan \Vade Wade resident of Moselle Mississippi was

permanently enjoined by the United States District Court in Shreveport Louisiana from

violating the registrationand anti-fraud provisions of the federal securities laws Wade

consented to the entry of the order Wade was enjoined from violating Section 17a of

the Securities Act and Sections 10b and 15a of the Securities Exchange Act and Rule

lOb-5 Wade was subsequently ordered to disgorge $600000 but payment was waived

and penalties not imposed based upon his demonstrated financial inability to pay

On August 2000 after non-jury trial the same Court ruled that Chares Campbell

Campbell resident of Flossmoor Illinois did not violate the antifraud provisions of

the federal securities laws in connection with his efforts to take EarthNet Companies Inc

and Mississippi Motorplex Inc public through proposed reverse acquisition

involving International Equity Resources Inc

In September 1998 the Commission filed civil injunctiveaction seeking permanent

injunctions and other relief against Wade individually and doing business as Capital

Financial Consultants and Campbell Among other things defendants were alleged to

have defrauded investors by misrepresenting the process known as reverse

acquisition in which company can become publicly traded and misusing the proceeds

of several offerings For further information see SEC Litigation Release No 15923

Nolan Wade individually and dfb/a Capital Financial Consultants and

Charles Campbell Civil Action No 98-1857-S W.D La LR-17048

DANIEL DANKER SENTENCED TO ALMOS SIX YEARS IN PRISON FOR HIS

PARTICIPATION IN $29 MILLION PONZI SCHEME

On June 15 the Honorable John Tinder United States District Judge for the Southern

District of Indiana sentenced Daniel Danker Danker resident of Indianapolis

Indiana to five years and eleven months in prison ordered him to pay restitution of more

than $27 million and fine of $50000 for his involvement in $29 million Ponzi

scheme In March Danker former vice-president and secretary of Heartland Financial

Services Inc Heartland entered guilty plea to two counts of mail fraud and one count

of money laundering based on his fraudulent conduct Previously on August 10 2000

Judge Tinder who also presides over lawsuit filed by the U.S Securities and Exchange

Commission SEC captioned SEC Payne et al IPOO-1265 entered temporary

restraining order in that case against Danker Heartland JMS Investment Group LLC

JMS Kenneth Payne Payne Johann Smith Smith and Constance Brooks

Kiefer Brooks-Kiefer for their involvement in the Ponzi scheme

The SECs complaint in the civil lawsuit filed on August 10 2000 alleged that from at

least March 1999 to the present the defendants defrauded investors many of whom were


elderly through the offer and sale of three bogus investment opportunities initial

public offerings of financial institutions and technology companies represented by units

of IMS interests in an offshore bank located in Belize and units of Heartland as

well as stocks money markets and mutual funds through Heartland Rather than use

investor funds for legitimate securities transactions the SEC alleged that the defendants

commingled investors funds from all three schemes in common bank account

controlled by Smith and Brooks-Kiefer and used most of the $29 million raised from

investors to repay investors in the Ponzi scheme and for other non-investment related

purposes

Previously on November 16 2000 Judge Tinder entered orders of permanent injunction

against JMS and Smith both of whom previously consented to the entry of orders of

preliminary injunction JMS and Smith without admitting or denying the allegations of

the SECs complaint except as to jurisdiction consented to the entry of the orders which

enjoin them from future violations of certain antifraud registration and broker-dealer

provisions of the federal securities laws Among other things the orders of permanent

injunction require JMS and Smith to disgorge all ill-gotten gains received by them as

result of the conduct alleged in the SECs complaint plus prejudgment interest on those

amounts The Court also previously entered orders of preliminary injunction against

Brooks-Kiefer Payne and Heartland on August 21 2000 by their consent preliminarily

enjoining them from violations of certain antifraud provisions of the federal securities

laws and further preliminarily enjoining Payne and Heartland from violations of certain

registrationand broker-dealer provisions of the federal securities laws

The staff acknowledges the assistance of the U.S Attorneys Office for the Southern

District of ndiana the Internal Revenue Service-Criminal Investigation Division of

Indianapolis Indiana and the Federal Bureau of Investigation-Indianapolis Indiana

Payne et al S.D IN Civil Action No IPOO-1265C filed August 10 2000

LR-17049

SELF-REGULATORY ORGANIZATIONS

WITHDRAWAL SOUGHT

notice has been issued giving interested persons until July 13 2001 to comment on the

application of SFBC International Inc to withdraw its Common Stock par value $00

and warrants from listing and registration on the American Stock Exchange Rel 34-

44463

SECURITIES ACT REGISTRATIONS


The following registration statements have been filed with the SEC under the Securities Act

of 1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount

of the securities being offered Name of the managing underwriter or depositor if

applicable File number and date filed Assigned Branch and designation if the statement

is New Issue

Registration statements may be obtained in person or by writing to the Commissions

Public Reference Branch at 450 Fifth Street NW Washington D.C 20549 or at the

following e-mail box address pubIicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov

F-6 SOPHEON PLC /ADR/ TIMOTHY KEANEY BANK OF NEW YORK

101 BARCLAY STREET 22W NEW YORK NY 10286 212 8152129 20000000

$1000000 DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-13616

JUN 13 BR 99 NEW ISSUE

F-6 ALTRAN TECHNOLOGIES /ADR/ TIMOTHY KEANEY BANK OF NEW YORK

101 BARCLAY STREET 22W NEW YORK NY 10286 212 8152129 50000000

$2500000 DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-13620

JUN 13 BR 99 NEW ISSUE

F10 TEMBEC INDUSTRIES INC HIGHWAY 101 BOX 1100

TIMMINS ONTARIO CANADA A6 P4N 705 2681462 200000000

$250000000 STRAIGHT BONDS FILE 33313622 JUN 14 BR

SB SANDISK CORP 140 CASPIAN COURT SUNNYVALE CA 94089 408 562-0500

2000000 $51820000 COMMON STOCK FILE 33363076 JUN 15 BR

S-8 CRITICAL PATH INC 320 FIRST STREET SAN FRANCISCO CA 94105

415 808800 16741348 $21428926 COMMON STOCK FILE 333

63080

JUN 15 BR

S-3 GOLDMAN SACHS GROUP INC 85 BROAD ST NEW YORK NY 10004 212 902-

1000

11450000000 $1450000000 COMMON STOCK FILE 33363082 JUN

15BR

S-3 CANNONDALE CORP 16 TROWBRIDGE DR BETHEL CT 06829 203 749-7000

977777 $3852441.30 COMMON STOCK FILE 33363088 JUN 15 BR

S-3 COMERICA INC /NEW/ 411 LAFAYETTE 500 WOODWARD AVE 31ST FL

DETROITMI 48226 313 2229743 350000000 $350000000 STRAIGHT BONDS

FILE 33363090 JUN 15 BR


S-4 FELCOR LODGING 545 JOHN CARPENTER FREEWAY SUITE 1300

IRVINGTX 75062 972 4444900 100000000 $100000000 STRAIGHT BONDS

FILE 33363092 JUN 15 BR

S-8 HIBBETT SPORTING GOODS INC 451 INDUSTRIAL LANE BIRMINGHAM AL

35211


JUN 15 BR

S-3 WILLBROS GROUP INC DRESDNER BANK BUILDING50TH STREET 8TH FLOOR P0 BOX 850048 PANAMPL REPUBLIC OF PANAMA Ri

00000


JUN 15 BR

S-8 NEW ROCKWELL COLLINS INC 400 COLLINS ROAD NE CEDAR RAPIDS IA

52498


JUN 15 BR

S-2 DONEGAL GROUP INC 1195 RIVER RD P0 BOX 302 MARIETTA PA 17547


JUN 15 JR

S3 KEYCORP /NEW/ 127 PUBLIC SQ CLEVELAND OH 44114 216 6896300

$1

STRAIGHT BONDS FILE 333-63104 JUN 15 BR

S-8 STARTEK INC lii HAVANA STREET NVER CO 80010 303 361-6000


5-8 COINSTAR INC 1800 114TH AVENUE SE SUITE 200 BELLEVtJE WA 98004


JUN 15 BR

S-8 CELESTICA INC 12 CONCORD FL 7TH FL ONTARIO M3C 1V7 A6 416 442-

211

18992341 $672633802 COMMON STOCK FILE 33363112 JUN 15BR

S-8 ST PAUL COMPANIES INC /MNI 385 WASHINGTON ST SAINT PAUL MN 55102


JUN 15 BR

S-8 ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 510 265-9000

1403312 $11156330.40 COMMON STOCK FILE 33363116 JUN 15BR

S-8 ST PAUL COMPANIES INC /MN/ 385 WASHINGTON ST SAINT PAUL MN 55102

612 3107911 25400000 $1264031000 COMMON STOCK FILE

33363118 JUN 15 BR


S-B NEW ROCKWELL COLLINS INC 400 COLLINS ROAD NE CEDAR RAPIDS IA

52498

319 2951000 14325000 $108494255.25 COMMON STOCK FILE

33363120 JUN 15 BR

S-B PMI GROUP INC 601 MONTGOMERY ST SAN FRANCISCO CA 94111 415 788-

7878

3500000 $247187500 COMMON STOCK FILE 33363122 JUN 15

BR

S-8 HELMERICH PAYNE INC UTICA AT 21ST ST TULSA OK 74114 918 742-

5531


BR

S-8 SANDY SPRING BANCORP INC 17801 GEORGIA AyE OLNEY MD 20832


JUN 15 BR

S-8 GRACO INC 4050 OLSON MEMORIAL HIGHWAY GOLDEN VALLEY MN 55422


JUN 15 BR

S-8 CERUS CORP 2411 STANWELL DR CONCORD CA 94520 925 288-6000


S-8 TOPCLICK INTERNATIONAL INC/DE 7676 HAZARD CENTER DR

OFFICE 10 5TH FLOOR SAN DIEGO CA 92108 604 7371127 9200000

$432000 COMMON STOCK FILE 33363134 JUN 15 BR

SB GRUBB ELLIS CO 2215 SANDERS RD STE 400 NORTHEROOK IL 60062


JUN 15 BR

S-B TECHNISOURCE INC 1901 CYPRESS CREEK RD STE 202 FT LAUDERDALE FL

33309 954 4938601 500000 $760000 COMMON STOCK FILE 333

63138

JUN 15 BR

S-B LIFEPOINT HOSPITALS INC 103 POWELL COURT SUITE 200 BRENTWOOD TN

37027 615 3728500 1700000 $59976000 COMMON STOCK FILE

33363140 JUN 15 BR

5-3 NEW ROCKWELL COLLINS INC 400 COLLINS ROAD NE CEDAR RAPIDS IA

52498


63142

JUN 15 BR


S-8 NORTHEAST UTILITIES SYSTEM 174 BRUSH HILL AVE WEST SPRINGFIELD MA

01090 413 7855871 582844 $11374200 COMMON STOCK FILE

33363144 JUN 15 BR

S8 0N2 TECHNOLOGIES INC 375 GREENWICH STREET NEW YORK NY 10013


JUN 15 BR

SB-2 TIMELINE INC 3055 112TH AVE NE 106 BELLEVUE WA 98004 206 822

3140


S8 REX INC 11645 BISCAYNE BLVD STE 210 MIAMI FL 33181 206 521

2090


S-4 CIB MARINE BANCSHARES INC N27 W24025 PAUL COURT PEWAUKEE WI 53072


JUN 15 BR

S-8 PEGASUS COMMUNICATIONS CORP INC 225 CITY LINE AyE STE 200

BALA CYNWYr PA 19004 888 4387488 3000000 $57975000COMMON STOCK FILE 333-63154 JUN 15 BR

S-8 MATTSON TECHNOLOGY INC 2800 BAYVIEW DR FREMONT CA 94538


JUN 15 BR

S-8 DAVITA INC 21250 HAWTHORNE BLVD SIE 800 TORRANCE CA 90503


JUN 15 BR

S-2 MEDIX RESOURCES INC 305 MADISON AyE SUITE 2033 NEW YORK NY 10165


JUN 15 BR

S8 MISONIX INC 1938 NEW HIGHWAY FARNINGDALE NY 11747 516 694-9555


5-8 BERGEN BRUNSWIG CORP 4000 METROPOLITAN DR ORANGE CA 92668


JUN 15 BR

S-8 MOTOR CARGO INDUSTRIES INC 845 CENTER ST 845 CENTER ST

NORTH SALT LAKE UT 84054 801 2921111 100000 $833325 COMMON

STOCK

FILE 33363170 JUN 15 BR


S-B TEC TECHNOLOGIES INC 37 IRONICA ROAD FLANDERS NJ 07836


JUN 15 BR

S-B PTN MEDIA INC 455 EISENHOWER PKWY STE 15 ANN ARBOR MI 48108


JUN 15 BR

S-3 EQUITY RESIDENTIAL PROPERTIES TRUST TWO RIVERSIDE PLZ STE 400

CHICAGO IL 60606 312 4741300 869760 $47749824 COMMON STOCK

FILE 33363176 JUN 15 BR

S-3 VIACOM INC 1515 BROADWAY 51ST FL NEW YORK NY 10036 212 258-

6000


.7

S-8 EOG RESOURCES INC 1200 SMITH ST SUITE 300 HOUSTON TX 77002


JUN 15 BR

5-8 WILLIS GROUP HOLDINGS LTD TEN TRINITY SQUARE LONGON ENGLAND

011 4402074 45342500 $350059305.58 COMMON STOCK FILE

33363186 JUN 15 BR

S2 MORGAN GROUP INC 2746 OLD 20 P0 BOX 1168 ELKHART IN 46514


JUN 15 RR

S3 SEDONA CORP 649 NORTH LEWIS ROAD LIMERICK PA 19468 610 495-3003


S-4 TYCO INTERNATIONAL LTD /BER/ 90 2ITTS BAY ROAD

THE ZURICH CENTRE SECOND FLOOR PEMROKE HM 08 BERMUDA DO 441 292-

86.74


BR

S-B IVILLAGE INC 500-512 SEVENTH AyE NEW YORK NY 10018 212 604-0963


S-3 SOUTHWEST WATER CO 225 BARRANCA AyE STE 200 WEST COVINA CA

91791


63196JUN 15 BR

10 NEWS DIGEST June 22 2001

S-8 DENBURY RESOURCES INC 5100 TENNYSON PARKWAY 3000 STE 200 PLANO

TX

75024 972 6732000 600000 $6309000 COMMON STOCK FILE 333

63198

JUN 15 BR

N2 AMERICAN CAPITAL STRATEGIES LTD BETHESDA METRO CENTER 14TH FL

BETHESDA MD 20814 301 9516122 19076 $348491366 COMMON STOCK

FILE 33363200 JUN 15 BR 22

S-4 WILLIAMS COMPANIES INC ONE WILLIAMS CTR TULSA OK 74172 918 573-

2000


BR

S-3 FLORIDA POWER CORP 3201 34TH ST SOUTH ONE PROGRESS PLAZA

ST PETERSBURG FL 33701 727 8205151 380000000 $380000000STRAIGHT BONDS FILE 333-63204 JUN 15 BR

S-8 WIT SOUNDVIEW GROUP INC 826 BROADWAY 6TH FL NEW YORK NY 10003

212 2534400 29850000 $79102500 COMMON STOCK FILE 333-

63206

JUN 15 BR

S-3 ASPEN TECHNOLOGY INC IDE TEN CANAL PARK CAMBRIDGE MA 02141


JUN 15 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Item Changes in Control of Registrant

Item Acquisition or Disposition of Assets

Item Bankruptcy or Receivership

Item Changes in Registrants Certifying Accountant

item Other Materially Important Events

Item Resignations of Registrants Directors

Item Financial Statements and Exhibits

Item Change in Fiscal YearItem Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previously filed responding to the iternslofthe form specified 8-K reports may be obtained in person

or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C

20549 or at the following e-mail box address pubhcinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov


NAME OF ISSUER

STATE

CODE

DE

CA

DE

DE

UT

DE

MD

DE

DE

DE

DE

DE

GA

NY

IN

DE

NY

OH

OH

8K ITEM NO12345678

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

NV

DE

DE

DE

DE

DE

AU

DE

DATE CONT

ACORN PRODUCTS INC

ADAMS RITE AEROSPACE INC

ADVANTA BUSINESS RECIEVABLES CORP

ALLIED PRODUCTS CORP IDE

ALLOY ONLINE INC

AMERICAN EXPRESS CENTURION BANK

AMERICAN GROUP INC/FL

AMERICAN RESOURCES OFFSHORE INC

APARTMENT INVESTMENT MANAGEMENT

APERIAN INC

ARGOSY GAMING CO

ASD GROUP INC

ASSET BACKED SEC CORP HOME EQUITY

OAN TR 2001-HE1

AT HOME CORP

ATHEROGENICS INC

AUGUST TECHNOLOGY CORP

AVNET INC

BALL CORP

BANC OF AMERICA COMMERCIAL MORTGAGE

INC

BANC ONE AUTO GRANTOR TRUST 1997-B

BANC ONE HELOC TRUST 1998-1

BANC ONE HELOC 199-1BANK ONE AUTO GRANTOR TRUST 1997-A

BEAR STEARNS COMMERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COMMERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS HOME LN OWN TR 2001-A

HOME LN BCKD NT SR 2001-A

BENTON OIL GAS CO

BETHLEHEM STEEL CORP IDEBLUE RHINO CORP

BRIGHTPOINT INC

CALENERGY MINERALS LLC

CALENERGY OPERATING CORP

CALLAWAY GOLF CO /CA

CAMPBELL RESOURCES INC /NEW/

CAPITAL AUTO RECEIVABLES INC

CASTLE CO

CATHAYONE INC

CCC GLOBALCOM CORP

CE GENERATION LLC

CE SALTON SEA INC

CE TURBO LLC

CHASE MORTGAGE FINANCE CORP

CHASE MORTGAGE FINANCE CORP

CHIEFTAIN INTERNATIONAL INC

CHRISKEN PARTNERS CASH INCOME FUND

LP

06/15/01

05/31/01

06/20/01

06/15/01

06/20/01

05/15/01

06/18/01

06/20/01

06/21/01

04/06/01 AMEND

04/12/01

06/05/01

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06/19/01

05/30/01

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06/20/01

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06/18/01

06/20/01

06/20/01

06/15/01

06/13/01

06/21/01

06/05/01

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06/18/01 AMEND

06/21/01

06/20/01

06/20/01

05/03/01

05/05/01

06/19/01

06/21/01


NAME OF ISSUER

STATE 8K ITEM NOCODE DATE CO.D4ENT

CITIZENS COMMUNICATIONS Co

CLICKACTION INC

COAST FEDERAL LITIGATION CONTINGENT

PAYMENT RIGHTS TRUST

COMMERCIAL MORTGAGE PASS THROUGH CE

RTIFICATES SERIES 1999 C2

CONEJO ENERGY CO

CONSECO FINANCE CORP

CONSECO FINANCE CORP

CONSECO FINANCE SECURITIZATIONS COR

CONSECO FINANCE SECURITIZATIONS COR

CON VERGYS CORP

COOPER COMPANIES INC

COOPER INDUSTRIES INC

CORNAX BUSINESS SOLUTIONS INC

COUNTRYWIDE HOME LOAN TRUST HOME LO

AN BAC NO SER 2001-HLV1

CRAFTCLICK COM INC

CRITICAL PATH INC

CROWN PAPER CO

CROWN VANTAGE INC

CYBERTEL COMMUNICATIONS CORP

HEALTHCARE RESOURCES INC

DATA CRITICAL CORP

DATAMARINE INTERNATIONAL INC

DEL RANCH LP

DELIAS CORP

DEUTSCHE FLOORPLAN RECEIVABLES

DEUTSCHE RECREATIONAL ASSET FUNDING

CORP

DISTRIBUTION FINNCIAL SERVICES MAR

INE TRUST 1999-2

DISTRIBUTION FINANCIAL SERVICES RV

TRUST 19991DISTRIBUTION FINANCIAL SERVICES RV

TRUST 19993DRUMMOND FINANCIAL CORP

DSTAGE COM INC

DVI RECEIVABLES CORP

DVI RECEIVABLES CORP VIII

EAGLE WIRELESS INTERNATIONAL INC

EARTHWATCH INC

ECLIPSE SURGICAL TECHNOLOGIES INC

ELMORE LP

ELOT INC

EMPLCHINES INC IDEEMCEE BROADCAST PRODUCTS INC

ENVIRONMENTAL POWER CORP

ENZON INC

ESB FINANCIAL COP

06/19/01

06/15/01

06/19/01

06/15/01

06/20/01

06/15/01

06/15/01

06/15/01

DE 06/15/01

04/06/01

06/14/01

06/21/01

04/04/01 AMEND

06/11/01

06/06/01

06/18/01

06/20/01

06/20/01

12/30/99 AMEND

06/20/01

06/07/01

06/21/01

06/20/01

06/06/01

05/31/01

05/31/01

NY 05/31/01

NY 05/31/01

NY 05/31/01

06/19/0

06/15/0

05/31/01

05/31/01

06/18/01

06/14/01

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NAME OF ISSUER

VOltA EUROPEAN CAFES INC

EVERGREEN BANCORP INC

EXECUTIVE HELP S1RVICES INC

FINANCIAL ASSET SE CP SOUNDVIEW HM

EQ LN AS BK CER SE 2001-1

FIRST BANK CORPORATE CARD MASTER TR

UST

FIRST DEARBORN INCOME PROPERTIES LP

FIRST INDIA DIVERSIFIED HOLDINGS IN

FISH LAKE POWER LLC

FRANKLIN RECEIVABLES LLC

GENERAL EMPLOYMENT ENTERPRISES INC

GENESEE CORP

GEXA CORP

GLOBAL ELECTION SYSTEMS INC

GOAMERICA INC

GOLDEN TRIANGLE INDUSTRIES INC/

GREAT tAKES REIT

GREEN TREE FLOORPLAN RECIEVABLES MA

STER TRUST


STER TRUST


STER TRUST

GS MORTGAGE SEC CORP II COMM MORT

THRO CERT SER 1997-GL1

HARVARD SCIENTIFIC CORP

HAYES LEMMERZ INTERNATIONAL INC

HONDA AUTO LEASE TRUST 1999A

HONDA AUTO RECEIVABLES 1999-1 OWNER

TRUST


TRUST


TRUST

HOUSEHOLD CONSUMER LOAN TRUST 1996-



STATE 8K ITEM NOCODE DATE COMMENT

06/15/01

06/15/01

06/15/01

06/20/01

05/31/01

06/06/01

06/20/01

06/21/01

06/21/01

08/31/00

06/16/01

06/20/01

06/15/01

06/15/01

06/15/01

06/01/01

06/08/01

06/21/01

05/31/01

05/31/01

CA 05/31/01

05/31/01

DE 06/20/01

06/20/01

06/20/01

ET

NV 02/13/01

DE 06/20/01

DE 06/30/01

DE 06/15/01

NY 06/20/01

DE 05/03/01

NY 05/28/01

FIRST SIERRA RECEIVABLES III INC

FIRST UNION COMM MORT TRUST COMM MO

PAS THR CER SER 1999-Cl


PAS THR CER SER 1999-C4


PAS THR CER SER 2000-Cl


PAS THR CER SER 2000-C2

06/01/01

6/15/01DE

NY

NY

NY

NY

DE

DE

IL

NY

TX

DE

CO

MD

MN

DE

NVDE

DE

CA

AMEND

DE

DE


NE OF ISSUER


HOUSEHOLD CREDIT CARD MASTER NOTE

RUST

HOUSEHOLD FINANCE CORP HOUSEHOLD AF

CRE CAR MAS TR

HOUSEHOLD FINANCE CORP HOUSEHOLD CO

NSUMER LN TRUST 1995-1

HUNTCO INC

IGEN INTERNATIONAL INC IDE

INFONAUTICS INC

INHALE THERAPEUTIC SYSTEMS INC

INHALE THERAPEUTIC SYSTEMS INC

INSPIRE PHARMACEUTICALS INC

INTERNEDIA COMMUNICATIONS INC

INTERNATIONAL COSMETICS MARKETING

INTERNET CAPITAL VENTURES ASSOC

NC

ITC DELTACOM INC

JANEX INTERNATIONAL INC

JCC HOLDING CO

JONES APPAREL GROUP INC

KIDSTOYSPLUS COM INC

KINETIC CONCEPTS INC ITX/

KOPPERS INDUSTRIES INC

LEATHERS

LEHNAN ABS CORP

LEVI STRAUSS CO

LIFEPOINT HOSPITALS INC

LTV CORP

LUMENON INNOVATIVE LIGHTWAVE TECHNO

LOGY INC

LUMINEX CORP

WAVE INC

MARGATE INDUSTRIES INC

MAVERICK TUBE CORPORATION

MAYTAG CORP

MEDIFAST INC

MELLON AUTO GRANTOR TRUST 2000-2

MELLON RESIDENTIAL FUNDING CORP

MERCANTILE BANKSHARES CORP

MEREDITH CORP

MERIDIAN BIOSCIENCE INC

MERRILL LYNCH DEPOSITOR INC



MERRILL LYNCH DEPOSITOR INC PREFERR

EDPLUS TRUST SERIES BLS-1

MERRILL LYNCH DEPOSITOR INC PREFERR

EDPLUS TRUST SERIES CCR-1

META GROUP INC

STATE 8K ITEM NOCODE DATE CONT

DE 06/20/01

DE 05/21/01

06/20/01

06/15/01

06/04/01

06/20/01

02/15/01 AMEND

06/15/01

06/19/01

06/20/01

06/18/01

05/31/01

06/20/01

06/14/01

05/27/01

06/19/01

06/20/01

06/20/01

06/20/01

06/18/01

06/12/01

06/01/01

06/21/01

06/14/01

06/15/01

06/19/01

06/20/01

06/19/01

06/13/01

06/01/01

06/01/01

06/15/01

06/01/01

NY 06/15/01

DE 06/15/01

XX

06/08/01

06/20/01

06/21/01

06/20/01

06/20/01 AMEND

06/20/01

06/20/01

06/21/01

DE

DE

MO

DE

PA

DE

DE

DE

DE

FL

DE

DE

CO

DE

PA

NV

TX

PA

CA

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

MD

IA

OH

DE

DE

DE

DE


NAME OF ISSUER


MICREL INC

MICROSTRATEGY INC

MMCA AUTO OWNER TRUST 1999-2



NMCA AUTO OWNER TRUST 2001-1

MONARCH SERVICES INC

MORGAN STANLEY DEAN WITTER CO

MSC SOFTWARE CORP

MYLAN LABORATORIES INC

NATIONSLINK FUNDING CORP COMM MORT

PASS THR CER SER 1999 SL

NETSOL INTERNATIONAL INC

NET2 PHONE INC

NEW WORLD COFFEE MANHATTAN BAGEL IN

NIGUEL ENERGY CO

NORTHWEST AIRLINES CORP

NOVA NATURAL RESOURCES CORP

NT MEDIA CORP OF CALIFORNIA INC

NUVEEN JOHN COMPANY

OAKWOOD MORTGAGE INVESTORS INC OMI

TRUST 2001-C

OFFICE DEPOT INC

OVERSEAS SHIPHOLDING GROUP INC

PAPER COMPUTER CORP

PARADISE MUSIC ENTERTAINMENT INC

PARAGON TRADE BRANDS INC

PARKWAY PROPERTIES INC

PENTON MEDIA INC

PEOPLES BANK CREDIT CARD MASTER TRU

ST

PEOPLESWAY COM INC

PER SE TECHNOLOGIES INC

PETROCORP INC

PHARMACEUTICAL FORMULATIONS INC

PHOENIX WASTE SERVICES CO INC

POLAROID CORP

PRANDIUM INC

PROVELL INC

PRUDENTIAL SECURITIES SEC FIN CORP

MOR PAS THR CER 2001-Cl

PS FINANCIAL INC

PULASKI BANCORP INC

QWEST COMMUNICATIONS INTERNATIONAL

INC

QWEST COMMUNICATIONS INTERNATIONAL

INC

RAINING DATA CORP

RAYOVAC CORP

RBC CENTURA BANKS INC

REAL ESTATE OPPORTUNITIES INC

06/21/01

06/14/01

06/15/01

06/15/01

06/15/01

06/15/01

06/14/01

06/21/01

06/15/01

06/20/01

06/01/01

06/20/01

06/11/01

06/19/01

06/20/01

06/20/01

03/31/01 AMEND

04/17/01 AMEND

06/15/01

06/15/01

06/20/01

06/19/01

06/1 5/01

06/22/01

06/20/01

06/30/01

06/21/01

05/31/01

06/15/01

06/14/01

06/06/00

06/12/01

06/21/01

06/20/01

06/15/01

06/19/01

06/01/01

06/13/01

05/25/01

06/19/01

06/20/01

12/01/00 AMEND

06/20/01

06/05/01

06/21/01

CA

DE

DE

DE

DE

DE

MD

DE

DE

PA

DE

NV

DE

DE

CA

DE

CO

DE

DE

NV

DE

DE

NV

DE

DE

MD

DE

CT

NV

DE

TX

DE

NJ

DE

DE

DE

DE

DE

DE

DE

WI

NC

CO


OF ISSUER

RELIANT ENERGY INC

RELIANT RESOURCES INC

RES CARE INC IKYRESEARCH INC /MN/

RESIDENTIAL ACCREDIT LOANS INC

RESIDENTIAL ASSET MORTGAGE PRODUCTS

INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES II INC

RITE AID CORP

ROWE COMPANIES

RURAL ELECTRIC COOPERATIVE GRANTOR

TRUST KEPCO SERIES 1997

SALTON SEA BRINE PROCESSING

SALTON SEA FUNDING CORP

SALTON SEA MINERALS CORP

SALTON SEA POWER GENERATION

SALTON SEA POWER LLC

SALTON SEA ROYALTY CO

SAN FELIPE ENERGY CO

SANGSTAT MEDICAL CORP

SCOTIA PACIFIC CO LLC

SE GLOBAL EQUITIES CORP

SEARS CREDIT ACCOUNT MASTER TRUST

SEMCO ENERGY INC

SENIOR HOUSING PROPERTIES TRUST

SIERRA BANCORP

SILICON IMAGE INC

SOFTECH INC

SOLITRON DEVICES INC

SONIC SOLUTIONS/CA

SONUS NETWORKS INC

STATEFED FINANCIAL CORP

STEWART ENTERPRISES INC

STRUCTURED ASSET MORTGAGE

TS INC


TS INC


TS INC


TS INC

STRUCTURED

TS INC

STRUCTURED

TS INC

STRUCTURED

TS INC

STATE 8K ITEM NOCODE DATE COMMENT

06/20/01

06/20/01

06/20/01

06/20/01

06/20/01

06/20/01

06/20/01

06/20/01

06/20/01

06/07/01 AMEND

06/15/01

06/18/01

06/18/01

06/14/01

06/07/01

06/21/01

06/20/01

06/19/01

05/11/01

06/19/01

06/21/01

04/25/01

DE 04/25/01

DE 04/25/01

DE 04/25/01

DE 04/25/01

DE 04/25/01

DE 04/25/01

TX

DE

KY

MN

DE

DE

06/20/01

06/20/01

06/19/0

06/13/01

06/21/01

06/21/01

DE 06/19/01

DE 06/20/01

06/12/01

06/21/01

12/31/00

DE

NV

NY

CA

DE

DE

CA

DE

DE

DE

DE

MN

IL

MI

MD

CA

DE

MADE

CA

DE

DE

LA

DEINVESTMEN

INVESTMEN

INVESTMEN

INVESTMEN

ASSET MORTGAGE INVESTMEN




NAME OF ISSUER


STRUCTURED ASSET MORTGAGE INVESTMEN

TS INC


TS INC


TS INC


TS INC


TS INC


TS INC


TS INC


TS INC

SUN BANCORP INC

SUNSOURCE INC

SUSQUEHANNA BANCSHARES INC

TAB PRODUCTS CO

TALK VISUAL CORP

TELLABS INC

THAON COMMUNICATIONS INC

TRIAD INDUSTRIES INC

TRICORD SYSTEMS INC IDE

UAL CORP IDEUNB CORP/OH

UNIVERSAL BANK NA

UNIVERSAL BANK NA

UNIVERSAL EXPRESS INC/

VPC GEOTHERMAL LLC

VULCAN POWER CO /NV

VULCAN/BN GEOTHERMAL POWER CO

WASHINGTON GAS LIGHT CO

WASTEMASTERS INC

WEINERS STORES INC

WEINGARTEN REALTY INVESTORS /TX/

WELLS FARGO ASSET SEC CORP MOR PASS

THR CERT SER 2001-13

WELLS FARGO ASSET SEC CORP MOR PS

HR CER SER 2001-10

WGL HOLDINGS INC

WHITEWING LABS INC

WORLD COMMERCE ONLINE INC

WORLD FINANCIAL NETWORK NATIONAL BA

NK

XCARE NET INC

XTO ENERGY INC

YOUNETWORK CORP

ZMP INC

4-D NEUROIMAGING

04/25/01

04/25/01

DE 04/25/Ui

DE 04/25/01

DE 04/25/01

DE 04/25/01

DE 05/02/01

DE 05/30/01

06/01/01

06/18/01

06/15/01

06/20/01

06/06/01

06/21/01

04/06/01 AMEND

06/30/01

06/21/01

06/20/01

06/15/01

05/31/01

05/31/01

05/22/01

06/20/01

06/20/01

06/20/01

06/21/01

06/20/01

06/20/01

01/29/01 AMEND

05/30/01

NY 05/30/01

06/21/01

06/05/01

06/06/01

06/15/01

06/07/01

06/11/01

06/15/01

05/31/01

04/26/01 AMEND

DE

DE

PA

DE

PA

DE

NV

DE

NV

NV

DE

DE

OH

DE

DE

NV

DE

NVNVDC

MD

DE

TX

DE

VACA

DE

OH

DE

DE

DE

CA

CA


sec news digest, june 22, 2001 · 16840 dec 21 2000 donna yun and jerry burch case number 699-cv-1...

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